Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TRUIST FINANCIAL CORPTFC · Entity 1440 | Director · Chairman & CEO | July 20, 2026 | July 22, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TRUIST FINANCIAL CORP
Report date July 20, 2026 · Filed July 22, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy 2023 GRAT | 0 |
Reported balance
After 2026-07-20 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-07-20 · Sale · Disposed 13,250 · Balance 0 F1: On July 20, 2026, a grantor retained annuity trust ("GRAT") for the benefit of the reporting person and his adult children sold 13,250 shares of Truist common stock in connection with the pre-established termination of the GRAT on July 21, 2026. On July 21, 2026, the GRAT also made a final annuity payment to the reporting person consisting of 72,320 shares of Truist common stock, and this Form 4 reflects the change in the form of the reporting person's beneficial ownership of those shares from indirect to direct beneficial ownership. |
| Common StockSEC Table I · non-derivative | Direct | 1,040,536.834 |
Reported balance
Holding disclosure · report date 2026-07-20 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,040,536.834 F1: On July 20, 2026, a grantor retained annuity trust ("GRAT") for the benefit of the reporting person and his adult children sold 13,250 shares of Truist common stock in connection with the pre-established termination of the GRAT on July 21, 2026. On July 21, 2026, the GRAT also made a final annuity payment to the reporting person consisting of 72,320 shares of Truist common stock, and this Form 4 reflects the change in the form of the reporting person's beneficial ownership of those shares from indirect to direct beneficial ownership. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) | 13,807.398 |
Reported balance
Holding disclosure · report date 2026-07-20 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 13,807.398 F2: Includes shares acquired as a result of dividend reinvestment since the last reported transaction. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 185,000 |
Reported balance
Holding disclosure · report date 2026-07-20 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 185,000 |
| Phantom Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2000-01-01 | Direct | 3,412.232 |
Reported balance
Holding disclosure · report date 2026-07-20 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 3,412.232 F3: Represents phantom stock units under the Truist Financial Corporation Non-Qualified Defined Contribution Plan. F2: Includes shares acquired as a result of dividend reinvestment since the last reported transaction. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2029-03-15 | Direct | 84,913 |
Reported balance
Holding disclosure · report date 2026-07-20 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 84,913 F4: On February 24, 2025, the reporting person was granted 84,913 restricted stock units, vesting in three equal installments on March 15, 2027, March 15, 2028, and March 15, 2029. Each restricted stock unit represents a right to receive one share of TFC common stock. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 76,861 |
Reported balance
Holding disclosure · report date 2026-07-20 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 76,861 F5: On February 23, 2026, the reporting person was granted 76,861 restricted stock units, vesting in three equal installments on March 15, 2028, March 15, 2029, and March 15, 2030. Each restricted stock unit represents a right to receive one share of TFC common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: On July 20, 2026, a grantor retained annuity trust ("GRAT") for the benefit of the reporting person and his adult children sold 13,250 shares of Truist common stock in connection with the pre-established termination of the GRAT on July 21, 2026. On July 21, 2026, the GRAT also made a final annuity payment to the reporting person consisting of 72,320 shares of Truist common stock, and this Form 4 reflects the change in the form of the reporting person's beneficial ownership of those shares from indirect to direct beneficial ownership.
F2: Includes shares acquired as a result of dividend reinvestment since the last reported transaction.
F3: Represents phantom stock units under the Truist Financial Corporation Non-Qualified Defined Contribution Plan.
F4: On February 24, 2025, the reporting person was granted 84,913 restricted stock units, vesting in three equal installments on March 15, 2027, March 15, 2028, and March 15, 2029. Each restricted stock unit represents a right to receive one share of TFC common stock.
F5: On February 23, 2026, the reporting person was granted 76,861 restricted stock units, vesting in three equal installments on March 15, 2028, March 15, 2029, and March 15, 2030. Each restricted stock unit represents a right to receive one share of TFC common stock.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
SUNTRUST BANKS INC
Report date December 06, 2019 · Filed December 09, 2019
Section 16 reporting ended · disclosed 2019-12-09. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-12-06 transaction · row 1
1 source rowRow 1 · 2019-12-06 · Disposition to issuer · Disposed 666,320.81 · Balance 0 F1: Disposed of in connection with the Agreement and Plan of Merger by and between SunTrust Banks, Inc. ("SunTrust") and BB&T Corporation ("BB&T"), dated February 7, 2019 and amended as of June 14, 2019 (the "Merger Agreement"), pursuant to which SunTrust was merged with and into BB&T, effective December 6, 2019 (the "Merger"). Pursuant to the Merger, each issued and outstanding share of SunTrust common stock was exchanged for 1.295 shares of BB&T common stock. The closing price of BB&T common stock on the New York Stock Exchange on the effective date of the Merger was $54.24. As a result of the Merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of SunTrust common stock. |
| Common StockSEC Table I · non-derivative | Indirect401(k) | 0 |
Reported balance
After 2019-12-06 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2019-12-06 · Disposition to issuer · Disposed 8,087.2456 · Balance 0 F1: Disposed of in connection with the Agreement and Plan of Merger by and between SunTrust Banks, Inc. ("SunTrust") and BB&T Corporation ("BB&T"), dated February 7, 2019 and amended as of June 14, 2019 (the "Merger Agreement"), pursuant to which SunTrust was merged with and into BB&T, effective December 6, 2019 (the "Merger"). Pursuant to the Merger, each issued and outstanding share of SunTrust common stock was exchanged for 1.295 shares of BB&T common stock. The closing price of BB&T common stock on the New York Stock Exchange on the effective date of the Merger was $54.24. As a result of the Merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of SunTrust common stock. F2: Because the stock fund component of the 401(k) Plan is accounted for in unit accounting, the number of share equivalents varies based on the closing price of SunTrust stock on the applicable measurement date. |
| OptionSEC Table II · derivative / convertible security · Conversion / exercise price $29.20 · Expires 2021-04-01 | Direct | 0 |
Reported balance
After 2019-12-06 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-12-06 · Disposition to issuer · Disposed 84,439 · Balance 0 F4: This option was replaced with an option to purchase 109,348 shares of BB&T common stock at an exercise price of $22.55 per share. F3: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding and unexercised option to purchase shares of SunTrust common stock automatically converted into an option to purchase shares of BB&T common stock, with the number of underlying shares and the exercise price determined as set forth in the Merger Agreement. Each option to purchase shares of BB&T common stock is subject to the same terms and conditions (including vesting and exercisability terms) as the corresponding option to purchase shares of SunTrust common stock immediately prior to the effective time of the Merger. |
| OptionSEC Table II · derivative / convertible security · Conversion / exercise price $21.67 · Expires 2022-02-14 | Direct | 0 |
Reported balance
After 2019-12-06 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-12-06 · Disposition to issuer · Disposed 136,200 · Balance 0 F5: This option was replaced with an option to purchase 176,379 shares of BB&T common stock at an exercise price of $16.74 per share. F3: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding and unexercised option to purchase shares of SunTrust common stock automatically converted into an option to purchase shares of BB&T common stock, with the number of underlying shares and the exercise price determined as set forth in the Merger Agreement. Each option to purchase shares of BB&T common stock is subject to the same terms and conditions (including vesting and exercisability terms) as the corresponding option to purchase shares of SunTrust common stock immediately prior to the effective time of the Merger. |
