PHILLIPPY ROBERT J

SEC source: 0001567619-20-000281 · doc1.xml · nonDerivative · entry 1

PHILLIPPY ROBERT J · CIK 0001213190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,829

SEC source: 0001104657-20-000002 · wf-form4_157834578032917.xml · nonDerivative · entry 1

PHILLIPPY ROBERT J · CIK 0001213190 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held in Directors Deferred Compensation Plan

Disclosed balance after: 4,008.991

SEC source: 0001104657-19-000119 · wf-form4_157565549648543.xml · derivative · entry 3

PHILLIPPY ROBERT J · CIK 0001213190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,388

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a right to receive one share of MTRN common stock.

F2 · derivative.exercise_date: These units, which were acquired upon the reinvestment of dividend equivalents, will vest at the same time as the Restricted Stock Units to which they relate.

F3 · derivative.expiration_date: Expiration Date is the same as the Date Exercisable.

SEC source: 0001104657-19-000119 · wf-form4_157565549648543.xml · nonDerivative · entry 1

PHILLIPPY ROBERT J · CIK 0001213190 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held in Directors Deferred Compensation Plan

Disclosed balance after: 3,715.991

SEC source: 0001606757-19-000090 · wf-form4_157411367793287.xml · derivative · entry 1

PHILLIPPY ROBERT J · CIK 0001213190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,139

Underlying: Common Stock · 8,093 shares

Expires not disclosed

F1 · security: Each Phantom Stock unit is the economic equivalent of one share of common stock. Such units of Phantom Stock were acquired under the Kimball Electronics, Inc. Non-Employee Directors Stock Compensation Deferral Plan. The units of Phantom Stock become payable in common stock at the date the reporting person incurs a termination, or, if earlier, the date the reporting person dies or suffers a severe financial hardship.

F1 · derivative.exercise_price: Each Phantom Stock unit is the economic equivalent of one share of common stock. Such units of Phantom Stock were acquired under the Kimball Electronics, Inc. Non-Employee Directors Stock Compensation Deferral Plan. The units of Phantom Stock become payable in common stock at the date the reporting person incurs a termination, or, if earlier, the date the reporting person dies or suffers a severe financial hardship.

F1 · derivative.exercise_date: Each Phantom Stock unit is the economic equivalent of one share of common stock. Such units of Phantom Stock were acquired under the Kimball Electronics, Inc. Non-Employee Directors Stock Compensation Deferral Plan. The units of Phantom Stock become payable in common stock at the date the reporting person incurs a termination, or, if earlier, the date the reporting person dies or suffers a severe financial hardship.

F1 · derivative.expiration_date: Each Phantom Stock unit is the economic equivalent of one share of common stock. Such units of Phantom Stock were acquired under the Kimball Electronics, Inc. Non-Employee Directors Stock Compensation Deferral Plan. The units of Phantom Stock become payable in common stock at the date the reporting person incurs a termination, or, if earlier, the date the reporting person dies or suffers a severe financial hardship.

SEC source: 0001567619-19-019794 · doc1.xml · derivative · entry 1

PHILLIPPY ROBERT J · CIK 0001213190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,690.5783

Underlying: Common Stock · 18.228 shares

Expires not disclosed

F1 · derivative.exercise_price: Common Stock Equivalents Issued in lieu of cash dividends on the Common Stock Equivalents held by the director on the record date. Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service as a director.

F1 · derivative.exercise_date: Common Stock Equivalents Issued in lieu of cash dividends on the Common Stock Equivalents held by the director on the record date. Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service as a director.

F1 · derivative.expiration_date: Common Stock Equivalents Issued in lieu of cash dividends on the Common Stock Equivalents held by the director on the record date. Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service as a director.

SEC source: 0001104657-19-000106 · wf-form4_157081995661722.xml · nonDerivative · entry 1

PHILLIPPY ROBERT J · CIK 0001213190 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held in Directors Deferred Compensation Plan

Disclosed balance after: 3,709.028

SEC source: 0001104657-19-000100 · wf-form4_156780005533894.xml · derivative · entry 3

PHILLIPPY ROBERT J · CIK 0001213190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,385

Underlying: Common Stock · 2 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a right to receive one share of MTRN common stock.

F2 · derivative.exercise_date: These units, which were acquired upon the reinvestment of dividend equivalents, will vest at the same time as the Restricted Stock Units to which they relate.

F3 · derivative.expiration_date: Expiration Date is the same as the Date Exercisable.

