Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BROWN FORMAN CORPBFA, BFB · Entity 3449 | Director | July 23, 2026 | July 24, 2026 |
| CARRIER GLOBAL CorpCARR · Entity 3043 | Director | April 15, 2026 | April 17, 2026 |
| Mondelez International, Inc.MDLZ · Entity 2953 | Director | May 20, 2026 | May 21, 2026 |
| NEWELL BRANDS INC.NWL · Entity 4339 | Director | May 07, 2020 | May 11, 2020 |
| PRUDENTIAL FINANCIAL INCPRU · Entity 148 | Director | September 10, 2026 | September 14, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BROWN FORMAN CORP
Report date July 23, 2026 · Filed July 24, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Stock UnitsSEC Table II · derivative / convertible security | Direct | 42,555.3111 |
Reported balance
After 2026-07-23 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-07-23 · Grant · Acquired 6,476.1905 · Balance 42,555.3111 F1: Under the Brown-Forman Corporation Amended and Restated Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A stock. Grants made on July 23, 2026, were based on the closing price of the Company's Class A common stock on that date ($26.25). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits. F2: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service. |
Filing footnotes · ownership attribution and instrument terms
F1: Under the Brown-Forman Corporation Amended and Restated Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A stock. Grants made on July 23, 2026, were based on the closing price of the Company's Class A common stock on that date ($26.25). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits.
F2: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service.
CARRIER GLOBAL Corp
Report date April 15, 2026 · Filed April 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Director DSUSEC Table II · derivative / convertible security | Direct | 37,033.5552 |
Reported balance
After 2026-04-15 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-04-15 · Grant · Acquired 3,637.9163 · Balance 37,033.5552 F1: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.
Mondelez International, Inc.
Report date May 20, 2026 · Filed May 21, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 23,406 |
Reported balance
After 2026-05-20 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-05-20 · Grant · Acquired 3,525 · Balance 23,406 F1: Grant of deferred stock units under the Issuer's 2024 Performance Incentive Plan. The deferred stock units are 100% vested, but receipt of the shares is deferred until the six-month anniversary of the reporting person's separation from service as a director of Mondelez International. F2: Total number of shares owned includes approximately 1,864 shares acquired through a dividend reinvestment program. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of deferred stock units under the Issuer's 2024 Performance Incentive Plan. The deferred stock units are 100% vested, but receipt of the shares is deferred until the six-month anniversary of the reporting person's separation from service as a director of Mondelez International.
F2: Total number of shares owned includes approximately 1,864 shares acquired through a dividend reinvestment program.
NEWELL BRANDS INC.
Report date May 07, 2020 · Filed May 11, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 81,269 |
Reported balance
After 2020-05-07 transaction · row 1
1 source rowRow 1 · 2020-05-07 · Exercise / conversion · Acquired 9,085 · Balance 81,269 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2020-05-07 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-05-07 · Exercise / conversion · Disposed 9,085 · Balance 0 F1: Restricted stock units convert to Newell Brands Inc. common stock on a one-for-one basis. F2: N/A |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units convert to Newell Brands Inc. common stock on a one-for-one basis.
F2: N/A
PRUDENTIAL FINANCIAL INC
Report date September 10, 2026 · Filed September 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Notional Shares - MandatorySEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 13,334 |
Reported balance
After 2026-09-10 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-09-10 · Grant · Acquired 155 · Balance 13,334 F1: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors. F2: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. |
| Notional Shares - OptionalSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 12,943 |
Reported balance
After 2026-09-10 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-09-10 · Grant · Acquired 151 · Balance 12,943 F3: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors. F4: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer her investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. |
| 2026 Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 1,798 |
Reported balance
After 2026-09-10 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-09-10 · Grant · Acquired 21 · Balance 1,798 F5: Each restricted stock unit represents a contingent right to receive one share of PRU common stock or the economic equivalent thereof. The restricted stock units become payable, in PRU common stock or in cash, at the election of the reporting person, upon or following the reporting person's termination of service as a Director unless the reporting person elects an earlier date pursuant to the terms of the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F6: The restricted stock units vest the earlier of the annual meeting or in one year on May 12, 2027 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors.
F2: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.
F3: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors.
