Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Butterfly Network, Inc.BFLY · Entity 4467 | Director | July 22, 2026 | July 24, 2026 |
| Hyperfine, Inc.HYPR · Entity 6865 | Director · 10% owner | May 22, 2026 | May 22, 2026 |
| Quantum-Si IncQSI · Entity 6440 | Director · 10% owner | May 18, 2026 | May 20, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Butterfly Network, Inc.
Report date July 22, 2026 · Filed July 24, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table I · non-derivative | IndirectBy GBR TR, LLC | 0 |
Reported balance
After 2026-07-22 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-07-22 · Sale · Disposed 54,143 · Balance 0 F1: In accordance with its terms, the Class B common stock automatically converted into Class A common stock, on a one-to-one basis, upon sale. F2: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2026 for estate planning purposes. F3: Represents the weighted average sales price per share. The shares sold at prices ranging from $6.355 to $6.78 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. F4: Dr. Rothberg is the Manager of 4C Holdings I, LLC, 4C Holdings II, LLC, 4C Holdings III, LLC, 4C Holdings IV, LLC, 4C Holdings V, LLC, NVR TR, LLC, JNR TR, LLC, GBR TR, LLC and EJR TR, LLC, and is the spouse of Bonnie E Gould Rothberg MD. Dr. Rothberg disclaims beneficial ownership of the securities held by these persons and entities except to the extent of his pecuniary interest therein. |
| Class B Common StockSEC Table I · non-derivative | IndirectBy NVR TR, LLC | 0 |
Reported balance
After 2026-07-22 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2026-07-22 · Sale · Disposed 72,724 · Balance 0 F1: In accordance with its terms, the Class B common stock automatically converted into Class A common stock, on a one-to-one basis, upon sale. F2: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2026 for estate planning purposes. F3: Represents the weighted average sales price per share. The shares sold at prices ranging from $6.355 to $6.78 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. F4: Dr. Rothberg is the Manager of 4C Holdings I, LLC, 4C Holdings II, LLC, 4C Holdings III, LLC, 4C Holdings IV, LLC, 4C Holdings V, LLC, NVR TR, LLC, JNR TR, LLC, GBR TR, LLC and EJR TR, LLC, and is the spouse of Bonnie E Gould Rothberg MD. Dr. Rothberg disclaims beneficial ownership of the securities held by these persons and entities except to the extent of his pecuniary interest therein. |
| Class B Common StockSEC Table I · non-derivative | IndirectBy EJR TR, LLC | 0 |
Reported balance
After 2026-07-22 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2026-07-22 · Sale · Disposed 496,680 · Balance 0 F1: In accordance with its terms, the Class B common stock automatically converted into Class A common stock, on a one-to-one basis, upon sale. F2: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2026 for estate planning purposes. F3: Represents the weighted average sales price per share. The shares sold at prices ranging from $6.355 to $6.78 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. F4: Dr. Rothberg is the Manager of 4C Holdings I, LLC, 4C Holdings II, LLC, 4C Holdings III, LLC, 4C Holdings IV, LLC, 4C Holdings V, LLC, NVR TR, LLC, JNR TR, LLC, GBR TR, LLC and EJR TR, LLC, and is the spouse of Bonnie E Gould Rothberg MD. Dr. Rothberg disclaims beneficial ownership of the securities held by these persons and entities except to the extent of his pecuniary interest therein. |
| Class B Common StockSEC Table I · non-derivative | IndirectBy JNR TR, LLC | 0 |
Reported balance
After 2026-07-22 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2026-07-22 · Sale · Disposed 36,366 · Balance 0 F1: In accordance with its terms, the Class B common stock automatically converted into Class A common stock, on a one-to-one basis, upon sale. F2: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2026 for estate planning purposes. F3: Represents the weighted average sales price per share. The shares sold at prices ranging from $6.355 to $6.78 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. F4: Dr. Rothberg is the Manager of 4C Holdings I, LLC, 4C Holdings II, LLC, 4C Holdings III, LLC, 4C Holdings IV, LLC, 4C Holdings V, LLC, NVR TR, LLC, JNR TR, LLC, GBR TR, LLC and EJR TR, LLC, and is the spouse of Bonnie E Gould Rothberg MD. Dr. Rothberg disclaims beneficial ownership of the securities held by these persons and entities except to the extent of his pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | Direct | 105,881 |
Reported balance
Holding disclosure · report date 2026-07-22 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 105,881 |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Bonnie E Gould Rothberg MD | 726,696 |
Reported balance
Holding disclosure · report date 2026-07-22 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 726,696 F4: Dr. Rothberg is the Manager of 4C Holdings I, LLC, 4C Holdings II, LLC, 4C Holdings III, LLC, 4C Holdings IV, LLC, 4C Holdings V, LLC, NVR TR, LLC, JNR TR, LLC, GBR TR, LLC and EJR TR, LLC, and is the spouse of Bonnie E Gould Rothberg MD. Dr. Rothberg disclaims beneficial ownership of the securities held by these persons and entities except to the extent of his pecuniary interest therein. |
| Class B Common StockSEC Table I · non-derivative | IndirectBy 4C Holdings I, LLC | 4,716,596 |
Reported balance
Holding disclosure · report date 2026-07-22 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 4,716,596 F4: Dr. Rothberg is the Manager of 4C Holdings I, LLC, 4C Holdings II, LLC, 4C Holdings III, LLC, 4C Holdings IV, LLC, 4C Holdings V, LLC, NVR TR, LLC, JNR TR, LLC, GBR TR, LLC and EJR TR, LLC, and is the spouse of Bonnie E Gould Rothberg MD. Dr. Rothberg disclaims beneficial ownership of the securities held by these persons and entities except to the extent of his pecuniary interest therein. |
| Class B Common StockSEC Table I · non-derivative | IndirectBy 4C Holdings II, LLC | 2,621,701 |
Reported balance
Holding disclosure · report date 2026-07-22 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 2,621,701 F4: Dr. Rothberg is the Manager of 4C Holdings I, LLC, 4C Holdings II, LLC, 4C Holdings III, LLC, 4C Holdings IV, LLC, 4C Holdings V, LLC, NVR TR, LLC, JNR TR, LLC, GBR TR, LLC and EJR TR, LLC, and is the spouse of Bonnie E Gould Rothberg MD. Dr. Rothberg disclaims beneficial ownership of the securities held by these persons and entities except to the extent of his pecuniary interest therein. |
| Class B Common StockSEC Table I · non-derivative | IndirectBy 4C Holdings III, LLC | 2,621,701 |
Reported balance
Holding disclosure · report date 2026-07-22 · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · Balance 2,621,701 F4: Dr. Rothberg is the Manager of 4C Holdings I, LLC, 4C Holdings II, LLC, 4C Holdings III, LLC, 4C Holdings IV, LLC, 4C Holdings V, LLC, NVR TR, LLC, JNR TR, LLC, GBR TR, LLC and EJR TR, LLC, and is the spouse of Bonnie E Gould Rothberg MD. Dr. Rothberg disclaims beneficial ownership of the securities held by these persons and entities except to the extent of his pecuniary interest therein. |
| Class B Common StockSEC Table I · non-derivative | IndirectBy 4C Holdings IV, LLC | 2,621,701 |
Reported balance
Holding disclosure · report date 2026-07-22 · row 10
Holding and transaction disclosures are not merged.
