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person · Reporting owner

HILLEMAN JERYL L

Disclosed activity across 8 companies

Tapewire entity
29474
SEC CIK
0001216628

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CUTERA INCCUTR · Entity 82936DirectorOctober 24, 2024November 05, 2024
Intersect ENT, Inc.XENT · Entity 127294Chief Financial OfficerMay 07, 2019May 08, 2019
Minerva Neurosciences, Inc.NERV · Entity 6245DirectorSeptember 27, 2023September 29, 2023
NovoCure LtdNVCR · Entity 4494DirectorJune 03, 2026June 05, 2026
Omada Health, Inc.OMDA · Entity 2364DirectorOctober 05, 2026October 07, 2026
SI-BONE, Inc.SIBN · Entity 2501DirectorJune 04, 2026June 09, 2026
Talis Biomedical CorpTLIS · Entity 87664DirectorMarch 16, 2021March 18, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CUTERA INC

Report date October 24, 2024 · Filed November 05, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.65 · Expires 2031-10-23Direct40,000 Reported balance After 2024-10-24 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2024-10-24 · Grant · Acquired 14,673 · Balance 40,000

F1: All shares vest on the earlier of 12 months from grant date, or on the day of the 2025 annual stockholder meeting, subject to the Reporting Person continuing to be a service provider of the Company.

F2: The expiration date is subject to earlier expiration upon the termination of the Reporting Person's service with the Company.

Filing footnotes · ownership attribution and instrument terms

F1: All shares vest on the earlier of 12 months from grant date, or on the day of the 2025 annual stockholder meeting, subject to the Reporting Person continuing to be a service provider of the Company.

F2: The expiration date is subject to earlier expiration upon the termination of the Reporting Person's service with the Company.

Intersect ENT, Inc.

Report date May 07, 2019 · Filed May 08, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect43,836 Reported balance After 2019-05-07 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2019-05-07 · Grant · Acquired 11,952 · Balance 43,836

F1: Represents restricted stock units granted pursuant to the Intersect ENT, Inc. 2014 Equity Incentive Plan. Each restricted stock unit represents a right to receive one share of Intersect ENT, Inc. common stock upon vesting. The restricted stock units vest on December 31, 2019.

F2: Includes 35,952 Restricted Stock Units.

Filing footnotes · ownership attribution and instrument terms

F1: Represents restricted stock units granted pursuant to the Intersect ENT, Inc. 2014 Equity Incentive Plan. Each restricted stock unit represents a right to receive one share of Intersect ENT, Inc. common stock upon vesting. The restricted stock units vest on December 31, 2019.

F2: Includes 35,952 Restricted Stock Units.

Minerva Neurosciences, Inc.

Report date September 27, 2023 · Filed September 29, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.30 · Expires 2033-09-26Direct12,500 Reported balance After 2023-09-27 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2023-09-27 · Grant · Acquired 12,500 · Balance 12,500

F1: This option is granted to non-employee directors in accordance with the Company's compensation program for non-employee directors, which provides that each non-employee director is eligible to receive an annual option grant to purchase 12,500 shares of common stock per year.

F2: The shares subject to this option vest in four equal quarterly installments at a rate of 1/4 of the total number of shares every three months, with the first 1/4 vesting on the date that is three months following September 27, 2023 and an additional 1/4 every three months thereafter, subject in each case to the continued service of the Reporting Person as a non-employee director as of such vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: This option is granted to non-employee directors in accordance with the Company's compensation program for non-employee directors, which provides that each non-employee director is eligible to receive an annual option grant to purchase 12,500 shares of common stock per year.

F2: The shares subject to this option vest in four equal quarterly installments at a rate of 1/4 of the total number of shares every three months, with the first 1/4 vesting on the date that is three months following September 27, 2023 and an additional 1/4 every three months thereafter, subject in each case to the continued service of the Reporting Person as a non-employee director as of such vesting date.

NovoCure Ltd

Report date June 03, 2026 · Filed June 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeDirect25,471 Reported balance After 2026-06-03 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-06-03 · Grant · Acquired 11,610 · Balance 25,471

F1: Represents restricted stock units that are scheduled to vest 100% on the earlier of the following dates: (i) the first anniversary of the grant date or (ii) the day immediately preceding the Company's 2027 annual general meeting of shareholders.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $16.15 · Expires 2036-06-03Direct16,999 Reported balance After 2026-06-03 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-06-03 · Grant · Acquired 16,999 · Balance 16,999

F2: Options to buy ordinary shares will fully vest and become exercisable on the earlier of the following dates: (i) the first anniversary of the grant date or (ii) the day immediately preceding the Company's 2027 annual general meeting of shareholders.

Filing footnotes · ownership attribution and instrument terms

F1: Represents restricted stock units that are scheduled to vest 100% on the earlier of the following dates: (i) the first anniversary of the grant date or (ii) the day immediately preceding the Company's 2027 annual general meeting of shareholders.

