Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| JOHN WILEY & SONS, INC.WLY, WLYB · Entity 4304 | Director | September 24, 2026 | September 25, 2026 |
| MOODYS CORP /DE/MCO · Entity 386 | Director | March 02, 2023 | March 24, 2023 |
| RAYMOND JAMES FINANCIAL INCRJF · Entity 3126 | Director | February 19, 2026 | February 23, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
JOHN WILEY & SONS, INC.
Report date September 24, 2026 · Filed September 25, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security | Direct | 66,287 |
Reported balance
After 2026-09-24 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-09-24 · Grant · Acquired 2,880 · Balance 66,287 F1: 1-for-1. F2: Annual director stock award issued pursuant to the John Wiley and Sons, Inc. 2022 Omnibus Stock and Long-Term Incentive Plan. Such shares will vest on the earliest of (i) the day before the next Annual Meeting, (ii) the director's death/disability, or (iii) a change in control event. Shares settled upon retirement from the Board in 100% of John Wiley & Sons, Inc. Class A Common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: 1-for-1.
F2: Annual director stock award issued pursuant to the John Wiley and Sons, Inc. 2022 Omnibus Stock and Long-Term Incentive Plan. Such shares will vest on the earliest of (i) the day before the next Annual Meeting, (ii) the director's death/disability, or (iii) a change in control event. Shares settled upon retirement from the Board in 100% of John Wiley & Sons, Inc. Class A Common stock.
MOODYS CORP /DE/
Report date March 02, 2023 · Filed March 24, 2023 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectFamily Trust 1 | 0 |
Reported balance
After 2023-03-02 transaction · row 7
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 7 · 2023-03-02 · Sale · Disposed 5,562 · Balance 0 F1: The reporting person contributed common stock to an exchange fund in exchange for shares of the exchange fund. The closing of the exchange fund was subject to conditions not controlled by the reporting person, and occurred on March 21, 2023 with a valuation of $297.09 per share, which was reported to the reporting person on March 22, 2023. |
| Common StockSEC Table I · non-derivative | IndirectFamily Trust 2 | 0 |
Reported balance
After 2023-03-02 transaction · row 8
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 8 · 2023-03-02 · Sale · Disposed 5,562 · Balance 0 F1: The reporting person contributed common stock to an exchange fund in exchange for shares of the exchange fund. The closing of the exchange fund was subject to conditions not controlled by the reporting person, and occurred on March 21, 2023 with a valuation of $297.09 per share, which was reported to the reporting person on March 22, 2023. |
| Common StockSEC Table I · non-derivative | Direct | 92,858.794 |
Reported balance
Holding disclosure · report date 2023-03-02 · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · Balance 92,858.794 |
| Common StockSEC Table I · non-derivative | IndirectTrust I | 10,818 |
Reported balance
Holding disclosure · report date 2023-03-02 · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · Balance 10,818 |
| Common StockSEC Table I · non-derivative | IndirectTrust II | 0 |
Reported balance
Holding disclosure · report date 2023-03-02 · row 3
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 3 · Balance 0 |
| Common StockSEC Table I · non-derivative | IndirectTrust III | 24,599 |
Reported balance
Holding disclosure · report date 2023-03-02 · row 4
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 4 · Balance 24,599 |
| Common StockSEC Table I · non-derivative | IndirectTrust IV | 42,226 |
Reported balance
Holding disclosure · report date 2023-03-02 · row 5
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 5 · Balance 42,226 |
| Common StockSEC Table I · non-derivative | IndirectTrust V | 33,222 |
Reported balance
Holding disclosure · report date 2023-03-02 · row 6
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 6 · Balance 33,222 |
| Common StockSEC Table I · non-derivative | Indirect401-K | 1,645 |
Reported balance
Holding disclosure · report date 2023-03-02 · row 9
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 9 · Balance 1,645 F2: As of the last statement dated December 31, 2022. |
| Common StockSEC Table I · non-derivative | IndirectSpouse | 2,000 |
Reported balance
Holding disclosure · report date 2023-03-02 · row 10
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 10 · Balance 2,000 |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person contributed common stock to an exchange fund in exchange for shares of the exchange fund. The closing of the exchange fund was subject to conditions not controlled by the reporting person, and occurred on March 21, 2023 with a valuation of $297.09 per share, which was reported to the reporting person on March 22, 2023.
F2: As of the last statement dated December 31, 2022.