1 source rowRow 10 · Balance 2,621,701 F4: Dr. Rothberg is the Manager of 4C Holdings I, LLC, 4C Holdings II, LLC, 4C Holdings III, LLC, 4C Holdings IV, LLC, 4C Holdings V, LLC, NVR TR, LLC, JNR TR, LLC, GBR TR, LLC and EJR TR, LLC, and is the spouse of Bonnie E Gould Rothberg MD. Dr. Rothberg disclaims beneficial ownership of the securities held by these persons and entities except to the extent of his pecuniary interest therein. |
| Class B Common StockSEC Table I · non-derivative | IndirectBy 4C Holdings V, LLC | 8,845,238 |
Reported balance
Holding disclosure · report date 2026-07-22 · row 11
Holding and transaction disclosures are not merged.
1 source rowRow 11 · Balance 8,845,238 F4: Dr. Rothberg is the Manager of 4C Holdings I, LLC, 4C Holdings II, LLC, 4C Holdings III, LLC, 4C Holdings IV, LLC, 4C Holdings V, LLC, NVR TR, LLC, JNR TR, LLC, GBR TR, LLC and EJR TR, LLC, and is the spouse of Bonnie E Gould Rothberg MD. Dr. Rothberg disclaims beneficial ownership of the securities held by these persons and entities except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: In accordance with its terms, the Class B common stock automatically converted into Class A common stock, on a one-to-one basis, upon sale.
F2: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2026 for estate planning purposes.
F3: Represents the weighted average sales price per share. The shares sold at prices ranging from $6.355 to $6.78 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
F4: Dr. Rothberg is the Manager of 4C Holdings I, LLC, 4C Holdings II, LLC, 4C Holdings III, LLC, 4C Holdings IV, LLC, 4C Holdings V, LLC, NVR TR, LLC, JNR TR, LLC, GBR TR, LLC and EJR TR, LLC, and is the spouse of Bonnie E Gould Rothberg MD. Dr. Rothberg disclaims beneficial ownership of the securities held by these persons and entities except to the extent of his pecuniary interest therein.
Hyperfine, Inc.
Report date May 22, 2026 · Filed May 22, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.49 · Expires 2036-05-22 | Direct | 157,700 |
Reported balance
After 2026-05-22 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-05-22 · Grant · Acquired 157,700 · Balance 157,700 F1: The shares underlying this option vest on the date of the Issuer's next regular annual stockholders meeting, subject to Dr. Rothberg's continued service through the applicable vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares underlying this option vest on the date of the Issuer's next regular annual stockholders meeting, subject to Dr. Rothberg's continued service through the applicable vesting date.
Quantum-Si Inc
Report date May 18, 2026 · Filed May 20, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.85 · Expires 2036-05-18 | Direct | 251,185 |
Reported balance
After 2026-05-18 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2026-05-18 · Grant · Acquired 251,185 · Balance 251,185 F2: The shares underlying this option vest on the date of the Issuer's next regular annual stockholders meeting, subject to continued service through the applicable vesting date. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy NVR TR, LLC | 1,904,866 |
Reported balance
Holding disclosure · report date 2026-05-18 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 1,904,866 F1: Dr. Rothberg is the sole manager of 4C Holdings I, LLC, 4C Holdings V, LLC, NVR TR, LLC, JNR TR, LLC, GBR TR, LLC, EJR TR, LLC and JAR TR, LLC and Dr. Rothberg is the spouse of Bonnie E. Gould Rothberg MD and Dr. Rothberg's son is the manager of 23rd Century Capital LLC. Dr. Rothberg disclaims beneficial ownership of the shares held by his spouse and 23rd Century Capital LLC. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy JNR TR, LLC | 1,930,960 |
Reported balance
Holding disclosure · report date 2026-05-18 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,930,960 F1: Dr. Rothberg is the sole manager of 4C Holdings I, LLC, 4C Holdings V, LLC, NVR TR, LLC, JNR TR, LLC, GBR TR, LLC, EJR TR, LLC and JAR TR, LLC and Dr. Rothberg is the spouse of Bonnie E. Gould Rothberg MD and Dr. Rothberg's son is the manager of 23rd Century Capital LLC. Dr. Rothberg disclaims beneficial ownership of the shares held by his spouse and 23rd Century Capital LLC. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy GBR TR, LLC | 1,930,960 |
Reported balance
Holding disclosure · report date 2026-05-18 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,930,960 F1: Dr. Rothberg is the sole manager of 4C Holdings I, LLC, 4C Holdings V, LLC, NVR TR, LLC, JNR TR, LLC, GBR TR, LLC, EJR TR, LLC and JAR TR, LLC and Dr. Rothberg is the spouse of Bonnie E. Gould Rothberg MD and Dr. Rothberg's son is the manager of 23rd Century Capital LLC. Dr. Rothberg disclaims beneficial ownership of the shares held by his spouse and 23rd Century Capital LLC. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy EJR TR, LLC | 1,930,960 |
Reported balance
Holding disclosure · report date 2026-05-18 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 1,930,960 F1: Dr. Rothberg is the sole manager of 4C Holdings I, LLC, 4C Holdings V, LLC, NVR TR, LLC, JNR TR, LLC, GBR TR, LLC, EJR TR, LLC and JAR TR, LLC and Dr. Rothberg is the spouse of Bonnie E. Gould Rothberg MD and Dr. Rothberg's son is the manager of 23rd Century Capital LLC. Dr. Rothberg disclaims beneficial ownership of the shares held by his spouse and 23rd Century Capital LLC. |
| Class A Common StockSEC Table I · non-derivative | Direct | 2,568,443 |
Reported balance
Holding disclosure · report date 2026-05-18 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 2,568,443 |
| Class A Common StockSEC Table I · non-derivative | IndirectBy JAR TR, LLC | 1,250,000 |
Reported balance
Holding disclosure · report date 2026-05-18 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 1,250,000 F1: Dr. Rothberg is the sole manager of 4C Holdings I, LLC, 4C Holdings V, LLC, NVR TR, LLC, JNR TR, LLC, GBR TR, LLC, EJR TR, LLC and JAR TR, LLC and Dr. Rothberg is the spouse of Bonnie E. Gould Rothberg MD and Dr. Rothberg's son is the manager of 23rd Century Capital LLC. Dr. Rothberg disclaims beneficial ownership of the shares held by his spouse and 23rd Century Capital LLC. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy 23rd Century Capital LLC | 1,917,067 |
Reported balance
Holding disclosure · report date 2026-05-18 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 1,917,067 F1: Dr. Rothberg is the sole manager of 4C Holdings I, LLC, 4C Holdings V, LLC, NVR TR, LLC, JNR TR, LLC, GBR TR, LLC, EJR TR, LLC and JAR TR, LLC and Dr. Rothberg is the spouse of Bonnie E. Gould Rothberg MD and Dr. Rothberg's son is the manager of 23rd Century Capital LLC. Dr. Rothberg disclaims beneficial ownership of the shares held by his spouse and 23rd Century Capital LLC. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Bonnie E Gould Rothberg MD | 273,422 |
Reported balance
Holding disclosure · report date 2026-05-18 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 273,422 F1: Dr. Rothberg is the sole manager of 4C Holdings I, LLC, 4C Holdings V, LLC, NVR TR, LLC, JNR TR, LLC, GBR TR, LLC, EJR TR, LLC and JAR TR, LLC and Dr. Rothberg is the spouse of Bonnie E. Gould Rothberg MD and Dr. Rothberg's son is the manager of 23rd Century Capital LLC. Dr. Rothberg disclaims beneficial ownership of the shares held by his spouse and 23rd Century Capital LLC. |
| Class B Common StockSEC Table I · non-derivative | IndirectBy 4C Holdings I, LLC | 17,943,750 |
Reported balance
Holding disclosure · report date 2026-05-18 · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · Balance 17,943,750 F1: Dr. Rothberg is the sole manager of 4C Holdings I, LLC, 4C Holdings V, LLC, NVR TR, LLC, JNR TR, LLC, GBR TR, LLC, EJR TR, LLC and JAR TR, LLC and Dr. Rothberg is the spouse of Bonnie E. Gould Rothberg MD and Dr. Rothberg's son is the manager of 23rd Century Capital LLC. Dr. Rothberg disclaims beneficial ownership of the shares held by his spouse and 23rd Century Capital LLC. |
| Class B Common StockSEC Table I · non-derivative | IndirectBy 4C Holdings V, LLC | 1,993,750 |
Reported balance
Holding disclosure · report date 2026-05-18 · row 10
Holding and transaction disclosures are not merged.
