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person · Reporting owner

Kalb Michael Wayne

Disclosed activity across 4 companies

Tapewire entity
29709
SEC CIK
0001678248

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
IPI Legacy Liquidation CoIMPL · Entity 15659CFOMay 10, 2023May 12, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

IPI Legacy Liquidation Co

Report date May 10, 2023 · Filed May 12, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.43 · Expires 2033-05-10Direct175,000 Reported balance After 2023-05-10 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2023-05-10 · Grant · Acquired 175,000 · Balance 175,000

F1: The option vests as to 25% of the total shares on May 10, 2024 and then 1/48th of the total shares vests on each monthly anniversary thereafter, subject to the reporting person's provision of service to the issuer on each vesting date.

Restricted Stock Units (RSUs)SEC Table II · derivative / convertible security · Expires 2033-05-10Direct47,500 Reported balance After 2023-05-10 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2023-05-10 · Grant · Acquired 47,500 · Balance 47,500

F2: Each RSU represents a contingent right to receive 1 share of the issuer's Common Stock upon settlement.

F3: The RSUs vest as to 100% of the total shares on May 31, 2024, subject to the reporting person's continuation of employment on such vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: The option vests as to 25% of the total shares on May 10, 2024 and then 1/48th of the total shares vests on each monthly anniversary thereafter, subject to the reporting person's provision of service to the issuer on each vesting date.

F2: Each RSU represents a contingent right to receive 1 share of the issuer's Common Stock upon settlement.

F3: The RSUs vest as to 100% of the total shares on May 31, 2024, subject to the reporting person's continuation of employment on such vesting date.

Past disclosures · reporting ended (3)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

AMARIN CORP PLC\UK

Report date July 29, 2022 · Filed August 03, 2022

Section 16 reporting ended · disclosed 2022-08-03. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeDirect301,882 Reported balance After 2022-07-29 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2022-07-29 · Exercise / conversion · Acquired 47,767 · Balance 301,882

F1: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F2: On August 2, 2021, the Reporting Person was granted 143,300 Restricted Stock Units ("RSUs") under the Amarin Corporation plc 2020 Stock Incentive Plan (the "2020 Plan"). These RSUs vest in three equal installments on each of July 31, 2022, July 31, 2023 and July 31, 2024. As the first vesting date fell on a weekend, the first vesting event occurred on July 29, 2022, the previous business day.

F3: Not applicable.

F4: Includes 3,368 shares purchased under the Issuer's 2017 Employee Stock Purchase Plan on May 31, 2022.

Ordinary SharesSEC Table I · non-derivativeDirect284,662 Reported balance After 2022-07-29 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2022-07-29 · Tax withholding · Disposed 17,220 · Balance 284,662

F1: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F5: Represents withholding by the Issuer of shares in respect of tax liability incident to the vesting of a security issued in accordance with Rule 16b-3, and not a market sale of securities.

Ordinary SharesSEC Table I · non-derivativeDirect337,314 Reported balance After 2022-08-01 transaction · row 3 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 3 · 2022-08-01 · Tax withholding · Disposed 29,682 · Balance 337,314

F1: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F5: Represents withholding by the Issuer of shares in respect of tax liability incident to the vesting of a security issued in accordance with Rule 16b-3, and not a market sale of securities.

F6: Reflects the effect of certain non-reportable transactions occurring following the Reporting Person's separation of service with the Issuer.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct95,533 Reported balance After 2022-07-29 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2022-07-29 · Exercise / conversion · Disposed 47,767 · Balance 95,533

F7: Each RSU represents a contingent right to receive one Ordinary Share or cash in lieu thereof at the Issuer's discretion.

F2: On August 2, 2021, the Reporting Person was granted 143,300 Restricted Stock Units ("RSUs") under the Amarin Corporation plc 2020 Stock Incentive Plan (the "2020 Plan"). These RSUs vest in three equal installments on each of July 31, 2022, July 31, 2023 and July 31, 2024. As the first vesting date fell on a weekend, the first vesting event occurred on July 29, 2022, the previous business day.

F3: Not applicable.

F1: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Filing footnotes · ownership attribution and instrument terms

F1: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F2: On August 2, 2021, the Reporting Person was granted 143,300 Restricted Stock Units ("RSUs") under the Amarin Corporation plc 2020 Stock Incentive Plan (the "2020 Plan"). These RSUs vest in three equal installments on each of July 31, 2022, July 31, 2023 and July 31, 2024. As the first vesting date fell on a weekend, the first vesting event occurred on July 29, 2022, the previous business day.

F3: Not applicable.

F4: Includes 3,368 shares purchased under the Issuer's 2017 Employee Stock Purchase Plan on May 31, 2022.

F5: Represents withholding by the Issuer of shares in respect of tax liability incident to the vesting of a security issued in accordance with Rule 16b-3, and not a market sale of securities.

F6: Reflects the effect of certain non-reportable transactions occurring following the Reporting Person's separation of service with the Issuer.

F7: Each RSU represents a contingent right to receive one Ordinary Share or cash in lieu thereof at the Issuer's discretion.

CATALYST PHARMACEUTICALS, INC.

Report date July 15, 2026 · Filed July 17, 2026

Section 16 reporting ended · disclosed 2026-07-17. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.001 per shareSEC Table I · non-derivativeDirect0 Reported balance After 2026-07-15 transaction · row 1
1 source row

Row 1 · 2026-07-15 · Disposition to issuer · Disposed 13,665 · Balance 0

F1: The reported securities were disposed of in connection with the consummation of the acquisition of the Issuer by Angelini Pharma S.p.A. (the "Merger")

Options to purchase common stockSEC Table II · derivative / convertible security · Conversion / exercise price $16.81 · Expires 2031-01-01Direct0 Reported balance After 2026-07-15 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-07-15 · Disposition to issuer · Disposed 257,214 · Balance 0

F3: In connection with the consummation of the Merger, each reported stock option ("Option") was cancelled and converted into the right to receive a cash payment (without interest, and less applicable tax withholdings and other authorized deductions) equal to the product of (x) the excess of $31.50 per share over the per-share price of such Option, multiplied by (y) the total number of shares subject to such Option.

F5: Each Option or RSU, as applicable, vested in full in connection with the consummation of the Merger.

Options to purchase common stockSEC Table II · derivative / convertible security · Conversion / exercise price $21.12 · Expires 2031-11-21Direct0 Reported balance After 2026-07-15 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-07-15 · Disposition to issuer · Disposed 169,248 · Balance 0

F3: In connection with the consummation of the Merger, each reported stock option ("Option") was cancelled and converted into the right to receive a cash payment (without interest, and less applicable tax withholdings and other authorized deductions) equal to the product of (x) the excess of $31.50 per share over the per-share price of such Option, multiplied by (y) the total number of shares subject to such Option.

F5: Each Option or RSU, as applicable, vested in full in connection with the consummation of the Merger.

Options to purchase common stockSEC Table II · derivative / convertible security · Conversion / exercise price $22.77 · Expires 2032-11-20Direct0 Reported balance After 2026-07-15 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-07-15 · Disposition to issuer · Disposed 131,536 · Balance 0

F3: In connection with the consummation of the Merger, each reported stock option ("Option") was cancelled and converted into the right to receive a cash payment (without interest, and less applicable tax withholdings and other authorized deductions) equal to the product of (x) the excess of $31.50 per share over the per-share price of such Option, multiplied by (y) the total number of shares subject to such Option.