RAYMOND JAMES FINANCIAL INC
Report date February 19, 2026 · Filed February 23, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 6,113 |
Reported balance
After 2026-02-19 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-02-19 · Grant · Acquired 1,303 · Balance 6,113 F1: Consists of a grant of Deferred Restricted Stock Units ("DRSUs") as part of compensation for service on the registrant's Board of Directors. Upon vesting, the DRSUs convert to the right to receive shares of common stock on a one-to-one basis, together with accrued cash in lieu of dividends. The DRSUs vest at the date of the next succeeding annual shareholders meeting following the grant date, but no later than March 15 of the calendar year following grant. Pursuant to an irrevocable election by the reporting person, settlement of the DRSUs will be deferred following vesting until the date the reporting person terminates his or her service on the Board of Directors. F2: Includes DRSUs. |
Filing footnotes · ownership attribution and instrument terms
F1: Consists of a grant of Deferred Restricted Stock Units ("DRSUs") as part of compensation for service on the registrant's Board of Directors. Upon vesting, the DRSUs convert to the right to receive shares of common stock on a one-to-one basis, together with accrued cash in lieu of dividends. The DRSUs vest at the date of the next succeeding annual shareholders meeting following the grant date, but no later than March 15 of the calendar year following grant. Pursuant to an irrevocable election by the reporting person, settlement of the DRSUs will be deferred following vesting until the date the reporting person terminates his or her service on the Board of Directors.
F2: Includes DRSUs.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 24, 2019 Filed Jul 25, 2019 22:37 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | GrantPhantom Stock Units · Derivative | 235.48 | $44.89 Strike: $0.00 | $10,570.70 |
DisclosureSEC source: 0001225208-19-010498 · doc4.xml · derivative · entry 1 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,326.0501 Underlying: Class A Common · 235.48 shares Expires not disclosed F1 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion. F1 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion. Read SEC document |
| July 01, 2019 Filed Jul 2, 2019 20:13 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 7,500 | $198.46 | $1,488,450.00 |
DisclosureSEC source: 0001209191-19-040215 · doc4.xml · nonDerivative · entry 1 MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,794 F1 · kind: Sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| June 03, 2019 Filed Jun 4, 2019 20:01 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 55,422 | $0.00 Strike: $30.01 | $0.00 |
DisclosureSEC source: 0001209191-19-034208 · doc4.xml · derivative · entry 11 MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 55,422 shares Expires 2021-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F8 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated. Read SEC document |
| June 03, 2019 Filed Jun 4, 2019 20:01 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 11,992 | $184.41 | $2,211,468.70 |
DisclosureSEC source: 0001209191-19-034208 · doc4.xml · nonDerivative · entry 6 MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,294 F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F6 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $183.95 to $184.85. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 03, 2019 Filed Jun 4, 2019 20:01 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 8,823 | $183.39 | $1,618,067.62 |
DisclosureSEC source: 0001209191-19-034208 · doc4.xml · nonDerivative · entry 5 MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,286 F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F5 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $182.94 to $183.93. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 03, 2019 Filed Jun 4, 2019 20:01 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 10,672 | $182.17 | $1,944,150.26 |
DisclosureSEC source: 0001209191-19-034208 · doc4.xml · nonDerivative · entry 4 MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 241,109 F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F4 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $181.84 to $182.78. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 03, 2019 Filed Jun 4, 2019 20:01 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 10,225 | $181.38 | $1,854,559.38 |
DisclosureSEC source: 0001209191-19-034208 · doc4.xml · nonDerivative · entry 3 MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 251,781 F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F3 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $180.84 to $181.84. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 03, 2019 Filed Jun 4, 2019 20:01 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 13,710 | $180.26 | $2,471,364.60 |
DisclosureSEC source: 0001209191-19-034208 · doc4.xml · nonDerivative · entry 2 MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,006 F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F2 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $179.83 to $180.80. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 03, 2019 Filed Jun 4, 2019 20:01 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 55,422 | $30.01 | $1,663,214.22 |
DisclosureSEC source: 0001209191-19-034208 · doc4.xml · nonDerivative · entry 1 MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,716 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| May 07, 2019 Filed May 8, 2019 20:03 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 55,421 | $0.00 Strike: $30.01 | $0.00 |
DisclosureSEC source: 0001209191-19-028216 · doc4.xml · derivative · entry 11 MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 55,421 shares Expires 2021-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F8 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated. Read SEC document |