| OptionSEC Table II · derivative / convertible security · Conversion / exercise price $27.41 · Expires 2023-02-26 | Direct | 0 |
Reported balance
After 2019-12-06 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2019-12-06 · Disposition to issuer · Disposed 36,708 · Balance 0 F6: This option was replaced with an option to purchase 47,536 shares of BB&T common stock at an exercise price of $21.17 per share. F3: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding and unexercised option to purchase shares of SunTrust common stock automatically converted into an option to purchase shares of BB&T common stock, with the number of underlying shares and the exercise price determined as set forth in the Merger Agreement. Each option to purchase shares of BB&T common stock is subject to the same terms and conditions (including vesting and exercisability terms) as the corresponding option to purchase shares of SunTrust common stock immediately prior to the effective time of the Merger. |
| OptionSEC Table II · derivative / convertible security · Conversion / exercise price $27.41 · Expires 2023-02-26 | Direct | 0 |
Reported balance
After 2019-12-06 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2019-12-06 · Disposition to issuer · Disposed 36,707 · Balance 0 F7: This option was replaced with an option to purchase 47,535 shares of BB&T common stock at an exercise price of $21.17 per share. F3: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding and unexercised option to purchase shares of SunTrust common stock automatically converted into an option to purchase shares of BB&T common stock, with the number of underlying shares and the exercise price determined as set forth in the Merger Agreement. Each option to purchase shares of BB&T common stock is subject to the same terms and conditions (including vesting and exercisability terms) as the corresponding option to purchase shares of SunTrust common stock immediately prior to the effective time of the Merger. |
| OptionSEC Table II · derivative / convertible security · Conversion / exercise price $27.41 · Expires 2023-02-26 | Direct | 0 |
Reported balance
After 2019-12-06 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2019-12-06 · Disposition to issuer · Disposed 36,706 · Balance 0 F8: This option was replaced with an option to purchase 47,534 shares of BB&T common stock at an exercise price of $21.17 per share. F3: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding and unexercised option to purchase shares of SunTrust common stock automatically converted into an option to purchase shares of BB&T common stock, with the number of underlying shares and the exercise price determined as set forth in the Merger Agreement. Each option to purchase shares of BB&T common stock is subject to the same terms and conditions (including vesting and exercisability terms) as the corresponding option to purchase shares of SunTrust common stock immediately prior to the effective time of the Merger. |
| Phantom Stock UnitsSEC Table II · derivative / convertible security · Expires 2020-02-13 | Direct | 0 |
Reported balance
After 2019-12-06 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2019-12-06 · Disposition to issuer · Disposed 8,129.55 · Balance 0 F9: Represents time-vested restricted stock units, each convertible into one share of SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Each BB&T time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger. F10: These time-vested restricted stock units were replaced with BB&T time-vested restricted stock units convertible into an aggregate of 10,528 shares of BB&T common stock. |
| Phantom Stock UnitsSEC Table II · derivative / convertible security · Expires 2021-02-13 | Direct | 0 |
Reported balance
After 2019-12-06 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2019-12-06 · Disposition to issuer · Disposed 8,128.49 · Balance 0 F9: Represents time-vested restricted stock units, each convertible into one share of SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Each BB&T time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger. F11: These time-vested restricted stock units were replaced with BB&T time-vested restricted stock units convertible into an aggregate of 10,526 shares of BB&T common stock. |
| Phantom Stock UnitsSEC Table II · derivative / convertible security · Expires 2020-02-08 | Direct | 0 |
Reported balance
After 2019-12-06 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2019-12-06 · Disposition to issuer · Disposed 34,679.501 · Balance 0 F9: Represents time-vested restricted stock units, each convertible into one share of SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Each BB&T time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger. F12: These time-vested restricted stock units were replaced with BB&T time-vested restricted stock units convertible into an aggregate of 44,910 shares of BB&T common stock. |
| Phantom Stock UnitsSEC Table II · derivative / convertible security · Expires 2021-02-08 | Direct | 0 |
Reported balance
After 2019-12-06 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2019-12-06 · Disposition to issuer · Disposed 34,678.469 · Balance 0 F9: Represents time-vested restricted stock units, each convertible into one share of SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Each BB&T time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger. F13: These time-vested restricted stock units were replaced with BB&T time-vested restricted stock units convertible into an aggregate of 44,909 shares of BB&T common stock. |
| Phantom Stock UnitsSEC Table II · derivative / convertible security · Expires 2022-02-08 | Direct | 0 |
Reported balance
After 2019-12-06 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2019-12-06 · Disposition to issuer · Disposed 34,677.443 · Balance 0 F9: Represents time-vested restricted stock units, each convertible into one share of SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Each BB&T time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger. F14: These time-vested restricted stock units were replaced with BB&T time-vested restricted stock units convertible into an aggregate of 44,907 shares of BB&T common stock. |
| Phantom Stock UnitsSEC Table II · derivative / convertible security · Expires 2020-02-14 | Direct | 0 |
Reported balance
After 2019-12-06 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2019-12-06 · Disposition to issuer · Disposed 8,210.397 · Balance 0 F9: Represents time-vested restricted stock units, each convertible into one share of SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Each BB&T time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger. F15: These time-vested restricted stock units were replaced with BB&T time-vested restricted stock units convertible into an aggregate of 10,632 shares of BB&T common stock. |
| Phantom Stock UnitsSEC Table II · derivative / convertible security · Expires 2019-02-09 | Direct | 0 |
Reported balance
After 2019-12-06 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2019-12-06 · Disposition to issuer · Disposed 10,567.36 · Balance 0 F16: Represents performance-vested restricted stock units, each convertible into one share of SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan. The performance-vesting conditions applicable to these restricted stock units have been previously satisfied but, in accordance with terms of the award agreement governing these restricted stock units, the amount listed is subject to a one-year deferral beginning on February 9, 2019. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust performance-vested restricted stock unit automatically converted into a BB&T restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. F17: Each BB&T restricted stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust performance-based restricted stock units immediately prior to the effective time of the Merger. F18: These performance-vested restricted stock units were replaced with BB&T restricted stock units convertible into an aggregate 13,685 shares of BB&T common stock. |
| Phantom Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2019-12-06 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2019-12-06 · Disposition to issuer · Disposed 1,968.1452 · Balance 0 F19: Represents phantom stock units under the SunTrust Banks, Inc. Deferred Compensation Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust phantom stock unit automatically converted into a BB&T phantom stock unit in respect of shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Each BB&T phantom stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust phantom stock unit immediately prior to the effective time of the Merger. F20: These phantom stock units were replaced with BB&T phantom stock units in respect of an aggregate 2,549 shares of BB&T common stock. |
