person · Reporting owner

ROGERS WILLIAM H JR

Disclosed activity across 2 companies

Tapewire entity: 29237
SEC CIK: 0001182002

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
TRUIST FINANCIAL CORPTFC · Entity 1440	Director · Chairman & CEO	July 20, 2026	July 22, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

TRUIST FINANCIAL CORP

Report date July 20, 2026 · Filed July 22, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy 2023 GRAT	0	Reported balance After 2026-07-20 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2026-07-20 · Sale · Disposed 13,250 · Balance 0 F1: On July 20, 2026, a grantor retained annuity trust ("GRAT") for the benefit of the reporting person and his adult children sold 13,250 shares of Truist common stock in connection with the pre-established termination of the GRAT on July 21, 2026. On July 21, 2026, the GRAT also made a final annuity payment to the reporting person consisting of 72,320 shares of Truist common stock, and this Form 4 reflects the change in the form of the reporting person's beneficial ownership of those shares from indirect to direct beneficial ownership.
Common StockSEC Table I · non-derivative	Direct	1,040,536.834	Reported balance Holding disclosure · report date 2026-07-20 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 1,040,536.834 F1: On July 20, 2026, a grantor retained annuity trust ("GRAT") for the benefit of the reporting person and his adult children sold 13,250 shares of Truist common stock in connection with the pre-established termination of the GRAT on July 21, 2026. On July 21, 2026, the GRAT also made a final annuity payment to the reporting person consisting of 72,320 shares of Truist common stock, and this Form 4 reflects the change in the form of the reporting person's beneficial ownership of those shares from indirect to direct beneficial ownership.
Common StockSEC Table I · non-derivative	IndirectBy 401(k)	13,807.398	Reported balance Holding disclosure · report date 2026-07-20 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 13,807.398 F2: Includes shares acquired as a result of dividend reinvestment since the last reported transaction.
Common StockSEC Table I · non-derivative	IndirectBy Trust	185,000	Reported balance Holding disclosure · report date 2026-07-20 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 185,000
Phantom Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2000-01-01	Direct	3,412.232	Reported balance Holding disclosure · report date 2026-07-20 · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · Balance 3,412.232 F3: Represents phantom stock units under the Truist Financial Corporation Non-Qualified Defined Contribution Plan. F2: Includes shares acquired as a result of dividend reinvestment since the last reported transaction.
Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2029-03-15	Direct	84,913	Reported balance Holding disclosure · report date 2026-07-20 · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · Balance 84,913 F4: On February 24, 2025, the reporting person was granted 84,913 restricted stock units, vesting in three equal installments on March 15, 2027, March 15, 2028, and March 15, 2029. Each restricted stock unit represents a right to receive one share of TFC common stock.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	76,861	Reported balance Holding disclosure · report date 2026-07-20 · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · Balance 76,861 F5: On February 23, 2026, the reporting person was granted 76,861 restricted stock units, vesting in three equal installments on March 15, 2028, March 15, 2029, and March 15, 2030. Each restricted stock unit represents a right to receive one share of TFC common stock.

Filing footnotes · ownership attribution and instrument terms

F1: On July 20, 2026, a grantor retained annuity trust ("GRAT") for the benefit of the reporting person and his adult children sold 13,250 shares of Truist common stock in connection with the pre-established termination of the GRAT on July 21, 2026. On July 21, 2026, the GRAT also made a final annuity payment to the reporting person consisting of 72,320 shares of Truist common stock, and this Form 4 reflects the change in the form of the reporting person's beneficial ownership of those shares from indirect to direct beneficial ownership.

F2: Includes shares acquired as a result of dividend reinvestment since the last reported transaction.

F3: Represents phantom stock units under the Truist Financial Corporation Non-Qualified Defined Contribution Plan.

F4: On February 24, 2025, the reporting person was granted 84,913 restricted stock units, vesting in three equal installments on March 15, 2027, March 15, 2028, and March 15, 2029. Each restricted stock unit represents a right to receive one share of TFC common stock.

F5: On February 23, 2026, the reporting person was granted 76,861 restricted stock units, vesting in three equal installments on March 15, 2028, March 15, 2029, and March 15, 2030. Each restricted stock unit represents a right to receive one share of TFC common stock.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

