Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Butterfly Network, Inc.BFLY · Entity 4467 | Director | July 22, 2026 | July 24, 2026 |
| Hyperfine, Inc.HYPR · Entity 6865 | Director · 10% owner | May 22, 2026 | May 22, 2026 |
| Quantum-Si IncQSI · Entity 6440 | Director · 10% owner | May 18, 2026 | May 20, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Butterfly Network, Inc.
Report date July 22, 2026 · Filed July 24, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table I · non-derivative | IndirectBy GBR TR, LLC | 0 |
Reported balance
After 2026-07-22 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-07-22 · Sale · Disposed 54,143 · Balance 0 F1: In accordance with its terms, the Class B common stock automatically converted into Class A common stock, on a one-to-one basis, upon sale. F2: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2026 for estate planning purposes. F3: Represents the weighted average sales price per share. The shares sold at prices ranging from $6.355 to $6.78 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. F4: Dr. Rothberg is the Manager of 4C Holdings I, LLC, 4C Holdings II, LLC, 4C Holdings III, LLC, 4C Holdings IV, LLC, 4C Holdings V, LLC, NVR TR, LLC, JNR TR, LLC, GBR TR, LLC and EJR TR, LLC, and is the spouse of Bonnie E Gould Rothberg MD. Dr. Rothberg disclaims beneficial ownership of the securities held by these persons and entities except to the extent of his pecuniary interest therein. |
| Class B Common StockSEC Table I · non-derivative | IndirectBy NVR TR, LLC | 0 |
Reported balance
After 2026-07-22 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2026-07-22 · Sale · Disposed 72,724 · Balance 0 F1: In accordance with its terms, the Class B common stock automatically converted into Class A common stock, on a one-to-one basis, upon sale. F2: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2026 for estate planning purposes. F3: Represents the weighted average sales price per share. The shares sold at prices ranging from $6.355 to $6.78 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. F4: Dr. Rothberg is the Manager of 4C Holdings I, LLC, 4C Holdings II, LLC, 4C Holdings III, LLC, 4C Holdings IV, LLC, 4C Holdings V, LLC, NVR TR, LLC, JNR TR, LLC, GBR TR, LLC and EJR TR, LLC, and is the spouse of Bonnie E Gould Rothberg MD. Dr. Rothberg disclaims beneficial ownership of the securities held by these persons and entities except to the extent of his pecuniary interest therein. |
| Class B Common StockSEC Table I · non-derivative | IndirectBy EJR TR, LLC | 0 |
Reported balance
After 2026-07-22 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2026-07-22 · Sale · Disposed 496,680 · Balance 0 F1: In accordance with its terms, the Class B common stock automatically converted into Class A common stock, on a one-to-one basis, upon sale. F2: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2026 for estate planning purposes. F3: Represents the weighted average sales price per share. The shares sold at prices ranging from $6.355 to $6.78 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. F4: Dr. Rothberg is the Manager of 4C Holdings I, LLC, 4C Holdings II, LLC, 4C Holdings III, LLC, 4C Holdings IV, LLC, 4C Holdings V, LLC, NVR TR, LLC, JNR TR, LLC, GBR TR, LLC and EJR TR, LLC, and is the spouse of Bonnie E Gould Rothberg MD. Dr. Rothberg disclaims beneficial ownership of the securities held by these persons and entities except to the extent of his pecuniary interest therein. |
| Class B Common StockSEC Table I · non-derivative | IndirectBy JNR TR, LLC | 0 |
Reported balance