| Phantom Stock UnitsSEC Table II · derivative / convertible security · Expires 2020-02-14 | Direct | 85,557.92 |
Reported balance
After 2019-12-06 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2019-12-06 · Grant · Acquired 85,557.92 · Balance 85,557.92 F21: Represents performance-vested restricted stock units, each convertible into one share of SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan. Transaction represents the satisfaction of all performance vesting conditions in connection with the Merger pursuant to the terms of the Merger Agreement. Awards remain subject to service-based vesting requirements, including a one-year deferral for awards as a result of performance-vesting conditions being met in excess of 130% of target. |
| Phantom Stock UnitsSEC Table II · derivative / convertible security · Expires 2021-02-13 | Direct | 75,209.472 |
Reported balance
After 2019-12-06 transaction · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · 2019-12-06 · Grant · Acquired 75,209.472 · Balance 75,209.472 F21: Represents performance-vested restricted stock units, each convertible into one share of SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan. Transaction represents the satisfaction of all performance vesting conditions in connection with the Merger pursuant to the terms of the Merger Agreement. Awards remain subject to service-based vesting requirements, including a one-year deferral for awards as a result of performance-vesting conditions being met in excess of 130% of target. F22: Represents performance-vested restricted stock units, each convertible into one share of SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust performance-vested restricted stock unit automatically converted into a BB&T restricted stock unit convertible into shares of BB&T common stock, with the underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Each BB&T restricted stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust performance-vested restricted stock unit immediately prior to the effective time of the Merger. |
| Phantom Stock UnitsSEC Table II · derivative / convertible security · Expires 2020-02-14 | Direct | 0 |
Reported balance
After 2019-12-06 transaction · row 18
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 18 · 2019-12-06 · Disposition to issuer · Disposed 85,557.92 · Balance 0 F22: Represents performance-vested restricted stock units, each convertible into one share of SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust performance-vested restricted stock unit automatically converted into a BB&T restricted stock unit convertible into shares of BB&T common stock, with the underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Each BB&T restricted stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust performance-vested restricted stock unit immediately prior to the effective time of the Merger. F23: These performance-vested restricted stock units were replaced with BB&T restricted stock units convertible into an aggregate of 110,798 shares of BB&T common stock. |
| Phantom Stock UnitsSEC Table II · derivative / convertible security · Expires 2021-02-13 | Direct | 0 |
Reported balance
After 2019-12-06 transaction · row 19
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 19 · 2019-12-06 · Disposition to issuer · Disposed 75,209.472 · Balance 0 F22: Represents performance-vested restricted stock units, each convertible into one share of SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust performance-vested restricted stock unit automatically converted into a BB&T restricted stock unit convertible into shares of BB&T common stock, with the underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Each BB&T restricted stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust performance-vested restricted stock unit immediately prior to the effective time of the Merger. F24: These performance-vested restricted stock units were replaced with BB&T restricted stock units convertible into an aggregate of 97,396 shares of BB&T common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of in connection with the Agreement and Plan of Merger by and between SunTrust Banks, Inc. ("SunTrust") and BB&T Corporation ("BB&T"), dated February 7, 2019 and amended as of June 14, 2019 (the "Merger Agreement"), pursuant to which SunTrust was merged with and into BB&T, effective December 6, 2019 (the "Merger"). Pursuant to the Merger, each issued and outstanding share of SunTrust common stock was exchanged for 1.295 shares of BB&T common stock. The closing price of BB&T common stock on the New York Stock Exchange on the effective date of the Merger was $54.24. As a result of the Merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of SunTrust common stock.
F2: Because the stock fund component of the 401(k) Plan is accounted for in unit accounting, the number of share equivalents varies based on the closing price of SunTrust stock on the applicable measurement date.
F3: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding and unexercised option to purchase shares of SunTrust common stock automatically converted into an option to purchase shares of BB&T common stock, with the number of underlying shares and the exercise price determined as set forth in the Merger Agreement. Each option to purchase shares of BB&T common stock is subject to the same terms and conditions (including vesting and exercisability terms) as the corresponding option to purchase shares of SunTrust common stock immediately prior to the effective time of the Merger.
F4: This option was replaced with an option to purchase 109,348 shares of BB&T common stock at an exercise price of $22.55 per share.
F5: This option was replaced with an option to purchase 176,379 shares of BB&T common stock at an exercise price of $16.74 per share.
F6: This option was replaced with an option to purchase 47,536 shares of BB&T common stock at an exercise price of $21.17 per share.
F7: This option was replaced with an option to purchase 47,535 shares of BB&T common stock at an exercise price of $21.17 per share.
F8: This option was replaced with an option to purchase 47,534 shares of BB&T common stock at an exercise price of $21.17 per share.
F9: Represents time-vested restricted stock units, each convertible into one share of SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Each BB&T time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.
F10: These time-vested restricted stock units were replaced with BB&T time-vested restricted stock units convertible into an aggregate of 10,528 shares of BB&T common stock.
F11: These time-vested restricted stock units were replaced with BB&T time-vested restricted stock units convertible into an aggregate of 10,526 shares of BB&T common stock.
F12: These time-vested restricted stock units were replaced with BB&T time-vested restricted stock units convertible into an aggregate of 44,910 shares of BB&T common stock.
F13: These time-vested restricted stock units were replaced with BB&T time-vested restricted stock units convertible into an aggregate of 44,909 shares of BB&T common stock.
F14: These time-vested restricted stock units were replaced with BB&T time-vested restricted stock units convertible into an aggregate of 44,907 shares of BB&T common stock.
F15: These time-vested restricted stock units were replaced with BB&T time-vested restricted stock units convertible into an aggregate of 10,632 shares of BB&T common stock.
F16: Represents performance-vested restricted stock units, each convertible into one share of SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan. The performance-vesting conditions applicable to these restricted stock units have been previously satisfied but, in accordance with terms of the award agreement governing these restricted stock units, the amount listed is subject to a one-year deferral beginning on February 9, 2019. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust performance-vested restricted stock unit automatically converted into a BB&T restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement.
F17: Each BB&T restricted stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust performance-based restricted stock units immediately prior to the effective time of the Merger.
F18: These performance-vested restricted stock units were replaced with BB&T restricted stock units convertible into an aggregate 13,685 shares of BB&T common stock.
