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person · Reporting owner

LARSON MICHAEL

Disclosed activity across 8 companies

Tapewire entity
29885
SEC CIK
0001098825

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AUTONATION, INC.AN · Entity 3730DirectorJanuary 02, 2018January 04, 2018
ECOLAB INC.ECL · Entity 2954DirectorSeptember 30, 2026October 03, 2026
MEXICAN ECONOMIC DEVELOPMENT INCFMX · Entity 3074DirectorMarch 16, 2026March 17, 2026
REPUBLIC SERVICES, INC.RSG · Entity 1686DirectorJuly 15, 2026July 17, 2026
WESTERN ASSET INFLATION-LINKED INCOME FUNDWIA · Entity 6381DirectorSeptember 27, 2023September 28, 2023
WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUNDWIW · Entity 8896DirectorSeptember 27, 2023September 28, 2023
WESTERN ASSET PREMIER BOND FUNDWEA · Entity 8876DirectorMarch 09, 2020March 17, 2020
Western Asset Investment Grade Income Fund Inc.PAI · Entity 6695DirectorMarch 09, 2020March 17, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AUTONATION, INC.

Report date January 02, 2018 · Filed January 04, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.01 per shareSEC Table I · non-derivativeDirect27,096 Reported balance After 2018-01-02 transaction · row 1
1 source row

Row 1 · 2018-01-02 · Grant · Acquired 4,764 · Balance 27,096

F1: 2018 grant of 4,764 vested restricted stock units (the "RSUs") pursuant to the AutoNation, Inc. 2014 Non-Employee Director Equity Plan (as amended, the "2014 Director Plan"). The RSUs will settle in shares of common stock, par value $0.01 per share, of AutoNation, Inc. (the "Company") in accordance with the terms of the award, including any deferral election made by the reporting person, and the 2014 Director Plan. Settlement of the RSUs will be accelerated in certain circumstances as provided in the terms of the award and the 2014 Director Plan, including in the event the reporting person ceases to serve as a non-employee director of the Company.

Filing footnotes · ownership attribution and instrument terms

F1: 2018 grant of 4,764 vested restricted stock units (the "RSUs") pursuant to the AutoNation, Inc. 2014 Non-Employee Director Equity Plan (as amended, the "2014 Director Plan"). The RSUs will settle in shares of common stock, par value $0.01 per share, of AutoNation, Inc. (the "Company") in accordance with the terms of the award, including any deferral election made by the reporting person, and the 2014 Director Plan. Settlement of the RSUs will be accelerated in certain circumstances as provided in the terms of the award and the 2014 Director Plan, including in the event the reporting person ceases to serve as a non-employee director of the Company.

ECOLAB INC.

Report date September 30, 2026 · Filed October 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect19,326.07 Reported balance After 2026-09-30 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-09-30 · Grant · Acquired 131.17 · Balance 19,326.07

F1: Includes 28.82 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

Filing footnotes · ownership attribution and instrument terms

F1: Includes 28.82 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

MEXICAN ECONOMIC DEVELOPMENT INC

Report date March 16, 2026 · Filed March 17, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
BD UnitsSEC Table I · non-derivativeDirect65,000 Reported balance Holding disclosure · report date 2026-03-16 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 65,000

F1: The securities reported herein are held in the form of American Depositary Shares, evidenced by American Depositary Receipts (ADRs). Each ADR represents 10 BD Units. Each BD Unit consists of one Series B Share, two Series D-B Shares and two Series D-L Shares (BD Unit), without par value ("Series D-B Shares" and "Series D-L Shares", respectively).

Filing footnotes · ownership attribution and instrument terms

F1: The securities reported herein are held in the form of American Depositary Shares, evidenced by American Depositary Receipts (ADRs). Each ADR represents 10 BD Units. Each BD Unit consists of one Series B Share, two Series D-B Shares and two Series D-L Shares (BD Unit), without par value ("Series D-B Shares" and "Series D-L Shares", respectively).

REPUBLIC SERVICES, INC.

Report date July 15, 2026 · Filed July 17, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect40,165.71 Reported balance After 2026-07-15 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-07-15 · Grant · Acquired 115.53 · Balance 40,165.71

F1: Based on 1 on 1 conversion.

F2: Represents additional Restricted Stock Units (RSUs) accrued as dividends on outstanding RSU awards that will vest and be settled to the extent the RSU is vested and settles.

Filing footnotes · ownership attribution and instrument terms

F1: Based on 1 on 1 conversion.

F2: Represents additional Restricted Stock Units (RSUs) accrued as dividends on outstanding RSU awards that will vest and be settled to the extent the RSU is vested and settles.

