Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| General Fusion Group Ltd.GFUZ · Entity 5323 | Director | July 10, 2026 | July 21, 2026 |
| SmartKem, Inc.SMTK · Entity 8554 | Director | September 03, 2025 | September 05, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
General Fusion Group Ltd.
Report date July 10, 2026 · Filed July 21, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.50 · Expires 2030-03-03 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2026-07-10 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: Fully vested. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.50 · Expires 2030-03-03 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2026-07-10 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance Not disclosed F1: Fully vested. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.50 · Expires 2030-06-30 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2026-07-10 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance Not disclosed F1: Fully vested. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.67 · Expires 2031-03-17 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2026-07-10 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance Not disclosed F1: Fully vested. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.67 · Expires 2031-04-13 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2026-07-10 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance Not disclosed F1: Fully vested. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.44 · Expires 2034-09-11 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2026-07-10 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance Not disclosed F2: These options vested as to 25% of the underlying shares on the first anniversary of the original date of grant by the Legacy Company, or in the case of Earnout Options, the first anniversary of the original date of grant of the associated option award, with the remaining shares vesting in 12 substantially equal quarterly installments thereafter. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.53 · Expires 2035-08-06 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2026-07-10 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance Not disclosed F3: These options vested as to 50% of the underlying shares on the original date of grant by General Fusion Inc. (the "Legacy Company"), or in the case of Earnout Options, the first anniversary of the original date of grant of the associated option award, with the remaining shares vesting in 12 substantially equal quarterly installments thereafter. All underlying shares that vested prior to the closing of the Legacy Company's business combination with Spring Valley Acquisition Corp. III (the "Business Combination") remained vested following their exchange for options of General Fusion Group Ltd. (the "Company"), and the Earnout Options associated with each option award retained the vesting history of the associated option award. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.95 · Expires 2036-05-27 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2026-07-10 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance Not disclosed F4: These options vest as to 25% of the underlying shares on the first anniversary of the original date of grant by the Legacy Company, or in the case of Earnout Options, the first anniversary of the original date of grant of the associated option award, with the remaining shares vesting in 12 substantially equal quarterly installments thereafter. |
| Earnout Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.01 · Expires 2030-03-03 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2026-07-10 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance Not disclosed F1: Fully vested. F5: Earnout Shares, including the Earnout Shares underlying the Earnout Options, consist of a substantially equal number of Class A Earnout Shares, Class B Earnout Shares, and Class C Earnout Shares, which will automatically convert into common shares of the Company if, on or before July 10, 2031, the volume weighted average price of the Company's common shares equals or exceeds each of $15.00, $20.00 and $25.00, respectively, for any 20 trading days within any period of 30 consecutive trading days. |
| Earnout Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.01 · Expires 2030-06-30 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2026-07-10 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance Not disclosed F1: Fully vested. F5: Earnout Shares, including the Earnout Shares underlying the Earnout Options, consist of a substantially equal number of Class A Earnout Shares, Class B Earnout Shares, and Class C Earnout Shares, which will automatically convert into common shares of the Company if, on or before July 10, 2031, the volume weighted average price of the Company's common shares equals or exceeds each of $15.00, $20.00 and $25.00, respectively, for any 20 trading days within any period of 30 consecutive trading days. |
| Earnout Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.01 · Expires 2031-03-17 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2026-07-10 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance Not disclosed F1: Fully vested. F5: Earnout Shares, including the Earnout Shares underlying the Earnout Options, consist of a substantially equal number of Class A Earnout Shares, Class B Earnout Shares, and Class C Earnout Shares, which will automatically convert into common shares of the Company if, on or before July 10, 2031, the volume weighted average price of the Company's common shares equals or exceeds each of $15.00, $20.00 and $25.00, respectively, for any 20 trading days within any period of 30 consecutive trading days. |