F19: Represents phantom stock units under the SunTrust Banks, Inc. Deferred Compensation Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust phantom stock unit automatically converted into a BB&T phantom stock unit in respect of shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Each BB&T phantom stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust phantom stock unit immediately prior to the effective time of the Merger.
F20: These phantom stock units were replaced with BB&T phantom stock units in respect of an aggregate 2,549 shares of BB&T common stock.
F21: Represents performance-vested restricted stock units, each convertible into one share of SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan. Transaction represents the satisfaction of all performance vesting conditions in connection with the Merger pursuant to the terms of the Merger Agreement. Awards remain subject to service-based vesting requirements, including a one-year deferral for awards as a result of performance-vesting conditions being met in excess of 130% of target.
F22: Represents performance-vested restricted stock units, each convertible into one share of SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust performance-vested restricted stock unit automatically converted into a BB&T restricted stock unit convertible into shares of BB&T common stock, with the underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Each BB&T restricted stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust performance-vested restricted stock unit immediately prior to the effective time of the Merger.
F23: These performance-vested restricted stock units were replaced with BB&T restricted stock units convertible into an aggregate of 110,798 shares of BB&T common stock.
F24: These performance-vested restricted stock units were replaced with BB&T restricted stock units convertible into an aggregate of 97,396 shares of BB&T common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 12, 2021 Filed Feb 17, 2021 21:25 UTC | TRUIST FINANCIAL CORP TFC · Entity 1440 | Exercise / conversionCommon Stock | 10,976.127 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-002728 · doc4.xml · nonDerivative · entry 3 ROGERS WILLIAM H JR · CIK 0001182002 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 808,270.074 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Price $54.010 Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 21:25 UTC | TRUIST FINANCIAL CORP TFC · Entity 1440 | Exercise / conversionCommon Stock | 14,635.879 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-002728 · doc4.xml · nonDerivative · entry 2 ROGERS WILLIAM H JR · CIK 0001182002 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 797,293.947 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Price $54.010 Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 21:25 UTC | TRUIST FINANCIAL CORP TFC · Entity 1440 | Exercise / conversionCommon Stock | 99,890.372 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-002728 · doc4.xml · nonDerivative · entry 1 ROGERS WILLIAM H JR · CIK 0001182002 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 782,658.068 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Price $54.010 Read SEC document |
| February 08, 2021 Filed Feb 10, 2021 22:27 UTC | TRUIST FINANCIAL CORP TFC · Entity 1440 | Exercise / conversionRestricted Stock Units · Derivative | 46,825.013 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-002057 · doc4.xml · derivative · entry 5 ROGERS WILLIAM H JR · CIK 0001182002 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 46,825.013 shares Expires 2021-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents time-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a Truist time-vested restricted stock unit convertible into shares of Truist common stock, with the number of underlying shares of Truist common stock determined as set forth in the Merger Agreement. Each Truist time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger. Read SEC document |
| February 08, 2021 Filed Feb 10, 2021 22:27 UTC | TRUIST FINANCIAL CORP TFC · Entity 1440 | Tax withholdingCommon Stock | 19,831 | $52.97 | $1,050,448.07 |
DisclosureSEC source: 0001225208-21-002057 · doc4.xml · nonDerivative · entry 2 ROGERS WILLIAM H JR · CIK 0001182002 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 682,767.696 Read SEC document |
| February 08, 2021 Filed Feb 10, 2021 22:27 UTC | TRUIST FINANCIAL CORP TFC · Entity 1440 | Exercise / conversionCommon Stock | 46,825.013 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-002057 · doc4.xml · nonDerivative · entry 1 ROGERS WILLIAM H JR · CIK 0001182002 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 702,598.696 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Price $52.970 Read SEC document |
| January 28, 2021 Filed Feb 3, 2021 23:03 UTC | TRUIST FINANCIAL CORP TFC · Entity 1440 | GiftCommon Stock | 9,510 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-001617 · doc4.xml · nonDerivative · entry 2 ROGERS WILLIAM H JR · CIK 0001182002 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 655,773.683 Read SEC document |
| January 27, 2021 Filed Feb 3, 2021 23:03 UTC | TRUIST FINANCIAL CORP TFC · Entity 1440 | GiftCommon Stock | 7,843 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-001617 · doc4.xml · nonDerivative · entry 1 ROGERS WILLIAM H JR · CIK 0001182002 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 665,283.683 Read SEC document |
| January 22, 2021 Filed Jan 26, 2021 22:03 UTC | TRUIST FINANCIAL CORP TFC · Entity 1440 | Exercise / conversionStock Option (right to buy) · Derivative | 176,379 | $0.00 Strike: $16.74 | $0.00 |
DisclosureSEC source: 0001225208-21-001158 · doc4.xml · derivative · entry 5 ROGERS WILLIAM H JR · CIK 0001182002 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 176,379 shares Expires 2022-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding and unexercised option to purchase shares of SunTrust common stock automatically converted into an option to purchase shares of Truist common stock, with the number of underlying shares and the exercise price determined as set forth in the Merger Agreement. Each option to purchase shares of Truist common stock is subject to the same terms and conditions (including vesting and exercisability terms) as the corresponding option to purchase shares of SunTrust common stock immediately prior to the effective time of the Merger. Read SEC document |
| January 22, 2021 Filed Jan 26, 2021 22:03 UTC | TRUIST FINANCIAL CORP TFC · Entity 1440 | SaleCommon Stock | 176,379 | $50.22 | $8,857,753.38 |
DisclosureSEC source: 0001225208-21-001158 · doc4.xml · nonDerivative · entry 2 ROGERS WILLIAM H JR · CIK 0001182002 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 673,126.683 Read SEC document |
| January 22, 2021 Filed Jan 26, 2021 22:03 UTC | TRUIST FINANCIAL CORP TFC · Entity 1440 | Exercise / conversionCommon Stock | 176,379 | $16.74 | $2,952,584.46 |
DisclosureSEC source: 0001225208-21-001158 · doc4.xml · nonDerivative · entry 1 ROGERS WILLIAM H JR · CIK 0001182002 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 849,505.683 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 20, 2020 Filed Jul 21, 2020 20:03 UTC | TRUIST FINANCIAL CORP TFC · Entity 1440 | GiftCommon Stock | 7,432 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-009885 · doc4.xml · nonDerivative · entry 4 ROGERS WILLIAM H JR · CIK 0001182002 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 673,126.683 Read SEC document |
| July 17, 2020 Filed Jul 21, 2020 20:03 UTC | TRUIST FINANCIAL CORP TFC · Entity 1440 | Exercise / conversionStock Option (right to buy) · Derivative | 109,348 | $0.00 Strike: $22.55 | $0.00 |
