Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PEOPLES BANCORP INCPEBO · Entity 199 | EVP, Community Banking | October 02, 2026 | October 06, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PEOPLES BANCORP INC
Report date October 02, 2026 · Filed October 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 21,015.2266 |
Reported balance
After 2026-10-02 transaction · row 1
1 source rowRow 1 · 2026-10-02 · Tax withholding · Disposed 2,350 · Balance 21,015.2266 |
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ASTORIA FINANCIAL CORP
Report date October 02, 2017 · Filed October 03, 2017
Section 16 reporting ended · disclosed 2017-10-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectRSU | 0 |
Reported balance
After 2017-10-02 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2017-10-02 · Disposition to issuer · Disposed 16,400 · Balance 0 F1: Disposed of pursuant to the merger agreement between the Issuer and Sterling Bancorp ("Sterling"), dated March 6, 2017 (the "Merger Agreement"), pursuant to which the Issuer was merged with and into Sterling on October 2, 2017 (the "Effective Time"). Pursuant to the Merger Agreement, as of the Effective Time, (i) each issued and outstanding share of the Issuer's common stock was converted into the right to receive 0.875 of a share of Sterling common stock and cash in lieu of fractional shares (the "Merger Consideration"), and (ii) each outstanding restricted stock award and restricted stock unit award fully vested and was cancelled and converted automatically into the right to receive the Merger Consideration in respect of each share of the Issuer's common stock underlying such award, less applicable tax withholdings. F2: As of the Effective Time, the Sterling common stock had a market value of $24.85 per share. As a result of the merger, the Reporting Person no longer beneficially owns directly or indirectly any shares of the Issuer's common stock. F3: Represents award of restricted stock units dated April 27, 2015 pursuant to the 2014 Stock Incentive Plan for Officers and Employees of Astoria Financial Corporation (the "2014 Plan"). |
| Common StockSEC Table I · non-derivative | IndirectRSA | 0 |
Reported balance
After 2017-10-02 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2017-10-02 · Disposition to issuer · Disposed 28,387 · Balance 0 F1: Disposed of pursuant to the merger agreement between the Issuer and Sterling Bancorp ("Sterling"), dated March 6, 2017 (the "Merger Agreement"), pursuant to which the Issuer was merged with and into Sterling on October 2, 2017 (the "Effective Time"). Pursuant to the Merger Agreement, as of the Effective Time, (i) each issued and outstanding share of the Issuer's common stock was converted into the right to receive 0.875 of a share of Sterling common stock and cash in lieu of fractional shares (the "Merger Consideration"), and (ii) each outstanding restricted stock award and restricted stock unit award fully vested and was cancelled and converted automatically into the right to receive the Merger Consideration in respect of each share of the Issuer's common stock underlying such award, less applicable tax withholdings. F2: As of the Effective Time, the Sterling common stock had a market value of $24.85 per share. As a result of the merger, the Reporting Person no longer beneficially owns directly or indirectly any shares of the Issuer's common stock. F4: Represents award of restricted stock dated October 15, 2014 pursuant to the 2014 Plan. |
| Common StockSEC Table I · non-derivative | IndirectRSA | 0 |
Reported balance
After 2017-10-02 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2017-10-02 · Disposition to issuer · Disposed 5,460 · Balance 0 F1: Disposed of pursuant to the merger agreement between the Issuer and Sterling Bancorp ("Sterling"), dated March 6, 2017 (the "Merger Agreement"), pursuant to which the Issuer was merged with and into Sterling on October 2, 2017 (the "Effective Time"). Pursuant to the Merger Agreement, as of the Effective Time, (i) each issued and outstanding share of the Issuer's common stock was converted into the right to receive 0.875 of a share of Sterling common stock and cash in lieu of fractional shares (the "Merger Consideration"), and (ii) each outstanding restricted stock award and restricted stock unit award fully vested and was cancelled and converted automatically into the right to receive the Merger Consideration in respect of each share of the Issuer's common stock underlying such award, less applicable tax withholdings. F2: As of the Effective Time, the Sterling common stock had a market value of $24.85 per share. As a result of the merger, the Reporting Person no longer beneficially owns directly or indirectly any shares of the Issuer's common stock. F5: Represents award of restricted stock dated April 27, 2015 pursuant to the 2014 Plan. |
| Common StockSEC Table I · non-derivative | IndirectRSA | 0 |
Reported balance
