Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| KINDER MORGAN, INC.KMI · Entity 2974 | Director | February 19, 2025 | February 20, 2025 |
| STEM, INC.STEM · Entity 7172 | Director | June 07, 2024 | June 10, 2024 |
| Stonepeak-Plus Infrastructure Fund LPNONE · Entity 28064 | Director | July 27, 2026 | July 29, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
KINDER MORGAN, INC.
Report date February 19, 2025 · Filed February 20, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class P Common StockSEC Table I · non-derivative | IndirectBy Portcullis Partners, LP | 3,400,000 |
Reported balance
After 2025-02-19 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2025-02-19 · Sale · Disposed 100,000 · Balance 3,400,000 F1: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.75 to $27.19 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| Class P Common StockSEC Table I · non-derivative | IndirectBy Trust | 285,087 |
Reported balance
After 2025-02-19 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2025-02-19 · Sale · Disposed 60,000 · Balance 285,087 F2: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.75 to $27.19 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| Class P Common StockSEC Table I · non-derivative | IndirectBy Family Trust | 22,811 |
Reported balance
Holding disclosure · report date 2025-02-19 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 22,811 |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.75 to $27.19 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.75 to $27.19 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
STEM, INC.
Report date June 07, 2024 · Filed June 10, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, Par Value $0.0001 Per ShareSEC Table I · non-derivative | Direct | 43,987 |
Reported balance
After 2024-06-07 transaction · row 1
1 source rowRow 1 · 2024-06-07 · Exercise / conversion · Acquired 23,489 · Balance 43,987 |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 110,236 |
Reported balance
After 2024-06-07 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2024-06-07 · Exercise / conversion · Disposed 23,489 · Balance 110,236 F6: On June 7, 2023, the reporting person was granted 23,489 RSUs vesting 100% on June 7, 2024. |
| Common Stock, Par Value $0.0001 Per ShareSEC Table I · non-derivative | IndirectHeld by Portcullis Investments, LP | 1,178,937 |
Reported balance
Holding disclosure · report date 2024-06-07 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,178,937 F1: The reporting person serves as Manager of the general partner, Portcullis G.P., LLC, for, and he and his spouse indirectly hold interests in, Portcullis Investments, L.P. The reporting person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. |
| Common Stock, Par Value $0.0001 Per ShareSEC Table I · non-derivative | IndirectHeld by Portcullis Partners, LP | 50,000 |
Reported balance
Holding disclosure · report date 2024-06-07 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 50,000 F2: The reporting person serves as Manager of the general partner, Portcullis G.P., LLC, for, and he and his spouse indirectly hold interests in, Portcullis Partners, L.P. The reporting person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. |
| Common Stock, Par Value $0.0001 Per ShareSEC Table I · non-derivative | IndirectBy Trust | 547,705 |
Reported balance
Holding disclosure · report date 2024-06-07 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 547,705 F3: Held by a trust of which the reporting person is a trustee. |
| Common Stock, Par Value $0.0001 Per ShareSEC Table I · non-derivative | IndirectBy Trust | 37,500 |
Reported balance
Holding disclosure · report date 2024-06-07 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 37,500 F4: Held by a family trust (C GST) of which the reporting person is an investment adviser. |
| Common Stock, Par Value $0.0001 Per ShareSEC Table I · non-derivative | IndirectBy Trust | 37,500 |
Reported balance
Holding disclosure · report date 2024-06-07 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 37,500 F5: Held by a family trust (M GST) of which the reporting person is an investment adviser. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person serves as Manager of the general partner, Portcullis G.P., LLC, for, and he and his spouse indirectly hold interests in, Portcullis Investments, L.P. The reporting person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.
F2: The reporting person serves as Manager of the general partner, Portcullis G.P., LLC, for, and he and his spouse indirectly hold interests in, Portcullis Partners, L.P. The reporting person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.
F3: Held by a trust of which the reporting person is a trustee.
F4: Held by a family trust (C GST) of which the reporting person is an investment adviser.
F5: Held by a family trust (M GST) of which the reporting person is an investment adviser.
F6: On June 7, 2023, the reporting person was granted 23,489 RSUs vesting 100% on June 7, 2024.
Stonepeak-Plus Infrastructure Fund LP
Report date July 27, 2026 · Filed July 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class X Limited Partnership UnitsSEC Table I · non-derivative | Direct | 3,457.608 |
Reported balance
After 2026-07-27 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-07-27 · Grant · Acquired 1,459.292 · Balance 3,457.608 F1: Represents an award of Class X Limited Partnership Units, granted as compensation for serving as a member of the Board of Directors of the Issuer. F2: Includes Class X Limited Partnership Units acquired through the Issuer's distribution reinvestment plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents an award of Class X Limited Partnership Units, granted as compensation for serving as a member of the Board of Directors of the Issuer.
F2: Includes Class X Limited Partnership Units acquired through the Issuer's distribution reinvestment plan.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Benson Hill, Inc.
