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person · Reporting owner

Yip Christopher J.

Disclosed activity across 2 companies

Tapewire entity
28506
SEC CIK
0001676868

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Section 16 reporting ended · disclosed 2023-01-25. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectBy RET Ventures SPV I, L.P.2,905,294 Reported balance After 2023-01-23 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2023-01-23 · Other · Disposed 749,729 · Balance 2,905,294

F1: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by RET Ventures SPV I, L.P. ("RET SPV I") to its general partner and limited partners without additional consideration.

F2: Shares are held directly by RET SPV I. RETV GP, LLC ("RET GP I") is the general partner of RET SPV I and may be deemed to beneficially own the shares held by RET SPV I. John Helm is the Managing Director of RET GP I, and may be deemed to share voting and investment power over the shares held by RET SPV I. Each of RET GP I and Mr. Helm disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein.

Class A Common StockSEC Table I · non-derivativeIndirectBy Real Estate Technology Ventures, L.P.10,545,498 Last balance in matching sequence After 2023-01-23 transaction · row 7 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 2 · 2023-01-23 · Other · Acquired 145,478 · Balance 13,703,968

F3: Represents receipt of shares in the distribution in kind described in footnote (1).

F4: Shares are held directly by Real Estate Technology Ventures, L.P. ("RET Fund I"). RET GP I is the general partner of RET Fund I and may be deemed to beneficially own the shares held by RET Fund I. John Helm is the Managing Director of RET GP I, and may be deemed to share voting and investment power over the shares held by RET Fund I. Each of RET GP I and Mr. Helm disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein.

Row 7 · 2023-01-23 · Other · Disposed 3,158,470 · Balance 10,545,498

F9: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by RET Fund I to its general partner and limited partners without additional consideration.

F4: Shares are held directly by Real Estate Technology Ventures, L.P. ("RET Fund I"). RET GP I is the general partner of RET Fund I and may be deemed to beneficially own the shares held by RET Fund I. John Helm is the Managing Director of RET GP I, and may be deemed to share voting and investment power over the shares held by RET Fund I. Each of RET GP I and Mr. Helm disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein.

Class A Common StockSEC Table I · non-derivativeIndirectBy Real Estate Technology Ventures Associates, L.P.184,151 Last balance in matching sequence After 2023-01-23 transaction · row 8 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 3 · 2023-01-23 · Other · Acquired 2,469 · Balance 239,234

F3: Represents receipt of shares in the distribution in kind described in footnote (1).

F5: Shares are held directly by Real Estate Technology Ventures Associates, L.P. ("RET Associates I"). RET GP I is the general partner of RET Associates I and may be deemed to beneficially own the shares held by RET Associates I. John Helm is the Managing Director of RET GP I, and may be deemed to share voting and investment power over the shares held by RET Associates I. Each of RET GP I and Mr. Helm disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein.

Row 8 · 2023-01-23 · Other · Disposed 55,083 · Balance 184,151

F10: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by RET Associates I to its limited partners without additional consideration.

F5: Shares are held directly by Real Estate Technology Ventures Associates, L.P. ("RET Associates I"). RET GP I is the general partner of RET Associates I and may be deemed to beneficially own the shares held by RET Associates I. John Helm is the Managing Director of RET GP I, and may be deemed to share voting and investment power over the shares held by RET Associates I. Each of RET GP I and Mr. Helm disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein.

Class A Common StockSEC Table I · non-derivativeIndirectBy Real Estate Technology Ventures-A, L.P.2,423,926 Last balance in matching sequence After 2023-01-23 transaction · row 9 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 4 · 2023-01-23 · Other · Acquired 37,706 · Balance 3,154,183

F3: Represents receipt of shares in the distribution in kind described in footnote (1).

F6: Shares are held directly by Real Estate Technology Ventures-A, L.P. ("RET Fund I-A"). RET GP I is the general partner of RET Fund I-A and may be deemed to beneficially own the shares held by RET Fund I-A. John Helm is the Managing Director of RET GP I, and may be deemed to share voting and investment power over the shares held by RET Fund I-A. Each of RET GP I and Mr. Helm disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein.

Row 9 · 2023-01-23 · Other · Disposed 730,257 · Balance 2,423,926

F11: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by RET Fund I-A to its general partner and limited partners without additional consideration.

F6: Shares are held directly by Real Estate Technology Ventures-A, L.P. ("RET Fund I-A"). RET GP I is the general partner of RET Fund I-A and may be deemed to beneficially own the shares held by RET Fund I-A. John Helm is the Managing Director of RET GP I, and may be deemed to share voting and investment power over the shares held by RET Fund I-A. Each of RET GP I and Mr. Helm disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein.

Class A Common StockSEC Table I · non-derivativeIndirectBy Real Estate Technology Ventures II, L.P.160,334 Last balance in matching sequence After 2023-01-23 transaction · row 10 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 5 · 2023-01-23 · Other · Acquired 181,439 · Balance 387,570

F3: Represents receipt of shares in the distribution in kind described in footnote (1).

F7: Shares are held directly by Real Estate Technology Ventures II, L.P. ("RET Fund II"). RETV GP II, LLC ("RET GP II") is the general partner of RET Fund II and may be deemed to beneficially own the shares held by RET Fund II. John Helm and Christopher Yip are Managing Directors of RET GP II, and may be deemed to share voting and investment power over the shares held by RET Fund II. Each of RET GP II and Messrs. Helm and Yip disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein.

Row 10 · 2023-01-23 · Other · Disposed 227,236 · Balance 160,334

F12: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by RET Fund II to its general partner and limited partners without additional consideration.

F7: Shares are held directly by Real Estate Technology Ventures II, L.P. ("RET Fund II"). RETV GP II, LLC ("RET GP II") is the general partner of RET Fund II and may be deemed to beneficially own the shares held by RET Fund II. John Helm and Christopher Yip are Managing Directors of RET GP II, and may be deemed to share voting and investment power over the shares held by RET Fund II. Each of RET GP II and Messrs. Helm and Yip disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein.

Class A Common StockSEC Table I · non-derivativeIndirectBy Real Estate Technology Ventures Associates II, L.P.3,746 Last balance in matching sequence After 2023-01-23 transaction · row 11 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 6 · 2023-01-23 · Other · Acquired 4,214 · Balance 9,024

F3: Represents receipt of shares in the distribution in kind described in footnote (1).

F8: Shares are held directly by Real Estate Technology Ventures Associates II, L.P. ("RET Associates II"). RETV GP II is the general partner of RET Associates II and may be deemed to beneficially own the shares held by RET Associates II. John Helm and Christopher Yip are Managing Directors of RET GP II, and may be deemed to share voting and investment power over the shares held by RET Associates II. Each of RET GP II and Messrs. Helm and Yip disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein.

Row 11 · 2023-01-23 · Other · Disposed 5,278 · Balance 3,746

F13: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by RET Associates II to its limited partners without additional consideration.

F8: Shares are held directly by Real Estate Technology Ventures Associates II, L.P. ("RET Associates II"). RETV GP II is the general partner of RET Associates II and may be deemed to beneficially own the shares held by RET Associates II. John Helm and Christopher Yip are Managing Directors of RET GP II, and may be deemed to share voting and investment power over the shares held by RET Associates II. Each of RET GP II and Messrs. Helm and Yip disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein.

Class A Common StockSEC Table I · non-derivativeIndirectBy RETV GP, LLC0 Last balance in matching sequence After 2023-01-23 transaction · row 13 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 12 · 2023-01-23 · Other · Acquired 757,455 · Balance 757,455

F14: Represents receipt of shares in the distributions in kind described in footnotes (1), (9) and (11).

F15: Shares are held directly by RET GP I. John Helm is the Managing Director of RET GP I and may be deemed to share voting and investment power over these shares. Mr. Helm disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

Row 13 · 2023-01-23 · Other · Disposed 757,455 · Balance 0

F16: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by RET GP I to its members without additional consideration.

F15: Shares are held directly by RET GP I. John Helm is the Managing Director of RET GP I and may be deemed to share voting and investment power over these shares. Mr. Helm disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

Class A Common StockSEC Table I · non-derivativeIndirectBy RETV GP II, LLC0 Last balance in matching sequence After 2023-01-23 transaction · row 15 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 14 · 2023-01-23 · Other · Acquired 2,272 · Balance 2,272

F17: Represents receipt of shares in the distribution in kind described in footnote (12).

F18: Shares are held directly by RETV GP II. John Helm and Christopher Yip are Managing Directors of RET GP II, and may be deemed to share voting and investment power over these shares. Each of RET GP II and Messrs. Helm and Yip disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein.

Row 15 · 2023-01-23 · Other · Disposed 2,272 · Balance 0

F19: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by RET GP II to its members without additional consideration.

F18: Shares are held directly by RETV GP II. John Helm and Christopher Yip are Managing Directors of RET GP II, and may be deemed to share voting and investment power over these shares. Each of RET GP II and Messrs. Helm and Yip disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein.

Class A Common StockSEC Table I · non-derivativeDirect2,394,791 Reported balance After 2023-01-23 transaction · row 16 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 16 · 2023-01-23 · Other · Acquired 533,914 · Balance 2,394,791

F20: Represents receipt of shares in the distributions in kind described in footnotes (16) and (19).

F21: Shares are held directly by John Helm.

Class A Common StockSEC Table I · non-derivativeDirect812,963 Reported balance After 2023-01-23 transaction · row 17 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 17 · 2023-01-23 · Other · Acquired 180,258 · Balance 812,963

F20: Represents receipt of shares in the distributions in kind described in footnotes (16) and (19).

F22: Shares are held directly by Christopher Yip.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by RET Ventures SPV I, L.P. ("RET SPV I") to its general partner and limited partners without additional consideration.

F2: Shares are held directly by RET SPV I. RETV GP, LLC ("RET GP I") is the general partner of RET SPV I and may be deemed to beneficially own the shares held by RET SPV I. John Helm is the Managing Director of RET GP I, and may be deemed to share voting and investment power over the shares held by RET SPV I. Each of RET GP I and Mr. Helm disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein.

F3: Represents receipt of shares in the distribution in kind described in footnote (1).

