Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| KINDER MORGAN, INC.KMI · Entity 2974 | Director | February 19, 2025 | February 20, 2025 |
| STEM, INC.STEM · Entity 7172 | Director | June 07, 2024 | June 10, 2024 |
| Stonepeak-Plus Infrastructure Fund LPNONE · Entity 28064 | Director | July 27, 2026 | July 29, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
KINDER MORGAN, INC.
Report date February 19, 2025 · Filed February 20, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class P Common StockSEC Table I · non-derivative | IndirectBy Portcullis Partners, LP | 3,400,000 |
Reported balance
After 2025-02-19 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2025-02-19 · Sale · Disposed 100,000 · Balance 3,400,000 F1: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.75 to $27.19 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| Class P Common StockSEC Table I · non-derivative | IndirectBy Trust | 285,087 |
Reported balance
After 2025-02-19 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2025-02-19 · Sale · Disposed 60,000 · Balance 285,087 F2: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.75 to $27.19 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| Class P Common StockSEC Table I · non-derivative | IndirectBy Family Trust | 22,811 |
Reported balance
Holding disclosure · report date 2025-02-19 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 22,811 |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.75 to $27.19 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.75 to $27.19 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
STEM, INC.
Report date June 07, 2024 · Filed June 10, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, Par Value $0.0001 Per ShareSEC Table I · non-derivative | Direct | 43,987 |
Reported balance
After 2024-06-07 transaction · row 1
1 source rowRow 1 · 2024-06-07 · Exercise / conversion · Acquired 23,489 · Balance 43,987 |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 110,236 |
Reported balance
After 2024-06-07 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2024-06-07 · Exercise / conversion · Disposed 23,489 · Balance 110,236 F6: On June 7, 2023, the reporting person was granted 23,489 RSUs vesting 100% on June 7, 2024. |
| Common Stock, Par Value $0.0001 Per ShareSEC Table I · non-derivative | IndirectHeld by Portcullis Investments, LP | 1,178,937 |
Reported balance
Holding disclosure · report date 2024-06-07 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,178,937 F1: The reporting person serves as Manager of the general partner, Portcullis G.P., LLC, for, and he and his spouse indirectly hold interests in, Portcullis Investments, L.P. The reporting person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. |
| Common Stock, Par Value $0.0001 Per ShareSEC Table I · non-derivative | IndirectHeld by Portcullis Partners, LP | 50,000 |
Reported balance
Holding disclosure · report date 2024-06-07 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 50,000 F2: The reporting person serves as Manager of the general partner, Portcullis G.P., LLC, for, and he and his spouse indirectly hold interests in, Portcullis Partners, L.P. The reporting person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. |
| Common Stock, Par Value $0.0001 Per ShareSEC Table I · non-derivative | IndirectBy Trust | 547,705 |
Reported balance
Holding disclosure · report date 2024-06-07 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 547,705 F3: Held by a trust of which the reporting person is a trustee. |
| Common Stock, Par Value $0.0001 Per ShareSEC Table I · non-derivative | IndirectBy Trust | 37,500 |
Reported balance
Holding disclosure · report date 2024-06-07 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 37,500 F4: Held by a family trust (C GST) of which the reporting person is an investment adviser. |
| Common Stock, Par Value $0.0001 Per ShareSEC Table I · non-derivative | IndirectBy Trust | 37,500 |
Reported balance
Holding disclosure · report date 2024-06-07 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 37,500 F5: Held by a family trust (M GST) of which the reporting person is an investment adviser. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person serves as Manager of the general partner, Portcullis G.P., LLC, for, and he and his spouse indirectly hold interests in, Portcullis Investments, L.P. The reporting person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.
F2: The reporting person serves as Manager of the general partner, Portcullis G.P., LLC, for, and he and his spouse indirectly hold interests in, Portcullis Partners, L.P. The reporting person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.
F3: Held by a trust of which the reporting person is a trustee.
F4: Held by a family trust (C GST) of which the reporting person is an investment adviser.
F5: Held by a family trust (M GST) of which the reporting person is an investment adviser.
F6: On June 7, 2023, the reporting person was granted 23,489 RSUs vesting 100% on June 7, 2024.