1 source rowRow 10 · Balance 1,993,750 F1: Dr. Rothberg is the sole manager of 4C Holdings I, LLC, 4C Holdings V, LLC, NVR TR, LLC, JNR TR, LLC, GBR TR, LLC, EJR TR, LLC and JAR TR, LLC and Dr. Rothberg is the spouse of Bonnie E. Gould Rothberg MD and Dr. Rothberg's son is the manager of 23rd Century Capital LLC. Dr. Rothberg disclaims beneficial ownership of the shares held by his spouse and 23rd Century Capital LLC. |
Filing footnotes · ownership attribution and instrument terms
F1: Dr. Rothberg is the sole manager of 4C Holdings I, LLC, 4C Holdings V, LLC, NVR TR, LLC, JNR TR, LLC, GBR TR, LLC, EJR TR, LLC and JAR TR, LLC and Dr. Rothberg is the spouse of Bonnie E. Gould Rothberg MD and Dr. Rothberg's son is the manager of 23rd Century Capital LLC. Dr. Rothberg disclaims beneficial ownership of the shares held by his spouse and 23rd Century Capital LLC.
F2: The shares underlying this option vest on the date of the Issuer's next regular annual stockholders meeting, subject to continued service through the applicable vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 27, 2024 Filed Jan 1, 2025 01:27 UTC | Quantum-Si Inc QSI · Entity 6440 | SaleClass A Common Stock | 834,254 | $3.30 | $2,755,874.66 |
DisclosureSEC source: 0001140361-24-050719 · form4.xml · nonDerivative · entry 3 ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By JNR TR, LLC Disclosed balance after: 1,292,313 F1 · shares: This sale was effected in connection with estate planning pursuant to a 10b5-1 trading plan established by Dr. Rothberg on September 11, 2023. F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $3.07 to $4.0697 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. F4 · balance_after: Includes additional shares of Class A common stock previously held by 2012 JMR Trust Common, LLC that were distributed for estate planning purposes to NVR TR, LLC, JNR TR, LLC, GBR TR, LLC and EJR TR, LLC. F5 · ownership.nature: Dr. Rothberg is the sole manager of 4C Holdings I, LLC, 4C Holdings V, LLC, 2012 JMR Trust Common, LLC, NVR TR, LLC, JNR TR, LLC, JAR TR, LLC, GBR TR, LLC and EJR TR, LLC. Dr. Rothberg is the spouse of Bonnie E. Gould Rothberg MD and Dr. Rothberg's son is the manager of 23rd Century Capital LLC. Dr. Rothberg disclaims beneficial ownership of the shares held by his spouse and 23rd Century Capital LLC. Read SEC document |
| December 27, 2024 Filed Jan 1, 2025 01:27 UTC | Quantum-Si Inc QSI · Entity 6440 | SaleClass A Common Stock | 42,313 | $4.10 | $173,309.82 |
DisclosureSEC source: 0001140361-24-050719 · form4.xml · nonDerivative · entry 2 ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By NVR TR, LLC Disclosed balance after: 1,250,000 F1 · shares: This sale was effected in connection with estate planning pursuant to a 10b5-1 trading plan established by Dr. Rothberg on September 11, 2023. F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $4.07 to $4.135 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. F4 · balance_after: Includes additional shares of Class A common stock previously held by 2012 JMR Trust Common, LLC that were distributed for estate planning purposes to NVR TR, LLC, JNR TR, LLC, GBR TR, LLC and EJR TR, LLC. F5 · ownership.nature: Dr. Rothberg is the sole manager of 4C Holdings I, LLC, 4C Holdings V, LLC, 2012 JMR Trust Common, LLC, NVR TR, LLC, JNR TR, LLC, JAR TR, LLC, GBR TR, LLC and EJR TR, LLC. Dr. Rothberg is the spouse of Bonnie E. Gould Rothberg MD and Dr. Rothberg's son is the manager of 23rd Century Capital LLC. Dr. Rothberg disclaims beneficial ownership of the shares held by his spouse and 23rd Century Capital LLC. Read SEC document |
| December 27, 2024 Filed Jan 1, 2025 01:27 UTC | Quantum-Si Inc QSI · Entity 6440 | SaleClass A Common Stock | 834,253 | $3.30 | $2,755,871.36 |
DisclosureSEC source: 0001140361-24-050719 · form4.xml · nonDerivative · entry 1 ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By NVR TR, LLC Disclosed balance after: 1,292,313 F1 · shares: This sale was effected in connection with estate planning pursuant to a 10b5-1 trading plan established by Dr. Rothberg on September 11, 2023. F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $3.07 to $4.0697 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. F4 · balance_after: Includes additional shares of Class A common stock previously held by 2012 JMR Trust Common, LLC that were distributed for estate planning purposes to NVR TR, LLC, JNR TR, LLC, GBR TR, LLC and EJR TR, LLC. F5 · ownership.nature: Dr. Rothberg is the sole manager of 4C Holdings I, LLC, 4C Holdings V, LLC, 2012 JMR Trust Common, LLC, NVR TR, LLC, JNR TR, LLC, JAR TR, LLC, GBR TR, LLC and EJR TR, LLC. Dr. Rothberg is the spouse of Bonnie E. Gould Rothberg MD and Dr. Rothberg's son is the manager of 23rd Century Capital LLC. Dr. Rothberg disclaims beneficial ownership of the shares held by his spouse and 23rd Century Capital LLC. Read SEC document |
| August 28, 2024 Filed Aug 30, 2024 20:05 UTC | Butterfly Network, Inc. BFLY · Entity 4467 | OtherClass A Common Stock | 952,277 | $0.98 | $928,565.30 |
DisclosureSEC source: 0001104659-24-095584 · tm2423101-1_4seq1.xml · nonDerivative · entry 1 ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By 1997 JMR Trust Common, LLC Disclosed balance after: 0 F1 · shares: The shares were sold by 1997 JMR Trust Common, LLC for estate planning purposes in a direct sale to an affiliated party of the registrant. The reporting person presently intends but is not required to repurchase shares in the future, subject to compliance with laws and the registrant's policies, as well as then-market conditions. F2 · ownership.nature: Dr. Rothberg is the Manager of 1997 JMR Trust Common, LLC, 4C Holdings I, LLC, 4C Holdings II, LLC, 4C Holdings III, LLC, 4C Holdings IV, LLC, 4C Holdings V, LLC, NVR TR, LLC, JNR TR, LLC, JAR TR, LLC, GBR TR, LLC and EJR TR, LLC, and is the spouse of Bonnie E Gould Rothberg MD. Dr. Rothberg disclaims beneficial ownership of the securities held by these persons and entities except to the extent of his pecuniary interest therein. Read SEC document |
| June 12, 2024 Filed Jun 12, 2024 21:52 UTC | Hyperfine, Inc. HYPR · Entity 6865 | GrantStock Options (right to buy) · Derivative | 79,200 | $0.00 Strike: $0.87 | $0.00 |
DisclosureSEC source: 0001209191-24-005852 · doc4.xml · derivative · entry 1 ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 79,200 Underlying: Class A Common Stock · 79,200 shares Expires 2034-06-12 F1 · derivative.exercise_date: The shares underlying this option vest on the date of the Issuer's next regular annual stockholders meeting, subject to Dr. Rothberg's continued service through the applicable vesting date. Read SEC document |