F2: Options to buy ordinary shares will fully vest and become exercisable on the earlier of the following dates: (i) the first anniversary of the grant date or (ii) the day immediately preceding the Company's 2027 annual general meeting of shareholders.

Omada Health, Inc.

Report date October 05, 2026 · Filed October 07, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect27,869 Reported balance After 2026-10-05 transaction · row 1
1 source row

Row 1 · 2026-10-05 · Grant · Acquired 1,214 · Balance 27,869

F1: Represents restricted stock units ("RSUs") that were granted pursuant to the Issuer's Non-Employee Director Compensation Program (the "Program") in lieu of retainer fees. Each RSU represents the right to receive one (1) share of Common Stock, with settlement to take place either (i) on a date selected by the Reporting Person pursuant to the Program or (ii) as otherwise provided by the Program.

Filing footnotes · ownership attribution and instrument terms

F1: Represents restricted stock units ("RSUs") that were granted pursuant to the Issuer's Non-Employee Director Compensation Program (the "Program") in lieu of retainer fees. Each RSU represents the right to receive one (1) share of Common Stock, with settlement to take place either (i) on a date selected by the Reporting Person pursuant to the Program or (ii) as otherwise provided by the Program.

SI-BONE, Inc.

Report date June 04, 2026 · Filed June 09, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common stockSEC Table I · non-derivativeDirect43,772 Reported balance After 2026-06-04 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-06-04 · Grant · Acquired 10,957 · Balance 43,772

F1: Reflects shares issuable on the settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The shares subject to the restricted stock unit will vest 100% upon the earlier of (i) the next annual general meeting of the stockholders of the Company or (ii) the date one year from the Vesting Commencement Date, subject to the Reporting Person's continuous service as a member of the Company's Board of Directors until such date.

F2: Includes 10,957 shares issuable on the settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects shares issuable on the settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The shares subject to the restricted stock unit will vest 100% upon the earlier of (i) the next annual general meeting of the stockholders of the Company or (ii) the date one year from the Vesting Commencement Date, subject to the Reporting Person's continuous service as a member of the Company's Board of Directors until such date.

F2: Includes 10,957 shares issuable on the settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Talis Biomedical Corp

Report date March 16, 2021 · Filed March 18, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.60 · Expires 2031-03-15Direct35,112 Reported balance After 2021-03-16 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2021-03-16 · Grant · Acquired 35,112 · Balance 35,112

F1: 1/36th of the shares subject to the option shall vest monthly over the three years from the grant date.

Filing footnotes · ownership attribution and instrument terms

F1: 1/36th of the shares subject to the option shall vest monthly over the three years from the grant date.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

HilleVax, Inc.

Report date September 17, 2025 · Filed September 17, 2025

Section 16 reporting ended · disclosed 2025-09-17. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2025-09-17 transaction · row 1
1 source row

Row 1 · 2025-09-17 · Other · Disposed 59,224 · Balance 0

F1: In connection with that certain Agreement and Plan of Merger, dated as of August 4, 2025 (the "Merger Agreement"), by and among the Issuer, XOMA Royalty Corporation ("Parent") and XRA 4 Corp., a wholly owned subsidiary of Parent ("Merger Sub" and together with Parent, the "Purchasers"), the Purchasers completed a tender offer to acquire all of the issued and outstanding shares of Common Stock of the Issuer in exchange for (a) $1.95 in cash per share (the "Cash Amount"), plus (b) one contingent value right ("CVR") representing the right to receive certain contingent cash payments equal to the "CVR Proceeds" as further described in that certain CVR Agreement entered into between the Purchasers and a representative to the CVR holders. After completion of the tender offer, Merger Sub merged with and into the Issuer, effective as of September 17, 2025 (the "Effective Time"), with the Issuer continuing as the surviving corporation and as a wholly owned subsidiary of Parent.

F2: Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time, each outstanding restricted stock unit ("RSU") immediately vested in full and was canceled in exchange for the right to receive (a) an amount in cash, without interest, equal to the product obtained by multiplying (x) the Cash Amount by (y) the number of shares underlying such RSU at the Effective Time and (b) one CVR for each share underlying such RSU.

Filing footnotes · ownership attribution and instrument terms

F1: In connection with that certain Agreement and Plan of Merger, dated as of August 4, 2025 (the "Merger Agreement"), by and among the Issuer, XOMA Royalty Corporation ("Parent") and XRA 4 Corp., a wholly owned subsidiary of Parent ("Merger Sub" and together with Parent, the "Purchasers"), the Purchasers completed a tender offer to acquire all of the issued and outstanding shares of Common Stock of the Issuer in exchange for (a) $1.95 in cash per share (the "Cash Amount"), plus (b) one contingent value right ("CVR") representing the right to receive certain contingent cash payments equal to the "CVR Proceeds" as further described in that certain CVR Agreement entered into between the Purchasers and a representative to the CVR holders. After completion of the tender offer, Merger Sub merged with and into the Issuer, effective as of September 17, 2025 (the "Effective Time"), with the Issuer continuing as the surviving corporation and as a wholly owned subsidiary of Parent.