After 2017-10-02 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2017-10-02 · Disposition to issuer · Disposed 10,200 · Balance 0 F1: Disposed of pursuant to the merger agreement between the Issuer and Sterling Bancorp ("Sterling"), dated March 6, 2017 (the "Merger Agreement"), pursuant to which the Issuer was merged with and into Sterling on October 2, 2017 (the "Effective Time"). Pursuant to the Merger Agreement, as of the Effective Time, (i) each issued and outstanding share of the Issuer's common stock was converted into the right to receive 0.875 of a share of Sterling common stock and cash in lieu of fractional shares (the "Merger Consideration"), and (ii) each outstanding restricted stock award and restricted stock unit award fully vested and was cancelled and converted automatically into the right to receive the Merger Consideration in respect of each share of the Issuer's common stock underlying such award, less applicable tax withholdings. F2: As of the Effective Time, the Sterling common stock had a market value of $24.85 per share. As a result of the merger, the Reporting Person no longer beneficially owns directly or indirectly any shares of the Issuer's common stock. F6: Represents award of restricted stock dated February 1, 2016 pursuant to the 2014 Plan. |
| Common StockSEC Table I · non-derivative | IndirectRSA | 0 |
Reported balance
After 2017-10-02 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2017-10-02 · Disposition to issuer · Disposed 24,360 · Balance 0 F1: Disposed of pursuant to the merger agreement between the Issuer and Sterling Bancorp ("Sterling"), dated March 6, 2017 (the "Merger Agreement"), pursuant to which the Issuer was merged with and into Sterling on October 2, 2017 (the "Effective Time"). Pursuant to the Merger Agreement, as of the Effective Time, (i) each issued and outstanding share of the Issuer's common stock was converted into the right to receive 0.875 of a share of Sterling common stock and cash in lieu of fractional shares (the "Merger Consideration"), and (ii) each outstanding restricted stock award and restricted stock unit award fully vested and was cancelled and converted automatically into the right to receive the Merger Consideration in respect of each share of the Issuer's common stock underlying such award, less applicable tax withholdings. F2: As of the Effective Time, the Sterling common stock had a market value of $24.85 per share. As a result of the merger, the Reporting Person no longer beneficially owns directly or indirectly any shares of the Issuer's common stock. F7: Represents award of restricted stock dated March 22, 2017 pursuant to the 2014 Plan. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-10-02 transaction · row 6
1 source rowRow 6 · 2017-10-02 · Disposition to issuer · Disposed 3,214 · Balance 0 F1: Disposed of pursuant to the merger agreement between the Issuer and Sterling Bancorp ("Sterling"), dated March 6, 2017 (the "Merger Agreement"), pursuant to which the Issuer was merged with and into Sterling on October 2, 2017 (the "Effective Time"). Pursuant to the Merger Agreement, as of the Effective Time, (i) each issued and outstanding share of the Issuer's common stock was converted into the right to receive 0.875 of a share of Sterling common stock and cash in lieu of fractional shares (the "Merger Consideration"), and (ii) each outstanding restricted stock award and restricted stock unit award fully vested and was cancelled and converted automatically into the right to receive the Merger Consideration in respect of each share of the Issuer's common stock underlying such award, less applicable tax withholdings. F2: As of the Effective Time, the Sterling common stock had a market value of $24.85 per share. As a result of the merger, the Reporting Person no longer beneficially owns directly or indirectly any shares of the Issuer's common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to the merger agreement between the Issuer and Sterling Bancorp ("Sterling"), dated March 6, 2017 (the "Merger Agreement"), pursuant to which the Issuer was merged with and into Sterling on October 2, 2017 (the "Effective Time"). Pursuant to the Merger Agreement, as of the Effective Time, (i) each issued and outstanding share of the Issuer's common stock was converted into the right to receive 0.875 of a share of Sterling common stock and cash in lieu of fractional shares (the "Merger Consideration"), and (ii) each outstanding restricted stock award and restricted stock unit award fully vested and was cancelled and converted automatically into the right to receive the Merger Consideration in respect of each share of the Issuer's common stock underlying such award, less applicable tax withholdings.
F2: As of the Effective Time, the Sterling common stock had a market value of $24.85 per share. As a result of the merger, the Reporting Person no longer beneficially owns directly or indirectly any shares of the Issuer's common stock.