| June 10, 2024 Filed Jun 12, 2024 20:24 UTC | Butterfly Network, Inc. BFLY · Entity 4467 | GrantClass A Common Stock | 157,894 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-070861 · tm2417034-5_4seq1.xml · nonDerivative · entry 1 ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,799,818 F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of Class A common stock upon vesting. The RSUs were issued to the Reporting Person as the annual grant to nonemployee directors pursuant to the Issuer's Amended and Restated Nonemployee Director Compensation Policy for services to be rendered to the Issuer as a member of its Board of Directors. The RSUs vest in full on the date of the Issuer's 2025 Annual Stockholders Meeting, subject to the Reporting Person's continued service on the Board of Directors on such date. Read SEC document |
| May 16, 2024 Filed May 17, 2024 20:46 UTC | Quantum-Si Inc QSI · Entity 6440 | GrantStock Option (right to buy) · Derivative | 113,281 | $0.00 Strike: $1.86 | $0.00 |
DisclosureSEC source: 0001140361-24-026708 · form4.xml · derivative · entry 1 ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 113,281 Underlying: Class A Common Stock · 113,281 shares Expires 2034-05-16 F1 · derivative.exercise_date: The shares underlying this option vest on the date of the Issuer's next regular annual stockholders meeting, subject to Dr. Rothberg's continued service through the applicable vesting date. Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 20:31 UTC | Butterfly Network, Inc. BFLY · Entity 4467 | GrantClass A Common Stock | 65,789 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-073790 · tm2319416-6_4seq1.xml · nonDerivative · entry 1 ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,641,924 F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of Class A common stock upon vesting. The RSUs were issued to the Reporting Person as the annual grant to nonemployee directors pursuant to the Issuer's Amended and Restated Nonemployee Director Compensation Policy for services to be rendered to the Issuer as a member of its Board of Directors. The RSUs vest in full on the date of the Issuer's 2024 Annual Stockholders Meeting, subject to the Reporting Person's continued service on the Board of Directors on such date. Read SEC document |
| June 09, 2023 Filed Jun 12, 2023 20:29 UTC | Hyperfine, Inc. HYPR · Entity 6865 | GrantStock Options (right to buy) · Derivative | 112,000 | $0.00 Strike: $1.97 | $0.00 |
DisclosureSEC source: 0001209191-23-036324 · doc4.xml · derivative · entry 1 ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 112,000 Underlying: Class A Common Stock · 112,000 shares Expires 2033-06-09 F1 · derivative.exercise_date: The shares underlying this option vest on the date of the Issuer's next regular annual stockholders meeting, subject to Dr. Rothberg's continued service through the applicable vesting date. Read SEC document |
| May 12, 2023 Filed May 16, 2023 21:04 UTC | Quantum-Si Inc QSI · Entity 6440 | GrantStock Option (right to buy) · Derivative | 120,481 | $0.00 Strike: $1.41 | $0.00 |
DisclosureSEC source: 0001140361-23-025065 · form4.xml · derivative · entry 1 ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 120,481 Underlying: Class A Common Stock · 120,481 shares Expires 2033-05-12 F1 · derivative.exercise_date: The shares underlying this option vest on the date of the Issuer's next regular annual stockholders meeting, subject to Dr. Rothberg's continued service through the applicable vesting date. Read SEC document |
| March 08, 2023 Filed Mar 9, 2023 21:05 UTC | Quantum-Si Inc QSI · Entity 6440 | GrantStock Option (right to buy) · Derivative | 250,000 | $0.00 Strike: $1.79 | $0.00 |
DisclosureSEC source: 0001140361-23-010890 · form4.xml · derivative · entry 1 ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Class A Common Stock · 250,000 shares Expires 2033-03-08 F1 · derivative.exercise_date: The shares underlying this option are immediately fully vested. Read SEC document |
| November 30, 2022 Filed Nov 30, 2022 19:30 UTC | Hyperfine, Inc. HYPR · Entity 6865 | PurchaseClass A Common Stock | 229,215 | $0.82 | $187,956.30 |
DisclosureSEC source: 0001209191-22-059008 · doc4.xml · nonDerivative · entry 1 ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 885,707 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.75 to $0.83, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares purchased at each separate price within the range set forth above. Read SEC document |
| November 29, 2022 Filed Nov 29, 2022 22:32 UTC | Hyperfine, Inc. HYPR · Entity 6865 | PurchaseClass A Common Stock | 47,007 | $0.72 | $33,845.04 |
DisclosureSEC source: 0001209191-22-058979 · doc4.xml · nonDerivative · entry 1 ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 656,492 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.69 to $0.77, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares purchased at each separate price within the range set forth above. Read SEC document |
| November 15, 2022 Filed Nov 15, 2022 22:49 UTC | Hyperfine, Inc. HYPR · Entity 6865 | PurchaseClass A Common Stock | 31,139 | $0.92 | $28,647.88 |
DisclosureSEC source: 0001209191-22-057117 · doc4.xml · nonDerivative · entry 1 ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 609,485 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.92 to $0.94, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares purchased at each separate price within the range set forth above. Read SEC document |
| November 14, 2022 Filed Nov 15, 2022 00:54 UTC | Hyperfine, Inc. HYPR · Entity 6865 | PurchaseClass A Common Stock | 34,488 | $0.89 | $30,694.32 |
DisclosureSEC source: 0001209191-22-056870 · doc4.xml · nonDerivative · entry 1 ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 578,346 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.85 to $0.90, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares purchased at each separate price within the range set forth above. Read SEC document |
| August 16, 2022 Filed Aug 16, 2022 21:09 UTC | Hyperfine, Inc. HYPR · Entity 6865 | PurchaseClass A Common Stock | 64,213 | $1.48 | $95,163.67 |
DisclosureSEC source: 0001209191-22-046007 · doc4.xml · nonDerivative · entry 1 ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 543,858 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.42 to $1.53, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares purchased at each separate price within the range set forth above. Read SEC document |
| August 12, 2022 Filed Aug 13, 2022 00:09 UTC | Hyperfine, Inc. HYPR · Entity 6865 | PurchaseClass A Common Stock | 303,137 | $1.46 | $441,670.61 |
DisclosureSEC source: 0001209191-22-045707 · doc4.xml · nonDerivative · entry 1 ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 479,645 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.40 to $1.53, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares purchased at each separate price within the range set forth above. Read SEC document |