F5: Each Option or RSU, as applicable, vested in full in connection with the consummation of the Merger.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2029-01-01Direct0 Reported balance After 2026-07-15 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-07-15 · Disposition to issuer · Disposed 21,416 · Balance 0

F2: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F4: In connection with the consummation of the Merger, each reported restricted stock unit ("RSU") was cancelled and converted into the right to receive a cash payment (without interest, and less applicable tax withholdings and other authorized deductions) equal to the product of (x) the excess of $31.50 per share, multiplied by (y) the number of shares subject to such RSU.

F5: Each Option or RSU, as applicable, vested in full in connection with the consummation of the Merger.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2027-11-21Direct0 Reported balance After 2026-07-15 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2026-07-15 · Disposition to issuer · Disposed 13,788 · Balance 0

F2: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F4: In connection with the consummation of the Merger, each reported restricted stock unit ("RSU") was cancelled and converted into the right to receive a cash payment (without interest, and less applicable tax withholdings and other authorized deductions) equal to the product of (x) the excess of $31.50 per share, multiplied by (y) the number of shares subject to such RSU.

F5: Each Option or RSU, as applicable, vested in full in connection with the consummation of the Merger.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2028-11-20Direct0 Reported balance After 2026-07-15 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2026-07-15 · Disposition to issuer · Disposed 39,701 · Balance 0

F2: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F4: In connection with the consummation of the Merger, each reported restricted stock unit ("RSU") was cancelled and converted into the right to receive a cash payment (without interest, and less applicable tax withholdings and other authorized deductions) equal to the product of (x) the excess of $31.50 per share, multiplied by (y) the number of shares subject to such RSU.

F5: Each Option or RSU, as applicable, vested in full in connection with the consummation of the Merger.

Filing footnotes · ownership attribution and instrument terms

F1: The reported securities were disposed of in connection with the consummation of the acquisition of the Issuer by Angelini Pharma S.p.A. (the "Merger")

F2: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3: In connection with the consummation of the Merger, each reported stock option ("Option") was cancelled and converted into the right to receive a cash payment (without interest, and less applicable tax withholdings and other authorized deductions) equal to the product of (x) the excess of $31.50 per share over the per-share price of such Option, multiplied by (y) the total number of shares subject to such Option.

F4: In connection with the consummation of the Merger, each reported restricted stock unit ("RSU") was cancelled and converted into the right to receive a cash payment (without interest, and less applicable tax withholdings and other authorized deductions) equal to the product of (x) the excess of $31.50 per share, multiplied by (y) the number of shares subject to such RSU.

F5: Each Option or RSU, as applicable, vested in full in connection with the consummation of the Merger.

CinCor Pharma, Inc.

Report date February 24, 2023 · Filed February 24, 2023

Section 16 reporting ended · disclosed 2023-02-24. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2023-02-24 transaction · row 1
1 source row

Row 1 · 2023-02-24 · Disposition to issuer · Disposed 202,437 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 8, 2023, by and among CinCor Pharma, Inc. (the "Issuer"), AstraZeneca Finance and Holdings Inc. ("Parent") and Cinnamon Acquisition, Inc., a wholly owned subsidiary of Parent ("Purchaser"), on February 24, 2023, Purchaser completed a tender offer for shares of common stock of the Issuer (each, a "Share") and thereafter merged with and into the Issuer, with the Issuer continuing as the surviving corporation and a wholly owned subsidiary of Parent (the "Merger").

F2: This line item represents restricted stock units ("RSUs") held by the Reporting Person at the effective time of the Merger, pursuant to the Merger Agreement, except as otherwise set forth in the Merger Agreement, each outstanding RSU was accelerated and became fully vested and was cancelled and automatically converted into the right to receive, without interest, (i) cash in an amount equal to (a) the total number of Shares issuable in settlement of such RSU immediately prior to the effective time of the Merger multiplied by (b) $26.00 per share (the "Cash Amount"), and (ii) one contingent value right ("CVR") per Share issuable in settlement of such RSU, representing the right to receive a contingent payment of $10.00 per share (the "Milestone Payment"), in cash, upon the achievement of a specified milestone by December 31, 2033.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $30.07 · Expires 2032-11-03Direct0 Reported balance After 2023-02-24 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2023-02-24 · Disposition to issuer · Disposed 77,615 · Balance 0

F3: At the effective time of the Merger, pursuant to the Merger Agreement, each outstanding option with an exercise price equal to or greater than the Cash Amount was accelerated and became fully vested and exercisable and automatically converted into the right to receive, upon the occurrence of the Milestone Payment Date (as defined in the CVR Agreement), an amount in cash equal to the product of (a) the total number of Shares subject to such option immediately prior to the effective time of the merger multiplied by (b) the amount, if any, by which (1) the Cash Amount plus the Milestone Payment exceeds (2) the exercise price payable per Share under such option.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 8, 2023, by and among CinCor Pharma, Inc. (the "Issuer"), AstraZeneca Finance and Holdings Inc. ("Parent") and Cinnamon Acquisition, Inc., a wholly owned subsidiary of Parent ("Purchaser"), on February 24, 2023, Purchaser completed a tender offer for shares of common stock of the Issuer (each, a "Share") and thereafter merged with and into the Issuer, with the Issuer continuing as the surviving corporation and a wholly owned subsidiary of Parent (the "Merger").

F2: This line item represents restricted stock units ("RSUs") held by the Reporting Person at the effective time of the Merger, pursuant to the Merger Agreement, except as otherwise set forth in the Merger Agreement, each outstanding RSU was accelerated and became fully vested and was cancelled and automatically converted into the right to receive, without interest, (i) cash in an amount equal to (a) the total number of Shares issuable in settlement of such RSU immediately prior to the effective time of the Merger multiplied by (b) $26.00 per share (the "Cash Amount"), and (ii) one contingent value right ("CVR") per Share issuable in settlement of such RSU, representing the right to receive a contingent payment of $10.00 per share (the "Milestone Payment"), in cash, upon the achievement of a specified milestone by December 31, 2033.

F3: At the effective time of the Merger, pursuant to the Merger Agreement, each outstanding option with an exercise price equal to or greater than the Cash Amount was accelerated and became fully vested and exercisable and automatically converted into the right to receive, upon the occurrence of the Milestone Payment Date (as defined in the CVR Agreement), an amount in cash equal to the product of (a) the total number of Shares subject to such option immediately prior to the effective time of the merger multiplied by (b) the amount, if any, by which (1) the Cash Amount plus the Milestone Payment exceeds (2) the exercise price payable per Share under such option.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 15, 2026 Filed Jul 17, 2026 20:15 UTC CATALYST PHARMACEUTICALS, INC. CPRX · Entity 29708 Disposition to issuerRestricted Stock Units · Derivative 39,701 $0.00 $0.00
Disclosure

SEC source: 0001161697-26-000178 · form_4.xml · derivative · entry 7

Kalb Michael Wayne · CIK 0001678248 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 39,701 shares

Expires 2028-11-20

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F4 · kind: In connection with the consummation of the Merger, each reported restricted stock unit ("RSU") was cancelled and converted into the right to receive a cash payment (without interest, and less applicable tax withholdings and other authorized deductions) equal to the product of (x) the excess of $31.50 per share, multiplied by (y) the number of shares subject to such RSU.