F2: Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time, each outstanding restricted stock unit ("RSU") immediately vested in full and was canceled in exchange for the right to receive (a) an amount in cash, without interest, equal to the product obtained by multiplying (x) the Cash Amount by (y) the number of shares underlying such RSU at the Effective Time and (b) one CVR for each share underlying such RSU.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 03, 2019 Filed Dec 4, 2019 22:25 UTC SI-BONE, Inc. SIBN · Entity 2501 GrantStock Options (Right to buy) · Derivative 26,236 $0.00 Strike: $17.31 $0.00
Disclosure

SEC source: 0001562180-19-005865 · primarydocument.xml · derivative · entry 1

HILLEMAN JERYL L · CIK 0001216628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,236

Underlying: Common Stock · 26,236 shares

Expires 2029-12-02

F1 · derivative.exercise_date: The shares subject to the option will vest in a series of 12 equal monthly increments over the one-year period following the Vesting Commencement Date, such that the option will be fully vested on the first anniversary of the Vesting Commencement Date, subject to the Reporting Person's continuous service as a member of the Issuer's Board of Directors on such applicable vesting date.

Read SEC document
June 26, 2019 Filed Jun 27, 2019 20:28 UTC Minerva Neurosciences, Inc. NERV · Entity 6245 PurchaseCommon Stock 1,000 $5.25 $5,250.00
Disclosure

SEC source: 0001209191-19-039270 · doc4.xml · nonDerivative · entry 1

HILLEMAN JERYL L · CIK 0001216628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Read SEC document
May 31, 2019 Filed May 31, 2019 21:38 UTC Minerva Neurosciences, Inc. NERV · Entity 6245 GrantStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $5.21 $0.00
Disclosure

SEC source: 0001209191-19-033702 · doc4.xml · derivative · entry 1

HILLEMAN JERYL L · CIK 0001216628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2029-05-30

F1 · derivative.exercise_date: The shares subject to this option vest in four equal quarterly installments at a rate of 1/4 of the total number of shares every three months, with the first 1/4 vesting on the date that is three months following May 31, 2019 and an additional 1/4 every three months thereafter, subject in each case to the continued service of the Reporting Person as a non-employee director as of such vesting date.

Read SEC document
May 22, 2019 Filed May 24, 2019 20:25 UTC NovoCure Ltd NVCR · Entity 4494 GrantOptions to Buy Ordinary Shares · Derivative 6,340 $0.00 Strike: $51.36 $0.00
Disclosure

SEC source: 0001209191-19-032718 · doc4.xml · derivative · entry 2

HILLEMAN JERYL L · CIK 0001216628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,340

Underlying: Ordinary Shares · 6,340 shares

Expires 2029-05-22

F2 · derivative.exercise_date: Options to buy 6,340 ordinary shares will fully vest and become exercisable on the earlier of the following dates: (i) the first anniversary of the grant date or (ii) the day immediately preceding the Company's 2020 annual general meeting of shareholders.

Read SEC document
May 22, 2019 Filed May 24, 2019 20:25 UTC NovoCure Ltd NVCR · Entity 4494 GrantRestricted Stock Units 3,359 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-032718 · doc4.xml · nonDerivative · entry 1

HILLEMAN JERYL L · CIK 0001216628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,359

F1 · shares: These restricted stock units are scheduled to vest 100% on the earlier of the following dates: (i) the first anniversary of the grant date or (ii) the day immediately preceding the Company's 2020 annual general meeting of shareholders.

Read SEC document
May 07, 2019 Filed May 8, 2019 18:38 UTC Intersect ENT, Inc. XENT · Entity 127294 GrantCommon Stock 11,952 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-002722 · primarydocument.xml · nonDerivative · entry 1

HILLEMAN JERYL L · CIK 0001216628 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,836

F1 · shares: Represents restricted stock units granted pursuant to the Intersect ENT, Inc. 2014 Equity Incentive Plan. Each restricted stock unit represents a right to receive one share of Intersect ENT, Inc. common stock upon vesting. The restricted stock units vest on December 31, 2019.

F2 · balance_after: Includes 35,952 Restricted Stock Units.

Read SEC document
April 02, 2019 Filed Apr 3, 2019 17:09 UTC Intersect ENT, Inc. XENT · Entity 127294 Exercise / conversionStock Option (right to buy) · Derivative 4,709 $0.00 Strike: $13.05 $0.00
Disclosure

SEC source: 0001562180-19-002192 · primarydocument.xml · derivative · entry 9

HILLEMAN JERYL L · CIK 0001216628 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,625

Underlying: Common Stock · 4,709 shares

Expires 2027-01-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The vesting commencement date of the option is January 1, 2017. 12.5% of the shares subject to the option vested on July 1, 2017 and 1/48th of the shares subject to the option shall vest monthly thereafter over 42 months.