Report date September 29, 2021 · Filed October 01, 2021
Section 16 reporting ended · disclosed 2021-10-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Star Peak Sponsor II LLC | 9,982,500 |
Reported balance
After 2021-09-29 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2021-09-29 · Exercise / conversion · Acquired 9,982,500 · Balance 9,982,500 F1: As described in the registrant's registration statement on Form S-1 (File No. 333-251488) under the heading "Description of Securities-Founder Shares," the shares of Class B common stock were automatically convertible into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. In connection with the closing of the registrant's initial business combination, the outstanding shares of Class B common stock were converted into shares of Class A common stock. F2: The securities reported herein are held directly by the Star Peak Sponsor II LLC (the "Sponsor"). The reporting person has voting and investment discretion with respect to certain securities held by the Sponsor and may be deemed to have shared beneficial ownership of such securities held directly by the Sponsor. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectBy Portcullis Partners, LP | 10,282,500 |
Reported balance
After 2021-09-29 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2021-09-29 · Purchase · Acquired 300,000 · Balance 10,282,500 F4: As previously disclosed, on May 8, 2021, Star Peak Corp II entered into subscription agreements with certain investors (the "PIPE Offering") pursuant to which such investors agreed to purchase, immediately prior to the closing of the previously disclosed business combination transaction with Benson Hill, Inc., an aggregate of $225,000,000 of the Issuer's shares of common stock at a price of $10.00 per share, or an aggregate of 22,500,000 shares of common stock (the "PIPE Shares"). Portcullis Partners, LP acquired 300,000 shares of common stock in the PIPE Offering and such PIPE Shares are held indirectly by the reporting person through Portcullis Partners, LP. The reporting person serves as Manager of the general partner, Portcullis G.P., LLC, for, and he and his spouse indirectly hold interests in, Portcullis Partners, L.P. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Star Peak Sponsor II LLC | 0 |
Reported balance
After 2021-09-29 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-09-29 · Exercise / conversion · Disposed 9,982,500 · Balance 0 F1: As described in the registrant's registration statement on Form S-1 (File No. 333-251488) under the heading "Description of Securities-Founder Shares," the shares of Class B common stock were automatically convertible into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. In connection with the closing of the registrant's initial business combination, the outstanding shares of Class B common stock were converted into shares of Class A common stock. F2: The securities reported herein are held directly by the Star Peak Sponsor II LLC (the "Sponsor"). The reporting person has voting and investment discretion with respect to certain securities held by the Sponsor and may be deemed to have shared beneficial ownership of such securities held directly by the Sponsor. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. |
| Warrants to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 | IndirectBy Star Peak Sponsor II LLC | 6,553,454 |
Reported balance
After 2021-09-29 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2021-09-29 · Other · Acquired 6,553,454 · Balance 6,553,454 F3: Pursuant to the private placement warrants purchase agreement between the Sponsor and the registrant, dated as of January 8, 2021, the Sponsor purchased an aggregate of 6,553,454 private placement warrants to purchase Class A Common Stock on a one-for-one basis. In connection with the registrant's initial business combination, the private placement warrants became exercisable for Common Stock on a one-for-one basis at a price of $11.50 per share. The private placement warrants may be exercised only during the period commencing on January 8, 2022 and expiring five years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation. F2: The securities reported herein are held directly by the Star Peak Sponsor II LLC (the "Sponsor"). The reporting person has voting and investment discretion with respect to certain securities held by the Sponsor and may be deemed to have shared beneficial ownership of such securities held directly by the Sponsor. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: As described in the registrant's registration statement on Form S-1 (File No. 333-251488) under the heading "Description of Securities-Founder Shares," the shares of Class B common stock were automatically convertible into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. In connection with the closing of the registrant's initial business combination, the outstanding shares of Class B common stock were converted into shares of Class A common stock.
F2: The securities reported herein are held directly by the Star Peak Sponsor II LLC (the "Sponsor"). The reporting person has voting and investment discretion with respect to certain securities held by the Sponsor and may be deemed to have shared beneficial ownership of such securities held directly by the Sponsor. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.
F3: Pursuant to the private placement warrants purchase agreement between the Sponsor and the registrant, dated as of January 8, 2021, the Sponsor purchased an aggregate of 6,553,454 private placement warrants to purchase Class A Common Stock on a one-for-one basis. In connection with the registrant's initial business combination, the private placement warrants became exercisable for Common Stock on a one-for-one basis at a price of $11.50 per share. The private placement warrants may be exercised only during the period commencing on January 8, 2022 and expiring five years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation.
F4: As previously disclosed, on May 8, 2021, Star Peak Corp II entered into subscription agreements with certain investors (the "PIPE Offering") pursuant to which such investors agreed to purchase, immediately prior to the closing of the previously disclosed business combination transaction with Benson Hill, Inc., an aggregate of $225,000,000 of the Issuer's shares of common stock at a price of $10.00 per share, or an aggregate of 22,500,000 shares of common stock (the "PIPE Shares"). Portcullis Partners, LP acquired 300,000 shares of common stock in the PIPE Offering and such PIPE Shares are held indirectly by the reporting person through Portcullis Partners, LP. The reporting person serves as Manager of the general partner, Portcullis G.P., LLC, for, and he and his spouse indirectly hold interests in, Portcullis Partners, L.P.
Sunnova Energy International Inc.
Report date October 07, 2024 · Filed October 09, 2024
Section 16 reporting ended · disclosed 2024-10-09. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 17,545 |
Reported balance
After 2024-10-07 transaction · row 1
1 source rowRow 1 · 2024-10-07 · Exercise / conversion · Acquired 9,979 · Balance 17,545 F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock of Sunnova Energy International Inc. ("Common Stock"). |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-10-07 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2024-10-07 · Exercise / conversion · Disposed 9,979 · Balance 0 F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock of Sunnova Energy International Inc. ("Common Stock"). F6: The RSUs vesting has been accelerated in connection with the reporting person's service through the departure date on October 7, 2024. The remainder of the RSUs (14,969) associated with this May 17, 2024 grant have been forfeited. Common Stock will be delivered to the reporting person no later than 15 days after the RSUs vest. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 356,750 |
Reported balance
Holding disclosure · report date 2024-10-07 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 356,750 F2: The reporting person disclaims beneficial ownership of this Common Stock except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such Common Stock for purposes of Section 16 or for any other purpose. F3: Such shares of Common Stock are held indirectly by the reporting person through Portcullis Partners, LP. The reporting person serves as the Manager of the general partner, Portcullis G.P., LLC, for, and he and his spouse indirectly hold interests in, Portcullis Partners, LP. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 6,012 |
Reported balance
Holding disclosure · report date 2024-10-07 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 6,012 F4: Such shares of Common Stock are owned directly by Michael and Christine Morgan 2001 Investment Trust. The reporting person and his spouse are co-trustees and beneficiaries of the Michael and Christine Morgan 2001 Investment Trust. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 14,915 |
Reported balance
Holding disclosure · report date 2024-10-07 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 14,915 F5: Such shares of Common Stock are held indirectly by the reporting person via Trust. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock of Sunnova Energy International Inc. ("Common Stock").