WESTERN ASSET INFLATION-LINKED INCOME FUND

Report date September 27, 2023 · Filed September 28, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect21,268 Reported balance After 2023-09-27 transaction · row 1
1 source row

Row 1 · 2023-09-27 · Purchase · Acquired 13,000 · Balance 21,268

WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND

Report date September 27, 2023 · Filed September 28, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect14,547 Reported balance After 2023-09-27 transaction · row 1
1 source row

Row 1 · 2023-09-27 · Purchase · Acquired 5,000 · Balance 14,547

WESTERN ASSET PREMIER BOND FUND

Report date March 09, 2020 · Filed March 17, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance Holding disclosure · report date 2020-03-09 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 0

F1: The Reporting Person does not beneficially own any securities of the issuer, directly or indirectly.

Filing footnotes · ownership attribution and instrument terms

F1: The Reporting Person does not beneficially own any securities of the issuer, directly or indirectly.

Western Asset Investment Grade Income Fund Inc.

Report date March 09, 2020 · Filed March 17, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance Holding disclosure · report date 2020-03-09 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 0

F1: The Reporting Person does not beneficially own any securities of the issuer, directly or indirectly.

Filing footnotes · ownership attribution and instrument terms

F1: The Reporting Person does not beneficially own any securities of the issuer, directly or indirectly.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 04, 2023 Filed May 5, 2023 22:30 UTC ECOLAB INC. ECL · Entity 2954 GrantNon-Employee Director Stock Option (Right to Buy) · Derivative 1,410 $0.00 Strike: $172.21 $0.00
Disclosure

SEC source: 0001415889-23-007497 · form4-05052023_100532.xml · derivative · entry 2

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,410

Underlying: Common Stock · 1,410 shares

Expires 2033-05-04

F1 · derivative.exercise_date: The option will become exercisable, on a cumulative basis, as to 25% of the option shares (excluding any fractional portion less than one share), on the last day of each of the first, second and third three-month periods following its date of grant and as to the remaining shares on the last day of the fourth three-month period following its date of grant; provided, however, that if a Change in Control of the Company (as that term is defined in the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan) will occur, then the option will become immediately exercisable in full.

Read SEC document
April 14, 2023 Filed Apr 17, 2023 21:50 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 GrantRestricted Stock Units · Derivative 147 $137.37 $20,193.39
Disclosure

SEC source: 0001209191-23-024514 · doc4.xml · derivative · entry 1

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,198

Underlying: Common Stock · 147 shares

Expires not disclosed

F1 · derivative.exercise_price: Based on 1 on 1 conversion.

F2 · derivative.exercise_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. 2021 Stock Incentive Plan.

F2 · derivative.expiration_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. 2021 Stock Incentive Plan.

Read SEC document
April 05, 2023 Filed Apr 7, 2023 22:09 UTC ECOLAB INC. ECL · Entity 2954 Exercise / conversionNon-Employee Stock Option (Right to Buy) · Derivative 3,200 $84.27 Strike: $84.27 $269,648.00
Disclosure

SEC source: 0001415889-23-006379 · form4-04072023_100408.xml · derivative · entry 3

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,200 shares

Expires 2023-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option became exercisable, on a cumulative basis, as to 25% of the option shares (excluding any fractional portion less than one share), on the last day of each of the first, second and third three-month periods following its date of grant and as to the remaining shares on the last day of the fourth three-month period following its date of grant. The date listed in the "Date Exercisable" column represents the first vesting date.

Read SEC document
April 05, 2023 Filed Apr 7, 2023 22:09 UTC ECOLAB INC. ECL · Entity 2954 Tax withholdingCommon Stock 1,632 $165.15 $269,524.80
Disclosure

SEC source: 0001415889-23-006379 · form4-04072023_100408.xml · nonDerivative · entry 2

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,127.82

F1 · kind: Reflects the reporting person's payment of the exercise price for a stock option issued in accordance with Rule 16b-3 by delivering or withholding shares of Ecolab common stock.

Read SEC document
April 05, 2023 Filed Apr 7, 2023 22:09 UTC ECOLAB INC. ECL · Entity 2954 Exercise / conversionCommon Stock 3,200 $84.27 $269,648.00
Disclosure

SEC source: 0001415889-23-006379 · form4-04072023_100408.xml · nonDerivative · entry 1

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,759.82

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 21:57 UTC ECOLAB INC. ECL · Entity 2954 GrantCommon Stock 189.61 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-006102 · form4-04042023_090404.xml · nonDerivative · entry 1

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,559.82

F1 · balance_after: Includes 28.39 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

Read SEC document
January 31, 2023 Filed Feb 1, 2023 23:17 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 Exercise / conversionRestricted Stock Units · Derivative 2,702 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-005989 · doc4.xml · derivative · entry 2

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,702 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Based on 1 on 1 conversion.

