Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AUTONATION, INC.AN · Entity 3730 | Director | January 02, 2018 | January 04, 2018 |
| ECOLAB INC.ECL · Entity 2954 | Director | September 30, 2026 | October 03, 2026 |
| MEXICAN ECONOMIC DEVELOPMENT INCFMX · Entity 3074 | Director | March 16, 2026 | March 17, 2026 |
| REPUBLIC SERVICES, INC.RSG · Entity 1686 | Director | July 15, 2026 | July 17, 2026 |
| WESTERN ASSET INFLATION-LINKED INCOME FUNDWIA · Entity 6381 | Director | September 27, 2023 | September 28, 2023 |
| WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUNDWIW · Entity 8896 | Director | September 27, 2023 | September 28, 2023 |
| WESTERN ASSET PREMIER BOND FUNDWEA · Entity 8876 | Director | March 09, 2020 | March 17, 2020 |
| Western Asset Investment Grade Income Fund Inc.PAI · Entity 6695 | Director | March 09, 2020 | March 17, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AUTONATION, INC.
Report date January 02, 2018 · Filed January 04, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 27,096 |
Reported balance
After 2018-01-02 transaction · row 1
1 source rowRow 1 · 2018-01-02 · Grant · Acquired 4,764 · Balance 27,096 F1: 2018 grant of 4,764 vested restricted stock units (the "RSUs") pursuant to the AutoNation, Inc. 2014 Non-Employee Director Equity Plan (as amended, the "2014 Director Plan"). The RSUs will settle in shares of common stock, par value $0.01 per share, of AutoNation, Inc. (the "Company") in accordance with the terms of the award, including any deferral election made by the reporting person, and the 2014 Director Plan. Settlement of the RSUs will be accelerated in certain circumstances as provided in the terms of the award and the 2014 Director Plan, including in the event the reporting person ceases to serve as a non-employee director of the Company. |
Filing footnotes · ownership attribution and instrument terms
F1: 2018 grant of 4,764 vested restricted stock units (the "RSUs") pursuant to the AutoNation, Inc. 2014 Non-Employee Director Equity Plan (as amended, the "2014 Director Plan"). The RSUs will settle in shares of common stock, par value $0.01 per share, of AutoNation, Inc. (the "Company") in accordance with the terms of the award, including any deferral election made by the reporting person, and the 2014 Director Plan. Settlement of the RSUs will be accelerated in certain circumstances as provided in the terms of the award and the 2014 Director Plan, including in the event the reporting person ceases to serve as a non-employee director of the Company.
ECOLAB INC.
Report date September 30, 2026 · Filed October 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 19,326.07 |
Reported balance
After 2026-09-30 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-09-30 · Grant · Acquired 131.17 · Balance 19,326.07 F1: Includes 28.82 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 28.82 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.
MEXICAN ECONOMIC DEVELOPMENT INC
Report date March 16, 2026 · Filed March 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| BD UnitsSEC Table I · non-derivative | Direct | 65,000 |
Reported balance
Holding disclosure · report date 2026-03-16 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 65,000 F1: The securities reported herein are held in the form of American Depositary Shares, evidenced by American Depositary Receipts (ADRs). Each ADR represents 10 BD Units. Each BD Unit consists of one Series B Share, two Series D-B Shares and two Series D-L Shares (BD Unit), without par value ("Series D-B Shares" and "Series D-L Shares", respectively). |
Filing footnotes · ownership attribution and instrument terms
F1: The securities reported herein are held in the form of American Depositary Shares, evidenced by American Depositary Receipts (ADRs). Each ADR represents 10 BD Units. Each BD Unit consists of one Series B Share, two Series D-B Shares and two Series D-L Shares (BD Unit), without par value ("Series D-B Shares" and "Series D-L Shares", respectively).
REPUBLIC SERVICES, INC.
Report date July 15, 2026 · Filed July 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 40,165.71 |
Reported balance
After 2026-07-15 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-07-15 · Grant · Acquired 115.53 · Balance 40,165.71 F1: Based on 1 on 1 conversion. F2: Represents additional Restricted Stock Units (RSUs) accrued as dividends on outstanding RSU awards that will vest and be settled to the extent the RSU is vested and settles. |
Filing footnotes · ownership attribution and instrument terms
F1: Based on 1 on 1 conversion.
F2: Represents additional Restricted Stock Units (RSUs) accrued as dividends on outstanding RSU awards that will vest and be settled to the extent the RSU is vested and settles.
WESTERN ASSET INFLATION-LINKED INCOME FUND
Report date September 27, 2023 · Filed September 28, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 21,268 |
Reported balance
After 2023-09-27 transaction · row 1
1 source rowRow 1 · 2023-09-27 · Purchase · Acquired 13,000 · Balance 21,268 |
WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND
Report date September 27, 2023 · Filed September 28, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 14,547 |
Reported balance
After 2023-09-27 transaction · row 1
1 source rowRow 1 · 2023-09-27 · Purchase · Acquired 5,000 · Balance 14,547 |
WESTERN ASSET PREMIER BOND FUND
Report date March 09, 2020 · Filed March 17, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2020-03-09 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 F1: The Reporting Person does not beneficially own any securities of the issuer, directly or indirectly. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person does not beneficially own any securities of the issuer, directly or indirectly.