DisclosureSEC source: 0001225208-20-009885 · doc4.xml · derivative · entry 7 ROGERS WILLIAM H JR · CIK 0001182002 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 109,348 shares Expires 2021-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding and unexercised option to purchase shares of SunTrust common stock automatically converted into an option to purchase shares of Truist common stock, with the number of underlying shares and the exercise price determined as set forth in the Merger Agreement. Each option to purchase shares of Truist common stock is subject to the same terms and conditions (including vesting and exercisability terms) as the corresponding option to purchase shares of SunTrust common stock immediately prior to the effective time of the Merger. Read SEC document |
| July 17, 2020 Filed Jul 21, 2020 20:03 UTC | TRUIST FINANCIAL CORP TFC · Entity 1440 | GiftCommon Stock | 15,540 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-009885 · doc4.xml · nonDerivative · entry 3 ROGERS WILLIAM H JR · CIK 0001182002 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 680,558.683 Read SEC document |
| July 17, 2020 Filed Jul 21, 2020 20:03 UTC | TRUIST FINANCIAL CORP TFC · Entity 1440 | SaleCommon Stock | 86,287 | $36.70 | $3,166,732.90 |
DisclosureSEC source: 0001225208-20-009885 · doc4.xml · nonDerivative · entry 2 ROGERS WILLIAM H JR · CIK 0001182002 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 696,098.683 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $36.6200 to $36.8900. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| July 17, 2020 Filed Jul 21, 2020 20:03 UTC | TRUIST FINANCIAL CORP TFC · Entity 1440 | Exercise / conversionCommon Stock | 109,348 | $22.55 | $2,465,797.40 |
DisclosureSEC source: 0001225208-20-009885 · doc4.xml · nonDerivative · entry 1 ROGERS WILLIAM H JR · CIK 0001182002 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 782,385.683 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2020 Filed Feb 18, 2020 20:24 UTC | TRUIST FINANCIAL CORP TFC · Entity 1440 | Exercise / conversionRestricted Stock Units · Derivative | 10,632 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-20-002546 · doc4.xml · derivative · entry 10 ROGERS WILLIAM H JR · CIK 0001182002 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,632 shares Expires 2020-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents time-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger. F5 · price: These time-vested restricted stock units replaced SunTrust time-vested restricted stock units in respect of an aggregate 8,210.397 shares of SunTrust common stock. Read SEC document |
| February 14, 2020 Filed Feb 18, 2020 20:24 UTC | TRUIST FINANCIAL CORP TFC · Entity 1440 | Exercise / conversionRestricted Stock Unit · Derivative | 96,761 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-20-002546 · doc4.xml · derivative · entry 9 ROGERS WILLIAM H JR · CIK 0001182002 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,037 Underlying: Common Stock · 96,761 shares Expires 2020-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents performance-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust performance-vested restricted stock unit automatically converted into a BB&T restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist restricted stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust performance-vested restricted stock unit immediately prior to the effective time of the Merger. F4 · price: These restricted stock units replaced SunTrust performance-vested restricted stock units in respect of an aggregate 85,557.92 shares of SunTrust common stock. Read SEC document |
| February 14, 2020 Filed Feb 18, 2020 20:24 UTC | TRUIST FINANCIAL CORP TFC · Entity 1440 | Tax withholdingCommon Stock | 43,253 | $54.94 | $2,376,319.82 |
DisclosureSEC source: 0001225208-20-002546 · doc4.xml · nonDerivative · entry 6 ROGERS WILLIAM H JR · CIK 0001182002 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 965,145.37 Read SEC document |
| February 14, 2020 Filed Feb 18, 2020 20:24 UTC | TRUIST FINANCIAL CORP TFC · Entity 1440 | Tax withholdingCommon Stock | 4,503 | $54.94 | $247,394.82 |
DisclosureSEC source: 0001225208-20-002546 · doc4.xml · nonDerivative · entry 5 ROGERS WILLIAM H JR · CIK 0001182002 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,008,398.37 Read SEC document |
| February 14, 2020 Filed Feb 18, 2020 20:24 UTC | TRUIST FINANCIAL CORP TFC · Entity 1440 | Exercise / conversionCommon Stock | 10,632 | $54.94 | $584,122.08 |
DisclosureSEC source: 0001225208-20-002546 · doc4.xml · nonDerivative · entry 4 ROGERS WILLIAM H JR · CIK 0001182002 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,012,901.37 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2020 Filed Feb 18, 2020 20:24 UTC | TRUIST FINANCIAL CORP TFC · Entity 1440 | Exercise / conversionCommon Stock | 96,761 | $54.94 | $5,316,049.34 |
DisclosureSEC source: 0001225208-20-002546 · doc4.xml · nonDerivative · entry 3 ROGERS WILLIAM H JR · CIK 0001182002 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,002,269.37 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 20:24 UTC | TRUIST FINANCIAL CORP TFC · Entity 1440 | Exercise / conversionRestricted Stock Units · Derivative | 10,528 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-20-002546 · doc4.xml · derivative · entry 8 ROGERS WILLIAM H JR · CIK 0001182002 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,528 shares Expires 2020-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents time-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger. F2 · price: These time-vested restricted stock units replaced SunTrust time-vested restricted stock units in respect of an aggregate 8,129.55 shares of SunTrust common stock. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 20:24 UTC | TRUIST FINANCIAL CORP TFC · Entity 1440 | Tax withholdingCommon Stock | 4,459 | $54.82 | $244,442.38 |
DisclosureSEC source: 0001225208-20-002546 · doc4.xml · nonDerivative · entry 2 ROGERS WILLIAM H JR · CIK 0001182002 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 905,508.37 Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 20:24 UTC | TRUIST FINANCIAL CORP TFC · Entity 1440 | Exercise / conversionCommon Stock | 10,528 | $54.82 | $577,144.96 |
DisclosureSEC source: 0001225208-20-002546 · doc4.xml · nonDerivative · entry 1 ROGERS WILLIAM H JR · CIK 0001182002 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 909,967.37 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 07, 2020 Filed Feb 11, 2020 22:55 UTC | TRUIST FINANCIAL CORP TFC · Entity 1440 | Exercise / conversionRestricted Stock Units · Derivative | 13,685 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-20-001957 · doc4.xml · derivative · entry 7 ROGERS WILLIAM H JR · CIK 0001182002 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,685 shares Expires 2019-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Represents performance-vested restricted stock units, each convertible into one share of common stock under the SunTrust Banks, Inc. 2009 Stock Plan. The performance-vesting conditions applicable to these restricted stock units have been previously satisfied but, in accordance with the terms of the award agreement governing these restricted stock units, the amount listed is subject to a one-year deferral beginning on February 9, 2019. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust performance-vested restricted stock unit automatically converted into a BB&T restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. F6 · price: (Continued from Footnote 5) Each Truist restricted stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust performance-vested restricted stock unit immediately prior to the effective time of the Merger. These restricted stock units replaced SunTrust performance-vested restricted stock units in respect of an aggregate 10,567.36 shares of SunTrust common stock. Read SEC document |
