Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ADVANCE AUTO PARTS INCAAP · Entity 4323 | Director | July 24, 2026 | July 28, 2026 |
| BUILD-A-BEAR WORKSHOP INCBBW · Entity 5717 | Director | June 11, 2026 | June 12, 2026 |
| FOOT LOCKER, INC.FL · Entity 75708 | Director | December 02, 2022 | December 02, 2022 |
| H&R BLOCK INCHRB · Entity 533 | Director | November 05, 2025 | November 07, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ADVANCE AUTO PARTS INC
Report date July 24, 2026 · Filed July 28, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,181.705 |
Reported balance
After 2026-07-24 transaction · row 1
1 source rowRow 1 · 2026-07-24 · Grant · Acquired 18.652 · Balance 4,181.705 F1: These shares of issuer common stock were acquired pursuant to a dividend reinvestment feature of the Advance Auto Parts, Inc. Deferred Stock Unit Plan for Non-Employee Directors and Selected Executives |
Filing footnotes · ownership attribution and instrument terms
F1: These shares of issuer common stock were acquired pursuant to a dividend reinvestment feature of the Advance Auto Parts, Inc. Deferred Stock Unit Plan for Non-Employee Directors and Selected Executives
BUILD-A-BEAR WORKSHOP INC
Report date June 11, 2026 · Filed June 12, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,124 |
Reported balance
After 2026-06-11 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-06-11 · Grant · Acquired 2,663 · Balance 5,124 F1: Grant to reporting person of 2,663 shares of restricted stock. The shares vest on June 11, 2027. F2: Price is not applicable to grants of restricted stock. F3: After giving effect to the transactions reported in this Form 4, Mr. Johnson directly owns 2,461 shares of common stock and 2,663 shares of restricted stock of Build-A-Bear Workshop, Inc. 1,856 restricted shares vested on June 12, 2026, a day after the above reported transaction. For purposes of this footnote, we have included these 1,856 shares as common stock instead of restricted, making this footnote accurate as of the date of filing. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant to reporting person of 2,663 shares of restricted stock. The shares vest on June 11, 2027.
F2: Price is not applicable to grants of restricted stock.
F3: After giving effect to the transactions reported in this Form 4, Mr. Johnson directly owns 2,461 shares of common stock and 2,663 shares of restricted stock of Build-A-Bear Workshop, Inc. 1,856 restricted shares vested on June 12, 2026, a day after the above reported transaction. For purposes of this footnote, we have included these 1,856 shares as common stock instead of restricted, making this footnote accurate as of the date of filing.
FOOT LOCKER, INC.
Report date December 02, 2022 · Filed December 02, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 400,048 |
Reported balance
After 2022-12-02 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2022-12-02 · Exercise / conversion · Acquired 47,000 · Balance 400,048 F1: The exercise and sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted by the reporting person on March 21, 2022. |
| Common StockSEC Table I · non-derivative | Direct | 353,442 |
Reported balance
After 2022-12-02 transaction · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · 2022-12-02 · Sale · Disposed 47,000 · Balance 353,442 F1: The exercise and sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted by the reporting person on March 21, 2022. F2: The stock price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $39.50 to $40.16, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F4: Includes 394 shares purchased through the Employee Stock Purchase Plan, dated June 1, 2022. |
| Common StockSEC Table I · non-derivative | Direct | 324,340 |
Reported balance
Holding disclosure · report date 2022-12-02 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 324,340 |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $34.24 · Expires 2023-03-28 | Direct | 0 |
Reported balance
After 2022-12-02 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2022-12-02 · Exercise / conversion · Disposed 47,000 · Balance 0 F1: The exercise and sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted by the reporting person on March 21, 2022. F3: Stock Option granted on March 28, 2013 and became exercisable in three equal installments, beginning March 28, 2014. |
| Common StockSEC Table I · non-derivative | Indirect401(K) Plan | 4,803.8045 |
Reported balance
Holding disclosure · report date 2022-12-02 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 4,803.8045 |
Filing footnotes · ownership attribution and instrument terms
F1: The exercise and sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted by the reporting person on March 21, 2022.
F2: The stock price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $39.50 to $40.16, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: Stock Option granted on March 28, 2013 and became exercisable in three equal installments, beginning March 28, 2014.
F4: Includes 394 shares purchased through the Employee Stock Purchase Plan, dated June 1, 2022.