F5 · derivative.exercise_date: Each Option or RSU, as applicable, vested in full in connection with the consummation of the Merger.

Read SEC document
July 15, 2026 Filed Jul 17, 2026 20:15 UTC CATALYST PHARMACEUTICALS, INC. CPRX · Entity 29708 Disposition to issuerRestricted Stock Units · Derivative 13,788 $0.00 $0.00
Disclosure

SEC source: 0001161697-26-000178 · form_4.xml · derivative · entry 6

Kalb Michael Wayne · CIK 0001678248 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,788 shares

Expires 2027-11-21

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F4 · kind: In connection with the consummation of the Merger, each reported restricted stock unit ("RSU") was cancelled and converted into the right to receive a cash payment (without interest, and less applicable tax withholdings and other authorized deductions) equal to the product of (x) the excess of $31.50 per share, multiplied by (y) the number of shares subject to such RSU.

F5 · derivative.exercise_date: Each Option or RSU, as applicable, vested in full in connection with the consummation of the Merger.

Read SEC document
July 15, 2026 Filed Jul 17, 2026 20:15 UTC CATALYST PHARMACEUTICALS, INC. CPRX · Entity 29708 Disposition to issuerRestricted Stock Units · Derivative 21,416 $0.00 $0.00
Disclosure

SEC source: 0001161697-26-000178 · form_4.xml · derivative · entry 5

Kalb Michael Wayne · CIK 0001678248 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,416 shares

Expires 2029-01-01

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F4 · kind: In connection with the consummation of the Merger, each reported restricted stock unit ("RSU") was cancelled and converted into the right to receive a cash payment (without interest, and less applicable tax withholdings and other authorized deductions) equal to the product of (x) the excess of $31.50 per share, multiplied by (y) the number of shares subject to such RSU.

F5 · derivative.exercise_date: Each Option or RSU, as applicable, vested in full in connection with the consummation of the Merger.

Read SEC document
July 15, 2026 Filed Jul 17, 2026 20:15 UTC CATALYST PHARMACEUTICALS, INC. CPRX · Entity 29708 Disposition to issuerOptions to purchase common stock · Derivative 131,536 $0.00 Strike: $22.77 $0.00
Disclosure

SEC source: 0001161697-26-000178 · form_4.xml · derivative · entry 4

Kalb Michael Wayne · CIK 0001678248 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 131,536 shares

Expires 2032-11-20

F3 · kind: In connection with the consummation of the Merger, each reported stock option ("Option") was cancelled and converted into the right to receive a cash payment (without interest, and less applicable tax withholdings and other authorized deductions) equal to the product of (x) the excess of $31.50 per share over the per-share price of such Option, multiplied by (y) the total number of shares subject to such Option.

F5 · derivative.exercise_date: Each Option or RSU, as applicable, vested in full in connection with the consummation of the Merger.

Read SEC document
July 15, 2026 Filed Jul 17, 2026 20:15 UTC CATALYST PHARMACEUTICALS, INC. CPRX · Entity 29708 Disposition to issuerOptions to purchase common stock · Derivative 169,248 $0.00 Strike: $21.12 $0.00
Disclosure

SEC source: 0001161697-26-000178 · form_4.xml · derivative · entry 3

Kalb Michael Wayne · CIK 0001678248 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 169,248 shares

Expires 2031-11-21

F3 · kind: In connection with the consummation of the Merger, each reported stock option ("Option") was cancelled and converted into the right to receive a cash payment (without interest, and less applicable tax withholdings and other authorized deductions) equal to the product of (x) the excess of $31.50 per share over the per-share price of such Option, multiplied by (y) the total number of shares subject to such Option.

F5 · derivative.exercise_date: Each Option or RSU, as applicable, vested in full in connection with the consummation of the Merger.

Read SEC document
July 15, 2026 Filed Jul 17, 2026 20:15 UTC CATALYST PHARMACEUTICALS, INC. CPRX · Entity 29708 Disposition to issuerOptions to purchase common stock · Derivative 257,214 $0.00 Strike: $16.81 $0.00
Disclosure

SEC source: 0001161697-26-000178 · form_4.xml · derivative · entry 2

Kalb Michael Wayne · CIK 0001678248 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 257,214 shares

Expires 2031-01-01

F3 · kind: In connection with the consummation of the Merger, each reported stock option ("Option") was cancelled and converted into the right to receive a cash payment (without interest, and less applicable tax withholdings and other authorized deductions) equal to the product of (x) the excess of $31.50 per share over the per-share price of such Option, multiplied by (y) the total number of shares subject to such Option.

F5 · derivative.exercise_date: Each Option or RSU, as applicable, vested in full in connection with the consummation of the Merger.

Read SEC document
July 15, 2026 Filed Jul 17, 2026 20:15 UTC CATALYST PHARMACEUTICALS, INC. CPRX · Entity 29708 Disposition to issuerCommon Stock, par value $0.001 per share 13,665 $31.50 $430,447.50
Disclosure

SEC source: 0001161697-26-000178 · form_4.xml · nonDerivative · entry 1

Kalb Michael Wayne · CIK 0001678248 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The reported securities were disposed of in connection with the consummation of the acquisition of the Issuer by Angelini Pharma S.p.A. (the "Merger")

Read SEC document
January 05, 2026 Filed Jan 6, 2026 22:00 UTC CATALYST PHARMACEUTICALS, INC. CPRX · Entity 29708 Exercise / conversionRestricted Stock Units · Derivative 7,139 $0.00 $0.00
Disclosure

SEC source: 0001161697-26-000022 · form_4.xml · derivative · entry 3

Kalb Michael Wayne · CIK 0001678248 · Executive Vice President & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 632,903

Underlying: Common Stock · 7,139 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Registrant's common stock upon vesting.

F3 · derivative.exercise_date: Derivative securities vest in equal tranches, 1/5th on January 1, 2025, 1/5th on January 1, 2026, 1/5th on January 1, 2027, 1/5th on January 1, 2028, and 1/5th on January 1, 2029.

F4 · derivative.expiration_date: Shares of common stock are required to be delivered to the Reporting Person within sixty days of vesting. The second tranche of shares was delivered on January 5, 2026.

Read SEC document
January 05, 2026 Filed Jan 6, 2026 22:00 UTC CATALYST PHARMACEUTICALS, INC. CPRX · Entity 29708 Tax withholdingCommon Stock, par value $0.001 per share 2,080 Not disclosed Not disclosed
Disclosure

SEC source: 0001161697-26-000022 · form_4.xml · nonDerivative · entry 2

Kalb Michael Wayne · CIK 0001678248 · Executive Vice President & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,665

F2 · price: Shares withheld by the Registrant to satisfy applicable withholding taxes upon vesting of restricted common stock.

Read SEC document
January 05, 2026 Filed Jan 6, 2026 22:00 UTC CATALYST PHARMACEUTICALS, INC. CPRX · Entity 29708 Exercise / conversionCommon Stock, par value $0.001 per share 7,139 Not disclosed Not disclosed
Disclosure

SEC source: 0001161697-26-000022 · form_4.xml · nonDerivative · entry 1

Kalb Michael Wayne · CIK 0001678248 · Executive Vice President & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,745

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Registrant's common stock upon vesting.