After 2026-07-22 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2026-07-22 · Sale · Disposed 36,366 · Balance 0 F1: In accordance with its terms, the Class B common stock automatically converted into Class A common stock, on a one-to-one basis, upon sale. F2: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2026 for estate planning purposes. F3: Represents the weighted average sales price per share. The shares sold at prices ranging from $6.355 to $6.78 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. F4: Dr. Rothberg is the Manager of 4C Holdings I, LLC, 4C Holdings II, LLC, 4C Holdings III, LLC, 4C Holdings IV, LLC, 4C Holdings V, LLC, NVR TR, LLC, JNR TR, LLC, GBR TR, LLC and EJR TR, LLC, and is the spouse of Bonnie E Gould Rothberg MD. Dr. Rothberg disclaims beneficial ownership of the securities held by these persons and entities except to the extent of his pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | Direct | 105,881 |
Reported balance
Holding disclosure · report date 2026-07-22 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 105,881 |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Bonnie E Gould Rothberg MD | 726,696 |
Reported balance
Holding disclosure · report date 2026-07-22 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 726,696 F4: Dr. Rothberg is the Manager of 4C Holdings I, LLC, 4C Holdings II, LLC, 4C Holdings III, LLC, 4C Holdings IV, LLC, 4C Holdings V, LLC, NVR TR, LLC, JNR TR, LLC, GBR TR, LLC and EJR TR, LLC, and is the spouse of Bonnie E Gould Rothberg MD. Dr. Rothberg disclaims beneficial ownership of the securities held by these persons and entities except to the extent of his pecuniary interest therein. |
| Class B Common StockSEC Table I · non-derivative | IndirectBy 4C Holdings I, LLC | 4,716,596 |
Reported balance
Holding disclosure · report date 2026-07-22 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 4,716,596 F4: Dr. Rothberg is the Manager of 4C Holdings I, LLC, 4C Holdings II, LLC, 4C Holdings III, LLC, 4C Holdings IV, LLC, 4C Holdings V, LLC, NVR TR, LLC, JNR TR, LLC, GBR TR, LLC and EJR TR, LLC, and is the spouse of Bonnie E Gould Rothberg MD. Dr. Rothberg disclaims beneficial ownership of the securities held by these persons and entities except to the extent of his pecuniary interest therein. |
| Class B Common StockSEC Table I · non-derivative | IndirectBy 4C Holdings II, LLC | 2,621,701 |
Reported balance
Holding disclosure · report date 2026-07-22 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 2,621,701 F4: Dr. Rothberg is the Manager of 4C Holdings I, LLC, 4C Holdings II, LLC, 4C Holdings III, LLC, 4C Holdings IV, LLC, 4C Holdings V, LLC, NVR TR, LLC, JNR TR, LLC, GBR TR, LLC and EJR TR, LLC, and is the spouse of Bonnie E Gould Rothberg MD. Dr. Rothberg disclaims beneficial ownership of the securities held by these persons and entities except to the extent of his pecuniary interest therein. |
| Class B Common StockSEC Table I · non-derivative | IndirectBy 4C Holdings III, LLC | 2,621,701 |
Reported balance
Holding disclosure · report date 2026-07-22 · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · Balance 2,621,701 F4: Dr. Rothberg is the Manager of 4C Holdings I, LLC, 4C Holdings II, LLC, 4C Holdings III, LLC, 4C Holdings IV, LLC, 4C Holdings V, LLC, NVR TR, LLC, JNR TR, LLC, GBR TR, LLC and EJR TR, LLC, and is the spouse of Bonnie E Gould Rothberg MD. Dr. Rothberg disclaims beneficial ownership of the securities held by these persons and entities except to the extent of his pecuniary interest therein. |
| Class B Common StockSEC Table I · non-derivative | IndirectBy 4C Holdings IV, LLC | 2,621,701 |
Reported balance
Holding disclosure · report date 2026-07-22 · row 10
Holding and transaction disclosures are not merged.
1 source rowRow 10 · Balance 2,621,701 F4: Dr. Rothberg is the Manager of 4C Holdings I, LLC, 4C Holdings II, LLC, 4C Holdings III, LLC, 4C Holdings IV, LLC, 4C Holdings V, LLC, NVR TR, LLC, JNR TR, LLC, GBR TR, LLC and EJR TR, LLC, and is the spouse of Bonnie E Gould Rothberg MD. Dr. Rothberg disclaims beneficial ownership of the securities held by these persons and entities except to the extent of his pecuniary interest therein. |
| Class B Common StockSEC Table I · non-derivative | IndirectBy 4C Holdings V, LLC | 8,845,238 |
Reported balance
Holding disclosure · report date 2026-07-22 · row 11
Holding and transaction disclosures are not merged.