F2: The reporting person disclaims beneficial ownership of this Common Stock except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such Common Stock for purposes of Section 16 or for any other purpose.
F3: Such shares of Common Stock are held indirectly by the reporting person through Portcullis Partners, LP. The reporting person serves as the Manager of the general partner, Portcullis G.P., LLC, for, and he and his spouse indirectly hold interests in, Portcullis Partners, LP.
F4: Such shares of Common Stock are owned directly by Michael and Christine Morgan 2001 Investment Trust. The reporting person and his spouse are co-trustees and beneficiaries of the Michael and Christine Morgan 2001 Investment Trust.
F5: Such shares of Common Stock are held indirectly by the reporting person via Trust.
F6: The RSUs vesting has been accelerated in connection with the reporting person's service through the departure date on October 7, 2024. The remainder of the RSUs (14,969) associated with this May 17, 2024 grant have been forfeited. Common Stock will be delivered to the reporting person no later than 15 days after the RSUs vest.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 27, 2026 Filed Jul 29, 2026 19:10 UTC | Stonepeak-Plus Infrastructure Fund LP NONE · Entity 28064 | GrantClass X Limited Partnership Units | 1,459.292 | $0.00 | $0.00 |
DisclosureSEC source: 0002045458-26-000035 · wk-form4_1785352240.xml · nonDerivative · entry 1 MORGAN MICHAEL C · CIK 0001250209 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,457.608 F1 · kind: Represents an award of Class X Limited Partnership Units, granted as compensation for serving as a member of the Board of Directors of the Issuer. F2 · balance_after: Includes Class X Limited Partnership Units acquired through the Issuer's distribution reinvestment plan. Read SEC document |
| June 30, 2025 Filed Jul 2, 2025 22:57 UTC | Stonepeak-Plus Infrastructure Fund LP NONE · Entity 28064 | GrantClass X Limited Partnership Units | 1,939.929 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-25-024688 · form4.xml · nonDerivative · entry 1 MORGAN MICHAEL C · CIK 0001250209 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,939.929 F1 · kind: Represents an award of Class X Limited Partnership Units, granted as compensation for serving as a member of the Board of Directors of the Issuer. Read SEC document |
| February 19, 2025 Filed Feb 20, 2025 18:50 UTC | KINDER MORGAN, INC. KMI · Entity 2974 | SaleClass P Common Stock | 60,000 | $26.88 | $1,612,800.00 |
DisclosureSEC source: 0001995410-25-000008 · wk-form4_1740095418.xml · nonDerivative · entry 2 MORGAN MICHAEL C · CIK 0001250209 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 285,087 F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.75 to $27.19 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 19, 2025 Filed Feb 20, 2025 18:50 UTC | KINDER MORGAN, INC. KMI · Entity 2974 | SaleClass P Common Stock | 100,000 | $26.83 | $2,683,000.00 |
DisclosureSEC source: 0001995410-25-000008 · wk-form4_1740095418.xml · nonDerivative · entry 1 MORGAN MICHAEL C · CIK 0001250209 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Portcullis Partners, LP Disclosed balance after: 3,400,000 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.75 to $27.19 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 07, 2024 Filed Oct 9, 2024 20:36 UTC | Sunnova Energy International Inc. NOVA · Entity 79576 | Exercise / conversionRestricted Stock Units · Derivative | 9,979 | $0.00 | $0.00 |
DisclosureSEC source: 0001608828-24-000061 · wk-form4_1728520579.xml · derivative · entry 5 MORGAN MICHAEL C · CIK 0001250209 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,979 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock of Sunnova Energy International Inc. ("Common Stock"). F6 · derivative.exercise_date: The RSUs vesting has been accelerated in connection with the reporting person's service through the departure date on October 7, 2024. The remainder of the RSUs (14,969) associated with this May 17, 2024 grant have been forfeited. Common Stock will be delivered to the reporting person no later than 15 days after the RSUs vest. F6 · derivative.expiration_date: The RSUs vesting has been accelerated in connection with the reporting person's service through the departure date on October 7, 2024. The remainder of the RSUs (14,969) associated with this May 17, 2024 grant have been forfeited. Common Stock will be delivered to the reporting person no later than 15 days after the RSUs vest. Read SEC document |
| October 07, 2024 Filed Oct 9, 2024 20:36 UTC | Sunnova Energy International Inc. NOVA · Entity 79576 | Exercise / conversionCommon Stock | 9,979 | $0.00 | $0.00 |
DisclosureSEC source: 0001608828-24-000061 · wk-form4_1728520579.xml · nonDerivative · entry 1 MORGAN MICHAEL C · CIK 0001250209 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,545 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock of Sunnova Energy International Inc. ("Common Stock"). Read SEC document |
| June 07, 2024 Filed Jun 10, 2024 16:14 UTC | STEM, INC. STEM · Entity 7172 | Exercise / conversionRestricted Stock Unit · Derivative | 23,489 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001758766-24-000136 · wk-form4_1718050446.xml · derivative · entry 7 MORGAN MICHAEL C · CIK 0001250209 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 110,236 Underlying: Common Stock, Par Value $0.0001 Per Share · 23,489 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: On June 7, 2023, the reporting person was granted 23,489 RSUs vesting 100% on June 7, 2024. F6 · derivative.expiration_date: On June 7, 2023, the reporting person was granted 23,489 RSUs vesting 100% on June 7, 2024. Read SEC document |