SEC source: 0001104657-19-000100 · wf-form4_156780005533894.xml · nonDerivative · entry 1

PHILLIPPY ROBERT J · CIK 0001213190 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held in Directors Deferred Compensation Plan

Disclosed balance after: 3,425.028

SEC source: 0001567619-19-015091 · doc1.xml · derivative · entry 1

PHILLIPPY ROBERT J · CIK 0001213190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,672.3503

Underlying: Common Stock · 18.1065 shares

Expires not disclosed

F1 · derivative.exercise_price: Common Stock Equivalents Issued in lieu of cash dividends on the Common Stock Equivalents held by the director on the record date. Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service as a director.

F1 · derivative.exercise_date: Common Stock Equivalents Issued in lieu of cash dividends on the Common Stock Equivalents held by the director on the record date. Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service as a director.

F1 · derivative.expiration_date: Common Stock Equivalents Issued in lieu of cash dividends on the Common Stock Equivalents held by the director on the record date. Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service as a director.

SEC source: 0001104657-19-000080 · wf-form4_156279408361024.xml · nonDerivative · entry 1

PHILLIPPY ROBERT J · CIK 0001213190 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held in Directors Deferred Compensation Plan

Disclosed balance after: 3,418.958

SEC source: 0001104657-19-000075 · wf-form4_155991222833257.xml · derivative · entry 3

PHILLIPPY ROBERT J · CIK 0001213190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,383

Underlying: Common Stock · 2 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a right to receive one share of MTRN common stock.

F2 · derivative.exercise_date: These units, which were acquired upon the reinvestment of dividend equivalents, will vest at the same time as the Restricted Stock Units to which they relate.

F3 · derivative.expiration_date: Expiration Date is the same as the Date Exercisable.

SEC source: 0001104657-19-000075 · wf-form4_155991222833257.xml · nonDerivative · entry 1

PHILLIPPY ROBERT J · CIK 0001213190 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held in Directors Deferred Compensation Plan

Disclosed balance after: 3,146.958

SEC source: 0001104657-19-000055 · wf-form4_155750950084814.xml · derivative · entry 1

PHILLIPPY ROBERT J · CIK 0001213190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,381

Underlying: Common Stock · 1,381 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of MTRN common stock.

F2 · derivative.exercise_date: The restricted stock units are subject to a one year vesting period.

F3 · derivative.expiration_date: Expiration Date is the same as the Date Exercisable.

SEC source: 0001104657-19-000047 · wf-form4_155726065010773.xml · derivative · entry 3

PHILLIPPY ROBERT J · CIK 0001213190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,855 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of MTRN common stock.

F2 · derivative.exercise_date: The restricted stock units are subject to a one year vesting period.

F3 · derivative.expiration_date: Expiration Date is the same as the Date Exercisable.

SEC source: 0001104657-19-000047 · wf-form4_155726065010773.xml · nonDerivative · entry 1

PHILLIPPY ROBERT J · CIK 0001213190 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held in Directors Deferred Compensation Plan

Disclosed balance after: 3,141.51

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001567619-19-008994 · doc1.xml · derivative · entry 1

PHILLIPPY ROBERT J · CIK 0001213190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,654.2438

Underlying: Common Stock · 20.4317 shares

Expires not disclosed

F1 · derivative.exercise_price: Common Stock Equivalents Issued in lieu of cash dividends on the Common Stock Equivalents held by the director on the record date. Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service as a director.

F1 · derivative.exercise_date: Common Stock Equivalents Issued in lieu of cash dividends on the Common Stock Equivalents held by the director on the record date. Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service as a director.

F1 · derivative.expiration_date: Common Stock Equivalents Issued in lieu of cash dividends on the Common Stock Equivalents held by the director on the record date. Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service as a director.

SEC source: 0001104657-19-000035 · wf-form4_155440750172955.xml · nonDerivative · entry 1

PHILLIPPY ROBERT J · CIK 0001213190 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held in Directors Deferred Compensation Plan

Disclosed balance after: 1,286.51

SEC source: 0001104657-19-000020 · wf-form4_155207849944314.xml · derivative · entry 3

PHILLIPPY ROBERT J · CIK 0001213190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,855

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of MTRN common stock.

F2 · derivative.exercise_date: These units, which were acquired upon the reinvestment of dividend equivalents, will vest at the same time as the Restricted Stock Units to which they relate.

F3 · derivative.expiration_date: Expiration Date is the same as the Date Exercisable.