| February 07, 2020 Filed Feb 11, 2020 22:55 UTC | TRUIST FINANCIAL CORP TFC · Entity 1440 | Exercise / conversionRestricted Stock Units · Derivative | 44,910 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-20-001957 · doc4.xml · derivative · entry 6 ROGERS WILLIAM H JR · CIK 0001182002 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 44,910 shares Expires 2020-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents time-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger. F4 · price: These time-vested restricted stock units replaced SunTrust time-vested restricted stock units in respect of an aggregate 34,679.501 shares of SunTrust common stock. Read SEC document |
| February 07, 2020 Filed Feb 11, 2020 22:55 UTC | TRUIST FINANCIAL CORP TFC · Entity 1440 | Tax withholdingCommon Stock | 18,309 | $54.27 | $993,629.43 |
DisclosureSEC source: 0001225208-20-001957 · doc4.xml · nonDerivative · entry 4 ROGERS WILLIAM H JR · CIK 0001182002 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 899,439.37 Read SEC document |
| February 07, 2020 Filed Feb 11, 2020 22:55 UTC | TRUIST FINANCIAL CORP TFC · Entity 1440 | Tax withholdingCommon Stock | 3,743 | $54.27 | $203,132.61 |
DisclosureSEC source: 0001225208-20-001957 · doc4.xml · nonDerivative · entry 3 ROGERS WILLIAM H JR · CIK 0001182002 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 917,748.37 Read SEC document |
| February 07, 2020 Filed Feb 11, 2020 22:55 UTC | TRUIST FINANCIAL CORP TFC · Entity 1440 | Exercise / conversionCommon Stock | 13,685 | $54.27 | $742,684.95 |
DisclosureSEC source: 0001225208-20-001957 · doc4.xml · nonDerivative · entry 2 ROGERS WILLIAM H JR · CIK 0001182002 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 921,491.37 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 07, 2020 Filed Feb 11, 2020 22:55 UTC | TRUIST FINANCIAL CORP TFC · Entity 1440 | Exercise / conversionCommon Stock | 44,910 | $54.27 | $2,437,265.70 |
DisclosureSEC source: 0001225208-20-001957 · doc4.xml · nonDerivative · entry 1 ROGERS WILLIAM H JR · CIK 0001182002 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 907,806.37 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The amount on the original Form 4 was inadvertently understated by 11 shares. This Form 4 reflects the accurate amount. Read SEC document |
| December 06, 2019 Filed Dec 9, 2019 16:33 UTC | SUNTRUST BANKS INC STI · Entity 106623 | Disposition to issuerPhantom Stock Units · Derivative | 75,209.472 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000750556-19-000234 · edgar.xml · derivative · entry 19 ROGERS WILLIAM H JR · CIK 0001182002 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 75,209.472 shares Expires 2021-02-13 F22 · derivative.exercise_price: Represents performance-vested restricted stock units, each convertible into one share of SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust performance-vested restricted stock unit automatically converted into a BB&T restricted stock unit convertible into shares of BB&T common stock, with the underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Each BB&T restricted stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust performance-vested restricted stock unit immediately prior to the effective time of the Merger. F24 · price: These performance-vested restricted stock units were replaced with BB&T restricted stock units convertible into an aggregate of 97,396 shares of BB&T common stock. Read SEC document |
| December 06, 2019 Filed Dec 9, 2019 16:33 UTC | SUNTRUST BANKS INC STI · Entity 106623 | Disposition to issuerPhantom Stock Units · Derivative | 85,557.92 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000750556-19-000234 · edgar.xml · derivative · entry 18 ROGERS WILLIAM H JR · CIK 0001182002 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 85,557.92 shares Expires 2020-02-14 F22 · derivative.exercise_price: Represents performance-vested restricted stock units, each convertible into one share of SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust performance-vested restricted stock unit automatically converted into a BB&T restricted stock unit convertible into shares of BB&T common stock, with the underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Each BB&T restricted stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust performance-vested restricted stock unit immediately prior to the effective time of the Merger. F23 · price: These performance-vested restricted stock units were replaced with BB&T restricted stock units convertible into an aggregate of 110,798 shares of BB&T common stock. Read SEC document |
| December 06, 2019 Filed Dec 9, 2019 16:33 UTC | SUNTRUST BANKS INC STI · Entity 106623 | GrantPhantom Stock Units · Derivative | 75,209.472 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000750556-19-000234 · edgar.xml · derivative · entry 17 ROGERS WILLIAM H JR · CIK 0001182002 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,209.472 Underlying: Common Stock · 75,209.472 shares Expires 2021-02-13 F21 · derivative.exercise_price: Represents performance-vested restricted stock units, each convertible into one share of SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan. Transaction represents the satisfaction of all performance vesting conditions in connection with the Merger pursuant to the terms of the Merger Agreement. Awards remain subject to service-based vesting requirements, including a one-year deferral for awards as a result of performance-vesting conditions being met in excess of 130% of target. F22 · price: Represents performance-vested restricted stock units, each convertible into one share of SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust performance-vested restricted stock unit automatically converted into a BB&T restricted stock unit convertible into shares of BB&T common stock, with the underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Each BB&T restricted stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust performance-vested restricted stock unit immediately prior to the effective time of the Merger. Read SEC document |
| December 06, 2019 Filed Dec 9, 2019 16:33 UTC | SUNTRUST BANKS INC STI · Entity 106623 | GrantPhantom Stock Units · Derivative | 85,557.92 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000750556-19-000234 · edgar.xml · derivative · entry 16 ROGERS WILLIAM H JR · CIK 0001182002 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,557.92 Underlying: Common Stock · 85,557.92 shares Expires 2020-02-14 F21 · derivative.exercise_price: Represents performance-vested restricted stock units, each convertible into one share of SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan. Transaction represents the satisfaction of all performance vesting conditions in connection with the Merger pursuant to the terms of the Merger Agreement. Awards remain subject to service-based vesting requirements, including a one-year deferral for awards as a result of performance-vesting conditions being met in excess of 130% of target. F21 · price: Represents performance-vested restricted stock units, each convertible into one share of SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan. Transaction represents the satisfaction of all performance vesting conditions in connection with the Merger pursuant to the terms of the Merger Agreement. Awards remain subject to service-based vesting requirements, including a one-year deferral for awards as a result of performance-vesting conditions being met in excess of 130% of target. Read SEC document |