F4: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer her investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.
F5: Each restricted stock unit represents a contingent right to receive one share of PRU common stock or the economic equivalent thereof. The restricted stock units become payable, in PRU common stock or in cash, at the election of the reporting person, upon or following the reporting person's termination of service as a Director unless the reporting person elects an earlier date pursuant to the terms of the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.
F6: The restricted stock units vest the earlier of the annual meeting or in one year on May 12, 2027 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 18, 2020 Filed Jun 22, 2020 21:07 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2020 Restricted Stock Units · Derivative | 47 | $64.04 | $3,009.88 |
DisclosureSEC source: 0001127602-20-020188 · form4.xml · derivative · entry 2 TODMAN MICHAEL · CIK 0001224298 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,811 Underlying: Common Stock · 47 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock or the economic equivalent thereof. The restricted stock units become payable, in PRU common stock or in cash, at the election of the reporting person, upon or following the reporting person's termination of service as a Director unless the reporting person elects an earlier date pursuant to the terms of the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F4 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 12, 2021 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F4 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 12, 2021 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| June 18, 2020 Filed Jun 22, 2020 21:07 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | GrantNotional Shares - Mandatory · Derivative | 164 | $64.04 Strike: $0.00 | $10,502.56 |
DisclosureSEC source: 0001127602-20-020188 · form4.xml · derivative · entry 1 TODMAN MICHAEL · CIK 0001224298 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,756 Underlying: Common Stock · 164 shares Expires not disclosed F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. Read SEC document |
| May 13, 2020 Filed May 14, 2020 23:48 UTC | Mondelez International, Inc. MDLZ · Entity 2953 | GrantClass A Common Stock | 3,532 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-029372 · doc4.xml · nonDerivative · entry 1 TODMAN MICHAEL · CIK 0001224298 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,532 F1 · shares: Grant of deferred stock units under the Issuer's Amended and Restated 2005 Performance Incentive Plan. The deferred stock units are 100% vested, but receipt of the shares is deferred until the six-month anniversary of the reporting person's separation from service as a director of Mondelez International. Read SEC document |
| May 12, 2020 Filed May 13, 2020 20:18 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | GrantDirector DSU · Derivative | 10,258.427 | $17.80 | $182,600.00 |
DisclosureSEC source: 0001225208-20-007580 · doc4.xml · derivative · entry 1 TODMAN MICHAEL · CIK 0001224298 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,258.427 Underlying: Common Stock · 10,258.427 shares Expires not disclosed F1 · derivative.exercise_price: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. F1 · derivative.exercise_date: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. F1 · derivative.expiration_date: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. Read SEC document |
| May 12, 2020 Filed May 14, 2020 18:58 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2020 Restricted Stock Units · Derivative | 2,764 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-016526 · form4.xml · derivative · entry 1 TODMAN MICHAEL · CIK 0001224298 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,764 Underlying: Common Stock · 2,764 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock or the economic equivalent thereof. The restricted stock units become payable, in PRU common stock or in cash, at the election of the reporting person, upon or following the reporting person's termination of service as a Director unless the reporting person elects an earlier date pursuant to the terms of the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F2 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 12, 2021 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F2 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 12, 2021 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| May 07, 2020 Filed May 11, 2020 20:29 UTC | NEWELL BRANDS INC. NWL · Entity 4339 | Exercise / conversionRestricted Stock Units · Derivative | 9,085 | $0.00 | $0.00 |
DisclosureSEC source: 0000814453-20-000144 · wf-form4_158922893947283.xml · derivative · entry 2 TODMAN MICHAEL · CIK 0001224298 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,085 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert to Newell Brands Inc. common stock on a one-for-one basis. F2 · derivative.expiration_date: N/A Read SEC document |
| May 07, 2020 Filed May 11, 2020 20:29 UTC | NEWELL BRANDS INC. NWL · Entity 4339 | Exercise / conversionCommon Stock | 9,085 | $0.00 | $0.00 |
DisclosureSEC source: 0000814453-20-000144 · wf-form4_158922893947283.xml · nonDerivative · entry 1 TODMAN MICHAEL · CIK 0001224298 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,269 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 12, 2020 Filed Mar 16, 2020 22:27 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2019 Restricted Stock Units · Derivative | 37 | $46.31 | $1,713.47 |