F3: Represents award of restricted stock units dated April 27, 2015 pursuant to the 2014 Stock Incentive Plan for Officers and Employees of Astoria Financial Corporation (the "2014 Plan").
F4: Represents award of restricted stock dated October 15, 2014 pursuant to the 2014 Plan.
F5: Represents award of restricted stock dated April 27, 2015 pursuant to the 2014 Plan.
F6: Represents award of restricted stock dated February 1, 2016 pursuant to the 2014 Plan.
F7: Represents award of restricted stock dated March 22, 2017 pursuant to the 2014 Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 02, 2026 Filed Oct 6, 2026 17:56 UTC | PEOPLES BANCORP INC PEBO · Entity 199 | Tax withholdingCommon Stock | 2,350 | $37.48 | $88,078.00 |
DisclosureSEC source: 0000318300-26-000228 · wk-form4_1791309362.xml · nonDerivative · entry 1 Donlon Hugh J · CIK 0001622494 · EVP, Community Banking 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,015.2266 Read SEC document |
| July 24, 2026 Filed Jul 27, 2026 18:09 UTC | PEOPLES BANCORP INC PEBO · Entity 199 | SaleCommon Stock | 500 | $39.87 | $19,935.00 |
DisclosureSEC source: 0000318300-26-000189 · wk-form4_1785175754.xml · nonDerivative · entry 1 Donlon Hugh J · CIK 0001622494 · EVP, Community Banking 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,365.2266 Read SEC document |
| March 31, 2026 Filed Apr 1, 2026 19:14 UTC | PEOPLES BANCORP INC PEBO · Entity 199 | OtherCommon Stock | 183.6077 | $27.94 | $5,130.00 |
DisclosureSEC source: 0000318300-26-000119 · wk-form4_1775070865.xml · nonDerivative · entry 1 Donlon Hugh J · CIK 0001622494 · EVP, Community Banking 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,865.2266 F1 · kind: Shares acquired as a result of participation in an employee stock purchase plan. Read SEC document |
| February 13, 2026 Filed Feb 18, 2026 19:02 UTC | PEOPLES BANCORP INC PEBO · Entity 199 | GrantCommon Stock | 3,910 | $33.56 | $131,219.60 |
DisclosureSEC source: 0000318300-26-000092 · wk-form4_1771441348.xml · nonDerivative · entry 2 Donlon Hugh J · CIK 0001622494 · EVP, Community Banking 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,681.6189 Read SEC document |
| February 13, 2026 Filed Feb 18, 2026 19:02 UTC | PEOPLES BANCORP INC PEBO · Entity 199 | GrantCommon Stock | 5,363 | $33.56 | $179,982.28 |
DisclosureSEC source: 0000318300-26-000092 · wk-form4_1771441348.xml · nonDerivative · entry 1 Donlon Hugh J · CIK 0001622494 · EVP, Community Banking 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,771.6189 Read SEC document |
| December 31, 2025 Filed Jan 2, 2026 16:59 UTC | PEOPLES BANCORP INC PEBO · Entity 199 | OtherCommon Stock | 200.94 | $25.53 | $5,130.00 |
DisclosureSEC source: 0000318300-26-000006 · wk-form4_1767373196.xml · nonDerivative · entry 1 Donlon Hugh J · CIK 0001622494 · EVP, Community Banking 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,346.8898 F1 · kind: Shares acquired as a result of participation in an employee stock purchase plan. Read SEC document |
| November 18, 2025 Filed Feb 13, 2026 14:13 UTC | PEOPLES BANCORP INC PEBO · Entity 199 | OtherCommon Stock | 20.6823 | $29.00 | $599.79 |
DisclosureSEC source: 0000318300-26-000064 · wk-form5_1770991998.xml · nonDerivative · entry 4 Donlon Hugh J · CIK 0001622494 · EVP, Community Banking 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,408.6189 F1 · kind: Shares received as a result of participation in the Dividend Reinvestment Program. Read SEC document |
| September 30, 2025 Filed Oct 1, 2025 18:27 UTC | PEOPLES BANCORP INC PEBO · Entity 199 | OtherCommon Stock | 201.2553 | $25.49 | $5,130.00 |
DisclosureSEC source: 0000318300-25-000245 · wk-form4_1759343244.xml · nonDerivative · entry 1 Donlon Hugh J · CIK 0001622494 · EVP, Community Banking 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,145.9498 F1 · kind: Shares acquired as a result of participation in an employee stock purchase plan. Read SEC document |
| August 18, 2025 Filed Feb 13, 2026 14:13 UTC | PEOPLES BANCORP INC PEBO · Entity 199 | OtherCommon Stock | 17.3107 | $29.47 | $510.15 |
DisclosureSEC source: 0000318300-26-000064 · wk-form5_1770991998.xml · nonDerivative · entry 3 Donlon Hugh J · CIK 0001622494 · EVP, Community Banking 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,387.9366 F1 · kind: Shares received as a result of participation in the Dividend Reinvestment Program. Read SEC document |
