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person · Reporting owner

LARSON MICHAEL

Disclosed activity across 8 companies

Tapewire entity
29885
SEC CIK
0001098825

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AUTONATION, INC.AN · Entity 3730DirectorJanuary 02, 2018January 04, 2018
ECOLAB INC.ECL · Entity 2954DirectorSeptember 30, 2026October 03, 2026
MEXICAN ECONOMIC DEVELOPMENT INCFMX · Entity 3074DirectorMarch 16, 2026March 17, 2026
REPUBLIC SERVICES, INC.RSG · Entity 1686DirectorJuly 15, 2026July 17, 2026
WESTERN ASSET INFLATION-LINKED INCOME FUNDWIA · Entity 6381DirectorSeptember 27, 2023September 28, 2023
WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUNDWIW · Entity 8896DirectorSeptember 27, 2023September 28, 2023
WESTERN ASSET PREMIER BOND FUNDWEA · Entity 8876DirectorMarch 09, 2020March 17, 2020
Western Asset Investment Grade Income Fund Inc.PAI · Entity 6695DirectorMarch 09, 2020March 17, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AUTONATION, INC.

Report date January 02, 2018 · Filed January 04, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.01 per shareSEC Table I · non-derivativeDirect27,096 Reported balance After 2018-01-02 transaction · row 1
1 source row

Row 1 · 2018-01-02 · Grant · Acquired 4,764 · Balance 27,096

F1: 2018 grant of 4,764 vested restricted stock units (the "RSUs") pursuant to the AutoNation, Inc. 2014 Non-Employee Director Equity Plan (as amended, the "2014 Director Plan"). The RSUs will settle in shares of common stock, par value $0.01 per share, of AutoNation, Inc. (the "Company") in accordance with the terms of the award, including any deferral election made by the reporting person, and the 2014 Director Plan. Settlement of the RSUs will be accelerated in certain circumstances as provided in the terms of the award and the 2014 Director Plan, including in the event the reporting person ceases to serve as a non-employee director of the Company.

Filing footnotes · ownership attribution and instrument terms

F1: 2018 grant of 4,764 vested restricted stock units (the "RSUs") pursuant to the AutoNation, Inc. 2014 Non-Employee Director Equity Plan (as amended, the "2014 Director Plan"). The RSUs will settle in shares of common stock, par value $0.01 per share, of AutoNation, Inc. (the "Company") in accordance with the terms of the award, including any deferral election made by the reporting person, and the 2014 Director Plan. Settlement of the RSUs will be accelerated in certain circumstances as provided in the terms of the award and the 2014 Director Plan, including in the event the reporting person ceases to serve as a non-employee director of the Company.

ECOLAB INC.

Report date September 30, 2026 · Filed October 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect19,326.07 Reported balance After 2026-09-30 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-09-30 · Grant · Acquired 131.17 · Balance 19,326.07

F1: Includes 28.82 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

Filing footnotes · ownership attribution and instrument terms

F1: Includes 28.82 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

MEXICAN ECONOMIC DEVELOPMENT INC

Report date March 16, 2026 · Filed March 17, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
BD UnitsSEC Table I · non-derivativeDirect65,000 Reported balance Holding disclosure · report date 2026-03-16 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 65,000

F1: The securities reported herein are held in the form of American Depositary Shares, evidenced by American Depositary Receipts (ADRs). Each ADR represents 10 BD Units. Each BD Unit consists of one Series B Share, two Series D-B Shares and two Series D-L Shares (BD Unit), without par value ("Series D-B Shares" and "Series D-L Shares", respectively).

Filing footnotes · ownership attribution and instrument terms

F1: The securities reported herein are held in the form of American Depositary Shares, evidenced by American Depositary Receipts (ADRs). Each ADR represents 10 BD Units. Each BD Unit consists of one Series B Share, two Series D-B Shares and two Series D-L Shares (BD Unit), without par value ("Series D-B Shares" and "Series D-L Shares", respectively).

REPUBLIC SERVICES, INC.

Report date July 15, 2026 · Filed July 17, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect40,165.71 Reported balance After 2026-07-15 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-07-15 · Grant · Acquired 115.53 · Balance 40,165.71

F1: Based on 1 on 1 conversion.

F2: Represents additional Restricted Stock Units (RSUs) accrued as dividends on outstanding RSU awards that will vest and be settled to the extent the RSU is vested and settles.

Filing footnotes · ownership attribution and instrument terms

F1: Based on 1 on 1 conversion.

F2: Represents additional Restricted Stock Units (RSUs) accrued as dividends on outstanding RSU awards that will vest and be settled to the extent the RSU is vested and settles.