Stonepeak-Plus Infrastructure Fund LP
Report date July 27, 2026 · Filed July 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class X Limited Partnership UnitsSEC Table I · non-derivative | Direct | 3,457.608 |
Reported balance
After 2026-07-27 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-07-27 · Grant · Acquired 1,459.292 · Balance 3,457.608 F1: Represents an award of Class X Limited Partnership Units, granted as compensation for serving as a member of the Board of Directors of the Issuer. F2: Includes Class X Limited Partnership Units acquired through the Issuer's distribution reinvestment plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents an award of Class X Limited Partnership Units, granted as compensation for serving as a member of the Board of Directors of the Issuer.
F2: Includes Class X Limited Partnership Units acquired through the Issuer's distribution reinvestment plan.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Benson Hill, Inc.
Report date September 29, 2021 · Filed October 01, 2021
Section 16 reporting ended · disclosed 2021-10-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Star Peak Sponsor II LLC | 9,982,500 |
Reported balance
After 2021-09-29 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2021-09-29 · Exercise / conversion · Acquired 9,982,500 · Balance 9,982,500 F1: As described in the registrant's registration statement on Form S-1 (File No. 333-251488) under the heading "Description of Securities-Founder Shares," the shares of Class B common stock were automatically convertible into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. In connection with the closing of the registrant's initial business combination, the outstanding shares of Class B common stock were converted into shares of Class A common stock. F2: The securities reported herein are held directly by the Star Peak Sponsor II LLC (the "Sponsor"). The reporting person has voting and investment discretion with respect to certain securities held by the Sponsor and may be deemed to have shared beneficial ownership of such securities held directly by the Sponsor. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectBy Portcullis Partners, LP | 10,282,500 |
Reported balance
After 2021-09-29 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2021-09-29 · Purchase · Acquired 300,000 · Balance 10,282,500 F4: As previously disclosed, on May 8, 2021, Star Peak Corp II entered into subscription agreements with certain investors (the "PIPE Offering") pursuant to which such investors agreed to purchase, immediately prior to the closing of the previously disclosed business combination transaction with Benson Hill, Inc., an aggregate of $225,000,000 of the Issuer's shares of common stock at a price of $10.00 per share, or an aggregate of 22,500,000 shares of common stock (the "PIPE Shares"). Portcullis Partners, LP acquired 300,000 shares of common stock in the PIPE Offering and such PIPE Shares are held indirectly by the reporting person through Portcullis Partners, LP. The reporting person serves as Manager of the general partner, Portcullis G.P., LLC, for, and he and his spouse indirectly hold interests in, Portcullis Partners, L.P. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Star Peak Sponsor II LLC | 0 |
Reported balance
After 2021-09-29 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-09-29 · Exercise / conversion · Disposed 9,982,500 · Balance 0 F1: As described in the registrant's registration statement on Form S-1 (File No. 333-251488) under the heading "Description of Securities-Founder Shares," the shares of Class B common stock were automatically convertible into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. In connection with the closing of the registrant's initial business combination, the outstanding shares of Class B common stock were converted into shares of Class A common stock. F2: The securities reported herein are held directly by the Star Peak Sponsor II LLC (the "Sponsor"). The reporting person has voting and investment discretion with respect to certain securities held by the Sponsor and may be deemed to have shared beneficial ownership of such securities held directly by the Sponsor. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. |
| Warrants to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 | IndirectBy Star Peak Sponsor II LLC | 6,553,454 |
Reported balance
After 2021-09-29 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2021-09-29 · Other · Acquired 6,553,454 · Balance 6,553,454 F3: Pursuant to the private placement warrants purchase agreement between the Sponsor and the registrant, dated as of January 8, 2021, the Sponsor purchased an aggregate of 6,553,454 private placement warrants to purchase Class A Common Stock on a one-for-one basis. In connection with the registrant's initial business combination, the private placement warrants became exercisable for Common Stock on a one-for-one basis at a price of $11.50 per share. The private placement warrants may be exercised only during the period commencing on January 8, 2022 and expiring five years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation. F2: The securities reported herein are held directly by the Star Peak Sponsor II LLC (the "Sponsor"). The reporting person has voting and investment discretion with respect to certain securities held by the Sponsor and may be deemed to have shared beneficial ownership of such securities held directly by the Sponsor. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: As described in the registrant's registration statement on Form S-1 (File No. 333-251488) under the heading "Description of Securities-Founder Shares," the shares of Class B common stock were automatically convertible into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. In connection with the closing of the registrant's initial business combination, the outstanding shares of Class B common stock were converted into shares of Class A common stock.