| June 17, 2022 Filed Jun 22, 2022 20:08 UTC | Butterfly Network, Inc. BFLY · Entity 4467 | GrantClass A Common Stock | 48,231 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-073489 · tm2219003-1_4seq1.xml · nonDerivative · entry 1 ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,576,135 F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of Class A common stock upon vesting. The RSUs were issued to the Reporting Person as the annual grant to nonemployee directors pursuant to the Issuer's Amended and Restated Nonemployee Director Compensation Policy for services to be rendered to the Issuer as a member of its Board of Directors. The RSUs vest in full on the date of the Issuer's 2023 Annual Stockholders Meeting, subject to the Reporting Person's continued service on the Board of Directors on such date. Read SEC document |
| June 14, 2022 Filed Jun 15, 2022 20:55 UTC | Hyperfine, Inc. HYPR · Entity 6865 | PurchaseClass A Common Stock | 52,848 | $2.26 | $119,436.48 |
DisclosureSEC source: 0001209191-22-036999 · doc4.xml · nonDerivative · entry 1 ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,508 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.17 to $2.3498, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares purchased at each separate price within the range set forth above. Read SEC document |
| June 14, 2022 Filed Jun 16, 2022 21:08 UTC | Quantum-Si Inc QSI · Entity 6440 | PurchaseClass A Common Stock | 25,561 | $3.10 | $79,175.20 |
DisclosureSEC source: 0001140361-22-023264 · form4.xml · nonDerivative · entry 1 ROTHBERG JONATHAN M · CIK 0001076352 · Director · Interim CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,568,443 F1 · price: Represents the weighted average purchase price per share. The shares were purchased at prices ranging from $3.065 to $3.1261 per share. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| June 09, 2022 Filed Jun 13, 2022 20:07 UTC | Hyperfine, Inc. HYPR · Entity 6865 | GrantStock Options (right to buy) · Derivative | 85,345 | $0.00 Strike: $2.20 | $0.00 |
DisclosureSEC source: 0001209191-22-036274 · doc4.xml · derivative · entry 1 ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,345 Underlying: Class A Common Stock · 85,345 shares Expires 2032-06-09 F1 · derivative.exercise_date: The shares underlying this option vest on the date of the Issuer's next regular annual stockholders meeting, subject to Mr. Rothberg's continued service through the applicable vesting date. Read SEC document |
| May 11, 2022 Filed May 13, 2022 20:18 UTC | Quantum-Si Inc QSI · Entity 6440 | GrantStock Option (right to buy) · Derivative | 59,880 | $0.00 Strike: $3.06 | $0.00 |
DisclosureSEC source: 0001140361-22-019086 · form4.xml · derivative · entry 1 ROTHBERG JONATHAN M · CIK 0001076352 · Director · Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,880 Underlying: Class A Common Stock · 59,880 shares Expires 2032-05-11 F1 · derivative.exercise_date: The shares underlying this option vest on the date of the Issuer's next regular annual stockholders meeting, subject to Dr. Rothberg's continued service through the applicable vesting date. Read SEC document |
| March 21, 2022 Filed Mar 23, 2022 23:53 UTC | Butterfly Network, Inc. BFLY · Entity 4467 | OtherClass B Common Stock | 6,202,545 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-037171 · tm2210281-1_4seq1.xml · nonDerivative · entry 4 ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner 4C Holdings I, LLC · CIK 0001846591 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By 4C Holdings V, LLC Disclosed balance after: 8,845,238 F1 · kind: In connection with estate planning, transfers of 6,202,545 shares of Class A Common Stock transferred by 23rd Century Capital LLC to 2012 JMR Trust Common, LLC and 6,202,545 shares of Class B Common Stock transferred by 4C Holdings I, LLC to 4C Holdings V, LLC, in each case with no consideration received in exchange therefor other than the shares to be received by the transferees. F2 · ownership.nature: Dr. Rothberg is a member of 23rd Century Capital LLC and the Manager of 1997 JMR Trust Common, LLC, 2012 JMR Trust Common, LLC, 4C Holdings I, LLC, 4C Holdings II, LLC, 4C Holdings III, LLC, 4C Holdings IV, LLC and 4C Holdings V, LLC, and is the spouse of Bonnie E Gould Rothberg MD. Dr. Rothberg disclaims beneficial ownership of the securities held by these persons and entities except to the extent of his pecuniary interest therein. Read SEC document |
| March 21, 2022 Filed Mar 23, 2022 23:53 UTC | Butterfly Network, Inc. BFLY · Entity 4467 | OtherClass B Common Stock | 6,202,545 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-037171 · tm2210281-1_4seq1.xml · nonDerivative · entry 3 ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner 4C Holdings I, LLC · CIK 0001846591 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By 4C Holdings I, LLC Disclosed balance after: 9,716,596 F1 · kind: In connection with estate planning, transfers of 6,202,545 shares of Class A Common Stock transferred by 23rd Century Capital LLC to 2012 JMR Trust Common, LLC and 6,202,545 shares of Class B Common Stock transferred by 4C Holdings I, LLC to 4C Holdings V, LLC, in each case with no consideration received in exchange therefor other than the shares to be received by the transferees. F2 · ownership.nature: Dr. Rothberg is a member of 23rd Century Capital LLC and the Manager of 1997 JMR Trust Common, LLC, 2012 JMR Trust Common, LLC, 4C Holdings I, LLC, 4C Holdings II, LLC, 4C Holdings III, LLC, 4C Holdings IV, LLC and 4C Holdings V, LLC, and is the spouse of Bonnie E Gould Rothberg MD. Dr. Rothberg disclaims beneficial ownership of the securities held by these persons and entities except to the extent of his pecuniary interest therein. Read SEC document |
| March 21, 2022 Filed Mar 23, 2022 23:53 UTC | Butterfly Network, Inc. BFLY · Entity 4467 | OtherClass A Common Stock | 6,202,545 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-037171 · tm2210281-1_4seq1.xml · nonDerivative · entry 2 ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner 4C Holdings I, LLC · CIK 0001846591 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By 2012 JMR Trust Common, LLC Disclosed balance after: 6,202,545 F1 · kind: In connection with estate planning, transfers of 6,202,545 shares of Class A Common Stock transferred by 23rd Century Capital LLC to 2012 JMR Trust Common, LLC and 6,202,545 shares of Class B Common Stock transferred by 4C Holdings I, LLC to 4C Holdings V, LLC, in each case with no consideration received in exchange therefor other than the shares to be received by the transferees. F2 · ownership.nature: Dr. Rothberg is a member of 23rd Century Capital LLC and the Manager of 1997 JMR Trust Common, LLC, 2012 JMR Trust Common, LLC, 4C Holdings I, LLC, 4C Holdings II, LLC, 4C Holdings III, LLC, 4C Holdings IV, LLC and 4C Holdings V, LLC, and is the spouse of Bonnie E Gould Rothberg MD. Dr. Rothberg disclaims beneficial ownership of the securities held by these persons and entities except to the extent of his pecuniary interest therein. Read SEC document |