F4: Shares are held directly by Real Estate Technology Ventures, L.P. ("RET Fund I"). RET GP I is the general partner of RET Fund I and may be deemed to beneficially own the shares held by RET Fund I. John Helm is the Managing Director of RET GP I, and may be deemed to share voting and investment power over the shares held by RET Fund I. Each of RET GP I and Mr. Helm disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein.

F5: Shares are held directly by Real Estate Technology Ventures Associates, L.P. ("RET Associates I"). RET GP I is the general partner of RET Associates I and may be deemed to beneficially own the shares held by RET Associates I. John Helm is the Managing Director of RET GP I, and may be deemed to share voting and investment power over the shares held by RET Associates I. Each of RET GP I and Mr. Helm disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein.

F6: Shares are held directly by Real Estate Technology Ventures-A, L.P. ("RET Fund I-A"). RET GP I is the general partner of RET Fund I-A and may be deemed to beneficially own the shares held by RET Fund I-A. John Helm is the Managing Director of RET GP I, and may be deemed to share voting and investment power over the shares held by RET Fund I-A. Each of RET GP I and Mr. Helm disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein.

F7: Shares are held directly by Real Estate Technology Ventures II, L.P. ("RET Fund II"). RETV GP II, LLC ("RET GP II") is the general partner of RET Fund II and may be deemed to beneficially own the shares held by RET Fund II. John Helm and Christopher Yip are Managing Directors of RET GP II, and may be deemed to share voting and investment power over the shares held by RET Fund II. Each of RET GP II and Messrs. Helm and Yip disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein.

F8: Shares are held directly by Real Estate Technology Ventures Associates II, L.P. ("RET Associates II"). RETV GP II is the general partner of RET Associates II and may be deemed to beneficially own the shares held by RET Associates II. John Helm and Christopher Yip are Managing Directors of RET GP II, and may be deemed to share voting and investment power over the shares held by RET Associates II. Each of RET GP II and Messrs. Helm and Yip disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein.

F9: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by RET Fund I to its general partner and limited partners without additional consideration.

F10: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by RET Associates I to its limited partners without additional consideration.

F11: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by RET Fund I-A to its general partner and limited partners without additional consideration.

F12: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by RET Fund II to its general partner and limited partners without additional consideration.

F13: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by RET Associates II to its limited partners without additional consideration.

F14: Represents receipt of shares in the distributions in kind described in footnotes (1), (9) and (11).

F15: Shares are held directly by RET GP I. John Helm is the Managing Director of RET GP I and may be deemed to share voting and investment power over these shares. Mr. Helm disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

F16: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by RET GP I to its members without additional consideration.

F17: Represents receipt of shares in the distribution in kind described in footnote (12).

F18: Shares are held directly by RETV GP II. John Helm and Christopher Yip are Managing Directors of RET GP II, and may be deemed to share voting and investment power over these shares. Each of RET GP II and Messrs. Helm and Yip disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein.

F19: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by RET GP II to its members without additional consideration.

F20: Represents receipt of shares in the distributions in kind described in footnotes (16) and (19).

F21: Shares are held directly by John Helm.

F22: Shares are held directly by Christopher Yip.

Taylor Morrison Home Corp

Report date July 24, 2026 · Filed July 27, 2026

Section 16 reporting ended · disclosed 2026-07-27. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2026-07-24 transaction · row 1
1 source row

Row 1 · 2026-07-24 · Disposition to issuer · Disposed 10,930 · Balance 0

F1: On July 24, 2026, Berkshire Hathaway Inc. ("BHI") acquired Taylor Morrison Home Corporation (the "Issuer") pursuant to an Agreement and Plan of Merger, dated as of May 31, 2026 (the "Merger Agreement"), by and among the Issuer, BHI and WXYZ Merger Sub, Inc., a wholly owned subsidiary of BHI ("Merger Sub"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a wholly owned subsidiary of BHI. At the effective time of the Merger (the "Effective Time"), each issued and outstanding share of the Issuer's common stock, par value $0.00001 per share, (the "Common Stock") (other than certain excluded shares) automatically converted into the right to receive $72.50 per share in cash (the "Merger Consideration").

Deferred Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-07-24 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-07-24 · Disposition to issuer · Disposed 13,295 · Balance 0

F2: Represents deferred stock units ("DSUs"). Each DSU represents a contingent right to receive one share of Common Stock. Pursuant to the Merger Agreement, each outstanding DSU became immediately vested, was cancelled and converted into the right to receive an amount in cash equal to (x) the number of shares subject to such DSU as of immediately prior to the Effective Time, multiplied by (y) the Merger Consideration.

F1: On July 24, 2026, Berkshire Hathaway Inc. ("BHI") acquired Taylor Morrison Home Corporation (the "Issuer") pursuant to an Agreement and Plan of Merger, dated as of May 31, 2026 (the "Merger Agreement"), by and among the Issuer, BHI and WXYZ Merger Sub, Inc., a wholly owned subsidiary of BHI ("Merger Sub"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a wholly owned subsidiary of BHI. At the effective time of the Merger (the "Effective Time"), each issued and outstanding share of the Issuer's common stock, par value $0.00001 per share, (the "Common Stock") (other than certain excluded shares) automatically converted into the right to receive $72.50 per share in cash (the "Merger Consideration").

Filing footnotes · ownership attribution and instrument terms

F1: On July 24, 2026, Berkshire Hathaway Inc. ("BHI") acquired Taylor Morrison Home Corporation (the "Issuer") pursuant to an Agreement and Plan of Merger, dated as of May 31, 2026 (the "Merger Agreement"), by and among the Issuer, BHI and WXYZ Merger Sub, Inc., a wholly owned subsidiary of BHI ("Merger Sub"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a wholly owned subsidiary of BHI. At the effective time of the Merger (the "Effective Time"), each issued and outstanding share of the Issuer's common stock, par value $0.00001 per share, (the "Common Stock") (other than certain excluded shares) automatically converted into the right to receive $72.50 per share in cash (the "Merger Consideration").

F2: Represents deferred stock units ("DSUs"). Each DSU represents a contingent right to receive one share of Common Stock. Pursuant to the Merger Agreement, each outstanding DSU became immediately vested, was cancelled and converted into the right to receive an amount in cash equal to (x) the number of shares subject to such DSU as of immediately prior to the Effective Time, multiplied by (y) the Merger Consideration.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 24, 2026 Filed Jul 27, 2026 20:15 UTC Taylor Morrison Home Corp TMHC · Entity 28500 Disposition to issuerDeferred Stock Units · Derivative 13,295 $72.50 $963,887.50
Disclosure

SEC source: 0001193125-26-318112 · ownership.xml · derivative · entry 2

Yip Christopher J. · CIK 0001676868 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,295 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents deferred stock units ("DSUs"). Each DSU represents a contingent right to receive one share of Common Stock. Pursuant to the Merger Agreement, each outstanding DSU became immediately vested, was cancelled and converted into the right to receive an amount in cash equal to (x) the number of shares subject to such DSU as of immediately prior to the Effective Time, multiplied by (y) the Merger Consideration.

F1 · kind: On July 24, 2026, Berkshire Hathaway Inc. ("BHI") acquired Taylor Morrison Home Corporation (the "Issuer") pursuant to an Agreement and Plan of Merger, dated as of May 31, 2026 (the "Merger Agreement"), by and among the Issuer, BHI and WXYZ Merger Sub, Inc., a wholly owned subsidiary of BHI ("Merger Sub"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a wholly owned subsidiary of BHI. At the effective time of the Merger (the "Effective Time"), each issued and outstanding share of the Issuer's common stock, par value $0.00001 per share, (the "Common Stock") (other than certain excluded shares) automatically converted into the right to receive $72.50 per share in cash (the "Merger Consideration").

F2 · kind: Represents deferred stock units ("DSUs"). Each DSU represents a contingent right to receive one share of Common Stock. Pursuant to the Merger Agreement, each outstanding DSU became immediately vested, was cancelled and converted into the right to receive an amount in cash equal to (x) the number of shares subject to such DSU as of immediately prior to the Effective Time, multiplied by (y) the Merger Consideration.

F2 · price: Represents deferred stock units ("DSUs"). Each DSU represents a contingent right to receive one share of Common Stock. Pursuant to the Merger Agreement, each outstanding DSU became immediately vested, was cancelled and converted into the right to receive an amount in cash equal to (x) the number of shares subject to such DSU as of immediately prior to the Effective Time, multiplied by (y) the Merger Consideration.

F2 · derivative.exercise_date: Represents deferred stock units ("DSUs"). Each DSU represents a contingent right to receive one share of Common Stock. Pursuant to the Merger Agreement, each outstanding DSU became immediately vested, was cancelled and converted into the right to receive an amount in cash equal to (x) the number of shares subject to such DSU as of immediately prior to the Effective Time, multiplied by (y) the Merger Consideration.

F2 · derivative.expiration_date: Represents deferred stock units ("DSUs"). Each DSU represents a contingent right to receive one share of Common Stock. Pursuant to the Merger Agreement, each outstanding DSU became immediately vested, was cancelled and converted into the right to receive an amount in cash equal to (x) the number of shares subject to such DSU as of immediately prior to the Effective Time, multiplied by (y) the Merger Consideration.

Read SEC document
July 24, 2026 Filed Jul 27, 2026 20:15 UTC Taylor Morrison Home Corp TMHC · Entity 28500 Disposition to issuerCommon Stock 10,930 $72.50 $792,425.00
Disclosure

SEC source: 0001193125-26-318112 · ownership.xml · nonDerivative · entry 1

Yip Christopher J. · CIK 0001676868 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: On July 24, 2026, Berkshire Hathaway Inc. ("BHI") acquired Taylor Morrison Home Corporation (the "Issuer") pursuant to an Agreement and Plan of Merger, dated as of May 31, 2026 (the "Merger Agreement"), by and among the Issuer, BHI and WXYZ Merger Sub, Inc., a wholly owned subsidiary of BHI ("Merger Sub"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a wholly owned subsidiary of BHI. At the effective time of the Merger (the "Effective Time"), each issued and outstanding share of the Issuer's common stock, par value $0.00001 per share, (the "Common Stock") (other than certain excluded shares) automatically converted into the right to receive $72.50 per share in cash (the "Merger Consideration").