Read SEC document
April 02, 2019 Filed Apr 3, 2019 17:09 UTC Intersect ENT, Inc. XENT · Entity 127294 Exercise / conversionStock Option (right to buy) · Derivative 16,491 $0.00 Strike: $18.90 $0.00
Disclosure

SEC source: 0001562180-19-002192 · primarydocument.xml · derivative · entry 8

HILLEMAN JERYL L · CIK 0001216628 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,509

Underlying: Common Stock · 16,491 shares

Expires 2026-01-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The vesting commencement date of the option is January 1, 2016. 1/48th of the shares subject to the option vest monthly thereafter over 48 months.

Read SEC document
April 02, 2019 Filed Apr 3, 2019 17:09 UTC Intersect ENT, Inc. XENT · Entity 127294 SaleCommon Stock 4,709 $32.34 $152,298.95
Disclosure

SEC source: 0001562180-19-002192 · primarydocument.xml · nonDerivative · entry 6

HILLEMAN JERYL L · CIK 0001216628 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,884

F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2019.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.02 to $32.78, inclusive. The Reporting Person undertakes to provide, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F1 · balance_after: Includes 24,000 Restricted Stock Units.

Read SEC document
April 02, 2019 Filed Apr 3, 2019 17:09 UTC Intersect ENT, Inc. XENT · Entity 127294 SaleCommon Stock 16,491 $32.34 $533,353.57
Disclosure

SEC source: 0001562180-19-002192 · primarydocument.xml · nonDerivative · entry 5

HILLEMAN JERYL L · CIK 0001216628 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,593

F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2019.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.02 to $32.78, inclusive. The Reporting Person undertakes to provide, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F1 · balance_after: Includes 24,000 Restricted Stock Units.

Read SEC document
April 02, 2019 Filed Apr 3, 2019 17:09 UTC Intersect ENT, Inc. XENT · Entity 127294 Exercise / conversionCommon Stock 4,709 $13.05 $61,452.45
Disclosure

SEC source: 0001562180-19-002192 · primarydocument.xml · nonDerivative · entry 4

HILLEMAN JERYL L · CIK 0001216628 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,084

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 24,000 Restricted Stock Units.

Read SEC document
April 02, 2019 Filed Apr 3, 2019 17:09 UTC Intersect ENT, Inc. XENT · Entity 127294 Exercise / conversionCommon Stock 16,491 $18.90 $311,679.90
Disclosure

SEC source: 0001562180-19-002192 · primarydocument.xml · nonDerivative · entry 3

HILLEMAN JERYL L · CIK 0001216628 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,375

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 24,000 Restricted Stock Units.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 17:09 UTC Intersect ENT, Inc. XENT · Entity 127294 Exercise / conversionStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $13.05 $0.00
Disclosure

SEC source: 0001562180-19-002192 · primarydocument.xml · derivative · entry 7

HILLEMAN JERYL L · CIK 0001216628 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,334

Underlying: Common Stock · 30,000 shares

Expires 2027-01-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The vesting commencement date of the option is January 1, 2017. 12.5% of the shares subject to the option vested on July 1, 2017 and 1/48th of the shares subject to the option shall vest monthly thereafter over 42 months.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 17:09 UTC Intersect ENT, Inc. XENT · Entity 127294 SaleCommon Stock 30,000 $32.07 $962,091.00
Disclosure

SEC source: 0001562180-19-002192 · primarydocument.xml · nonDerivative · entry 2

HILLEMAN JERYL L · CIK 0001216628 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,884

F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.78 to $32.57, inclusive. The Reporting Person undertakes to provide, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F1 · balance_after: Includes 24,000 Restricted Stock Units.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 17:09 UTC Intersect ENT, Inc. XENT · Entity 127294 Exercise / conversionCommon Stock 30,000 $13.05 $391,500.00
Disclosure

SEC source: 0001562180-19-002192 · primarydocument.xml · nonDerivative · entry 1

HILLEMAN JERYL L · CIK 0001216628 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,884

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 24,000 Restricted Stock Units.

Read SEC document
January 16, 2019 Filed Jan 18, 2019 17:38 UTC Intersect ENT, Inc. XENT · Entity 127294 GrantStock Option (right to buy) · Derivative 56,000 $0.00 Strike: $28.58 $0.00
Disclosure

SEC source: 0001562180-19-000372 · primarydocument.xml · derivative · entry 2

HILLEMAN JERYL L · CIK 0001216628 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,000

Underlying: Common Stock · 56,000 shares

Expires 2029-01-15

F3 · derivative.exercise_date: The vesting commencement date of the option is January 1, 2019. 1/8th of the shares subject to the option shall vest on July 1, 2019 and 1/48th of the shares subject to the option shall vest monthly thereafter over 42 months.