| Earnout Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.01 · Expires 2031-04-13 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2026-07-10 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance Not disclosed F1: Fully vested. F5: Earnout Shares, including the Earnout Shares underlying the Earnout Options, consist of a substantially equal number of Class A Earnout Shares, Class B Earnout Shares, and Class C Earnout Shares, which will automatically convert into common shares of the Company if, on or before July 10, 2031, the volume weighted average price of the Company's common shares equals or exceeds each of $15.00, $20.00 and $25.00, respectively, for any 20 trading days within any period of 30 consecutive trading days. |
| Earnout Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.01 · Expires 2031-07-10 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2026-07-10 · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · Balance Not disclosed F2: These options vested as to 25% of the underlying shares on the first anniversary of the original date of grant by the Legacy Company, or in the case of Earnout Options, the first anniversary of the original date of grant of the associated option award, with the remaining shares vesting in 12 substantially equal quarterly installments thereafter. F5: Earnout Shares, including the Earnout Shares underlying the Earnout Options, consist of a substantially equal number of Class A Earnout Shares, Class B Earnout Shares, and Class C Earnout Shares, which will automatically convert into common shares of the Company if, on or before July 10, 2031, the volume weighted average price of the Company's common shares equals or exceeds each of $15.00, $20.00 and $25.00, respectively, for any 20 trading days within any period of 30 consecutive trading days. |
| Earnout Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.01 · Expires 2031-07-10 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2026-07-10 · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · Balance Not disclosed F3: These options vested as to 50% of the underlying shares on the original date of grant by General Fusion Inc. (the "Legacy Company"), or in the case of Earnout Options, the first anniversary of the original date of grant of the associated option award, with the remaining shares vesting in 12 substantially equal quarterly installments thereafter. All underlying shares that vested prior to the closing of the Legacy Company's business combination with Spring Valley Acquisition Corp. III (the "Business Combination") remained vested following their exchange for options of General Fusion Group Ltd. (the "Company"), and the Earnout Options associated with each option award retained the vesting history of the associated option award. F5: Earnout Shares, including the Earnout Shares underlying the Earnout Options, consist of a substantially equal number of Class A Earnout Shares, Class B Earnout Shares, and Class C Earnout Shares, which will automatically convert into common shares of the Company if, on or before July 10, 2031, the volume weighted average price of the Company's common shares equals or exceeds each of $15.00, $20.00 and $25.00, respectively, for any 20 trading days within any period of 30 consecutive trading days. |
| Earnout Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.01 · Expires 2031-07-10 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2026-07-10 · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · Balance Not disclosed F4: These options vest as to 25% of the underlying shares on the first anniversary of the original date of grant by the Legacy Company, or in the case of Earnout Options, the first anniversary of the original date of grant of the associated option award, with the remaining shares vesting in 12 substantially equal quarterly installments thereafter. F5: Earnout Shares, including the Earnout Shares underlying the Earnout Options, consist of a substantially equal number of Class A Earnout Shares, Class B Earnout Shares, and Class C Earnout Shares, which will automatically convert into common shares of the Company if, on or before July 10, 2031, the volume weighted average price of the Company's common shares equals or exceeds each of $15.00, $20.00 and $25.00, respectively, for any 20 trading days within any period of 30 consecutive trading days. |
Filing footnotes · ownership attribution and instrument terms
F1: Fully vested.
F2: These options vested as to 25% of the underlying shares on the first anniversary of the original date of grant by the Legacy Company, or in the case of Earnout Options, the first anniversary of the original date of grant of the associated option award, with the remaining shares vesting in 12 substantially equal quarterly installments thereafter.
F3: These options vested as to 50% of the underlying shares on the original date of grant by General Fusion Inc. (the "Legacy Company"), or in the case of Earnout Options, the first anniversary of the original date of grant of the associated option award, with the remaining shares vesting in 12 substantially equal quarterly installments thereafter. All underlying shares that vested prior to the closing of the Legacy Company's business combination with Spring Valley Acquisition Corp. III (the "Business Combination") remained vested following their exchange for options of General Fusion Group Ltd. (the "Company"), and the Earnout Options associated with each option award retained the vesting history of the associated option award.
F4: These options vest as to 25% of the underlying shares on the first anniversary of the original date of grant by the Legacy Company, or in the case of Earnout Options, the first anniversary of the original date of grant of the associated option award, with the remaining shares vesting in 12 substantially equal quarterly installments thereafter.
F5: Earnout Shares, including the Earnout Shares underlying the Earnout Options, consist of a substantially equal number of Class A Earnout Shares, Class B Earnout Shares, and Class C Earnout Shares, which will automatically convert into common shares of the Company if, on or before July 10, 2031, the volume weighted average price of the Company's common shares equals or exceeds each of $15.00, $20.00 and $25.00, respectively, for any 20 trading days within any period of 30 consecutive trading days.
SmartKem, Inc.