F2: The securities reported herein are held directly by the Star Peak Sponsor II LLC (the "Sponsor"). The reporting person has voting and investment discretion with respect to certain securities held by the Sponsor and may be deemed to have shared beneficial ownership of such securities held directly by the Sponsor. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.
F3: Pursuant to the private placement warrants purchase agreement between the Sponsor and the registrant, dated as of January 8, 2021, the Sponsor purchased an aggregate of 6,553,454 private placement warrants to purchase Class A Common Stock on a one-for-one basis. In connection with the registrant's initial business combination, the private placement warrants became exercisable for Common Stock on a one-for-one basis at a price of $11.50 per share. The private placement warrants may be exercised only during the period commencing on January 8, 2022 and expiring five years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation.
F4: As previously disclosed, on May 8, 2021, Star Peak Corp II entered into subscription agreements with certain investors (the "PIPE Offering") pursuant to which such investors agreed to purchase, immediately prior to the closing of the previously disclosed business combination transaction with Benson Hill, Inc., an aggregate of $225,000,000 of the Issuer's shares of common stock at a price of $10.00 per share, or an aggregate of 22,500,000 shares of common stock (the "PIPE Shares"). Portcullis Partners, LP acquired 300,000 shares of common stock in the PIPE Offering and such PIPE Shares are held indirectly by the reporting person through Portcullis Partners, LP. The reporting person serves as Manager of the general partner, Portcullis G.P., LLC, for, and he and his spouse indirectly hold interests in, Portcullis Partners, L.P.
Sunnova Energy International Inc.
Report date October 07, 2024 · Filed October 09, 2024
Section 16 reporting ended · disclosed 2024-10-09. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 17,545 |
Reported balance
After 2024-10-07 transaction · row 1
1 source rowRow 1 · 2024-10-07 · Exercise / conversion · Acquired 9,979 · Balance 17,545 F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock of Sunnova Energy International Inc. ("Common Stock"). |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-10-07 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2024-10-07 · Exercise / conversion · Disposed 9,979 · Balance 0 F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock of Sunnova Energy International Inc. ("Common Stock"). F6: The RSUs vesting has been accelerated in connection with the reporting person's service through the departure date on October 7, 2024. The remainder of the RSUs (14,969) associated with this May 17, 2024 grant have been forfeited. Common Stock will be delivered to the reporting person no later than 15 days after the RSUs vest. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 356,750 |
Reported balance
Holding disclosure · report date 2024-10-07 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 356,750 F2: The reporting person disclaims beneficial ownership of this Common Stock except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such Common Stock for purposes of Section 16 or for any other purpose. F3: Such shares of Common Stock are held indirectly by the reporting person through Portcullis Partners, LP. The reporting person serves as the Manager of the general partner, Portcullis G.P., LLC, for, and he and his spouse indirectly hold interests in, Portcullis Partners, LP. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 6,012 |
Reported balance
Holding disclosure · report date 2024-10-07 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 6,012 F4: Such shares of Common Stock are owned directly by Michael and Christine Morgan 2001 Investment Trust. The reporting person and his spouse are co-trustees and beneficiaries of the Michael and Christine Morgan 2001 Investment Trust. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 14,915 |
Reported balance
Holding disclosure · report date 2024-10-07 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 14,915 F5: Such shares of Common Stock are held indirectly by the reporting person via Trust. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock of Sunnova Energy International Inc. ("Common Stock").
F2: The reporting person disclaims beneficial ownership of this Common Stock except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such Common Stock for purposes of Section 16 or for any other purpose.