F1 · derivative.exercise_date: On 01/02/2020 ("Date of Grant"), the non-management Director was granted an award of 2,561 Restricted Stock Units ("RSUs") in accordance with the Company's 2007 Stock Incentive Plan, as amended. The RSUs were immediately vested on the Date of Grant; however, the Director could not convert any of the RSUs to Company common stock (based on a 1 on 1 conversion) until the earlier of the last day of the month in which the three year anniversary of the date of the award occurs or the date on which the Director incurs a separation from service within the meaning of Section 409A of the Internal Revenue Code. The settlement of 2,702 RSUs, that included dividend equivalents, to Company common stock was effective on 01/31/2023.

F1 · derivative.expiration_date: On 01/02/2020 ("Date of Grant"), the non-management Director was granted an award of 2,561 Restricted Stock Units ("RSUs") in accordance with the Company's 2007 Stock Incentive Plan, as amended. The RSUs were immediately vested on the Date of Grant; however, the Director could not convert any of the RSUs to Company common stock (based on a 1 on 1 conversion) until the earlier of the last day of the month in which the three year anniversary of the date of the award occurs or the date on which the Director incurs a separation from service within the meaning of Section 409A of the Internal Revenue Code. The settlement of 2,702 RSUs, that included dividend equivalents, to Company common stock was effective on 01/31/2023.

Read SEC document
January 31, 2023 Filed Feb 1, 2023 23:17 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 Exercise / conversionCommon Stock 2,702 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-005989 · doc4.xml · nonDerivative · entry 1

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,215

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On 01/02/2020 ("Date of Grant"), the non-management Director was granted an award of 2,561 Restricted Stock Units ("RSUs") in accordance with the Company's 2007 Stock Incentive Plan, as amended. The RSUs were immediately vested on the Date of Grant; however, the Director could not convert any of the RSUs to Company common stock (based on a 1 on 1 conversion) until the earlier of the last day of the month in which the three year anniversary of the date of the award occurs or the date on which the Director incurs a separation from service within the meaning of Section 409A of the Internal Revenue Code. The settlement of 2,702 RSUs, that included dividend equivalents, to Company common stock was effective on 01/31/2023.

Read SEC document
January 13, 2023 Filed Jan 18, 2023 00:36 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 GrantRestricted Stock Units · Derivative 172 $124.89 $21,481.08
Disclosure

SEC source: 0001209191-23-003603 · doc4.xml · derivative · entry 1

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,753

Underlying: Common Stock · 172 shares

Expires not disclosed

F1 · derivative.exercise_price: Based on 1 on 1 conversion.

F2 · derivative.exercise_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. 2021 Stock Incentive Plan.

F2 · derivative.expiration_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. 2021 Stock Incentive Plan.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 23:15 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 GrantRestricted Stock Units · Derivative 1,788 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-001318 · doc4.xml · derivative · entry 1

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,788

Underlying: Common Stock · 1,788 shares

Expires not disclosed

F1 · derivative.exercise_price: Based on 1 on 1 conversion.

F2 · derivative.exercise_date: On 01/03/2023 ("Date of Grant"), each non-management Director received an annual award of 1,788 Restricted Stock Units ("RSUs") pursuant to the Republic Services, Inc. 2021 Stock Incentive Plan. The grant was based on a value on the Date of Grant of $230,000, with the number of RSUs calculated based on the closing stock price of the Company's common stock on the Date of Grant ($128.68). The RSUs under this 01/03/2023 grant immediately vest; however, the Director cannot convert any of the RSUs to Company common stock (based on a 1 on 1 conversion) until the earlier of the last day of the month in which the three-year anniversary of the date of the award occurs (for this grant being 01/31/2026), unless deferred by the Director, or the date on which the Director leaves the Board.

F2 · derivative.expiration_date: On 01/03/2023 ("Date of Grant"), each non-management Director received an annual award of 1,788 Restricted Stock Units ("RSUs") pursuant to the Republic Services, Inc. 2021 Stock Incentive Plan. The grant was based on a value on the Date of Grant of $230,000, with the number of RSUs calculated based on the closing stock price of the Company's common stock on the Date of Grant ($128.68). The RSUs under this 01/03/2023 grant immediately vest; however, the Director cannot convert any of the RSUs to Company common stock (based on a 1 on 1 conversion) until the earlier of the last day of the month in which the three-year anniversary of the date of the award occurs (for this grant being 01/31/2026), unless deferred by the Director, or the date on which the Director leaves the Board.