F1 · price: On July 24, 2026, Berkshire Hathaway Inc. ("BHI") acquired Taylor Morrison Home Corporation (the "Issuer") pursuant to an Agreement and Plan of Merger, dated as of May 31, 2026 (the "Merger Agreement"), by and among the Issuer, BHI and WXYZ Merger Sub, Inc., a wholly owned subsidiary of BHI ("Merger Sub"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a wholly owned subsidiary of BHI. At the effective time of the Merger (the "Effective Time"), each issued and outstanding share of the Issuer's common stock, par value $0.00001 per share, (the "Common Stock") (other than certain excluded shares) automatically converted into the right to receive $72.50 per share in cash (the "Merger Consideration").

Read SEC document
June 30, 2026 Filed Jul 1, 2026 20:15 UTC Taylor Morrison Home Corp TMHC · Entity 28500 GrantDeferred Stock Units · Derivative 331 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-292562 · ownership.xml · derivative · entry 1

Yip Christopher J. · CIK 0001676868 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,295

Underlying: Common Stock · 331 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a contingent right to receive one share of Common Stock. The deferred stock units will be settled in shares of Common Stock upon the earlier of (i) September 1, 2028, (ii) the reporting person's separation from service on the Company's board of directors, or (iii) a change in control.

F2 · price: The deferred stock units were acquired by Mr. Yip pursuant to the terms of the Company's Non-Employee Director Deferred Compensation Plan, under which directors may elect to defer all or a portion of their cash retainer and committee fees.

F1 · derivative.exercise_date: Each deferred stock unit represents a contingent right to receive one share of Common Stock. The deferred stock units will be settled in shares of Common Stock upon the earlier of (i) September 1, 2028, (ii) the reporting person's separation from service on the Company's board of directors, or (iii) a change in control.

F1 · derivative.expiration_date: Each deferred stock unit represents a contingent right to receive one share of Common Stock. The deferred stock units will be settled in shares of Common Stock upon the earlier of (i) September 1, 2028, (ii) the reporting person's separation from service on the Company's board of directors, or (iii) a change in control.

Read SEC document
May 21, 2026 Filed May 26, 2026 22:18 UTC Taylor Morrison Home Corp TMHC · Entity 28500 GrantDeferred Stock Units · Derivative 3,287 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-239836 · ownership.xml · derivative · entry 1

Yip Christopher J. · CIK 0001676868 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,964

Underlying: Common Stock · 3,287 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a contingent right to receive one share of Common Stock. The deferred stock units will be settled in shares of Common Stock upon the earlier of (i) September 1, 2028, (ii) the reporting person's separation from service on the Company's board of directors, or (iii) a change in control.

F2 · price: The deferred stock units were acquired by Mr. Yip pursuant to the terms of the Company's Non-Employee Director Deferred Compensation Plan, under which directors may elect to defer all or a portion of their cash retainer and committee fees.

F1 · derivative.exercise_date: Each deferred stock unit represents a contingent right to receive one share of Common Stock. The deferred stock units will be settled in shares of Common Stock upon the earlier of (i) September 1, 2028, (ii) the reporting person's separation from service on the Company's board of directors, or (iii) a change in control.

F1 · derivative.expiration_date: Each deferred stock unit represents a contingent right to receive one share of Common Stock. The deferred stock units will be settled in shares of Common Stock upon the earlier of (i) September 1, 2028, (ii) the reporting person's separation from service on the Company's board of directors, or (iii) a change in control.

Read SEC document
March 31, 2026 Filed Apr 2, 2026 20:15 UTC Taylor Morrison Home Corp TMHC · Entity 28500 GrantDeferred Stock Units · Derivative 408 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-140143 · ownership.xml · derivative · entry 1

Yip Christopher J. · CIK 0001676868 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,677

Underlying: Common Stock · 408 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a contingent right to receive one share of Common Stock. The deferred stock units will be settled in shares of Common Stock upon the earlier of (i) September 1, 2028, (ii) the reporting person's separation from service on the Company's board of directors, or (iii) a change in control.

F2 · price: The deferred stock units were acquired by Mr. Yip pursuant to the terms of the Company's Non-Employee Director Deferred Compensation Plan, under which directors may elect to defer all or a portion of their cash retainer and committee fees.

F1 · derivative.exercise_date: Each deferred stock unit represents a contingent right to receive one share of Common Stock. The deferred stock units will be settled in shares of Common Stock upon the earlier of (i) September 1, 2028, (ii) the reporting person's separation from service on the Company's board of directors, or (iii) a change in control.

F1 · derivative.expiration_date: Each deferred stock unit represents a contingent right to receive one share of Common Stock. The deferred stock units will be settled in shares of Common Stock upon the earlier of (i) September 1, 2028, (ii) the reporting person's separation from service on the Company's board of directors, or (iii) a change in control.

Read SEC document
December 31, 2025 Filed Jan 5, 2026 21:15 UTC Taylor Morrison Home Corp TMHC · Entity 28500 GrantDeferred Stock Units · Derivative 403 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-002439 · ownership.xml · derivative · entry 1

Yip Christopher J. · CIK 0001676868 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,269

Underlying: Common Stock · 403 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a contingent right to receive one share of Common Stock. The deferred stock units will be settled in shares of Common Stock upon the earlier of (i) September 1, 2027, (ii) the reporting person's separation from service on the Company's board of directors, or (iii) a change in control.

F2 · price: The deferred stock units were acquired by Mr. Yip pursuant to the terms of the Company's Non-Employee Director Deferred Compensation Plan, under which directors may elect to defer all or a portion of their cash retainer and committee fees.

F1 · derivative.exercise_date: Each deferred stock unit represents a contingent right to receive one share of Common Stock. The deferred stock units will be settled in shares of Common Stock upon the earlier of (i) September 1, 2027, (ii) the reporting person's separation from service on the Company's board of directors, or (iii) a change in control.

F1 · derivative.expiration_date: Each deferred stock unit represents a contingent right to receive one share of Common Stock. The deferred stock units will be settled in shares of Common Stock upon the earlier of (i) September 1, 2027, (ii) the reporting person's separation from service on the Company's board of directors, or (iii) a change in control.

Read SEC document
September 30, 2025 Filed Oct 1, 2025 20:15 UTC Taylor Morrison Home Corp TMHC · Entity 28500 GrantDeferred Stock Units · Derivative 360 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-25-226782 · ownership.xml · derivative · entry 1

Yip Christopher J. · CIK 0001676868 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,024

Underlying: Common Stock · 360 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a contingent right to receive one share of Common Stock. The deferred stock units will be settled in shares of Common Stock upon the earlier of (i) September 1, 2027, (ii) the reporting person's separation from service on the Company's board of directors, or (iii) a change in control.

F2 · price: The deferred stock units were acquired by Mr. Yip pursuant to the terms of the Company's Non-Employee Director Deferred Compensation Plan, under which directors may elect to defer all or a portion of their cash retainer and committee fees.

F1 · derivative.exercise_date: Each deferred stock unit represents a contingent right to receive one share of Common Stock. The deferred stock units will be settled in shares of Common Stock upon the earlier of (i) September 1, 2027, (ii) the reporting person's separation from service on the Company's board of directors, or (iii) a change in control.

F1 · derivative.expiration_date: Each deferred stock unit represents a contingent right to receive one share of Common Stock. The deferred stock units will be settled in shares of Common Stock upon the earlier of (i) September 1, 2027, (ii) the reporting person's separation from service on the Company's board of directors, or (iii) a change in control.

Read SEC document
September 02, 2025 Filed Oct 3, 2025 20:18 UTC Taylor Morrison Home Corp TMHC · Entity 28500 Exercise / conversionDeferred Stock Units · Derivative 6,158 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-25-230233 · ownership.xml · derivative · entry 2

Yip Christopher J. · CIK 0001676868 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,866

Underlying: Common Stock · 6,158 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each deferred stock unit represents a contingent right to receive one share of Common Stock.

F3 · price: The deferred stock units were granted to Mr. Yip pursuant to the terms of the Company's Non-Employee Director Deferred Compensation Plan, under which directors may elect to defer all or a portion of their cash retainer and committee fees.

F2 · derivative.exercise_date: The deferred stock units vested on September 2, 2025.

F2 · derivative.expiration_date: The deferred stock units vested on September 2, 2025.

Read SEC document
September 02, 2025 Filed Oct 3, 2025 20:18 UTC Taylor Morrison Home Corp TMHC · Entity 28500 Exercise / conversionCommon Stock 6,158 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-25-230233 · ownership.xml · nonDerivative · entry 1

Yip Christopher J. · CIK 0001676868 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,930

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each deferred stock unit represents a contingent right to receive one share of Common Stock.

Read SEC document
June 30, 2025 Filed Jul 1, 2025 20:15 UTC Taylor Morrison Home Corp TMHC · Entity 28500 GrantDeferred Stock Units · Derivative 387 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-092204 · ownership.xml · derivative · entry 1

Yip Christopher J. · CIK 0001676868 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,664

Underlying: Common Stock · 387 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a contingent right to receive one share of Common Stock. The deferred stock units will be settled in shares of Common Stock upon the earlier of (i) September 1, 2027, (ii) the reporting person's separation from service on the Company's board of directors, or (iii) a change in control.

F2 · price: The deferred stock units were acquired by Mr. Yip pursuant to the terms of the Company's Non-Employee Director Deferred Compensation Plan, under which directors may elect to defer all or a portion of their cash retainer and committee fees.

F1 · derivative.exercise_date: Each deferred stock unit represents a contingent right to receive one share of Common Stock. The deferred stock units will be settled in shares of Common Stock upon the earlier of (i) September 1, 2027, (ii) the reporting person's separation from service on the Company's board of directors, or (iii) a change in control.

F1 · derivative.expiration_date: Each deferred stock unit represents a contingent right to receive one share of Common Stock. The deferred stock units will be settled in shares of Common Stock upon the earlier of (i) September 1, 2027, (ii) the reporting person's separation from service on the Company's board of directors, or (iii) a change in control.