Western Asset Investment Grade Income Fund Inc.
Report date March 09, 2020 · Filed March 17, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2020-03-09 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 F1: The Reporting Person does not beneficially own any securities of the issuer, directly or indirectly. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person does not beneficially own any securities of the issuer, directly or indirectly.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 31, 2020 Filed Jan 31, 2020 22:18 UTC | REPUBLIC SERVICES, INC. RSG · Entity 1686 | Exercise / conversionRestricted Stock Units · Derivative | 4,127 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-005811 · doc4.xml · derivative · entry 2 LARSON MICHAEL · CIK 0001098825 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,127 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Based on 1 on 1 conversion. F1 · derivative.exercise_date: On 01/03/2017 ("Date of Grant"), the non-management Director was granted an award of 3,869 Restricted Stock Units ("RSUs") in accordance with the Company's 2007 Stock Incentive Plan, as amended. The RSUs were immediately vested on the Date of Grant; however, the Director could not convert any of the RSUs to Company common stock (based on a 1 on 1 conversion) until the earlier of the last day of the month in which the three year anniversary of the date of the award occurs or the date on which the Director incurs a separation from service within the meaning of Section 409A of the Internal Revenue Code. The settlement of 4,127 RSUs, that included dividend equivalents, to Company common stock was effective on 01/31/2020. F1 · derivative.expiration_date: On 01/03/2017 ("Date of Grant"), the non-management Director was granted an award of 3,869 Restricted Stock Units ("RSUs") in accordance with the Company's 2007 Stock Incentive Plan, as amended. The RSUs were immediately vested on the Date of Grant; however, the Director could not convert any of the RSUs to Company common stock (based on a 1 on 1 conversion) until the earlier of the last day of the month in which the three year anniversary of the date of the award occurs or the date on which the Director incurs a separation from service within the meaning of Section 409A of the Internal Revenue Code. The settlement of 4,127 RSUs, that included dividend equivalents, to Company common stock was effective on 01/31/2020. Read SEC document |
| January 31, 2020 Filed Jan 31, 2020 22:18 UTC | REPUBLIC SERVICES, INC. RSG · Entity 1686 | Exercise / conversionCommon Stock | 4,127 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-005811 · doc4.xml · nonDerivative · entry 1 LARSON MICHAEL · CIK 0001098825 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,430 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On 01/03/2017 ("Date of Grant"), the non-management Director was granted an award of 3,869 Restricted Stock Units ("RSUs") in accordance with the Company's 2007 Stock Incentive Plan, as amended. The RSUs were immediately vested on the Date of Grant; however, the Director could not convert any of the RSUs to Company common stock (based on a 1 on 1 conversion) until the earlier of the last day of the month in which the three year anniversary of the date of the award occurs or the date on which the Director incurs a separation from service within the meaning of Section 409A of the Internal Revenue Code. The settlement of 4,127 RSUs, that included dividend equivalents, to Company common stock was effective on 01/31/2020. Read SEC document |
| January 15, 2020 Filed Jan 17, 2020 23:23 UTC | REPUBLIC SERVICES, INC. RSG · Entity 1686 | GrantRestricted Stock Units · Derivative | 203 | $92.56 | $18,789.68 |
DisclosureSEC source: 0001209191-20-004152 · doc4.xml · derivative · entry 1 LARSON MICHAEL · CIK 0001098825 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,913 Underlying: Common Stock · 203 shares Expires not disclosed F1 · derivative.exercise_price: Based on 1 on 1 conversion. F2 · derivative.exercise_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan. F2 · derivative.expiration_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 22:24 UTC | REPUBLIC SERVICES, INC. RSG · Entity 1686 | GrantRestricted Stock Units · Derivative | 2,561 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-001246 · doc4.xml · derivative · entry 1 LARSON MICHAEL · CIK 0001098825 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,561 Underlying: Common Stock · 2,561 shares Expires not disclosed F1 · derivative.exercise_price: Based on 1 on 1 conversion. F2 · derivative.exercise_date: On 01/02/2020 ("Date of Grant"), each non-Management Director received an annual award of 2,561 Restricted Stock Units ("RSUs") pursuant to the Republic Services, Inc.'s ("Company") 2007 Stock Incentive Plan, as amended. The grant was based on a value on the Date of Grant of $230,000, with the number of RSUs calculated based on the closing stock price of the Company's common stock on the Date of Grant ($89.83). The RSUs under this 01/02/2020 grant immediately vest; however, the Director cannot convert any of the RSUs to Company common stock (based on a 1 on 1 conversion) until the earlier of the last day of the month in which the three year anniversary of the date of the award occurs (for this grant being 01/31/2023), unless deferred by the Director or the date on which the Director leaves the Board. F2 · derivative.expiration_date: On 01/02/2020 ("Date of Grant"), each non-Management Director received an annual award of 2,561 Restricted Stock Units ("RSUs") pursuant to the Republic Services, Inc.'s ("Company") 2007 Stock Incentive Plan, as amended. The grant was based on a value on the Date of Grant of $230,000, with the number of RSUs calculated based on the closing stock price of the Company's common stock on the Date of Grant ($89.83). The RSUs under this 01/02/2020 grant immediately vest; however, the Director cannot convert any of the RSUs to Company common stock (based on a 1 on 1 conversion) until the earlier of the last day of the month in which the three year anniversary of the date of the award occurs (for this grant being 01/31/2023), unless deferred by the Director or the date on which the Director leaves the Board. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 21:57 UTC | ECOLAB INC. ECL · Entity 2954 | GrantCommon Stock | 149.69 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-000200 · edgar.xml · nonDerivative · entry 1 LARSON MICHAEL · CIK 0001098825 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,253.91 F1 · balance_after: Includes 14.02 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan. Read SEC document |
