Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NETLIST INCNLST · Entity 4386 | Director · President, CEO and Chairman | July 16, 2026 | July 18, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NETLIST INC
Report date July 16, 2026 · Filed July 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 12,676,887 |
Reported balance
After 2026-07-16 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-07-16 · Grant · Acquired 4,000,000 · Balance 12,676,887 F1: The shares subject to the restricted stock units (the "RSUs") vest in five annual installments with the first installment to vest on August 15, 2027. The shares will be delivered to the reporting person upon vesting of the RSUs. Each RSU represents a contingent right to receive one share of common stock. F2: The amount reported includes shares subject to unvested RSUs. |
| Common StockSEC Table I · non-derivative | IndirectHong-Cha Property Trust | 3,511,177 |
Reported balance
Holding disclosure · report date 2026-07-16 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 3,511,177 |
Filing footnotes · ownership attribution and instrument terms
F1: The shares subject to the restricted stock units (the "RSUs") vest in five annual installments with the first installment to vest on August 15, 2027. The shares will be delivered to the reporting person upon vesting of the RSUs. Each RSU represents a contingent right to receive one share of common stock.
F2: The amount reported includes shares subject to unvested RSUs.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 16, 2021 Filed Feb 18, 2021 22:00 UTC | NETLIST INC NLST · Entity 4386 | SaleCommon Stock | 449,785 | $1.00 | $450,144.83 |
DisclosureSEC source: 0001104659-21-025282 · a4.xml · nonDerivative · entry 1 Hong Chun K · CIK 0001381057 · Director · President, CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · Hong-Cha Property Trust Disclosed balance after: 6,658,208 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan. Read SEC document |
| February 09, 2021 Filed Feb 10, 2021 22:59 UTC | NETLIST INC NLST · Entity 4386 | SaleCommon Stock | 46,841 | $1.00 | $46,841.00 |
DisclosureSEC source: 0001104659-21-019966 · a4.xml · nonDerivative · entry 2 Hong Chun K · CIK 0001381057 · Director · President, CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · Hong-Cha Property Trust Disclosed balance after: 7,107,993 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan. Read SEC document |
| February 08, 2021 Filed Feb 10, 2021 22:59 UTC | NETLIST INC NLST · Entity 4386 | SaleCommon Stock | 503,374 | $1.01 | $509,112.46 |
DisclosureSEC source: 0001104659-21-019966 · a4.xml · nonDerivative · entry 1 Hong Chun K · CIK 0001381057 · Director · President, CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · Hong-Cha Property Trust Disclosed balance after: 7,154,834 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan. Read SEC document |
| January 13, 2021 Filed Jan 15, 2021 22:00 UTC | NETLIST INC NLST · Entity 4386 | GrantEmployee Stock Option (Right to Buy) · Derivative | 1,000,000 | $0.00 Strike: $0.72 | $0.00 |
DisclosureSEC source: 0001104659-21-004791 · a4.xml · derivative · entry 1 Hong Chun K · CIK 0001381057 · Director · President, CEO and Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,100,000 Underlying: Common Stock · 1,000,000 shares Expires 2031-01-13 F1 · derivative.exercise_date: The options vests in sixteen (16) equal quarterly installments through January 13, 2025 Read SEC document |
| September 08, 2020 Filed Sep 10, 2020 00:38 UTC | NETLIST INC NLST · Entity 4386 | Tax withholdingCommon Stock | 43,891 | $0.46 | $20,189.86 |
DisclosureSEC source: 0001104659-20-103559 · a4.xml · nonDerivative · entry 1 Hong Chun K · CIK 0001381057 · Director · President, CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,003,957 F1 · shares: Represents shares being withheld by issuer to satisfy tax withholding obligations associated with the vesting of restricted stock. Read SEC document |
| September 08, 2020 Filed Sep 9, 2021 21:30 UTC | NETLIST INC NLST · Entity 4386 | Tax withholdingCommon Stock | 43,891 | $6.02 | $264,223.82 |
DisclosureSEC source: 0001104659-21-114271 · tm2127226-1_4seq1.xml · nonDerivative · entry 1 Hong Chun K · CIK 0001381057 · Director · President, CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 906,793 F1 · shares: Represents shares being withheld by issuer to satisfy tax withholding obligations associated with the vesting of restricted stock. Read SEC document |