SUNTRUST BANKS INC

Report date December 06, 2019 · Filed December 09, 2019

Section 16 reporting ended · disclosed 2019-12-09. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2019-12-06 transaction · row 1 1 source row Row 1 · 2019-12-06 · Disposition to issuer · Disposed 666,320.81 · Balance 0 F1: Disposed of in connection with the Agreement and Plan of Merger by and between SunTrust Banks, Inc. ("SunTrust") and BB&T Corporation ("BB&T"), dated February 7, 2019 and amended as of June 14, 2019 (the "Merger Agreement"), pursuant to which SunTrust was merged with and into BB&T, effective December 6, 2019 (the "Merger"). Pursuant to the Merger, each issued and outstanding share of SunTrust common stock was exchanged for 1.295 shares of BB&T common stock. The closing price of BB&T common stock on the New York Stock Exchange on the effective date of the Merger was $54.24. As a result of the Merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of SunTrust common stock.
Common StockSEC Table I · non-derivative	Indirect401(k)	0	Reported balance After 2019-12-06 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2019-12-06 · Disposition to issuer · Disposed 8,087.2456 · Balance 0 F1: Disposed of in connection with the Agreement and Plan of Merger by and between SunTrust Banks, Inc. ("SunTrust") and BB&T Corporation ("BB&T"), dated February 7, 2019 and amended as of June 14, 2019 (the "Merger Agreement"), pursuant to which SunTrust was merged with and into BB&T, effective December 6, 2019 (the "Merger"). Pursuant to the Merger, each issued and outstanding share of SunTrust common stock was exchanged for 1.295 shares of BB&T common stock. The closing price of BB&T common stock on the New York Stock Exchange on the effective date of the Merger was $54.24. As a result of the Merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of SunTrust common stock. F2: Because the stock fund component of the 401(k) Plan is accounted for in unit accounting, the number of share equivalents varies based on the closing price of SunTrust stock on the applicable measurement date.
OptionSEC Table II · derivative / convertible security · Conversion / exercise price $29.20 · Expires 2021-04-01	Direct	0	Reported balance After 2019-12-06 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2019-12-06 · Disposition to issuer · Disposed 84,439 · Balance 0 F4: This option was replaced with an option to purchase 109,348 shares of BB&T common stock at an exercise price of $22.55 per share. F3: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding and unexercised option to purchase shares of SunTrust common stock automatically converted into an option to purchase shares of BB&T common stock, with the number of underlying shares and the exercise price determined as set forth in the Merger Agreement. Each option to purchase shares of BB&T common stock is subject to the same terms and conditions (including vesting and exercisability terms) as the corresponding option to purchase shares of SunTrust common stock immediately prior to the effective time of the Merger.
OptionSEC Table II · derivative / convertible security · Conversion / exercise price $21.67 · Expires 2022-02-14	Direct	0	Reported balance After 2019-12-06 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2019-12-06 · Disposition to issuer · Disposed 136,200 · Balance 0 F5: This option was replaced with an option to purchase 176,379 shares of BB&T common stock at an exercise price of $16.74 per share. F3: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding and unexercised option to purchase shares of SunTrust common stock automatically converted into an option to purchase shares of BB&T common stock, with the number of underlying shares and the exercise price determined as set forth in the Merger Agreement. Each option to purchase shares of BB&T common stock is subject to the same terms and conditions (including vesting and exercisability terms) as the corresponding option to purchase shares of SunTrust common stock immediately prior to the effective time of the Merger.
OptionSEC Table II · derivative / convertible security · Conversion / exercise price $27.41 · Expires 2023-02-26	Direct	0	Reported balance After 2019-12-06 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2019-12-06 · Disposition to issuer · Disposed 36,708 · Balance 0 F6: This option was replaced with an option to purchase 47,536 shares of BB&T common stock at an exercise price of $21.17 per share. F3: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding and unexercised option to purchase shares of SunTrust common stock automatically converted into an option to purchase shares of BB&T common stock, with the number of underlying shares and the exercise price determined as set forth in the Merger Agreement. Each option to purchase shares of BB&T common stock is subject to the same terms and conditions (including vesting and exercisability terms) as the corresponding option to purchase shares of SunTrust common stock immediately prior to the effective time of the Merger.
OptionSEC Table II · derivative / convertible security · Conversion / exercise price $27.41 · Expires 2023-02-26	Direct	0	Reported balance After 2019-12-06 transaction · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · 2019-12-06 · Disposition to issuer · Disposed 36,707 · Balance 0 F7: This option was replaced with an option to purchase 47,535 shares of BB&T common stock at an exercise price of $21.17 per share. F3: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding and unexercised option to purchase shares of SunTrust common stock automatically converted into an option to purchase shares of BB&T common stock, with the number of underlying shares and the exercise price determined as set forth in the Merger Agreement. Each option to purchase shares of BB&T common stock is subject to the same terms and conditions (including vesting and exercisability terms) as the corresponding option to purchase shares of SunTrust common stock immediately prior to the effective time of the Merger.
OptionSEC Table II · derivative / convertible security · Conversion / exercise price $27.41 · Expires 2023-02-26	Direct	0	Reported balance After 2019-12-06 transaction · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · 2019-12-06 · Disposition to issuer · Disposed 36,706 · Balance 0 F8: This option was replaced with an option to purchase 47,534 shares of BB&T common stock at an exercise price of $21.17 per share. F3: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding and unexercised option to purchase shares of SunTrust common stock automatically converted into an option to purchase shares of BB&T common stock, with the number of underlying shares and the exercise price determined as set forth in the Merger Agreement. Each option to purchase shares of BB&T common stock is subject to the same terms and conditions (including vesting and exercisability terms) as the corresponding option to purchase shares of SunTrust common stock immediately prior to the effective time of the Merger.
Phantom Stock UnitsSEC Table II · derivative / convertible security · Expires 2020-02-13	Direct	0	Reported balance After 2019-12-06 transaction · row 8 Instrument identity requires review; Table II rows are not merged. 1 source row Row 8 · 2019-12-06 · Disposition to issuer · Disposed 8,129.55 · Balance 0 F9: Represents time-vested restricted stock units, each convertible into one share of SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Each BB&T time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger. F10: These time-vested restricted stock units were replaced with BB&T time-vested restricted stock units convertible into an aggregate of 10,528 shares of BB&T common stock.
Phantom Stock UnitsSEC Table II · derivative / convertible security · Expires 2021-02-13	Direct	0	Reported balance After 2019-12-06 transaction · row 9 Instrument identity requires review; Table II rows are not merged. 1 source row Row 9 · 2019-12-06 · Disposition to issuer · Disposed 8,128.49 · Balance 0 F9: Represents time-vested restricted stock units, each convertible into one share of SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Each BB&T time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger. F11: These time-vested restricted stock units were replaced with BB&T time-vested restricted stock units convertible into an aggregate of 10,526 shares of BB&T common stock.
Phantom Stock UnitsSEC Table II · derivative / convertible security · Expires 2020-02-08	Direct	0	Reported balance After 2019-12-06 transaction · row 10 Instrument identity requires review; Table II rows are not merged. 1 source row Row 10 · 2019-12-06 · Disposition to issuer · Disposed 34,679.501 · Balance 0 F9: Represents time-vested restricted stock units, each convertible into one share of SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Each BB&T time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger. F12: These time-vested restricted stock units were replaced with BB&T time-vested restricted stock units convertible into an aggregate of 44,910 shares of BB&T common stock.
Phantom Stock UnitsSEC Table II · derivative / convertible security · Expires 2021-02-08	Direct	0	Reported balance After 2019-12-06 transaction · row 11 Instrument identity requires review; Table II rows are not merged. 1 source row Row 11 · 2019-12-06 · Disposition to issuer · Disposed 34,678.469 · Balance 0 F9: Represents time-vested restricted stock units, each convertible into one share of SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Each BB&T time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger. F13: These time-vested restricted stock units were replaced with BB&T time-vested restricted stock units convertible into an aggregate of 44,909 shares of BB&T common stock.
Phantom Stock UnitsSEC Table II · derivative / convertible security · Expires 2022-02-08	Direct	0	Reported balance After 2019-12-06 transaction · row 12 Instrument identity requires review; Table II rows are not merged. 1 source row Row 12 · 2019-12-06 · Disposition to issuer · Disposed 34,677.443 · Balance 0 F9: Represents time-vested restricted stock units, each convertible into one share of SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Each BB&T time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger. F14: These time-vested restricted stock units were replaced with BB&T time-vested restricted stock units convertible into an aggregate of 44,907 shares of BB&T common stock.
Phantom Stock UnitsSEC Table II · derivative / convertible security · Expires 2020-02-14	Direct	0	Reported balance After 2019-12-06 transaction · row 13 Instrument identity requires review; Table II rows are not merged. 1 source row Row 13 · 2019-12-06 · Disposition to issuer · Disposed 8,210.397 · Balance 0 F9: Represents time-vested restricted stock units, each convertible into one share of SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Each BB&T time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger. F15: These time-vested restricted stock units were replaced with BB&T time-vested restricted stock units convertible into an aggregate of 10,632 shares of BB&T common stock.
Phantom Stock UnitsSEC Table II · derivative / convertible security · Expires 2019-02-09	Direct	0	Reported balance After 2019-12-06 transaction · row 14 Instrument identity requires review; Table II rows are not merged. 1 source row Row 14 · 2019-12-06 · Disposition to issuer · Disposed 10,567.36 · Balance 0 F16: Represents performance-vested restricted stock units, each convertible into one share of SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan. The performance-vesting conditions applicable to these restricted stock units have been previously satisfied but, in accordance with terms of the award agreement governing these restricted stock units, the amount listed is subject to a one-year deferral beginning on February 9, 2019. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust performance-vested restricted stock unit automatically converted into a BB&T restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. F17: Each BB&T restricted stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust performance-based restricted stock units immediately prior to the effective time of the Merger. F18: These performance-vested restricted stock units were replaced with BB&T restricted stock units convertible into an aggregate 13,685 shares of BB&T common stock.
Phantom Stock UnitsSEC Table II · derivative / convertible security	Direct	0	Reported balance After 2019-12-06 transaction · row 15 Instrument identity requires review; Table II rows are not merged. 1 source row Row 15 · 2019-12-06 · Disposition to issuer · Disposed 1,968.1452 · Balance 0 F19: Represents phantom stock units under the SunTrust Banks, Inc. Deferred Compensation Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust phantom stock unit automatically converted into a BB&T phantom stock unit in respect of shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Each BB&T phantom stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust phantom stock unit immediately prior to the effective time of the Merger. F20: These phantom stock units were replaced with BB&T phantom stock units in respect of an aggregate 2,549 shares of BB&T common stock.
Phantom Stock UnitsSEC Table II · derivative / convertible security · Expires 2020-02-14	Direct	85,557.92	Reported balance After 2019-12-06 transaction · row 16 Instrument identity requires review; Table II rows are not merged. 1 source row Row 16 · 2019-12-06 · Grant · Acquired 85,557.92 · Balance 85,557.92 F21: Represents performance-vested restricted stock units, each convertible into one share of SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan. Transaction represents the satisfaction of all performance vesting conditions in connection with the Merger pursuant to the terms of the Merger Agreement. Awards remain subject to service-based vesting requirements, including a one-year deferral for awards as a result of performance-vesting conditions being met in excess of 130% of target.
Phantom Stock UnitsSEC Table II · derivative / convertible security · Expires 2021-02-13	Direct	75,209.472	Reported balance After 2019-12-06 transaction · row 17 Instrument identity requires review; Table II rows are not merged. 1 source row Row 17 · 2019-12-06 · Grant · Acquired 75,209.472 · Balance 75,209.472 F21: Represents performance-vested restricted stock units, each convertible into one share of SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan. Transaction represents the satisfaction of all performance vesting conditions in connection with the Merger pursuant to the terms of the Merger Agreement. Awards remain subject to service-based vesting requirements, including a one-year deferral for awards as a result of performance-vesting conditions being met in excess of 130% of target. F22: Represents performance-vested restricted stock units, each convertible into one share of SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust performance-vested restricted stock unit automatically converted into a BB&T restricted stock unit convertible into shares of BB&T common stock, with the underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Each BB&T restricted stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust performance-vested restricted stock unit immediately prior to the effective time of the Merger.
Phantom Stock UnitsSEC Table II · derivative / convertible security · Expires 2020-02-14	Direct	0	Reported balance After 2019-12-06 transaction · row 18 Instrument identity requires review; Table II rows are not merged. 1 source row Row 18 · 2019-12-06 · Disposition to issuer · Disposed 85,557.92 · Balance 0 F22: Represents performance-vested restricted stock units, each convertible into one share of SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust performance-vested restricted stock unit automatically converted into a BB&T restricted stock unit convertible into shares of BB&T common stock, with the underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Each BB&T restricted stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust performance-vested restricted stock unit immediately prior to the effective time of the Merger. F23: These performance-vested restricted stock units were replaced with BB&T restricted stock units convertible into an aggregate of 110,798 shares of BB&T common stock.
Phantom Stock UnitsSEC Table II · derivative / convertible security · Expires 2021-02-13	Direct	0	Reported balance After 2019-12-06 transaction · row 19 Instrument identity requires review; Table II rows are not merged. 1 source row Row 19 · 2019-12-06 · Disposition to issuer · Disposed 75,209.472 · Balance 0 F22: Represents performance-vested restricted stock units, each convertible into one share of SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust performance-vested restricted stock unit automatically converted into a BB&T restricted stock unit convertible into shares of BB&T common stock, with the underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Each BB&T restricted stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust performance-vested restricted stock unit immediately prior to the effective time of the Merger. F24: These performance-vested restricted stock units were replaced with BB&T restricted stock units convertible into an aggregate of 97,396 shares of BB&T common stock.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of in connection with the Agreement and Plan of Merger by and between SunTrust Banks, Inc. ("SunTrust") and BB&T Corporation ("BB&T"), dated February 7, 2019 and amended as of June 14, 2019 (the "Merger Agreement"), pursuant to which SunTrust was merged with and into BB&T, effective December 6, 2019 (the "Merger"). Pursuant to the Merger, each issued and outstanding share of SunTrust common stock was exchanged for 1.295 shares of BB&T common stock. The closing price of BB&T common stock on the New York Stock Exchange on the effective date of the Merger was $54.24. As a result of the Merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of SunTrust common stock.