| October 15, 2019 Filed Oct 17, 2019 23:54 UTC | REPUBLIC SERVICES, INC. RSG · Entity 1686 | GrantRestricted Stock Units · Derivative | 206 | $86.09 | $17,734.54 |
DisclosureSEC source: 0001209191-19-053532 · doc4.xml · derivative · entry 1 LARSON MICHAEL · CIK 0001098825 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,149 Underlying: Common Stock · 206 shares Expires not disclosed F1 · derivative.exercise_price: Based on 1 on 1 conversion. F2 · derivative.exercise_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan. F2 · derivative.expiration_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan. Read SEC document |
| September 30, 2019 Filed Oct 3, 2019 01:26 UTC | ECOLAB INC. ECL · Entity 2954 | GrantCommon Stock | 144.96 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-052817 · a4.xml · nonDerivative · entry 1 LARSON MICHAEL · CIK 0001098825 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,090.2 F1 · balance_after: Includes 13.36 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan. Read SEC document |
| July 15, 2019 Filed Jul 17, 2019 21:27 UTC | REPUBLIC SERVICES, INC. RSG · Entity 1686 | GrantRestricted Stock Units · Derivative | 186 | $87.30 | $16,237.80 |
DisclosureSEC source: 0001209191-19-042432 · doc4.xml · derivative · entry 1 LARSON MICHAEL · CIK 0001098825 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,943 Underlying: Common Stock · 186 shares Expires not disclosed F1 · derivative.exercise_price: Based on 1 on 1 conversion. F2 · derivative.exercise_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan. F2 · derivative.expiration_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan. Read SEC document |
| June 30, 2019 Filed Jul 2, 2019 21:05 UTC | ECOLAB INC. ECL · Entity 2954 | GrantCommon Stock | 147.58 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-008405 · edgar.xml · nonDerivative · entry 1 LARSON MICHAEL · CIK 0001098825 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,931.88 F1 · balance_after: Includes 14.01 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan. Read SEC document |
| May 02, 2019 Filed May 3, 2019 21:11 UTC | ECOLAB INC. ECL · Entity 2954 | GrantNon-Employee Director Stock Option (Right to Buy) · Derivative | 1,281 | $0.00 Strike: $182.98 | $0.00 |
DisclosureSEC source: 0001179110-19-005562 · edgar.xml · derivative · entry 2 LARSON MICHAEL · CIK 0001098825 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,281 Underlying: Common Stock · 1,281 shares Expires 2029-05-02 F1 · derivative.exercise_date: The option will become exercisable, on a cumulative basis, as to 25% of the option shares (excluding any fractional portion less than one share), on the last day of each of the first, second and third three-month periods following its date of grant and as to the remaining shares on the last day of the fourth three-month period following its date of grant; provided, however, that if a Change in Control of the Company (as that term is defined in the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan) will occur, then the option will become immediately exercisable in full. Read SEC document |
| April 15, 2019 Filed Apr 17, 2019 21:23 UTC | REPUBLIC SERVICES, INC. RSG · Entity 1686 | GrantRestricted Stock Units · Derivative | 206 | $79.08 | $16,290.48 |
DisclosureSEC source: 0001209191-19-025050 · doc4.xml · derivative · entry 1 LARSON MICHAEL · CIK 0001098825 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,757 Underlying: Common Stock · 206 shares Expires not disclosed F1 · derivative.exercise_price: Based on 1 on 1 conversion. F2 · derivative.exercise_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan. F2 · derivative.expiration_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan. Read SEC document |
| March 31, 2019 Filed Apr 2, 2019 21:48 UTC | ECOLAB INC. ECL · Entity 2954 | GrantCommon Stock | 163.33 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-004573 · edgar.xml · nonDerivative · entry 1 LARSON MICHAEL · CIK 0001098825 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,770.29 F1 · balance_after: Includes 16.65 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan. Read SEC document |