1 source rowRow 11 · Balance 8,845,238 F4: Dr. Rothberg is the Manager of 4C Holdings I, LLC, 4C Holdings II, LLC, 4C Holdings III, LLC, 4C Holdings IV, LLC, 4C Holdings V, LLC, NVR TR, LLC, JNR TR, LLC, GBR TR, LLC and EJR TR, LLC, and is the spouse of Bonnie E Gould Rothberg MD. Dr. Rothberg disclaims beneficial ownership of the securities held by these persons and entities except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: In accordance with its terms, the Class B common stock automatically converted into Class A common stock, on a one-to-one basis, upon sale.
F2: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2026 for estate planning purposes.
F3: Represents the weighted average sales price per share. The shares sold at prices ranging from $6.355 to $6.78 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
F4: Dr. Rothberg is the Manager of 4C Holdings I, LLC, 4C Holdings II, LLC, 4C Holdings III, LLC, 4C Holdings IV, LLC, 4C Holdings V, LLC, NVR TR, LLC, JNR TR, LLC, GBR TR, LLC and EJR TR, LLC, and is the spouse of Bonnie E Gould Rothberg MD. Dr. Rothberg disclaims beneficial ownership of the securities held by these persons and entities except to the extent of his pecuniary interest therein.
Hyperfine, Inc.
Report date May 22, 2026 · Filed May 22, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.49 · Expires 2036-05-22 | Direct | 157,700 |
Reported balance
After 2026-05-22 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-05-22 · Grant · Acquired 157,700 · Balance 157,700 F1: The shares underlying this option vest on the date of the Issuer's next regular annual stockholders meeting, subject to Dr. Rothberg's continued service through the applicable vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares underlying this option vest on the date of the Issuer's next regular annual stockholders meeting, subject to Dr. Rothberg's continued service through the applicable vesting date.
Quantum-Si Inc
Report date May 18, 2026 · Filed May 20, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.85 · Expires 2036-05-18 | Direct | 251,185 |
Reported balance
After 2026-05-18 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2026-05-18 · Grant · Acquired 251,185 · Balance 251,185 F2: The shares underlying this option vest on the date of the Issuer's next regular annual stockholders meeting, subject to continued service through the applicable vesting date. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy NVR TR, LLC | 1,904,866 |
Reported balance
Holding disclosure · report date 2026-05-18 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 1,904,866 F1: Dr. Rothberg is the sole manager of 4C Holdings I, LLC, 4C Holdings V, LLC, NVR TR, LLC, JNR TR, LLC, GBR TR, LLC, EJR TR, LLC and JAR TR, LLC and Dr. Rothberg is the spouse of Bonnie E. Gould Rothberg MD and Dr. Rothberg's son is the manager of 23rd Century Capital LLC. Dr. Rothberg disclaims beneficial ownership of the shares held by his spouse and 23rd Century Capital LLC. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy JNR TR, LLC | 1,930,960 |
Reported balance
Holding disclosure · report date 2026-05-18 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,930,960 F1: Dr. Rothberg is the sole manager of 4C Holdings I, LLC, 4C Holdings V, LLC, NVR TR, LLC, JNR TR, LLC, GBR TR, LLC, EJR TR, LLC and JAR TR, LLC and Dr. Rothberg is the spouse of Bonnie E. Gould Rothberg MD and Dr. Rothberg's son is the manager of 23rd Century Capital LLC. Dr. Rothberg disclaims beneficial ownership of the shares held by his spouse and 23rd Century Capital LLC. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy GBR TR, LLC | 1,930,960 |
Reported balance
Holding disclosure · report date 2026-05-18 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,930,960 F1: Dr. Rothberg is the sole manager of 4C Holdings I, LLC, 4C Holdings V, LLC, NVR TR, LLC, JNR TR, LLC, GBR TR, LLC, EJR TR, LLC and JAR TR, LLC and Dr. Rothberg is the spouse of Bonnie E. Gould Rothberg MD and Dr. Rothberg's son is the manager of 23rd Century Capital LLC. Dr. Rothberg disclaims beneficial ownership of the shares held by his spouse and 23rd Century Capital LLC. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy EJR TR, LLC | 1,930,960 |