| June 16, 2020 Filed Jun 18, 2020 21:15 UTC | NETLIST INC NLST · Entity 4386 | SaleCommon Stock | 1,000,000 | $0.67 | $674,100.00 |
DisclosureSEC source: 0001104659-20-074725 · a4.xml · nonDerivative · entry 1 Hong Chun K · CIK 0001381057 · Director · President, CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · Hong-Cha Property Trust Disclosed balance after: 7,658,208 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. Read SEC document |
| May 14, 2020 Filed May 15, 2020 21:00 UTC | NETLIST INC NLST · Entity 4386 | SaleCommon Stock | 200,000 | $0.20 | $40,440.00 |
DisclosureSEC source: 0001104659-20-062738 · a4.xml · nonDerivative · entry 1 Hong Chun K · CIK 0001381057 · Director · President, CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,047,848 Read SEC document |
| April 13, 2020 Filed Apr 15, 2020 20:45 UTC | NETLIST INC NLST · Entity 4386 | Tax withholdingCommon Stock | 50,521 | $0.16 | $8,133.88 |
DisclosureSEC source: 0001104659-20-046953 · a4.xml · nonDerivative · entry 1 Hong Chun K · CIK 0001381057 · Director · President, CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,247,848 F1 · shares: Represents shares being withheld by issuer to satisfy tax withholding obligations associated with the vesting of restricted stock. Read SEC document |
| March 12, 2020 Filed Mar 13, 2020 20:30 UTC | NETLIST INC NLST · Entity 4386 | SaleCommon Stock | 26,873 | $0.23 | $6,234.54 |
DisclosureSEC source: 0001104659-20-033151 · a4.xml · nonDerivative · entry 2 Hong Chun K · CIK 0001381057 · Director · President, CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · Hong-Cha Property Trust Disclosed balance after: 8,658,208 Read SEC document |
| March 11, 2020 Filed Mar 13, 2020 20:30 UTC | NETLIST INC NLST · Entity 4386 | SaleCommon Stock | 273,127 | $0.27 | $73,334.60 |
DisclosureSEC source: 0001104659-20-033151 · a4.xml · nonDerivative · entry 1 Hong Chun K · CIK 0001381057 · Director · President, CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · Hong-Cha Property Trust Disclosed balance after: 8,685,081 Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 15:00 UTC | NETLIST INC NLST · Entity 4386 | GrantCommon Stock | 300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-031129 · a4.xml · nonDerivative · entry 2 Hong Chun K · CIK 0001381057 · Director · President, CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,298,369 F2 · shares: These restricted stock units (RSUs) granted on March 6, 2020 vest in installments of 37,500 beginning on September 8, 2020 semi-annually through March 6, 2024. The shares will be delivered to the reporting person upon vesting of the RSUs. Each RSU represents a contingent right to receive one share of common stock. Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 15:00 UTC | NETLIST INC NLST · Entity 4386 | Tax withholdingCommon Stock | 37,119 | $0.31 | $11,666.50 |
DisclosureSEC source: 0001104659-20-031129 · a4.xml · nonDerivative · entry 1 Hong Chun K · CIK 0001381057 · Director · President, CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 998,369 F1 · shares: Represents shares being withheld by issuer to satisfy tax withholding obligations associated with the vesting of restricted stock. Read SEC document |
| December 02, 2019 Filed Dec 5, 2019 00:01 UTC | NETLIST INC NLST · Entity 4386 | SaleCommon Stock | 250,000 | $0.33 | $81,925.00 |
DisclosureSEC source: 0001104659-19-069985 · a4.xml · nonDerivative · entry 1 Hong Chun K · CIK 0001381057 · Director · President, CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · Hong-Cha Property Trust Disclosed balance after: 8,958,208 Read SEC document |
| September 06, 2019 Filed Sep 9, 2019 21:00 UTC | NETLIST INC NLST · Entity 4386 | Tax withholdingCommon Stock | 31,260 | $0.31 | $9,690.60 |
DisclosureSEC source: 0001104659-19-049342 · a4.xml · nonDerivative · entry 1 Hong Chun K · CIK 0001381057 · Director · President, CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,035,488 F1 · shares: Represents shares being withheld by issuer to satisfy tax withholding obligations associated with the vesting of restricted stock. Read SEC document |
| August 19, 2019 Filed Aug 21, 2019 21:00 UTC | NETLIST INC NLST · Entity 4386 | SaleCommon Stock | 350,000 | $0.30 | $104,930.00 |