WESTERN ASSET INFLATION-LINKED INCOME FUND

Report date September 27, 2023 · Filed September 28, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect21,268 Reported balance After 2023-09-27 transaction · row 1
1 source row

Row 1 · 2023-09-27 · Purchase · Acquired 13,000 · Balance 21,268

WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND

Report date September 27, 2023 · Filed September 28, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect14,547 Reported balance After 2023-09-27 transaction · row 1
1 source row

Row 1 · 2023-09-27 · Purchase · Acquired 5,000 · Balance 14,547

WESTERN ASSET PREMIER BOND FUND

Report date March 09, 2020 · Filed March 17, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance Holding disclosure · report date 2020-03-09 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 0

F1: The Reporting Person does not beneficially own any securities of the issuer, directly or indirectly.

Filing footnotes · ownership attribution and instrument terms

F1: The Reporting Person does not beneficially own any securities of the issuer, directly or indirectly.

Western Asset Investment Grade Income Fund Inc.

Report date March 09, 2020 · Filed March 17, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance Holding disclosure · report date 2020-03-09 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 0

F1: The Reporting Person does not beneficially own any securities of the issuer, directly or indirectly.

Filing footnotes · ownership attribution and instrument terms

F1: The Reporting Person does not beneficially own any securities of the issuer, directly or indirectly.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 31, 2020 Filed Jan 31, 2020 22:18 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 Exercise / conversionRestricted Stock Units · Derivative 4,127 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-005811 · doc4.xml · derivative · entry 2

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,127 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Based on 1 on 1 conversion.

F1 · derivative.exercise_date: On 01/03/2017 ("Date of Grant"), the non-management Director was granted an award of 3,869 Restricted Stock Units ("RSUs") in accordance with the Company's 2007 Stock Incentive Plan, as amended. The RSUs were immediately vested on the Date of Grant; however, the Director could not convert any of the RSUs to Company common stock (based on a 1 on 1 conversion) until the earlier of the last day of the month in which the three year anniversary of the date of the award occurs or the date on which the Director incurs a separation from service within the meaning of Section 409A of the Internal Revenue Code. The settlement of 4,127 RSUs, that included dividend equivalents, to Company common stock was effective on 01/31/2020.

F1 · derivative.expiration_date: On 01/03/2017 ("Date of Grant"), the non-management Director was granted an award of 3,869 Restricted Stock Units ("RSUs") in accordance with the Company's 2007 Stock Incentive Plan, as amended. The RSUs were immediately vested on the Date of Grant; however, the Director could not convert any of the RSUs to Company common stock (based on a 1 on 1 conversion) until the earlier of the last day of the month in which the three year anniversary of the date of the award occurs or the date on which the Director incurs a separation from service within the meaning of Section 409A of the Internal Revenue Code. The settlement of 4,127 RSUs, that included dividend equivalents, to Company common stock was effective on 01/31/2020.

Read SEC document
January 31, 2020 Filed Jan 31, 2020 22:18 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 Exercise / conversionCommon Stock 4,127 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-005811 · doc4.xml · nonDerivative · entry 1

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,430

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On 01/03/2017 ("Date of Grant"), the non-management Director was granted an award of 3,869 Restricted Stock Units ("RSUs") in accordance with the Company's 2007 Stock Incentive Plan, as amended. The RSUs were immediately vested on the Date of Grant; however, the Director could not convert any of the RSUs to Company common stock (based on a 1 on 1 conversion) until the earlier of the last day of the month in which the three year anniversary of the date of the award occurs or the date on which the Director incurs a separation from service within the meaning of Section 409A of the Internal Revenue Code. The settlement of 4,127 RSUs, that included dividend equivalents, to Company common stock was effective on 01/31/2020.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 23:23 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 GrantRestricted Stock Units · Derivative 203 $92.56 $18,789.68
Disclosure

SEC source: 0001209191-20-004152 · doc4.xml · derivative · entry 1

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,913

Underlying: Common Stock · 203 shares

Expires not disclosed

F1 · derivative.exercise_price: Based on 1 on 1 conversion.

F2 · derivative.exercise_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan.

F2 · derivative.expiration_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan.

Read SEC document
January 02, 2020 Filed Jan 3, 2020 22:24 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 GrantRestricted Stock Units · Derivative 2,561 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-001246 · doc4.xml · derivative · entry 1

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,561

Underlying: Common Stock · 2,561 shares

Expires not disclosed

F1 · derivative.exercise_price: Based on 1 on 1 conversion.