Read SEC document
November 21, 2025 Filed Nov 25, 2025 01:08 UTC CATALYST PHARMACEUTICALS, INC. CPRX · Entity 29708 Exercise / conversionRestricted Stock Units · Derivative 6,894 $0.00 $0.00
Disclosure

SEC source: 0001161697-25-000418 · form_4.xml · derivative · entry 5

Kalb Michael Wayne · CIK 0001678248 · Executive Vice President & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 640,042

Underlying: Common Stock · 6,894 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Shares of common stock will be delivered to the Reporting Person upon vesting.

F5 · derivative.exercise_date: Derivative securities vest in equal tranches, 1/3rd on November 21, 2025, 1/3rd on November 21, 2026, and 1/3rd on November 21, 2027.

F6 · derivative.expiration_date: Shares of common stock are required to be delivered to the Reporting Person within sixty days of vesting. The first tranche of shares was delivered on November 21, 2025.

Read SEC document
November 21, 2025 Filed Nov 25, 2025 01:08 UTC CATALYST PHARMACEUTICALS, INC. CPRX · Entity 29708 Tax withholdingCommon Stock, par value $0.001 per share 2,485 Not disclosed Not disclosed
Disclosure

SEC source: 0001161697-25-000418 · form_4.xml · nonDerivative · entry 2

Kalb Michael Wayne · CIK 0001678248 · Executive Vice President & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,606

F2 · price: Shares withheld by the Registrant to satisfy applicable withholding taxes upon vesting of restricted common stock.

Read SEC document
November 21, 2025 Filed Nov 25, 2025 01:08 UTC CATALYST PHARMACEUTICALS, INC. CPRX · Entity 29708 Exercise / conversionCommon Stock, par value $0.001 per share 6,894 Not disclosed Not disclosed
Disclosure

SEC source: 0001161697-25-000418 · form_4.xml · nonDerivative · entry 1

Kalb Michael Wayne · CIK 0001678248 · Executive Vice President & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,091

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Registrant's common stock upon vesting.

Read SEC document
November 20, 2025 Filed Nov 25, 2025 01:08 UTC CATALYST PHARMACEUTICALS, INC. CPRX · Entity 29708 GrantRestricted Stock Units · Derivative 39,701 $0.00 $0.00
Disclosure

SEC source: 0001161697-25-000418 · form_4.xml · derivative · entry 4

Kalb Michael Wayne · CIK 0001678248 · Executive Vice President & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 646,936

Underlying: Common Stock · 39,701 shares

Expires not disclosed

F4 · derivative.exercise_price: Shares of common stock will be delivered to the Reporting Person upon vesting.

F3 · derivative.exercise_date: Derivative securities vest in equal tranches, 1/3rd on November 20, 2026, 1/3rd on November 20, 2027 and 1/3rd on November 20, 2028.

F4 · derivative.expiration_date: Shares of common stock will be delivered to the Reporting Person upon vesting.

Read SEC document
November 20, 2025 Filed Nov 25, 2025 01:08 UTC CATALYST PHARMACEUTICALS, INC. CPRX · Entity 29708 GrantOptions to purchase common stock · Derivative 131,536 $0.00 Strike: $22.77 $0.00
Disclosure

SEC source: 0001161697-25-000418 · form_4.xml · derivative · entry 3

Kalb Michael Wayne · CIK 0001678248 · Executive Vice President & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 607,235

Underlying: Common Stock · 131,536 shares

Expires 2032-11-20

F3 · derivative.exercise_date: Derivative securities vest in equal tranches, 1/3rd on November 20, 2026, 1/3rd on November 20, 2027 and 1/3rd on November 20, 2028.

Read SEC document
January 02, 2025 Filed Jan 3, 2025 22:00 UTC CATALYST PHARMACEUTICALS, INC. CPRX · Entity 29708 Exercise / conversionRestricted Stock Units · Derivative 7,138 $0.00 $0.00
Disclosure

SEC source: 0001161697-25-000026 · form_4.xml · derivative · entry 3

Kalb Michael Wayne · CIK 0001678248 · Executive Vice President & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 475,699

Underlying: Common Stock · 7,138 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Registrant's common stock upon vesting.

F3 · derivative.exercise_date: Derivative securities vest in equal tranches, 1/5th each on January 1, 2025, 2026, 2027, 2028 and 2029.

F4 · derivative.expiration_date: Shares of common stock are required to be delivered to the Reporting Person within sixty days of vesting. The first tranche of shares was delivered on January 2, 2025.

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January 02, 2025 Filed Jan 3, 2025 22:00 UTC CATALYST PHARMACEUTICALS, INC. CPRX · Entity 29708 Tax withholdingCommon Stock, par value $0.001 per share 2,941 Not disclosed Not disclosed
Disclosure

SEC source: 0001161697-25-000026 · form_4.xml · nonDerivative · entry 2

Kalb Michael Wayne · CIK 0001678248 · Executive Vice President & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,197

F2 · price: Shares withheld by the Registrant to satisfy applicable withholding taxes upon vesting of restricted stock units.

Read SEC document
January 02, 2025 Filed Jan 3, 2025 22:00 UTC CATALYST PHARMACEUTICALS, INC. CPRX · Entity 29708 Exercise / conversionCommon Stock, par value $0.001 per share 7,138 Not disclosed Not disclosed
Disclosure

SEC source: 0001161697-25-000026 · form_4.xml · nonDerivative · entry 1

Kalb Michael Wayne · CIK 0001678248 · Executive Vice President & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,138

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Registrant's common stock upon vesting.

Read SEC document
November 21, 2024 Filed Nov 25, 2024 22:01 UTC CATALYST PHARMACEUTICALS, INC. CPRX · Entity 29708 GrantRestricted Stock Units · Derivative 20,682 $0.00 $0.00
Disclosure

SEC source: 0001161697-24-000478 · form_4.xml · derivative · entry 2

Kalb Michael Wayne · CIK 0001678248 · Executive Vice President & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 482,837

Underlying: Common Stock · 20,682 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Registrant's common stock upon vesting.

F1 · derivative.exercise_date: Derivative securities vest in equal tranches, 1/3rd on November 21, 2025, 1/3rd on November 21, 2026 and 1/3rd on November 21, 2027.

F3 · derivative.expiration_date: Shares of common stock will be delivered to the Reporting Person upon vesting.

Read SEC document
November 21, 2024 Filed Nov 25, 2024 22:01 UTC CATALYST PHARMACEUTICALS, INC. CPRX · Entity 29708 GrantOptions to purchase common stock · Derivative 169,248 $0.00 Strike: $21.12 $0.00
Disclosure

SEC source: 0001161697-24-000478 · form_4.xml · derivative · entry 1

Kalb Michael Wayne · CIK 0001678248 · Executive Vice President & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 462,155

Underlying: Common Stock · 169,248 shares

Expires 2031-11-21

F1 · derivative.exercise_date: Derivative securities vest in equal tranches, 1/3rd on November 21, 2025, 1/3rd on November 21, 2026 and 1/3rd on November 21, 2027.