F3: Such shares of Common Stock are held indirectly by the reporting person through Portcullis Partners, LP. The reporting person serves as the Manager of the general partner, Portcullis G.P., LLC, for, and he and his spouse indirectly hold interests in, Portcullis Partners, LP.
F4: Such shares of Common Stock are owned directly by Michael and Christine Morgan 2001 Investment Trust. The reporting person and his spouse are co-trustees and beneficiaries of the Michael and Christine Morgan 2001 Investment Trust.
F5: Such shares of Common Stock are held indirectly by the reporting person via Trust.
F6: The RSUs vesting has been accelerated in connection with the reporting person's service through the departure date on October 7, 2024. The remainder of the RSUs (14,969) associated with this May 17, 2024 grant have been forfeited. Common Stock will be delivered to the reporting person no later than 15 days after the RSUs vest.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 19, 2021 Filed Jan 21, 2021 14:42 UTC | KINDER MORGAN, INC. KMI · Entity 2974 | GrantClass P Common Stock | 15,120 | $15.55 | $235,116.00 |
DisclosureSEC source: 0001506307-21-000013 · wf-form4_161125811081979.xml · nonDerivative · entry 1 MORGAN MICHAEL C · CIK 0001250209 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,120 F1 · shares: Shares are subject to forfeiture restrictions that lapse on July 19, 2021. Read SEC document |
| December 07, 2020 Filed Dec 9, 2020 17:12 UTC | Sunnova Energy International Inc. NOVA · Entity 79576 | SaleCommon Stock | 1,900 | $39.30 | $74,670.00 |
DisclosureSEC source: 0001772695-20-000160 · wf-form4_160755195158334.xml · nonDerivative · entry 4 MORGAN MICHAEL C · CIK 0001250209 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,868 F1 · kind: The sales represented on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 5, 2020. F8 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock were sold in multiple transactions at prices ranging from $38.86 to $39.45. The reporting person undertakes to provide to Sunnova Energy International Inc., any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within such range. F3 · ownership.nature: The reporting person disclaims beneficial ownership of this Common Stock except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such Common Stock for purposes of Section 16 or for any other purpose. F7 · ownership.nature: Such shares of Common Stock are held indirectly by the reporting person through Portcullis Investments, LP. The reporting person serves as the Manager of the general partner, Portcullis G.P., LLC, for, and he and his spouse indirectly hold interests in, Portcullis Investments, LP. Read SEC document |
| December 07, 2020 Filed Dec 9, 2020 17:12 UTC | Sunnova Energy International Inc. NOVA · Entity 79576 | SaleCommon Stock | 23,100 | $38.32 | $885,192.00 |
DisclosureSEC source: 0001772695-20-000160 · wf-form4_160755195158334.xml · nonDerivative · entry 3 MORGAN MICHAEL C · CIK 0001250209 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 3,768 F1 · kind: The sales represented on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 5, 2020. F6 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock were sold in multiple transactions at prices ranging from $37.82 to $38.78. The reporting person undertakes to provide to Sunnova Energy International Inc., any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within such range. F3 · ownership.nature: The reporting person disclaims beneficial ownership of this Common Stock except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such Common Stock for purposes of Section 16 or for any other purpose. F7 · ownership.nature: Such shares of Common Stock are held indirectly by the reporting person through Portcullis Investments, LP. The reporting person serves as the Manager of the general partner, Portcullis G.P., LLC, for, and he and his spouse indirectly hold interests in, Portcullis Investments, LP. Read SEC document |
| December 07, 2020 Filed Dec 9, 2020 17:12 UTC | Sunnova Energy International Inc. NOVA · Entity 79576 | SaleCommon Stock | 5,200 | $39.33 | $204,516.00 |
DisclosureSEC source: 0001772695-20-000160 · wf-form4_160755195158334.xml · nonDerivative · entry 2 MORGAN MICHAEL C · CIK 0001250209 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 416,750 F1 · kind: The sales represented on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 5, 2020. F5 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock were sold in multiple transactions at prices ranging from $38.84 to $39.4485. The reporting person undertakes to provide to Sunnova Energy International Inc., any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within such range. F3 · ownership.nature: The reporting person disclaims beneficial ownership of this Common Stock except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such Common Stock for purposes of Section 16 or for any other purpose. F4 · ownership.nature: Such shares of Common Stock are held indirectly by the reporting person through Portcullis Partners, LP. The reporting person serves as the Manager of the general partner, Portcullis G.P., LLC, for, and he and his spouse indirectly hold interests in, Portcullis Partners, LP. Read SEC document |