Read SEC document
January 16, 2019 Filed Jan 18, 2019 17:38 UTC Intersect ENT, Inc. XENT · Entity 127294 GrantCommon Stock 12,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-000372 · primarydocument.xml · nonDerivative · entry 1

HILLEMAN JERYL L · CIK 0001216628 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,884

F1 · security: Represents restricted stock units granted pursuant to the Intersect ENT, Inc. 2014 Equity Incentive Plan. Each restricted stock unit represents a right to receive one share of Intersect ENT, Inc. common stock upon vesting. The restricted stock units vest in three equal annual installments commencing on January 1, 2019.

F2 · balance_after: Includes 24,000 Restricted Stock Units.

Read SEC document
January 01, 2019 Filed Jan 3, 2019 20:10 UTC Intersect ENT, Inc. XENT · Entity 127294 Tax withholdingCommon Stock 3,548 $26.57 $94,261.49
Disclosure

SEC source: 0001562180-19-000164 · primarydocument.xml · nonDerivative · entry 1

HILLEMAN JERYL L · CIK 0001216628 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,884

F1 · shares: Shares tendered in payment of the tax withholding obligation.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.43 to $26.86, inclusive. The Reporting Person undertakes to provide, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 12,000 Restricted Stock Units.

Read SEC document
October 08, 2018 Filed Oct 10, 2018 17:39 UTC Intersect ENT, Inc. XENT · Entity 127294 Exercise / conversionStock Option (right to buy) · Derivative 8,167 $0.00 Strike: $11.12 $0.00
Disclosure

SEC source: 0001562180-18-004209 · primarydocument.xml · derivative · entry 5

HILLEMAN JERYL L · CIK 0001216628 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,167 shares

Expires 2024-06-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The shares subject to the option vest commencing June 4, 2014. 25% of the shares subject to the option vested on June 4, 2015 and 1/48th of the shares subject to the option vests monthly thereafter over three (3) years.

Read SEC document
October 08, 2018 Filed Oct 10, 2018 17:39 UTC Intersect ENT, Inc. XENT · Entity 127294 Exercise / conversionStock Option (right to buy) · Derivative 4,666 $0.00 Strike: $13.05 $0.00
Disclosure

SEC source: 0001562180-18-004209 · primarydocument.xml · derivative · entry 4

HILLEMAN JERYL L · CIK 0001216628 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,334

Underlying: Common Stock · 4,666 shares

Expires 2027-01-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The vesting commencement date of the option is January 1, 2017. 12.5% of the shares subject to the option shall vest on July 1, 2017 and 1/48th of the shares subject to the option shall vest monthly thereafter over 42 months.

Read SEC document
October 08, 2018 Filed Oct 10, 2018 17:39 UTC Intersect ENT, Inc. XENT · Entity 127294 SaleCommon Stock 12,833 $27.99 $359,253.42
Disclosure

SEC source: 0001562180-18-004209 · primarydocument.xml · nonDerivative · entry 3

HILLEMAN JERYL L · CIK 0001216628 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,432

F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 14, 2018.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.81 to $28.24, inclusive. The Reporting Person undertakes to provide, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F1 · balance_after: Includes 20,500 Restricted Stock Units.

Read SEC document
October 08, 2018 Filed Oct 10, 2018 17:39 UTC Intersect ENT, Inc. XENT · Entity 127294 Exercise / conversionCommon Stock 4,666 $13.05 $60,891.30
Disclosure

SEC source: 0001562180-18-004209 · primarydocument.xml · nonDerivative · entry 2

HILLEMAN JERYL L · CIK 0001216628 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,265

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 20,500 Restricted Stock Units.

Read SEC document
October 08, 2018 Filed Oct 10, 2018 17:39 UTC Intersect ENT, Inc. XENT · Entity 127294 Exercise / conversionCommon Stock 8,167 $11.12 $90,817.04
Disclosure

SEC source: 0001562180-18-004209 · primarydocument.xml · nonDerivative · entry 1

HILLEMAN JERYL L · CIK 0001216628 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,599

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 20,500 Restricted Stock Units.

Read SEC document
September 14, 2018 Filed Sep 18, 2018 21:02 UTC Intersect ENT, Inc. XENT · Entity 127294 Exercise / conversionStock Option (right to buy) · Derivative 12,833 $0.00 Strike: $11.12 $0.00
Disclosure

SEC source: 0001562180-18-003975 · primarydocument.xml · derivative · entry 3

HILLEMAN JERYL L · CIK 0001216628 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,167

Underlying: Common Stock · 12,833 shares

Expires 2024-06-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The shares subject to the option vest commencing June 4, 2014. 25% of the shares subject to the option vested on June 4, 2015 and 1/48th of the shares subject to the option vests monthly thereafter over three (3) years.