Read SEC document
December 31, 2022 Filed Jan 3, 2023 22:34 UTC ECOLAB INC. ECL · Entity 2954 GrantCommon Stock 214.65 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-000130 · form4-01032023_100147.xml · nonDerivative · entry 1

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,341.82

F1 · balance_after: Includes 28.16 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

Read SEC document
October 14, 2022 Filed Oct 17, 2022 23:29 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 GrantRestricted Stock Units · Derivative 161 $127.45 $20,519.45
Disclosure

SEC source: 0001209191-22-053893 · doc4.xml · derivative · entry 1

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,793

Underlying: Common Stock · 161 shares

Expires not disclosed

F1 · derivative.exercise_price: Based on 1 on 1 conversion.

F2 · derivative.exercise_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. 2021 Stock Incentive Plan.

F2 · derivative.expiration_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. 2021 Stock Incentive Plan.

Read SEC document
September 30, 2022 Filed Oct 4, 2022 21:24 UTC ECOLAB INC. ECL · Entity 2954 GrantCommon Stock 213.94 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-010262 · form4-10042022_021024.xml · nonDerivative · entry 1

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,099.01

F1 · balance_after: Includes 25.35 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

Read SEC document
July 15, 2022 Filed Jul 19, 2022 22:45 UTC WESTERN ASSET INFLATION-LINKED INCOME FUND WIA · Entity 6381 PurchaseCommon Stock 5,000 $9.78 $48,899.50
Disclosure

SEC source: 0000914851-22-000031 · wf-form4_165827071113239.xml · nonDerivative · entry 1

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,268

Read SEC document
July 15, 2022 Filed Jul 19, 2022 22:23 UTC WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND WIW · Entity 8896 PurchaseCommon Stock 5,000 $10.16 $50,781.50
Disclosure

SEC source: 0000914851-22-000029 · wf-form4_165826937071579.xml · nonDerivative · entry 1

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,547

F1 · price: The price reported in column 4 is a weighted average. These shares were purchased in multiple transactions ranging from $10.135 to $10.1800 inclusive. Mr. Larson undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request full information regarding the number of shares purchased at each separate price within the range set forth above.

Read SEC document
July 15, 2022 Filed Jul 19, 2022 21:24 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 GrantRestricted Stock Units · Derivative 148 $129.00 $19,092.00
Disclosure

SEC source: 0001209191-22-042612 · doc4.xml · derivative · entry 1

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,632

Underlying: Common Stock · 148 shares

Expires not disclosed

F1 · derivative.exercise_price: Based on 1 on 1 conversion.

F2 · derivative.exercise_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. 2021 Stock Incentive Plan.

F2 · derivative.expiration_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. 2021 Stock Incentive Plan.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 20:50 UTC ECOLAB INC. ECL · Entity 2954 GrantCommon Stock 205.07 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-007361 · form4-07052022_010733.xml · nonDerivative · entry 1

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,859.72

F1 · balance_after: Includes 21.44 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

Read SEC document
May 05, 2022 Filed May 6, 2022 20:42 UTC ECOLAB INC. ECL · Entity 2954 GrantNon-Employee Director Stock Option (Right to Buy) · Derivative 1,399 $0.00 Strike: $168.75 $0.00
Disclosure

SEC source: 0001415889-22-004716 · form4-05062022_010520.xml · derivative · entry 2

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,399

Underlying: Common Stock · 1,399 shares

Expires 2032-05-05

F1 · derivative.exercise_date: The option will become exercisable, on a cumulative basis, as to 25% of the option shares (excluding any fractional portion less than one share), on the last day of each of the first, second and third three-month periods following its date of grant and as to the remaining shares on the last day of the fourth three-month period following its date of grant; provided, however, that if a Change in Control of the Company (as that term is defined in the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan) will occur, then the option will become immediately exercisable in full.

Read SEC document
April 20, 2022 Filed Apr 22, 2022 21:24 UTC ECOLAB INC. ECL · Entity 2954 Exercise / conversionNon-Employee Stock Option (Right to Buy) · Derivative 3,800 $0.00 Strike: $64.00 $0.00
Disclosure

SEC source: 0001415889-22-004232 · form4-04222022_020440.xml · derivative · entry 6

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,800 shares

Expires 2022-05-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option became exercisable, on a cumulative basis, as to 25% of the option shares (excluding any fractional portion less than one share), on the last day of each of the first, second and third three-month periods following its date of grant and as to the remaining shares on the last day of the fourth three-month period following its date of grant. The date listed in the "Date Exercisable" column represents the first vesting date.

Read SEC document
April 20, 2022 Filed Apr 22, 2022 21:24 UTC ECOLAB INC. ECL · Entity 2954 Exercise / conversionNon-Employee Director Stock Option (Right to Buy) · Derivative 700 $0.00 Strike: $64.00 $0.00
Disclosure

SEC source: 0001415889-22-004232 · form4-04222022_020440.xml · derivative · entry 5

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 700 shares

Expires 2022-05-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option became exercisable, on a cumulative basis, as to 25% of the option shares (excluding any fractional portion less than one share), on the last day of each of the first, second and third three-month periods following its date of grant and as to the remaining shares on the last day of the fourth three-month period following its date of grant. The date listed in the "Date Exercisable" column represents the first vesting date.