| May 07, 2019 Filed May 8, 2019 20:03 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 2,816 | $195.29 | $549,945.09 |
DisclosureSEC source: 0001209191-19-028216 · doc4.xml · nonDerivative · entry 6 MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,603 F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F6 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $195.11 to $195.47. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 07, 2019 Filed May 8, 2019 20:03 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 8,626 | $194.73 | $1,679,697.85 |
DisclosureSEC source: 0001209191-19-028216 · doc4.xml · nonDerivative · entry 5 MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,419 F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F5 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $194.09 to $195.07. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 07, 2019 Filed May 8, 2019 20:03 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 14,049 | $193.59 | $2,719,759.96 |
DisclosureSEC source: 0001209191-19-028216 · doc4.xml · nonDerivative · entry 4 MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,045 F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F4 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $193.08 to $194.07. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 07, 2019 Filed May 8, 2019 20:03 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 21,070 | $192.43 | $4,054,521.17 |
DisclosureSEC source: 0001209191-19-028216 · doc4.xml · nonDerivative · entry 3 MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,094 F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F3 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $192.04 to $193.01. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 07, 2019 Filed May 8, 2019 20:03 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 8,860 | $191.69 | $1,698,364.54 |
DisclosureSEC source: 0001209191-19-028216 · doc4.xml · nonDerivative · entry 2 MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,164 F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F2 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $191.04 to $192.03. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 07, 2019 Filed May 8, 2019 20:03 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 55,421 | $30.01 | $1,663,184.21 |
DisclosureSEC source: 0001209191-19-028216 · doc4.xml · nonDerivative · entry 1 MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 241,024 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| April 17, 2019 Filed Apr 19, 2019 19:34 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | GrantPhantom Stock Units · Derivative | 220.03 | $46.30 Strike: $0.00 | $10,187.39 |
DisclosureSEC source: 0001225208-19-007065 · doc4.xml · derivative · entry 1 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,090.5701 Underlying: Class A Common · 220.03 shares Expires not disclosed F1 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion. F1 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion. Read SEC document |
| April 02, 2019 Filed Apr 3, 2019 21:18 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 44,146 | $0.00 Strike: $26.78 | $0.00 |
DisclosureSEC source: 0001209191-19-023308 · doc4.xml · derivative · entry 8 MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 44,146 shares Expires 2020-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F5 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated. Read SEC document |
| April 02, 2019 Filed Apr 3, 2019 21:18 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 4,672 | $184.64 | $862,633.41 |
DisclosureSEC source: 0001209191-19-023308 · doc4.xml · nonDerivative · entry 3 MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,603 F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F3 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $184.44 to $185.23. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| April 02, 2019 Filed Apr 3, 2019 21:18 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 39,474 | $183.87 | $7,258,242.28 |
DisclosureSEC source: 0001209191-19-023308 · doc4.xml · nonDerivative · entry 2 MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,275 F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F2 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $183.44 to $184.42. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| April 02, 2019 Filed Apr 3, 2019 21:18 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 44,146 | $26.78 | $1,182,229.88 |
DisclosureSEC source: 0001209191-19-023308 · doc4.xml · nonDerivative · entry 1 MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,749 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| March 04, 2019 Filed Mar 5, 2019 21:09 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 44,146 | $0.00 Strike: $26.78 | $0.00 |
DisclosureSEC source: 0001209191-19-016412 · doc4.xml · derivative · entry 13 MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 44,146 shares Expires 2020-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F9 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated. Read SEC document |
| March 04, 2019 Filed Mar 5, 2019 21:09 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 600 | $177.00 | $106,200.00 |
DisclosureSEC source: 0001209191-19-016412 · doc4.xml · nonDerivative · entry 8 MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,603 F3 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| March 04, 2019 Filed Mar 5, 2019 21:09 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 6,650 | $176.34 | $1,172,674.30 |
DisclosureSEC source: 0001209191-19-016412 · doc4.xml · nonDerivative · entry 7 MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,203 F3 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F7 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $175.98 to $176.94. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 04, 2019 Filed Mar 5, 2019 21:09 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 20,305 | $175.35 | $3,560,441.14 |