H&R BLOCK INC
Report date November 05, 2025 · Filed November 07, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 91,276.805 |
Reported balance
After 2025-11-05 transaction · row 1
1 source rowRow 1 · 2025-11-05 · Grant · Acquired 10,209 · Balance 91,276.805 F1: Director restricted share units (DRSUs) granted under the H&R Block, Inc. 2018 Long Term Incentive Plan. DRSUs fully vest on the first anniversary of the grant date, subject to the reporting person's continued service as a director as of such vesting date. Prior to receipt of the award, each director has the opportunity to elect to receive the shares of common stock underlying the DRSU award either immediately upon vesting or to defer receipt of the shares until the six-month anniversary date of termination of service as a director. |
Filing footnotes · ownership attribution and instrument terms
F1: Director restricted share units (DRSUs) granted under the H&R Block, Inc. 2018 Long Term Incentive Plan. DRSUs fully vest on the first anniversary of the grant date, subject to the reporting person's continued service as a director as of such vesting date. Prior to receipt of the award, each director has the opportunity to elect to receive the shares of common stock underlying the DRSU award either immediately upon vesting or to defer receipt of the shares until the six-month anniversary date of termination of service as a director.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 24, 2026 Filed Jul 28, 2026 20:10 UTC | ADVANCE AUTO PARTS INC AAP · Entity 4323 | GrantCommon Stock | 18.652 | $55.80 | $1,040.78 |
DisclosureSEC source: 0001193125-26-321009 · ownership.xml · nonDerivative · entry 1 Johnson Richard A · CIK 0001480981 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,181.705 F1 · shares: These shares of issuer common stock were acquired pursuant to a dividend reinvestment feature of the Advance Auto Parts, Inc. Deferred Stock Unit Plan for Non-Employee Directors and Selected Executives Read SEC document |
| June 11, 2026 Filed Jun 12, 2026 20:05 UTC | BUILD-A-BEAR WORKSHOP INC BBW · Entity 5717 | GrantCommon Stock | 2,663 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001235110-26-000056 · form4.xml · nonDerivative · entry 1 Johnson Richard A · CIK 0001480981 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,124 F1 · shares: Grant to reporting person of 2,663 shares of restricted stock. The shares vest on June 11, 2027. F2 · price: Price is not applicable to grants of restricted stock. F3 · balance_after: After giving effect to the transactions reported in this Form 4, Mr. Johnson directly owns 2,461 shares of common stock and 2,663 shares of restricted stock of Build-A-Bear Workshop, Inc. 1,856 restricted shares vested on June 12, 2026, a day after the above reported transaction. For purposes of this footnote, we have included these 1,856 shares as common stock instead of restricted, making this footnote accurate as of the date of filing. Read SEC document |
| June 02, 2026 Filed Jun 4, 2026 20:06 UTC | ADVANCE AUTO PARTS INC AAP · Entity 4323 | GrantCommon Stock | 4,163.053 | $57.65 | $240,000.01 |
DisclosureSEC source: 0001193125-26-257382 · ownership.xml · nonDerivative · entry 1 Johnson Richard A · CIK 0001480981 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,163.053 F1 · shares: These deferred stock units, which will be converted to shares of issuer common stock at the time of distribution, were awarded under the Advance Auto Parts, Inc. Deferred Stock Unit Plan for Non-Employee Directors and Selected Executives. These shares will vest on June 2, 2027 and will be distributed on a pro-rata basis if board service ends prior to the vesting date. Otherwise, these shares will be distributed to the reporting person at the end of the director's board service. Read SEC document |
| November 05, 2025 Filed Nov 7, 2025 21:31 UTC | H&R BLOCK INC HRB · Entity 533 | GrantCommon Stock | 10,209 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-25-009039 · doc4.xml · nonDerivative · entry 1 Johnson Richard A · CIK 0001480981 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 91,276.805 F1 · shares: Director restricted share units (DRSUs) granted under the H&R Block, Inc. 2018 Long Term Incentive Plan. DRSUs fully vest on the first anniversary of the grant date, subject to the reporting person's continued service as a director as of such vesting date. Prior to receipt of the award, each director has the opportunity to elect to receive the shares of common stock underlying the DRSU award either immediately upon vesting or to defer receipt of the shares until the six-month anniversary date of termination of service as a director. Read SEC document |