DisclosureSEC source: 0001127602-20-010917 · form4.xml · derivative · entry 2 TODMAN MICHAEL · CIK 0001224298 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,607 Underlying: Common Stock · 37 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock. F4 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2020 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F4 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2020 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| March 12, 2020 Filed Mar 16, 2020 22:27 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | GrantNotional Shares - Mandatory · Derivative | 185 | $46.31 Strike: $0.00 | $8,567.35 |
DisclosureSEC source: 0001127602-20-010917 · form4.xml · derivative · entry 1 TODMAN MICHAEL · CIK 0001224298 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,983 Underlying: Common Stock · 185 shares Expires not disclosed F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. Read SEC document |
| December 12, 2019 Filed Dec 16, 2019 21:02 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | GrantNotional Shares - Mandatory · Derivative | 81 | $94.55 Strike: $0.00 | $7,658.55 |
DisclosureSEC source: 0001127602-19-035029 · form4.xml · derivative · entry 2 TODMAN MICHAEL · CIK 0001224298 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,798 Underlying: Common Stock · 81 shares Expires not disclosed F3 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors. F4 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. F4 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. Read SEC document |
| December 12, 2019 Filed Dec 16, 2019 21:02 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2019 Restricted Stock Units · Derivative | 16 | $94.55 | $1,512.80 |
DisclosureSEC source: 0001127602-19-035029 · form4.xml · derivative · entry 1 TODMAN MICHAEL · CIK 0001224298 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,570 Underlying: Common Stock · 16 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock. F2 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2020 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F2 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2020 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| September 12, 2019 Filed Sep 16, 2019 20:04 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | GrantNotional Shares - Mandatory · Derivative | 86 | $88.22 Strike: $0.00 | $7,586.92 |
DisclosureSEC source: 0001127602-19-028445 · form4.xml · derivative · entry 2 TODMAN MICHAEL · CIK 0001224298 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,717 Underlying: Common Stock · 86 shares Expires not disclosed F3 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors. F4 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. F4 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. Read SEC document |
| September 12, 2019 Filed Sep 16, 2019 20:04 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2019 Restricted Stock Units · Derivative | 17 | $88.22 | $1,499.74 |
DisclosureSEC source: 0001127602-19-028445 · form4.xml · derivative · entry 1 TODMAN MICHAEL · CIK 0001224298 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,554 Underlying: Common Stock · 17 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock. F2 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2020 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F2 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2020 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| August 15, 2019 Filed Aug 19, 2019 22:28 UTC | NEWELL BRANDS INC. NWL · Entity 4339 | PurchaseCommon Stock | 5,000 | $15.76 | $78,800.00 |
DisclosureSEC source: 0000814453-19-000099 · wf-form4_156625369725184.xml · nonDerivative · entry 1 TODMAN MICHAEL · CIK 0001224298 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,184 Read SEC document |
| July 25, 2019 Filed Jul 29, 2019 21:36 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantDeferred Stock Units · Derivative | 2,530.9336 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-19-000122 · wf-form4_156443617278833.xml · derivative · entry 1 TODMAN MICHAEL · CIK 0001224298 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,639.5946 Underlying: Class A Common · 2,530.9336 shares Expires not disclosed F1 · derivative.exercise_price: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A common stock. Grants made on July 25, 2019, were based on the closing price of the Company's Class A common stock on that date ($53.34). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits. F2 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the Director's termination from Board service. F2 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the Director's termination from Board service. Read SEC document |
| June 20, 2019 Filed Jun 24, 2019 19:20 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2019 Restricted Stock Units · Derivative | 15 | $100.13 | $1,501.95 |
DisclosureSEC source: 0001127602-19-022626 · form4.xml · derivative · entry 2 TODMAN MICHAEL · CIK 0001224298 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,536 Underlying: Common Stock · 15 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock. F4 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2020 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F4 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2020 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| June 20, 2019 Filed Jun 24, 2019 19:20 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | GrantNotional Shares - Mandatory · Derivative | 75 | $100.13 Strike: $0.00 | $7,509.75 |