| March 21, 2022 Filed Mar 23, 2022 23:53 UTC | Butterfly Network, Inc. BFLY · Entity 4467 | OtherClass A Common Stock | 6,202,545 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-037171 · tm2210281-1_4seq1.xml · nonDerivative · entry 1 ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner 4C Holdings I, LLC · CIK 0001846591 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By 23rd Century Capital LLC Disclosed balance after: 0 F1 · kind: In connection with estate planning, transfers of 6,202,545 shares of Class A Common Stock transferred by 23rd Century Capital LLC to 2012 JMR Trust Common, LLC and 6,202,545 shares of Class B Common Stock transferred by 4C Holdings I, LLC to 4C Holdings V, LLC, in each case with no consideration received in exchange therefor other than the shares to be received by the transferees. F2 · ownership.nature: Dr. Rothberg is a member of 23rd Century Capital LLC and the Manager of 1997 JMR Trust Common, LLC, 2012 JMR Trust Common, LLC, 4C Holdings I, LLC, 4C Holdings II, LLC, 4C Holdings III, LLC, 4C Holdings IV, LLC and 4C Holdings V, LLC, and is the spouse of Bonnie E Gould Rothberg MD. Dr. Rothberg disclaims beneficial ownership of the securities held by these persons and entities except to the extent of his pecuniary interest therein. Read SEC document |
| December 23, 2021 Filed Dec 24, 2021 02:45 UTC | Hyperfine, Inc. HYPR · Entity 6865 | GrantClass A Common Stock | 16,483 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-153337 · tm2135698-20_4seq1.xml · nonDerivative · entry 2 ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,557 F3 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest in equal annual installments over three years beginning on December 23, 2022, subject to Dr. Rothberg's continued service through the applicable vesting date. Read SEC document |
| December 23, 2021 Filed Jan 11, 2022 02:42 UTC Amendment | Hyperfine, Inc. HYPR · Entity 6865 | GrantClass A Common Stock | 19,586 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-002890 · tm222483-5_4aseq1.xml · nonDerivative · entry 2 ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,660 F3 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest in equal annual installments over three years beginning on December 23, 2022, subject to Dr. Rothberg's continued service through the applicable vesting date. Read SEC document |
| December 22, 2021 Filed Dec 24, 2021 02:45 UTC | Hyperfine, Inc. HYPR · Entity 6865 | GrantStock Option (right to buy) · Derivative | 982,500 | Not disclosed Strike: $3.27 | Not disclosed |
DisclosureSEC source: 0001104659-21-153337 · tm2135698-20_4seq1.xml · derivative · entry 8 ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 982,500 Underlying: Class A Common Stock · 982,500 shares Expires 2031-04-14 F11 · price: Received in connection with the Mergers in exchange for a stock option to acquire 3,000,000 shares of Hyperfine common stock for $1.07 per share. F10 · derivative.exercise_date: The shares underlying this option vested and became exercisable on December 15, 2021. Read SEC document |
| December 22, 2021 Filed Dec 24, 2021 02:45 UTC | Hyperfine, Inc. HYPR · Entity 6865 | GrantClass B Common Stock | 818,750 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-153337 · tm2135698-20_4seq1.xml · nonDerivative · entry 7 ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By 4C Holdings V, LLC Disclosed balance after: 818,750 F9 · price: Received in connection with the Mergers in exchange for 2,500,000 shares of Hyperfine Series A preferred stock. F5 · ownership.nature: Dr. Rothberg is the sole manager of 4C Holdings I, LLC, 4C Holdings V, LLC and 2012 JMR Trust Common, LLC. Dr. Rothberg is the spouse of Bonnie E. Gould Rothberg MD and Dr. Rothberg's son is the manager of 23rd Century Capital LLC. Dr. Rothberg disclaims beneficial ownership of the shares held by his spouse and 23rd Century Capital LLC. Read SEC document |
| December 22, 2021 Filed Dec 24, 2021 02:45 UTC | Hyperfine, Inc. HYPR · Entity 6865 | GrantClass B Common Stock | 14,236,538 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-153337 · tm2135698-20_4seq1.xml · nonDerivative · entry 6 ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By 4C Holdings I, LLC Disclosed balance after: 14,236,538 F8 · price: Received in connection with the Mergers in exchange for 22,500,000 shares of Hyperfine Series B preferred stock and 38,239,355 shares of Liminal Series A-1 preferred stock. F5 · ownership.nature: Dr. Rothberg is the sole manager of 4C Holdings I, LLC, 4C Holdings V, LLC and 2012 JMR Trust Common, LLC. Dr. Rothberg is the spouse of Bonnie E. Gould Rothberg MD and Dr. Rothberg's son is the manager of 23rd Century Capital LLC. Dr. Rothberg disclaims beneficial ownership of the shares held by his spouse and 23rd Century Capital LLC. Read SEC document |
| December 22, 2021 Filed Dec 24, 2021 02:45 UTC | Hyperfine, Inc. HYPR · Entity 6865 | GrantClass A Common Stock | 95,507 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-153337 · tm2135698-20_4seq1.xml · nonDerivative · entry 5 ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Bonnie E Gould Rothberg MD Disclosed balance after: 95,507 F7 · price: Received in connection with the Mergers in exchange for 291,625 shares of Hyperfine Series B preferred stock. F5 · ownership.nature: Dr. Rothberg is the sole manager of 4C Holdings I, LLC, 4C Holdings V, LLC and 2012 JMR Trust Common, LLC. Dr. Rothberg is the spouse of Bonnie E. Gould Rothberg MD and Dr. Rothberg's son is the manager of 23rd Century Capital LLC. Dr. Rothberg disclaims beneficial ownership of the shares held by his spouse and 23rd Century Capital LLC. Read SEC document |
| December 22, 2021 Filed Dec 24, 2021 02:45 UTC | Hyperfine, Inc. HYPR · Entity 6865 | GrantClass A Common Stock | 440,295 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-153337 · tm2135698-20_4seq1.xml · nonDerivative · entry 4 ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · 23rd Century Capital LLC Disclosed balance after: 440,295 F6 · price: Received in connection with the Mergers in exchange for 1,344,413 shares of Hyperfine Series B preferred stock. F5 · ownership.nature: Dr. Rothberg is the sole manager of 4C Holdings I, LLC, 4C Holdings V, LLC and 2012 JMR Trust Common, LLC. Dr. Rothberg is the spouse of Bonnie E. Gould Rothberg MD and Dr. Rothberg's son is the manager of 23rd Century Capital LLC. Dr. Rothberg disclaims beneficial ownership of the shares held by his spouse and 23rd Century Capital LLC. Read SEC document |
| December 22, 2021 Filed Dec 24, 2021 02:45 UTC | Hyperfine, Inc. HYPR · Entity 6865 | GrantClass A Common Stock | 585,737 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-153337 · tm2135698-20_4seq1.xml · nonDerivative · entry 3 ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · 2012 JMR Trust Common, LLC Disclosed balance after: 585,737 F4 · price: Received in connection with the Mergers in exchange for 1,403,701 shares of Hyperfine Series B preferred stock and 701,700 shares of Liminal Series A-2 preferred stock. F5 · ownership.nature: Dr. Rothberg is the sole manager of 4C Holdings I, LLC, 4C Holdings V, LLC and 2012 JMR Trust Common, LLC. Dr. Rothberg is the spouse of Bonnie E. Gould Rothberg MD and Dr. Rothberg's son is the manager of 23rd Century Capital LLC. Dr. Rothberg disclaims beneficial ownership of the shares held by his spouse and 23rd Century Capital LLC. Read SEC document |