SEC source: 0001104657-19-000020 · wf-form4_155207849944314.xml · nonDerivative · entry 1

PHILLIPPY ROBERT J · CIK 0001213190 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held in Directors Deferred Compensation Plan

Disclosed balance after: 978.51

SEC source: 0001567619-19-001391 · doc1.xml · derivative · entry 1

PHILLIPPY ROBERT J · CIK 0001213190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,633.8121

Underlying: Common Stock · 22.5659 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service as a director.

F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service as a director.

F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service as a director.

SEC source: 0001104657-19-000001 · wf-form4_154721967052449.xml · nonDerivative · entry 1

PHILLIPPY ROBERT J · CIK 0001213190 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held in Directors Deferred Compensation Plan

Disclosed balance after: 976.73

SEC source: 0001567619-19-000207 · doc1.xml · derivative · entry 1

PHILLIPPY ROBERT J · CIK 0001213190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,611.2462

Underlying: Common Stock · 2,777 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service as a director.

F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service as a director.

F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service as a director.

SEC source: 0001104657-18-000115 · wf-form4_154413220991710.xml · derivative · entry 3

PHILLIPPY ROBERT J · CIK 0001213190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,852

Underlying: Common Stock · 4 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents one share of MTRN common stock.

F2 · derivative.exercise_date: These units, which were acquired upon the reinvestment of dividend equivalents, will vest at the same time as the Restricted Stock Units to which they relate.

F3 · derivative.expiration_date: Expiration Date is the same as the Date Exercisable.

SEC source: 0001104657-18-000115 · wf-form4_154413220991710.xml · nonDerivative · entry 1

PHILLIPPY ROBERT J · CIK 0001213190 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held in Directors Deferred Compensation Plan

Disclosed balance after: 604.73

SEC source: 0001606757-18-000073 · wf-form4_154266037784529.xml · derivative · entry 1

PHILLIPPY ROBERT J · CIK 0001213190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,046

Underlying: Common Stock · 8,046 shares

Expires not disclosed

F1 · security: Each Phantom Stock unit is the economic equivalent of one share of common stock. Such units of Phantom Stock were acquired under the Kimball Electronics, Inc. Non-Employee Directors Stock Compensation Deferral Plan. The units of Phantom Stock become payable in common stock at the date the reporting person incurs a termination, or, if earlier, the date the reporting person dies or suffers a severe financial hardship.

F1 · derivative.exercise_price: Each Phantom Stock unit is the economic equivalent of one share of common stock. Such units of Phantom Stock were acquired under the Kimball Electronics, Inc. Non-Employee Directors Stock Compensation Deferral Plan. The units of Phantom Stock become payable in common stock at the date the reporting person incurs a termination, or, if earlier, the date the reporting person dies or suffers a severe financial hardship.

F1 · derivative.exercise_date: Each Phantom Stock unit is the economic equivalent of one share of common stock. Such units of Phantom Stock were acquired under the Kimball Electronics, Inc. Non-Employee Directors Stock Compensation Deferral Plan. The units of Phantom Stock become payable in common stock at the date the reporting person incurs a termination, or, if earlier, the date the reporting person dies or suffers a severe financial hardship.

F1 · derivative.expiration_date: Each Phantom Stock unit is the economic equivalent of one share of common stock. Such units of Phantom Stock were acquired under the Kimball Electronics, Inc. Non-Employee Directors Stock Compensation Deferral Plan. The units of Phantom Stock become payable in common stock at the date the reporting person incurs a termination, or, if earlier, the date the reporting person dies or suffers a severe financial hardship.

SEC source: 0001567619-18-004274 · doc1.xml · derivative · entry 1

PHILLIPPY ROBERT J · CIK 0001213190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,834.2462

Underlying: Common Stock · 20.0212 shares

Expires not disclosed

F1 · derivative.exercise_price: Common Stock Equivalents issued in lieu of cash dividends on the Common Stock Equivalents held by the director on the record date. Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon the termination of the reporting person's service as a director.

F1 · derivative.exercise_date: Common Stock Equivalents issued in lieu of cash dividends on the Common Stock Equivalents held by the director on the record date. Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon the termination of the reporting person's service as a director.

F1 · derivative.expiration_date: Common Stock Equivalents issued in lieu of cash dividends on the Common Stock Equivalents held by the director on the record date. Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon the termination of the reporting person's service as a director.