DisclosureSEC source: 0001104659-19-046827 · a4.xml · nonDerivative · entry 1 Hong Chun K · CIK 0001381057 · Director · President, CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · Hong-Cha Property Trust Disclosed balance after: 9,208,208 Read SEC document |
| June 05, 2019 Filed Jun 6, 2019 21:00 UTC | NETLIST INC NLST · Entity 4386 | SaleCommon Stock | 62,869 | $0.35 | $21,934.99 |
DisclosureSEC source: 0001104659-19-034331 · a4.xml · nonDerivative · entry 2 Hong Chun K · CIK 0001381057 · Director · President, CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · Hong-Cha Property Trust Disclosed balance after: 9,558,208 Read SEC document |
| June 04, 2019 Filed Jun 6, 2019 21:00 UTC | NETLIST INC NLST · Entity 4386 | SaleCommon Stock | 87,131 | $0.36 | $30,975.07 |
DisclosureSEC source: 0001104659-19-034331 · a4.xml · nonDerivative · entry 1 Hong Chun K · CIK 0001381057 · Director · President, CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · Hong-Cha Property Trust Disclosed balance after: 9,621,077 Read SEC document |
| April 15, 2019 Filed Apr 16, 2019 21:01 UTC | NETLIST INC NLST · Entity 4386 | Tax withholdingCommon Stock | 61,320 | $0.41 | $25,141.20 |
DisclosureSEC source: 0001104659-19-021694 · a4.xml · nonDerivative · entry 1 Hong Chun K · CIK 0001381057 · Director · President, CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,066,748 F1 · shares: Represents shares being withheld by issuer to satisfy tax withholding obligations associated with the vesting of restricted stock. Read SEC document |
| March 07, 2019 Filed Mar 8, 2019 22:42 UTC | NETLIST INC NLST · Entity 4386 | GrantCommon Stock | 742,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-013665 · a4.xml · nonDerivative · entry 3 Hong Chun K · CIK 0001381057 · Director · President, CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,128,068 F1 · shares: These restricted stock units (RSUs) granted on March 7, 2019 vest in installments of 92,813 beginning on September 7, 2019 semi-annually through March 7, 2023. The shares will be delivered to the reporting person upon vesting of the RSUs. Each RSU represents a contingent right to receive one share of common stock. Read SEC document |
| March 07, 2019 Filed Mar 8, 2019 22:42 UTC | NETLIST INC NLST · Entity 4386 | SaleCommon Stock | 94,810 | $0.55 | $51,747.30 |
DisclosureSEC source: 0001104659-19-013665 · a4.xml · nonDerivative · entry 2 Hong Chun K · CIK 0001381057 · Director · President, CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · Hong-Cha Property Trust Disclosed balance after: 9,708,208 Read SEC document |
| March 06, 2019 Filed Mar 8, 2019 22:42 UTC | NETLIST INC NLST · Entity 4386 | SaleCommon Stock | 55,190 | $0.57 | $31,209.95 |
DisclosureSEC source: 0001104659-19-013665 · a4.xml · nonDerivative · entry 1 Hong Chun K · CIK 0001381057 · Director · President, CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · Hong-Cha Property Trust Disclosed balance after: 9,803,018 Read SEC document |
| December 11, 2018 Filed Dec 13, 2018 22:00 UTC | NETLIST INC NLST · Entity 4386 | SaleCommon Stock | 300,000 | $0.40 | $121,170.00 |
DisclosureSEC source: 0001104659-18-072843 · a4.xml · nonDerivative · entry 1 Hong Chun K · CIK 0001381057 · Director · President, CEO and Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Hong-Cha Property Trust Disclosed balance after: 9,858,208 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person. Read SEC document |
| May 17, 2018 Filed May 21, 2018 22:01 UTC | NETLIST INC NLST · Entity 4386 | GrantCommon Stock | 5,405,405 | $0.15 | $799,999.94 |
DisclosureSEC source: 0001104659-18-034884 · a4.xml · nonDerivative · entry 1 Hong Chun K · CIK 0001381057 · Director · President, CEO and Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Hong-Cha Property Trust Disclosed balance after: 10,158,208 Read SEC document |
| April 13, 2018 Filed Apr 17, 2018 21:19 UTC | NETLIST INC NLST · Entity 4386 | GrantCommon Stock | 300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-024552 · a4.xml · nonDerivative · entry 1 Hong Chun K · CIK 0001381057 · Director · President, CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 385,568 F1 · shares: The shares of restricted stock awarded on April 13, 2018 vest in installments of 37,500 beginning on July 13, 2018 and every three months thereafter through April 13, 2020. Read SEC document |
| June 15, 2017 Filed Jun 16, 2017 20:07 UTC | NETLIST INC NLST · Entity 4386 | SaleCommon Stock | 3,259 | $1.09 | $3,552.31 |