Report date September 03, 2025 · Filed September 05, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.16 · Expires 2035-09-03 | Direct | 22,466 |
Reported balance
After 2025-09-03 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2025-09-03 · Grant · Acquired 22,466 · Balance 22,466 F1: The option vests as follows: 25% on the date of grant with the remaining shares to vest in equal monthly installments over a period of 36 months commencing on September 3, 2025 and on the 3rd date of each month thereafter. |
Filing footnotes · ownership attribution and instrument terms
F1: The option vests as follows: 25% on the date of grant with the remaining shares to vest in equal monthly installments over a period of 36 months commencing on September 3, 2025 and on the 3rd date of each month thereafter.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 03, 2025 Filed Sep 5, 2025 22:02 UTC | SmartKem, Inc. SMTK · Entity 8554 | GrantStock Option (right to buy) · Derivative | 22,466 | $0.00 Strike: $1.16 | $0.00 |
DisclosureSEC source: 0001104659-25-087926 · tm2525173-4_4seq1.xml · derivative · entry 1 de Boer Klaas · CIK 0001845960 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,466 Underlying: Common Stock · 22,466 shares Expires 2035-09-03 F1 · derivative.exercise_date: The option vests as follows: 25% on the date of grant with the remaining shares to vest in equal monthly installments over a period of 36 months commencing on September 3, 2025 and on the 3rd date of each month thereafter. Read SEC document |
| May 28, 2025 Filed May 29, 2025 01:00 UTC | SmartKem, Inc. SMTK · Entity 8554 | GrantStock Option (right to Buy) · Derivative | 23,915 | $0.00 Strike: $2.51 | $0.00 |
DisclosureSEC source: 0001641172-25-012761 · ownership.xml · derivative · entry 1 de Boer Klaas · CIK 0001845960 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,915 Underlying: Common Stock · 23,915 shares Expires 2035-04-15 F1 · date: The stock option grant was approved by the Compensation Committee of SmartKem, Inc.'s (the "Company") board of directors on April 15, 2025, subject to stockholder approval of an Amendment to the SmartKem, Inc. 2021 Equity Incentive Plan (the "Amendment"). The Company's stockholders approved the Amendment on May 28, 2025. F2 · derivative.exercise_date: The option vests as follows: 25% on the date of grant with the remaining shares to vest in equal monthly installments over a period of 36 months commencing on May 15, 2025 and on the 15th date of each month thereafter. Read SEC document |
| June 14, 2024 Filed Jun 17, 2024 21:00 UTC | SmartKem, Inc. SMTK · Entity 8554 | GrantEmployee stock option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $6.50 | $0.00 |
DisclosureSEC source: 0001493152-24-024143 · ownership.xml · derivative · entry 1 de Boer Klaas · CIK 0001845960 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2034-06-14 F1 · derivative.exercise_date: The options vested as to 25% upon date of grant with the remaining shares to vest in equal monthly installments over a period of 36 months commencing on July 14, 2024. Read SEC document |
| May 30, 2024 Filed Jun 6, 2024 01:00 UTC | SmartKem, Inc. SMTK · Entity 8554 | ConversionSeries A-2 Convertible Preferred Stock · Derivative | 50 | Not disclosed Strike: $8.75 | Not disclosed |
DisclosureSEC source: 0001104659-24-068784 · tm2416439-1_4seq1.xml · derivative · entry 3 de Boer Klaas · CIK 0001845960 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 0 Underlying: Common Stock · 5,715 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Series A-2 Convertible Preferred Stock, stated valued equal to $1,000 per share (the "Preferred Stock"), converted automatically into shares of common stock of the Issuer at the conversion price of $8.75 per share on May 30, 2024. F2 · derivative.exercise_date: The Preferred Stock does not have an expiration date. F2 · derivative.expiration_date: The Preferred Stock does not have an expiration date. Read SEC document |
| May 30, 2024 Filed Jun 6, 2024 01:00 UTC | SmartKem, Inc. SMTK · Entity 8554 | ConversionCommon Stock | 5,715 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-24-068784 · tm2416439-1_4seq1.xml · nonDerivative · entry 1 de Boer Klaas · CIK 0001845960 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 11,430 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Series A-2 Convertible Preferred Stock, stated valued equal to $1,000 per share (the "Preferred Stock"), converted automatically into shares of common stock of the Issuer at the conversion price of $8.75 per share on May 30, 2024. Read SEC document |