| January 31, 2019 Filed Feb 1, 2019 23:02 UTC | REPUBLIC SERVICES, INC. RSG · Entity 1686 | Exercise / conversionRestricted Stock Units · Derivative | 5,480 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-006575 · doc4.xml · derivative · entry 2 LARSON MICHAEL · CIK 0001098825 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,480 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Based on 1 on 1 conversion. F1 · derivative.exercise_date: On 01/04/2016 ("Date of Grant"), the non-management Director was granted an award of 5,100 Restricted Stock Units ("RSUs") in accordance with the Company's 2007 Stock Incentive Plan, as amended. The RSUs were immediately vested on the Date of Grant; however, the Director could not convert any of the RSUs to Company common stock (based on a 1 on 1 conversion) until the earlier of the last day of the month in which the three year anniversary of the date of the award occurs or the date on which the Director incurs a separation from service within the meaning of Section 409A of the Internal Revenue Code. The settlement of 5,480 RSUs, that included dividend equivalents, to Company common stock was effective on 01/31/2019. F1 · derivative.expiration_date: On 01/04/2016 ("Date of Grant"), the non-management Director was granted an award of 5,100 Restricted Stock Units ("RSUs") in accordance with the Company's 2007 Stock Incentive Plan, as amended. The RSUs were immediately vested on the Date of Grant; however, the Director could not convert any of the RSUs to Company common stock (based on a 1 on 1 conversion) until the earlier of the last day of the month in which the three year anniversary of the date of the award occurs or the date on which the Director incurs a separation from service within the meaning of Section 409A of the Internal Revenue Code. The settlement of 5,480 RSUs, that included dividend equivalents, to Company common stock was effective on 01/31/2019. Read SEC document |
| January 31, 2019 Filed Feb 1, 2019 23:02 UTC | REPUBLIC SERVICES, INC. RSG · Entity 1686 | Exercise / conversionCommon Stock | 5,480 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-006575 · doc4.xml · nonDerivative · entry 1 LARSON MICHAEL · CIK 0001098825 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,303 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On 01/04/2016 ("Date of Grant"), the non-management Director was granted an award of 5,100 Restricted Stock Units ("RSUs") in accordance with the Company's 2007 Stock Incentive Plan, as amended. The RSUs were immediately vested on the Date of Grant; however, the Director could not convert any of the RSUs to Company common stock (based on a 1 on 1 conversion) until the earlier of the last day of the month in which the three year anniversary of the date of the award occurs or the date on which the Director incurs a separation from service within the meaning of Section 409A of the Internal Revenue Code. The settlement of 5,480 RSUs, that included dividend equivalents, to Company common stock was effective on 01/31/2019. Read SEC document |
| January 15, 2019 Filed Jan 17, 2019 23:17 UTC | REPUBLIC SERVICES, INC. RSG · Entity 1686 | GrantRestricted Stock Units · Derivative | 243 | $74.88 | $18,195.84 |
DisclosureSEC source: 0001209191-19-004378 · doc4.xml · derivative · entry 1 LARSON MICHAEL · CIK 0001098825 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,031 Underlying: Common Stock · 243 shares Expires not disclosed F1 · derivative.exercise_price: Based on 1 on 1 conversion. F2 · derivative.exercise_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan. F2 · derivative.expiration_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 22:24 UTC | REPUBLIC SERVICES, INC. RSG · Entity 1686 | GrantRestricted Stock Units · Derivative | 3,216 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-002126 · doc4.xml · derivative · entry 1 LARSON MICHAEL · CIK 0001098825 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,216 Underlying: Common Stock · 3,216 shares Expires not disclosed F1 · derivative.exercise_price: Based on 1 on 1 conversion. F2 · derivative.exercise_date: On 01/02/2019 ("Date of Grant"), each non-Management Director received an annual award of 3,216 Restricted Stock Units ("RSUs") pursuant to the Republic Services, Inc.'s ("Company") 2007 Stock Incentive Plan, as amended. The grant was based on a value on the Date of Grant of $230,000, with the number of RSUs calculated based on the closing stock price of the Company's common stock on the Date of Grant ($71.53). The RSUs under this 01/02/2019 grant immediately vest; however, the Director cannot convert any of the RSUs to Company common stock (based on a 1 on 1 conversion) until the earlier of the last day of the month in which the three year anniversary of the date of the award occurs (for this grant being 01/31/2022), unless deferred by the Director or the date on which the Director leaves the Board. F2 · derivative.expiration_date: On 01/02/2019 ("Date of Grant"), each non-Management Director received an annual award of 3,216 Restricted Stock Units ("RSUs") pursuant to the Republic Services, Inc.'s ("Company") 2007 Stock Incentive Plan, as amended. The grant was based on a value on the Date of Grant of $230,000, with the number of RSUs calculated based on the closing stock price of the Company's common stock on the Date of Grant ($71.53). The RSUs under this 01/02/2019 grant immediately vest; however, the Director cannot convert any of the RSUs to Company common stock (based on a 1 on 1 conversion) until the earlier of the last day of the month in which the three year anniversary of the date of the award occurs (for this grant being 01/31/2022), unless deferred by the Director or the date on which the Director leaves the Board. Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 22:23 UTC | ECOLAB INC. ECL · Entity 2954 | GrantCommon Stock | 196.88 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-000294 · edgar.xml · nonDerivative · entry 1 LARSON MICHAEL · CIK 0001098825 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,590.31 F1 · balance_after: Includes 14.51 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan. Read SEC document |
| October 15, 2018 Filed Oct 17, 2018 23:05 UTC | REPUBLIC SERVICES, INC. RSG · Entity 1686 | GrantRestricted Stock Units · Derivative | 241 | $70.58 | $17,009.78 |
DisclosureSEC source: 0001209191-18-055439 · doc4.xml · derivative · entry 1 LARSON MICHAEL · CIK 0001098825 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,572 Underlying: Common Stock · 241 shares Expires not disclosed F1 · derivative.exercise_price: Based on 1 on 1 conversion. F2 · derivative.exercise_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan. F2 · derivative.expiration_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan. Read SEC document |