| June 12, 2025 Filed Jun 13, 2025 12:37 UTC | BUILD-A-BEAR WORKSHOP INC BBW · Entity 5717 | GrantCommon Stock | 1,856 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-25-011628 · form4.xml · nonDerivative · entry 1 Johnson Richard A · CIK 0001480981 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,461 F1 · shares: Grant to reporting person of 1,856 shares of restricted stock. The shares vest on June 12, 2026. F2 · price: Price is not applicable to grants of restricted stock. F3 · balance_after: After giving effect to the transactions reported in this Form 4, Mr. Johnson directly owns 605 shares of common stock and 1,856 shares of restricted stock of Build-A-Bear Workshop, Inc. 605 restricted shares vested on June 13, 2025, a day after the above reported transaction. For purposes of this footnote, we have included these 605 shares as common stock instead of restricted, making this footnote accurate as of the date of filing. Read SEC document |
| March 05, 2025 Filed Mar 7, 2025 21:25 UTC | BUILD-A-BEAR WORKSHOP INC BBW · Entity 5717 | GrantCommon Stock | 605 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-25-004932 · form4.xml · nonDerivative · entry 1 Johnson Richard A · CIK 0001480981 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 605 F1 · kind: Grant to reporting person of 605 shares of restricted stock. The shares vest on June 13, 2025. F2 · price: Price is not applicable to grants of restricted stock. F3 · balance_after: After giving effect to the transactions reported in this Form 4, Mr. Johnson directly owns 605 shares of restricted stock of Build-A-Bear Workshop, Inc. Read SEC document |
| November 06, 2024 Filed Nov 8, 2024 21:34 UTC | H&R BLOCK INC HRB · Entity 533 | GrantCommon Stock | 3,148 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-009820 · doc4.xml · nonDerivative · entry 1 Johnson Richard A · CIK 0001480981 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 79,112.129 F1 · shares: Deferred stock units (DSUs) granted under the H&R Block, Inc. 2018 Long Term Incentive Plan. DSUs are fully vested on the grant date and are not subject to forfeiture. Vested DSUs become payable in shares of common stock on the six-month anniversary date of termination of service as a director. Read SEC document |
| November 03, 2023 Filed Nov 7, 2023 21:39 UTC | H&R BLOCK INC HRB · Entity 533 | GrantCommon Stock | 4,540 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-010054 · doc4.xml · nonDerivative · entry 1 Johnson Richard A · CIK 0001480981 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 74,299.745 F1 · shares: Deferred stock units (DSUs) granted under the H&R Block, Inc. 2018 Long Term Incentive Plan. DSUs are fully vested on the grant date and are not subject to forfeiture. Vested DSUs become payable in shares of common stock on the six-month anniversary date of termination of service as a director. Read SEC document |
| May 19, 2023 Filed May 23, 2023 20:33 UTC | H&R BLOCK INC HRB · Entity 533 | PurchaseCommon Stock | 10,000 | $29.54 | $295,380.00 |
DisclosureSEC source: 0001225208-23-006173 · doc4.xml · nonDerivative · entry 1 Johnson Richard A · CIK 0001480981 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,729.128 F1 · price: The price used is a weighted average of prices within the range of $29.4900 to $29.6100. The reporting person will provide full details of the price information reported upon a request from the Commission or any shareholder. Read SEC document |
| December 02, 2022 Filed Dec 2, 2022 16:10 UTC | FOOT LOCKER, INC. FL · Entity 75708 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 47,000 | $0.00 Strike: $34.24 | $0.00 |
DisclosureSEC source: 0001062993-22-023180 · form4.xml · derivative · entry 5 Johnson Richard A · CIK 0001480981 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 47,000 shares Expires 2023-03-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercise and sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted by the reporting person on March 21, 2022. F3 · derivative.exercise_date: Stock Option granted on March 28, 2013 and became exercisable in three equal installments, beginning March 28, 2014. Read SEC document |
| December 02, 2022 Filed Dec 2, 2022 16:10 UTC | FOOT LOCKER, INC. FL · Entity 75708 | SaleCommon Stock | 47,000 | $39.87 | $1,873,890.00 |
DisclosureSEC source: 0001062993-22-023180 · form4.xml · nonDerivative · entry 2 Johnson Richard A · CIK 0001480981 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 353,442 F1 · kind: The exercise and sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted by the reporting person on March 21, 2022. F2 · price: The stock price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $39.50 to $40.16, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F4 · balance_after: Includes 394 shares purchased through the Employee Stock Purchase Plan, dated June 1, 2022. Read SEC document |