| June 07, 2024 Filed Jun 10, 2024 16:14 UTC | STEM, INC. STEM · Entity 7172 | Exercise / conversionCommon Stock, Par Value $0.0001 Per Share | 23,489 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-24-000136 · wk-form4_1718050446.xml · nonDerivative · entry 1 MORGAN MICHAEL C · CIK 0001250209 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,987 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 29, 2024 Filed May 30, 2024 16:33 UTC | STEM, INC. STEM · Entity 7172 | GrantRestricted Stock Unit · Derivative | 110,236 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001758766-24-000126 · wk-form4_1717101197.xml · derivative · entry 1 MORGAN MICHAEL C · CIK 0001250209 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 133,725 Underlying: Common Stock, Par Value $0.0001 Per Share · 110,236 shares Expires not disclosed F1 · derivative.exercise_date: The RSU award vests 100% on May 29, 2025. F1 · derivative.expiration_date: The RSU award vests 100% on May 29, 2025. Read SEC document |
| May 17, 2024 Filed May 17, 2024 18:35 UTC | Sunnova Energy International Inc. NOVA · Entity 79576 | Exercise / conversionRestricted Stock Units · Derivative | 7,566 | $0.00 | $0.00 |
DisclosureSEC source: 0001608828-24-000024 · wk-form4_1715985333.xml · derivative · entry 6 MORGAN MICHAEL C · CIK 0001250209 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,948 Underlying: Common Stock · 7,566 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock of Sunnova Energy International Inc. ("Common Stock"). F6 · derivative.exercise_date: The RSUs will vest on the one year anniversary of the date of grant subject to the reporting person's continued service through that date. Common Stock will be delivered to the reporting person no later than 15 days after the RSUs vest. F6 · derivative.expiration_date: The RSUs will vest on the one year anniversary of the date of grant subject to the reporting person's continued service through that date. Common Stock will be delivered to the reporting person no later than 15 days after the RSUs vest. Read SEC document |
| May 17, 2024 Filed May 17, 2024 18:35 UTC | Sunnova Energy International Inc. NOVA · Entity 79576 | Exercise / conversionCommon Stock | 7,566 | $0.00 | $0.00 |
DisclosureSEC source: 0001608828-24-000024 · wk-form4_1715985333.xml · nonDerivative · entry 1 MORGAN MICHAEL C · CIK 0001250209 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,566 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock of Sunnova Energy International Inc. ("Common Stock"). Read SEC document |
| May 15, 2024 Filed May 17, 2024 18:35 UTC | Sunnova Energy International Inc. NOVA · Entity 79576 | GrantRestricted Stock Units · Derivative | 24,948 | $0.00 | $0.00 |
DisclosureSEC source: 0001608828-24-000024 · wk-form4_1715985333.xml · derivative · entry 5 MORGAN MICHAEL C · CIK 0001250209 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,514 Underlying: Common Stock · 24,948 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock of Sunnova Energy International Inc. ("Common Stock"). F6 · derivative.exercise_date: The RSUs will vest on the one year anniversary of the date of grant subject to the reporting person's continued service through that date. Common Stock will be delivered to the reporting person no later than 15 days after the RSUs vest. F6 · derivative.expiration_date: The RSUs will vest on the one year anniversary of the date of grant subject to the reporting person's continued service through that date. Common Stock will be delivered to the reporting person no later than 15 days after the RSUs vest. Read SEC document |
| April 22, 2024 Filed Apr 24, 2024 18:51 UTC | KINDER MORGAN, INC. KMI · Entity 2974 | SaleClass P Common Stock | 70,000 | $18.82 | $1,317,400.00 |
DisclosureSEC source: 0002013458-24-000004 · wk-form4_1713999049.xml · nonDerivative · entry 2 MORGAN MICHAEL C · CIK 0001250209 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 345,087 F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.80 to $18.86 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| April 22, 2024 Filed Apr 24, 2024 18:51 UTC | KINDER MORGAN, INC. KMI · Entity 2974 | SaleClass P Common Stock | 160,000 | $18.82 | $3,011,200.00 |
DisclosureSEC source: 0002013458-24-000004 · wk-form4_1713999049.xml · nonDerivative · entry 1 MORGAN MICHAEL C · CIK 0001250209 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Portcullis Partners, LP Disclosed balance after: 3,500,000 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.80 to $18.86 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 15, 2023 Filed Jun 20, 2023 16:21 UTC | STEM, INC. STEM · Entity 7172 | Exercise / conversionRestricted Stock Unit · Derivative | 20,498 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-23-000102 · wf-form4_168729248373043.xml · derivative · entry 7 MORGAN MICHAEL C · CIK 0001250209 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,489 Underlying: Common Stock, Par Value $0.0001 Per Share · 20,498 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents shares of common stock issued to the reporting person upon vesting of restricted stock units ("RSUs") that were issued to the reporting person on July 28, 2022 under the Stem, Inc. 2021 Equity Incentive Plan. F8 · derivative.exercise_date: On July 28, 2022, the reporting person was granted 20,498 RSUs vesting 100% on June 15, 2023. F8 · derivative.expiration_date: On July 28, 2022, the reporting person was granted 20,498 RSUs vesting 100% on June 15, 2023. Read SEC document |
| June 15, 2023 Filed Jun 20, 2023 16:21 UTC | STEM, INC. STEM · Entity 7172 | Exercise / conversionCommon Stock, Par Value $0.0001 Per Share | 20,498 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-23-000102 · wf-form4_168729248373043.xml · nonDerivative · entry 1 MORGAN MICHAEL C · CIK 0001250209 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,498 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents shares of common stock issued to the reporting person upon vesting of restricted stock units ("RSUs") that were issued to the reporting person on July 28, 2022 under the Stem, Inc. 2021 Equity Incentive Plan. Read SEC document |
| June 07, 2023 Filed Jun 8, 2023 17:53 UTC | STEM, INC. STEM · Entity 7172 | GrantRestricted Stock Unit · Derivative | 23,489 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-23-000092 · wf-form4_168626119976247.xml · derivative · entry 1 MORGAN MICHAEL C · CIK 0001250209 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,987 Underlying: Common Stock, Par Value $0.0001 Per Share · 23,489 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive one (1) share of common stock, par value $0.0001 per share. F2 · derivative.exercise_date: The RSU award vests 100% on June 7, 2024. F2 · derivative.expiration_date: The RSU award vests 100% on June 7, 2024. Read SEC document |