Reported balance
Holding disclosure · report date 2026-05-18 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 1,930,960 F1: Dr. Rothberg is the sole manager of 4C Holdings I, LLC, 4C Holdings V, LLC, NVR TR, LLC, JNR TR, LLC, GBR TR, LLC, EJR TR, LLC and JAR TR, LLC and Dr. Rothberg is the spouse of Bonnie E. Gould Rothberg MD and Dr. Rothberg's son is the manager of 23rd Century Capital LLC. Dr. Rothberg disclaims beneficial ownership of the shares held by his spouse and 23rd Century Capital LLC. |
| Class A Common StockSEC Table I · non-derivative | Direct | 2,568,443 |
Reported balance
Holding disclosure · report date 2026-05-18 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 2,568,443 |
| Class A Common StockSEC Table I · non-derivative | IndirectBy JAR TR, LLC | 1,250,000 |
Reported balance
Holding disclosure · report date 2026-05-18 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 1,250,000 F1: Dr. Rothberg is the sole manager of 4C Holdings I, LLC, 4C Holdings V, LLC, NVR TR, LLC, JNR TR, LLC, GBR TR, LLC, EJR TR, LLC and JAR TR, LLC and Dr. Rothberg is the spouse of Bonnie E. Gould Rothberg MD and Dr. Rothberg's son is the manager of 23rd Century Capital LLC. Dr. Rothberg disclaims beneficial ownership of the shares held by his spouse and 23rd Century Capital LLC. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy 23rd Century Capital LLC | 1,917,067 |
Reported balance
Holding disclosure · report date 2026-05-18 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 1,917,067 F1: Dr. Rothberg is the sole manager of 4C Holdings I, LLC, 4C Holdings V, LLC, NVR TR, LLC, JNR TR, LLC, GBR TR, LLC, EJR TR, LLC and JAR TR, LLC and Dr. Rothberg is the spouse of Bonnie E. Gould Rothberg MD and Dr. Rothberg's son is the manager of 23rd Century Capital LLC. Dr. Rothberg disclaims beneficial ownership of the shares held by his spouse and 23rd Century Capital LLC. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Bonnie E Gould Rothberg MD | 273,422 |
Reported balance
Holding disclosure · report date 2026-05-18 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 273,422 F1: Dr. Rothberg is the sole manager of 4C Holdings I, LLC, 4C Holdings V, LLC, NVR TR, LLC, JNR TR, LLC, GBR TR, LLC, EJR TR, LLC and JAR TR, LLC and Dr. Rothberg is the spouse of Bonnie E. Gould Rothberg MD and Dr. Rothberg's son is the manager of 23rd Century Capital LLC. Dr. Rothberg disclaims beneficial ownership of the shares held by his spouse and 23rd Century Capital LLC. |
| Class B Common StockSEC Table I · non-derivative | IndirectBy 4C Holdings I, LLC | 17,943,750 |
Reported balance
Holding disclosure · report date 2026-05-18 · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · Balance 17,943,750 F1: Dr. Rothberg is the sole manager of 4C Holdings I, LLC, 4C Holdings V, LLC, NVR TR, LLC, JNR TR, LLC, GBR TR, LLC, EJR TR, LLC and JAR TR, LLC and Dr. Rothberg is the spouse of Bonnie E. Gould Rothberg MD and Dr. Rothberg's son is the manager of 23rd Century Capital LLC. Dr. Rothberg disclaims beneficial ownership of the shares held by his spouse and 23rd Century Capital LLC. |
| Class B Common StockSEC Table I · non-derivative | IndirectBy 4C Holdings V, LLC | 1,993,750 |
Reported balance
Holding disclosure · report date 2026-05-18 · row 10
Holding and transaction disclosures are not merged.
1 source rowRow 10 · Balance 1,993,750 F1: Dr. Rothberg is the sole manager of 4C Holdings I, LLC, 4C Holdings V, LLC, NVR TR, LLC, JNR TR, LLC, GBR TR, LLC, EJR TR, LLC and JAR TR, LLC and Dr. Rothberg is the spouse of Bonnie E. Gould Rothberg MD and Dr. Rothberg's son is the manager of 23rd Century Capital LLC. Dr. Rothberg disclaims beneficial ownership of the shares held by his spouse and 23rd Century Capital LLC. |
Filing footnotes · ownership attribution and instrument terms
F1: Dr. Rothberg is the sole manager of 4C Holdings I, LLC, 4C Holdings V, LLC, NVR TR, LLC, JNR TR, LLC, GBR TR, LLC, EJR TR, LLC and JAR TR, LLC and Dr. Rothberg is the spouse of Bonnie E. Gould Rothberg MD and Dr. Rothberg's son is the manager of 23rd Century Capital LLC. Dr. Rothberg disclaims beneficial ownership of the shares held by his spouse and 23rd Century Capital LLC.