| June 30, 2025 Filed Jul 1, 2025 19:56 UTC | PEOPLES BANCORP INC PEBO · Entity 199 | OtherCommon Stock | 197.6117 | $25.96 | $5,130.00 |
DisclosureSEC source: 0000318300-25-000189 · wk-form4_1751399763.xml · nonDerivative · entry 1 Donlon Hugh J · CIK 0001622494 · EVP, Community Banking 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,944.6945 F1 · kind: Shares acquired as a result of participation in an employee stock purchase plan. Read SEC document |
| May 19, 2025 Filed Feb 13, 2026 14:13 UTC | PEOPLES BANCORP INC PEBO · Entity 199 | OtherCommon Stock | 13.743 | $30.82 | $423.56 |
DisclosureSEC source: 0000318300-26-000064 · wk-form5_1770991998.xml · nonDerivative · entry 2 Donlon Hugh J · CIK 0001622494 · EVP, Community Banking 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,370.6259 F1 · kind: Shares received as a result of participation in the Dividend Reinvestment Program. Read SEC document |
| March 31, 2025 Filed Apr 2, 2025 13:27 UTC | PEOPLES BANCORP INC PEBO · Entity 199 | OtherCommon Stock | 203.4906 | $25.21 | $5,130.00 |
DisclosureSEC source: 0000318300-25-000134 · wk-form4_1743600430.xml · nonDerivative · entry 1 Donlon Hugh J · CIK 0001622494 · EVP, Community Banking 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,747.0828 F1 · kind: Shares acquired as a result of participation in an employee stock purchase plan. Read SEC document |
| February 18, 2025 Filed Feb 13, 2026 14:13 UTC | PEOPLES BANCORP INC PEBO · Entity 199 | OtherCommon Stock | 9.9931 | $32.80 | $327.77 |
DisclosureSEC source: 0000318300-26-000064 · wk-form5_1770991998.xml · nonDerivative · entry 1 Donlon Hugh J · CIK 0001622494 · EVP, Community Banking 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,356.8829 F1 · kind: Shares received as a result of participation in the Dividend Reinvestment Program. Read SEC document |
| February 11, 2025 Filed Feb 13, 2025 21:17 UTC | PEOPLES BANCORP INC PEBO · Entity 199 | GrantCommon Stock | 4,788 | $33.41 | $159,967.08 |
DisclosureSEC source: 0000318300-25-000082 · wk-form4_1739481423.xml · nonDerivative · entry 1 Donlon Hugh J · CIK 0001622494 · EVP, Community Banking 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,543.5922 Read SEC document |
| December 31, 2024 Filed Jan 3, 2025 19:43 UTC | PEOPLES BANCORP INC PEBO · Entity 199 | OtherCommon Stock | 190.4231 | $26.94 | $5,130.00 |
DisclosureSEC source: 0000318300-25-000014 · wk-form4_1735933409.xml · nonDerivative · entry 1 Donlon Hugh J · CIK 0001622494 · EVP, Community Banking 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,740.2153 F1 · kind: Shares acquired as a result of participation in an employee stock purchase plan. Read SEC document |
| November 18, 2024 Filed Feb 12, 2025 21:51 UTC | PEOPLES BANCORP INC PEBO · Entity 199 | OtherCommon Stock | 7.0133 | $35.48 | $248.83 |
DisclosureSEC source: 0000318300-25-000063 · wk-form5_1739397077.xml · nonDerivative · entry 3 Donlon Hugh J · CIK 0001622494 · EVP, Community Banking 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,755.5922 F1 · kind: Shares received as a result of participation in the Dividend Reinvestment Program. Read SEC document |
| September 30, 2024 Filed Oct 2, 2024 17:40 UTC | PEOPLES BANCORP INC PEBO · Entity 199 | OtherCommon Stock | 200.5922 | $25.58 | $5,131.15 |
DisclosureSEC source: 0000318300-24-000347 · wk-form4_1727890825.xml · nonDerivative · entry 1 Donlon Hugh J · CIK 0001622494 · EVP, Community Banking 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,549.7922 F1 · kind: Shares acquired as a result of participation in an employee stock purchase plan. Read SEC document |
| September 30, 2024 Filed Feb 12, 2025 21:43 UTC Amendment | PEOPLES BANCORP INC PEBO · Entity 199 | OtherCommon Stock | 200.5923 | $25.58 | $5,131.15 |
DisclosureSEC source: 0000318300-25-000051 · wk-form4a_1739396603.xml · nonDerivative · entry 1 Donlon Hugh J · CIK 0001622494 · EVP, Community Banking 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,549.7923 F1 · kind: Shares acquired as a result of participation in an employee stock purchase plan. F2 · shares: This amendment is being filed to address an error in the number of securities beneficially owned following the reported transaction. Read SEC document |