Read SEC document
May 22, 2025 Filed May 27, 2025 22:49 UTC Taylor Morrison Home Corp TMHC · Entity 28500 GrantDeferred Stock Units · Derivative 3,096 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-077958 · ownership.xml · derivative · entry 1

Yip Christopher J. · CIK 0001676868 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,277

Underlying: Common Stock · 3,096 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a contingent right to receive one share of Common Stock. The deferred stock units will be settled in shares of Common Stock upon the earlier of (i) September 1, 2027, (ii) the reporting person's separation from service on the Company's board of directors, or (iii) a change in control.

F2 · price: The deferred stock units were acquired by Mr. Yip pursuant to the terms of the Company's Non-Employee Director Deferred Compensation Plan, under which directors may elect to defer all or a portion of their cash retainer and committee fees.

F1 · derivative.exercise_date: Each deferred stock unit represents a contingent right to receive one share of Common Stock. The deferred stock units will be settled in shares of Common Stock upon the earlier of (i) September 1, 2027, (ii) the reporting person's separation from service on the Company's board of directors, or (iii) a change in control.

F1 · derivative.expiration_date: Each deferred stock unit represents a contingent right to receive one share of Common Stock. The deferred stock units will be settled in shares of Common Stock upon the earlier of (i) September 1, 2027, (ii) the reporting person's separation from service on the Company's board of directors, or (iii) a change in control.

Read SEC document
March 31, 2025 Filed Apr 2, 2025 20:15 UTC Taylor Morrison Home Corp TMHC · Entity 28500 GrantDeferred Stock Units · Derivative 396 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-049341 · ownership.xml · derivative · entry 1

Yip Christopher J. · CIK 0001676868 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,181

Underlying: Common Stock · 396 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a contingent right to receive one share of Common Stock. The deferred stock units will be settled in shares of Common Stock upon the earlier of (i) September 1, 2027, (ii) the reporting person's separation from service on the Company's board of directors, or (iii) a change in control.

F2 · price: The deferred stock units were acquired by Mr. Yip pursuant to the terms of the Company's Non-Employee Director Deferred Compensation Plan, under which directors may elect to defer all or a portion of their cash retainer and committee fees.

F1 · derivative.exercise_date: Each deferred stock unit represents a contingent right to receive one share of Common Stock. The deferred stock units will be settled in shares of Common Stock upon the earlier of (i) September 1, 2027, (ii) the reporting person's separation from service on the Company's board of directors, or (iii) a change in control.

F1 · derivative.expiration_date: Each deferred stock unit represents a contingent right to receive one share of Common Stock. The deferred stock units will be settled in shares of Common Stock upon the earlier of (i) September 1, 2027, (ii) the reporting person's separation from service on the Company's board of directors, or (iii) a change in control.

Read SEC document
December 31, 2024 Filed Jan 2, 2025 21:35 UTC Taylor Morrison Home Corp TMHC · Entity 28500 GrantDeferred Stock Units · Derivative 388 Not disclosed Not disclosed
Disclosure

SEC source: 0000950142-25-000012 · es250573895_4-yip.xml · derivative · entry 1

Yip Christopher J. · CIK 0001676868 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,785

Underlying: Common Stock · 388 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a contingent right to receive one share of Common Stock. The deferred stock units will be settled in shares of Common Stock upon the earlier of (i) September 1, 2026, (ii) the reporting person's separation from service on the Company's board of directors, or (iii) a change in control.

F2 · price: The deferred stock units were acquired by Mr. Yip pursuant to the terms of the Company's Non-Employee Director Deferred Compensation Plan, under which directors may elect to defer all or a portion of their cash retainer and committee fees.

F1 · derivative.exercise_date: Each deferred stock unit represents a contingent right to receive one share of Common Stock. The deferred stock units will be settled in shares of Common Stock upon the earlier of (i) September 1, 2026, (ii) the reporting person's separation from service on the Company's board of directors, or (iii) a change in control.

F1 · derivative.expiration_date: Each deferred stock unit represents a contingent right to receive one share of Common Stock. The deferred stock units will be settled in shares of Common Stock upon the earlier of (i) September 1, 2026, (ii) the reporting person's separation from service on the Company's board of directors, or (iii) a change in control.

Read SEC document
September 30, 2024 Filed Oct 2, 2024 20:19 UTC Taylor Morrison Home Corp TMHC · Entity 28500 GrantDeferred Stock Units · Derivative 338 Not disclosed Not disclosed
Disclosure

SEC source: 0000950142-24-002501 · es240539364_4-yip.xml · derivative · entry 1

Yip Christopher J. · CIK 0001676868 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,397

Underlying: Common Stock · 338 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a contingent right to receive one share of Common Stock. The deferred stock units will be settled in shares of Common Stock upon the earlier of (i) September 1, 2026, (ii) the reporting person's separation from service on the Company's board of directors, or (iii) a change in control.

F2 · price: The deferred stock units were acquired by Mr. Yip pursuant to the terms of the Company's Non-Employee Director Deferred Compensation Plan, under which directors may elect to defer all or a portion of their cash retainer and committee fees.

F1 · derivative.exercise_date: Each deferred stock unit represents a contingent right to receive one share of Common Stock. The deferred stock units will be settled in shares of Common Stock upon the earlier of (i) September 1, 2026, (ii) the reporting person's separation from service on the Company's board of directors, or (iii) a change in control.

F1 · derivative.expiration_date: Each deferred stock unit represents a contingent right to receive one share of Common Stock. The deferred stock units will be settled in shares of Common Stock upon the earlier of (i) September 1, 2026, (ii) the reporting person's separation from service on the Company's board of directors, or (iii) a change in control.

Read SEC document
September 12, 2024 Filed Sep 13, 2024 20:03 UTC Taylor Morrison Home Corp TMHC · Entity 28500 SaleCommon Stock 4,700 $65.19 $306,393.00
Disclosure

SEC source: 0000950142-24-002370 · es240531075_4-yip.xml · nonDerivative · entry 1

Yip Christopher J. · CIK 0001676868 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,772

Read SEC document
September 03, 2024 Filed Sep 5, 2024 21:53 UTC Taylor Morrison Home Corp TMHC · Entity 28500 Exercise / conversionDeferred Stock Units · Derivative 783 Not disclosed Not disclosed
Disclosure

SEC source: 0000950142-24-002340 · es240527376_4-yip.xml · derivative · entry 10

Yip Christopher J. · CIK 0001676868 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,059

Underlying: Common Stock · 783 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each deferred stock unit represents a contingent right to receive one share of Common Stock.

F3 · price: The deferred stock units were granted to Mr. Yip pursuant to the terms of the Company's Non-Employee Director Deferred Compensation Plan, under which directors may elect to defer all or a portion of their cash retainer and committee fees.

F2 · derivative.exercise_date: The deferred stock units vested on September 3, 2024.

F2 · derivative.expiration_date: The deferred stock units vested on September 3, 2024.

Read SEC document
September 03, 2024 Filed Sep 5, 2024 21:53 UTC Taylor Morrison Home Corp TMHC · Entity 28500 Exercise / conversionDeferred Stock Units · Derivative 1,018 Not disclosed Not disclosed
Disclosure

SEC source: 0000950142-24-002340 · es240527376_4-yip.xml · derivative · entry 9

Yip Christopher J. · CIK 0001676868 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,842

Underlying: Common Stock · 1,018 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each deferred stock unit represents a contingent right to receive one share of Common Stock.

F3 · price: The deferred stock units were granted to Mr. Yip pursuant to the terms of the Company's Non-Employee Director Deferred Compensation Plan, under which directors may elect to defer all or a portion of their cash retainer and committee fees.

F2 · derivative.exercise_date: The deferred stock units vested on September 3, 2024.

F2 · derivative.expiration_date: The deferred stock units vested on September 3, 2024.

Read SEC document
September 03, 2024 Filed Sep 5, 2024 21:53 UTC Taylor Morrison Home Corp TMHC · Entity 28500 Exercise / conversionDeferred Stock Units · Derivative 1,017 Not disclosed Not disclosed
Disclosure

SEC source: 0000950142-24-002340 · es240527376_4-yip.xml · derivative · entry 8

Yip Christopher J. · CIK 0001676868 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,860

Underlying: Common Stock · 1,017 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each deferred stock unit represents a contingent right to receive one share of Common Stock.

F3 · price: The deferred stock units were granted to Mr. Yip pursuant to the terms of the Company's Non-Employee Director Deferred Compensation Plan, under which directors may elect to defer all or a portion of their cash retainer and committee fees.

F2 · derivative.exercise_date: The deferred stock units vested on September 3, 2024.

F2 · derivative.expiration_date: The deferred stock units vested on September 3, 2024.

Read SEC document
September 03, 2024 Filed Sep 5, 2024 21:53 UTC Taylor Morrison Home Corp TMHC · Entity 28500 Exercise / conversionDeferred Stock Units · Derivative 5,781 Not disclosed Not disclosed
Disclosure

SEC source: 0000950142-24-002340 · es240527376_4-yip.xml · derivative · entry 7

Yip Christopher J. · CIK 0001676868 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,877

Underlying: Common Stock · 5,781 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each deferred stock unit represents a contingent right to receive one share of Common Stock.

F3 · price: The deferred stock units were granted to Mr. Yip pursuant to the terms of the Company's Non-Employee Director Deferred Compensation Plan, under which directors may elect to defer all or a portion of their cash retainer and committee fees.

F4 · price: Mr. Yip elected to defer the vesting of these deferred stock units until September 3, 2024.

F2 · derivative.exercise_date: The deferred stock units vested on September 3, 2024.

F2 · derivative.expiration_date: The deferred stock units vested on September 3, 2024.

Read SEC document
September 03, 2024 Filed Sep 5, 2024 21:53 UTC Taylor Morrison Home Corp TMHC · Entity 28500 Exercise / conversionDeferred Stock Units · Derivative 873 Not disclosed Not disclosed
Disclosure

SEC source: 0000950142-24-002340 · es240527376_4-yip.xml · derivative · entry 6

Yip Christopher J. · CIK 0001676868 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,658

Underlying: Common Stock · 873 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each deferred stock unit represents a contingent right to receive one share of Common Stock.

F3 · price: The deferred stock units were granted to Mr. Yip pursuant to the terms of the Company's Non-Employee Director Deferred Compensation Plan, under which directors may elect to defer all or a portion of their cash retainer and committee fees.