| December 07, 2020 Filed Dec 9, 2020 17:12 UTC | Sunnova Energy International Inc. NOVA · Entity 79576 | SaleCommon Stock | 69,800 | $38.33 | $2,675,434.00 |
DisclosureSEC source: 0001772695-20-000160 · wf-form4_160755195158334.xml · nonDerivative · entry 1 MORGAN MICHAEL C · CIK 0001250209 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 421,950 F1 · kind: The sales represented on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 5, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares of common stock of Sunnova Energy International Inc. ("Common Stock") were sold in multiple transactions at prices ranging from $37.82 to $38.78. The reporting person undertakes to provide to Sunnova Energy International Inc., any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within such range. F3 · ownership.nature: The reporting person disclaims beneficial ownership of this Common Stock except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such Common Stock for purposes of Section 16 or for any other purpose. F4 · ownership.nature: Such shares of Common Stock are held indirectly by the reporting person through Portcullis Partners, LP. The reporting person serves as the Manager of the general partner, Portcullis G.P., LLC, for, and he and his spouse indirectly hold interests in, Portcullis Partners, LP. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 20:22 UTC | STEM, INC. STPK · Entity 7172 | OtherClass B common stock · Derivative | 472,874 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-112337 · a4.xml · derivative · entry 1 MORGAN MICHAEL C · CIK 0001250209 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Star Peak Sponsor LLC Disclosed balance after: 9,589,626 Underlying: Class A common stock · 472,874 shares Expires not disclosed F2 · derivative.exercise_price: As described in the issuer's registration statement on Form S-1 (File No. 333-240267) under the heading "Description of Securities-Founder Shares", the shares of Class B common stock, par value $0.0001 per share, will automatically convert into shares of Class A common stock, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date. F1 · kind: This Form 4 reflects the automatic surrender to the issuer of 472,874 shares of the issuer's Class B common stock, par value $0.0001 per share, for no consideration by Star Peak Sponsor LLC (the "Sponsor") pursuant to contractual arrangements with the issuer, triggered by the expiration of the option of the underwriters of the issuer's initial public offering to purchase additional units. F2 · price: As described in the issuer's registration statement on Form S-1 (File No. 333-240267) under the heading "Description of Securities-Founder Shares", the shares of Class B common stock, par value $0.0001 per share, will automatically convert into shares of Class A common stock, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date. F2 · derivative.exercise_date: As described in the issuer's registration statement on Form S-1 (File No. 333-240267) under the heading "Description of Securities-Founder Shares", the shares of Class B common stock, par value $0.0001 per share, will automatically convert into shares of Class A common stock, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date. F2 · derivative.expiration_date: As described in the issuer's registration statement on Form S-1 (File No. 333-240267) under the heading "Description of Securities-Founder Shares", the shares of Class B common stock, par value $0.0001 per share, will automatically convert into shares of Class A common stock, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date. F3 · ownership.direct: The securities reported herein are held directly by the Sponsor. The reporting person has voting and investment discretion with respect to the securities held by the the Sponsor and may be deemed to have shared beneficial ownership of the securities held directly by the Sponsor. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 19, 2020 Filed May 20, 2020 12:14 UTC | Sunnova Energy International Inc. NOVA · Entity 79576 | OtherCommon Stock | 98,110 | $0.00 | $0.00 |