| August 19, 2024 Filed Feb 12, 2025 21:51 UTC | PEOPLES BANCORP INC PEBO · Entity 199 | OtherCommon Stock | 5.6081 | $29.66 | $166.34 |
DisclosureSEC source: 0000318300-25-000063 · wk-form5_1739397077.xml · nonDerivative · entry 2 Donlon Hugh J · CIK 0001622494 · EVP, Community Banking 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,748.5788 F1 · kind: Shares received as a result of participation in the Dividend Reinvestment Program. Read SEC document |
| July 01, 2024 Filed Jul 3, 2024 17:05 UTC | PEOPLES BANCORP INC PEBO · Entity 199 | OtherCommon Stock | 203.1 | $25.26 | $5,130.31 |
DisclosureSEC source: 0000318300-24-000279 · wk-form4_1720026333.xml · nonDerivative · entry 1 Donlon Hugh J · CIK 0001622494 · EVP, Community Banking 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,349.2 F1 · kind: Shares acquired as a result of participation in an employee stock purchase plan. Read SEC document |
| May 20, 2024 Filed Feb 12, 2025 21:51 UTC | PEOPLES BANCORP INC PEBO · Entity 199 | OtherCommon Stock | 2.7554 | $30.50 | $84.04 |
DisclosureSEC source: 0000318300-25-000063 · wk-form5_1739397077.xml · nonDerivative · entry 1 Donlon Hugh J · CIK 0001622494 · EVP, Community Banking 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,742.9707 F1 · kind: Shares received as a result of participation in the Dividend Reinvestment Program. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 16:50 UTC | PEOPLES BANCORP INC PEBO · Entity 199 | OtherCommon Stock | 210.1 | $24.41 | $5,128.54 |
DisclosureSEC source: 0000318300-24-000167 · wk-form4_1712163020.xml · nonDerivative · entry 1 Donlon Hugh J · CIK 0001622494 · EVP, Community Banking 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,146.1 F1 · kind: Shares acquired as a result of participation in an employee stock purchase plan. Read SEC document |
| October 02, 2023 Filed Oct 3, 2023 17:38 UTC | PEOPLES BANCORP INC PEBO · Entity 199 | GrantCommon Stock | 3,968 | $25.20 | $99,993.60 |
DisclosureSEC source: 0001622494-23-000005 · wk-form4_1696354723.xml · nonDerivative · entry 1 Donlon Hugh J · CIK 0001622494 · EVP, Community Banking 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,968 F1 · kind: Restricted shares granted from the 2006 Equity Plan, subject to terms of agreement and vesting schedules. Read SEC document |
| October 02, 2023 Filed Oct 4, 2023 16:07 UTC Amendment | PEOPLES BANCORP INC PEBO · Entity 199 | GrantCommon Stock | 7,936 | $25.20 | $199,987.20 |
DisclosureSEC source: 0000318300-23-000386 · wk-form4a_1696435621.xml · nonDerivative · entry 1 Donlon Hugh J · CIK 0001622494 · EVP, Community Banking 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,936 F1 · kind: Restricted shares granted from the 2006 Equity Plan, subject to terms of agreement and vesting schedules. F2 · shares: This amendment is being filed to address an error in the amount of securities acquired and beneficially owned following the reported transaction. F2 · balance_after: This amendment is being filed to address an error in the amount of securities acquired and beneficially owned following the reported transaction. Read SEC document |
| October 02, 2017 Filed Oct 3, 2017 10:06 UTC | ASTORIA FINANCIAL CORP AF · Entity 172793 | Disposition to issuerCommon Stock | 3,214 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-17-003121 · primarydocument.xml · nonDerivative · entry 6 Donlon Hugh J · CIK 0001622494 · Former Sr EVP and CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Disposed of pursuant to the merger agreement between the Issuer and Sterling Bancorp ("Sterling"), dated March 6, 2017 (the "Merger Agreement"), pursuant to which the Issuer was merged with and into Sterling on October 2, 2017 (the "Effective Time"). Pursuant to the Merger Agreement, as of the Effective Time, (i) each issued and outstanding share of the Issuer's common stock was converted into the right to receive 0.875 of a share of Sterling common stock and cash in lieu of fractional shares (the "Merger Consideration"), and (ii) each outstanding restricted stock award and restricted stock unit award fully vested and was cancelled and converted automatically into the right to receive the Merger Consideration in respect of each share of the Issuer's common stock underlying such award, less applicable tax withholdings. F2 · price: As of the Effective Time, the Sterling common stock had a market value of $24.85 per share. As a result of the merger, the Reporting Person no longer beneficially owns directly or indirectly any shares of the Issuer's common stock. Read SEC document |