| May 18, 2023 Filed May 19, 2023 16:57 UTC | Sunnova Energy International Inc. NOVA · Entity 79576 | Exercise / conversionRestricted Stock Units · Derivative | 7,255 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-013378 · doc4.xml · derivative · entry 6 MORGAN MICHAEL C · CIK 0001250209 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,566 Underlying: Common Stock · 7,255 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock of Sunnova Energy International Inc. ("Common Stock"). F6 · derivative.exercise_date: The RSUs will vest on the one year anniversary of the date of grant subject to the reporting person's continued service through that date. Common Stock will be delivered to the reporting person no later than 15 days after the RSUs vest. F6 · derivative.expiration_date: The RSUs will vest on the one year anniversary of the date of grant subject to the reporting person's continued service through that date. Common Stock will be delivered to the reporting person no later than 15 days after the RSUs vest. Read SEC document |
| May 18, 2023 Filed May 19, 2023 16:57 UTC | Sunnova Energy International Inc. NOVA · Entity 79576 | Exercise / conversionCommon Stock | 7,255 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-013378 · doc4.xml · nonDerivative · entry 1 MORGAN MICHAEL C · CIK 0001250209 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,255 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock of Sunnova Energy International Inc. ("Common Stock"). Read SEC document |
| May 17, 2023 Filed May 19, 2023 16:57 UTC | Sunnova Energy International Inc. NOVA · Entity 79576 | GrantRestricted Stock Units · Derivative | 7,566 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-013378 · doc4.xml · derivative · entry 5 MORGAN MICHAEL C · CIK 0001250209 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,821 Underlying: Common Stock · 7,566 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock of Sunnova Energy International Inc. ("Common Stock"). F6 · derivative.exercise_date: The RSUs will vest on the one year anniversary of the date of grant subject to the reporting person's continued service through that date. Common Stock will be delivered to the reporting person no later than 15 days after the RSUs vest. F6 · derivative.expiration_date: The RSUs will vest on the one year anniversary of the date of grant subject to the reporting person's continued service through that date. Common Stock will be delivered to the reporting person no later than 15 days after the RSUs vest. Read SEC document |
| July 28, 2022 Filed Jul 29, 2022 18:18 UTC | STEM, INC. STEM · Entity 7172 | GrantRestricted Stock Unit · Derivative | 20,498 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-22-000120 · wf-form4_165913306823252.xml · derivative · entry 1 MORGAN MICHAEL C · CIK 0001250209 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,498 Underlying: Common Stock, Par Value $0.0001 Per Share · 20,498 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive one (1) share of common stock, par value $0.0001 per share. F2 · derivative.exercise_date: The RSU award vests 100% on June 15, 2023. F2 · derivative.expiration_date: The RSU award vests 100% on June 15, 2023. Read SEC document |
| May 19, 2022 Filed May 20, 2022 18:03 UTC | Sunnova Energy International Inc. NOVA · Entity 79576 | Exercise / conversionRestricted Stock Units · Derivative | 4,305 | $0.00 | $0.00 |
DisclosureSEC source: 0001772695-22-000093 · wf-form4_165308419530636.xml · derivative · entry 6 MORGAN MICHAEL C · CIK 0001250209 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,305 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock of Sunnova Energy International Inc. ("Common Stock"). F5 · derivative.exercise_date: The RSUs will vest on the one year anniversary of the date of grant subject to the reporting person's continued service through that date. Common Stock will be delivered to the reporting person no later than 15 days after the RSUs vest. F5 · derivative.expiration_date: The RSUs will vest on the one year anniversary of the date of grant subject to the reporting person's continued service through that date. Common Stock will be delivered to the reporting person no later than 15 days after the RSUs vest. Read SEC document |
| May 19, 2022 Filed May 20, 2022 18:03 UTC | Sunnova Energy International Inc. NOVA · Entity 79576 | Exercise / conversionCommon Stock | 4,305 | $0.00 | $0.00 |
DisclosureSEC source: 0001772695-22-000093 · wf-form4_165308419530636.xml · nonDerivative · entry 1 MORGAN MICHAEL C · CIK 0001250209 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,305 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock of Sunnova Energy International Inc. ("Common Stock"). Read SEC document |
| May 18, 2022 Filed May 20, 2022 18:03 UTC | Sunnova Energy International Inc. NOVA · Entity 79576 | GrantRestricted Stock Units · Derivative | 7,255 | $0.00 | $0.00 |
DisclosureSEC source: 0001772695-22-000093 · wf-form4_165308419530636.xml · derivative · entry 5 MORGAN MICHAEL C · CIK 0001250209 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,255 Underlying: Common Stock · 7,255 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock of Sunnova Energy International Inc. ("Common Stock"). F5 · derivative.exercise_date: The RSUs will vest on the one year anniversary of the date of grant subject to the reporting person's continued service through that date. Common Stock will be delivered to the reporting person no later than 15 days after the RSUs vest. F5 · derivative.expiration_date: The RSUs will vest on the one year anniversary of the date of grant subject to the reporting person's continued service through that date. Common Stock will be delivered to the reporting person no later than 15 days after the RSUs vest. Read SEC document |