F2 · derivative.exercise_date: On 01/02/2020 ("Date of Grant"), each non-Management Director received an annual award of 2,561 Restricted Stock Units ("RSUs") pursuant to the Republic Services, Inc.'s ("Company") 2007 Stock Incentive Plan, as amended. The grant was based on a value on the Date of Grant of $230,000, with the number of RSUs calculated based on the closing stock price of the Company's common stock on the Date of Grant ($89.83). The RSUs under this 01/02/2020 grant immediately vest; however, the Director cannot convert any of the RSUs to Company common stock (based on a 1 on 1 conversion) until the earlier of the last day of the month in which the three year anniversary of the date of the award occurs (for this grant being 01/31/2023), unless deferred by the Director or the date on which the Director leaves the Board.

F2 · derivative.expiration_date: On 01/02/2020 ("Date of Grant"), each non-Management Director received an annual award of 2,561 Restricted Stock Units ("RSUs") pursuant to the Republic Services, Inc.'s ("Company") 2007 Stock Incentive Plan, as amended. The grant was based on a value on the Date of Grant of $230,000, with the number of RSUs calculated based on the closing stock price of the Company's common stock on the Date of Grant ($89.83). The RSUs under this 01/02/2020 grant immediately vest; however, the Director cannot convert any of the RSUs to Company common stock (based on a 1 on 1 conversion) until the earlier of the last day of the month in which the three year anniversary of the date of the award occurs (for this grant being 01/31/2023), unless deferred by the Director or the date on which the Director leaves the Board.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 21:57 UTC ECOLAB INC. ECL · Entity 2954 GrantCommon Stock 149.69 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-000200 · edgar.xml · nonDerivative · entry 1

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,253.91

F1 · balance_after: Includes 14.02 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

Read SEC document
October 15, 2019 Filed Oct 17, 2019 23:54 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 GrantRestricted Stock Units · Derivative 206 $86.09 $17,734.54
Disclosure

SEC source: 0001209191-19-053532 · doc4.xml · derivative · entry 1

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,149

Underlying: Common Stock · 206 shares

Expires not disclosed

F1 · derivative.exercise_price: Based on 1 on 1 conversion.

F2 · derivative.exercise_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan.

F2 · derivative.expiration_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan.

Read SEC document
September 30, 2019 Filed Oct 3, 2019 01:26 UTC ECOLAB INC. ECL · Entity 2954 GrantCommon Stock 144.96 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-052817 · a4.xml · nonDerivative · entry 1

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,090.2

F1 · balance_after: Includes 13.36 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

Read SEC document
July 15, 2019 Filed Jul 17, 2019 21:27 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 GrantRestricted Stock Units · Derivative 186 $87.30 $16,237.80
Disclosure

SEC source: 0001209191-19-042432 · doc4.xml · derivative · entry 1

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,943

Underlying: Common Stock · 186 shares

Expires not disclosed

F1 · derivative.exercise_price: Based on 1 on 1 conversion.

F2 · derivative.exercise_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan.

F2 · derivative.expiration_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan.

Read SEC document
June 30, 2019 Filed Jul 2, 2019 21:05 UTC ECOLAB INC. ECL · Entity 2954 GrantCommon Stock 147.58 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-008405 · edgar.xml · nonDerivative · entry 1

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,931.88

F1 · balance_after: Includes 14.01 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

Read SEC document
May 02, 2019 Filed May 3, 2019 21:11 UTC ECOLAB INC. ECL · Entity 2954 GrantNon-Employee Director Stock Option (Right to Buy) · Derivative 1,281 $0.00 Strike: $182.98 $0.00
Disclosure

SEC source: 0001179110-19-005562 · edgar.xml · derivative · entry 2

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,281

Underlying: Common Stock · 1,281 shares

Expires 2029-05-02

F1 · derivative.exercise_date: The option will become exercisable, on a cumulative basis, as to 25% of the option shares (excluding any fractional portion less than one share), on the last day of each of the first, second and third three-month periods following its date of grant and as to the remaining shares on the last day of the fourth three-month period following its date of grant; provided, however, that if a Change in Control of the Company (as that term is defined in the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan) will occur, then the option will become immediately exercisable in full.

Read SEC document
April 15, 2019 Filed Apr 17, 2019 21:23 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 GrantRestricted Stock Units · Derivative 206 $79.08 $16,290.48
Disclosure

SEC source: 0001209191-19-025050 · doc4.xml · derivative · entry 1

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,757

Underlying: Common Stock · 206 shares

Expires not disclosed

F1 · derivative.exercise_price: Based on 1 on 1 conversion.

F2 · derivative.exercise_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan.

F2 · derivative.expiration_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan.

Read SEC document
March 31, 2019 Filed Apr 2, 2019 21:48 UTC ECOLAB INC. ECL · Entity 2954 GrantCommon Stock 163.33 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-004573 · edgar.xml · nonDerivative · entry 1

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,770.29

F1 · balance_after: Includes 16.65 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

Read SEC document
January 31, 2019 Filed Feb 1, 2019 23:02 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 Exercise / conversionRestricted Stock Units · Derivative 5,480 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-006575 · doc4.xml · derivative · entry 2

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,480 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Based on 1 on 1 conversion.