F2: Because the stock fund component of the 401(k) Plan is accounted for in unit accounting, the number of share equivalents varies based on the closing price of SunTrust stock on the applicable measurement date.

F3: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding and unexercised option to purchase shares of SunTrust common stock automatically converted into an option to purchase shares of BB&T common stock, with the number of underlying shares and the exercise price determined as set forth in the Merger Agreement. Each option to purchase shares of BB&T common stock is subject to the same terms and conditions (including vesting and exercisability terms) as the corresponding option to purchase shares of SunTrust common stock immediately prior to the effective time of the Merger.

F4: This option was replaced with an option to purchase 109,348 shares of BB&T common stock at an exercise price of $22.55 per share.

F5: This option was replaced with an option to purchase 176,379 shares of BB&T common stock at an exercise price of $16.74 per share.

F6: This option was replaced with an option to purchase 47,536 shares of BB&T common stock at an exercise price of $21.17 per share.

F7: This option was replaced with an option to purchase 47,535 shares of BB&T common stock at an exercise price of $21.17 per share.

F8: This option was replaced with an option to purchase 47,534 shares of BB&T common stock at an exercise price of $21.17 per share.

F9: Represents time-vested restricted stock units, each convertible into one share of SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Each BB&T time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

F10: These time-vested restricted stock units were replaced with BB&T time-vested restricted stock units convertible into an aggregate of 10,528 shares of BB&T common stock.

F11: These time-vested restricted stock units were replaced with BB&T time-vested restricted stock units convertible into an aggregate of 10,526 shares of BB&T common stock.

F12: These time-vested restricted stock units were replaced with BB&T time-vested restricted stock units convertible into an aggregate of 44,910 shares of BB&T common stock.

F13: These time-vested restricted stock units were replaced with BB&T time-vested restricted stock units convertible into an aggregate of 44,909 shares of BB&T common stock.

F14: These time-vested restricted stock units were replaced with BB&T time-vested restricted stock units convertible into an aggregate of 44,907 shares of BB&T common stock.

F15: These time-vested restricted stock units were replaced with BB&T time-vested restricted stock units convertible into an aggregate of 10,632 shares of BB&T common stock.

F16: Represents performance-vested restricted stock units, each convertible into one share of SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan. The performance-vesting conditions applicable to these restricted stock units have been previously satisfied but, in accordance with terms of the award agreement governing these restricted stock units, the amount listed is subject to a one-year deferral beginning on February 9, 2019. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust performance-vested restricted stock unit automatically converted into a BB&T restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement.

F17: Each BB&T restricted stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust performance-based restricted stock units immediately prior to the effective time of the Merger.

F18: These performance-vested restricted stock units were replaced with BB&T restricted stock units convertible into an aggregate 13,685 shares of BB&T common stock.

F19: Represents phantom stock units under the SunTrust Banks, Inc. Deferred Compensation Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust phantom stock unit automatically converted into a BB&T phantom stock unit in respect of shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Each BB&T phantom stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust phantom stock unit immediately prior to the effective time of the Merger.

F20: These phantom stock units were replaced with BB&T phantom stock units in respect of an aggregate 2,549 shares of BB&T common stock.