| September 30, 2018 Filed Oct 2, 2018 20:59 UTC | ECOLAB INC. ECL · Entity 2954 | GrantCommon Stock | 183.54 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-011924 · edgar.xml · nonDerivative · entry 1 LARSON MICHAEL · CIK 0001098825 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,378.92 F1 · balance_after: Includes 14.28 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan. Read SEC document |
| July 16, 2018 Filed Jul 18, 2018 21:30 UTC | REPUBLIC SERVICES, INC. RSG · Entity 1686 | GrantRestricted Stock Units · Derivative | 224 | $69.38 | $15,541.12 |
DisclosureSEC source: 0001209191-18-043124 · doc4.xml · derivative · entry 1 LARSON MICHAEL · CIK 0001098825 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,331 Underlying: Common Stock · 224 shares Expires not disclosed F1 · derivative.exercise_price: Based on 1 on 1 conversion. F2 · derivative.exercise_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan. F2 · derivative.expiration_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan. Read SEC document |
| June 30, 2018 Filed Jul 3, 2018 21:14 UTC | ECOLAB INC. ECL · Entity 2954 | GrantCommon Stock | 203.94 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-009377 · edgar.xml · nonDerivative · entry 1 LARSON MICHAEL · CIK 0001098825 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,181.1 F1 · balance_after: Includes 13.51 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan. Read SEC document |
| May 03, 2018 Filed May 4, 2018 21:05 UTC | ECOLAB INC. ECL · Entity 2954 | GrantNon-Employee Director Stock Option (Right to Buy) · Derivative | 1,800 | $0.00 Strike: $144.02 | $0.00 |
DisclosureSEC source: 0001179110-18-006316 · edgar.xml · derivative · entry 2 LARSON MICHAEL · CIK 0001098825 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,800 Underlying: Common Stock · 1,800 shares Expires 2028-05-03 F1 · derivative.exercise_date: The option will become exercisable, on a cumulative basis, as to 25% of the option shares (excluding any fractional portion less than one share), on the last day of each of the first, second and third three-month periods following its date of grant and as to the remaining shares on the last day of the fourth three-month period following its date of grant; provided, however, that if a Change in Control of the Company (as that term is defined in the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan) will occur, then the option will become immediately exercisable in full. Read SEC document |
| April 16, 2018 Filed Apr 19, 2018 01:02 UTC | REPUBLIC SERVICES, INC. RSG · Entity 1686 | GrantRestricted Stock Units · Derivative | 236 | $65.62 | $15,486.32 |
DisclosureSEC source: 0001209191-18-025492 · doc4.xml · derivative · entry 1 LARSON MICHAEL · CIK 0001098825 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,107 Underlying: Common Stock · 236 shares Expires not disclosed F1 · derivative.exercise_price: Based on 1 on 1 conversion. F2 · derivative.exercise_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan. F2 · derivative.expiration_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan. Read SEC document |
| March 31, 2018 Filed Apr 3, 2018 20:55 UTC | ECOLAB INC. ECL · Entity 2954 | GrantCommon Stock | 210.72 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-005250 · edgar.xml · nonDerivative · entry 1 LARSON MICHAEL · CIK 0001098825 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,963.65 F1 · balance_after: Includes 13.56 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 22:23 UTC | REPUBLIC SERVICES, INC. RSG · Entity 1686 | Exercise / conversionRestricted Stock Units · Derivative | 8,118 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-007063 · doc4.xml · derivative · entry 2 LARSON MICHAEL · CIK 0001098825 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,118 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Based on 1 on 1 conversion. F1 · derivative.exercise_date: On 01/02/2015 ("Date of Grant"), the non-management Director was granted an award of 7,500 Restricted Stock Units ("RSUs") in accordance with the Company's 2007 Stock Incentive Plan, as amended. The RSUs were immediately vested on the Date of Grant; however, the Director could not convert any of the RSUs to Company common stock (based on a 1 on 1 conversion) until the earlier of the last day of the month in which the three year anniversary of the date of the award occurs or the date on which the Director incurs a separation from service within the meaning of Section 409A of the Internal Revenue Code. The settlement of 8,118 RSUs, that included dividend equivalents, to Company common stock was effective on 01/31/2018. F1 · derivative.expiration_date: On 01/02/2015 ("Date of Grant"), the non-management Director was granted an award of 7,500 Restricted Stock Units ("RSUs") in accordance with the Company's 2007 Stock Incentive Plan, as amended. The RSUs were immediately vested on the Date of Grant; however, the Director could not convert any of the RSUs to Company common stock (based on a 1 on 1 conversion) until the earlier of the last day of the month in which the three year anniversary of the date of the award occurs or the date on which the Director incurs a separation from service within the meaning of Section 409A of the Internal Revenue Code. The settlement of 8,118 RSUs, that included dividend equivalents, to Company common stock was effective on 01/31/2018. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 22:23 UTC | REPUBLIC SERVICES, INC. RSG · Entity 1686 | Exercise / conversionCommon Stock | 8,118 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-007063 · doc4.xml · nonDerivative · entry 1 LARSON MICHAEL · CIK 0001098825 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,823 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On 01/02/2015 ("Date of Grant"), the non-management Director was granted an award of 7,500 Restricted Stock Units ("RSUs") in accordance with the Company's 2007 Stock Incentive Plan, as amended. The RSUs were immediately vested on the Date of Grant; however, the Director could not convert any of the RSUs to Company common stock (based on a 1 on 1 conversion) until the earlier of the last day of the month in which the three year anniversary of the date of the award occurs or the date on which the Director incurs a separation from service within the meaning of Section 409A of the Internal Revenue Code. The settlement of 8,118 RSUs, that included dividend equivalents, to Company common stock was effective on 01/31/2018. Read SEC document |
| January 16, 2018 Filed Jan 18, 2018 22:10 UTC | REPUBLIC SERVICES, INC. RSG · Entity 1686 | GrantRestricted Stock Units · Derivative | 267 | $68.09 | $18,180.03 |
DisclosureSEC source: 0001209191-18-004312 · doc4.xml · derivative · entry 1 LARSON MICHAEL · CIK 0001098825 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,989 Underlying: Common Stock · 267 shares Expires not disclosed F1 · derivative.exercise_price: Based on 1 on 1 conversion. F2 · derivative.exercise_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan. F2 · derivative.expiration_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 00:32 UTC | REPUBLIC SERVICES, INC. RSG · Entity 1686 | GrantRestricted Stock Units · Derivative | 3,455 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-001508 · doc4.xml · derivative · entry 1 LARSON MICHAEL · CIK 0001098825 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,455 Underlying: Common Stock · 3,455 shares Expires not disclosed F1 · derivative.exercise_price: Based on 1 on 1 conversion. F2 · derivative.exercise_date: On 01/02/2018 ("Date of Grant"), each non-Management Director received an annual award of 3,455 Restricted Stock Units ("RSUs") pursuant to the Republic Services, Inc.'s ("Company") 2007 Stock Incentive Plan, as amended. The grant was based on a value on the Date of Grant of $230,000, with the number of RSUs calculated based on the closing stock price of the Company's common stock on the Date of Grant ($66.58). The RSUs under this 01/02/2018 grant immediately vest; however, the Director cannot convert any of the RSUs to Company common stock (based on a 1 on 1 conversion) until the earlier of the last day of the month in which the three year anniversary of the date of the award occurs (for this grant being 01/31/2021), unless deferred by the Director or the date on which the Director incurs a separation from service within the meaning of Section 409A of the Internal Revenue Code. F2 · derivative.expiration_date: On 01/02/2018 ("Date of Grant"), each non-Management Director received an annual award of 3,455 Restricted Stock Units ("RSUs") pursuant to the Republic Services, Inc.'s ("Company") 2007 Stock Incentive Plan, as amended. The grant was based on a value on the Date of Grant of $230,000, with the number of RSUs calculated based on the closing stock price of the Company's common stock on the Date of Grant ($66.58). The RSUs under this 01/02/2018 grant immediately vest; however, the Director cannot convert any of the RSUs to Company common stock (based on a 1 on 1 conversion) until the earlier of the last day of the month in which the three year anniversary of the date of the award occurs (for this grant being 01/31/2021), unless deferred by the Director or the date on which the Director incurs a separation from service within the meaning of Section 409A of the Internal Revenue Code. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 22:37 UTC | AUTONATION, INC. AN · Entity 3730 | GrantCommon Stock, par value $0.01 per share | 4,764 | $0.00 | $0.00 |
DisclosureSEC source: 0000350698-18-000016 · wf-form4_151510542434667.xml · nonDerivative · entry 1 LARSON MICHAEL · CIK 0001098825 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,096 F1 · kind: 2018 grant of 4,764 vested restricted stock units (the "RSUs") pursuant to the AutoNation, Inc. 2014 Non-Employee Director Equity Plan (as amended, the "2014 Director Plan"). The RSUs will settle in shares of common stock, par value $0.01 per share, of AutoNation, Inc. (the "Company") in accordance with the terms of the award, including any deferral election made by the reporting person, and the 2014 Director Plan. Settlement of the RSUs will be accelerated in certain circumstances as provided in the terms of the award and the 2014 Director Plan, including in the event the reporting person ceases to serve as a non-employee director of the Company. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 22:04 UTC | ECOLAB INC. ECL · Entity 2954 | GrantCommon Stock | 185.4 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-000326 · edgar.xml · nonDerivative · entry 1 LARSON MICHAEL · CIK 0001098825 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,739.37 F1 · balance_after: Includes 11.97 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan. Read SEC document |
| October 16, 2017 Filed Oct 18, 2017 22:38 UTC | REPUBLIC SERVICES, INC. RSG · Entity 1686 | GrantRestricted Stock Units · Derivative | 270 | $62.76 | $16,945.20 |
DisclosureSEC source: 0001209191-17-057352 · doc4.xml · derivative · entry 1 LARSON MICHAEL · CIK 0001098825 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,267 Underlying: Common Stock · 270 shares Expires not disclosed F1 · derivative.exercise_price: Based on 1 on 1 conversion. F2 · derivative.exercise_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan. F2 · derivative.expiration_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 21:01 UTC | ECOLAB INC. ECL · Entity 2954 | GrantCommon Stock | 193.66 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-012987 · edgar.xml · nonDerivative · entry 1 LARSON MICHAEL · CIK 0001098825 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,542 F1 · balance_after: Includes 11.59 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan. Read SEC document |