DisclosureSEC source: 0001127602-19-022626 · form4.xml · derivative · entry 1 TODMAN MICHAEL · CIK 0001224298 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,630 Underlying: Common Stock · 75 shares Expires not disclosed F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. Read SEC document |
| May 14, 2019 Filed May 16, 2019 21:20 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2019 Restricted Stock Units · Derivative | 1,521 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-018797 · form4.xml · derivative · entry 1 TODMAN MICHAEL · CIK 0001224298 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,521 Underlying: Common Stock · 1,521 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock. F2 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2020 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors F2 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2020 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors Read SEC document |
| May 07, 2019 Filed May 9, 2019 20:36 UTC | NEWELL BRANDS INC. NWL · Entity 4339 | GrantRestricted Stock Units · Derivative | 9,085 | $0.00 | $0.00 |
DisclosureSEC source: 0000814453-19-000080 · wf-form4_155743416160748.xml · derivative · entry 1 TODMAN MICHAEL · CIK 0001224298 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,085 Underlying: Common Stock · 9,085 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Newell Brands Inc. common stock. F2 · derivative.exercise_date: The reporting person shall become fully vested in his or her award upon the earlier of: (i) the first anniversary of the date of the grant of the award; or (ii) the date immediately preceding the date of the Company's 2020 annual meeting of its stockholders, provided he or she remains in continuous service on the Board until such date, but the award may vest earlier in the event of death, disability or retirement. If the Company pays a dividend on its common stock, upon vesting, the reporting person will receive an amount in cash equal in value to the dividends that the reporting person would have received had the reporting person been the actual owner of the number of shares of the Company's common stock represented by the restricted stock units. F3 · derivative.expiration_date: N/A Read SEC document |
| May 06, 2019 Filed May 8, 2019 22:24 UTC | NEWELL BRANDS INC. NWL · Entity 4339 | Exercise / conversionRestricted Stock Units · Derivative | 5,504 | $0.00 | $0.00 |
DisclosureSEC source: 0000814453-19-000058 · wf-form4_155735424190835.xml · derivative · entry 2 TODMAN MICHAEL · CIK 0001224298 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,504 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Newell Brands Inc. common stock on a one-for-one basis. F2 · derivative.expiration_date: N/A Read SEC document |
| May 06, 2019 Filed May 8, 2019 22:24 UTC | NEWELL BRANDS INC. NWL · Entity 4339 | Exercise / conversionCommon Stock | 5,504 | $0.00 | $0.00 |
DisclosureSEC source: 0000814453-19-000058 · wf-form4_155735424190835.xml · nonDerivative · entry 1 TODMAN MICHAEL · CIK 0001224298 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,184 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 19:35 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2018 Restricted Stock Units · Derivative | 16 | $95.27 | $1,524.32 |
DisclosureSEC source: 0001127602-19-011766 · form4.xml · derivative · entry 2 TODMAN MICHAEL · CIK 0001224298 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,558 Underlying: Common Stock · 16 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock. F4 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 8, 2019 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F4 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 8, 2019 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 19:35 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | GrantNotional Shares - Mandatory · Derivative | 62 | $95.27 Strike: $0.00 | $5,906.74 |
DisclosureSEC source: 0001127602-19-011766 · form4.xml · derivative · entry 1 TODMAN MICHAEL · CIK 0001224298 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,996 Underlying: Common Stock · 62 shares Expires not disclosed F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. Read SEC document |
| December 13, 2018 Filed Dec 17, 2018 21:48 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2018 Restricted Stock Units · Derivative | 16 | $82.74 | $1,323.84 |
DisclosureSEC source: 0001127602-18-036469 · form4.xml · derivative · entry 2 TODMAN MICHAEL · CIK 0001224298 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,542 Underlying: Common Stock · 16 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock. F4 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 8, 2019 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F4 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 8, 2019 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| December 13, 2018 Filed Dec 17, 2018 21:48 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | GrantNotional Shares - Mandatory · Derivative | 63 | $82.74 Strike: $0.00 | $5,212.62 |