F2 · derivative.exercise_date: The deferred stock units vested on September 3, 2024.

F2 · derivative.expiration_date: The deferred stock units vested on September 3, 2024.

Read SEC document
September 03, 2024 Filed Sep 5, 2024 21:53 UTC Taylor Morrison Home Corp TMHC · Entity 28500 Exercise / conversionCommon Stock 783 Not disclosed Not disclosed
Disclosure

SEC source: 0000950142-24-002340 · es240527376_4-yip.xml · nonDerivative · entry 5

Yip Christopher J. · CIK 0001676868 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,472

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each deferred stock unit represents a contingent right to receive one share of Common Stock.

Read SEC document
September 03, 2024 Filed Sep 5, 2024 21:53 UTC Taylor Morrison Home Corp TMHC · Entity 28500 Exercise / conversionCommon Stock 1,018 Not disclosed Not disclosed
Disclosure

SEC source: 0000950142-24-002340 · es240527376_4-yip.xml · nonDerivative · entry 4

Yip Christopher J. · CIK 0001676868 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,689

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each deferred stock unit represents a contingent right to receive one share of Common Stock.

Read SEC document
September 03, 2024 Filed Sep 5, 2024 21:53 UTC Taylor Morrison Home Corp TMHC · Entity 28500 Exercise / conversionCommon Stock 1,017 Not disclosed Not disclosed
Disclosure

SEC source: 0000950142-24-002340 · es240527376_4-yip.xml · nonDerivative · entry 3

Yip Christopher J. · CIK 0001676868 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,671

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each deferred stock unit represents a contingent right to receive one share of Common Stock.

Read SEC document
September 03, 2024 Filed Sep 5, 2024 21:53 UTC Taylor Morrison Home Corp TMHC · Entity 28500 Exercise / conversionCommon Stock 5,781 Not disclosed Not disclosed
Disclosure

SEC source: 0000950142-24-002340 · es240527376_4-yip.xml · nonDerivative · entry 2

Yip Christopher J. · CIK 0001676868 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,654

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each deferred stock unit represents a contingent right to receive one share of Common Stock.

Read SEC document
September 03, 2024 Filed Sep 5, 2024 21:53 UTC Taylor Morrison Home Corp TMHC · Entity 28500 Exercise / conversionCommon Stock 873 Not disclosed Not disclosed
Disclosure

SEC source: 0000950142-24-002340 · es240527376_4-yip.xml · nonDerivative · entry 1

Yip Christopher J. · CIK 0001676868 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 873

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each deferred stock unit represents a contingent right to receive one share of Common Stock.

Read SEC document
June 30, 2024 Filed Jul 2, 2024 20:10 UTC Taylor Morrison Home Corp TMHC · Entity 28500 GrantDeferred Stock Units · Derivative 438 Not disclosed Not disclosed
Disclosure

SEC source: 0000950142-24-001836 · es240502928_4-yip.xml · derivative · entry 1

Yip Christopher J. · CIK 0001676868 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,531

Underlying: Common Stock · 438 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a contingent right to receive one share of Common Stock. The deferred stock units will be settled in shares of Common Stock upon the earlier of (i) September 1, 2026, (ii) the reporting person's separation from service on the Company's board of directors, or (iii) a change in control.

F2 · price: The deferred stock units were acquired by Mr. Yip pursuant to the terms of the Company's Non-Employee Director Deferred Compensation Plan, under which directors may elect to defer all or a portion of their cash retainer and committee fees.

F1 · derivative.exercise_date: Each deferred stock unit represents a contingent right to receive one share of Common Stock. The deferred stock units will be settled in shares of Common Stock upon the earlier of (i) September 1, 2026, (ii) the reporting person's separation from service on the Company's board of directors, or (iii) a change in control.

F1 · derivative.expiration_date: Each deferred stock unit represents a contingent right to receive one share of Common Stock. The deferred stock units will be settled in shares of Common Stock upon the earlier of (i) September 1, 2026, (ii) the reporting person's separation from service on the Company's board of directors, or (iii) a change in control.

F3 · balance_after: 388 deferred stock units which were acquired by Mr. Yip pursuant to the terms of the Company's Non-Employee Director Deferred Compensation Plan on March 31, 2024, will be settled in shares of Common Stock upon the earlier of (i) September 1, 2026, (ii) the reporting person's separation from service on the Company's board of directors, or (iii) a change of control.

Read SEC document
May 23, 2024 Filed May 28, 2024 20:06 UTC Taylor Morrison Home Corp TMHC · Entity 28500 GrantDeferred Stock Units · Derivative 3,075 Not disclosed Not disclosed
Disclosure

SEC source: 0000950142-24-001440 · es240486785_4-yip.xml · derivative · entry 1

Yip Christopher J. · CIK 0001676868 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,093

Underlying: Common Stock · 3,075 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a contingent right to receive one share of Common Stock. The deferred stock units shall be vested upon the earlier of (i) the first anniversary of the date of grant and (ii) the date of the Company's annual meeting of stockholders immediately following the date of grant. The deferred stock units will be settled in shares of Common Stock upon the earlier of (i) the reporting person's separation from service on the Company's board of directors or (ii) a change in control.

F2 · price: The deferred stock units were acquired by Mr. Yip pursuant to the terms of the Company's Non-Employee Director Deferred Compensation Plan, under which directors may elect to defer all or a portion of their cash retainer and committee fees.

F1 · derivative.exercise_date: Each deferred stock unit represents a contingent right to receive one share of Common Stock. The deferred stock units shall be vested upon the earlier of (i) the first anniversary of the date of grant and (ii) the date of the Company's annual meeting of stockholders immediately following the date of grant. The deferred stock units will be settled in shares of Common Stock upon the earlier of (i) the reporting person's separation from service on the Company's board of directors or (ii) a change in control.

F1 · derivative.expiration_date: Each deferred stock unit represents a contingent right to receive one share of Common Stock. The deferred stock units shall be vested upon the earlier of (i) the first anniversary of the date of grant and (ii) the date of the Company's annual meeting of stockholders immediately following the date of grant. The deferred stock units will be settled in shares of Common Stock upon the earlier of (i) the reporting person's separation from service on the Company's board of directors or (ii) a change in control.

Read SEC document
March 31, 2024 Filed Apr 2, 2024 20:37 UTC Taylor Morrison Home Corp TMHC · Entity 28500 GrantDeferred Stock Units · Derivative 388 Not disclosed Not disclosed
Disclosure

SEC source: 0000950142-24-000871 · es240464463_4-yip.xml · derivative · entry 1

Yip Christopher J. · CIK 0001676868 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,018

Underlying: Common Stock · 388 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a contingent right to receive one share of Common Stock. The deferred stock units will be settled in shares of Common Stock upon the earlier of (i) September 1, 2025, (ii) the reporting person's separation from service on the Company's board of directors, or (iii) a change in control.

F2 · price: The deferred stock units were acquired by Mr. Yip pursuant to the terms of the Company's Non-Employee Director Deferred Compensation Plan, under which directors may elect to defer all or a portion of their cash retainer and committee fees.

F1 · derivative.exercise_date: Each deferred stock unit represents a contingent right to receive one share of Common Stock. The deferred stock units will be settled in shares of Common Stock upon the earlier of (i) September 1, 2025, (ii) the reporting person's separation from service on the Company's board of directors, or (iii) a change in control.

F1 · derivative.expiration_date: Each deferred stock unit represents a contingent right to receive one share of Common Stock. The deferred stock units will be settled in shares of Common Stock upon the earlier of (i) September 1, 2025, (ii) the reporting person's separation from service on the Company's board of directors, or (iii) a change in control.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 21:47 UTC Taylor Morrison Home Corp TMHC · Entity 28500 GrantDeferred Stock Units · Derivative 451 Not disclosed Not disclosed
Disclosure

SEC source: 0000950142-24-000029 · es240434862_4-yip.xml · derivative · entry 1

Yip Christopher J. · CIK 0001676868 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,849

Underlying: Common Stock · 451 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a contingent right to receive one share of Common Stock. The deferred stock units will be settled in shares of Common Stock upon the earlier of (i) September 1, 2025, (ii) the reporting person's separation from service on the Company's board of directors, or (iii) a change in control.

F2 · price: The deferred stock units were acquired by Mr. Yip pursuant to the terms of the Company's Non-Employee Director Deferred Compensation Plan, under which directors may elect to defer all or a portion of their cash retainer and committee fees.

F1 · derivative.exercise_date: Each deferred stock unit represents a contingent right to receive one share of Common Stock. The deferred stock units will be settled in shares of Common Stock upon the earlier of (i) September 1, 2025, (ii) the reporting person's separation from service on the Company's board of directors, or (iii) a change in control.

F1 · derivative.expiration_date: Each deferred stock unit represents a contingent right to receive one share of Common Stock. The deferred stock units will be settled in shares of Common Stock upon the earlier of (i) September 1, 2025, (ii) the reporting person's separation from service on the Company's board of directors, or (iii) a change in control.

Read SEC document
September 30, 2023 Filed Oct 2, 2023 20:05 UTC Taylor Morrison Home Corp TMHC · Entity 28500 GrantDeferred Stock Units · Derivative 557 Not disclosed Not disclosed
Disclosure

SEC source: 0000950142-23-002524 · es230406393_4-yip.xml · derivative · entry 1

Yip Christopher J. · CIK 0001676868 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,398

Underlying: Common Stock · 557 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a contingent right to receive one share of Common Stock. The deferred stock units will be settled in shares of Common Stock upon the earlier of (i) September 1, 2025, (ii) the reporting person's separation from service on the Company's board of directors, or (iii) a change in control.

F2 · price: The deferred stock units were acquired by Mr. Yip pursuant to the terms of the Company's Non-Employee Director Deferred Compensation Plan, under which directors may elect to defer all or a portion of their cash retainer and committee fees.

F1 · derivative.exercise_date: Each deferred stock unit represents a contingent right to receive one share of Common Stock. The deferred stock units will be settled in shares of Common Stock upon the earlier of (i) September 1, 2025, (ii) the reporting person's separation from service on the Company's board of directors, or (iii) a change in control.