| October 02, 2017 Filed Oct 3, 2017 10:06 UTC | ASTORIA FINANCIAL CORP AF · Entity 172793 | Disposition to issuerCommon Stock | 24,360 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-17-003121 · primarydocument.xml · nonDerivative · entry 5 Donlon Hugh J · CIK 0001622494 · Former Sr EVP and CLO 10b5-1 filing: Not disclosed Ownership: Indirect · RSA Disclosed balance after: 0 F1 · price: Disposed of pursuant to the merger agreement between the Issuer and Sterling Bancorp ("Sterling"), dated March 6, 2017 (the "Merger Agreement"), pursuant to which the Issuer was merged with and into Sterling on October 2, 2017 (the "Effective Time"). Pursuant to the Merger Agreement, as of the Effective Time, (i) each issued and outstanding share of the Issuer's common stock was converted into the right to receive 0.875 of a share of Sterling common stock and cash in lieu of fractional shares (the "Merger Consideration"), and (ii) each outstanding restricted stock award and restricted stock unit award fully vested and was cancelled and converted automatically into the right to receive the Merger Consideration in respect of each share of the Issuer's common stock underlying such award, less applicable tax withholdings. F2 · price: As of the Effective Time, the Sterling common stock had a market value of $24.85 per share. As a result of the merger, the Reporting Person no longer beneficially owns directly or indirectly any shares of the Issuer's common stock. F7 · ownership.direct: Represents award of restricted stock dated March 22, 2017 pursuant to the 2014 Plan. Read SEC document |
| October 02, 2017 Filed Oct 3, 2017 10:06 UTC | ASTORIA FINANCIAL CORP AF · Entity 172793 | Disposition to issuerCommon Stock | 10,200 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-17-003121 · primarydocument.xml · nonDerivative · entry 4 Donlon Hugh J · CIK 0001622494 · Former Sr EVP and CLO 10b5-1 filing: Not disclosed Ownership: Indirect · RSA Disclosed balance after: 0 F1 · price: Disposed of pursuant to the merger agreement between the Issuer and Sterling Bancorp ("Sterling"), dated March 6, 2017 (the "Merger Agreement"), pursuant to which the Issuer was merged with and into Sterling on October 2, 2017 (the "Effective Time"). Pursuant to the Merger Agreement, as of the Effective Time, (i) each issued and outstanding share of the Issuer's common stock was converted into the right to receive 0.875 of a share of Sterling common stock and cash in lieu of fractional shares (the "Merger Consideration"), and (ii) each outstanding restricted stock award and restricted stock unit award fully vested and was cancelled and converted automatically into the right to receive the Merger Consideration in respect of each share of the Issuer's common stock underlying such award, less applicable tax withholdings. F2 · price: As of the Effective Time, the Sterling common stock had a market value of $24.85 per share. As a result of the merger, the Reporting Person no longer beneficially owns directly or indirectly any shares of the Issuer's common stock. F6 · ownership.direct: Represents award of restricted stock dated February 1, 2016 pursuant to the 2014 Plan. Read SEC document |
| October 02, 2017 Filed Oct 3, 2017 10:06 UTC | ASTORIA FINANCIAL CORP AF · Entity 172793 | Disposition to issuerCommon Stock | 5,460 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-17-003121 · primarydocument.xml · nonDerivative · entry 3 Donlon Hugh J · CIK 0001622494 · Former Sr EVP and CLO 10b5-1 filing: Not disclosed Ownership: Indirect · RSA Disclosed balance after: 0 F1 · price: Disposed of pursuant to the merger agreement between the Issuer and Sterling Bancorp ("Sterling"), dated March 6, 2017 (the "Merger Agreement"), pursuant to which the Issuer was merged with and into Sterling on October 2, 2017 (the "Effective Time"). Pursuant to the Merger Agreement, as of the