F1 · derivative.exercise_date: On 01/04/2016 ("Date of Grant"), the non-management Director was granted an award of 5,100 Restricted Stock Units ("RSUs") in accordance with the Company's 2007 Stock Incentive Plan, as amended. The RSUs were immediately vested on the Date of Grant; however, the Director could not convert any of the RSUs to Company common stock (based on a 1 on 1 conversion) until the earlier of the last day of the month in which the three year anniversary of the date of the award occurs or the date on which the Director incurs a separation from service within the meaning of Section 409A of the Internal Revenue Code. The settlement of 5,480 RSUs, that included dividend equivalents, to Company common stock was effective on 01/31/2019.

F1 · derivative.expiration_date: On 01/04/2016 ("Date of Grant"), the non-management Director was granted an award of 5,100 Restricted Stock Units ("RSUs") in accordance with the Company's 2007 Stock Incentive Plan, as amended. The RSUs were immediately vested on the Date of Grant; however, the Director could not convert any of the RSUs to Company common stock (based on a 1 on 1 conversion) until the earlier of the last day of the month in which the three year anniversary of the date of the award occurs or the date on which the Director incurs a separation from service within the meaning of Section 409A of the Internal Revenue Code. The settlement of 5,480 RSUs, that included dividend equivalents, to Company common stock was effective on 01/31/2019.

Read SEC document
January 31, 2019 Filed Feb 1, 2019 23:02 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 Exercise / conversionCommon Stock 5,480 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-006575 · doc4.xml · nonDerivative · entry 1

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,303

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On 01/04/2016 ("Date of Grant"), the non-management Director was granted an award of 5,100 Restricted Stock Units ("RSUs") in accordance with the Company's 2007 Stock Incentive Plan, as amended. The RSUs were immediately vested on the Date of Grant; however, the Director could not convert any of the RSUs to Company common stock (based on a 1 on 1 conversion) until the earlier of the last day of the month in which the three year anniversary of the date of the award occurs or the date on which the Director incurs a separation from service within the meaning of Section 409A of the Internal Revenue Code. The settlement of 5,480 RSUs, that included dividend equivalents, to Company common stock was effective on 01/31/2019.

Read SEC document
January 15, 2019 Filed Jan 17, 2019 23:17 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 GrantRestricted Stock Units · Derivative 243 $74.88 $18,195.84
Disclosure

SEC source: 0001209191-19-004378 · doc4.xml · derivative · entry 1

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,031

Underlying: Common Stock · 243 shares

Expires not disclosed

F1 · derivative.exercise_price: Based on 1 on 1 conversion.

F2 · derivative.exercise_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan.

F2 · derivative.expiration_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 22:24 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 GrantRestricted Stock Units · Derivative 3,216 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-002126 · doc4.xml · derivative · entry 1

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,216

Underlying: Common Stock · 3,216 shares

Expires not disclosed

F1 · derivative.exercise_price: Based on 1 on 1 conversion.

F2 · derivative.exercise_date: On 01/02/2019 ("Date of Grant"), each non-Management Director received an annual award of 3,216 Restricted Stock Units ("RSUs") pursuant to the Republic Services, Inc.'s ("Company") 2007 Stock Incentive Plan, as amended. The grant was based on a value on the Date of Grant of $230,000, with the number of RSUs calculated based on the closing stock price of the Company's common stock on the Date of Grant ($71.53). The RSUs under this 01/02/2019 grant immediately vest; however, the Director cannot convert any of the RSUs to Company common stock (based on a 1 on 1 conversion) until the earlier of the last day of the month in which the three year anniversary of the date of the award occurs (for this grant being 01/31/2022), unless deferred by the Director or the date on which the Director leaves the Board.

F2 · derivative.expiration_date: On 01/02/2019 ("Date of Grant"), each non-Management Director received an annual award of 3,216 Restricted Stock Units ("RSUs") pursuant to the Republic Services, Inc.'s ("Company") 2007 Stock Incentive Plan, as amended. The grant was based on a value on the Date of Grant of $230,000, with the number of RSUs calculated based on the closing stock price of the Company's common stock on the Date of Grant ($71.53). The RSUs under this 01/02/2019 grant immediately vest; however, the Director cannot convert any of the RSUs to Company common stock (based on a 1 on 1 conversion) until the earlier of the last day of the month in which the three year anniversary of the date of the award occurs (for this grant being 01/31/2022), unless deferred by the Director or the date on which the Director leaves the Board.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 22:23 UTC ECOLAB INC. ECL · Entity 2954 GrantCommon Stock 196.88 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-000294 · edgar.xml · nonDerivative · entry 1

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,590.31

F1 · balance_after: Includes 14.51 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

Read SEC document
October 15, 2018 Filed Oct 17, 2018 23:05 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 GrantRestricted Stock Units · Derivative 241 $70.58 $17,009.78
Disclosure

SEC source: 0001209191-18-055439 · doc4.xml · derivative · entry 1

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,572

Underlying: Common Stock · 241 shares

Expires not disclosed

F1 · derivative.exercise_price: Based on 1 on 1 conversion.