Read SEC document
May 10, 2023 Filed May 12, 2023 16:41 UTC IPI Legacy Liquidation Co IMPL · Entity 15659 GrantRestricted Stock Units (RSUs) · Derivative 47,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-029076 · doc4.xml · derivative · entry 2

Kalb Michael Wayne · CIK 0001678248 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,500

Underlying: Common Stock · 47,500 shares

Expires 2033-05-10

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs vest as to 100% of the total shares on May 31, 2024, subject to the reporting person's continuation of employment on such vesting date.

Read SEC document
May 10, 2023 Filed May 12, 2023 16:41 UTC IPI Legacy Liquidation Co IMPL · Entity 15659 GrantStock Option (right to buy) · Derivative 175,000 $0.00 Strike: $2.43 $0.00
Disclosure

SEC source: 0001209191-23-029076 · doc4.xml · derivative · entry 1

Kalb Michael Wayne · CIK 0001678248 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 175,000

Underlying: Common Stock · 175,000 shares

Expires 2033-05-10

F1 · derivative.exercise_date: The option vests as to 25% of the total shares on May 10, 2024 and then 1/48th of the total shares vests on each monthly anniversary thereafter, subject to the reporting person's provision of service to the issuer on each vesting date.

Read SEC document
February 24, 2023 Filed Feb 24, 2023 23:38 UTC CinCor Pharma, Inc. CINC · Entity 116342 Disposition to issuerStock Option (Right to Buy) · Derivative 77,615 Not disclosed Strike: $30.07 Not disclosed
Disclosure

SEC source: 0001209191-23-012895 · doc4.xml · derivative · entry 2

Kalb Michael Wayne · CIK 0001678248 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 77,615 shares

Expires 2032-11-03

F3 · price: At the effective time of the Merger, pursuant to the Merger Agreement, each outstanding option with an exercise price equal to or greater than the Cash Amount was accelerated and became fully vested and exercisable and automatically converted into the right to receive, upon the occurrence of the Milestone Payment Date (as defined in the CVR Agreement), an amount in cash equal to the product of (a) the total number of Shares subject to such option immediately prior to the effective time of the merger multiplied by (b) the amount, if any, by which (1) the Cash Amount plus the Milestone Payment exceeds (2) the exercise price payable per Share under such option.

F3 · derivative.exercise_date: At the effective time of the Merger, pursuant to the Merger Agreement, each outstanding option with an exercise price equal to or greater than the Cash Amount was accelerated and became fully vested and exercisable and automatically converted into the right to receive, upon the occurrence of the Milestone Payment Date (as defined in the CVR Agreement), an amount in cash equal to the product of (a) the total number of Shares subject to such option immediately prior to the effective time of the merger multiplied by (b) the amount, if any, by which (1) the Cash Amount plus the Milestone Payment exceeds (2) the exercise price payable per Share under such option.

Read SEC document
February 24, 2023 Filed Feb 24, 2023 23:38 UTC CinCor Pharma, Inc. CINC · Entity 116342 Disposition to issuerCommon Stock 202,437 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-012895 · doc4.xml · nonDerivative · entry 1

Kalb Michael Wayne · CIK 0001678248 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 8, 2023, by and among CinCor Pharma, Inc. (the "Issuer"), AstraZeneca Finance and Holdings Inc. ("Parent") and Cinnamon Acquisition, Inc., a wholly owned subsidiary of Parent ("Purchaser"), on February 24, 2023, Purchaser completed a tender offer for shares of common stock of the Issuer (each, a "Share") and thereafter merged with and into the Issuer, with the Issuer continuing as the surviving corporation and a wholly owned subsidiary of Parent (the "Merger").

F2 · shares: This line item represents restricted stock units ("RSUs") held by the Reporting Person at the effective time of the Merger, pursuant to the Merger Agreement, except as otherwise set forth in the Merger Agreement, each outstanding RSU was accelerated and became fully vested and was cancelled and automatically converted into the right to receive, without interest, (i) cash in an amount equal to (a) the total number of Shares issuable in settlement of such RSU immediately prior to the effective time of the Merger multiplied by (b) $26.00 per share (the "Cash Amount"), and (ii) one contingent value right ("CVR") per Share issuable in settlement of such RSU, representing the right to receive a contingent payment of $10.00 per share (the "Milestone Payment"), in cash, upon the achievement of a specified milestone by December 31, 2033.

F2 · price: This line item represents restricted stock units ("RSUs") held by the Reporting Person at the effective time of the Merger, pursuant to the Merger Agreement, except as otherwise set forth in the Merger Agreement, each outstanding RSU was accelerated and became fully vested and was cancelled and automatically converted into the right to receive, without interest, (i) cash in an amount equal to (a) the total number of Shares issuable in settlement of such RSU immediately prior to the effective time of the Merger multiplied by (b) $26.00 per share (the "Cash Amount"), and (ii) one contingent value right ("CVR") per Share issuable in settlement of such RSU, representing the right to receive a contingent payment of $10.00 per share (the "Milestone Payment"), in cash, upon the achievement of a specified milestone by December 31, 2033.

Read SEC document
January 26, 2023 Filed Jan 31, 2023 01:04 UTC CinCor Pharma, Inc. CINC · Entity 116342 GrantCommon Stock 177,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-005590 · doc4.xml · nonDerivative · entry 1

Kalb Michael Wayne · CIK 0001678248 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,437

F1 · shares: Represents a restricted stock unit ("RSU") award. Each RSU represents a contingent right to receive one share of the Issuer's common stock. One-fourth (1/4) of the RSUs shall vest on January 26, 2024 and the remaining RSUs shall vest in three (3) equal annual installments thereafter, subject to the Reporting Person's continuous service through each such vesting date; provided that, in the event the previously announced pending acquisition of the Issuer by AstraZeneca PLC occurs, 50% of the RSUs shall vest immediately prior to the closing of such transaction, subject to the Reporting Person's continuous service through such date, and the remaining 50% of the RSUs shall be cancelled as of such date.

F1 · price: Represents a restricted stock unit ("RSU") award. Each RSU represents a contingent right to receive one share of the Issuer's common stock. One-fourth (1/4) of the RSUs shall vest on January 26, 2024 and the remaining RSUs shall vest in three (3) equal annual installments thereafter, subject to the Reporting Person's continuous service through each such vesting date; provided that, in the event the previously announced pending acquisition of the Issuer by AstraZeneca PLC occurs, 50% of the RSUs shall vest immediately prior to the closing of such transaction, subject to the Reporting Person's continuous service through such date, and the remaining 50% of the RSUs shall be cancelled as of such date.

Read SEC document
November 04, 2022 Filed Nov 8, 2022 22:08 UTC CinCor Pharma, Inc. CINC · Entity 116342 GrantEmployee Stock Option (Right to Buy) · Derivative 77,615 $0.00 Strike: $30.07 $0.00
Disclosure

SEC source: 0001209191-22-056126 · doc4.xml · derivative · entry 2

Kalb Michael Wayne · CIK 0001678248 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,615

Underlying: Common Stock · 77,615 shares

Expires 2032-11-03

F2 · derivative.exercise_date: One-fourth (1/4th) of the shares subject to the option vest on November 4, 2023, and the remaining shares subject to the option shall vest in thirty-six (36) equal monthly installments thereafter, subject to the Reporting Person's continuous service through each such vesting date.