| December 02, 2022 Filed Dec 2, 2022 16:10 UTC | FOOT LOCKER, INC. FL · Entity 75708 | Exercise / conversionCommon Stock | 47,000 | $34.24 | $1,609,280.00 |
DisclosureSEC source: 0001062993-22-023180 · form4.xml · nonDerivative · entry 1 Johnson Richard A · CIK 0001480981 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,048 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercise and sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted by the reporting person on March 21, 2022. Read SEC document |
| November 04, 2022 Filed Nov 8, 2022 21:32 UTC | H&R BLOCK INC HRB · Entity 533 | GrantCommon Stock | 4,679 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-011440 · doc4.xml · nonDerivative · entry 1 Johnson Richard A · CIK 0001480981 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,865.394 F1 · shares: Deferred stock units (DSUs) granted under the H&R Block, Inc. 2018 Long Term Incentive Plan. DSUs are fully vested on the grant date and are not subject to forfeiture. Vested DSUs become payable in shares of common stock on the six-month anniversary date of termination of service as a director. Read SEC document |
| March 27, 2022 Filed Mar 28, 2022 18:25 UTC | FOOT LOCKER, INC. FL · Entity 75708 | Tax withholdingCommon Stock | 6,906 | $30.50 | $210,633.00 |
DisclosureSEC source: 0001062993-22-008765 · form4.xml · nonDerivative · entry 2 Johnson Richard A · CIK 0001480981 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 353,048 F2 · kind: Shares withheld in payment of tax liability in connection with the vesting of a previously reported award of restricted stock units, which vested on March 27, 2022. F3 · price: Price is equal to the closing price of a share of the Company's Common Stock on March 25, 2022. F4 · balance_after: Includes 13,454 net shares received on vesting of award on March 27, 2022. Read SEC document |
| March 23, 2022 Filed Mar 25, 2022 16:08 UTC | FOOT LOCKER, INC. FL · Entity 75708 | GrantEmployee Stock Option (right to buy) · Derivative | 154,437 | $0.00 Strike: $30.98 | $0.00 |
DisclosureSEC source: 0001062993-22-008625 · form4.xml · derivative · entry 4 Johnson Richard A · CIK 0001480981 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,437 Underlying: Common Stock · 154,437 shares Expires 2032-03-23 F2 · derivative.exercise_date: Option becomes exercisable in three equal annual installments, beginning March 23, 2023, which is the first anniversary of the date of grant. Read SEC document |
| March 23, 2022 Filed Mar 25, 2022 16:08 UTC | FOOT LOCKER, INC. FL · Entity 75708 | GrantCommon Stock | 51,970 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-008625 · form4.xml · nonDerivative · entry 1 Johnson Richard A · CIK 0001480981 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,918 F1 · kind: Restricted Stock Unit award under the Foot Locker 2007 Stock Incentive Plan, as amended and restated, which will vest on March 23, 2025, subject to the reporting person's continued employment through the vesting date. Read SEC document |
| March 23, 2022 Filed Mar 28, 2022 18:25 UTC | FOOT LOCKER, INC. FL · Entity 75708 | GrantCommon Stock | 186,782 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-008765 · form4.xml · nonDerivative · entry 1 Johnson Richard A · CIK 0001480981 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 344,700 F1 · kind: Represents performance-based restricted stock units earned for the 2020-21 long-term incentive period, as the performance conditions for this performance period were met and certified. The restricted stock units will vest on March 23, 2023 and are payable solely in shares of the Company's Common Stock. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 16:02 UTC | FOOT LOCKER, INC. FL · Entity 75708 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 49,000 | $0.00 Strike: $30.92 | $0.00 |
DisclosureSEC source: 0001062993-22-006832 · form4.xml · derivative · entry 5 Johnson Richard A · CIK 0001480981 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 49,000 shares Expires 2022-03-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercise and sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted by the reporting person on May 26, 2021. F3 · derivative.exercise_date: Stock Option granted on March 21, 2012 and became exercisable in three equal installments, beginning March 21, 2013. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 16:02 UTC | FOOT LOCKER, INC. FL · Entity 75708 | SaleCommon Stock | 49,000 | $31.00 | $1,519,000.00 |