F2 · derivative.exercise_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan.

F2 · derivative.expiration_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan.

Read SEC document
September 30, 2018 Filed Oct 2, 2018 20:59 UTC ECOLAB INC. ECL · Entity 2954 GrantCommon Stock 183.54 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-011924 · edgar.xml · nonDerivative · entry 1

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,378.92

F1 · balance_after: Includes 14.28 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

Read SEC document
July 16, 2018 Filed Jul 18, 2018 21:30 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 GrantRestricted Stock Units · Derivative 224 $69.38 $15,541.12
Disclosure

SEC source: 0001209191-18-043124 · doc4.xml · derivative · entry 1

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,331

Underlying: Common Stock · 224 shares

Expires not disclosed

F1 · derivative.exercise_price: Based on 1 on 1 conversion.

F2 · derivative.exercise_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan.

F2 · derivative.expiration_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan.

Read SEC document
June 30, 2018 Filed Jul 3, 2018 21:14 UTC ECOLAB INC. ECL · Entity 2954 GrantCommon Stock 203.94 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-009377 · edgar.xml · nonDerivative · entry 1

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,181.1

F1 · balance_after: Includes 13.51 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

Read SEC document
May 03, 2018 Filed May 4, 2018 21:05 UTC ECOLAB INC. ECL · Entity 2954 GrantNon-Employee Director Stock Option (Right to Buy) · Derivative 1,800 $0.00 Strike: $144.02 $0.00
Disclosure

SEC source: 0001179110-18-006316 · edgar.xml · derivative · entry 2

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,800

Underlying: Common Stock · 1,800 shares

Expires 2028-05-03

F1 · derivative.exercise_date: The option will become exercisable, on a cumulative basis, as to 25% of the option shares (excluding any fractional portion less than one share), on the last day of each of the first, second and third three-month periods following its date of grant and as to the remaining shares on the last day of the fourth three-month period following its date of grant; provided, however, that if a Change in Control of the Company (as that term is defined in the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan) will occur, then the option will become immediately exercisable in full.

Read SEC document
April 16, 2018 Filed Apr 19, 2018 01:02 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 GrantRestricted Stock Units · Derivative 236 $65.62 $15,486.32
Disclosure

SEC source: 0001209191-18-025492 · doc4.xml · derivative · entry 1

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,107

Underlying: Common Stock · 236 shares

Expires not disclosed

F1 · derivative.exercise_price: Based on 1 on 1 conversion.

F2 · derivative.exercise_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan.

F2 · derivative.expiration_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan.

Read SEC document
March 31, 2018 Filed Apr 3, 2018 20:55 UTC ECOLAB INC. ECL · Entity 2954 GrantCommon Stock 210.72 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-005250 · edgar.xml · nonDerivative · entry 1

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,963.65

F1 · balance_after: Includes 13.56 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 22:23 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 Exercise / conversionRestricted Stock Units · Derivative 8,118 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-007063 · doc4.xml · derivative · entry 2

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,118 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Based on 1 on 1 conversion.

F1 · derivative.exercise_date: On 01/02/2015 ("Date of Grant"), the non-management Director was granted an award of 7,500 Restricted Stock Units ("RSUs") in accordance with the Company's 2007 Stock Incentive Plan, as amended. The RSUs were immediately vested on the Date of Grant; however, the Director could not convert any of the RSUs to Company common stock (based on a 1 on 1 conversion) until the earlier of the last day of the month in which the three year anniversary of the date of the award occurs or the date on which the Director incurs a separation from service within the meaning of Section 409A of the Internal Revenue Code. The settlement of 8,118 RSUs, that included dividend equivalents, to Company common stock was effective on 01/31/2018.