| April 28, 2022 Filed Apr 29, 2022 07:22 UTC | STEM, INC. STEM · Entity 7172 | Exercise / conversionRestricted Stock Unit · Derivative | 5,524 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-22-000077 · wf-form4_165123131228362.xml · derivative · entry 7 MORGAN MICHAEL C · CIK 0001250209 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, Par Value $0.0001 Per Share · 5,524 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents shares of common stock issued to the reporting person upon vesting of restricted stock units ("RSUs") that were issued to the reporting person on July 2, 2021 under the Stem, Inc. 2021 Equity Incentive Plan. F7 · derivative.exercise_date: On July 2, 2021, the reporting person was granted 5,524 RSUs vesting 100% on April 28, 2021. F7 · derivative.expiration_date: On July 2, 2021, the reporting person was granted 5,524 RSUs vesting 100% on April 28, 2021. Read SEC document |
| April 28, 2022 Filed Apr 29, 2022 07:22 UTC | STEM, INC. STEM · Entity 7172 | Exercise / conversionCommon Stock, Par Value $0.0001 Per Share | 5,524 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-22-000077 · wf-form4_165123131228362.xml · nonDerivative · entry 1 MORGAN MICHAEL C · CIK 0001250209 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,524 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents shares of common stock issued to the reporting person upon vesting of restricted stock units ("RSUs") that were issued to the reporting person on July 2, 2021 under the Stem, Inc. 2021 Equity Incentive Plan. Read SEC document |
| March 17, 2022 Filed Apr 21, 2022 16:47 UTC | STEM, INC. STEM · Entity 7172 | OtherCommon Stock, Par Value $0.0001 Per Share | 134,005 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-22-000070 · wf-form4_165057406056863.xml · nonDerivative · entry 1 MORGAN MICHAEL C · CIK 0001250209 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Star Peak Sponsor LLC Disclosed balance after: 0 F1 · kind: The reporting person ceased to indirectly beneficially own the securities of the registrant held by Star Peak Sponsor LLC as a result of technical amendments to the governing documents of Star Peak Sponsor LLC. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 13:30 UTC | STEM, INC. STEM · Entity 7172 | PurchaseCommon Stock, Par Value $0.0001 Per Share | 37,500 | $7.62 | $285,832.50 |
DisclosureSEC source: 0001758766-22-000054 · wf-form4_164753823412748.xml · nonDerivative · entry 3 MORGAN MICHAEL C · CIK 0001250209 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Trust Disclosed balance after: 37,500 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.43 to $7.97, inclusive. The reporting person undertakes to provide to Stem, Inc., any security holder of Stem, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such range. F4 · ownership.nature: Held by a family trust (C GST) of which the reporting person is an investment adviser. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 13:30 UTC | STEM, INC. STEM · Entity 7172 | PurchaseCommon Stock, Par Value $0.0001 Per Share | 37,500 | $7.62 | $285,832.50 |
DisclosureSEC source: 0001758766-22-000054 · wf-form4_164753823412748.xml · nonDerivative · entry 2 MORGAN MICHAEL C · CIK 0001250209 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Trust Disclosed balance after: 37,500 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.43 to $7.97, inclusive. The reporting person undertakes to provide to Stem, Inc., any security holder of Stem, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such range. F3 · ownership.nature: Held by a family trust (M GST) of which the reporting person is an investment adviser. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 13:30 UTC | STEM, INC. STEM · Entity 7172 | PurchaseCommon Stock, Par Value $0.0001 Per Share | 75,000 | $7.62 | $571,665.00 |
DisclosureSEC source: 0001758766-22-000054 · wf-form4_164753823412748.xml · nonDerivative · entry 1 MORGAN MICHAEL C · CIK 0001250209 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Portcullis Investments, LP Disclosed balance after: 1,178,937 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.43 to $7.97, inclusive. The reporting person undertakes to provide to Stem, Inc., any security holder of Stem, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such range. F2 · ownership.nature: The reporting person serves as Manager of the general partner, Portcullis G.P., LLC, for, and he and his spouse indirectly hold interests in, Portcullis Investments, L.P. The reporting person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| January 18, 2022 Filed Jan 20, 2022 12:21 UTC | KINDER MORGAN, INC. KMI · Entity 2974 | GrantClass P Common Stock | 7,630 | $17.70 | $135,051.00 |
DisclosureSEC source: 0001506307-22-000014 · wf-form4_164269925293869.xml · nonDerivative · entry 2 MORGAN MICHAEL C · CIK 0001250209 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,630 F2 · shares: Shares are subject to forfeiture restrictions that lapse on July 18, 2022. Read SEC document |
| November 30, 2021 Filed Dec 2, 2021 14:30 UTC | STEM, INC. STEM · Entity 7172 | OtherCommon Stock, Par Value $0.0001 Per Share | 10,051 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-21-000210 · wf-form4_163847344426822.xml · nonDerivative · entry 2 MORGAN MICHAEL C · CIK 0001250209 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Trust Disclosed balance after: 542,181 F4 · shares: Shares distributed in the Distribution to Trust. F5 · balance_after: Represents total number of shares beneficially owned by Trust after giving effect to the Distribution. F6 · ownership.nature: Held by a trust of which the reporting person is a trustee. Read SEC document |
| November 30, 2021 Filed Dec 2, 2021 14:30 UTC | STEM, INC. STEM · Entity 7172 | OtherCommon Stock, Par Value $0.0001 Per Share | 151,171 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-21-000210 · wf-form4_163847344426822.xml · nonDerivative · entry 1 MORGAN MICHAEL C · CIK 0001250209 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Portcullis Investments, LP Disclosed balance after: 1,103,937 F1 · shares: Gives effect to the pro rata distribution of shares of Issuer common stock from Star Peak Sponsor LLC (the "Sponsor") and its affiliates to members of the Sponsor, for no additional consideration (the "Distribution"). The reported shares were distributed in the Distribution to Portcullis Investments, LP. The reporting person serves as Manager of the general partner, Portcullis G.P., LLC, for, and he and his spouse indirectly hold interests in, Portcullis Investments, L.P. The reporting person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. F2 · balance_after: Represents total number of shares beneficially owned by Portcullis Investments, LP after giving effect to the Distribution. F3 · ownership.nature: The reporting person serves as Manager of the general partner, Portcullis G.P., LLC, for, and he and his spouse indirectly hold interests in, Portcullis Investments, L.P. The reporting person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| October 28, 2021 Filed Oct 29, 2021 18:00 UTC | Sunnova Energy International Inc. NOVA · Entity 79576 | SaleCommon Stock | 30,000 | $44.33 | $1,329,900.00 |