DisclosureSEC source: 0001062993-22-006832 · form4.xml · nonDerivative · entry 2 Johnson Richard A · CIK 0001480981 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 339,594 F1 · kind: The exercise and sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted by the reporting person on May 26, 2021. F2 · price: The stock price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $31.00 to $31.02, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F4 · balance_after: Includes 877 shares purchased through the Employee Stock Purchase Plan, dated June 1, 2021. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 16:02 UTC | FOOT LOCKER, INC. FL · Entity 75708 | Exercise / conversionCommon Stock | 49,000 | $30.92 | $1,515,080.00 |
DisclosureSEC source: 0001062993-22-006832 · form4.xml · nonDerivative · entry 1 Johnson Richard A · CIK 0001480981 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 387,717 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercise and sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted by the reporting person on May 26, 2021. Read SEC document |
| September 09, 2021 Filed Sep 10, 2021 20:36 UTC | H&R BLOCK INC HRB · Entity 533 | GrantCommon Stock | 6,785 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-012266 · doc4.xml · nonDerivative · entry 1 Johnson Richard A · CIK 0001480981 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,792.472 F1 · shares: Deferred stock units (DSUs) granted under the H&R Block, Inc. 2018 Long Term Incentive Plan. DSUs are fully vested on the grant date and are not subject to forfeiture. Vested DSUs become payable in shares of common stock on the six-month anniversary date of termination of service as a director. Read SEC document |
| March 28, 2021 Filed Mar 30, 2021 16:53 UTC | FOOT LOCKER, INC. FL · Entity 75708 | Tax withholdingCommon Stock | 12,417 | $55.95 | $694,731.15 |
DisclosureSEC source: 0001062993-21-003137 · form4.xml · nonDerivative · entry 2 Johnson Richard A · CIK 0001480981 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 338,717 F3 · kind: Shares withheld in payment of tax liability in connection with the vesting of a previously reported award of restricted stock units, which vested March 28, 2021. F4 · balance_after: Including 12,706 net shares received on vesting of award on March 28, 2021. Price is equal to the closing price of a share of the Company's Common Stock on March 29, 2021. Read SEC document |
| March 28, 2021 Filed Mar 30, 2021 16:53 UTC | FOOT LOCKER, INC. FL · Entity 75708 | Tax withholdingCommon Stock | 31,049 | $55.95 | $1,737,191.55 |
DisclosureSEC source: 0001062993-21-003137 · form4.xml · nonDerivative · entry 1 Johnson Richard A · CIK 0001480981 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 326,011 F1 · kind: Shares withheld in payment of tax liability in connection with the vesting of a previously reported award of restricted stock units, which vested March 28, 2021. F2 · balance_after: Including 31,775 net shares received on vesting of award on March 28, 2021. Price is equal to the closing price of a share of the Company's Common Stock on March 29, 2021. Read SEC document |
| March 24, 2021 Filed Mar 26, 2021 16:11 UTC | FOOT LOCKER, INC. FL · Entity 75708 | GrantEmployee Stock Option (right to buy) · Derivative | 79,971 | $0.00 Strike: $53.61 | $0.00 |
DisclosureSEC source: 0001062993-21-003059 · form4.xml · derivative · entry 5 Johnson Richard A · CIK 0001480981 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,971 Underlying: Common Stock · 79,971 shares Expires 2031-03-24 F5 · derivative.exercise_date: Option becomes exercisable in three equal annual installments, beginning March 24, 2022, which is the first anniversary of the date of grant. Read SEC document |
| March 24, 2021 Filed Mar 26, 2021 16:11 UTC | FOOT LOCKER, INC. FL · Entity 75708 | GrantCommon Stock | 30,032 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-003059 · form4.xml · nonDerivative · entry 3 Johnson Richard A · CIK 0001480981 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,895 F4 · kind: Restricted Stock Unit award under the Foot Locker 2007 Stock Incentive Plan, as amended and restated, which will vest on March 24, 2024, subject to the reporting person's continued employment through the vesting date. Read SEC document |
| March 24, 2021 Filed Mar 26, 2021 16:11 UTC | FOOT LOCKER, INC. FL · Entity 75708 | Tax withholdingCommon Stock | 33,088 | $53.61 | $1,773,847.68 |
DisclosureSEC source: 0001062993-21-003059 · form4.xml · nonDerivative · entry 2 Johnson Richard A · CIK 0001480981 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,236 F2 · kind: Shares withheld in payment of tax liability, in connection with the vesting of award of restricted stock units, as referenced in footnote number 1, which vested on March 24, 2021. F3 · balance_after: Includes 39,523 net shares received on vesting of award on March 24, 2021. Read SEC document |