F2: The shares underlying this option vest on the date of the Issuer's next regular annual stockholders meeting, subject to continued service through the applicable vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 10, 2021 Filed Jun 14, 2021 22:56 UTC | Quantum-Si Inc QSI · Entity 6440 | GrantClass A Common Stock | 12,480,108 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-080932 · tm2119549-23_4seq1.xml · nonDerivative · entry 1 ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · 2012 JMR Trust Common, LLC Disclosed balance after: 12,480,108 F1 · price: In connection with the closing of the transactions contemplated by the Business Combination Agreement, dated as of February 18, 2021, by and among HighCape Capital Acquisition Corp. ("HighCape"), Tenet Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of HighCape ("Merger Sub"), and Quantum-Si Incorporated, a Delaware corporation ("Quantum-Si"), pursuant to which Merger Sub merged with and into Quantum-Si (the "Merger"), with Quantum-Si surviving as a wholly-owned subsidiary of HighCape (which changed its name to "Quantum-Si Incorporated", the "Issuer"), these shares were received in exchange for 15,649,039 shares of Quantum-Si Series B preferred stock. F2 · ownership.nature: Dr. Rothberg is the sole manager of 4C Holdings I, LLC, 4C Holdings V, LLC and 2012 JMR Trust Common, LLC. Dr. Rothberg is the spouse of Bonnie E. Gould Rothberg MD and Dr. Rothberg's son is the manager of 23rd Century Capital LLC. Dr. Rothberg disclaims beneficial ownership of the shares held by his spouse and 23rd Century Capital LLC. Read SEC document |
| March 24, 2021 Filed Mar 26, 2021 20:06 UTC | Butterfly Network, Inc. BFLY · Entity 4467 | OtherClass A Common Stock | 952,277 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-042430 · tm2111067d2_4.xml · nonDerivative · entry 4 ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By 1997 JMR Trust Common, LLC Disclosed balance after: 952,277 F1 · kind: Pro rata distribution for no consideration from Rothberg Family Fund I, LLC, of which 23rd Century Capital LLC, Bonnie E Gould Rothberg MD, Jonathan M. Rothberg, and the Jonathan M. Rothberg Children's Trust u/a/d April 24, 1997 are each a non-managing member. The Jonathan M. Rothberg Children's Trust u/a/d April 24, 1997 is the sole member of 1997 JMR Trust Common, LLC. As members of the Rothberg Family Fund I, LLC, 23rd Century Capital LLC, Bonnie E Gould Rothberg MD, Jonathan M. Rothberg, and the Jonathan M. Rothberg Children's Trust u/a/d April 24, 1997 each received shares from the distribution and now hold their respective shares directly. F2 · ownership.nature: Dr. Rothberg is a member of 23rd Century Capital LLC and the Manager of 1997 JMR Trust Common, LLC, 4C Holdings I, LLC, 4C Holdings II, LLC, 4C Holdings III, LLC, 4C Holdings IV, LLC and 4C Holdings V, LLC, and is the spouse of Bonnie E Gould Rothberg MD. Dr. Rothberg disclaims beneficial ownership of the securities held by these persons and entities except to the extent of his pecuniary interest therein. Read SEC document |
| March 24, 2021 Filed Mar 26, 2021 20:06 UTC | Butterfly Network, Inc. BFLY · Entity 4467 | OtherClass A Common Stock | 1,476,447 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-042430 · tm2111067d2_4.xml · nonDerivative · entry 3 ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,476,447 F1 · kind: Pro rata distribution for no consideration from Rothberg Family Fund I, LLC, of which 23rd Century Capital LLC, Bonnie E Gould Rothberg MD, Jonathan M. Rothberg, and the Jonathan M. Rothberg Children's Trust u/a/d April 24, 1997 are each a non-managing member. The Jonathan M. Rothberg Children's Trust u/a/d April 24, 1997 is the sole member of 1997 JMR Trust Common, LLC. As members of the Rothberg Family Fund I, LLC, 23rd Century Capital LLC, Bonnie E Gould Rothberg MD, Jonathan M. Rothberg, and the Jonathan M. Rothberg Children's Trust u/a/d April 24, 1997 each received shares from the distribution and now hold their respective shares directly. Read SEC document |