SEC source: 0001104657-18-000095 · wf-form4_153859857730204.xml · nonDerivative · entry 1

PHILLIPPY ROBERT J · CIK 0001213190 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held in Directors Deferred Compensation Plan

Disclosed balance after: 603.53

SEC source: 0001104657-18-000087 · wf-form4_153626904761571.xml · derivative · entry 3

PHILLIPPY ROBERT J · CIK 0001213190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,848

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of MTRN common stock.

F2 · derivative.exercise_date: These units, which were acquired upon the reinvestment of dividend equivalents, will vest at the same time as the Restricted Stock Units to which they relate.

F3 · derivative.expiration_date: Expiration Date is the same as the Date Exercisable.

SEC source: 0001104657-18-000087 · wf-form4_153626904761571.xml · nonDerivative · entry 1

PHILLIPPY ROBERT J · CIK 0001213190 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held in Directors Deferred Compensation Plan

Disclosed balance after: 316.53

SEC source: 0001140361-18-032976 · doc1.xml · derivative · entry 1

PHILLIPPY ROBERT J · CIK 0001213190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,814.225

Underlying: Common Stock · 20.7468 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service as a director.

F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service as a director.

F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service as a director.

SEC source: 0001104657-18-000071 · wf-form4_153065006578297.xml · nonDerivative · entry 1

PHILLIPPY ROBERT J · CIK 0001213190 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held in Directors Deferred Compensation Plan

Disclosed balance after: 316

SEC source: 0001104657-18-000068 · wf-form4_152822999345690.xml · derivative · entry 2

PHILLIPPY ROBERT J · CIK 0001213190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,845

Underlying: Common Stock · 4 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of MTRN common stock.

F2 · derivative.exercise_date: These units, which were acquired upon the reinvestment of dividend equivalents, will vest at the same time as the Restricted Stock Units to which they relate.

F3 · derivative.expiration_date: Expiration Date is the same as the Date Exercisable.

SEC source: 0001104657-18-000052 · wf-form4_152546081911252.xml · derivative · entry 2

PHILLIPPY ROBERT J · CIK 0001213190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,841

Underlying: Common Stock · 1,841 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents one share of MTRN common stock.

F1 · deemedExecutionDate: Each restricted stock unit represents one share of MTRN common stock.

F2 · derivative.exercise_date: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to Common Shares after a one-year restriction period.

F2 · derivative.expiration_date: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to Common Shares after a one-year restriction period.

SEC source: 0001104657-18-000052 · wf-form4_152546081911252.xml · nonDerivative · entry 1

PHILLIPPY ROBERT J · CIK 0001213190 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held in Directors Deferred Compensation Plan

Disclosed balance after: 1,453

SEC source: 0001140361-18-019060 · doc1.xml · derivative · entry 1

PHILLIPPY ROBERT J · CIK 0001213190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,793.4782

Underlying: Common Stock · 21.1178 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service as a director.

F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service as a director.

F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service as a director.

SEC source: 0001127602-18-006787 · form4.xml · nonDerivative · entry 1

PHILLIPPY ROBERT J · CIK 0001213190 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Phillippy Family Trust

Disclosed balance after: 7,354.928

F1 · price: This transaction was executed in multiple trades at prices ranging from $108.70 to $109.60. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001140361-18-002699 · doc1.xml · derivative · entry 1

PHILLIPPY ROBERT J · CIK 0001213190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,772.3604

Underlying: Common Stock · 19.6296 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service as a director.

F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service as a director.

F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service as a director.

SEC source: 0001140361-18-000408 · doc1.xml · derivative · entry 1

PHILLIPPY ROBERT J · CIK 0001213190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,752.7308

Underlying: Common Stock · 2,988 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service as a director.

F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service as a director.

F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service as a director.

SEC source: 0001140361-17-038974 · doc1.xml · derivative · entry 1

PHILLIPPY ROBERT J · CIK 0001213190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,764.7308

Underlying: Common Stock · 16.9687 shares

Expires not disclosed

F1 · derivative.exercise_price: Common Stock Equivalents issued in lieu of cash dividends on the Common Stock Equivalents held by the director on the record date. Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service a a director.

F1 · derivative.exercise_date: Common Stock Equivalents issued in lieu of cash dividends on the Common Stock Equivalents held by the director on the record date. Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service a a director.

F1 · derivative.expiration_date: Common Stock Equivalents issued in lieu of cash dividends on the Common Stock Equivalents held by the director on the record date. Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service a a director.

SEC source: 0001140361-17-037099 · doc1.xml · derivative · entry 1

PHILLIPPY ROBERT J · CIK 0001213190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,747.7621

Underlying: Common Stock · 900 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service a a director.