DisclosureSEC source: 0001772695-21-000154 · wf-form4_163554480679063.xml · nonDerivative · entry 1 MORGAN MICHAEL C · CIK 0001250209 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 356,750 F1 · kind: The sale represented on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 20, 2021. F2 · price: The price reported in Column 4 is a weighted average price. These shares of common stock of Sunnova Energy International Inc. ("Common Stock") were sold in multiple transactions at prices ranging from $44.25 to $44.55. The reporting person undertakes to provide to Sunnova Energy International Inc., any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the such range. F3 · ownership.nature: The reporting person disclaims beneficial ownership of this Common Stock except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such Common Stock for purposes of Section 16 or for any other purpose. F4 · ownership.nature: Such shares of Common Stock are held indirectly by the reporting person through Portcullis Partners, LP. The reporting person serves as the Manager of the general partner, Portcullis G.P., LLC, for, and he and his spouse indirectly hold interests in, Portcullis Partners, LP. Read SEC document |
| October 20, 2021 Filed Oct 22, 2021 17:33 UTC | Sunnova Energy International Inc. NOVA · Entity 79576 | SaleCommon Stock | 2,100 | $41.31 | $86,751.00 |
DisclosureSEC source: 0001772695-21-000142 · wf-form4_163493837813260.xml · nonDerivative · entry 3 MORGAN MICHAEL C · CIK 0001250209 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 386,750 F1 · kind: The sales represented on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 20, 2021. F7 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock were sold in multiple transactions at prices ranging from $41.25 to $41.40. The reporting person undertakes to provide to Sunnova Energy International Inc., any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the such range. F3 · ownership.nature: The reporting person disclaims beneficial ownership of this Common Stock except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such Common Stock for purposes of Section 16 or for any other purpose. F6 · ownership.nature: Such shares of Common Stock are held indirectly by the reporting person through Portcullis Partners, LP. The reporting person serves as the Manager of the general partner, Portcullis G.P., LLC, for, and he and his spouse indirectly hold interests in, Portcullis Partners, LP. Read SEC document |
| October 20, 2021 Filed Oct 22, 2021 17:33 UTC | Sunnova Energy International Inc. NOVA · Entity 79576 | SaleCommon Stock | 27,900 | $40.80 | $1,138,320.00 |
DisclosureSEC source: 0001772695-21-000142 · wf-form4_163493837813260.xml · nonDerivative · entry 2 MORGAN MICHAEL C · CIK 0001250209 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 388,850 F1 · kind: The sales represented on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 20, 2021. F5 · price: The price reported in Column 4 is a weighted average price. These shares of common stock of Sunnova Energy International Inc. ("Common Stock") were sold in multiple transactions at prices ranging from $40.25 to $41.24. The reporting person undertakes to provide to Sunnova Energy International Inc., any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the such range. F3 · ownership.nature: The reporting person disclaims beneficial ownership of this Common Stock except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such Common Stock for purposes of Section 16 or for any other purpose. F6 · ownership.nature: Such shares of Common Stock are held indirectly by the reporting person through Portcullis Partners, LP. The reporting person serves as the Manager of the general partner, Portcullis G.P., LLC, for, and he and his spouse indirectly hold interests in, Portcullis Partners, LP. Read SEC document |
| October 20, 2021 Filed Oct 22, 2021 17:33 UTC | Sunnova Energy International Inc. NOVA · Entity 79576 | SaleCommon Stock | 1,868 | $40.32 | $75,317.76 |
DisclosureSEC source: 0001772695-21-000142 · wf-form4_163493837813260.xml · nonDerivative · entry 1 MORGAN MICHAEL C · CIK 0001250209 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 F1 · kind: The sales represented on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 20, 2021. F2 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock were sold in multiple transactions at prices ranging from $40.25 to $40.47. The reporting person undertakes to provide to Sunnova Energy International Inc., any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the such range. F3 · ownership.nature: The reporting person disclaims beneficial ownership of this Common Stock except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such Common Stock for purposes of Section 16 or for any other purpose. F4 · ownership.nature: Such shares of Common Stock are held indirectly by the reporting person through Portcullis Investments, LP. The reporting person serves as the Manager of the general partner, Portcullis G.P., LLC, for, and he and his spouse indirectly hold interests in, Portcullis Investments, LP. Read SEC document |
| September 29, 2021 Filed Oct 1, 2021 21:28 UTC | Benson Hill, Inc. STPC · Entity 87189 | OtherWarrants to Purchase Common Stock · Derivative | 6,553,454 | Not disclosed Strike: $11.50 | Not disclosed |