| July 14, 2017 Filed Jul 18, 2017 22:18 UTC | REPUBLIC SERVICES, INC. RSG · Entity 1686 | GrantRestricted Stock Units · Derivative | 242 | $64.45 | $15,596.90 |
DisclosureSEC source: 0001209191-17-045576 · doc4.xml · derivative · entry 1 LARSON MICHAEL · CIK 0001098825 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,997 Underlying: Common Stock · 242 shares Expires not disclosed F1 · derivative.exercise_price: Based on 1 on 1 conversion. F2 · derivative.exercise_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan. F2 · derivative.expiration_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 22:20 UTC | ECOLAB INC. ECL · Entity 2954 | GrantCommon Stock | 188.65 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-010059 · edgar.xml · nonDerivative · entry 1 LARSON MICHAEL · CIK 0001098825 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,336.75 F1 · balance_after: Includes 11.64 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan. Read SEC document |
| May 04, 2017 Filed May 5, 2017 20:53 UTC | ECOLAB INC. ECL · Entity 2954 | GrantNon-Employee Director Stock Option (Right to Buy) · Derivative | 2,000 | $0.00 Strike: $125.67 | $0.00 |
DisclosureSEC source: 0001179110-17-006691 · edgar.xml · derivative · entry 2 LARSON MICHAEL · CIK 0001098825 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: Common Stock · 2,000 shares Expires 2027-05-04 F1 · derivative.exercise_date: The option will become exercisable, on a cumulative basis, as to 25% of the option shares (excluding any fractional portion less than one share), on the last day of each of the first, second and third three-month periods following its date of grant and as to the remaining shares on the last day of the fourth three-month period following its date of grant; provided, however, that if a Change in Control of the Company (as that term is defined in the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan) will occur, then the option will become immediately exercisable in full. Read SEC document |
| April 17, 2017 Filed Apr 19, 2017 23:13 UTC | REPUBLIC SERVICES, INC. RSG · Entity 1686 | GrantRestricted Stock Units · Derivative | 248 | $62.77 | $15,566.96 |
DisclosureSEC source: 0001209191-17-027566 · doc4.xml · derivative · entry 1 LARSON MICHAEL · CIK 0001098825 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,755 Underlying: Common Stock · 248 shares Expires not disclosed F1 · derivative.exercise_price: Based on 1 on 1 conversion. F2 · derivative.exercise_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan. F2 · derivative.expiration_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 21:55 UTC | ECOLAB INC. ECL · Entity 2954 | GrantCommon Stock | 199.49 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-005632 · edgar.xml · nonDerivative · entry 1 LARSON MICHAEL · CIK 0001098825 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,136.46 F1 · balance_after: Includes 11.60 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 00:56 UTC | REPUBLIC SERVICES, INC. RSG · Entity 1686 | Exercise / conversionRestricted Stock Units · Derivative | 8,196 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-006886 · doc4.xml · derivative · entry 2 LARSON MICHAEL · CIK 0001098825 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,196 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Based on 1 on 1 conversion. F1 · derivative.exercise_date: On 01/02/2014 ("Date of Grant"), the non-management Director was granted an award of 7,500 Restricted Stock Units ("RSUs") in accordance with the Company's 2007 Stock Incentive Plan, as amended. The RSUs were immediately vested on the Date of Grant; however, the Director could not convert any of the RSUs to Company common stock (based on a 1 on 1 conversion) until the earlier of the last day of the month in which the three year anniversary of the date of the award occurs or the date on which the Director incurs a separation from service within the meaning of Section 409A of the Internal Revenue Code. The settlement of 8,196 RSUs, that included dividend equivalents, to Company common stock was effective on 01/31/2017. F1 · derivative.expiration_date: On 01/02/2014 ("Date of Grant"), the non-management Director was granted an award of 7,500 Restricted Stock Units ("RSUs") in accordance with the Company's 2007 Stock Incentive Plan, as amended. The RSUs were immediately vested on the Date of Grant; however, the Director could not convert any of the RSUs to Company common stock (based on a 1 on 1 conversion) until the earlier of the last day of the month in which the three year anniversary of the date of the award occurs or the date on which the Director incurs a separation from service within the meaning of Section 409A of the Internal Revenue Code. The settlement of 8,196 RSUs, that included dividend equivalents, to Company common stock was effective on 01/31/2017. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 00:56 UTC | REPUBLIC SERVICES, INC. RSG · Entity 1686 | Exercise / conversionCommon Stock | 8,196 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-006886 · doc4.xml · nonDerivative · entry 1 LARSON MICHAEL · CIK 0001098825 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,705 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On 01/02/2014 ("Date of Grant"), the non-management Director was granted an award of 7,500 Restricted Stock Units ("RSUs") in accordance with the Company's 2007 Stock Incentive Plan, as amended. The RSUs were immediately vested on the Date of Grant; however, the Director could not convert any of the RSUs to Company common stock (based on a 1 on 1 conversion) until the earlier of the last day of the month in which the three year anniversary of the date of the award occurs or the date on which the Director incurs a separation from service within the meaning of Section 409A of the Internal Revenue Code. The settlement of 8,196 RSUs, that included dividend equivalents, to Company common stock was effective on 01/31/2017. Read SEC document |