DisclosureSEC source: 0001127602-18-036469 · form4.xml · derivative · entry 1 TODMAN MICHAEL · CIK 0001224298 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,933 Underlying: Common Stock · 63 shares Expires not disclosed F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. Read SEC document |
| September 13, 2018 Filed Sep 17, 2018 18:12 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2018 Restricted Stock Units · Derivative | 14 | $97.08 | $1,359.12 |
DisclosureSEC source: 0001127602-18-027719 · form4.xml · derivative · entry 2 TODMAN MICHAEL · CIK 0001224298 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,526 Underlying: Common Stock · 14 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock. F4 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 8, 2019 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F4 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 8, 2019 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| September 13, 2018 Filed Sep 17, 2018 18:12 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | GrantNotional Shares - Mandatory · Derivative | 53 | $97.08 Strike: $0.00 | $5,145.24 |
DisclosureSEC source: 0001127602-18-027719 · form4.xml · derivative · entry 1 TODMAN MICHAEL · CIK 0001224298 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,870 Underlying: Common Stock · 53 shares Expires not disclosed F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. Read SEC document |
| July 26, 2018 Filed Jul 30, 2018 22:47 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantDeferred Stock Units · Derivative | 2,121.7712 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-18-000138 · wf-form4_153299084914136.xml · derivative · entry 1 TODMAN MICHAEL · CIK 0001224298 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,942.4112 Underlying: Class A Common · 2,121.7712 shares Expires not disclosed F1 · derivative.exercise_price: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A common stock. Grants made on July 26, 2018, were based on the closing price of the Company's Class A common stock on that date ($54.20). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits. F2 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the Director's termination from Board service. F2 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the Director's termination from Board service. F3 · balance_after: On February 28, 2018, the issuer completed a stock split resulting in the distribution of one share of Class B common stock for every four shares of either Class A or Class B common stock held. On April 23, 2018, the issuer paid a special cash dividend. Total has been updated to reflect the special dividend. Read SEC document |
| June 14, 2018 Filed Jun 18, 2018 19:56 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2018 Restricted Stock Units · Derivative | 13 | $98.75 | $1,283.75 |
DisclosureSEC source: 0001127602-18-021148 · form4.xml · derivative · entry 2 TODMAN MICHAEL · CIK 0001224298 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,512 Underlying: Common Stock · 13 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock. F4 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 8, 2019 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F4 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 8, 2019 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| June 14, 2018 Filed Jun 18, 2018 19:56 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | GrantNotional Shares - Mandatory · Derivative | 52 | $98.75 Strike: $0.00 | $5,135.00 |
DisclosureSEC source: 0001127602-18-021148 · form4.xml · derivative · entry 1 TODMAN MICHAEL · CIK 0001224298 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,816 Underlying: Common Stock · 52 shares Expires not disclosed F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. Read SEC document |
| May 21, 2018 Filed May 22, 2018 20:04 UTC | NEWELL BRANDS INC. NWL · Entity 4339 | PurchaseCommon Stock | 4,000 | $26.53 | $106,120.00 |
DisclosureSEC source: 0000814453-18-000046 · wf-form4_152701946179136.xml · nonDerivative · entry 1 TODMAN MICHAEL · CIK 0001224298 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,680 Read SEC document |
| May 15, 2018 Filed May 17, 2018 20:49 UTC | NEWELL BRANDS INC. NWL · Entity 4339 | GrantRestricted Stock Units · Derivative | 5,504 | $0.00 | $0.00 |
DisclosureSEC source: 0000814453-18-000034 · wf-form4_152659014728951.xml · derivative · entry 1 TODMAN MICHAEL · CIK 0001224298 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,504 Underlying: Common Stock · 5,504 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Newell Brands Inc. common stock. F2 · derivative.exercise_date: The reporting person shall become fully vested in his or her award upon the earlier of: (i) the first anniversary of the date of the grant of the award; or (ii) the date immediately preceding the date of the Company's 2019 annual meeting of shareholders, provided he or she remains in continuous service on the Board until such date, but the award may vest earlier in the event of death, disability or retirement. If the Company pays a dividend on its common stock, upon vesting, the reporting person will receive an amount in cash equal in value to the dividends that the reporting person would have received had the reporting person been the actual owner of the number of shares of Company common stock represented by the restricted stock units. F3 · derivative.expiration_date: N/A Read SEC document |
| May 10, 2018 Filed May 14, 2018 20:06 UTC | NEWELL BRANDS INC. NWL · Entity 4339 | Exercise / conversionRestricted Stock Units · Derivative | 2,731 | $0.00 | $0.00 |