| December 22, 2021 Filed Dec 24, 2021 02:45 UTC | Hyperfine, Inc. HYPR · Entity 6865 | GrantClass A Common Stock | 104,074 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-153337 · tm2135698-20_4seq1.xml · nonDerivative · entry 1 ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,074 F1 · price: In connection with the closing of the transactions contemplated by the Business Combination Agreement, dated as of July 7, 2021, by and among HealthCor Catalio Acquisition Corp. ("HealthCor"), Optimus Merger Sub I, Inc., a Delaware corporation and wholly owned subsidiary of HealthCor ("Merger Sub I"), Optimus Merger Sub II, Inc., a Delaware corporation and wholly owned subsidiary of HealthCor ("Merger Sub II"), Hyperfine, Inc., a Delaware corporation ("Hyperfine"), and Liminal Sciences, Inc., F2 · price: a Delaware corporation ("Liminal"), pursuant to which Merger Sub I merged with and into Hyperfine (the "Hyperfine Merger"), with Hyperfine surviving the Hyperfine Merger as a wholly owned subsidiary of HealthCor, and Merger Sub II merged with and into Liminal (the "Liminal Merger" and, together with the Hyperfine Merger, the "Mergers"), with Liminal surviving the Liminal Merger as a wholly owned subsidiary of HealthCor (which changed its name to "Hyperfine, Inc.", the "Issuer"), these shares were received in exchange for 275,700 shares of Hyperfine Series B preferred stock and 76,739 shares of Liminal Series A-2 preferred stock. Read SEC document |
| December 22, 2021 Filed Jan 11, 2022 02:42 UTC Amendment | Hyperfine, Inc. HYPR · Entity 6865 | GrantStock Option (right to buy) · Derivative | 982,500 | Not disclosed Strike: $3.27 | Not disclosed |
DisclosureSEC source: 0001104659-22-002890 · tm222483-5_4aseq1.xml · derivative · entry 8 ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 982,500 Underlying: Class A Common Stock · 982,500 shares Expires 2031-04-14 F11 · price: Received in connection with the Mergers in exchange for a stock option to acquire 3,000,000 shares of Hyperfine common stock for $1.07 per share. F10 · derivative.exercise_date: The shares underlying this option vested and became exercisable on December 15, 2021. Read SEC document |
| December 22, 2021 Filed Jan 11, 2022 02:42 UTC Amendment | Hyperfine, Inc. HYPR · Entity 6865 | GrantClass B Common Stock | 818,750 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-22-002890 · tm222483-5_4aseq1.xml · nonDerivative · entry 7 ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By 4C Holdings V, LLC Disclosed balance after: 818,750 F9 · price: Received in connection with the Mergers in exchange for 2,500,000 shares of Hyperfine Series A preferred stock. F5 · ownership.nature: Dr. Rothberg is the sole manager of 4C Holdings I, LLC, 4C Holdings V, LLC and 2012 JMR Trust Common, LLC. Dr. Rothberg is the spouse of Bonnie E. Gould Rothberg MD and Dr. Rothberg's son is the manager of 23rd Century Capital LLC. Dr. Rothberg disclaims beneficial ownership of the shares held by his spouse and 23rd Century Capital LLC. Read SEC document |
| December 22, 2021 Filed Jan 11, 2022 02:42 UTC Amendment | Hyperfine, Inc. HYPR · Entity 6865 | GrantClass B Common Stock | 14,236,538 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-22-002890 · tm222483-5_4aseq1.xml · nonDerivative · entry 6 ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By 4C Holdings I, LLC Disclosed balance after: 14,236,538 F8 · price: Received in connection with the Mergers in exchange for 22,500,000 shares of Hyperfine Series B preferred stock and 38,239,355 shares of Liminal Series A-1 preferred stock. F5 · ownership.nature: Dr. Rothberg is the sole manager of 4C Holdings I, LLC, 4C Holdings V, LLC and 2012 JMR Trust Common, LLC. Dr. Rothberg is the spouse of Bonnie E. Gould Rothberg MD and Dr. Rothberg's son is the manager of 23rd Century Capital LLC. Dr. Rothberg disclaims beneficial ownership of the shares held by his spouse and 23rd Century Capital LLC. Read SEC document |
| December 22, 2021 Filed Jan 11, 2022 02:42 UTC Amendment | Hyperfine, Inc. HYPR · Entity 6865 | GrantClass A Common Stock | 95,507 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-22-002890 · tm222483-5_4aseq1.xml · nonDerivative · entry 5 ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Bonnie E Gould Rothberg MD Disclosed balance after: 95,507 F7 · price: Received in connection with the Mergers in exchange for 291,625 shares of Hyperfine Series B preferred stock. F5 · ownership.nature: Dr. Rothberg is the sole manager of 4C Holdings I, LLC, 4C Holdings V, LLC and 2012 JMR Trust Common, LLC. Dr. Rothberg is the spouse of Bonnie E. Gould Rothberg MD and Dr. Rothberg's son is the manager of 23rd Century Capital LLC. Dr. Rothberg disclaims beneficial ownership of the shares held by his spouse and 23rd Century Capital LLC. Read SEC document |
| December 22, 2021 Filed Jan 11, 2022 02:42 UTC Amendment | Hyperfine, Inc. HYPR · Entity 6865 | GrantClass A Common Stock | 440,295 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-22-002890 · tm222483-5_4aseq1.xml · nonDerivative · entry 4 ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · 23rd Century Capital LLC Disclosed balance after: 440,295 F6 · price: Received in connection with the Mergers in exchange for 1,344,413 shares of Hyperfine Series B preferred stock. F5 · ownership.nature: Dr. Rothberg is the sole manager of 4C Holdings I, LLC, 4C Holdings V, LLC and 2012 JMR Trust Common, LLC. Dr. Rothberg is the spouse of Bonnie E. Gould Rothberg MD and Dr. Rothberg's son is the manager of 23rd Century Capital LLC. Dr. Rothberg disclaims beneficial ownership of the shares held by his spouse and 23rd Century Capital LLC. Read SEC document |
| December 22, 2021 Filed Jan 11, 2022 02:42 UTC Amendment | Hyperfine, Inc. HYPR · Entity 6865 | GrantClass A Common Stock | 585,737 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-22-002890 · tm222483-5_4aseq1.xml · nonDerivative · entry 3 ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · 2012 JMR Trust Common, LLC Disclosed balance after: 585,737 F4 · price: Received in connection with the Mergers in exchange for 1,403,701 shares of Hyperfine Series B preferred stock and 701,700 shares of Liminal Series A-2 preferred stock. F5 · ownership.nature: Dr. Rothberg is the sole manager of 4C Holdings I, LLC, 4C Holdings V, LLC and 2012 JMR Trust Common, LLC. Dr. Rothberg is the spouse of Bonnie E. Gould Rothberg MD and Dr. Rothberg's son is the manager of 23rd Century Capital LLC. Dr. Rothberg disclaims beneficial ownership of the shares held by his spouse and 23rd Century Capital LLC. Read SEC document |