| January 16, 2017 Filed Jan 18, 2017 23:57 UTC | REPUBLIC SERVICES, INC. RSG · Entity 1686 | GrantRestricted Stock Units · Derivative | 316 | $57.24 | $18,087.84 |
DisclosureSEC source: 0001209191-17-004313 · doc4.xml · derivative · entry 1 LARSON MICHAEL · CIK 0001098825 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,703 Underlying: Common Stock · 316 shares Expires not disclosed F1 · derivative.exercise_price: Based on 1 on 1 conversion. F2 · derivative.exercise_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan. F2 · derivative.expiration_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 22:45 UTC | AUTONATION, INC. AN · Entity 3730 | GrantCommon Stock, par value $0.01 per share | 5,073 | $0.00 | $0.00 |
DisclosureSEC source: 0000350698-17-000016 · wf-form4_148365632966098.xml · nonDerivative · entry 1 LARSON MICHAEL · CIK 0001098825 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,332 F1 · kind: 2017 grant of 5,073 vested restricted stock units (the "RSUs") pursuant to the AutoNation, Inc. 2014 Non-Employee Director Equity Plan (the "2014 Director Plan"). The RSUs will settle in shares of common stock, par value $0.01 per share, of AutoNation, Inc. (the "Company") in accordance with the terms of the award, including any deferral election made by the reporting person, and the 2014 Director Plan. Settlement of the RSUs will be accelerated in certain circumstances as provided in the terms of the award and the 2014 Director Plan, including in the event the reporting person ceases to serve as a non-employee director of the Company. Read SEC document |
| January 03, 2017 Filed Jan 6, 2017 00:39 UTC | REPUBLIC SERVICES, INC. RSG · Entity 1686 | GrantRestricted Stock Units · Derivative | 3,869 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-002410 · doc4.xml · derivative · entry 1 LARSON MICHAEL · CIK 0001098825 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,869 Underlying: Common Stock · 3,869 shares Expires not disclosed F1 · derivative.exercise_price: Based on 1 on 1 conversion. F2 · derivative.exercise_date: On 01/03/2017 ("Date of Grant"), each non-Management Director received an annual award of 3,869 Restricted Stock Units ("RSUs") pursuant to the Republic Services, Inc.'s ("Company") 2007 Stock Incentive Plan, as amended. The grant was based on a value on the Date of Grant of $220,000, with the number of RSUs calculated based on the closing stock price of the Company's common stock on the Date of Grant ($56.87). The RSUs under this 01/03/2017 grant immediately vest; however, the Director cannot convert any of the RSUs to Company common stock (based on 1 on 1 conversion) until the earlier of the last day of the month in which the three year anniversary of the date of the award occurs (for this grant being 01/31/2020), unless deferred by the Director or the date on which the Director incurs a separation from service within the meaning of Section 409A of the Internal Revenue Code. F2 · derivative.expiration_date: On 01/03/2017 ("Date of Grant"), each non-Management Director received an annual award of 3,869 Restricted Stock Units ("RSUs") pursuant to the Republic Services, Inc.'s ("Company") 2007 Stock Incentive Plan, as amended. The grant was based on a value on the Date of Grant of $220,000, with the number of RSUs calculated based on the closing stock price of the Company's common stock on the Date of Grant ($56.87). The RSUs under this 01/03/2017 grant immediately vest; however, the Director cannot convert any of the RSUs to Company common stock (based on 1 on 1 conversion) until the earlier of the last day of the month in which the three year anniversary of the date of the award occurs (for this grant being 01/31/2020), unless deferred by the Director or the date on which the Director incurs a separation from service within the meaning of Section 409A of the Internal Revenue Code. Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 21:25 UTC | ECOLAB INC. ECL · Entity 2954 | GrantCommon Stock | 212.59 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-000211 · edgar.xml · nonDerivative · entry 1 LARSON MICHAEL · CIK 0001098825 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,925.37 F1 · balance_after: Includes 10.51 shares acquired under a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan. Read SEC document |
| October 14, 2016 Filed Oct 17, 2016 22:53 UTC | REPUBLIC SERVICES, INC. RSG · Entity 1686 | GrantRestricted Stock Units · Derivative | 334 | $49.82 | $16,639.88 |
DisclosureSEC source: 0001209191-16-146094 · doc4.xml · derivative · entry 1 LARSON MICHAEL · CIK 0001098825 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,518 Underlying: Common Stock · 334 shares Expires not disclosed F1 · derivative.exercise_price: Based on 1 on 1 conversion. F2 · derivative.exercise_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan. F2 · derivative.expiration_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 20:43 UTC | ECOLAB INC. ECL · Entity 2954 | GrantCommon Stock | 205.96 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-16-030294 · edgar.xml · nonDerivative · entry 1 LARSON MICHAEL · CIK 0001098825 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,702.27 F1 · balance_after: Includes 9.45 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.