F21: Represents performance-vested restricted stock units, each convertible into one share of SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan. Transaction represents the satisfaction of all performance vesting conditions in connection with the Merger pursuant to the terms of the Merger Agreement. Awards remain subject to service-based vesting requirements, including a one-year deferral for awards as a result of performance-vesting conditions being met in excess of 130% of target.

F22: Represents performance-vested restricted stock units, each convertible into one share of SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust performance-vested restricted stock unit automatically converted into a BB&T restricted stock unit convertible into shares of BB&T common stock, with the underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Each BB&T restricted stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust performance-vested restricted stock unit immediately prior to the effective time of the Merger.

F23: These performance-vested restricted stock units were replaced with BB&T restricted stock units convertible into an aggregate of 110,798 shares of BB&T common stock.

F24: These performance-vested restricted stock units were replaced with BB&T restricted stock units convertible into an aggregate of 97,396 shares of BB&T common stock.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
July 20, 2026 Filed Jul 22, 2026 15:57 UTC	TRUIST FINANCIAL CORP TFC · Entity 1440	SaleCommon Stock	13,250	$52.36	$693,809.75	Disclosure SEC source: 0001182002-26-000006 · f4_a1eus000009ovg5mak-live.xml · nonDerivative · entry 1 ROGERS WILLIAM H JR · CIK 0001182002 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Indirect · By 2023 GRAT Disclosed balance after: 0 F1 · balance_after: On July 20, 2026, a grantor retained annuity trust ("GRAT") for the benefit of the reporting person and his adult children sold 13,250 shares of Truist common stock in connection with the pre-established termination of the GRAT on July 21, 2026. On July 21, 2026, the GRAT also made a final annuity payment to the reporting person consisting of 72,320 shares of Truist common stock, and this Form 4 reflects the change in the form of the reporting person's beneficial ownership of those shares from indirect to direct beneficial ownership. Read SEC document
March 13, 2026 Filed Mar 17, 2026 19:45 UTC	TRUIST FINANCIAL CORP TFC · Entity 1440	Tax withholdingCommon Stock	32,861	$43.83	$1,440,297.63	Disclosure SEC source: 0001182002-26-000004 · f4_a1eus000008fjlbma0-live.xml · nonDerivative · entry 1 ROGERS WILLIAM H JR · CIK 0001182002 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 968,216.834 Read SEC document
February 23, 2026 Filed Feb 25, 2026 19:18 UTC	TRUIST FINANCIAL CORP TFC · Entity 1440	GrantRestricted Stock Units · Derivative	76,861	$0.00	$0.00	Disclosure SEC source: 0001182002-26-000002 · f4_a1eus0000084qfsma2-live.xml · derivative · entry 7 ROGERS WILLIAM H JR · CIK 0001182002 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 76,861 Underlying: Common Stock · 76,861 shares Expires not disclosed F6 · derivative.exercise_price: On February 23, 2026, the reporting person was granted 76,861 restricted stock units, vesting in three equal installments on March 15, 2028, March 15, 2029, and March 15, 2030. Each restricted stock unit represents a right to receive one share of TFC common stock. F6 · derivative.exercise_date: On February 23, 2026, the reporting person was granted 76,861 restricted stock units, vesting in three equal installments on March 15, 2028, March 15, 2029, and March 15, 2030. Each restricted stock unit represents a right to receive one share of TFC common stock. F6 · derivative.expiration_date: On February 23, 2026, the reporting person was granted 76,861 restricted stock units, vesting in three equal installments on March 15, 2028, March 15, 2029, and March 15, 2030. Each restricted stock unit represents a right to receive one share of TFC common stock. Read SEC document
February 23, 2026 Filed Feb 25, 2026 19:18 UTC	TRUIST FINANCIAL CORP TFC · Entity 1440	GrantCommon Stock	34,405	$0.00	$0.00	Disclosure SEC source: 0001182002-26-000002 · f4_a1eus0000084qfsma2-live.xml · nonDerivative · entry 3 ROGERS WILLIAM H JR · CIK 0001182002 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,001,077.834 F4 · shares: On February 26, 2024, the reporting person was granted 103,214 restricted stock units, which shall vest and become earned in 1/3 increments over four years based on certain performance criteria for each vesting period ending March 15, 2026, 2027, and 2028. The performance criteria for the first increment were met, resulting in 34,405 restricted stock units being earned. Read SEC document
February 23, 2026 Filed Feb 25, 2026 19:18 UTC	TRUIST FINANCIAL CORP TFC · Entity 1440	GrantCommon Stock	25,692	$0.00	$0.00	Disclosure SEC source: 0001182002-26-000002 · f4_a1eus0000084qfsma2-live.xml · nonDerivative · entry 2 ROGERS WILLIAM H JR · CIK 0001182002 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 966,672.834 F3 · shares: On March 3, 2023, the reporting person was granted 77,076 restricted stock units, which shall vest and become earned in 1/3 increments over four years based on certain performance criteria for each vesting year ending March 15, 2025, 2026, and 2027. The performance criteria for the second increment were met, resulting in 25,692 restricted stock units being earned. Read SEC document
February 23, 2026 Filed Feb 25, 2026 19:18 UTC	TRUIST FINANCIAL CORP TFC · Entity 1440	GrantCommon Stock	17,690	$0.00	$0.00	Disclosure SEC source: 0001182002-26-000002 · f4_a1eus0000084qfsma2-live.xml · nonDerivative · entry 1 ROGERS WILLIAM H JR · CIK 0001182002 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 940,980.834 F1 · shares: On February 22, 2022, the reporting person was granted 53,071 restricted stock units, which shall vest and become earned in 1/3 increments over four years based on certain performance criteria for each vesting period ending March 15, 2024, 2025, and 2026. The performance criteria for the third increment were met, resulting in 17,690 restricted stock units being earned. F2 · balance_after: The total does not include a fractional share of 0.810 that was disposed of when the reporting person transferred shares from one account to another. Read SEC document
March 14, 2025 Filed Mar 18, 2025 21:28 UTC	TRUIST FINANCIAL CORP TFC · Entity 1440	Tax withholdingCommon Stock	51,318	$40.55	$2,080,944.90	Disclosure SEC source: 0001664272-25-000227 · f4_a1eus000004jvlxmao-live.xml · nonDerivative · entry 1 ROGERS WILLIAM H JR · CIK 0001182002 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 758,879.644 Read SEC document
February 25, 2025 Filed Feb 26, 2025 22:46 UTC	TRUIST FINANCIAL CORP TFC · Entity 1440	GrantRestricted Stock Units · Derivative	85,271	$0.00	$0.00	Disclosure SEC source: 0001664272-25-000160 · f4_a1eus0000041bxtmai-live.xml · derivative · entry 9 ROGERS WILLIAM H JR · CIK 0001182002 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 85,271 Underlying: Common Stock · 85,271 shares Expires not disclosed F8 · derivative.exercise_price: On February 25, 2025, the reporting person was granted 85,271 restricted stock units, vesting in three equal annual installments on March 15, 2027, March 15, 2028, and March 15, 2029. Each restricted stock unit represents a right to receive one share of TFC common stock. F8 · derivative.exercise_date: On February 25, 2025, the reporting person was granted 85,271 restricted stock units, vesting in three equal annual installments on March 15, 2027, March 15, 2028, and March 15, 2029. Each restricted stock unit represents a right to receive one share of TFC common stock. F8 · derivative.expiration_date: On February 25, 2025, the reporting person was granted 85,271 restricted stock units, vesting in three equal annual installments on March 15, 2027, March 15, 2028, and March 15, 2029. Each restricted stock unit represents a right to receive one share of TFC common stock. Read SEC document
