Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Jefferies Financial Group Inc.JEF · Entity 3502 | Director | August 12, 2024 | August 12, 2024 |
| SUMITOMO MITSUI FINANCIAL GROUP, INC.SMFG · Entity 2860 | Director · President and Group CEO | July 24, 2026 | July 28, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Jefferies Financial Group Inc.
Report date August 12, 2024 · Filed August 12, 2024
This filing explicitly reported no securities owned.
SUMITOMO MITSUI FINANCIAL GROUP, INC.
Report date July 24, 2026 · Filed July 28, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 162,464 |
Ending reported balance
After 2026-07-27 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2026-07-24 · Grant · Acquired 3,507 · Balance 119,965 F1: The Reporting Person acquired the shares under the Issuer's stock compensation plans on July 24, 2026. The Reporting Person did not make any out-of-pocket cash payment for the shares. Row 2 · 2026-07-27 · Grant · Acquired 51,399 · Balance 171,364 F2: The Reporting Person acquired the shares under the Issuer's stock compensation plans when the performance conditions were certified on July 27, 2026. The Reporting Person did not make any out-of-pocket cash payment for the shares. Row 3 · 2026-07-27 · Disposition to issuer · Disposed 8,900 · Balance 162,464 F3: A portion of the shares acquired under the Issuer's stock compensation plan on July 27, 2026 was automatically sold on the same day in accordance with the pre-arranged trading plan under the Issuer's stock compensation plans. The purchase was made in Japanese Yen and the price was converted into U.S. dollars based on the foreign currency exchange rate as of July 27, 2026 (at Japanese Yen 1.00 = U.S. dollar 0.0061091). |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person acquired the shares under the Issuer's stock compensation plans on July 24, 2026. The Reporting Person did not make any out-of-pocket cash payment for the shares.
F2: The Reporting Person acquired the shares under the Issuer's stock compensation plans when the performance conditions were certified on July 27, 2026. The Reporting Person did not make any out-of-pocket cash payment for the shares.
F3: A portion of the shares acquired under the Issuer's stock compensation plan on July 27, 2026 was automatically sold on the same day in accordance with the pre-arranged trading plan under the Issuer's stock compensation plans. The purchase was made in Japanese Yen and the price was converted into U.S. dollars based on the foreign currency exchange rate as of July 27, 2026 (at Japanese Yen 1.00 = U.S. dollar 0.0061091).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 27, 2026 Filed Jul 28, 2026 13:48 UTC | SUMITOMO MITSUI FINANCIAL GROUP, INC. SMFG · Entity 2860 | Disposition to issuerCommon Stock | 8,900 | $43.99 | $391,511.00 |
DisclosureSEC source: 0000950103-26-011228 · ownership.xml · nonDerivative · entry 3 Nakashima Toru · CIK 0002031117 · Director · President and Group CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 162,464 F3 · price: A portion of the shares acquired under the Issuer's stock compensation plan on July 27, 2026 was automatically sold on the same day in accordance with the pre-arranged trading plan under the Issuer's stock compensation plans. The purchase was made in Japanese Yen and the price was converted into U.S. dollars based on the foreign currency exchange rate as of July 27, 2026 (at Japanese Yen 1.00 = U.S. dollar 0.0061091). Read SEC document |
| July 27, 2026 Filed Jul 28, 2026 13:48 UTC | SUMITOMO MITSUI FINANCIAL GROUP, INC. SMFG · Entity 2860 | GrantCommon Stock | 51,399 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950103-26-011228 · ownership.xml · nonDerivative · entry 2 Nakashima Toru · CIK 0002031117 · Director · President and Group CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 171,364 F2 · price: The Reporting Person acquired the shares under the Issuer's stock compensation plans when the performance conditions were certified on July 27, 2026. The Reporting Person did not make any out-of-pocket cash payment for the shares. Read SEC document |
| July 24, 2026 Filed Jul 28, 2026 13:48 UTC | SUMITOMO MITSUI FINANCIAL GROUP, INC. SMFG · Entity 2860 | GrantCommon Stock | 3,507 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950103-26-011228 · ownership.xml · nonDerivative · entry 1 Nakashima Toru · CIK 0002031117 · Director · President and Group CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 119,965 F1 · price: The Reporting Person acquired the shares under the Issuer's stock compensation plans on July 24, 2026. The Reporting Person did not make any out-of-pocket cash payment for the shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.