DisclosureSEC source: 0001209191-19-016412 · doc4.xml · nonDerivative · entry 6 MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,853 F3 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F6 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $174.94 to $175.90. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 04, 2019 Filed Mar 5, 2019 21:09 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 14,275 | $174.70 | $2,493,871.05 |
DisclosureSEC source: 0001209191-19-016412 · doc4.xml · nonDerivative · entry 5 MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,158 F3 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F5 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $173.93 to $174.92. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 04, 2019 Filed Mar 5, 2019 21:09 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 2,316 | $173.30 | $401,355.85 |
DisclosureSEC source: 0001209191-19-016412 · doc4.xml · nonDerivative · entry 4 MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,433 F3 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F4 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $172.93 to $173.50. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 04, 2019 Filed Mar 5, 2019 21:09 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 44,146 | $26.78 | $1,182,229.88 |
DisclosureSEC source: 0001209191-19-016412 · doc4.xml · nonDerivative · entry 3 MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,749 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 21:09 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Tax withholdingCommon Stock | 32,102 | $175.32 | $5,628,122.64 |
DisclosureSEC source: 0001209191-19-016412 · doc4.xml · nonDerivative · entry 2 MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,603 F2 · shares: Disposition of shares to satisfy tax withholding obligation. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 21:09 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 54,772 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-016412 · doc4.xml · nonDerivative · entry 1 MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,705 F1 · shares: Receipt of shares acquired upon settlement of 2016-2018 Performance Shares. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 23:21 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantEmployee Stock Option (right to buy) · Derivative | 36,427 | $0.00 Strike: $173.58 | $0.00 |
DisclosureSEC source: 0001209191-19-014202 · doc4.xml · derivative · entry 6 MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,427 Underlying: Common Stock · 36,427 shares Expires 2029-02-25 F3 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 23:21 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 9,045 | $173.58 | $1,570,031.10 |
DisclosureSEC source: 0001209191-19-014202 · doc4.xml · nonDerivative · entry 1 MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,933 F1 · shares: Exempt grant of restricted stock units. Read SEC document |
| January 16, 2019 Filed Jan 18, 2019 17:58 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | GrantPhantom Stock Units · Derivative | 197.5 | $51.25 Strike: $0.00 | $10,121.88 |
DisclosureSEC source: 0001225208-19-001038 · doc4.xml · derivative · entry 1 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,870.5401 Underlying: Class A Common · 197.5 shares Expires not disclosed F1 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion. F1 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion. Read SEC document |
| October 24, 2018 Filed Oct 25, 2018 21:55 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | GrantPhantom Stock Units · Derivative | 183.21 | $54.92 Strike: $0.00 | $10,061.89 |
DisclosureSEC source: 0001225208-18-014873 · doc4.xml · derivative · entry 1 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,673.0401 Underlying: Class A Common · 183.21 shares Expires not disclosed F1 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion. F1 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion. Read SEC document |
| September 27, 2018 Filed Oct 1, 2018 19:55 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | GrantPhantom Stock Units · Derivative | 1,809 | $60.80 Strike: $0.00 | $109,987.20 |
DisclosureSEC source: 0001225208-18-013890 · doc4.xml · derivative · entry 1 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,489.8301 Underlying: Class A Common · 1,809 shares Expires not disclosed F1 · derivative.exercise_date: Annual director stock award issued pursuant to the 2018 Director Stock Plan and accrued under the Director Deferred Compensation Plan. Such shares will vest on the earliest of (i) the day before the next Annual Meeting, (ii) the director's death/disability, and (iii) a change in control event. Shares settled upon retirement from the Board in 100% of John Wiley & Sons, Inc. Class A Common stock. F1 · derivative.expiration_date: Annual director stock award issued pursuant to the 2018 Director Stock Plan and accrued under the Director Deferred Compensation Plan. Such shares will vest on the earliest of (i) the day before the next Annual Meeting, (ii) the director's death/disability, and (iii) a change in control event. Shares settled upon retirement from the Board in 100% of John Wiley & Sons, Inc. Class A Common stock. Read SEC document |
| July 18, 2018 Filed Jul 20, 2018 19:44 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | GrantPhantom Stock Units · Derivative | 139.33 | $67.60 Strike: $0.00 | $9,418.71 |
DisclosureSEC source: 0001225208-18-011887 · doc4.xml · derivative · entry 1 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,680.8301 Underlying: Class A Common · 139.33 shares Expires not disclosed F1 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion. F1 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion. Read SEC document |