| January 31, 2024 Filed Feb 2, 2024 22:05 UTC | SmartKem, Inc. SMTK · Entity 8554 | GrantCommon Stock | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-010141 · tm244327-7_4seq1.xml · nonDerivative · entry 1 de Boer Klaas · CIK 0001845960 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100 F1 · shares: Reflects a grant of a stock award issued pursuant to the Issuer's 2021 Equity Incentive Plan, which vested in full upon grant. F1 · price: Reflects a grant of a stock award issued pursuant to the Issuer's 2021 Equity Incentive Plan, which vested in full upon grant. Read SEC document |
| June 22, 2023 Filed Jun 24, 2023 01:00 UTC | SmartKem, Inc. SMTK · Entity 8554 | PurchaseCommon Stock Warrants (right to buy) · Derivative | 200,000 | Not disclosed Strike: $0.25 | Not disclosed |
DisclosureSEC source: 0001104659-23-074416 · tm2319550-1_4.xml · derivative · entry 2 de Boer Klaas · CIK 0001845960 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires not disclosed F3 · derivative.exercise_price: The warrants were included together with the purchase of the Preferred Stock. Each warrant entitles the holder thereof to purchase one share of Common Stock at an exercise price of $0.25 per share, subject to adjustment. The warrants are currently exercisable and will expire on June 22, 2028. F3 · price: The warrants were included together with the purchase of the Preferred Stock. Each warrant entitles the holder thereof to purchase one share of Common Stock at an exercise price of $0.25 per share, subject to adjustment. The warrants are currently exercisable and will expire on June 22, 2028. F3 · derivative.exercise_date: The warrants were included together with the purchase of the Preferred Stock. Each warrant entitles the holder thereof to purchase one share of Common Stock at an exercise price of $0.25 per share, subject to adjustment. The warrants are currently exercisable and will expire on June 22, 2028. F3 · derivative.expiration_date: The warrants were included together with the purchase of the Preferred Stock. Each warrant entitles the holder thereof to purchase one share of Common Stock at an exercise price of $0.25 per share, subject to adjustment. The warrants are currently exercisable and will expire on June 22, 2028. Read SEC document |
| June 22, 2023 Filed Jun 24, 2023 01:00 UTC | SmartKem, Inc. SMTK · Entity 8554 | PurchaseSeries A-2 Convertible Preferred Stock · Derivative | 50 | $1,000.00 Strike: $0.25 | $50,000.00 |
DisclosureSEC source: 0001104659-23-074416 · tm2319550-1_4.xml · derivative · entry 1 de Boer Klaas · CIK 0001845960 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 50 Underlying: Common Stock · 200,000 shares Expires not disclosed F1 · derivative.exercise_price: The Issuer issued its Series A-2 Convertible Preferred Stock (the "Preferred Stock"), at a stated value equal to $1,000 per share. Pursuant to the terms of the Preferred Stock, each share of Preferred Stock is convertible into shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"), at the election of the holder, at any time following the original issue date at a price of $0.25 per share, subject to price-based anti-dilution adjustments which, if triggered, would result in additional shares of Common Stock being issued upon conversion of the Preferred Stock. The Preferred Stock does not have an expiration date. F2 · kind: The purchase was made in a private transaction with the Issuer that closed on June 22, 2023. F1 · derivative.exercise_date: The Issuer issued its Series A-2 Convertible Preferred Stock (the "Preferred Stock"), at a stated value equal to $1,000 per share. Pursuant to the terms of the Preferred Stock, each share of Preferred Stock is convertible into shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"), at the election of the holder, at any time following the original issue date at a price of $0.25 per share, subject to price-based anti-dilution adjustments which, if triggered, would result in additional shares of Common Stock being issued upon conversion of the Preferred Stock. The Preferred Stock does not have an expiration date. F1 · derivative.expiration_date: The Issuer issued its Series A-2 Convertible Preferred Stock (the "Preferred Stock"), at a stated value equal to $1,000 per share. Pursuant to the terms of the Preferred Stock, each share of Preferred Stock is convertible into shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"), at the election of the holder, at any time following the original issue date at a price of $0.25 per share, subject to price-based anti-dilution adjustments which, if triggered, would result in additional shares of Common Stock being issued upon conversion of the Preferred Stock. The Preferred Stock does not have an expiration date. Read SEC document |