Read SEC document
September 14, 2018 Filed Sep 18, 2018 21:02 UTC Intersect ENT, Inc. XENT · Entity 127294 SaleCommon Stock 12,833 $28.92 $371,161.16
Disclosure

SEC source: 0001562180-18-003975 · primarydocument.xml · nonDerivative · entry 2

HILLEMAN JERYL L · CIK 0001216628 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,432

F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 14, 2018.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.80 to $29.05, inclusive. The Reporting Person undertakes to provide, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F1 · balance_after: Includes 20,500 Restricted Stock Units.

Read SEC document
September 14, 2018 Filed Sep 18, 2018 21:02 UTC Intersect ENT, Inc. XENT · Entity 127294 Exercise / conversionCommon Stock 12,833 $11.12 $142,702.96
Disclosure

SEC source: 0001562180-18-003975 · primarydocument.xml · nonDerivative · entry 1

HILLEMAN JERYL L · CIK 0001216628 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,265

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 20,500 Restricted Stock Units.

Read SEC document
July 31, 2018 Filed Aug 2, 2018 20:15 UTC NovoCure Ltd NVCR · Entity 4494 GrantOptions to Buy Ordinary Shares · Derivative 37,101 $0.00 Strike: $34.00 $0.00
Disclosure

SEC source: 0001209191-18-044943 · doc4.xml · derivative · entry 1

HILLEMAN JERYL L · CIK 0001216628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,101

Underlying: Ordinary Shares · 37,101 shares

Expires 2028-07-30

F1 · derivative.exercise_date: This stock option will vest in equal parts on the earlier of each of the following dates: (i) the first, second and third anniversary of the grant date and (ii) the day immediately preceding of the Company's 2019, 2020 and 2021 annual general meeting of shareholders, respectively.

Read SEC document
July 16, 2018 Filed Jul 17, 2018 20:45 UTC Minerva Neurosciences, Inc. NERV · Entity 6245 GrantStock Option (Right to Buy) · Derivative 40,000 $0.00 Strike: $8.20 $0.00
Disclosure

SEC source: 0001209191-18-042871 · doc4.xml · derivative · entry 1

HILLEMAN JERYL L · CIK 0001216628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2028-07-16

F1 · derivative.exercise_date: The shares subject to this option vest in equal monthly installments commencing on the one-month anniversary of July 16, 2018, subject to the continued service of the Reporting Person as a non-employee director on each vesting date.

Read SEC document
June 05, 2018 Filed Jun 7, 2018 17:21 UTC Intersect ENT, Inc. XENT · Entity 127294 Exercise / conversionStock Option (right to buy) · Derivative 12,833 $0.00 Strike: $11.12 $0.00
Disclosure

SEC source: 0001562180-18-002921 · primarydocument.xml · derivative · entry 3

HILLEMAN JERYL L · CIK 0001216628 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,000

Underlying: Common Stock · 12,833 shares

Expires 2024-06-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The shares subject to the option vest commencing June 4, 2014. 25% of the shares subject to the option vested on June 4, 2015 and 1/48th of the shares subject to the option vests monthly thereafter over three (3) years.

Read SEC document
June 05, 2018 Filed Jun 7, 2018 17:21 UTC Intersect ENT, Inc. XENT · Entity 127294 SaleCommon Stock 12,833 $41.70 $535,145.08
Disclosure

SEC source: 0001562180-18-002921 · primarydocument.xml · nonDerivative · entry 2

HILLEMAN JERYL L · CIK 0001216628 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,432

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 7, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.45 to $42.10, inclusive. The Reporting Person undertakes to provide, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
June 05, 2018 Filed Jun 7, 2018 17:21 UTC Intersect ENT, Inc. XENT · Entity 127294 Exercise / conversionCommon Stock 12,833 $11.12 $142,702.96
Disclosure

SEC source: 0001562180-18-002921 · primarydocument.xml · nonDerivative · entry 1

HILLEMAN JERYL L · CIK 0001216628 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,265

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 03, 2018 Filed May 7, 2018 17:49 UTC Intersect ENT, Inc. XENT · Entity 127294 Exercise / conversionStock Option (right to buy) · Derivative 12,833 $0.00 Strike: $11.12 $0.00
Disclosure

SEC source: 0001562180-18-002341 · primarydocument.xml · derivative · entry 3

HILLEMAN JERYL L · CIK 0001216628 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,833

Underlying: Common Stock · 12,833 shares

Expires 2024-06-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The shares subject to the option vest commencing June 4, 2014. 25% of the shares subject to the option vested on June 4, 2015 and 1/48th of the shares subject to the option vests monthly thereafter over three (3) years.