| December 22, 2021 Filed Jan 11, 2022 02:42 UTC Amendment | Hyperfine, Inc. HYPR · Entity 6865 | GrantClass A Common Stock | 104,074 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-22-002890 · tm222483-5_4aseq1.xml · nonDerivative · entry 1 ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,074 F1 · price: In connection with the closing of the transactions contemplated by the Business Combination Agreement, dated as of July 7, 2021, by and among HealthCor Catalio Acquisition Corp. ("HealthCor"), Optimus Merger Sub I, Inc., a Delaware corporation and wholly owned subsidiary of HealthCor ("Merger Sub I"), Optimus Merger Sub II, Inc., a Delaware corporation and wholly owned subsidiary of HealthCor ("Merger Sub II"), Hyperfine, Inc., a Delaware corporation ("Hyperfine"), and Liminal Sciences, Inc., F2 · price: a Delaware corporation ("Liminal"), pursuant to which Merger Sub I merged with and into Hyperfine (the "Hyperfine Merger"), with Hyperfine surviving the Hyperfine Merger as a wholly owned subsidiary of HealthCor, and Merger Sub II merged with and into Liminal (the "Liminal Merger" and, together with the Hyperfine Merger, the "Mergers"), with Liminal surviving the Liminal Merger as a wholly owned subsidiary of HealthCor (which changed its name to "Hyperfine, Inc.", the "Issuer"), these shares were received in exchange for 275,700 shares of Hyperfine Series B preferred stock and 76,739 shares of Liminal Series A-2 preferred stock. Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 21:31 UTC | Butterfly Network, Inc. BFLY · Entity 4467 | GrantStock Option (Right to Buy) · Derivative | 21,645 | $0.00 Strike: $14.25 | $0.00 |
DisclosureSEC source: 0001562180-21-004726 · primarydocument.xml · derivative · entry 1 ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,645 Underlying: Common Stock · 21,645 shares Expires 2031-06-30 F1 · shares: These options were issued to the Reporting Person as the annual grant to nonemployee directors pursuant to the Issuer's Nonemployee Director Compensation Policy for services to be rendered to the Issuer as a member of its Board of Directors. F2 · derivative.exercise_date: The option vests in full on the date of the Butterfly Network, Inc. 2022 Annual Stockholders meeting, subject to the Reporting Person's continued services on the Board of Directors on such date. Read SEC document |
| June 11, 2021 Filed Jun 14, 2021 22:56 UTC | Quantum-Si Inc QSI · Entity 6440 | GrantClass A Common Stock | 20,512 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-080932 · tm2119549-23_4seq1.xml · nonDerivative · entry 6 ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,542,882 F8 · shares: Consists of RSUs. Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest in equal annual installments over three years beginning on June 11, 2022, subject to Dr. Rothberg's continued service through the applicable vesting date. Read SEC document |
| June 10, 2021 Filed Jun 14, 2021 22:56 UTC | Quantum-Si Inc QSI · Entity 6440 | GrantClass B Common Stock | 1,993,750 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-080932 · tm2119549-23_4seq1.xml · nonDerivative · entry 8 ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By 4C Holdings V, LLC Disclosed balance after: 1,993,750 F10 · price: Received in connection with the Merger in exchange for 2,500,000 shares of Quantum-Si Series A preferred stock. F2 · ownership.nature: Dr. Rothberg is the sole manager of 4C Holdings I, LLC, 4C Holdings V, LLC and 2012 JMR Trust Common, LLC. Dr. Rothberg is the spouse of Bonnie E. Gould Rothberg MD and Dr. Rothberg's son is the manager of 23rd Century Capital LLC. Dr. Rothberg disclaims beneficial ownership of the shares held by his spouse and 23rd Century Capital LLC. Read SEC document |
| June 10, 2021 Filed Jun 14, 2021 22:56 UTC | Quantum-Si Inc QSI · Entity 6440 | GrantClass B Common Stock | 17,943,750 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-080932 · tm2119549-23_4seq1.xml · nonDerivative · entry 7 ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By 4C Holdings I, LLC Disclosed balance after: 17,943,750 F9 · price: Received in connection with the Merger in exchange for 22,500,000 shares of Quantum-Si Series A preferred stock. F2 · ownership.nature: Dr. Rothberg is the sole manager of 4C Holdings I, LLC, 4C Holdings V, LLC and 2012 JMR Trust Common, LLC. Dr. Rothberg is the spouse of Bonnie E. Gould Rothberg MD and Dr. Rothberg's son is the manager of 23rd Century Capital LLC. Dr. Rothberg disclaims beneficial ownership of the shares held by his spouse and 23rd Century Capital LLC. Read SEC document |
| June 10, 2021 Filed Jun 14, 2021 22:56 UTC | Quantum-Si Inc QSI · Entity 6440 | GrantClass A Common Stock | 1,500,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-080932 · tm2119549-23_4seq1.xml · nonDerivative · entry 5 ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,522,370 F6 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest on March 12, 2023. F7 · price: Received in connection with the Merger in exchange for 1,880,878 RSUs of Quantum-Si. Read SEC document |
| June 10, 2021 Filed Jun 14, 2021 22:56 UTC | Quantum-Si Inc QSI · Entity 6440 | GrantClass A Common Stock | 1,022,370 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-080932 · tm2119549-23_4seq1.xml · nonDerivative · entry 4 ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,022,370 F5 · price: Received in connection with the Merger in exchange for 1,276,641 shares of Quantum-Si Series B preferred stock and 5,328 shares of Quantum-Si Series E preferred stock. Read SEC document |
| June 10, 2021 Filed Jun 14, 2021 22:56 UTC | Quantum-Si Inc QSI · Entity 6440 | GrantClass A Common Stock | 273,422 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-080932 · tm2119549-23_4seq1.xml · nonDerivative · entry 3 ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Bonnie E Gould Rothberg MD Disclosed balance after: 273,422 F4 · price: Received in connection with the Merger in exchange for 342,850 shares of Quantum-Si Series B preferred stock. F2 · ownership.nature: Dr. Rothberg is the sole manager of 4C Holdings I, LLC, 4C Holdings V, LLC and 2012 JMR Trust Common, LLC. Dr. Rothberg is the spouse of Bonnie E. Gould Rothberg MD and Dr. Rothberg's son is the manager of 23rd Century Capital LLC. Dr. Rothberg disclaims beneficial ownership of the shares held by his spouse and 23rd Century Capital LLC. Read SEC document |
| June 10, 2021 Filed Jun 14, 2021 22:56 UTC | Quantum-Si Inc QSI · Entity 6440 | GrantClass A Common Stock | 1,917,067 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-080932 · tm2119549-23_4seq1.xml · nonDerivative · entry 2 ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · 23rd Century Capital LLC Disclosed balance after: 1,917,067 F3 · price: Received in connection with the Merger in exchange for 2,403,846 shares of Quantum-Si Series B preferred stock. F2 · ownership.nature: Dr. Rothberg is the sole manager of 4C Holdings I, LLC, 4C Holdings V, LLC and 2012 JMR Trust Common, LLC. Dr. Rothberg is the spouse of Bonnie E. Gould Rothberg MD and Dr. Rothberg's son is the manager of 23rd Century Capital LLC. Dr. Rothberg disclaims beneficial ownership of the shares held by his spouse and 23rd Century Capital LLC. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.