| March 24, 2021 Filed Mar 26, 2021 16:11 UTC | FOOT LOCKER, INC. FL · Entity 75708 | GrantCommon Stock | 72,611 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-003059 · form4.xml · nonDerivative · entry 1 Johnson Richard A · CIK 0001480981 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,474 F1 · kind: Represents performance-based restricted stock units earned for the 2018-20 long-term incentive period, in connection with the Accelerate Future Growth award, as the performance conditions for this performance period were met and certified as of March 24, 2021. Read SEC document |
| November 17, 2020 Filed Nov 17, 2020 17:31 UTC | FOOT LOCKER, INC. FL · Entity 75708 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 13,232 | $0.00 Strike: $18.84 | $0.00 |
DisclosureSEC source: 0001062993-20-005770 · form4.xml · derivative · entry 8 Johnson Richard A · CIK 0001480981 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,232 shares Expires 2021-03-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercise and sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted by the reporting person on September 30, 2020. F3 · derivative.exercise_date: Stock Option granted on March 23, 2011 and became exercisable in three equal installments, beginning March 23, 2012. Read SEC document |
| November 17, 2020 Filed Nov 17, 2020 17:31 UTC | FOOT LOCKER, INC. FL · Entity 75708 | SaleCommon Stock | 13,232 | $40.02 | $529,544.64 |
DisclosureSEC source: 0001062993-20-005770 · form4.xml · nonDerivative · entry 4 Johnson Richard A · CIK 0001480981 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 254,713 F1 · kind: The exercise and sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted by the reporting person on September 30, 2020. F2 · price: The stock price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $40.00 to $40.08, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 17, 2020 Filed Nov 17, 2020 17:31 UTC | FOOT LOCKER, INC. FL · Entity 75708 | Exercise / conversionCommon Stock | 13,232 | $18.84 | $249,290.88 |
DisclosureSEC source: 0001062993-20-005770 · form4.xml · nonDerivative · entry 3 Johnson Richard A · CIK 0001480981 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,945 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercise and sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted by the reporting person on September 30, 2020. Read SEC document |
| November 16, 2020 Filed Nov 17, 2020 17:31 UTC | FOOT LOCKER, INC. FL · Entity 75708 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 138 | $0.00 Strike: $18.84 | $0.00 |
DisclosureSEC source: 0001062993-20-005770 · form4.xml · derivative · entry 7 Johnson Richard A · CIK 0001480981 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,232 Underlying: Common Stock · 138 shares Expires 2021-03-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercise and sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted by the reporting person on September 30, 2020. F3 · derivative.exercise_date: Stock Option granted on March 23, 2011 and became exercisable in three equal installments, beginning March 23, 2012. Read SEC document |
| November 16, 2020 Filed Nov 17, 2020 17:31 UTC | FOOT LOCKER, INC. FL · Entity 75708 | SaleCommon Stock | 138 | $40.00 | $5,520.00 |
DisclosureSEC source: 0001062993-20-005770 · form4.xml · nonDerivative · entry 2 Johnson Richard A · CIK 0001480981 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 254,713 F1 · kind: The exercise and sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted by the reporting person on September 30, 2020. Read SEC document |
| November 16, 2020 Filed Nov 17, 2020 17:31 UTC | FOOT LOCKER, INC. FL · Entity 75708 | Exercise / conversionCommon Stock | 138 | $18.84 | $2,599.92 |
DisclosureSEC source: 0001062993-20-005770 · form4.xml · nonDerivative · entry 1 Johnson Richard A · CIK 0001480981 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 254,851 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercise and sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted by the reporting person on September 30, 2020. Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 16:35 UTC | FOOT LOCKER, INC. FL · Entity 75708 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 66,630 | $0.00 Strike: $18.84 | $0.00 |
DisclosureSEC source: 0001062993-20-005586 · form4.xml · derivative · entry 6 Johnson Richard A · CIK 0001480981 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,370 Underlying: Common Stock · 66,630 shares Expires 2021-03-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercise and sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted by the reporting person on September 30, 2020. F4 · derivative.exercise_date: Stock Option granted on March 23, 2011 and became exercisable in three equal installments, beginning March 23, 2012. Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 16:35 UTC | FOOT LOCKER, INC. FL · Entity 75708 | SaleCommon Stock | 66,630 | $40.57 | $2,703,179.10 |