| December 06, 2019 Filed Dec 9, 2019 16:33 UTC | SUNTRUST BANKS INC STI · Entity 106623 | Disposition to issuerPhantom Stock Units · Derivative | 1,968.1452 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000750556-19-000234 · edgar.xml · derivative · entry 15 ROGERS WILLIAM H JR · CIK 0001182002 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,968.1452 shares Expires not disclosed F19 · derivative.exercise_price: Represents phantom stock units under the SunTrust Banks, Inc. Deferred Compensation Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust phantom stock unit automatically converted into a BB&T phantom stock unit in respect of shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Each BB&T phantom stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust phantom stock unit immediately prior to the effective time of the Merger. F20 · price: These phantom stock units were replaced with BB&T phantom stock units in respect of an aggregate 2,549 shares of BB&T common stock. F19 · derivative.exercise_date: Represents phantom stock units under the SunTrust Banks, Inc. Deferred Compensation Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust phantom stock unit automatically converted into a BB&T phantom stock unit in respect of shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Each BB&T phantom stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust phantom stock unit immediately prior to the effective time of the Merger. F19 · derivative.expiration_date: Represents phantom stock units under the SunTrust Banks, Inc. Deferred Compensation Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust phantom stock unit automatically converted into a BB&T phantom stock unit in respect of shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Each BB&T phantom stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust phantom stock unit immediately prior to the effective time of the Merger. Read SEC document |
| December 06, 2019 Filed Dec 9, 2019 16:33 UTC | SUNTRUST BANKS INC STI · Entity 106623 | Disposition to issuerPhantom Stock Units · Derivative | 10,567.36 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000750556-19-000234 · edgar.xml · derivative · entry 14 ROGERS WILLIAM H JR · CIK 0001182002 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,567.36 shares Expires 2019-02-09 F16 · derivative.exercise_price: Represents performance-vested restricted stock units, each convertible into one share of SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan. The performance-vesting conditions applicable to these restricted stock units have been previously satisfied but, in accordance with terms of the award agreement governing these restricted stock units, the amount listed is subject to a one-year deferral beginning on February 9, 2019. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust performance-vested restricted stock unit automatically converted into a BB&T restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. F17 · derivative.exercise_price: Each BB&T restricted stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust performance-based restricted stock units immediately prior to the effective time of the Merger. F18 · price: These performance-vested restricted stock units were replaced with BB&T restricted stock units convertible into an aggregate 13,685 shares of BB&T common stock. Read SEC document |
| December 06, 2019 Filed Dec 9, 2019 16:33 UTC | SUNTRUST BANKS INC STI · Entity 106623 | Disposition to issuerPhantom Stock Units · Derivative | 8,210.397 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000750556-19-000234 · edgar.xml · derivative · entry 13 ROGERS WILLIAM H JR · CIK 0001182002 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,210.397 shares Expires 2020-02-14 F9 · derivative.exercise_price: Represents time-vested restricted stock units, each convertible into one share of SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Each BB&T time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger. F15 · price: These time-vested restricted stock units were replaced with BB&T time-vested restricted stock units convertible into an aggregate of 10,632 shares of BB&T common stock. Read SEC document |
| December 06, 2019 Filed Dec 9, 2019 16:33 UTC | SUNTRUST BANKS INC STI · Entity 106623 | Disposition to issuerPhantom Stock Units · Derivative | 34,677.443 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000750556-19-000234 · edgar.xml · derivative · entry 12 ROGERS WILLIAM H JR · CIK 0001182002 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 34,677.443 shares Expires 2022-02-08 F9 · derivative.exercise_price: Represents time-vested restricted stock units, each convertible into one share of SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Each BB&T time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger. F14 · price: These time-vested restricted stock units were replaced with BB&T time-vested restricted stock units convertible into an aggregate of 44,907 shares of BB&T common stock. Read SEC document |
| December 06, 2019 Filed Dec 9, 2019 16:33 UTC | SUNTRUST BANKS INC STI · Entity 106623 | Disposition to issuerPhantom Stock Units · Derivative | 34,678.469 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000750556-19-000234 · edgar.xml · derivative · entry 11 ROGERS WILLIAM H JR · CIK 0001182002 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 34,678.469 shares Expires 2021-02-08 F9 · derivative.exercise_price: Represents time-vested restricted stock units, each convertible into one share of SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Each BB&T time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger. F13 · price: These time-vested restricted stock units were replaced with BB&T time-vested restricted stock units convertible into an aggregate of 44,909 shares of BB&T common stock. Read SEC document |
| December 06, 2019 Filed Dec 9, 2019 16:33 UTC | SUNTRUST BANKS INC STI · Entity 106623 | Disposition to issuerPhantom Stock Units · Derivative | 34,679.501 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000750556-19-000234 · edgar.xml · derivative · entry 10 ROGERS WILLIAM H JR · CIK 0001182002 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 34,679.501 shares Expires 2020-02-08 F9 · derivative.exercise_price: Represents time-vested restricted stock units, each convertible into one share of SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Each BB&T time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger. F12 · price: These time-vested restricted stock units were replaced with BB&T time-vested restricted stock units convertible into an aggregate of 44,910 shares of BB&T common stock. Read SEC document |
| December 06, 2019 Filed Dec 9, 2019 16:33 UTC | SUNTRUST BANKS INC STI · Entity 106623 | Disposition to issuerPhantom Stock Units · Derivative | 8,128.49 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000750556-19-000234 · edgar.xml · derivative · entry 9 ROGERS WILLIAM H JR · CIK 0001182002 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,128.49 shares Expires 2021-02-13 F9 · derivative.exercise_price: Represents time-vested restricted stock units, each convertible into one share of SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Each BB&T time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger. F11 · price: These time-vested restricted stock units were replaced with BB&T time-vested restricted stock units convertible into an aggregate of 10,526 shares of BB&T common stock. Read SEC document |
| December 06, 2019 Filed Dec 9, 2019 16:33 UTC | SUNTRUST BANKS INC STI · Entity 106623 | Disposition to issuerPhantom Stock Units · Derivative | 8,129.55 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000750556-19-000234 · edgar.xml · derivative · entry 8 ROGERS WILLIAM H JR · CIK 0001182002 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,129.55 shares Expires 2020-02-13 F9 · derivative.exercise_price: Represents time-vested restricted stock units, each convertible into one share of SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Each BB&T time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger. F10 · price: These time-vested restricted stock units were replaced with BB&T time-vested restricted stock units convertible into an aggregate of 10,528 shares of BB&T common stock. Read SEC document |
| December 06, 2019 Filed Dec 9, 2019 16:33 UTC | SUNTRUST BANKS INC STI · Entity 106623 | Disposition to issuerOption · Derivative | 36,706 | Not disclosed Strike: $27.41 | Not disclosed |