| March 24, 2021 Filed Mar 26, 2021 20:06 UTC | Butterfly Network, Inc. BFLY · Entity 4467 | OtherClass A Common Stock | 726,696 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-042430 · tm2111067d2_4.xml · nonDerivative · entry 2 ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Bonnie E Gould Rothberg MD Disclosed balance after: 726,696 F1 · kind: Pro rata distribution for no consideration from Rothberg Family Fund I, LLC, of which 23rd Century Capital LLC, Bonnie E Gould Rothberg MD, Jonathan M. Rothberg, and the Jonathan M. Rothberg Children's Trust u/a/d April 24, 1997 are each a non-managing member. The Jonathan M. Rothberg Children's Trust u/a/d April 24, 1997 is the sole member of 1997 JMR Trust Common, LLC. As members of the Rothberg Family Fund I, LLC, 23rd Century Capital LLC, Bonnie E Gould Rothberg MD, Jonathan M. Rothberg, and the Jonathan M. Rothberg Children's Trust u/a/d April 24, 1997 each received shares from the distribution and now hold their respective shares directly. F2 · ownership.nature: Dr. Rothberg is a member of 23rd Century Capital LLC and the Manager of 1997 JMR Trust Common, LLC, 4C Holdings I, LLC, 4C Holdings II, LLC, 4C Holdings III, LLC, 4C Holdings IV, LLC and 4C Holdings V, LLC, and is the spouse of Bonnie E Gould Rothberg MD. Dr. Rothberg disclaims beneficial ownership of the securities held by these persons and entities except to the extent of his pecuniary interest therein. Read SEC document |
| March 24, 2021 Filed Mar 26, 2021 20:06 UTC | Butterfly Network, Inc. BFLY · Entity 4467 | OtherClass A Common Stock | 6,202,545 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-042430 · tm2111067d2_4.xml · nonDerivative · entry 1 ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By 23rd Century Capital LLC Disclosed balance after: 6,202,545 F1 · kind: Pro rata distribution for no consideration from Rothberg Family Fund I, LLC, of which 23rd Century Capital LLC, Bonnie E Gould Rothberg MD, Jonathan M. Rothberg, and the Jonathan M. Rothberg Children's Trust u/a/d April 24, 1997 are each a non-managing member. The Jonathan M. Rothberg Children's Trust u/a/d April 24, 1997 is the sole member of 1997 JMR Trust Common, LLC. As members of the Rothberg Family Fund I, LLC, 23rd Century Capital LLC, Bonnie E Gould Rothberg MD, Jonathan M. Rothberg, and the Jonathan M. Rothberg Children's Trust u/a/d April 24, 1997 each received shares from the distribution and now hold their respective shares directly. F2 · ownership.nature: Dr. Rothberg is a member of 23rd Century Capital LLC and the Manager of 1997 JMR Trust Common, LLC, 4C Holdings I, LLC, 4C Holdings II, LLC, 4C Holdings III, LLC, 4C Holdings IV, LLC and 4C Holdings V, LLC, and is the spouse of Bonnie E Gould Rothberg MD. Dr. Rothberg disclaims beneficial ownership of the securities held by these persons and entities except to the extent of his pecuniary interest therein. Read SEC document |
| February 16, 2021 Filed Feb 17, 2021 02:03 UTC | Butterfly Network, Inc. BFLY · Entity 4467 | GrantClass A Common Stock | 13,157 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-024562 · tm216719-19_4seq1.xml · nonDerivative · entry 7 ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,157 F9 · shares: Consists of RSUs. Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest in equal annual installments over three years beginning on February 16, 2022, subject to Dr. Rothberg's continued service through the applicable vesting date. Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 02:03 UTC | Butterfly Network, Inc. BFLY · Entity 4467 | GrantClass B Common Stock | 2,642,693 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-024562 · tm216719-19_4seq1.xml · nonDerivative · entry 6 ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By 4C Holdings V, LLC Disclosed balance after: 2,642,693 F8 · price: Received in connection with the Merger in exchange for 2,545,212 shares of Butterfly Series A preferred stock. F4 · ownership.nature: Dr. Rothberg is the Manager of 4C Holdings I, LLC, 4C Holdings II, LLC, 4C Holdings III, LLC, 4C Holdings IV, LLC and 4C Holdings V, LLC. Dr. Rothberg disclaims beneficial ownership of the securities held by these entities except to the extent of his pecuniary interest therein. Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 02:03 UTC | Butterfly Network, Inc. BFLY · Entity 4467 | GrantClass B Common Stock | 2,621,701 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-024562 · tm216719-19_4seq1.xml · nonDerivative · entry 5 ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By 4C Holdings IV, LLC Disclosed balance after: 2,621,701 F7 · price: Received in connection with the Merger in exchange for 2,524,994 shares of Butterfly Series A preferred stock. F4 · ownership.nature: Dr. Rothberg is the Manager of 4C Holdings I, LLC, 4C Holdings II, LLC, 4C Holdings III, LLC, 4C Holdings IV, LLC and 4C Holdings V, LLC. Dr. Rothberg disclaims beneficial ownership of the securities held by these entities except to the extent of his pecuniary interest therein. Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 02:03 UTC | Butterfly Network, Inc. BFLY · Entity 4467 | GrantClass B Common Stock | 2,621,701 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-024562 · tm216719-19_4seq1.xml · nonDerivative · entry 4 ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By 4C Holdings III, LLC Disclosed balance after: 2,621,701 F6 · price: Received in connection with the Merger in exchange for 2,524,994 shares of Butterfly Series A preferred stock. F4 · ownership.nature: Dr. Rothberg is the Manager of 4C Holdings I, LLC, 4C Holdings II, LLC, 4C Holdings III, LLC, 4C Holdings IV, LLC and 4C Holdings V, LLC. Dr. Rothberg disclaims beneficial ownership of the securities held by these entities except to the extent of his pecuniary interest therein. Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 02:03 UTC | Butterfly Network, Inc. BFLY · Entity 4467 | GrantClass B Common Stock | 2,621,701 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-024562 · tm216719-19_4seq1.xml · nonDerivative · entry 3 ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By 4C Holdings II, LLC Disclosed balance after: 2,621,701 F5 · price: Received in connection with the Merger in exchange for 2,524,994 shares of Butterfly Series A preferred stock. F4 · ownership.nature: Dr. Rothberg is the Manager of 4C Holdings I, LLC, 4C Holdings II, LLC, 4C Holdings III, LLC, 4C Holdings IV, LLC and 4C Holdings V, LLC. Dr. Rothberg disclaims beneficial ownership of the securities held by these entities except to the extent of his pecuniary interest therein. Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 02:03 UTC | Butterfly Network, Inc. BFLY · Entity 4467 | GrantClass B Common Stock | 15,919,141 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-024562 · tm216719-19_4seq1.xml · nonDerivative · entry 2 ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By 4C Holdings I, LLC Disclosed balance after: 15,919,141 F3 · price: Received in connection with the Merger in exchange for 15,331,929 shares of Butterfly Series A preferred stock. F4 · ownership.nature: Dr. Rothberg is the Manager of 4C Holdings I, LLC, 4C Holdings II, LLC, 4C Holdings III, LLC, 4C Holdings IV, LLC and 4C Holdings V, LLC. Dr. Rothberg disclaims beneficial ownership of the securities held by these entities except to the extent of his pecuniary interest therein. Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 02:03 UTC | Butterfly Network, Inc. BFLY · Entity 4467 | GrantClass A Common Stock | 1,038,300 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-024562 · tm216719-19_4seq1.xml · nonDerivative · entry 1 ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,038,300 F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest in 8 equal quarterly installments beginning on March 31, 2021. F2 · price: In connection with the closing of the transactions contemplated by the Business Combination Agreement, dated as of November 19, 2020, by and among Longview Acquisition Corp. ("Longview"), Clay Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of Longview ("Merger Sub"), and Butterfly Network, Inc., a Delaware corporation ("Butterfly"), pursuant to which Merger Sub merged with and into Butterfly (the "Merger"), with Butterfly surviving as a wholly-owned subsidiary of Longview (which changed its name to "Butterfly Network, Inc.", the "Issuer"), these shares were received in exchange for 1,000,000 RSUs of Butterfly. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.