| July 08, 2022 Filed Jul 12, 2022 13:18 UTC | SmartKem, Inc. SMTK · Entity 8554 | GrantStock option (right to buy) · Derivative | 6,000 | $0.00 Strike: $2.00 | $0.00 |
DisclosureSEC source: 0001104659-22-079029 · tm2220038-6_4seq1.xml · derivative · entry 1 de Boer Klaas · CIK 0001845960 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 6,000 shares Expires 2032-07-08 F1 · derivative.exercise_date: The option award was made in accordance with the terms of the Issuer's 2021 Equity Incentive Plan. The option vests as to 25% of the shares on July 8, 2023 with the remaining shares to vest in equal monthly installments over a period of 36 months commencing on August 1, 2023. Read SEC document |
| March 31, 2021 Filed Apr 2, 2021 16:00 UTC | SmartKem, Inc. NONE · Entity 8554 | GrantStock option (right to buy) · Derivative | 18,000 | $0.00 Strike: $2.00 | $0.00 |
DisclosureSEC source: 0000905718-21-000521 · smartkem_fm4mar312021.xml · derivative · entry 1 de Boer Klaas · CIK 0001845960 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,000 Underlying: Common Stock · 18,000 shares Expires 2031-03-31 F1 · derivative.exercise_date: The option award was made in accordance with the terms of the Issuer's 2021 Equity Incentive Plan. The option vests as to 25% of the shares on March 31, 2022 with the remaining shares to vest in equal monthly installments over a period of 36 months commencing on April 30, 2022. Read SEC document |
| March 31, 2021 Filed Apr 11, 2022 21:11 UTC Amendment | SmartKem, Inc. SMTK · Entity 8554 | GrantStock option (right to buy) · Derivative | 18,000 | $0.00 Strike: $2.00 | $0.00 |
DisclosureSEC source: 0000905718-22-000588 · smartkem_fm4amapr22021.xml · derivative · entry 1 de Boer Klaas · CIK 0001845960 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,000 Underlying: Common Stock · 18,000 shares Expires 2031-03-31 F1 · derivative.exercise_date: The option award was made in accordance with the terms of the Issuer's 2021 Equity Incentive Plan. The option vests as to 25% of the shares on March 31, 2022 with the remaining shares to vest in equal monthly installments over a period of 36 months commencing on April 1, 2022. F2 · derivative.exercise_date: The original Form 4 filed by the Reporting Person on April 2, 2021 incorrectly reported that the option vests as to 25% of the shares on March 31, 2022 with the remaining shares to vest in equal monthly installments over a period of 36 months commencing on April 30, 2022. Read SEC document |
| February 23, 2021 Filed Feb 24, 2021 18:35 UTC | SmartKem, Inc. NONE · Entity 8554 | OtherCommon Stock | 3,585,252 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-027350 · tm217317d8_4.xml · nonDerivative · entry 2 de Boer Klaas · CIK 0001845960 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Entrepreneurs Fund LP Disclosed balance after: 3,585,252 F1 · kind: In connection with a share exchange transaction with SmartKem Limited that occurred on February 23, 2021, Entrepreneurs Fund LP exchanged all of their SmartKem Limited shares for 3,585,252 shares of common stock of Parasol Investments Corporation, now known as SmartKem, Inc. F1 · price: In connection with a share exchange transaction with SmartKem Limited that occurred on February 23, 2021, Entrepreneurs Fund LP exchanged all of their SmartKem Limited shares for 3,585,252 shares of common stock of Parasol Investments Corporation, now known as SmartKem, Inc. F2 · ownership.nature: Reporting person is the managing partner of Entrepreneurs Fund Management LLP, which may be deemed to have voting and investment power with respect to the securities held by the Entrepreneurs Fund LP, as Entrepreneurs Fund Management LLP is an advisor to Entrepreneurs Fund General Partner Limited which is the general partner of Entrepreneurs Fund LP. Reporting Person is involved with approving investment and voting recommendations to the general partner. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein, if any. This report shall not be deemed an admission that the reporting person, Entrepreneurs Fund LP or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| February 23, 2021 Filed Feb 24, 2021 18:35 UTC | SmartKem, Inc. NONE · Entity 8554 | PurchaseCommon Stock | 200,000 | $2.00 | $400,000.00 |
DisclosureSEC source: 0001104659-21-027350 · tm217317d8_4.xml · nonDerivative · entry 1 de Boer Klaas · CIK 0001845960 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 200,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.