DisclosureSEC source: 0000750556-19-000234 · edgar.xml · derivative · entry 7 ROGERS WILLIAM H JR · CIK 0001182002 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 36,706 shares Expires 2023-02-26 F8 · price: This option was replaced with an option to purchase 47,534 shares of BB&T common stock at an exercise price of $21.17 per share. F3 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding and unexercised option to purchase shares of SunTrust common stock automatically converted into an option to purchase shares of BB&T common stock, with the number of underlying shares and the exercise price determined as set forth in the Merger Agreement. Each option to purchase shares of BB&T common stock is subject to the same terms and conditions (including vesting and exercisability terms) as the corresponding option to purchase shares of SunTrust common stock immediately prior to the effective time of the Merger. Read SEC document |
| December 06, 2019 Filed Dec 9, 2019 16:33 UTC | SUNTRUST BANKS INC STI · Entity 106623 | Disposition to issuerOption · Derivative | 36,707 | Not disclosed Strike: $27.41 | Not disclosed |
DisclosureSEC source: 0000750556-19-000234 · edgar.xml · derivative · entry 6 ROGERS WILLIAM H JR · CIK 0001182002 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 36,707 shares Expires 2023-02-26 F7 · price: This option was replaced with an option to purchase 47,535 shares of BB&T common stock at an exercise price of $21.17 per share. F3 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding and unexercised option to purchase shares of SunTrust common stock automatically converted into an option to purchase shares of BB&T common stock, with the number of underlying shares and the exercise price determined as set forth in the Merger Agreement. Each option to purchase shares of BB&T common stock is subject to the same terms and conditions (including vesting and exercisability terms) as the corresponding option to purchase shares of SunTrust common stock immediately prior to the effective time of the Merger. Read SEC document |
| December 06, 2019 Filed Dec 9, 2019 16:33 UTC | SUNTRUST BANKS INC STI · Entity 106623 | Disposition to issuerOption · Derivative | 36,708 | Not disclosed Strike: $27.41 | Not disclosed |
DisclosureSEC source: 0000750556-19-000234 · edgar.xml · derivative · entry 5 ROGERS WILLIAM H JR · CIK 0001182002 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 36,708 shares Expires 2023-02-26 F6 · price: This option was replaced with an option to purchase 47,536 shares of BB&T common stock at an exercise price of $21.17 per share. F3 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding and unexercised option to purchase shares of SunTrust common stock automatically converted into an option to purchase shares of BB&T common stock, with the number of underlying shares and the exercise price determined as set forth in the Merger Agreement. Each option to purchase shares of BB&T common stock is subject to the same terms and conditions (including vesting and exercisability terms) as the corresponding option to purchase shares of SunTrust common stock immediately prior to the effective time of the Merger. Read SEC document |
| December 06, 2019 Filed Dec 9, 2019 16:33 UTC | SUNTRUST BANKS INC STI · Entity 106623 | Disposition to issuerOption · Derivative | 136,200 | Not disclosed Strike: $21.67 | Not disclosed |
DisclosureSEC source: 0000750556-19-000234 · edgar.xml · derivative · entry 4 ROGERS WILLIAM H JR · CIK 0001182002 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 136,200 shares Expires 2022-02-14 F5 · price: This option was replaced with an option to purchase 176,379 shares of BB&T common stock at an exercise price of $16.74 per share. F3 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding and unexercised option to purchase shares of SunTrust common stock automatically converted into an option to purchase shares of BB&T common stock, with the number of underlying shares and the exercise price determined as set forth in the Merger Agreement. Each option to purchase shares of BB&T common stock is subject to the same terms and conditions (including vesting and exercisability terms) as the corresponding option to purchase shares of SunTrust common stock immediately prior to the effective time of the Merger. Read SEC document |
| December 06, 2019 Filed Dec 9, 2019 16:33 UTC | SUNTRUST BANKS INC STI · Entity 106623 | Disposition to issuerOption · Derivative | 84,439 | Not disclosed Strike: $29.20 | Not disclosed |
DisclosureSEC source: 0000750556-19-000234 · edgar.xml · derivative · entry 3 ROGERS WILLIAM H JR · CIK 0001182002 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 84,439 shares Expires 2021-04-01 F4 · price: This option was replaced with an option to purchase 109,348 shares of BB&T common stock at an exercise price of $22.55 per share. F3 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding and unexercised option to purchase shares of SunTrust common stock automatically converted into an option to purchase shares of BB&T common stock, with the number of underlying shares and the exercise price determined as set forth in the Merger Agreement. Each option to purchase shares of BB&T common stock is subject to the same terms and conditions (including vesting and exercisability terms) as the corresponding option to purchase shares of SunTrust common stock immediately prior to the effective time of the Merger. Read SEC document |
| December 06, 2019 Filed Dec 9, 2019 16:33 UTC | SUNTRUST BANKS INC STI · Entity 106623 | Disposition to issuerCommon Stock | 8,087.2456 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000750556-19-000234 · edgar.xml · nonDerivative · entry 2 ROGERS WILLIAM H JR · CIK 0001182002 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · 401(k) Disclosed balance after: 0 F1 · price: Disposed of in connection with the Agreement and Plan of Merger by and between SunTrust Banks, Inc. ("SunTrust") and BB&T Corporation ("BB&T"), dated February 7, 2019 and amended as of June 14, 2019 (the "Merger Agreement"), pursuant to which SunTrust was merged with and into BB&T, effective December 6, 2019 (the "Merger"). Pursuant to the Merger, each issued and outstanding share of SunTrust common stock was exchanged for 1.295 shares of BB&T common stock. The closing price of BB&T common stock on the New York Stock Exchange on the effective date of the Merger was $54.24. As a result of the Merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of SunTrust common stock. F2 · ownership.nature: Because the stock fund component of the 401(k) Plan is accounted for in unit accounting, the number of share equivalents varies based on the closing price of SunTrust stock on the applicable measurement date. Read SEC document |
| December 06, 2019 Filed Dec 9, 2019 16:33 UTC | SUNTRUST BANKS INC STI · Entity 106623 | Disposition to issuerCommon Stock | 666,320.81 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000750556-19-000234 · edgar.xml · nonDerivative · entry 1 ROGERS WILLIAM H JR · CIK 0001182002 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Disposed of in connection with the Agreement and Plan of Merger by and between SunTrust Banks, Inc. ("SunTrust") and BB&T Corporation ("BB&T"), dated February 7, 2019 and amended as of June 14, 2019 (the "Merger Agreement"), pursuant to which SunTrust was merged with and into BB&T, effective December 6, 2019 (the "Merger"). Pursuant to the Merger, each issued and outstanding share of SunTrust common stock was exchanged for 1.295 shares of BB&T common stock. The closing price of BB&T common stock on the New York Stock Exchange on the effective date of the Merger was $54.24. As a result of the Merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of SunTrust common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.