Read SEC document
May 03, 2018 Filed May 7, 2018 17:49 UTC Intersect ENT, Inc. XENT · Entity 127294 SaleCommon Stock 12,833 $39.94 $512,567.99
Disclosure

SEC source: 0001562180-18-002341 · primarydocument.xml · nonDerivative · entry 2

HILLEMAN JERYL L · CIK 0001216628 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,432

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 7, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.65 to $40.30, inclusive. The Reporting Person undertakes to provide, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote on this Form 4.

Read SEC document
May 03, 2018 Filed May 7, 2018 17:49 UTC Intersect ENT, Inc. XENT · Entity 127294 Exercise / conversionCommon Stock 12,833 $11.12 $142,702.96
Disclosure

SEC source: 0001562180-18-002341 · primarydocument.xml · nonDerivative · entry 1

HILLEMAN JERYL L · CIK 0001216628 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,265

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 03, 2018 Filed Apr 4, 2018 18:19 UTC Intersect ENT, Inc. XENT · Entity 127294 Exercise / conversionStock Option (right to buy) · Derivative 12,833 $0.00 Strike: $11.12 $0.00
Disclosure

SEC source: 0001562180-18-001862 · primarydocument.xml · derivative · entry 3

HILLEMAN JERYL L · CIK 0001216628 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,666

Underlying: Common Stock · 12,833 shares

Expires 2024-06-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The shares subject to the option vest commencing June 4, 2014. 25% of the shares subject to the option vested on June 4, 2015 and 1/48th of the shares subject to the option vests monthly thereafter over three (3) years.

Read SEC document
April 03, 2018 Filed Apr 4, 2018 18:19 UTC Intersect ENT, Inc. XENT · Entity 127294 SaleCommon Stock 12,833 $37.66 $483,247.15
Disclosure

SEC source: 0001562180-18-001862 · primarydocument.xml · nonDerivative · entry 2

HILLEMAN JERYL L · CIK 0001216628 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,432

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 7, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.40 to $38.15, inclusive. The Reporting Person undertakes to provide, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote on this Form 4.

Read SEC document
April 03, 2018 Filed Apr 4, 2018 18:19 UTC Intersect ENT, Inc. XENT · Entity 127294 Exercise / conversionCommon Stock 12,833 $11.12 $142,702.96
Disclosure

SEC source: 0001562180-18-001862 · primarydocument.xml · nonDerivative · entry 1

HILLEMAN JERYL L · CIK 0001216628 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,265

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 06, 2018 Filed Mar 7, 2018 19:30 UTC Intersect ENT, Inc. XENT · Entity 127294 Exercise / conversionStock Option (right to buy) · Derivative 12,833 $0.00 Strike: $11.12 $0.00
Disclosure

SEC source: 0001562180-18-001544 · primarydocument.xml · derivative · entry 3

HILLEMAN JERYL L · CIK 0001216628 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,499

Underlying: Common Stock · 12,833 shares

Expires 2024-06-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The shares subject to the option vest commencing June 4, 2014. 25% of the shares subject to the option vested on June 4, 2015 and 1/48th of the shares subject to the option vests monthly thereafter over three (3) years.

Read SEC document
March 06, 2018 Filed Mar 7, 2018 19:30 UTC Intersect ENT, Inc. XENT · Entity 127294 SaleCommon Stock 12,833 $35.92 $460,970.34
Disclosure

SEC source: 0001562180-18-001544 · primarydocument.xml · nonDerivative · entry 2

HILLEMAN JERYL L · CIK 0001216628 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,432

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 7, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.75 to $36.15, inclusive. The Reporting Person undertakes to provide, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote on this Form 4.

Read SEC document
March 06, 2018 Filed Mar 7, 2018 19:30 UTC Intersect ENT, Inc. XENT · Entity 127294 Exercise / conversionCommon Stock 12,833 $11.12 $142,702.96
Disclosure

SEC source: 0001562180-18-001544 · primarydocument.xml · nonDerivative · entry 1

HILLEMAN JERYL L · CIK 0001216628 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,265

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2018 Filed Feb 7, 2018 17:59 UTC Intersect ENT, Inc. XENT · Entity 127294 Exercise / conversionStock Option (right to buy) · Derivative 12,833 $0.00 Strike: $11.12 $0.00
Disclosure

SEC source: 0001562180-18-000657 · primarydocument.xml · derivative · entry 3

HILLEMAN JERYL L · CIK 0001216628 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,332

Underlying: Common Stock · 12,833 shares

Expires 2024-06-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The shares subject to the option vest commencing June 4, 2014. 25% of the shares subject to the option vested on June 4, 2015 and 1/48th of the shares subject to the option vests monthly thereafter over three (3) years.