F1 · derivative.expiration_date: Each deferred stock unit represents a contingent right to receive one share of Common Stock. The deferred stock units will be settled in shares of Common Stock upon the earlier of (i) September 1, 2025, (ii) the reporting person's separation from service on the Company's board of directors, or (iii) a change in control.

Read SEC document
June 30, 2023 Filed Jul 1, 2023 00:08 UTC Taylor Morrison Home Corp TMHC · Entity 28500 GrantDeferred Stock Units · Derivative 487 Not disclosed Not disclosed
Disclosure

SEC source: 0000950142-23-001909 · es230376169_4-yip.xml · derivative · entry 1

Yip Christopher J. · CIK 0001676868 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,841

Underlying: Common Stock · 487 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a contingent right to receive one share of Common Stock. The deferred stock units shall be vested upon the earlier of (i) the first anniversary of the date of grant and (ii) the date of the Company's annual meeting of stockholders immediately following the date of grant. The deferred stock units will be settled in shares of Common Stock upon the earlier of (i) September 1, 2025, (ii) the reporting person's separation from service on the Company's board of directors, or (iii) a change in control.

F2 · price: The deferred stock units were acquired by Mr. Yip pursuant to the terms of the Company's Non-Employee Director Deferred Compensation Plan, under which directors may elect to defer all or a portion of their cash retainer and committee fees.

F1 · derivative.exercise_date: Each deferred stock unit represents a contingent right to receive one share of Common Stock. The deferred stock units shall be vested upon the earlier of (i) the first anniversary of the date of grant and (ii) the date of the Company's annual meeting of stockholders immediately following the date of grant. The deferred stock units will be settled in shares of Common Stock upon the earlier of (i) September 1, 2025, (ii) the reporting person's separation from service on the Company's board of directors, or (iii) a change in control.

F1 · derivative.expiration_date: Each deferred stock unit represents a contingent right to receive one share of Common Stock. The deferred stock units shall be vested upon the earlier of (i) the first anniversary of the date of grant and (ii) the date of the Company's annual meeting of stockholders immediately following the date of grant. The deferred stock units will be settled in shares of Common Stock upon the earlier of (i) September 1, 2025, (ii) the reporting person's separation from service on the Company's board of directors, or (iii) a change in control.

Read SEC document
May 25, 2023 Filed May 30, 2023 23:46 UTC Taylor Morrison Home Corp TMHC · Entity 28500 GrantDeferred Stock Units · Derivative 4,042 Not disclosed Not disclosed
Disclosure

SEC source: 0000950142-23-001568 · es230364325_4-yip.xml · derivative · entry 1

Yip Christopher J. · CIK 0001676868 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,354

Underlying: Common Stock · 4,042 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a contingent right to receive one share of Common Stock. The deferred stock units shall be vested upon the earlier of (i) the first anniversary of the date of grant and (ii) the date of the Company's annual meeting of stockholders immediately following the date of grant. The deferred stock units will be settled in shares of Common Stock upon the earlier of (i) September 1, 2025, (ii) the reporting person's separation from service on the Company's board of directors, or (iii) a change in control.

F2 · price: The deferred stock units were acquired by Mr. Yip pursuant to the terms of the Company's Non-Employee Director Deferred Compensation Plan, under which directors may elect to defer all or a portion of their cash retainer and committee fees.

F1 · derivative.exercise_date: Each deferred stock unit represents a contingent right to receive one share of Common Stock. The deferred stock units shall be vested upon the earlier of (i) the first anniversary of the date of grant and (ii) the date of the Company's annual meeting of stockholders immediately following the date of grant. The deferred stock units will be settled in shares of Common Stock upon the earlier of (i) September 1, 2025, (ii) the reporting person's separation from service on the Company's board of directors, or (iii) a change in control.

F1 · derivative.expiration_date: Each deferred stock unit represents a contingent right to receive one share of Common Stock. The deferred stock units shall be vested upon the earlier of (i) the first anniversary of the date of grant and (ii) the date of the Company's annual meeting of stockholders immediately following the date of grant. The deferred stock units will be settled in shares of Common Stock upon the earlier of (i) September 1, 2025, (ii) the reporting person's separation from service on the Company's board of directors, or (iii) a change in control.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 22:47 UTC Taylor Morrison Home Corp TMHC · Entity 28500 GrantDeferred Stock Units · Derivative 621 Not disclosed Not disclosed
Disclosure

SEC source: 0000950142-23-000926 · es230345941_4-yip.xml · derivative · entry 1

Yip Christopher J. · CIK 0001676868 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,312

Underlying: Common Stock · 621 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a contingent right to receive one share of Common Stock. The deferred stock units will be settled in shares of Common Stock upon the earlier of (i) September 1, 2025, (ii) the reporting person's separation from service on the Company's board of directors, or (iii) a change in control.

F2 · price: The deferred stock units were acquired by Mr. Yip pursuant to the terms of the Company's Non-Employee Director Deferred Compensation Plan, under which directors may elect to defer all or a portion of their cash retainer and committee fees.

F1 · derivative.exercise_date: Each deferred stock unit represents a contingent right to receive one share of Common Stock. The deferred stock units will be settled in shares of Common Stock upon the earlier of (i) September 1, 2025, (ii) the reporting person's separation from service on the Company's board of directors, or (iii) a change in control.

F1 · derivative.expiration_date: Each deferred stock unit represents a contingent right to receive one share of Common Stock. The deferred stock units will be settled in shares of Common Stock upon the earlier of (i) September 1, 2025, (ii) the reporting person's separation from service on the Company's board of directors, or (iii) a change in control.

Read SEC document
January 23, 2023 Filed Jan 25, 2023 16:21 UTC SmartRent, Inc. SMRT · Entity 6112 OtherClass A Common Stock 180,258 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-004828 · doc4.xml · nonDerivative · entry 17

RETV GP, LLC · CIK 0001856330 · 10% owner

Real Estate Technology Ventures, L.P. · CIK 0001714397 · 10% owner

Real Estate Technology Ventures Associates, L.P. · CIK 0001751501 · 10% owner

Real Estate Technology Ventures-A, L.P. · CIK 0001753629 · 10% owner

RET Ventures SPV I, L.P. · CIK 0001777256 · 10% owner

RETV GP II, LLC · CIK 0001856325 · 10% owner

Real Estate Technology Ventures II, L.P. · CIK 0001801595 · 10% owner

Real Estate Technology Ventures Associates II, L.P. · CIK 0001856320 · 10% owner

Yip Christopher J. · CIK 0001676868 · 10% owner

Helm John Hanson · CIK 0001915632 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 812,963

F20 · kind: Represents receipt of shares in the distributions in kind described in footnotes (16) and (19).

F22 · ownership.direct: Shares are held directly by Christopher Yip.

Read SEC document
January 23, 2023 Filed Jan 25, 2023 16:21 UTC SmartRent, Inc. SMRT · Entity 6112 OtherClass A Common Stock 533,914 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-004828 · doc4.xml · nonDerivative · entry 16

RETV GP, LLC · CIK 0001856330 · 10% owner

Real Estate Technology Ventures, L.P. · CIK 0001714397 · 10% owner

Real Estate Technology Ventures Associates, L.P. · CIK 0001751501 · 10% owner

Real Estate Technology Ventures-A, L.P. · CIK 0001753629 · 10% owner

RET Ventures SPV I, L.P. · CIK 0001777256 · 10% owner

RETV GP II, LLC · CIK 0001856325 · 10% owner

Real Estate Technology Ventures II, L.P. · CIK 0001801595 · 10% owner

Real Estate Technology Ventures Associates II, L.P. · CIK 0001856320 · 10% owner

Yip Christopher J. · CIK 0001676868 · 10% owner

Helm John Hanson · CIK 0001915632 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,394,791

F20 · kind: Represents receipt of shares in the distributions in kind described in footnotes (16) and (19).

F21 · ownership.direct: Shares are held directly by John Helm.

Read SEC document
January 23, 2023 Filed Jan 25, 2023 16:21 UTC SmartRent, Inc. SMRT · Entity 6112 OtherClass A Common Stock 2,272 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-004828 · doc4.xml · nonDerivative · entry 15

RETV GP, LLC · CIK 0001856330 · 10% owner

Real Estate Technology Ventures, L.P. · CIK 0001714397 · 10% owner

Real Estate Technology Ventures Associates, L.P. · CIK 0001751501 · 10% owner

Real Estate Technology Ventures-A, L.P. · CIK 0001753629 · 10% owner

RET Ventures SPV I, L.P. · CIK 0001777256 · 10% owner

RETV GP II, LLC · CIK 0001856325 · 10% owner

Real Estate Technology Ventures II, L.P. · CIK 0001801595 · 10% owner

Real Estate Technology Ventures Associates II, L.P. · CIK 0001856320 · 10% owner

Yip Christopher J. · CIK 0001676868 · 10% owner

Helm John Hanson · CIK 0001915632 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By RETV GP II, LLC

Disclosed balance after: 0

F19 · kind: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by RET GP II to its members without additional consideration.

F18 · ownership.nature: Shares are held directly by RETV GP II. John Helm and Christopher Yip are Managing Directors of RET GP II, and may be deemed to share voting and investment power over these shares. Each of RET GP II and Messrs. Helm and Yip disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein.

Read SEC document
January 23, 2023 Filed Jan 25, 2023 16:21 UTC SmartRent, Inc. SMRT · Entity 6112 OtherClass A Common Stock 2,272 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-004828 · doc4.xml · nonDerivative · entry 14

RETV GP, LLC · CIK 0001856330 · 10% owner

Real Estate Technology Ventures, L.P. · CIK 0001714397 · 10% owner

Real Estate Technology Ventures Associates, L.P. · CIK 0001751501 · 10% owner

Real Estate Technology Ventures-A, L.P. · CIK 0001753629 · 10% owner

RET Ventures SPV I, L.P. · CIK 0001777256 · 10% owner

RETV GP II, LLC · CIK 0001856325 · 10% owner

Real Estate Technology Ventures II, L.P. · CIK 0001801595 · 10% owner

Real Estate Technology Ventures Associates II, L.P. · CIK 0001856320 · 10% owner

Yip Christopher J. · CIK 0001676868 · 10% owner

Helm John Hanson · CIK 0001915632 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By RETV GP II, LLC

Disclosed balance after: 2,272

F17 · kind: Represents receipt of shares in the distribution in kind described in footnote (12).