DisclosureSEC source: 0001062993-20-005586 · form4.xml · nonDerivative · entry 2 Johnson Richard A · CIK 0001480981 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266,284 F1 · kind: The exercise and sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted by the reporting person on September 30, 2020. F3 · price: The stock price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $40.00 to $41.33, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 16:35 UTC | FOOT LOCKER, INC. FL · Entity 75708 | Exercise / conversionCommon Stock | 66,630 | $18.84 | $1,255,309.20 |
DisclosureSEC source: 0001062993-20-005586 · form4.xml · nonDerivative · entry 1 Johnson Richard A · CIK 0001480981 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 332,914 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercise and sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted by the reporting person on September 30, 2020. F2 · balance_after: Includes 626 shares purchased through the Employees Stock Purchase Plan, dated June 1, 2020. Read SEC document |
| October 05, 2020 Filed Nov 12, 2020 16:35 UTC | FOOT LOCKER, INC. FL · Entity 75708 | GiftCommon Stock | 11,571 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-20-005586 · form4.xml · nonDerivative · entry 3 Johnson Richard A · CIK 0001480981 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 254,713 Read SEC document |
| September 10, 2020 Filed Sep 14, 2020 20:38 UTC | H&R BLOCK INC HRB · Entity 533 | GrantCommon Stock | 10,053 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-011491 · doc4.xml · nonDerivative · entry 1 Johnson Richard A · CIK 0001480981 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,683.594 F1 · shares: Deferred stock units (DSUs) granted under the H&R Block, Inc. 2018 Long Term Incentive Plan. DSUs are fully vested on the grant date and are not subject to forfeiture. Vested DSUs become payable in shares of common stock on the six-month anniversary date of termination of service as a director. Read SEC document |
| March 25, 2020 Filed Mar 27, 2020 20:52 UTC | FOOT LOCKER, INC. FL · Entity 75708 | GrantEmployee Stock Option (right to buy) · Derivative | 238,743 | $0.00 Strike: $21.60 | $0.00 |
DisclosureSEC source: 0001240151-20-000013 · edgar.xml · derivative · entry 5 Johnson Richard A · CIK 0001480981 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,743 Underlying: Common Stock · 238,743 shares Expires 2030-03-25 F4 · derivative.exercise_date: Option becomes exercisable in three equal annual installments, beginning March 25, 2021, which is the first anniversary of the date of grant. Read SEC document |
| March 25, 2020 Filed Mar 27, 2020 20:52 UTC | FOOT LOCKER, INC. FL · Entity 75708 | GrantCommon Stock | 62,824 | $0.00 | $0.00 |
DisclosureSEC source: 0001240151-20-000013 · edgar.xml · nonDerivative · entry 2 Johnson Richard A · CIK 0001480981 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,863 F2 · kind: Represents performance-based restricted stock units earned for the 2018-2019 long term incentive period, as the performance conditions for this performance period were met and certified as of March 25, 2020. The restricted stock units will vest on March 25, 2021 and are payable solely in shares of the Company's common stock. Read SEC document |
| March 25, 2020 Filed Mar 27, 2020 20:52 UTC | FOOT LOCKER, INC. FL · Entity 75708 | GrantCommon Stock | 55,556 | $0.00 | $0.00 |
DisclosureSEC source: 0001240151-20-000013 · edgar.xml · nonDerivative · entry 1 Johnson Richard A · CIK 0001480981 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,039 F1 · kind: Restricted Stock Unit award under the Foot Locker 2007 Stock Incentive Plan, as amended and restated, which will vest on March 25, 2023, subject to the reporting person's continued employment through the vesting date. Read SEC document |
| March 25, 2020 Filed Mar 30, 2020 16:31 UTC Amendment | FOOT LOCKER, INC. FL · Entity 75708 | GrantEmployee Stock Option (right to buy) · Derivative | 238,746 | $0.00 Strike: $21.60 | $0.00 |
DisclosureSEC source: 0001240151-20-000020 · edgar.xml · derivative · entry 5 Johnson Richard A · CIK 0001480981 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,746 Underlying: Common Stock · 238,746 shares Expires 2030-03-25 F4 · shares: Original form filed on March 27, 2020. This amended form is being filed to correct a typographical error in the amount reported in Table II, Columns 5, 7 and 9. F5 · derivative.exercise_date: Option becomes exercisable in three equal annual installments, beginning March 25, 2021, which is the first anniversary of the date of grant. Read SEC document |