F1 · derivative.expiration_date: On 01/02/2015 ("Date of Grant"), the non-management Director was granted an award of 7,500 Restricted Stock Units ("RSUs") in accordance with the Company's 2007 Stock Incentive Plan, as amended. The RSUs were immediately vested on the Date of Grant; however, the Director could not convert any of the RSUs to Company common stock (based on a 1 on 1 conversion) until the earlier of the last day of the month in which the three year anniversary of the date of the award occurs or the date on which the Director incurs a separation from service within the meaning of Section 409A of the Internal Revenue Code. The settlement of 8,118 RSUs, that included dividend equivalents, to Company common stock was effective on 01/31/2018.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 22:23 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 Exercise / conversionCommon Stock 8,118 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-007063 · doc4.xml · nonDerivative · entry 1

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,823

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On 01/02/2015 ("Date of Grant"), the non-management Director was granted an award of 7,500 Restricted Stock Units ("RSUs") in accordance with the Company's 2007 Stock Incentive Plan, as amended. The RSUs were immediately vested on the Date of Grant; however, the Director could not convert any of the RSUs to Company common stock (based on a 1 on 1 conversion) until the earlier of the last day of the month in which the three year anniversary of the date of the award occurs or the date on which the Director incurs a separation from service within the meaning of Section 409A of the Internal Revenue Code. The settlement of 8,118 RSUs, that included dividend equivalents, to Company common stock was effective on 01/31/2018.

Read SEC document
January 16, 2018 Filed Jan 18, 2018 22:10 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 GrantRestricted Stock Units · Derivative 267 $68.09 $18,180.03
Disclosure

SEC source: 0001209191-18-004312 · doc4.xml · derivative · entry 1

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,989

Underlying: Common Stock · 267 shares

Expires not disclosed

F1 · derivative.exercise_price: Based on 1 on 1 conversion.

F2 · derivative.exercise_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan.

F2 · derivative.expiration_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 00:32 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 GrantRestricted Stock Units · Derivative 3,455 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-001508 · doc4.xml · derivative · entry 1

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,455

Underlying: Common Stock · 3,455 shares

Expires not disclosed

F1 · derivative.exercise_price: Based on 1 on 1 conversion.

F2 · derivative.exercise_date: On 01/02/2018 ("Date of Grant"), each non-Management Director received an annual award of 3,455 Restricted Stock Units ("RSUs") pursuant to the Republic Services, Inc.'s ("Company") 2007 Stock Incentive Plan, as amended. The grant was based on a value on the Date of Grant of $230,000, with the number of RSUs calculated based on the closing stock price of the Company's common stock on the Date of Grant ($66.58). The RSUs under this 01/02/2018 grant immediately vest; however, the Director cannot convert any of the RSUs to Company common stock (based on a 1 on 1 conversion) until the earlier of the last day of the month in which the three year anniversary of the date of the award occurs (for this grant being 01/31/2021), unless deferred by the Director or the date on which the Director incurs a separation from service within the meaning of Section 409A of the Internal Revenue Code.

F2 · derivative.expiration_date: On 01/02/2018 ("Date of Grant"), each non-Management Director received an annual award of 3,455 Restricted Stock Units ("RSUs") pursuant to the Republic Services, Inc.'s ("Company") 2007 Stock Incentive Plan, as amended. The grant was based on a value on the Date of Grant of $230,000, with the number of RSUs calculated based on the closing stock price of the Company's common stock on the Date of Grant ($66.58). The RSUs under this 01/02/2018 grant immediately vest; however, the Director cannot convert any of the RSUs to Company common stock (based on a 1 on 1 conversion) until the earlier of the last day of the month in which the three year anniversary of the date of the award occurs (for this grant being 01/31/2021), unless deferred by the Director or the date on which the Director incurs a separation from service within the meaning of Section 409A of the Internal Revenue Code.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 22:37 UTC AUTONATION, INC. AN · Entity 3730 GrantCommon Stock, par value $0.01 per share 4,764 $0.00 $0.00
Disclosure

SEC source: 0000350698-18-000016 · wf-form4_151510542434667.xml · nonDerivative · entry 1

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,096

F1 · kind: 2018 grant of 4,764 vested restricted stock units (the "RSUs") pursuant to the AutoNation, Inc. 2014 Non-Employee Director Equity Plan (as amended, the "2014 Director Plan"). The RSUs will settle in shares of common stock, par value $0.01 per share, of AutoNation, Inc. (the "Company") in accordance with the terms of the award, including any deferral election made by the reporting person, and the 2014 Director Plan. Settlement of the RSUs will be accelerated in certain circumstances as provided in the terms of the award and the 2014 Director Plan, including in the event the reporting person ceases to serve as a non-employee director of the Company.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 22:04 UTC ECOLAB INC. ECL · Entity 2954 GrantCommon Stock 185.4 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-000326 · edgar.xml · nonDerivative · entry 1

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,739.37

F1 · balance_after: Includes 11.97 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

Read SEC document
October 16, 2017 Filed Oct 18, 2017 22:38 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 GrantRestricted Stock Units · Derivative 270 $62.76 $16,945.20
Disclosure

SEC source: 0001209191-17-057352 · doc4.xml · derivative · entry 1

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,267

Underlying: Common Stock · 270 shares

Expires not disclosed

F1 · derivative.exercise_price: Based on 1 on 1 conversion.