Read SEC document
April 20, 2022 Filed Apr 22, 2022 21:24 UTC ECOLAB INC. ECL · Entity 2954 Tax withholdingCommon Stock 1,333 $182.40 $243,132.54
Disclosure

SEC source: 0001415889-22-004232 · form4-04222022_020440.xml · nonDerivative · entry 4

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,633.21

F1 · kind: Reflects the reporting person's payment of the exercise price for a stock option issued in accordance with Rule 16b-3 by delivering or withholding shares of Ecolab common stock.

Read SEC document
April 20, 2022 Filed Apr 22, 2022 21:24 UTC ECOLAB INC. ECL · Entity 2954 Exercise / conversionCommon Stock 3,800 $64.00 $243,181.00
Disclosure

SEC source: 0001415889-22-004232 · form4-04222022_020440.xml · nonDerivative · entry 3

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,966.21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 20, 2022 Filed Apr 22, 2022 21:24 UTC ECOLAB INC. ECL · Entity 2954 Tax withholdingCommon Stock 245 $182.40 $44,686.78
Disclosure

SEC source: 0001415889-22-004232 · form4-04222022_020440.xml · nonDerivative · entry 2

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,166.21

F1 · kind: Reflects the reporting person's payment of the exercise price for a stock option issued in accordance with Rule 16b-3 by delivering or withholding shares of Ecolab common stock.

Read SEC document
April 20, 2022 Filed Apr 22, 2022 21:24 UTC ECOLAB INC. ECL · Entity 2954 Exercise / conversionCommon Stock 700 $64.00 $44,796.50
Disclosure

SEC source: 0001415889-22-004232 · form4-04222022_020440.xml · nonDerivative · entry 1

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,411.21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 14, 2022 Filed Apr 19, 2022 00:18 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 GrantRestricted Stock Units · Derivative 143 $132.71 $18,977.53
Disclosure

SEC source: 0001209191-22-024647 · doc4.xml · derivative · entry 1

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,484

Underlying: Common Stock · 143 shares

Expires not disclosed

F1 · derivative.exercise_price: Based on 1 on 1 conversion.

F2 · derivative.exercise_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. 2021 Stock Incentive Plan.

F2 · derivative.expiration_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. 2021 Stock Incentive Plan.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 20:50 UTC ECOLAB INC. ECL · Entity 2954 GrantCommon Stock 175.35 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-003721 · form4-04042022_010421.xml · nonDerivative · entry 1

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,711.21

F1 · balance_after: Includes 17.70 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

Read SEC document
January 31, 2022 Filed Feb 1, 2022 23:17 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 Exercise / conversionRestricted Stock Units · Derivative 3,403 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-006026 · doc4.xml · derivative · entry 2

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,403 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Based on 1 on 1 conversion.

F1 · derivative.exercise_date: On 01/02/2019 ("Date of Grant"), the non-management Director was granted an award of 3,216 Restricted Stock Units ("RSUs") in accordance with the Company's 2007 Stock Incentive Plan, as amended. The RSUs were immediately vested on the Date of Grant; however, the Director could not convert any of the RSUs to Company common stock (based on a 1 on 1 conversion) until the earlier of the last day of the month in which the three year anniversary of the date of the award occurs or the date on which the Director incurs a separation from service within the meaning of Section 409A of the Internal Revenue Code. The settlement of 3,403 RSUs, that included dividend equivalents, to Company common stock was effective on 01/31/2022.

F1 · derivative.expiration_date: On 01/02/2019 ("Date of Grant"), the non-management Director was granted an award of 3,216 Restricted Stock Units ("RSUs") in accordance with the Company's 2007 Stock Incentive Plan, as amended. The RSUs were immediately vested on the Date of Grant; however, the Director could not convert any of the RSUs to Company common stock (based on a 1 on 1 conversion) until the earlier of the last day of the month in which the three year anniversary of the date of the award occurs or the date on which the Director incurs a separation from service within the meaning of Section 409A of the Internal Revenue Code. The settlement of 3,403 RSUs, that included dividend equivalents, to Company common stock was effective on 01/31/2022.

Read SEC document
January 31, 2022 Filed Feb 1, 2022 23:17 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 Exercise / conversionCommon Stock 3,403 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-006026 · doc4.xml · nonDerivative · entry 1

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,513

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On 01/02/2019 ("Date of Grant"), the non-management Director was granted an award of 3,216 Restricted Stock Units ("RSUs") in accordance with the Company's 2007 Stock Incentive Plan, as amended. The RSUs were immediately vested on the Date of Grant; however, the Director could not convert any of the RSUs to Company common stock (based on a 1 on 1 conversion) until the earlier of the last day of the month in which the three year anniversary of the date of the award occurs or the date on which the Director incurs a separation from service within the meaning of Section 409A of the Internal Revenue Code. The settlement of 3,403 RSUs, that included dividend equivalents, to Company common stock was effective on 01/31/2022.