| March 25, 2020 Filed Mar 30, 2020 16:31 UTC Amendment | FOOT LOCKER, INC. FL · Entity 75708 | GrantCommon Stock | 62,824 | $0.00 | $0.00 |
DisclosureSEC source: 0001240151-20-000020 · edgar.xml · nonDerivative · entry 2 Johnson Richard A · CIK 0001480981 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,863 F2 · kind: Represents performance-based restricted stock units earned for the 2018-19 long term incentive period, as the performance conditions for this performance were met and certified as of March 25, 2020. The restricted stock units will vest on March 25, 2021 and are payable solely in shares of the Company's common stock. Read SEC document |
| March 25, 2020 Filed Mar 30, 2020 16:31 UTC Amendment | FOOT LOCKER, INC. FL · Entity 75708 | GrantCommon Stock | 55,556 | $0.00 | $0.00 |
DisclosureSEC source: 0001240151-20-000020 · edgar.xml · nonDerivative · entry 1 Johnson Richard A · CIK 0001480981 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,039 F1 · kind: Restricted Stock Unit award under the Foot Locker 2007 Stock Incentive Plan, as amended and restated, which will vest on March 25, 2023, subject to the reporting person's continued employment through the vesting date. Read SEC document |
| September 12, 2019 Filed Sep 16, 2019 20:33 UTC | H&R BLOCK INC HRB · Entity 533 | GrantCommon Stock | 6,179 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-012544 · doc4.xml · nonDerivative · entry 1 Johnson Richard A · CIK 0001480981 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,041.59 F1 · shares: Deferred stock units (DSUs) granted under the H&R Block, Inc. 2018 Long Term Incentive Plan. DSUs are fully vested on the grant date and are not subject to forfeiture. Vested DSUs become payable in shares of common stock on the six-month anniversary date of termination of service as a director. Read SEC document |
| March 27, 2019 Filed Mar 29, 2019 17:34 UTC | FOOT LOCKER, INC. FL · Entity 75708 | GrantEmployee Stock Option (right to buy) · Derivative | 69,829 | $0.00 Strike: $58.94 | $0.00 |
DisclosureSEC source: 0001240151-19-000017 · edgar.xml · derivative · entry 4 Johnson Richard A · CIK 0001480981 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,829 Underlying: Common Stock · 69,829 shares Expires 2029-03-27 F2 · derivative.exercise_date: Option becomes exercisable in three equal annual installments, beginning March 27, 2020, which is the first anniversary of the date of grant. Read SEC document |
| March 27, 2019 Filed Mar 29, 2019 17:34 UTC | FOOT LOCKER, INC. FL · Entity 75708 | GrantCommon Stock | 20,360 | $0.00 | $0.00 |
DisclosureSEC source: 0001240151-19-000017 · edgar.xml · nonDerivative · entry 1 Johnson Richard A · CIK 0001480981 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,483 F1 · kind: Restricted Stock Unit award under the Foot Locker 2007 Stock Incentive Plan, as amended and restated, which will vest on March 27, 2022, subject to the reporting person's continued employment through the vesting date. Read SEC document |
| February 20, 2019 Filed Feb 21, 2019 16:01 UTC | FOOT LOCKER, INC. FL · Entity 75708 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 73,600 | $0.00 Strike: $15.10 | $0.00 |
DisclosureSEC source: 0001539497-19-000318 · ownership.xml · derivative · entry 8 Johnson Richard A · CIK 0001480981 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 73,600 shares Expires 2020-03-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The stock option exercise and sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 17, 2018. F5 · derivative.exercise_date: Option granted on March 23, 2010 and became exercisable in three equal annual installments, beginning March 23, 2011, which is the first anniversary of the date of grant. Read SEC document |
| February 20, 2019 Filed Feb 21, 2019 16:01 UTC | FOOT LOCKER, INC. FL · Entity 75708 | SaleCommon Stock | 73,600 | $60.01 | $4,416,552.00 |
DisclosureSEC source: 0001539497-19-000318 · ownership.xml · nonDerivative · entry 4 Johnson Richard A · CIK 0001480981 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,197 F1 · kind: The stock option exercise and sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 17, 2018. F4 · price: The stock price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $60.00 to $60.0246, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 20, 2019 Filed Feb 21, 2019 16:01 UTC | FOOT LOCKER, INC. FL · Entity 75708 | Exercise / conversionCommon Stock | 73,600 | $15.10 | $1,111,360.00 |
DisclosureSEC source: 0001539497-19-000318 · ownership.xml · nonDerivative · entry 3 Johnson Richard A · CIK 0001480981 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 338,797 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The stock option exercise and sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 17, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.