February 24, 2025 Filed Feb 26, 2025 22:46 UTC	TRUIST FINANCIAL CORP TFC · Entity 1440	GrantCommon Stock	63,385	$0.00	$0.00	Disclosure SEC source: 0001664272-25-000160 · f4_a1eus0000041bxtmai-live.xml · nonDerivative · entry 4 ROGERS WILLIAM H JR · CIK 0001182002 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 810,197.644 F4 · shares: On February 22, 2022, the reporting person was granted 60,598 performance based stock units at the Target Level of Achievement, which vest and become earned based on the pre-established three-year (January 1, 2022 through December 31, 2024) performance period's ROACE and ROATCE performance measures. Transaction represents the satisfaction of performance measures at 104.6% of the Target Level of Achievement, resulting in 63,385 shares being earned. Read SEC document
February 24, 2025 Filed Feb 26, 2025 22:46 UTC	TRUIST FINANCIAL CORP TFC · Entity 1440	GrantCommon Stock	25,693	$0.00	$0.00	Disclosure SEC source: 0001664272-25-000160 · f4_a1eus0000041bxtmai-live.xml · nonDerivative · entry 3 ROGERS WILLIAM H JR · CIK 0001182002 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 746,812.644 F3 · shares: On March 3, 2023, the reporting person was granted 77,076 restricted stock units, which vest and become earned in 1/3 increments over four years based on certain performance criteria for each vesting period ending March 15, 2025, 2026, and 2027. The performance criteria for 2025 were met, resulting in 25,693 restricted stock units being earned. Read SEC document
February 24, 2025 Filed Feb 26, 2025 22:46 UTC	TRUIST FINANCIAL CORP TFC · Entity 1440	GrantCommon Stock	17,690	$0.00	$0.00	Disclosure SEC source: 0001664272-25-000160 · f4_a1eus0000041bxtmai-live.xml · nonDerivative · entry 2 ROGERS WILLIAM H JR · CIK 0001182002 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 721,119.644 F2 · shares: On February 22, 2022, the reporting person was granted 53,071 restricted stock units, which vest and become earned in 1/3 increments over four years based on certain performance criteria for each vesting period ending March 15, 2024, 2025, and 2026. The performance criteria for 2025 were met, resulting in 17,690 restricted stock units being earned. Read SEC document
February 24, 2025 Filed Feb 26, 2025 22:46 UTC	TRUIST FINANCIAL CORP TFC · Entity 1440	GrantCommon Stock	11,979	$0.00	$0.00	Disclosure SEC source: 0001664272-25-000160 · f4_a1eus0000041bxtmai-live.xml · nonDerivative · entry 1 ROGERS WILLIAM H JR · CIK 0001182002 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 703,429.644 F1 · shares: On February 22, 2021, the reporting person was granted 35,940 restricted stock units, which vest and become earned in 1/3 increments over four years based on certain performance criteria for each vesting period ending March 15, 2023, 2024, and 2025. The performance criteria for 2025 were met, resulting in 11,979 restricted stock units being earned. Read SEC document
February 24, 2025 Filed Feb 28, 2025 15:16 UTC Amendment	TRUIST FINANCIAL CORP TFC · Entity 1440	GrantRestricted Stock Units · Derivative	84,913	$0.00	$0.00	Disclosure SEC source: 0001664272-25-000189 · f4a_a1eus0000044ttrmay-live.xml · derivative · entry 1 ROGERS WILLIAM H JR · CIK 0001182002 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,913 Underlying: Common Stock · 84,913 shares Expires not disclosed F1 · derivative.exercise_price: On February 24, 2025, the reporting person was granted 84,913 restricted stock units, vesting in three equal annual installments on March 15, 2027, March 15, 2028, and March 15, 2029. Each restricted stock unit represents a right to receive one share of TFC common stock. F1 · derivative.exercise_date: On February 24, 2025, the reporting person was granted 84,913 restricted stock units, vesting in three equal annual installments on March 15, 2027, March 15, 2028, and March 15, 2029. Each restricted stock unit represents a right to receive one share of TFC common stock. F1 · derivative.expiration_date: On February 24, 2025, the reporting person was granted 84,913 restricted stock units, vesting in three equal annual installments on March 15, 2027, March 15, 2028, and March 15, 2029. Each restricted stock unit represents a right to receive one share of TFC common stock. F2 · balance_after: On February 26, 2025, the reporting person filed a Form 4 which inadvertently overstated the number of restricted stock units granted and reported an incorrect grant date. As reported in this amendment, the reporting person was granted 84,913 restricted stock units, and the correct grant date is February 24, 2025. Read SEC document
November 25, 2024 Filed Nov 27, 2024 13:13 UTC	TRUIST FINANCIAL CORP TFC · Entity 1440	PurchaseCommon Stock	34,180	$48.56	$1,659,780.80	Disclosure SEC source: 0001664272-24-000408 · f4_a1eus000002qzutmay-live.xml · nonDerivative · entry 1 ROGERS WILLIAM H JR · CIK 0001182002 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 691,450.644 F1 · balance_after: On November 25, 2024, the reporting person reacquired 34,180 shares of Truist common stock from a grantor retained annuity trust ("GRAT") for the benefit of the reporting person and his adult children. The reporting person's spouse is the trustee of the GRAT, and the reporting person is the sole recipient of the annuity payments made by the GRAT. The terms of the GRAT permit the reporting person to withdraw assets from the trust by substituting other assets of equal value. On November 25, 2024, a separate GRAT also made an annuity payment to the reporting person consisting of 88,000 shares of Truist common stock. This Form 4 reflects the change in the form of the reporting person's beneficial ownership of the Truist common stock transferred by the GRATs from indirect to direct beneficial ownership. Read SEC document
July 23, 2024 Filed Jul 25, 2024 13:58 UTC	TRUIST FINANCIAL CORP TFC · Entity 1440	PurchaseCommon Stock	57,300	$43.96	$2,518,908.00	Disclosure SEC source: 0001664272-24-000313 · f4_a1edp0000016raomam-live.xml · nonDerivative · entry 1 ROGERS WILLIAM H JR · CIK 0001182002 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 569,270.644 F1 · balance_after: On July 23, 2024, the reporting person reacquired 57,300 shares of Truist common stock from a grantor retained annuity trust ("GRAT") for the benefit of the reporting person and his adult children. The reporting person's spouse is the trustee of the GRAT, and the reporting person is the sole recipient of the annuity payments made by the GRAT. The terms of the GRAT permit the reporting person to withdraw assets from the trust by substituting other assets of equal value. On July 23, 2024, the GRAT also made an annuity payment to the reporting person consisting of 54,250 shares of Truist common stock. This Form 4 reflects the change in the form of the reporting person's beneficial ownership of the Truist common stock transferred by the GRAT from indirect to direct beneficial ownership. Read SEC document