DisclosureSEC source: 0001772695-20-000065 · wf-form4_158999122600702.xml · nonDerivative · entry 2 MORGAN MICHAEL C · CIK 0001250209 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F3 · kind: TPP II Annex Fund, LP distributed 104,998 shares of Common Stock to its partners on a pro rata basis. The reporting person retained indirect benefical ownership of 6,888 shares of such Common Stock after giving effect to the distribution, as described in footnotes 6, 7 and 9 of this Form 4. F4 · ownership.nature: Such shares of Common Stock were previously reported as being held indirectly by the reporting person through TPP II Annex Fund, LP. The reporting person serves as the Manager of the general partner, TPP II General Partner, LLC, for, and he and his spouse indirectly hold interests in, TPP II Annex Fund, LP. Read SEC document |
| May 19, 2020 Filed May 20, 2020 12:14 UTC | Sunnova Energy International Inc. NOVA · Entity 79576 | OtherCommon Stock | 1,345,780 | $0.00 | $0.00 |
DisclosureSEC source: 0001772695-20-000065 · wf-form4_158999122600702.xml · nonDerivative · entry 1 MORGAN MICHAEL C · CIK 0001250209 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · kind: Triangle Peak Partners II, LP distributed 1,747,759 shares of common stock of Sunnova Energy International Inc. ("Common Stock") to its partners on a pro rata basis. The reporting person retained indirect benefical ownership of 401,979 shares of such Common Stock after giving effect to the distribution, as described in footnotes 6, 8 and 9 of this Form 4. F2 · ownership.nature: Such shares of Common Stock were previously reported as being held indirectly by the reporting person through Triangle Peak Partners II, LP. The reporting person serves as the Manager of the general partner, TPP II General Partner, LLC, for, and he and his spouse indirectly hold interests in, Triangle Peak Partners II, LP. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 17:21 UTC | KINDER MORGAN, INC. KMI · Entity 2974 | SaleClass P Common Stock | 150,000 | $21.90 | $3,284,550.00 |
DisclosureSEC source: 0001506307-20-000025 · wf-form4_158206448871119.xml · nonDerivative · entry 3 MORGAN MICHAEL C · CIK 0001250209 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 415,087 F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.81 to $21.99 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 17:21 UTC | KINDER MORGAN, INC. KMI · Entity 2974 | SaleClass P Common Stock | 19,370 | $21.89 | $423,949.25 |
DisclosureSEC source: 0001506307-20-000025 · wf-form4_158206448871119.xml · nonDerivative · entry 2 MORGAN MICHAEL C · CIK 0001250209 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Portcullis Investments, LP Disclosed balance after: 0 F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.80 to $21.99 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 17:21 UTC | KINDER MORGAN, INC. KMI · Entity 2974 | SaleClass P Common Stock | 140,000 | $21.89 | $3,064,768.00 |
DisclosureSEC source: 0001506307-20-000025 · wf-form4_158206448871119.xml · nonDerivative · entry 1 MORGAN MICHAEL C · CIK 0001250209 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Portcullis Partners, LP Disclosed balance after: 3,660,000 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.805 to $21.98 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 26, 2019 Filed Aug 28, 2019 14:45 UTC | Sunnova Energy International Inc. NOVA · Entity 79576 | PurchaseCommon Stock | 25,000 | $8.53 | $213,127.50 |
DisclosureSEC source: 0001772695-19-000012 · wf-form4_156701793925409.xml · nonDerivative · entry 1 MORGAN MICHAEL C · CIK 0001250209 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 25,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares of common stock in Sunnova Energy International Inc. ("Common Stock") were purchased in multiple transactions at prices ranging from $8.40 to $8.70. The reporting person undertakes to provide to Sunnova Energy International Inc., any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock purchased at each separate price within the such range. F2 · ownership.nature: Such shares of Common Stock are owned directly by Portcullis Investments, LP. The reporting person serves as the Manager of the general partner, Portcullis G.P., LLC, for, and he and his spouse indirectly hold interests in, Portcullis Investments, LP. The reporting person disclaims beneficial ownership of this Common Stock except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such Common Stock for purposes of Section 16 or for any other purpose. Read SEC document |