Effective Time, (i) each issued and outstanding share of the Issuer's common stock was converted into the right to receive 0.875 of a share of Sterling common stock and cash in lieu of fractional shares (the "Merger Consideration"), and (ii) each outstanding restricted stock award and restricted stock unit award fully vested and was cancelled and converted automatically into the right to receive the Merger Consideration in respect of each share of the Issuer's common stock underlying such award, less applicable tax withholdings. F2 · price: As of the Effective Time, the Sterling common stock had a market value of $24.85 per share. As a result of the merger, the Reporting Person no longer beneficially owns directly or indirectly any shares of the Issuer's common stock. F5 · ownership.direct: Represents award of restricted stock dated April 27, 2015 pursuant to the 2014 Plan. Read SEC document |
| October 02, 2017 Filed Oct 3, 2017 10:06 UTC | ASTORIA FINANCIAL CORP AF · Entity 172793 | Disposition to issuerCommon Stock | 28,387 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-17-003121 · primarydocument.xml · nonDerivative · entry 2 Donlon Hugh J · CIK 0001622494 · Former Sr EVP and CLO 10b5-1 filing: Not disclosed Ownership: Indirect · RSA Disclosed balance after: 0 F1 · price: Disposed of pursuant to the merger agreement between the Issuer and Sterling Bancorp ("Sterling"), dated March 6, 2017 (the "Merger Agreement"), pursuant to which the Issuer was merged with and into Sterling on October 2, 2017 (the "Effective Time"). Pursuant to the Merger Agreement, as of the Effective Time, (i) each issued and outstanding share of the Issuer's common stock was converted into the right to receive 0.875 of a share of Sterling common stock and cash in lieu of fractional shares (the "Merger Consideration"), and (ii) each outstanding restricted stock award and restricted stock unit award fully vested and was cancelled and converted automatically into the right to receive the Merger Consideration in respect of each share of the Issuer's common stock underlying such award, less applicable tax withholdings. F2 · price: As of the Effective Time, the Sterling common stock had a market value of $24.85 per share. As a result of the merger, the Reporting Person no longer beneficially owns directly or indirectly any shares of the Issuer's common stock. F4 · ownership.direct: Represents award of restricted stock dated October 15, 2014 pursuant to the 2014 Plan. Read SEC document |
| October 02, 2017 Filed Oct 3, 2017 10:06 UTC | ASTORIA FINANCIAL CORP AF · Entity 172793 | Disposition to issuerCommon Stock | 16,400 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-17-003121 · primarydocument.xml · nonDerivative · entry 1 Donlon Hugh J · CIK 0001622494 · Former Sr EVP and CLO 10b5-1 filing: Not disclosed Ownership: Indirect · RSU Disclosed balance after: 0 F1 · price: Disposed of pursuant to the merger agreement between the Issuer and Sterling Bancorp ("Sterling"), dated March 6, 2017 (the "Merger Agreement"), pursuant to which the Issuer was merged with and into Sterling on October 2, 2017 (the "Effective Time"). Pursuant to the Merger Agreement, as of the Effective Time, (i) each issued and outstanding share of the Issuer's common stock was converted into the right to receive 0.875 of a share of Sterling common stock and cash in lieu of fractional shares (the "Merger Consideration"), and (ii) each outstanding restricted stock award and restricted stock unit award fully vested and was cancelled and converted automatically into the right to receive the Merger Consideration in respect of each share of the Issuer's common stock underlying such award, less applicable tax withholdings. F2 · price: As of the Effective Time, the Sterling common stock had a market value of $24.85 per share. As a result of the merger, the Reporting Person no longer beneficially owns directly or indirectly any shares of the Issuer's common stock. F3 · ownership.direct: Represents award of restricted stock units dated April 27, 2015 pursuant to the 2014 Stock Incentive Plan for Officers and Employees of Astoria Financial Corporation (the "2014 Plan"). Read SEC document |