F2 · derivative.exercise_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan.

F2 · derivative.expiration_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan.

Read SEC document
September 30, 2017 Filed Oct 3, 2017 21:01 UTC ECOLAB INC. ECL · Entity 2954 GrantCommon Stock 193.66 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-012987 · edgar.xml · nonDerivative · entry 1

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,542

F1 · balance_after: Includes 11.59 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

Read SEC document
July 14, 2017 Filed Jul 18, 2017 22:18 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 GrantRestricted Stock Units · Derivative 242 $64.45 $15,596.90
Disclosure

SEC source: 0001209191-17-045576 · doc4.xml · derivative · entry 1

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,997

Underlying: Common Stock · 242 shares

Expires not disclosed

F1 · derivative.exercise_price: Based on 1 on 1 conversion.

F2 · derivative.exercise_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan.

F2 · derivative.expiration_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 22:20 UTC ECOLAB INC. ECL · Entity 2954 GrantCommon Stock 188.65 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-010059 · edgar.xml · nonDerivative · entry 1

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,336.75

F1 · balance_after: Includes 11.64 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

Read SEC document
May 04, 2017 Filed May 5, 2017 20:53 UTC ECOLAB INC. ECL · Entity 2954 GrantNon-Employee Director Stock Option (Right to Buy) · Derivative 2,000 $0.00 Strike: $125.67 $0.00
Disclosure

SEC source: 0001179110-17-006691 · edgar.xml · derivative · entry 2

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 2,000 shares

Expires 2027-05-04

F1 · derivative.exercise_date: The option will become exercisable, on a cumulative basis, as to 25% of the option shares (excluding any fractional portion less than one share), on the last day of each of the first, second and third three-month periods following its date of grant and as to the remaining shares on the last day of the fourth three-month period following its date of grant; provided, however, that if a Change in Control of the Company (as that term is defined in the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan) will occur, then the option will become immediately exercisable in full.

Read SEC document
April 17, 2017 Filed Apr 19, 2017 23:13 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 GrantRestricted Stock Units · Derivative 248 $62.77 $15,566.96
Disclosure

SEC source: 0001209191-17-027566 · doc4.xml · derivative · entry 1

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,755

Underlying: Common Stock · 248 shares

Expires not disclosed

F1 · derivative.exercise_price: Based on 1 on 1 conversion.

F2 · derivative.exercise_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan.

F2 · derivative.expiration_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 21:55 UTC ECOLAB INC. ECL · Entity 2954 GrantCommon Stock 199.49 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-005632 · edgar.xml · nonDerivative · entry 1

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,136.46

F1 · balance_after: Includes 11.60 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 00:56 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 Exercise / conversionRestricted Stock Units · Derivative 8,196 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-006886 · doc4.xml · derivative · entry 2

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,196 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Based on 1 on 1 conversion.

F1 · derivative.exercise_date: On 01/02/2014 ("Date of Grant"), the non-management Director was granted an award of 7,500 Restricted Stock Units ("RSUs") in accordance with the Company's 2007 Stock Incentive Plan, as amended. The RSUs were immediately vested on the Date of Grant; however, the Director could not convert any of the RSUs to Company common stock (based on a 1 on 1 conversion) until the earlier of the last day of the month in which the three year anniversary of the date of the award occurs or the date on which the Director incurs a separation from service within the meaning of Section 409A of the Internal Revenue Code. The settlement of 8,196 RSUs, that included dividend equivalents, to Company common stock was effective on 01/31/2017.

F1 · derivative.expiration_date: On 01/02/2014 ("Date of Grant"), the non-management Director was granted an award of 7,500 Restricted Stock Units ("RSUs") in accordance with the Company's 2007 Stock Incentive Plan, as amended. The RSUs were immediately vested on the Date of Grant; however, the Director could not convert any of the RSUs to Company common stock (based on a 1 on 1 conversion) until the earlier of the last day of the month in which the three year anniversary of the date of the award occurs or the date on which the Director incurs a separation from service within the meaning of Section 409A of the Internal Revenue Code. The settlement of 8,196 RSUs, that included dividend equivalents, to Company common stock was effective on 01/31/2017.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 00:56 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 Exercise / conversionCommon Stock 8,196 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-006886 · doc4.xml · nonDerivative · entry 1

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,705

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On 01/02/2014 ("Date of Grant"), the non-management Director was granted an award of 7,500 Restricted Stock Units ("RSUs") in accordance with the Company's 2007 Stock Incentive Plan, as amended. The RSUs were immediately vested on the Date of Grant; however, the Director could not convert any of the RSUs to Company common stock (based on a 1 on 1 conversion) until the earlier of the last day of the month in which the three year anniversary of the date of the award occurs or the date on which the Director incurs a separation from service within the meaning of Section 409A of the Internal Revenue Code. The settlement of 8,196 RSUs, that included dividend equivalents, to Company common stock was effective on 01/31/2017.