Read SEC document
January 14, 2022 Filed Jan 20, 2022 00:07 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 GrantRestricted Stock Units · Derivative 158 $129.86 $20,517.88
Disclosure

SEC source: 0001209191-22-003844 · doc4.xml · derivative · entry 1

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,744

Underlying: Common Stock · 158 shares

Expires not disclosed

F1 · derivative.exercise_price: Based on 1 on 1 conversion.

F2 · derivative.exercise_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. 2021 Stock Incentive Plan.

F2 · derivative.expiration_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. 2021 Stock Incentive Plan.

Read SEC document
January 03, 2022 Filed Jan 4, 2022 23:00 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 GrantRestricted Stock Units · Derivative 1,699 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-001085 · doc4.xml · derivative · entry 1

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,699

Underlying: Common Stock · 1,699 shares

Expires not disclosed

F1 · derivative.exercise_price: Based on 1 on 1 conversion.

F2 · derivative.exercise_date: On 01/03/2022 ("Date of Grant"), each non-management Director received an annual award of 1,699 Restricted Stock Units ("RSUs") pursuant to the Republic Services, Inc. 2021 Stock Incentive Plan. The grant was based on a value on the Date of Grant of $230,000, with the number of RSUs calculated based on the closing stock price of the Company's common stock on the Date of Grant ($135.41). The RSUs under this 01/03/2022 grant immediately vest; however, the Director cannot convert any of the RSUs to Company common stock (based on a 1 on 1 conversion) until the earlier of the last day of the month in which the three-year anniversary of the date of the award occurs (for this grant being 01/31/2025), unless deferred by the Director, or the date on which the Director leaves the Board.

F2 · derivative.expiration_date: On 01/03/2022 ("Date of Grant"), each non-management Director received an annual award of 1,699 Restricted Stock Units ("RSUs") pursuant to the Republic Services, Inc. 2021 Stock Incentive Plan. The grant was based on a value on the Date of Grant of $230,000, with the number of RSUs calculated based on the closing stock price of the Company's common stock on the Date of Grant ($135.41). The RSUs under this 01/03/2022 grant immediately vest; however, the Director cannot convert any of the RSUs to Company common stock (based on a 1 on 1 conversion) until the earlier of the last day of the month in which the three-year anniversary of the date of the award occurs (for this grant being 01/31/2025), unless deferred by the Director, or the date on which the Director leaves the Board.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 22:07 UTC ECOLAB INC. ECL · Entity 2954 GrantCommon Stock 122.72 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-000223 · form4-01042022_020132.xml · nonDerivative · entry 1

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,518.16

F1 · balance_after: Includes 15.74 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

Read SEC document
October 15, 2021 Filed Oct 19, 2021 22:27 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 GrantRestricted Stock Units · Derivative 154 $127.73 $19,670.42
Disclosure

SEC source: 0001209191-21-060997 · doc4.xml · derivative · entry 1

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,887

Underlying: Common Stock · 154 shares

Expires not disclosed

F1 · derivative.exercise_price: Based on 1 on 1 conversion.

F2 · derivative.exercise_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. 2021 Stock Incentive Plan.

F2 · derivative.expiration_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. 2021 Stock Incentive Plan.

Read SEC document
September 30, 2021 Filed Oct 4, 2021 21:06 UTC ECOLAB INC. ECL · Entity 2954 GrantCommon Stock 135.83 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-004700 · form4-10042021_021034.xml · nonDerivative · entry 1

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,379.7

F1 · balance_after: Includes 15.89 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

Read SEC document
July 15, 2021 Filed Jul 20, 2021 00:11 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 GrantRestricted Stock Units · Derivative 157 $114.53 $17,981.21
Disclosure

SEC source: 0001209191-21-047271 · doc4.xml · derivative · entry 1

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,733

Underlying: Common Stock · 157 shares

Expires not disclosed

F1 · derivative.exercise_price: Based on 1 on 1 conversion.

F2 · derivative.exercise_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. 2021 Stock Incentive Plan.