March 15, 2024 Filed Mar 19, 2024 21:02 UTC	TRUIST FINANCIAL CORP TFC · Entity 1440	Tax withholdingCommon Stock	30,016	$34.86	$1,046,357.76	Disclosure SEC source: 0001664272-24-000222 · f4_a1e2k00000wi8iwual-live.xml · nonDerivative · entry 1 ROGERS WILLIAM H JR · CIK 0001182002 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 457,720.644 Read SEC document
February 26, 2024 Filed Feb 28, 2024 23:21 UTC	TRUIST FINANCIAL CORP TFC · Entity 1440	GrantCommon Stock	30,726	$0.00	$0.00	Disclosure SEC source: 0001664272-24-000168 · f4_a1e2k00000wi891uad-live.xml · nonDerivative · entry 4 ROGERS WILLIAM H JR · CIK 0001182002 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 487,736.644 F4 · shares: On February 22, 2021, the reporting person was granted 40,968 performance-based stock units at the Target Level of Achievement, which vest and become earned based on the pre-established three-year (January 1, 2021 through December 31, 2023) performance period's ROACE and ROATCE performance measures. Transaction represents the satisfaction of performance measures at 75% of the Target Level of Achievement, resulting in 30,726 shares being earned. Read SEC document
February 26, 2024 Filed Feb 28, 2024 23:21 UTC	TRUIST FINANCIAL CORP TFC · Entity 1440	GrantCommon Stock	17,691	$0.00	$0.00	Disclosure SEC source: 0001664272-24-000168 · f4_a1e2k00000wi891uad-live.xml · nonDerivative · entry 3 ROGERS WILLIAM H JR · CIK 0001182002 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 457,010.644 F3 · shares: On February 22, 2022, the reporting person was granted 53,071 restricted stock units, which shall vest and become earned in 1/3 increments over four years based on certain performance criteria for each vesting period ending March 15, 2024, 2025, and 2026. The performance criteria for 2024 were met, resulting in 17,691 restricted stock units being earned. Read SEC document
February 26, 2024 Filed Feb 28, 2024 23:21 UTC	TRUIST FINANCIAL CORP TFC · Entity 1440	GrantCommon Stock	11,980	$0.00	$0.00	Disclosure SEC source: 0001664272-24-000168 · f4_a1e2k00000wi891uad-live.xml · nonDerivative · entry 2 ROGERS WILLIAM H JR · CIK 0001182002 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 439,319.644 F2 · shares: On February 22, 2021, the reporting person was granted 35,940 restricted stock units, which shall vest and become earned in 1/3 increments over four years based on certain performance criteria for each vesting period ending March 15, 2023, 2024, and 2025. The performance criteria for 2024 were met, resulting in 11,980 restricted stock units being earned. Read SEC document
February 26, 2024 Filed Feb 28, 2024 23:21 UTC	TRUIST FINANCIAL CORP TFC · Entity 1440	GrantCommon Stock	9,871	$0.00	$0.00	Disclosure SEC source: 0001664272-24-000168 · f4_a1e2k00000wi891uad-live.xml · nonDerivative · entry 1 ROGERS WILLIAM H JR · CIK 0001182002 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 427,339.644 F1 · shares: On February 24, 2020, the reporting person was granted 39,482 restricted stock units, which shall vest and become earned ratably over four years based on certain performance criteria for each vesting year ending March 15, 2021, 2022, 2023 and 2024. The performance criteria for 2024 were met, resulting in 9,871 restricted stock units being earned. Read SEC document
October 20, 2023 Filed Oct 24, 2023 20:42 UTC	TRUIST FINANCIAL CORP TFC · Entity 1440	PurchaseCommon Stock	10,000	$28.05	$280,480.00	Disclosure SEC source: 0001664272-23-000453 · f4_a1e2k00000ujexouaf-live.xml · nonDerivative · entry 1 ROGERS WILLIAM H JR · CIK 0001182002 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 412,923.644 F1 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $28.0200 to $28.0500. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range. F2 · balance_after: On October 23, 2023, a grantor retained annuity trust ("GRAT") for the benefit of the reporting person and his adult children made an annuity payment to the reporting person consisting of 111,743 shares of Truist common stock. The reporting person's wife is the trustee of the GRAT, and the reporting person is the sole recipient of the annuity payments made by the GRAT. This Form 4 is being filed to reflect the change in the form of the reporting person's beneficial ownership of the Truist common stock transferred by the GRAT from indirect to direct beneficial ownership. Read SEC document
March 15, 2023 Filed Mar 17, 2023 17:44 UTC	TRUIST FINANCIAL CORP TFC · Entity 1440	Tax withholdingCommon Stock	33,503	$32.10	$1,075,446.30	Disclosure SEC source: 0001664272-23-000255 · f4_a1e2k00000rxrlguat-live.xml · nonDerivative · entry 1 ROGERS WILLIAM H JR · CIK 0001182002 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 591,180.644 Read SEC document
February 27, 2023 Filed Mar 1, 2023 14:59 UTC	TRUIST FINANCIAL CORP TFC · Entity 1440	GrantCommon Stock	9,870	$0.00	$0.00	Disclosure SEC source: 0001664272-23-000127 · f4_a1e2k00000rxrkzua1-live.xml · nonDerivative · entry 3 ROGERS WILLIAM H JR · CIK 0001182002 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 557,597.644 F1 · shares: On February 24, 2020, the reporting person was granted 39,482 restricted stock units, which shall vest and become earned ratably over four years based on certain performance criteria for each vesting year ending March 15, 2021, 2022, 2023 and 2024. The performance criteria for 2023 were met, resulting in 9,870 restricted stock units being earned. Read SEC document
February 27, 2023 Filed Mar 1, 2023 14:59 UTC	TRUIST FINANCIAL CORP TFC · Entity 1440	GrantCommon Stock	11,981	$0.00	$0.00	Disclosure SEC source: 0001664272-23-000127 · f4_a1e2k00000rxrkzua1-live.xml · nonDerivative · entry 2 ROGERS WILLIAM H JR · CIK 0001182002 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 569,578.644 F2 · shares: On February 22, 2021, the reporting person was granted 35,940 restricted stock units, which shall vest and become earned in 1/3 increments over four years based on certain performance criteria for each vesting period ending March 15, 2023, 2024, and 2025. The performance criteria for 2023 were met, resulting in 11,981 restricted stock units being earned. Read SEC document
February 27, 2023 Filed Mar 1, 2023 14:59 UTC	TRUIST FINANCIAL CORP TFC · Entity 1440	GrantCommon Stock	55,105	$0.00	$0.00	Disclosure SEC source: 0001664272-23-000127 · f4_a1e2k00000rxrkzua1-live.xml · nonDerivative · entry 1 ROGERS WILLIAM H JR · CIK 0001182002 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 624,683.644 F3 · shares: On February 24, 2020, the reporting person was granted 45,006 performance based stock units at the Target Level of Achievement, which vest and become earned based on the pre-established three-year (January 1, 2020 through December 31, 2022) performance period's ROACE and ROATCE performance measures. Transaction represents the satisfaction of performance measures at 122.44% of the Target Level of Achievement, resulting in 55,105 shares being earned. Read SEC document
July 20, 2022 Filed Jul 22, 2022 20:22 UTC	TRUIST FINANCIAL CORP TFC · Entity 1440	Exercise / conversionStock Option (right to buy) · Derivative	142,606	$0.00 Strike: $21.17	$0.00	Disclosure SEC source: 0001664272-22-000264 · f4_a1e2k00000rxndaua1-live.xml · derivative · entry 6 ROGERS WILLIAM H JR · CIK 0001182002 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 142,606 shares Expires 2023-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