Read SEC document
January 16, 2017 Filed Jan 18, 2017 23:57 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 GrantRestricted Stock Units · Derivative 316 $57.24 $18,087.84
Disclosure

SEC source: 0001209191-17-004313 · doc4.xml · derivative · entry 1

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,703

Underlying: Common Stock · 316 shares

Expires not disclosed

F1 · derivative.exercise_price: Based on 1 on 1 conversion.

F2 · derivative.exercise_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan.

F2 · derivative.expiration_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 22:45 UTC AUTONATION, INC. AN · Entity 3730 GrantCommon Stock, par value $0.01 per share 5,073 $0.00 $0.00
Disclosure

SEC source: 0000350698-17-000016 · wf-form4_148365632966098.xml · nonDerivative · entry 1

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,332

F1 · kind: 2017 grant of 5,073 vested restricted stock units (the "RSUs") pursuant to the AutoNation, Inc. 2014 Non-Employee Director Equity Plan (the "2014 Director Plan"). The RSUs will settle in shares of common stock, par value $0.01 per share, of AutoNation, Inc. (the "Company") in accordance with the terms of the award, including any deferral election made by the reporting person, and the 2014 Director Plan. Settlement of the RSUs will be accelerated in certain circumstances as provided in the terms of the award and the 2014 Director Plan, including in the event the reporting person ceases to serve as a non-employee director of the Company.

Read SEC document
January 03, 2017 Filed Jan 6, 2017 00:39 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 GrantRestricted Stock Units · Derivative 3,869 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-002410 · doc4.xml · derivative · entry 1

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,869

Underlying: Common Stock · 3,869 shares

Expires not disclosed

F1 · derivative.exercise_price: Based on 1 on 1 conversion.

F2 · derivative.exercise_date: On 01/03/2017 ("Date of Grant"), each non-Management Director received an annual award of 3,869 Restricted Stock Units ("RSUs") pursuant to the Republic Services, Inc.'s ("Company") 2007 Stock Incentive Plan, as amended. The grant was based on a value on the Date of Grant of $220,000, with the number of RSUs calculated based on the closing stock price of the Company's common stock on the Date of Grant ($56.87). The RSUs under this 01/03/2017 grant immediately vest; however, the Director cannot convert any of the RSUs to Company common stock (based on 1 on 1 conversion) until the earlier of the last day of the month in which the three year anniversary of the date of the award occurs (for this grant being 01/31/2020), unless deferred by the Director or the date on which the Director incurs a separation from service within the meaning of Section 409A of the Internal Revenue Code.

F2 · derivative.expiration_date: On 01/03/2017 ("Date of Grant"), each non-Management Director received an annual award of 3,869 Restricted Stock Units ("RSUs") pursuant to the Republic Services, Inc.'s ("Company") 2007 Stock Incentive Plan, as amended. The grant was based on a value on the Date of Grant of $220,000, with the number of RSUs calculated based on the closing stock price of the Company's common stock on the Date of Grant ($56.87). The RSUs under this 01/03/2017 grant immediately vest; however, the Director cannot convert any of the RSUs to Company common stock (based on 1 on 1 conversion) until the earlier of the last day of the month in which the three year anniversary of the date of the award occurs (for this grant being 01/31/2020), unless deferred by the Director or the date on which the Director incurs a separation from service within the meaning of Section 409A of the Internal Revenue Code.

Read SEC document
December 31, 2016 Filed Jan 4, 2017 21:25 UTC ECOLAB INC. ECL · Entity 2954 GrantCommon Stock 212.59 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-000211 · edgar.xml · nonDerivative · entry 1

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,925.37

F1 · balance_after: Includes 10.51 shares acquired under a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

Read SEC document
October 14, 2016 Filed Oct 17, 2016 22:53 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 GrantRestricted Stock Units · Derivative 334 $49.82 $16,639.88
Disclosure

SEC source: 0001209191-16-146094 · doc4.xml · derivative · entry 1

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,518

Underlying: Common Stock · 334 shares

Expires not disclosed

F1 · derivative.exercise_price: Based on 1 on 1 conversion.

F2 · derivative.exercise_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan.

F2 · derivative.expiration_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan.

Read SEC document
September 30, 2016 Filed Oct 4, 2016 20:43 UTC ECOLAB INC. ECL · Entity 2954 GrantCommon Stock 205.96 $0.00 $0.00
Disclosure

SEC source: 0001179110-16-030294 · edgar.xml · nonDerivative · entry 1

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,702.27

F1 · balance_after: Includes 9.45 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.