F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service a a director.

F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service a a director.

SEC source: 0001140361-17-028278 · doc1.xml · derivative · entry 1

PHILLIPPY ROBERT J · CIK 0001213190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,847.7621

Underlying: Common Stock · 15.1216 shares

Expires not disclosed

F1 · derivative.exercise_price: Common Stock Equivalents issued in lieu of cash dividends on the Common Stock Equivalents held by the director on the record date. Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service a a director.

F1 · derivative.exercise_date: Common Stock Equivalents issued in lieu of cash dividends on the Common Stock Equivalents held by the director on the record date. Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service a a director.

F1 · derivative.expiration_date: Common Stock Equivalents issued in lieu of cash dividends on the Common Stock Equivalents held by the director on the record date. Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service a a director.

SEC source: 0001140361-17-027287 · doc1.xml · derivative · entry 1

PHILLIPPY ROBERT J · CIK 0001213190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,832.6405

Underlying: Common Stock · 900 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person'a service a a director.

F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person'a service a a director.

F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person'a service a a director.

SEC source: 0001127602-17-017825 · form4.xml · nonDerivative · entry 1

PHILLIPPY ROBERT J · CIK 0001213190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,276.74

F1 · kind: These restricted stock units become fully vested on the day prior to the first annual meeting of shareholders following the date of grant (or if no such meeting is held within 13 months after the date of grant, on the 13 month anniversary of the date of grant).

F2 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

SEC source: 0001140361-17-016172 · doc1.xml · derivative · entry 1

PHILLIPPY ROBERT J · CIK 0001213190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,932.6405

Underlying: Common Stock · 15.4443 shares

Expires not disclosed

F1 · derivative.exercise_price: Common Stock Equivalents issued in lieu of cash dividends on the Common Stock Equivalents held by the director on the record date. Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service a a director.

F1 · derivative.exercise_date: Common Stock Equivalents issued in lieu of cash dividends on the Common Stock Equivalents held by the director on the record date. Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service a a director.

F1 · derivative.expiration_date: Common Stock Equivalents issued in lieu of cash dividends on the Common Stock Equivalents held by the director on the record date. Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service a a director.

SEC source: 0001140361-17-014309 · doc1.xml · derivative · entry 1

PHILLIPPY ROBERT J · CIK 0001213190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,917.1962

Underlying: Common Stock · 900 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person'a service a a director.

F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person'a service a a director.

F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person'a service a a director.

SEC source: 0001140361-17-002360 · doc1.xml · derivative · entry 1

PHILLIPPY ROBERT J · CIK 0001213190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,017.1962

Underlying: Common Stock · 14.1636 shares

Expires not disclosed

F1 · derivative.exercise_price: Common Stock Equivalents issued in lieu of cash dividends on the Common Stock Equivalents held by the director on the record date. Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service a a director.

F1 · derivative.exercise_date: Common Stock Equivalents issued in lieu of cash dividends on the Common Stock Equivalents held by the director on the record date. Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service a a director.

F1 · derivative.expiration_date: Common Stock Equivalents issued in lieu of cash dividends on the Common Stock Equivalents held by the director on the record date. Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service a a director.

SEC source: 0001140361-17-000058 · doc1.xml · derivative · entry 1

PHILLIPPY ROBERT J · CIK 0001213190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,003.0326

Underlying: Common Stock · 900 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person'a service a a director.

F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person'a service a a director.

F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person'a service a a director.

SEC source: 0001140361-16-082977 · doc1.xml · derivative · entry 1

PHILLIPPY ROBERT J · CIK 0001213190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,103.0326

Underlying: Common Stock · 16.2084 shares

Expires not disclosed

F1 · derivative.exercise_price: Common Stock Equivalents issued in lieu of cash dividends on the Common Stock Equivalents held by the director on the record date. Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service a a director.

F1 · derivative.exercise_date: Common Stock Equivalents issued in lieu of cash dividends on the Common Stock Equivalents held by the director on the record date. Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service a a director.

F1 · derivative.expiration_date: Common Stock Equivalents issued in lieu of cash dividends on the Common Stock Equivalents held by the director on the record date. Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service a a director.

SEC source: 0001140361-16-081530 · doc1.xml · derivative · entry 1

PHILLIPPY ROBERT J · CIK 0001213190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,086.8242

Underlying: Common Stock · 900 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person'a service a a director.

F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person'a service a a director.

F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person'a service a a director.