July 20, 2022 Filed Jul 22, 2022 20:22 UTC	TRUIST FINANCIAL CORP TFC · Entity 1440	GiftCommon Stock	14,862	$0.00	$0.00	Disclosure SEC source: 0001664272-22-000264 · f4_a1e2k00000rxndaua1-live.xml · nonDerivative · entry 3 ROGERS WILLIAM H JR · CIK 0001182002 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 847,727.644 Read SEC document
July 20, 2022 Filed Jul 22, 2022 20:22 UTC	TRUIST FINANCIAL CORP TFC · Entity 1440	SaleCommon Stock	142,606	$47.78	$6,813,429.47	Disclosure SEC source: 0001664272-22-000264 · f4_a1e2k00000rxndaua1-live.xml · nonDerivative · entry 2 ROGERS WILLIAM H JR · CIK 0001182002 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 862,589.644 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $47.5800 to $47.9300. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document
July 20, 2022 Filed Jul 22, 2022 20:22 UTC	TRUIST FINANCIAL CORP TFC · Entity 1440	Exercise / conversionCommon Stock	142,606	$21.17	$3,018,969.02	Disclosure SEC source: 0001664272-22-000264 · f4_a1e2k00000rxndaua1-live.xml · nonDerivative · entry 1 ROGERS WILLIAM H JR · CIK 0001182002 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,005,195.644 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
May 19, 2022 Filed Jun 16, 2022 20:29 UTC	TRUIST FINANCIAL CORP TFC · Entity 1440	GiftCommon Stock	25,200	$0.00	$0.00	Disclosure SEC source: 0001664272-22-000259 · f4_a1e2k00000rxmaiuat-live.xml · nonDerivative · entry 2 ROGERS WILLIAM H JR · CIK 0001182002 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By grantor retained annuity trust Disclosed balance after: 0 F4 · balance_after: Reflects the transfer of the remaining shares of Truist common stock to the residual beneficiaries upon termination of a grantor retained annuity trust following the final annuity payment to the reporting person on May 13, 2022. Read SEC document
May 18, 2022 Filed Jun 16, 2022 20:29 UTC	TRUIST FINANCIAL CORP TFC · Entity 1440	GiftCommon Stock	25,200	$0.00	$0.00	Disclosure SEC source: 0001664272-22-000259 · f4_a1e2k00000rxmaiuat-live.xml · nonDerivative · entry 1 ROGERS WILLIAM H JR · CIK 0001182002 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By grantor retained annuity trust Disclosed balance after: 25,200 F4 · balance_after: Reflects the transfer of the remaining shares of Truist common stock to the residual beneficiaries upon termination of a grantor retained annuity trust following the final annuity payment to the reporting person on May 13, 2022. Read SEC document
March 15, 2022 Filed Mar 16, 2022 22:05 UTC	TRUIST FINANCIAL CORP TFC · Entity 1440	Tax withholdingCommon Stock	4,155	$58.02	$241,073.10	Disclosure SEC source: 0001664272-22-000195 · f4_a1e2k00000rxl9nuad-live.xml · nonDerivative · entry 1 ROGERS WILLIAM H JR · CIK 0001182002 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 749,489.644 F4 · balance_after: Includes 8.151 shares acquired (after withholding for taxes) as a result of dividend equivalents being paid on a prior performance unit award that distributed on February 11, 2022, which was the record date for Truist's first quarter dividend. Read SEC document
February 21, 2022 Filed Feb 23, 2022 22:06 UTC	TRUIST FINANCIAL CORP TFC · Entity 1440	GrantCommon Stock	9,871	$0.00	$0.00	Disclosure SEC source: 0001664272-22-000110 · f4_a1e2k00000rxkf4uad-live.xml · nonDerivative · entry 1 ROGERS WILLIAM H JR · CIK 0001182002 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 753,636.493 F1 · shares: On February 24, 2020, the reporting person was granted 39,482 restricted stock units, which shall vest and become earned ratably over four years based on certain performance criteria for each vesting year ending March 15, 2021, 2022, 2023 and 2024. The performance criteria for 2022 were met, resulting in 9,871 restricted stock units being earned. Read SEC document
February 11, 2022 Filed Feb 15, 2022 19:49 UTC	TRUIST FINANCIAL CORP TFC · Entity 1440	Exercise / conversionRestricted Stock Unit · Derivative	1,714.3	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001664272-22-000087 · f4_a1e2k00000rxkxyual-live.xml · derivative · entry 6 ROGERS WILLIAM H JR · CIK 0001182002 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,714.3 shares Expires 2022-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents performance-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust performance-vested restricted stock unit automatically converted into a Truist restricted stock unit convertible into shares of Truist common stock, with the number of underlying shares of Truist common stock determined as set forth in the Merger Agreement. Each Truist restricted stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust performance-vested restricted stock unit immediately prior to the effective time of the Merger. If performance results in the award vesting at greater than 130% of target, the amount that vested in excess of 130% is subject to a one-year deferral. Read SEC document
February 11, 2022 Filed Feb 15, 2022 19:49 UTC	TRUIST FINANCIAL CORP TFC · Entity 1440	Tax withholdingCommon Stock	722	$63.58	$45,904.76	Disclosure SEC source: 0001664272-22-000087 · f4_a1e2k00000rxkxyual-live.xml · nonDerivative · entry 2 ROGERS WILLIAM H JR · CIK 0001182002 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 743,765.493 Read SEC document
February 11, 2022 Filed Feb 15, 2022 19:49 UTC	TRUIST FINANCIAL CORP TFC · Entity 1440	Exercise / conversionCommon Stock	1,714.3	$63.58	$108,995.19	Disclosure SEC source: 0001664272-22-000087 · f4_a1e2k00000rxkxyual-live.xml · nonDerivative · entry 1 ROGERS WILLIAM H JR · CIK 0001182002 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 744,487.493 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
February 08, 2022 Filed Feb 10, 2022 19:26 UTC	TRUIST FINANCIAL CORP TFC · Entity 1440	Exercise / conversionRestricted Stock Units · Derivative	48,326.51	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001664272-22-000049 · f4_a1e2k00000rxkvsual-live.xml · derivative · entry 6 ROGERS WILLIAM H JR · CIK 0001182002 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 48,326.51 shares Expires 2022-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Represents time-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a Truist time-vested restricted stock unit convertible into shares of Truist common stock, with the number of underlying shares of Truist common stock determined as set forth in the Merger Agreement. Each Truist time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger. F1 · derivative.underlying_shares: Includes shares acquired as a result of dividend reinvestment since the last reported transaction. Read SEC document
February 08, 2022 Filed Feb 10, 2022 19:26 UTC	TRUIST FINANCIAL CORP TFC · Entity 1440	Tax withholdingCommon Stock	18,066	$65.85	$1,189,646.10	Disclosure SEC source: 0001664272-22-000049 · f4_a1e2k00000rxkvsual-live.xml · nonDerivative · entry 2 ROGERS WILLIAM H JR · CIK 0001182002 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 742,773.193 Read SEC document
February 08, 2022 Filed Feb 10, 2022 19:26 UTC	TRUIST FINANCIAL CORP TFC · Entity 1440	Exercise / conversionCommon Stock	48,326.51	$65.85	$3,182,300.68	Disclosure SEC source: 0001664272-22-000049 · f4_a1e2k00000rxkvsual-live.xml · nonDerivative · entry 1 ROGERS WILLIAM H JR · CIK 0001182002 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 760,839.193 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