F18 · ownership.nature: Shares are held directly by RETV GP II. John Helm and Christopher Yip are Managing Directors of RET GP II, and may be deemed to share voting and investment power over these shares. Each of RET GP II and Messrs. Helm and Yip disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein.

Read SEC document
January 23, 2023 Filed Jan 25, 2023 16:21 UTC SmartRent, Inc. SMRT · Entity 6112 OtherClass A Common Stock 757,455 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-004828 · doc4.xml · nonDerivative · entry 13

RETV GP, LLC · CIK 0001856330 · 10% owner

Real Estate Technology Ventures, L.P. · CIK 0001714397 · 10% owner

Real Estate Technology Ventures Associates, L.P. · CIK 0001751501 · 10% owner

Real Estate Technology Ventures-A, L.P. · CIK 0001753629 · 10% owner

RET Ventures SPV I, L.P. · CIK 0001777256 · 10% owner

RETV GP II, LLC · CIK 0001856325 · 10% owner

Real Estate Technology Ventures II, L.P. · CIK 0001801595 · 10% owner

Real Estate Technology Ventures Associates II, L.P. · CIK 0001856320 · 10% owner

Yip Christopher J. · CIK 0001676868 · 10% owner

Helm John Hanson · CIK 0001915632 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By RETV GP, LLC

Disclosed balance after: 0

F16 · kind: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by RET GP I to its members without additional consideration.

F15 · ownership.nature: Shares are held directly by RET GP I. John Helm is the Managing Director of RET GP I and may be deemed to share voting and investment power over these shares. Mr. Helm disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

Read SEC document
January 23, 2023 Filed Jan 25, 2023 16:21 UTC SmartRent, Inc. SMRT · Entity 6112 OtherClass A Common Stock 757,455 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-004828 · doc4.xml · nonDerivative · entry 12

RETV GP, LLC · CIK 0001856330 · 10% owner

Real Estate Technology Ventures, L.P. · CIK 0001714397 · 10% owner

Real Estate Technology Ventures Associates, L.P. · CIK 0001751501 · 10% owner

Real Estate Technology Ventures-A, L.P. · CIK 0001753629 · 10% owner

RET Ventures SPV I, L.P. · CIK 0001777256 · 10% owner

RETV GP II, LLC · CIK 0001856325 · 10% owner

Real Estate Technology Ventures II, L.P. · CIK 0001801595 · 10% owner

Real Estate Technology Ventures Associates II, L.P. · CIK 0001856320 · 10% owner

Yip Christopher J. · CIK 0001676868 · 10% owner

Helm John Hanson · CIK 0001915632 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By RETV GP, LLC

Disclosed balance after: 757,455

F14 · kind: Represents receipt of shares in the distributions in kind described in footnotes (1), (9) and (11).

F15 · ownership.nature: Shares are held directly by RET GP I. John Helm is the Managing Director of RET GP I and may be deemed to share voting and investment power over these shares. Mr. Helm disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

Read SEC document
January 23, 2023 Filed Jan 25, 2023 16:21 UTC SmartRent, Inc. SMRT · Entity 6112 OtherClass A Common Stock 5,278 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-004828 · doc4.xml · nonDerivative · entry 11

RETV GP, LLC · CIK 0001856330 · 10% owner

Real Estate Technology Ventures, L.P. · CIK 0001714397 · 10% owner

Real Estate Technology Ventures Associates, L.P. · CIK 0001751501 · 10% owner

Real Estate Technology Ventures-A, L.P. · CIK 0001753629 · 10% owner

RET Ventures SPV I, L.P. · CIK 0001777256 · 10% owner

RETV GP II, LLC · CIK 0001856325 · 10% owner

Real Estate Technology Ventures II, L.P. · CIK 0001801595 · 10% owner

Real Estate Technology Ventures Associates II, L.P. · CIK 0001856320 · 10% owner

Yip Christopher J. · CIK 0001676868 · 10% owner

Helm John Hanson · CIK 0001915632 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Real Estate Technology Ventures Associates II, L.P.

Disclosed balance after: 3,746

F13 · kind: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by RET Associates II to its limited partners without additional consideration.

F8 · ownership.nature: Shares are held directly by Real Estate Technology Ventures Associates II, L.P. ("RET Associates II"). RETV GP II is the general partner of RET Associates II and may be deemed to beneficially own the shares held by RET Associates II. John Helm and Christopher Yip are Managing Directors of RET GP II, and may be deemed to share voting and investment power over the shares held by RET Associates II. Each of RET GP II and Messrs. Helm and Yip disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein.

Read SEC document
January 23, 2023 Filed Jan 25, 2023 16:21 UTC SmartRent, Inc. SMRT · Entity 6112 OtherClass A Common Stock 227,236 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-004828 · doc4.xml · nonDerivative · entry 10

RETV GP, LLC · CIK 0001856330 · 10% owner

Real Estate Technology Ventures, L.P. · CIK 0001714397 · 10% owner

Real Estate Technology Ventures Associates, L.P. · CIK 0001751501 · 10% owner

Real Estate Technology Ventures-A, L.P. · CIK 0001753629 · 10% owner

RET Ventures SPV I, L.P. · CIK 0001777256 · 10% owner

RETV GP II, LLC · CIK 0001856325 · 10% owner

Real Estate Technology Ventures II, L.P. · CIK 0001801595 · 10% owner

Real Estate Technology Ventures Associates II, L.P. · CIK 0001856320 · 10% owner

Yip Christopher J. · CIK 0001676868 · 10% owner

Helm John Hanson · CIK 0001915632 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Real Estate Technology Ventures II, L.P.

Disclosed balance after: 160,334

F12 · kind: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by RET Fund II to its general partner and limited partners without additional consideration.

F7 · ownership.nature: Shares are held directly by Real Estate Technology Ventures II, L.P. ("RET Fund II"). RETV GP II, LLC ("RET GP II") is the general partner of RET Fund II and may be deemed to beneficially own the shares held by RET Fund II. John Helm and Christopher Yip are Managing Directors of RET GP II, and may be deemed to share voting and investment power over the shares held by RET Fund II. Each of RET GP II and Messrs. Helm and Yip disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein.

Read SEC document
January 23, 2023 Filed Jan 25, 2023 16:21 UTC SmartRent, Inc. SMRT · Entity 6112 OtherClass A Common Stock 730,257 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-004828 · doc4.xml · nonDerivative · entry 9

RETV GP, LLC · CIK 0001856330 · 10% owner

Real Estate Technology Ventures, L.P. · CIK 0001714397 · 10% owner

Real Estate Technology Ventures Associates, L.P. · CIK 0001751501 · 10% owner

Real Estate Technology Ventures-A, L.P. · CIK 0001753629 · 10% owner

RET Ventures SPV I, L.P. · CIK 0001777256 · 10% owner

RETV GP II, LLC · CIK 0001856325 · 10% owner

Real Estate Technology Ventures II, L.P. · CIK 0001801595 · 10% owner

Real Estate Technology Ventures Associates II, L.P. · CIK 0001856320 · 10% owner

Yip Christopher J. · CIK 0001676868 · 10% owner

Helm John Hanson · CIK 0001915632 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Real Estate Technology Ventures-A, L.P.

Disclosed balance after: 2,423,926

F11 · kind: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by RET Fund I-A to its general partner and limited partners without additional consideration.

F6 · ownership.nature: Shares are held directly by Real Estate Technology Ventures-A, L.P. ("RET Fund I-A"). RET GP I is the general partner of RET Fund I-A and may be deemed to beneficially own the shares held by RET Fund I-A. John Helm is the Managing Director of RET GP I, and may be deemed to share voting and investment power over the shares held by RET Fund I-A. Each of RET GP I and Mr. Helm disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein.

Read SEC document
January 23, 2023 Filed Jan 25, 2023 16:21 UTC SmartRent, Inc. SMRT · Entity 6112 OtherClass A Common Stock 55,083 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-004828 · doc4.xml · nonDerivative · entry 8

RETV GP, LLC · CIK 0001856330 · 10% owner

Real Estate Technology Ventures, L.P. · CIK 0001714397 · 10% owner

Real Estate Technology Ventures Associates, L.P. · CIK 0001751501 · 10% owner

Real Estate Technology Ventures-A, L.P. · CIK 0001753629 · 10% owner

RET Ventures SPV I, L.P. · CIK 0001777256 · 10% owner

RETV GP II, LLC · CIK 0001856325 · 10% owner

Real Estate Technology Ventures II, L.P. · CIK 0001801595 · 10% owner

Real Estate Technology Ventures Associates II, L.P. · CIK 0001856320 · 10% owner

Yip Christopher J. · CIK 0001676868 · 10% owner

Helm John Hanson · CIK 0001915632 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Real Estate Technology Ventures Associates, L.P.

Disclosed balance after: 184,151

F10 · kind: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by RET Associates I to its limited partners without additional consideration.

F5 · ownership.nature: Shares are held directly by Real Estate Technology Ventures Associates, L.P. ("RET Associates I"). RET GP I is the general partner of RET Associates I and may be deemed to beneficially own the shares held by RET Associates I. John Helm is the Managing Director of RET GP I, and may be deemed to share voting and investment power over the shares held by RET Associates I. Each of RET GP I and Mr. Helm disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein.

Read SEC document
January 23, 2023 Filed Jan 25, 2023 16:21 UTC SmartRent, Inc. SMRT · Entity 6112 OtherClass A Common Stock 3,158,470 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-004828 · doc4.xml · nonDerivative · entry 7

RETV GP, LLC · CIK 0001856330 · 10% owner

Real Estate Technology Ventures, L.P. · CIK 0001714397 · 10% owner

Real Estate Technology Ventures Associates, L.P. · CIK 0001751501 · 10% owner

Real Estate Technology Ventures-A, L.P. · CIK 0001753629 · 10% owner

RET Ventures SPV I, L.P. · CIK 0001777256 · 10% owner

RETV GP II, LLC · CIK 0001856325 · 10% owner

Real Estate Technology Ventures II, L.P. · CIK 0001801595 · 10% owner

Real Estate Technology Ventures Associates II, L.P. · CIK 0001856320 · 10% owner

Yip Christopher J. · CIK 0001676868 · 10% owner

Helm John Hanson · CIK 0001915632 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Real Estate Technology Ventures, L.P.