Read SEC document
November 04, 2022 Filed Nov 8, 2022 22:08 UTC CinCor Pharma, Inc. CINC · Entity 116342 GrantCommon Stock 25,437 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-056126 · doc4.xml · nonDerivative · entry 1

Kalb Michael Wayne · CIK 0001678248 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,437

F1 · shares: Represents a restricted stock unit ("RSU") award. Each RSU represents a contingent right to receive one share of the Issuer's common stock. One-half (1/2) of the RSUs shall vest on November 4, 2024 and the remaining RSUs shall vest in two (2) equal annual installments thereafter, subject to the Reporting Person's continuous service through each such vesting date.

F1 · price: Represents a restricted stock unit ("RSU") award. Each RSU represents a contingent right to receive one share of the Issuer's common stock. One-half (1/2) of the RSUs shall vest on November 4, 2024 and the remaining RSUs shall vest in two (2) equal annual installments thereafter, subject to the Reporting Person's continuous service through each such vesting date.

Read SEC document
August 01, 2022 Filed Aug 3, 2022 00:07 UTC AMARIN CORP PLC\UK AMRN · Entity 5970 Tax withholdingOrdinary Shares 29,682 $1.33 $39,477.06
Disclosure

SEC source: 0001562180-22-005838 · primarydocument.xml · nonDerivative · entry 3

Kalb Michael Wayne · CIK 0001678248 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 337,314

F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F5 · kind: Represents withholding by the Issuer of shares in respect of tax liability incident to the vesting of a security issued in accordance with Rule 16b-3, and not a market sale of securities.

F6 · balance_after: Reflects the effect of certain non-reportable transactions occurring following the Reporting Person's separation of service with the Issuer.

Read SEC document
July 29, 2022 Filed Aug 3, 2022 00:07 UTC AMARIN CORP PLC\UK AMRN · Entity 5970 Exercise / conversionRestricted Stock Units · Derivative 47,767 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-005838 · primarydocument.xml · derivative · entry 4

Kalb Michael Wayne · CIK 0001678248 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,533

Underlying: Ordinary Shares · 47,767 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · security: Each RSU represents a contingent right to receive one Ordinary Share or cash in lieu thereof at the Issuer's discretion.

F2 · derivative.exercise_date: On August 2, 2021, the Reporting Person was granted 143,300 Restricted Stock Units ("RSUs") under the Amarin Corporation plc 2020 Stock Incentive Plan (the "2020 Plan"). These RSUs vest in three equal installments on each of July 31, 2022, July 31, 2023 and July 31, 2024. As the first vesting date fell on a weekend, the first vesting event occurred on July 29, 2022, the previous business day.

F3 · derivative.expiration_date: Not applicable.

F1 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
July 29, 2022 Filed Aug 3, 2022 00:07 UTC AMARIN CORP PLC\UK AMRN · Entity 5970 Tax withholdingOrdinary Shares 17,220 $1.33 $22,902.60
Disclosure

SEC source: 0001562180-22-005838 · primarydocument.xml · nonDerivative · entry 2

Kalb Michael Wayne · CIK 0001678248 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284,662

F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F5 · kind: Represents withholding by the Issuer of shares in respect of tax liability incident to the vesting of a security issued in accordance with Rule 16b-3, and not a market sale of securities.

Read SEC document
July 29, 2022 Filed Aug 3, 2022 00:07 UTC AMARIN CORP PLC\UK AMRN · Entity 5970 Exercise / conversionOrdinary Shares 47,767 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-22-005838 · primarydocument.xml · nonDerivative · entry 1

Kalb Michael Wayne · CIK 0001678248 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 301,882

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F2 · kind: On August 2, 2021, the Reporting Person was granted 143,300 Restricted Stock Units ("RSUs") under the Amarin Corporation plc 2020 Stock Incentive Plan (the "2020 Plan"). These RSUs vest in three equal installments on each of July 31, 2022, July 31, 2023 and July 31, 2024. As the first vesting date fell on a weekend, the first vesting event occurred on July 29, 2022, the previous business day.

F3 · price: Not applicable.

F4 · balance_after: Includes 3,368 shares purchased under the Issuer's 2017 Employee Stock Purchase Plan on May 31, 2022.

Read SEC document
February 28, 2022 Filed Mar 3, 2022 01:03 UTC AMARIN CORP PLC\UK AMRN · Entity 5970 Exercise / conversionRestricted Stock Units · Derivative 16,333 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-002153 · primarydocument.xml · derivative · entry 3

Kalb Michael Wayne · CIK 0001678248 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,333

Underlying: Ordinary Shares · 16,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Each RSU represents a contingent right to receive one Ordinary Share or cash in lieu thereof at the Issuer's discretion.

F2 · derivative.exercise_date: On March 2, 2020, the Reporting Person was granted 49,000 Restricted Stock Units ("RSUs") under the Amarin Corporation plc 2011 Stock Incentive Plan. These RSUs vest in three equal installments on each of February 28, 2021, February 28, 2022 and February 28, 2023. The second vesting event occurred on February 28, 2022.

F3 · derivative.expiration_date: Not applicable.

F1 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
February 28, 2022 Filed Mar 3, 2022 01:03 UTC AMARIN CORP PLC\UK AMRN · Entity 5970 Tax withholdingOrdinary Shares 6,213 $3.27 $20,316.51
Disclosure

SEC source: 0001562180-22-002153 · primarydocument.xml · nonDerivative · entry 2

Kalb Michael Wayne · CIK 0001678248 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,747

F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F4 · kind: Represents withholding by the Issuer of shares in respect of tax liability incident to the vesting of a security issued in accordance with Rule 16b-3, and not a market sale of securities.

F5 · balance_after: Please see the section titled "Remarks" below for additional information.

Read SEC document
February 28, 2022 Filed Mar 3, 2022 01:03 UTC AMARIN CORP PLC\UK AMRN · Entity 5970 Exercise / conversionOrdinary Shares 16,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-22-002153 · primarydocument.xml · nonDerivative · entry 1

Kalb Michael Wayne · CIK 0001678248 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,960

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F2 · kind: On March 2, 2020, the Reporting Person was granted 49,000 Restricted Stock Units ("RSUs") under the Amarin Corporation plc 2011 Stock Incentive Plan. These RSUs vest in three equal installments on each of February 28, 2021, February 28, 2022 and February 28, 2023. The second vesting event occurred on February 28, 2022.

F3 · price: Not applicable.

Read SEC document
February 04, 2022 Filed Feb 9, 2022 01:05 UTC AMARIN CORP PLC\UK AMRN · Entity 5970 GrantRestricted Stock Units · Derivative 103,700 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-001247 · primarydocument.xml · derivative · entry 2

Kalb Michael Wayne · CIK 0001678248 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,700

Underlying: Ordinary Shares · 103,700 shares

Expires not disclosed

F3 · security: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one Ordinary Share or cash in lieu thereof at the Issuer's discretion.

F4 · derivative.exercise_date: On February 4, 2022, the Reporting Person was granted 103,700 RSUs under the 2020 Plan. These RSUs vest in three equal installments on each of January 31, 2023, January 31, 2024 and January 31, 2025.

F5 · derivative.expiration_date: Not applicable.