October 18, 2021 Filed Oct 20, 2021 20:17 UTC	TRUIST FINANCIAL CORP TFC · Entity 1440	PurchaseCommon Stock	67,000	$61.85	$4,143,950.00	Disclosure SEC source: 0001664272-21-000190 · f4_a1e2k00000h7yp7uan-live.xml · nonDerivative · entry 3 ROGERS WILLIAM H JR · CIK 0001182002 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 712,513.388 F8 · balance_after: On October 18, 2021, the reporting person reacquired 67,000 shares of Truist common stock from a grantor retained annuity trust ("GRAT") for the benefit of the reporting person and his adult children. The reporting person's spouse is the trustee of the GRAT, and the reporting person is the sole recipient of the annuity payments made by the GRAT. The terms of the GRAT permit the reporting person to withdraw assets from the trust by substituting other assets of equal value. Read SEC document
October 18, 2021 Filed Oct 20, 2021 20:17 UTC	TRUIST FINANCIAL CORP TFC · Entity 1440	GiftCommon Stock	185,000	$0.00	$0.00	Disclosure SEC source: 0001664272-21-000190 · f4_a1e2k00000h7yp7uan-live.xml · nonDerivative · entry 2 ROGERS WILLIAM H JR · CIK 0001182002 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 185,000 F2 · balance_after: On October 18, 2021, the reporting person contributed 185,000 shares of Truist common stock to an irrevocable trust of which his spouse is the trustee and his spouse and children are the beneficiaries. Read SEC document
October 18, 2021 Filed Oct 20, 2021 20:17 UTC	TRUIST FINANCIAL CORP TFC · Entity 1440	GiftCommon Stock	185,000	$0.00	$0.00	Disclosure SEC source: 0001664272-21-000190 · f4_a1e2k00000h7yp7uan-live.xml · nonDerivative · entry 1 ROGERS WILLIAM H JR · CIK 0001182002 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 645,513.388 F2 · balance_after: On October 18, 2021, the reporting person contributed 185,000 shares of Truist common stock to an irrevocable trust of which his spouse is the trustee and his spouse and children are the beneficiaries. Read SEC document
March 15, 2021 Filed Mar 17, 2021 21:40 UTC	TRUIST FINANCIAL CORP TFC · Entity 1440	Tax withholdingCommon Stock	4,180	$59.48	$248,626.40	Disclosure SEC source: 0001225208-21-005489 · doc4.xml · nonDerivative · entry 1 ROGERS WILLIAM H JR · CIK 0001182002 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 761,013.388 F1 · balance_after: Includes net shares acquired as a result of dividend equivalents being paid to reflect Truist's March 1, 2021 common stock dividend on RSU awards that vested on February 13, 2021 or for which the one-year deferral period expired on February 14, 2021. The record date for the dividend was February 12, 2021. Read SEC document
February 22, 2021 Filed Feb 25, 2021 00:28 UTC	TRUIST FINANCIAL CORP TFC · Entity 1440	GrantCommon Stock	9,870	$0.00	$0.00	Disclosure SEC source: 0001225208-21-003691 · doc4.xml · nonDerivative · entry 1 ROGERS WILLIAM H JR · CIK 0001182002 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 764,644.074 F1 · shares: On February 24, 2020, the reporting person was granted 39,482 restricted stock units, which shall vest and become earned ratably over four years based on certain performance criteria for each vesting year ending March 15, 2021, 2022, 2023 and 2024. The performance criteria for 2021 were met, resulting in 9,870 restricted stock units being earned. Read SEC document
February 12, 2021 Filed Feb 17, 2021 21:25 UTC	TRUIST FINANCIAL CORP TFC · Entity 1440	Exercise / conversionRestricted Stock Units · Derivative	10,976.127	$0.00	$0.00	Disclosure SEC source: 0001225208-21-002728 · doc4.xml · derivative · entry 11 ROGERS WILLIAM H JR · CIK 0001182002 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,976.127 shares Expires 2021-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents time-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a Truist time-vested restricted stock unit convertible into shares of Truist common stock, with the number of underlying shares of Truist common stock determined as set forth in the Merger Agreement. Each Truist time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger. Read SEC document
February 12, 2021 Filed Feb 17, 2021 21:25 UTC	TRUIST FINANCIAL CORP TFC · Entity 1440	Exercise / conversionRestricted Stock Unit · Derivative	14,635.879	$0.00	$0.00	Disclosure SEC source: 0001225208-21-002728 · doc4.xml · derivative · entry 10 ROGERS WILLIAM H JR · CIK 0001182002 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,635.879 shares Expires 2020-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents performance-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust performance-vested restricted stock unit automatically converted into a Truist restricted stock unit convertible into shares of Truist common stock, with the number of underlying shares of Truist common stock determined as set forth in the Merger Agreement. Each Truist performance-vested restricted stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust performance-vested restricted stock unit immediately prior to the effective time of the Merger. If performance results in the award vesting at greater than 130% of target, the amount that vested in excess of 130% is subject to a one-year deferral. Read SEC document
February 12, 2021 Filed Feb 17, 2021 21:25 UTC	TRUIST FINANCIAL CORP TFC · Entity 1440	Exercise / conversionRestricted Stock Unit · Derivative	99,890.372	$0.00	$0.00	Disclosure SEC source: 0001225208-21-002728 · doc4.xml · derivative · entry 9 ROGERS WILLIAM H JR · CIK 0001182002 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,660.964 Underlying: Common Stock · 99,890.372 shares Expires 2021-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents performance-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust performance-vested restricted stock unit automatically converted into a Truist restricted stock unit convertible into shares of Truist common stock, with the number of underlying shares of Truist common stock determined as set forth in the Merger Agreement. Each Truist performance-vested restricted stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust performance-vested restricted stock unit immediately prior to the effective time of the Merger. If performance results in the award vesting at greater than 130% of target, the amount that vested in excess of 130% is subject to a one-year deferral. Read SEC document
February 12, 2021 Filed Feb 17, 2021 21:25 UTC	TRUIST FINANCIAL CORP TFC · Entity 1440	Tax withholdingCommon Stock	42,304	$54.01	$2,284,839.04	Disclosure SEC source: 0001225208-21-002728 · doc4.xml · nonDerivative · entry 6 ROGERS WILLIAM H JR · CIK 0001182002 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 754,774.074 Read SEC document
February 12, 2021 Filed Feb 17, 2021 21:25 UTC	TRUIST FINANCIAL CORP TFC · Entity 1440	Tax withholdingCommon Stock	6,543	$54.01	$353,387.43	Disclosure SEC source: 0001225208-21-002728 · doc4.xml · nonDerivative · entry 5 ROGERS WILLIAM H JR · CIK 0001182002 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 797,078.074 Read SEC document
February 12, 2021 Filed Feb 17, 2021 21:25 UTC	TRUIST FINANCIAL CORP TFC · Entity 1440	Tax withholdingCommon Stock	4,649	$54.01	$251,092.49	Disclosure SEC source: 0001225208-21-002728 · doc4.xml · nonDerivative · entry 4 ROGERS WILLIAM H JR · CIK 0001182002 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 803,621.074 Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.