F2 · derivative.expiration_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. 2021 Stock Incentive Plan.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 20:56 UTC ECOLAB INC. ECL · Entity 2954 GrantCommon Stock 139.71 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-003415 · form4-07022021_010738.xml · nonDerivative · entry 1

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,227.98

F1 · balance_after: Includes 15.16 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

Read SEC document
May 06, 2021 Filed May 7, 2021 21:49 UTC ECOLAB INC. ECL · Entity 2954 GrantNon-Employee Director Stock Option (Right to Buy) · Derivative 1,158 $0.00 Strike: $228.06 $0.00
Disclosure

SEC source: 0001415889-21-002363 · form4-05072021_020545.xml · derivative · entry 2

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,158

Underlying: Common Stock · 1,158 shares

Expires 2031-05-06

F1 · derivative.exercise_date: The option will become exercisable, on a cumulative basis, as to 25% of the option shares (excluding any fractional portion less than one share), on the last day of each of the first, second and third three-month periods following its date of grant and as to the remaining shares on the last day of the fourth three-month period following its date of grant; provided, however, that if a Change in Control of the Company (as that term is defined in the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan) will occur, then the option will become immediately exercisable in full.

Read SEC document
April 15, 2021 Filed Apr 19, 2021 23:01 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 GrantRestricted Stock Units · Derivative 173 $104.21 $18,028.33
Disclosure

SEC source: 0001209191-21-027382 · doc4.xml · derivative · entry 1

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,576

Underlying: Common Stock · 173 shares

Expires not disclosed

F1 · derivative.exercise_price: Based on 1 on 1 conversion.

F2 · derivative.exercise_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. 2021 Stock Incentive Plan.

F2 · derivative.expiration_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. 2021 Stock Incentive Plan.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 18:38 UTC ECOLAB INC. ECL · Entity 2954 GrantCommon Stock 133.88 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-001811 · form4-04022021_110422.xml · nonDerivative · entry 1

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,073.11

F1 · balance_after: Includes 15.38 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

Read SEC document
January 31, 2021 Filed Feb 2, 2021 02:23 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 Exercise / conversionRestricted Stock Units · Derivative 3,680 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-006590 · doc4.xml · derivative · entry 2

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,680 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Based on 1 on 1 conversion.

F1 · derivative.exercise_date: On 01/02/2018 ("Date of Grant"), the non-management Director was granted an award of 3,455 Restricted Stock Units ("RSUs") in accordance with the Company's 2007 Stock Incentive Plan, as amended. The RSUs were immediately vested on the Date of Grant; however, the Director could not convert any of the RSUs to Company common stock (based on a 1 on 1 conversion) until the earlier of the last day of the month in which the three year anniversary of the date of the award occurs or the date on which the Director incurs a separation from service within the meaning of Section 409A of the Internal Revenue Code. The settlement of 3,680 RSUs, that included dividend equivalents, to Company common stock was effective on 01/31/2021.

F1 · derivative.expiration_date: On 01/02/2018 ("Date of Grant"), the non-management Director was granted an award of 3,455 Restricted Stock Units ("RSUs") in accordance with the Company's 2007 Stock Incentive Plan, as amended. The RSUs were immediately vested on the Date of Grant; however, the Director could not convert any of the RSUs to Company common stock (based on a 1 on 1 conversion) until the earlier of the last day of the month in which the three year anniversary of the date of the award occurs or the date on which the Director incurs a separation from service within the meaning of Section 409A of the Internal Revenue Code. The settlement of 3,680 RSUs, that included dividend equivalents, to Company common stock was effective on 01/31/2021.

Read SEC document
January 31, 2021 Filed Feb 2, 2021 02:23 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 Exercise / conversionCommon Stock 3,680 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-006590 · doc4.xml · nonDerivative · entry 1

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,110

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On 01/02/2018 ("Date of Grant"), the non-management Director was granted an award of 3,455 Restricted Stock Units ("RSUs") in accordance with the Company's 2007 Stock Incentive Plan, as amended. The RSUs were immediately vested on the Date of Grant; however, the Director could not convert any of the RSUs to Company common stock (based on a 1 on 1 conversion) until the earlier of the last day of the month in which the three year anniversary of the date of the award occurs or the date on which the Director incurs a separation from service within the meaning of Section 409A of the Internal Revenue Code. The settlement of 3,680 RSUs, that included dividend equivalents, to Company common stock was effective on 01/31/2021.

Read SEC document
January 15, 2021 Filed Jan 20, 2021 00:10 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 GrantRestricted Stock Units · Derivative 209 $93.81 $19,606.29
Disclosure

SEC source: 0001209191-21-004121 · doc4.xml · derivative · entry 1

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,083

Underlying: Common Stock · 209 shares

Expires not disclosed

F1 · derivative.exercise_price: Based on 1 on 1 conversion.

F2 · derivative.exercise_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan.

F2 · derivative.expiration_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 02:41 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 GrantRestricted Stock Units · Derivative 2,459 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-001747 · doc4.xml · derivative · entry 1

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,459

Underlying: Common Stock · 2,459 shares

Expires not disclosed

F1 · derivative.exercise_price: Based on 1 on 1 conversion.