F2 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
February 04, 2022 Filed Feb 9, 2022 01:05 UTC AMARIN CORP PLC\UK AMRN · Entity 5970 GrantStock Option (Right to Buy) · Derivative 131,700 $0.00 Strike: $3.66 $0.00
Disclosure

SEC source: 0001562180-22-001247 · primarydocument.xml · derivative · entry 1

Kalb Michael Wayne · CIK 0001678248 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,700

Underlying: Ordinary Shares · 131,700 shares

Expires 2032-02-04

F1 · derivative.exercise_date: On February 4, 2022, the Reporting Person was granted an option to purchase 131,700 Ordinary Shares under the Amarin Corporation plc 2020 Stock Incentive Plan (the "2020 Plan"). The shares subject to this option shall vest and become exercisable over four years, with 25% to vest on the first anniversary of the grant date and the balance to vest ratably over the subsequent 12 calendar quarters on the last day of each April, July, October and January.

F2 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
January 31, 2022 Filed Feb 3, 2022 01:03 UTC AMARIN CORP PLC\UK AMRN · Entity 5970 Exercise / conversionRestricted Stock Units · Derivative 12,733 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-000983 · primarydocument.xml · derivative · entry 3

Kalb Michael Wayne · CIK 0001678248 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 12,733 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Each RSU represents a contingent right to receive one Ordinary Share or cash in lieu thereof at the Issuer's discretion.

F2 · derivative.exercise_date: On February 1, 2019, the Reporting Person was granted 38,200 Restricted Stock Units ("RSUs") under the Amarin Corporation plc 2011 Stock Incentive Plan. These RSUs vest in three equal installments on each of January 31, 2020, January 31, 2021 and January 31, 2022. The third and final vesting event occurred on January 31, 2022.

F3 · derivative.expiration_date: Not applicable.

F1 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
January 31, 2022 Filed Feb 3, 2022 01:03 UTC AMARIN CORP PLC\UK AMRN · Entity 5970 Tax withholdingOrdinary Shares 5,317 $3.36 $17,865.12
Disclosure

SEC source: 0001562180-22-000983 · primarydocument.xml · nonDerivative · entry 2

Kalb Michael Wayne · CIK 0001678248 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,627

F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F4 · kind: Represents withholding by the Issuer of shares in respect of tax liability incident to the vesting of a security issued in accordance with Rule 16b-3, and not a market sale of securities.

F5 · balance_after: Please see the section titled "Remarks" below for additional information.

Read SEC document
January 31, 2022 Filed Feb 3, 2022 01:03 UTC AMARIN CORP PLC\UK AMRN · Entity 5970 Exercise / conversionOrdinary Shares 12,733 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-22-000983 · primarydocument.xml · nonDerivative · entry 1

Kalb Michael Wayne · CIK 0001678248 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,944

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F2 · kind: On February 1, 2019, the Reporting Person was granted 38,200 Restricted Stock Units ("RSUs") under the Amarin Corporation plc 2011 Stock Incentive Plan. These RSUs vest in three equal installments on each of January 31, 2020, January 31, 2021 and January 31, 2022. The third and final vesting event occurred on January 31, 2022.

F3 · price: Not applicable.

Read SEC document
December 31, 2021 Filed Jan 5, 2022 02:08 UTC AMARIN CORP PLC\UK AMRN · Entity 5970 Exercise / conversionRestricted Stock Units · Derivative 47,767 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-000171 · primarydocument.xml · derivative · entry 3

Kalb Michael Wayne · CIK 0001678248 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,533

Underlying: Ordinary Shares · 47,767 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · security: Each RSU represents a contingent right to receive one Ordinary Share or cash in lieu thereof at the Issuer's discretion.

F2 · derivative.exercise_date: On January 4, 2021, the Reporting Person was granted 143,300 Restricted Stock Units ("RSUs") under the Amarin Corporation plc 2020 Stock Incentive Plan (the "2020 Plan"). These RSUs vest in three equal installments on each of December 31, 2021, December 31, 2022 and December 31, 2023. The first vesting event occurred on December 31, 2021.

F3 · derivative.expiration_date: Not applicable.

F1 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
December 31, 2021 Filed Jan 5, 2022 02:08 UTC AMARIN CORP PLC\UK AMRN · Entity 5970 Tax withholdingOrdinary Shares 25,379 $3.35 $85,019.65
Disclosure

SEC source: 0001562180-22-000171 · primarydocument.xml · nonDerivative · entry 2

Kalb Michael Wayne · CIK 0001678248 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,211

F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F5 · kind: Represents withholding by the Issuer of shares in respect of tax liability incident to the vesting of a security issued in accordance with Rule 16b-3, and not a market sale of securities.

F6 · balance_after: Please see the section titled "Remarks" below for additional information.

Read SEC document
December 31, 2021 Filed Jan 5, 2022 02:08 UTC AMARIN CORP PLC\UK AMRN · Entity 5970 Exercise / conversionOrdinary Shares 47,767 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-22-000171 · primarydocument.xml · nonDerivative · entry 1

Kalb Michael Wayne · CIK 0001678248 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,590

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F2 · kind: On January 4, 2021, the Reporting Person was granted 143,300 Restricted Stock Units ("RSUs") under the Amarin Corporation plc 2020 Stock Incentive Plan (the "2020 Plan"). These RSUs vest in three equal installments on each of December 31, 2021, December 31, 2022 and December 31, 2023. The first vesting event occurred on December 31, 2021.

F3 · price: Not applicable.

F4 · balance_after: Includes 2,716 shares purchased under the Issuer's 2017 Employee Stock Purchase Plan on November 30, 2021.

Read SEC document
August 31, 2021 Filed Sep 3, 2021 00:04 UTC AMARIN CORP PLC\UK AMRN · Entity 5970 Exercise / conversionRestricted Stock Units · Derivative 3,054 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-005782 · primarydocument.xml · derivative · entry 7

Kalb Michael Wayne · CIK 0001678248 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 3,054 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Each RSU represents a contingent right to receive one Ordinary Share or cash in lieu thereof at the Issuer's discretion.

F2 · derivative.exercise_date: As previously reported on February 27, 2020 and March 1, 2021, on May 15, 2017, the Reporting Person was granted 220,000 Restricted Stock Units ("RSUs") under the Amarin Corporation plc 2011 Stock Incentive Plan, of which the performance criteria related to two tranches representing 25% of the total award each was deemed achieved on February 25, 2020 pursuant to reporting of audited net product revenues for 2019 exceeding $400 million and of which the performance criteria related to one tranche representing 50% of the total award was deemed achieved on February 25, 2021 pursuant to reporting of audited net product revenues for 2020 exceeding $500 million. The tranches vested ratably over 36 months beginning September 30, 2018 subject to achievement of the performance criteria and continued service of the Reporting Person as provided in the RSU Award Agreement between the Issuer and Reporting Person. The thirty-sixth and final vesting event occurred on August 31, 2021.

F3 · derivative.expiration_date: Not applicable.

F1 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
August 31, 2021 Filed Sep 3, 2021 00:04 UTC AMARIN CORP PLC\UK AMRN · Entity 5970 Exercise / conversionRestricted Stock Units · Derivative 1,527 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-005782 · primarydocument.xml · derivative · entry 6

Kalb Michael Wayne · CIK 0001678248 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 1,527 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Each RSU represents a contingent right to receive one Ordinary Share or cash in lieu thereof at the Issuer's discretion.