Disclosed balance after: 10,545,498

F9 · kind: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by RET Fund I to its general partner and limited partners without additional consideration.

F4 · ownership.nature: Shares are held directly by Real Estate Technology Ventures, L.P. ("RET Fund I"). RET GP I is the general partner of RET Fund I and may be deemed to beneficially own the shares held by RET Fund I. John Helm is the Managing Director of RET GP I, and may be deemed to share voting and investment power over the shares held by RET Fund I. Each of RET GP I and Mr. Helm disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein.

Read SEC document
January 23, 2023 Filed Jan 25, 2023 16:21 UTC SmartRent, Inc. SMRT · Entity 6112 OtherClass A Common Stock 4,214 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-004828 · doc4.xml · nonDerivative · entry 6

RETV GP, LLC · CIK 0001856330 · 10% owner

Real Estate Technology Ventures, L.P. · CIK 0001714397 · 10% owner

Real Estate Technology Ventures Associates, L.P. · CIK 0001751501 · 10% owner

Real Estate Technology Ventures-A, L.P. · CIK 0001753629 · 10% owner

RET Ventures SPV I, L.P. · CIK 0001777256 · 10% owner

RETV GP II, LLC · CIK 0001856325 · 10% owner

Real Estate Technology Ventures II, L.P. · CIK 0001801595 · 10% owner

Real Estate Technology Ventures Associates II, L.P. · CIK 0001856320 · 10% owner

Yip Christopher J. · CIK 0001676868 · 10% owner

Helm John Hanson · CIK 0001915632 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Real Estate Technology Ventures Associates II, L.P.

Disclosed balance after: 9,024

F3 · kind: Represents receipt of shares in the distribution in kind described in footnote (1).

F8 · ownership.nature: Shares are held directly by Real Estate Technology Ventures Associates II, L.P. ("RET Associates II"). RETV GP II is the general partner of RET Associates II and may be deemed to beneficially own the shares held by RET Associates II. John Helm and Christopher Yip are Managing Directors of RET GP II, and may be deemed to share voting and investment power over the shares held by RET Associates II. Each of RET GP II and Messrs. Helm and Yip disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein.

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January 23, 2023 Filed Jan 25, 2023 16:21 UTC SmartRent, Inc. SMRT · Entity 6112 OtherClass A Common Stock 181,439 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-004828 · doc4.xml · nonDerivative · entry 5

RETV GP, LLC · CIK 0001856330 · 10% owner

Real Estate Technology Ventures, L.P. · CIK 0001714397 · 10% owner

Real Estate Technology Ventures Associates, L.P. · CIK 0001751501 · 10% owner

Real Estate Technology Ventures-A, L.P. · CIK 0001753629 · 10% owner

RET Ventures SPV I, L.P. · CIK 0001777256 · 10% owner

RETV GP II, LLC · CIK 0001856325 · 10% owner

Real Estate Technology Ventures II, L.P. · CIK 0001801595 · 10% owner

Real Estate Technology Ventures Associates II, L.P. · CIK 0001856320 · 10% owner

Yip Christopher J. · CIK 0001676868 · 10% owner

Helm John Hanson · CIK 0001915632 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Real Estate Technology Ventures II, L.P.

Disclosed balance after: 387,570

F3 · kind: Represents receipt of shares in the distribution in kind described in footnote (1).

F7 · ownership.nature: Shares are held directly by Real Estate Technology Ventures II, L.P. ("RET Fund II"). RETV GP II, LLC ("RET GP II") is the general partner of RET Fund II and may be deemed to beneficially own the shares held by RET Fund II. John Helm and Christopher Yip are Managing Directors of RET GP II, and may be deemed to share voting and investment power over the shares held by RET Fund II. Each of RET GP II and Messrs. Helm and Yip disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein.

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January 23, 2023 Filed Jan 25, 2023 16:21 UTC SmartRent, Inc. SMRT · Entity 6112 OtherClass A Common Stock 37,706 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-004828 · doc4.xml · nonDerivative · entry 4

RETV GP, LLC · CIK 0001856330 · 10% owner

Real Estate Technology Ventures, L.P. · CIK 0001714397 · 10% owner

Real Estate Technology Ventures Associates, L.P. · CIK 0001751501 · 10% owner

Real Estate Technology Ventures-A, L.P. · CIK 0001753629 · 10% owner

RET Ventures SPV I, L.P. · CIK 0001777256 · 10% owner

RETV GP II, LLC · CIK 0001856325 · 10% owner

Real Estate Technology Ventures II, L.P. · CIK 0001801595 · 10% owner

Real Estate Technology Ventures Associates II, L.P. · CIK 0001856320 · 10% owner

Yip Christopher J. · CIK 0001676868 · 10% owner

Helm John Hanson · CIK 0001915632 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Real Estate Technology Ventures-A, L.P.

Disclosed balance after: 3,154,183

F3 · kind: Represents receipt of shares in the distribution in kind described in footnote (1).

F6 · ownership.nature: Shares are held directly by Real Estate Technology Ventures-A, L.P. ("RET Fund I-A"). RET GP I is the general partner of RET Fund I-A and may be deemed to beneficially own the shares held by RET Fund I-A. John Helm is the Managing Director of RET GP I, and may be deemed to share voting and investment power over the shares held by RET Fund I-A. Each of RET GP I and Mr. Helm disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein.

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January 23, 2023 Filed Jan 25, 2023 16:21 UTC SmartRent, Inc. SMRT · Entity 6112 OtherClass A Common Stock 2,469 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-004828 · doc4.xml · nonDerivative · entry 3

RETV GP, LLC · CIK 0001856330 · 10% owner

Real Estate Technology Ventures, L.P. · CIK 0001714397 · 10% owner

Real Estate Technology Ventures Associates, L.P. · CIK 0001751501 · 10% owner

Real Estate Technology Ventures-A, L.P. · CIK 0001753629 · 10% owner

RET Ventures SPV I, L.P. · CIK 0001777256 · 10% owner

RETV GP II, LLC · CIK 0001856325 · 10% owner

Real Estate Technology Ventures II, L.P. · CIK 0001801595 · 10% owner

Real Estate Technology Ventures Associates II, L.P. · CIK 0001856320 · 10% owner

Yip Christopher J. · CIK 0001676868 · 10% owner

Helm John Hanson · CIK 0001915632 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Real Estate Technology Ventures Associates, L.P.

Disclosed balance after: 239,234

F3 · kind: Represents receipt of shares in the distribution in kind described in footnote (1).

F5 · ownership.nature: Shares are held directly by Real Estate Technology Ventures Associates, L.P. ("RET Associates I"). RET GP I is the general partner of RET Associates I and may be deemed to beneficially own the shares held by RET Associates I. John Helm is the Managing Director of RET GP I, and may be deemed to share voting and investment power over the shares held by RET Associates I. Each of RET GP I and Mr. Helm disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein.

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January 23, 2023 Filed Jan 25, 2023 16:21 UTC SmartRent, Inc. SMRT · Entity 6112 OtherClass A Common Stock 145,478 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-004828 · doc4.xml · nonDerivative · entry 2

RETV GP, LLC · CIK 0001856330 · 10% owner

Real Estate Technology Ventures, L.P. · CIK 0001714397 · 10% owner

Real Estate Technology Ventures Associates, L.P. · CIK 0001751501 · 10% owner

Real Estate Technology Ventures-A, L.P. · CIK 0001753629 · 10% owner

RET Ventures SPV I, L.P. · CIK 0001777256 · 10% owner

RETV GP II, LLC · CIK 0001856325 · 10% owner

Real Estate Technology Ventures II, L.P. · CIK 0001801595 · 10% owner

Real Estate Technology Ventures Associates II, L.P. · CIK 0001856320 · 10% owner

Yip Christopher J. · CIK 0001676868 · 10% owner

Helm John Hanson · CIK 0001915632 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Real Estate Technology Ventures, L.P.

Disclosed balance after: 13,703,968

F3 · kind: Represents receipt of shares in the distribution in kind described in footnote (1).

F4 · ownership.nature: Shares are held directly by Real Estate Technology Ventures, L.P. ("RET Fund I"). RET GP I is the general partner of RET Fund I and may be deemed to beneficially own the shares held by RET Fund I. John Helm is the Managing Director of RET GP I, and may be deemed to share voting and investment power over the shares held by RET Fund I. Each of RET GP I and Mr. Helm disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein.

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January 23, 2023 Filed Jan 25, 2023 16:21 UTC SmartRent, Inc. SMRT · Entity 6112 OtherClass A Common Stock 749,729 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-004828 · doc4.xml · nonDerivative · entry 1

RETV GP, LLC · CIK 0001856330 · 10% owner

Real Estate Technology Ventures, L.P. · CIK 0001714397 · 10% owner

Real Estate Technology Ventures Associates, L.P. · CIK 0001751501 · 10% owner

Real Estate Technology Ventures-A, L.P. · CIK 0001753629 · 10% owner

RET Ventures SPV I, L.P. · CIK 0001777256 · 10% owner

RETV GP II, LLC · CIK 0001856325 · 10% owner

Real Estate Technology Ventures II, L.P. · CIK 0001801595 · 10% owner

Real Estate Technology Ventures Associates II, L.P. · CIK 0001856320 · 10% owner

Yip Christopher J. · CIK 0001676868 · 10% owner

Helm John Hanson · CIK 0001915632 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By RET Ventures SPV I, L.P.

Disclosed balance after: 2,905,294

F1 · kind: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by RET Ventures SPV I, L.P. ("RET SPV I") to its general partner and limited partners without additional consideration.

F2 · ownership.nature: Shares are held directly by RET SPV I. RETV GP, LLC ("RET GP I") is the general partner of RET SPV I and may be deemed to beneficially own the shares held by RET SPV I. John Helm is the Managing Director of RET GP I, and may be deemed to share voting and investment power over the shares held by RET SPV I. Each of RET GP I and Mr. Helm disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.