| March 22, 2017 Filed Mar 24, 2017 12:46 UTC | ASTORIA FINANCIAL CORP AF · Entity 172793 | GrantCommon Stock | 24,360 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-001319 · primarydocument.xml · nonDerivative · entry 1 Donlon Hugh J · CIK 0001622494 · Sr EVP and CLO 10b5-1 filing: Not disclosed Ownership: Indirect · RSA Disclosed balance after: 24,360 F1 · ownership.direct: Represents award of restricted stock dated March 22, 2017 pursuant to the 2014 Stock Incentive Plan for Officers and Employees of Astoria Financial Corporation (the 2014 Plan). The shares of restricted stock will vest as follows: 8,120 shares on December 14, 2017, 8,120 shares on December 14, 2018 and 8,120 shares on December 16, 2019 or if earlier, upon the death, Disability or Change in Control (as such terms are defined in the 2014 Plan) or pursuant to the terms of his employment agreements with the Company and Astoria Bank (the Bank) upon his termination of employment by the Company or the Bank prior to the end of the term of such employment agreements without Cause, as defined therein. Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 10:59 UTC | ASTORIA FINANCIAL CORP AF · Entity 172793 | SaleCommon Stock | 37,781 | $18.69 | $706,100.44 |
DisclosureSEC source: 0001562180-17-000417 · primarydocument.xml · nonDerivative · entry 1 Donlon Hugh J · CIK 0001622494 · Sr EVP and CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,214 F1 · price: This transaction was executed in multiple trades at prices ranging from $18.6200 to $18.7300. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 14, 2016 Filed Dec 15, 2016 15:19 UTC | ASTORIA FINANCIAL CORP AF · Entity 172793 | OtherCommon Stock | 3,214 | $17.57 | $56,453.91 |
DisclosureSEC source: 0001562180-16-003796 · primarydocument.xml · nonDerivative · entry 3 Donlon Hugh J · CIK 0001622494 · Sr EVP and CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,995 F4 · price: Represents value of restricted stock at time of vesting and is the value of services rendered by the Reporting Person to the Issuer. F1 · ownership.direct: Represents one-third vesting of a previous award of restricted stock pursuant to the 2014 Stock Incentive Plan for Officers and Employees of Astoria Financial Corporation, or the 2014 Plan. The restricted stock vested and was distributed on December 14, 2016. The transaction represents a change in the form of beneficial ownership from indirect to direct. Read SEC document |
| December 14, 2016 Filed Dec 15, 2016 15:19 UTC | ASTORIA FINANCIAL CORP AF · Entity 172793 | Tax withholdingCommon Stock | 1,886 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-16-003796 · primarydocument.xml · nonDerivative · entry 2 Donlon Hugh J · CIK 0001622494 · Sr EVP and CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · ownership.direct: Shares were withheld for taxes at vest. Read SEC document |
| December 14, 2016 Filed Dec 15, 2016 15:19 UTC | ASTORIA FINANCIAL CORP AF · Entity 172793 | OtherCommon Stock | 5,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-16-003796 · primarydocument.xml · nonDerivative · entry 1 Donlon Hugh J · CIK 0001622494 · Sr EVP and CLO 10b5-1 filing: Not disclosed Ownership: Indirect · RSA Vest Disclosed balance after: 10,200 F1 · ownership.direct: Represents one-third vesting of a previous award of restricted stock pursuant to the 2014 Stock Incentive Plan for Officers and Employees of Astoria Financial Corporation, or the 2014 Plan. The restricted stock vested and was distributed on December 14, 2016. The transaction represents a change in the form of beneficial ownership from indirect to direct. F2 · ownership.direct: Represents award of restricted stock dated February 1, 2016 pursuant to the 2014 Stock Incentive Plan for Officers and Employees of Astoria Financial Corporation (the 2014 Plan). The shares of restricted stock will vest as follows: 5,100 shares on December 14, 2017 and 5,100 shares on December 14, 2018 or if earlier, upon the death, Disability or Change in Control (as such terms are defined in the 2014 Plan) or pursuant to the terms of his employment agreements with the Company and Astoria Bank (the Bank) upon his termination of employment by the Company or the Bank prior to the end of the term of such employment agreements without Cause, as defined therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.