F2 · derivative.exercise_date: As previously reported on February 27, 2020 and March 1, 2021, on May 15, 2017, the Reporting Person was granted 220,000 Restricted Stock Units ("RSUs") under the Amarin Corporation plc 2011 Stock Incentive Plan, of which the performance criteria related to two tranches representing 25% of the total award each was deemed achieved on February 25, 2020 pursuant to reporting of audited net product revenues for 2019 exceeding $400 million and of which the performance criteria related to one tranche representing 50% of the total award was deemed achieved on February 25, 2021 pursuant to reporting of audited net product revenues for 2020 exceeding $500 million. The tranches vested ratably over 36 months beginning September 30, 2018 subject to achievement of the performance criteria and continued service of the Reporting Person as provided in the RSU Award Agreement between the Issuer and Reporting Person. The thirty-sixth and final vesting event occurred on August 31, 2021.

F3 · derivative.expiration_date: Not applicable.

F1 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
August 31, 2021 Filed Sep 3, 2021 00:04 UTC AMARIN CORP PLC\UK AMRN · Entity 5970 Exercise / conversionRestricted Stock Units · Derivative 1,527 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-005782 · primarydocument.xml · derivative · entry 5

Kalb Michael Wayne · CIK 0001678248 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 1,527 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Each RSU represents a contingent right to receive one Ordinary Share or cash in lieu thereof at the Issuer's discretion.

F2 · derivative.exercise_date: As previously reported on February 27, 2020 and March 1, 2021, on May 15, 2017, the Reporting Person was granted 220,000 Restricted Stock Units ("RSUs") under the Amarin Corporation plc 2011 Stock Incentive Plan, of which the performance criteria related to two tranches representing 25% of the total award each was deemed achieved on February 25, 2020 pursuant to reporting of audited net product revenues for 2019 exceeding $400 million and of which the performance criteria related to one tranche representing 50% of the total award was deemed achieved on February 25, 2021 pursuant to reporting of audited net product revenues for 2020 exceeding $500 million. The tranches vested ratably over 36 months beginning September 30, 2018 subject to achievement of the performance criteria and continued service of the Reporting Person as provided in the RSU Award Agreement between the Issuer and Reporting Person. The thirty-sixth and final vesting event occurred on August 31, 2021.

F3 · derivative.expiration_date: Not applicable.

F1 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
August 31, 2021 Filed Sep 3, 2021 00:04 UTC AMARIN CORP PLC\UK AMRN · Entity 5970 Tax withholdingOrdinary Shares 3,011 $5.54 $16,680.94
Disclosure

SEC source: 0001562180-21-005782 · primarydocument.xml · nonDerivative · entry 4

Kalb Michael Wayne · CIK 0001678248 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,107

F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F4 · kind: Represents withholding by the Issuer of shares in respect of tax liability incident to the vesting of a security issued in accordance with Rule 16b-3, and not a market sale of securities.

F5 · balance_after: Please see the section titled "Remarks" below for additional information.

Read SEC document
August 31, 2021 Filed Sep 3, 2021 00:04 UTC AMARIN CORP PLC\UK AMRN · Entity 5970 Exercise / conversionOrdinary Shares 3,054 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-21-005782 · primarydocument.xml · nonDerivative · entry 3

Kalb Michael Wayne · CIK 0001678248 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,118

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F2 · kind: As previously reported on February 27, 2020 and March 1, 2021, on May 15, 2017, the Reporting Person was granted 220,000 Restricted Stock Units ("RSUs") under the Amarin Corporation plc 2011 Stock Incentive Plan, of which the performance criteria related to two tranches representing 25% of the total award each was deemed achieved on February 25, 2020 pursuant to reporting of audited net product revenues for 2019 exceeding $400 million and of which the performance criteria related to one tranche representing 50% of the total award was deemed achieved on February 25, 2021 pursuant to reporting of audited net product revenues for 2020 exceeding $500 million. The tranches vested ratably over 36 months beginning September 30, 2018 subject to achievement of the performance criteria and continued service of the Reporting Person as provided in the RSU Award Agreement between the Issuer and Reporting Person. The thirty-sixth and final vesting event occurred on August 31, 2021.

F3 · price: Not applicable.

Read SEC document
August 31, 2021 Filed Sep 3, 2021 00:04 UTC AMARIN CORP PLC\UK AMRN · Entity 5970 Exercise / conversionOrdinary Shares 1,527 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-21-005782 · primarydocument.xml · nonDerivative · entry 2

Kalb Michael Wayne · CIK 0001678248 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,064

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F2 · kind: As previously reported on February 27, 2020 and March 1, 2021, on May 15, 2017, the Reporting Person was granted 220,000 Restricted Stock Units ("RSUs") under the Amarin Corporation plc 2011 Stock Incentive Plan, of which the performance criteria related to two tranches representing 25% of the total award each was deemed achieved on February 25, 2020 pursuant to reporting of audited net product revenues for 2019 exceeding $400 million and of which the performance criteria related to one tranche representing 50% of the total award was deemed achieved on February 25, 2021 pursuant to reporting of audited net product revenues for 2020 exceeding $500 million. The tranches vested ratably over 36 months beginning September 30, 2018 subject to achievement of the performance criteria and continued service of the Reporting Person as provided in the RSU Award Agreement between the Issuer and Reporting Person. The thirty-sixth and final vesting event occurred on August 31, 2021.

F3 · price: Not applicable.

Read SEC document
August 31, 2021 Filed Sep 3, 2021 00:04 UTC AMARIN CORP PLC\UK AMRN · Entity 5970 Exercise / conversionOrdinary Shares 1,527 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-21-005782 · primarydocument.xml · nonDerivative · entry 1

Kalb Michael Wayne · CIK 0001678248 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,537

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F2 · kind: As previously reported on February 27, 2020 and March 1, 2021, on May 15, 2017, the Reporting Person was granted 220,000 Restricted Stock Units ("RSUs") under the Amarin Corporation plc 2011 Stock Incentive Plan, of which the performance criteria related to two tranches representing 25% of the total award each was deemed achieved on February 25, 2020 pursuant to reporting of audited net product revenues for 2019 exceeding $400 million and of which the performance criteria related to one tranche representing 50% of the total award was deemed achieved on February 25, 2021 pursuant to reporting of audited net product revenues for 2020 exceeding $500 million. The tranches vested ratably over 36 months beginning September 30, 2018 subject to achievement of the performance criteria and continued service of the Reporting Person as provided in the RSU Award Agreement between the Issuer and Reporting Person. The thirty-sixth and final vesting event occurred on August 31, 2021.

F3 · price: Not applicable.

Read SEC document
August 12, 2021 Filed Aug 14, 2021 00:04 UTC AMARIN CORP PLC\UK AMRN · Entity 5970 Exercise / conversionStock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $2.95 $0.00
Disclosure

SEC source: 0001562180-21-005317 · primarydocument.xml · derivative · entry 5

Kalb Michael Wayne · CIK 0001678248 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,000

Underlying: Ordinary Shares · 25,000 shares

Expires 2027-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: On February 1, 2017, the Reporting Person was granted an option to purchase 133,000 Ordinary Shares under the Plan. The shares subject to this option vested and became exercisable in 48 equal monthly installments on the last day of each month starting on February 28, 2017. This option was fully vested as of the date hereof.

F2 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.