Read SEC document
February 06, 2018 Filed Feb 7, 2018 17:59 UTC Intersect ENT, Inc. XENT · Entity 127294 SaleCommon Stock 12,833 $35.80 $459,394.45
Disclosure

SEC source: 0001562180-18-000657 · primarydocument.xml · nonDerivative · entry 2

HILLEMAN JERYL L · CIK 0001216628 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,932

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 7, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.50 to $36.00, inclusive. The Reporting Person undertakes to provide, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote on this Form 4.

Read SEC document
February 06, 2018 Filed Feb 7, 2018 17:59 UTC Intersect ENT, Inc. XENT · Entity 127294 Exercise / conversionCommon Stock 12,833 $11.12 $142,702.96
Disclosure

SEC source: 0001562180-18-000657 · primarydocument.xml · nonDerivative · entry 1

HILLEMAN JERYL L · CIK 0001216628 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,765

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 17, 2018 Filed Jan 19, 2018 17:16 UTC Intersect ENT, Inc. XENT · Entity 127294 GrantStock Options (Right to buy) · Derivative 49,000 $0.00 Strike: $33.95 $0.00
Disclosure

SEC source: 0001562180-18-000367 · primarydocument.xml · derivative · entry 2

HILLEMAN JERYL L · CIK 0001216628 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,000

Underlying: Common Stock · 49,000 shares

Expires 2028-01-16

F2 · derivative.exercise_date: 1/8th of the shares subject to the option vest on July 1, 2018 and 1/48th of the total shares subject to the option vest monthly thereafter over 42 months.

Read SEC document
January 17, 2018 Filed Jan 19, 2018 17:16 UTC Intersect ENT, Inc. XENT · Entity 127294 GrantCommon Stock 10,500 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-000367 · primarydocument.xml · nonDerivative · entry 1

HILLEMAN JERYL L · CIK 0001216628 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,432

F1 · security: Represents restricted stock units granted pursuant to the Intersect ENT, Inc. 2014 Equity Incentive Plan. Each restricted stock unit represents a right to receive one share of Intersect ENT, Inc. common stock upon vesting. The restricted stock units vest in equal annual installments over three years commencing on January 1, 2018.

Read SEC document
January 11, 2018 Filed Jan 12, 2018 18:05 UTC Intersect ENT, Inc. XENT · Entity 127294 Exercise / conversionStock Option (right to buy) · Derivative 12,835 $0.00 Strike: $11.12 $0.00
Disclosure

SEC source: 0001562180-18-000304 · primarydocument.xml · derivative · entry 3

HILLEMAN JERYL L · CIK 0001216628 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,165

Underlying: Common Stock · 12,835 shares

Expires 2024-06-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The shares subject to the option vest commencing June 4, 2014. 25% of the shares subject to the option vested on June 4, 2015 and 1/48th of the shares subject to the option vests monthly thereafter over three (3) years.

Read SEC document
January 11, 2018 Filed Jan 12, 2018 18:05 UTC Intersect ENT, Inc. XENT · Entity 127294 SaleCommon Stock 12,835 $33.81 $433,889.74
Disclosure

SEC source: 0001562180-18-000304 · primarydocument.xml · nonDerivative · entry 2

HILLEMAN JERYL L · CIK 0001216628 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,932

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 7, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.55 to $34.00, inclusive. The Reporting Person undertakes to provide, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote on this Form 4.

Read SEC document
January 11, 2018 Filed Jan 12, 2018 18:05 UTC Intersect ENT, Inc. XENT · Entity 127294 Exercise / conversionCommon Stock 12,835 $11.12 $142,725.20
Disclosure

SEC source: 0001562180-18-000304 · primarydocument.xml · nonDerivative · entry 1

HILLEMAN JERYL L · CIK 0001216628 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,767

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 01, 2018 Filed Jan 3, 2018 20:09 UTC Intersect ENT, Inc. XENT · Entity 127294 Tax withholdingCommon Stock 2,068 $33.93 $70,173.03
Disclosure

SEC source: 0001562180-18-000162 · primarydocument.xml · nonDerivative · entry 1

HILLEMAN JERYL L · CIK 0001216628 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,932

F1 · shares: Shares tendered in payment of the tax withholding obligation.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.75 to $34.25, inclusive. The Reporting Person undertakes to provide, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote on this Form 4.

Read SEC document
December 04, 2017 Filed Dec 5, 2017 17:33 UTC Intersect ENT, Inc. XENT · Entity 127294 Exercise / conversionStock Option (right to buy) · Derivative 12,833 $0.00 Strike: $11.12 $0.00
Disclosure

SEC source: 0001562180-17-003742 · primarydocument.xml · derivative · entry 3

HILLEMAN JERYL L · CIK 0001216628 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,000

Underlying: Common Stock · 12,833 shares

Expires 2024-06-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The shares subject to the option vest commencing June 4, 2014. 25% of the shares subject to the option vested on June 4, 2015 and 1/48th of the shares subject to the option vests monthly thereafter over three (3) years.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.