DisclosureSEC source: 0001104659-17-039918 · a4.xml · nonDerivative · entry 2 Hong Chun K · CIK 0001381057 · Director · President, CEO and Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Hong-Cha Property Trust Disclosed balance after: 4,752,803 Read SEC document |
| June 14, 2017 Filed Jun 16, 2017 20:07 UTC | NETLIST INC NLST · Entity 4386 | SaleCommon Stock | 21,473 | $1.09 | $23,405.57 |
DisclosureSEC source: 0001104659-17-039918 · a4.xml · nonDerivative · entry 1 Hong Chun K · CIK 0001381057 · Director · President, CEO and Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Hong-Cha Property Trust Disclosed balance after: 4,756,062 Read SEC document |
| June 13, 2017 Filed Jun 13, 2017 23:05 UTC | NETLIST INC NLST · Entity 4386 | SaleCommon Stock | 20,585 | $1.12 | $23,055.20 |
DisclosureSEC source: 0001104659-17-039016 · a4.xml · nonDerivative · entry 3 Hong Chun K · CIK 0001381057 · Director · President, CEO and Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Hong-Cha Property Trust Disclosed balance after: 4,777,535 Read SEC document |
| June 12, 2017 Filed Jun 13, 2017 23:05 UTC | NETLIST INC NLST · Entity 4386 | SaleCommon Stock | 39,871 | $1.11 | $44,256.81 |
DisclosureSEC source: 0001104659-17-039016 · a4.xml · nonDerivative · entry 2 Hong Chun K · CIK 0001381057 · Director · President, CEO and Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Hong-Cha Property Trust Disclosed balance after: 4,798,120 Read SEC document |
| June 09, 2017 Filed Jun 13, 2017 23:05 UTC | NETLIST INC NLST · Entity 4386 | SaleCommon Stock | 13,750 | $1.16 | $15,950.00 |
DisclosureSEC source: 0001104659-17-039016 · a4.xml · nonDerivative · entry 1 Hong Chun K · CIK 0001381057 · Director · President, CEO and Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Hong-Cha Property Trust Disclosed balance after: 4,837,991 Read SEC document |
| June 08, 2017 Filed Jun 8, 2017 23:20 UTC | NETLIST INC NLST · Entity 4386 | SaleCommon Stock | 28,005 | $1.14 | $31,925.70 |
DisclosureSEC source: 0001104659-17-038226 · a4.xml · nonDerivative · entry 3 Hong Chun K · CIK 0001381057 · Director · President, CEO and Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Hong-Cha Property Trust Disclosed balance after: 4,851,741 Read SEC document |
| June 07, 2017 Filed Jun 8, 2017 23:20 UTC | NETLIST INC NLST · Entity 4386 | SaleCommon Stock | 48,778 | $1.17 | $57,070.26 |
DisclosureSEC source: 0001104659-17-038226 · a4.xml · nonDerivative · entry 2 Hong Chun K · CIK 0001381057 · Director · President, CEO and Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Hong-Cha Property Trust Disclosed balance after: 4,879,746 Read SEC document |
| June 06, 2017 Filed Jun 8, 2017 23:20 UTC | NETLIST INC NLST · Entity 4386 | SaleCommon Stock | 24,479 | $1.22 | $29,864.38 |
DisclosureSEC source: 0001104659-17-038226 · a4.xml · nonDerivative · entry 1 Hong Chun K · CIK 0001381057 · Director · President, CEO and Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Hong-Cha Property Trust Disclosed balance after: 4,928,524 Read SEC document |
| June 06, 2017 Filed Jun 13, 2017 14:16 UTC Amendment | NETLIST INC NLST · Entity 4386 | SaleCommon Stock | 24,279 | $1.22 | $29,620.38 |
DisclosureSEC source: 0001104659-17-038835 · a4a.xml · nonDerivative · entry 1 Hong Chun K · CIK 0001381057 · Director · President, CEO and Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Hong-Cha Property Trust Disclosed balance after: 4,928,524 F1 · shares: This amendment is being filed because the number of shares reflected as sold in this line item was incorrectly reported as 24,479 shares in the Form 4 as originally filed (the "Original Form 4"). In accordance with applicable rules and instructions of the Securities and Exchange Commission, no other line items in the Original Form 4 are re-reported herein, and no such other line item is changed by this amendment. Read SEC document |
| February 14, 2017 Filed Feb 17, 2017 02:29 UTC | NETLIST INC NLST · Entity 4386 | GrantEmployee Stock Option (Right to Buy) · Derivative | 300,000 | $0.00 Strike: $1.02 | $0.00 |
DisclosureSEC source: 0001104659-17-009969 · a4.xml · derivative · entry 1 Hong Chun K · CIK 0001381057 · Director · President, CEO and Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires 2017-02-14 F1 · derivative.exercise_date: The options vests in sixteen (16) equal quarterly installments through February 14, 2021 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.