| June 14, 2018 Filed Jun 18, 2018 20:28 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 10,000 | $176.16 | $1,761,600.00 |
DisclosureSEC source: 0001209191-18-038313 · doc4.xml · nonDerivative · entry 1 MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Trust 2 Disclosed balance after: 23,080 F1 · kind: Sale of shares pursuant to Rule 10b5-1 Plan. F2 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $175.53 to $177.48. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 14, 2018 Filed May 16, 2018 21:26 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GiftCommon Stock | 33,080 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-030615 · doc4.xml · nonDerivative · entry 5 MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Trust 2 Disclosed balance after: 33,080 Read SEC document |
| May 14, 2018 Filed May 16, 2018 21:26 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GiftCommon Stock | 33,080 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-030615 · doc4.xml · nonDerivative · entry 4 MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Trust 1 Disclosed balance after: 100,000 Read SEC document |
| May 14, 2018 Filed May 16, 2018 21:26 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 300 | $174.66 | $52,396.50 |
DisclosureSEC source: 0001209191-18-030615 · doc4.xml · nonDerivative · entry 3 MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,725 F1 · kind: Sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| May 14, 2018 Filed May 16, 2018 21:26 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 2,000 | $174.04 | $348,086.00 |
DisclosureSEC source: 0001209191-18-030615 · doc4.xml · nonDerivative · entry 2 MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,025 F1 · kind: Sale of shares pursuant to Rule 10b5-1 Plan. F3 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $173.52 to $174.41. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 14, 2018 Filed May 16, 2018 21:26 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 7,700 | $172.88 | $1,331,176.00 |
DisclosureSEC source: 0001209191-18-030615 · doc4.xml · nonDerivative · entry 1 MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,025 F1 · kind: Sale of shares pursuant to Rule 10b5-1 Plan. F2 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $172.52 to $173.50. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| April 18, 2018 Filed Apr 19, 2018 16:00 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | GrantPhantom Stock Units · Derivative | 135.67 | $67.00 Strike: $0.00 | $9,089.89 |
DisclosureSEC source: 0001225208-18-007867 · doc4.xml · derivative · entry 1 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,541.5001 Underlying: Class A Common · 135.67 shares Expires not disclosed F1 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion. F1 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion. Read SEC document |
| April 06, 2018 Filed Apr 9, 2018 21:06 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 45,215 | $0.00 Strike: $25.37 | $0.00 |
DisclosureSEC source: 0001209191-18-024372 · doc4.xml · derivative · entry 9 MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 45,215 shares Expires 2019-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F7 · derivative.exercise_date: One fourth of the options vested each year beginning with the date indicated. Read SEC document |
| April 06, 2018 Filed Apr 9, 2018 21:06 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 10,196 | $161.07 | $1,642,259.52 |
DisclosureSEC source: 0001209191-18-024372 · doc4.xml · nonDerivative · entry 5 MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,796 F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F5 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $160.66 to $161.54. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| April 06, 2018 Filed Apr 9, 2018 21:06 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 18,684 | $160.24 | $2,993,998.90 |
DisclosureSEC source: 0001209191-18-024372 · doc4.xml · nonDerivative · entry 4 MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,992 F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F4 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $159.66 to $160.65. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| April 06, 2018 Filed Apr 9, 2018 21:06 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 4,510 | $158.96 | $716,918.62 |
DisclosureSEC source: 0001209191-18-024372 · doc4.xml · nonDerivative · entry 3 MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,676 F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F3 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $158.53 to $159.40. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| April 06, 2018 Filed Apr 9, 2018 21:06 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 11,825 | $158.07 | $1,869,177.75 |
DisclosureSEC source: 0001209191-18-024372 · doc4.xml · nonDerivative · entry 2 MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,186 F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F2 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $157.52 to $158.52. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| April 06, 2018 Filed Apr 9, 2018 21:06 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 45,215 | $25.37 | $1,147,104.55 |
DisclosureSEC source: 0001209191-18-024372 · doc4.xml · nonDerivative · entry 1 MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,011 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| March 06, 2018 Filed Mar 7, 2018 21:08 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 45,216 | $0.00 Strike: $25.37 | $0.00 |
DisclosureSEC source: 0001209191-18-017680 · doc4.xml · derivative · entry 9 MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 45,216 shares Expires 2019-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F6 · derivative.exercise_date: One fourth of the options vested each year beginning with the date indicated. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.