| July 29, 2019 Filed Jul 31, 2019 21:47 UTC | Sunnova Energy International Inc. NOVA · Entity 79576 | OtherCommon Stock | 94,118 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-020794 · doc4.xml · nonDerivative · entry 3 MORGAN MICHAEL C · CIK 0001250209 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 94,118 F1 · kind: Such shares of common stock of the Issuer ("Common Stock") were received in connection with the closing of the initial public offering of the Issuer in exchange for previously held interests in Sunnova Energy Corporation, pursuant to that certain Agreement and Plan of Merger, dated as of July 29, 2019, by and among the Issuer, Sunnova Energy Corporation and Sunnova Merger Sub Inc. F4 · ownership.nature: Such shares of Common Stock are owned directly by Portcullis Partners, LP. The reporting person serves as the President and Chief Executive Officer for, and he and his spouse indirectly hold interests in, Portcullis Partners, LP. The reporting person disclaims beneficial ownership of this Common Stock except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such Common Stock for purposes of Section 16 or for any other purpose. Read SEC document |
| July 29, 2019 Filed Jul 31, 2019 21:47 UTC | Sunnova Energy International Inc. NOVA · Entity 79576 | OtherCommon Stock | 104,998 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-020794 · doc4.xml · nonDerivative · entry 2 MORGAN MICHAEL C · CIK 0001250209 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 104,998 F1 · kind: Such shares of common stock of the Issuer ("Common Stock") were received in connection with the closing of the initial public offering of the Issuer in exchange for previously held interests in Sunnova Energy Corporation, pursuant to that certain Agreement and Plan of Merger, dated as of July 29, 2019, by and among the Issuer, Sunnova Energy Corporation and Sunnova Merger Sub Inc. F3 · ownership.nature: Such shares of Common Stock are owned directly by TPP II Annex Fund, LP. The reporting person serves as the Manager of the general partner, TPP II General Partner, LLC, for, and he and his spouse indirectly hold interests in, TPP II Annex Fund, LP. The reporting person disclaims beneficial ownership of this Common Stock except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such Common Stock for purposes of Section 16 or for any other purpose. Read SEC document |
| July 29, 2019 Filed Jul 31, 2019 21:47 UTC | Sunnova Energy International Inc. NOVA · Entity 79576 | OtherCommon Stock | 1,747,759 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-020794 · doc4.xml · nonDerivative · entry 1 MORGAN MICHAEL C · CIK 0001250209 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,747,759 F1 · kind: Such shares of common stock of the Issuer ("Common Stock") were received in connection with the closing of the initial public offering of the Issuer in exchange for previously held interests in Sunnova Energy Corporation, pursuant to that certain Agreement and Plan of Merger, dated as of July 29, 2019, by and among the Issuer, Sunnova Energy Corporation and Sunnova Merger Sub Inc. F2 · ownership.nature: Such shares of Common Stock are owned directly by Triangle Peak Partners II, LP. The reporting person serves as the Manager of the general partner, TPP II General Partner, LLC, for, and he and his spouse indirectly hold interests in, Triangle Peak Partners II, LP. The reporting person disclaims beneficial ownership of this Common Stock except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such Common Stock for purposes of Section 16 or for any other purpose. Read SEC document |
| December 15, 2016 Filed Dec 16, 2016 11:59 UTC | KINDER MORGAN, INC. KMI · Entity 2974 | GiftClass P Common Stock | 7,535 | $0.00 | $0.00 |
DisclosureSEC source: 0001584746-16-000052 · primary_doc.xml · nonDerivative · entry 3 MORGAN MICHAEL C · CIK 0001250209 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 565,087 Read SEC document |
| December 07, 2016 Filed Dec 9, 2016 15:03 UTC | KINDER MORGAN, INC. KMI · Entity 2974 | SaleWarrants (right to buy) · Derivative | 200,000 | $0.01 Strike: $40.00 | $1,400.00 |
DisclosureSEC source: 0001584746-16-000051 · primary_doc.xml · derivative · entry 1 MORGAN MICHAEL C · CIK 0001250209 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Portcullis Investments, LP Disclosed balance after: 0 Underlying: Class P Common Stock · 200,000 shares Expires 2017-05-25 F2 · price: The price reported in column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $0.0067 to $0.0071 per warrant. The reporting person undertakes to provide, upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of warrants sold at each separate price. F1 · derivative.exercise_date: The warrants are exercisable at any time prior to the expiration date listed in column 6, provided that the market price of the Class P Common Stock is $40.00 or greater at the time of exercise. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.