DisclosureSEC source: 0000814453-18-000026 · wf-form4_152632836001488.xml · derivative · entry 2 TODMAN MICHAEL · CIK 0001224298 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,731 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Newell Brands Inc. Common Stock on a one-for-one basis. F2 · derivative.expiration_date: N/A Read SEC document |
| May 10, 2018 Filed May 14, 2018 20:06 UTC | NEWELL BRANDS INC. NWL · Entity 4339 | Exercise / conversionCommon Stock | 2,731 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000814453-18-000026 · wf-form4_152632836001488.xml · nonDerivative · entry 1 TODMAN MICHAEL · CIK 0001224298 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,680 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Newell Brands Inc. Common Stock on a one-for-one basis. Read SEC document |
| May 08, 2018 Filed May 10, 2018 17:57 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2018 Restricted Stock Units · Derivative | 1,498 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-016905 · form4.xml · derivative · entry 1 TODMAN MICHAEL · CIK 0001224298 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,498 Underlying: Common Stock · 1,498 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock. F2 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 8, 2019 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F2 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 8, 2019 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 18:06 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2017 Restricted Stock Units · Derivative | 11 | $108.49 | $1,193.39 |
DisclosureSEC source: 0001127602-18-011982 · form4.xml · derivative · entry 2 TODMAN MICHAEL · CIK 0001224298 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,431 Underlying: Common Stock · 11 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock. F4 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2018 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F4 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2018 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 18:06 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | GrantNotional Shares - Mandatory · Derivative | 35 | $108.49 Strike: $0.00 | $3,797.15 |
DisclosureSEC source: 0001127602-18-011982 · form4.xml · derivative · entry 1 TODMAN MICHAEL · CIK 0001224298 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,332 Underlying: Common Stock · 35 shares Expires not disclosed F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. Read SEC document |
| December 14, 2017 Filed Dec 18, 2017 17:03 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2017 Restricted Stock Units · Derivative | 9 | $114.47 | $1,030.23 |
DisclosureSEC source: 0001127602-17-034868 · form4.xml · derivative · entry 2 TODMAN MICHAEL · CIK 0001224298 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,419 Underlying: Common Stock · 9 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock. F4 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2018 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F4 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2018 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| December 14, 2017 Filed Dec 18, 2017 17:03 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | GrantNotional Shares - Mandatory · Derivative | 27 | $114.47 Strike: $0.00 | $3,090.69 |
DisclosureSEC source: 0001127602-17-034868 · form4.xml · derivative · entry 1 TODMAN MICHAEL · CIK 0001224298 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,296 Underlying: Common Stock · 27 shares Expires not disclosed F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. Read SEC document |
| September 14, 2017 Filed Sep 18, 2017 19:00 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2017 Restricted Stock Units · Derivative | 10 | $101.97 | $1,019.70 |
DisclosureSEC source: 0001127602-17-027604 · form4.xml · derivative · entry 2 TODMAN MICHAEL · CIK 0001224298 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,410 Underlying: Common Stock · 10 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock. F4 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2018 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F4 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2018 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| September 14, 2017 Filed Sep 18, 2017 19:00 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | GrantNotional Shares - Mandatory · Derivative | 31 | $101.97 Strike: $0.00 | $3,161.07 |
DisclosureSEC source: 0001127602-17-027604 · form4.xml · derivative · entry 1 TODMAN MICHAEL · CIK 0001224298 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,268 Underlying: Common Stock · 31 shares Expires not disclosed F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. Read SEC document |
| July 27, 2017 Filed Aug 1, 2017 00:34 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantDeferred Stock Units · Derivative | 2,200.5358 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-17-000168 · wf-form4_150154766665000.xml · derivative · entry 1 TODMAN MICHAEL · CIK 0001224298 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,489.87 Underlying: Class A Common · 2,200.5358 shares Expires not disclosed F1 · derivative.exercise_price: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A common stock. Grants made on July 27, 2017, were based on the closing price of the Company's Class A common stock on that date ($52.26). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits. F2 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service. F2 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service. F3 · balance_after: Updated to reflect the August 2016 stock split. Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 19:34 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2017 Restricted Stock Units · Derivative | 9 | $108.28 | $974.52 |