F2 · derivative.exercise_date: On 01/04/2021 ("Date of Grant"), each non-Management Director received an annual award of 2,459 Restricted Stock Units ("RSUs") pursuant to the Republic Services, Inc.'s ("Company") 2007 Stock Incentive Plan, as amended. The grant was based on a value on the Date of Grant of $230,000, with the number of RSUs calculated based on the closing stock price of the Company's common stock on the Date of Grant ($93.54). The RSUs under this 01/04/2021 grant immediately vest; however, the Director cannot convert any of the RSUs to Company common stock (based on a 1 on 1 conversion) until the earlier of the last day of the month in which the three year anniversary of the date of the award occurs (for this grant being 01/31/2024), unless deferred by the Director or the date on which the Director leaves the Board.

F2 · derivative.expiration_date: On 01/04/2021 ("Date of Grant"), each non-Management Director received an annual award of 2,459 Restricted Stock Units ("RSUs") pursuant to the Republic Services, Inc.'s ("Company") 2007 Stock Incentive Plan, as amended. The grant was based on a value on the Date of Grant of $230,000, with the number of RSUs calculated based on the closing stock price of the Company's common stock on the Date of Grant ($93.54). The RSUs under this 01/04/2021 grant immediately vest; however, the Director cannot convert any of the RSUs to Company common stock (based on a 1 on 1 conversion) until the earlier of the last day of the month in which the three year anniversary of the date of the award occurs (for this grant being 01/31/2024), unless deferred by the Director or the date on which the Director leaves the Board.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 21:42 UTC ECOLAB INC. ECL · Entity 2954 GrantCommon Stock 133.24 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-000102 · form4-01052021_010105.xml · nonDerivative · entry 1

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,923.85

F1 · balance_after: Includes 15.54 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

Read SEC document
October 15, 2020 Filed Oct 16, 2020 22:53 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 GrantRestricted Stock Units · Derivative 198 $93.42 $18,497.16
Disclosure

SEC source: 0001209191-20-055167 · doc4.xml · derivative · entry 1

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,415

Underlying: Common Stock · 198 shares

Expires not disclosed

F1 · derivative.exercise_price: Based on 1 on 1 conversion.

F2 · derivative.exercise_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan.

F2 · derivative.expiration_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 20:47 UTC ECOLAB INC. ECL · Entity 2954 GrantCommon Stock 143.85 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-010185 · edgar.xml · nonDerivative · entry 1

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,775.07

F1 · balance_after: Includes 14.73 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

Read SEC document
July 15, 2020 Filed Jul 17, 2020 22:47 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 GrantRestricted Stock Units · Derivative 206 $84.30 $17,365.80
Disclosure

SEC source: 0001209191-20-042978 · doc4.xml · derivative · entry 1

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,217

Underlying: Common Stock · 206 shares

Expires not disclosed

F1 · derivative.exercise_price: Based on 1 on 1 conversion.

F2 · derivative.exercise_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan.

F2 · derivative.expiration_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 20:51 UTC ECOLAB INC. ECL · Entity 2954 GrantCommon Stock 133.09 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-007961 · edgar.xml · nonDerivative · entry 1

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,616.49

F1 · balance_after: Includes 16.74 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

Read SEC document
May 07, 2020 Filed May 8, 2020 22:00 UTC ECOLAB INC. ECL · Entity 2954 GrantNon-Employee Director Stock Option (Right to Buy) · Derivative 1,417 $0.00 Strike: $195.26 $0.00
Disclosure

SEC source: 0001179110-20-005648 · edgar.xml · derivative · entry 2

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,417

Underlying: Common Stock · 1,417 shares

Expires 2030-05-07

F1 · derivative.exercise_date: The option will become exercisable, on a cumulative basis, as to 25% of the option shares (excluding any fractional portion less than one share), on the last day of each of the first, second and third three-month periods following its date of grant and as to the remaining shares on the last day of the fourth three-month period following its date of grant; provided, however, that if a Change in Control of the Company (as that term is defined in the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan) will occur, then the option will become immediately exercisable in full.

Read SEC document
April 15, 2020 Filed Apr 17, 2020 23:28 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 GrantRestricted Stock Units · Derivative 225 $77.00 $17,325.00
Disclosure

SEC source: 0001209191-20-024960 · doc4.xml · derivative · entry 1

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,011

Underlying: Common Stock · 225 shares

Expires not disclosed

F1 · derivative.exercise_price: Based on 1 on 1 conversion.

F2 · derivative.exercise_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan.

F2 · derivative.expiration_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 21:34 UTC ECOLAB INC. ECL · Entity 2954 GrantCommon Stock 197.74 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-004549 · edgar.xml · nonDerivative · entry 1

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,466.66

F1 · balance_after: Includes 15.01 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.