DisclosureSEC source: 0001127602-17-021722 · form4.xml · derivative · entry 2 TODMAN MICHAEL · CIK 0001224298 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,400 Underlying: Common Stock · 9 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock. F4 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2018 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F4 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2018 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 19:34 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | GrantNotional Shares - Mandatory · Derivative | 29 | $108.28 Strike: $0.00 | $3,140.12 |
DisclosureSEC source: 0001127602-17-021722 · form4.xml · derivative · entry 1 TODMAN MICHAEL · CIK 0001224298 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,237 Underlying: Common Stock · 29 shares Expires not disclosed F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. Read SEC document |
| May 10, 2017 Filed May 12, 2017 20:08 UTC | NEWELL BRANDS INC. NWL · Entity 4339 | GrantRestricted Stock Units · Derivative | 2,731 | $0.00 | $0.00 |
DisclosureSEC source: 0000814453-17-000050 · wf-form4_149461967313326.xml · derivative · entry 1 TODMAN MICHAEL · CIK 0001224298 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,731 Underlying: Common Stock · 2,731 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Newell Brands Inc. (the "Company") common stock. F2 · derivative.exercise_date: The reporting person shall become fully vested in his or her award upon the earlier of: (i) the first anniversary of the date of the grant of the award; or (ii) the date immediately preceding the date of the Company's 2018 annual meeting of shareholders, provided he or she remains in continuous service on the Board until such date, but the award may vest earlier in the event of death, disability or retirement. If the Company pays a dividend on its common stock, upon vesting, the reporting person will receive an amount in cash equal in value to the dividends that the reporting person would have received had the reporting person been the actual owner of the number of shares of Company common stock represented by the restricted stock units. F3 · derivative.expiration_date: N/A Read SEC document |
| May 09, 2017 Filed May 11, 2017 20:11 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2017 Restricted Stock Units · Derivative | 1,390 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-017735 · form4.xml · derivative · entry 1 TODMAN MICHAEL · CIK 0001224298 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,390 Underlying: Common Stock · 1,390 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock. F2 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2018 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F2 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2018 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| May 08, 2017 Filed May 11, 2017 00:27 UTC | NEWELL BRANDS INC. NWL · Entity 4339 | Exercise / conversionRestricted Stock Units · Derivative | 2,995 | $0.00 | $0.00 |
DisclosureSEC source: 0000814453-17-000039 · wf-form4_149446243119112.xml · derivative · entry 2 TODMAN MICHAEL · CIK 0001224298 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,995 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Newell Brands Inc. Common Stock on a one-for-one basis. F2 · derivative.expiration_date: N/A Read SEC document |
| May 08, 2017 Filed May 11, 2017 00:27 UTC | NEWELL BRANDS INC. NWL · Entity 4339 | Exercise / conversionCommon Stock | 2,995 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000814453-17-000039 · wf-form4_149446243119112.xml · nonDerivative · entry 1 TODMAN MICHAEL · CIK 0001224298 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,949 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Newell Brands Inc. Common Stock on a one-for-one basis. Read SEC document |
| March 16, 2017 Filed Mar 20, 2017 20:41 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant5/10/2016 Restricted Stock Units · Derivative | 13 | $111.62 Strike: $0.00 | $1,451.06 |
DisclosureSEC source: 0001127602-17-012414 · form4.xml · derivative · entry 2 TODMAN MICHAEL · CIK 0001224298 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,006 Underlying: Common Stock · 13 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock. F4 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2017 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F4 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2017 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| March 16, 2017 Filed Mar 20, 2017 20:41 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | GrantNotional Shares - Mandatory · Derivative | 14 | $111.62 Strike: $0.00 | $1,562.68 |
DisclosureSEC source: 0001127602-17-012414 · form4.xml · derivative · entry 1 TODMAN MICHAEL · CIK 0001224298 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,201 Underlying: Common Stock · 14 shares Expires not disclosed F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.