DisclosureSEC source: 0001104659-21-122204 · tm2129085-2_4seq1.xml · derivative · entry 4 MORGAN MICHAEL C · CIK 0001250209 · Former Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Star Peak Sponsor II LLC Disclosed balance after: 6,553,454 Underlying: Common Stock · 6,553,454 shares Expires not disclosed F3 · kind: Pursuant to the private placement warrants purchase agreement between the Sponsor and the registrant, dated as of January 8, 2021, the Sponsor purchased an aggregate of 6,553,454 private placement warrants to purchase Class A Common Stock on a one-for-one basis. In connection with the registrant's initial business combination, the private placement warrants became exercisable for Common Stock on a one-for-one basis at a price of $11.50 per share. The private placement warrants may be exercised only during the period commencing on January 8, 2022 and expiring five years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation. F3 · price: Pursuant to the private placement warrants purchase agreement between the Sponsor and the registrant, dated as of January 8, 2021, the Sponsor purchased an aggregate of 6,553,454 private placement warrants to purchase Class A Common Stock on a one-for-one basis. In connection with the registrant's initial business combination, the private placement warrants became exercisable for Common Stock on a one-for-one basis at a price of $11.50 per share. The private placement warrants may be exercised only during the period commencing on January 8, 2022 and expiring five years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation. F3 · derivative.exercise_date: Pursuant to the private placement warrants purchase agreement between the Sponsor and the registrant, dated as of January 8, 2021, the Sponsor purchased an aggregate of 6,553,454 private placement warrants to purchase Class A Common Stock on a one-for-one basis. In connection with the registrant's initial business combination, the private placement warrants became exercisable for Common Stock on a one-for-one basis at a price of $11.50 per share. The private placement warrants may be exercised only during the period commencing on January 8, 2022 and expiring five years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation. F3 · derivative.expiration_date: Pursuant to the private placement warrants purchase agreement between the Sponsor and the registrant, dated as of January 8, 2021, the Sponsor purchased an aggregate of 6,553,454 private placement warrants to purchase Class A Common Stock on a one-for-one basis. In connection with the registrant's initial business combination, the private placement warrants became exercisable for Common Stock on a one-for-one basis at a price of $11.50 per share. The private placement warrants may be exercised only during the period commencing on January 8, 2022 and expiring five years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation. F2 · ownership.direct: The securities reported herein are held directly by the Star Peak Sponsor II LLC (the "Sponsor"). The reporting person has voting and investment discretion with respect to certain securities held by the Sponsor and may be deemed to have shared beneficial ownership of such securities held directly by the Sponsor. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 29, 2021 Filed Oct 1, 2021 21:28 UTC | Benson Hill, Inc. STPC · Entity 87189 | Exercise / conversionClass B Common Stock · Derivative | 9,982,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-122204 · tm2129085-2_4seq1.xml · derivative · entry 3 MORGAN MICHAEL C · CIK 0001250209 · Former Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Star Peak Sponsor II LLC Disclosed balance after: 0 Underlying: Class A Common Stock · 9,982,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: As described in the registrant's registration statement on Form S-1 (File No. 333-251488) under the heading "Description of Securities-Founder Shares," the shares of Class B common stock were automatically convertible into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. In connection with the closing of the registrant's initial business combination, the outstanding shares of Class B common stock were converted into shares of Class A common stock. F1 · kind: As described in the registrant's registration statement on Form S-1 (File No. 333-251488) under the heading "Description of Securities-Founder Shares," the shares of Class B common stock were automatically convertible into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. In connection with the closing of the registrant's initial business combination, the outstanding shares of Class B common stock were converted into shares of Class A common stock. F1 · price: As described in the registrant's registration statement on Form S-1 (File No. 333-251488) under the heading "Description of Securities-Founder Shares," the shares of Class B common stock were automatically convertible into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. In connection with the closing of the registrant's initial business combination, the outstanding shares of Class B common stock were converted into shares of Class A common stock. F1 · derivative.exercise_date: As described in the registrant's registration statement on Form S-1 (File No. 333-251488) under the heading "Description of Securities-Founder Shares," the shares of Class B common stock were automatically convertible into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. In connection with the closing of the registrant's initial business combination, the outstanding shares of Class B common stock were converted into shares of Class A common stock. F1 · derivative.expiration_date: As described in the registrant's registration statement on Form S-1 (File No. 333-251488) under the heading "Description of Securities-Founder Shares," the shares of Class B common stock were automatically convertible into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. In connection with the closing of the registrant's initial business combination, the outstanding shares of Class B common stock were converted into shares of Class A common stock. F2 · ownership.direct: The securities reported herein are held directly by the Star Peak Sponsor II LLC (the "Sponsor"). The reporting person has voting and investment discretion with respect to certain securities held by the Sponsor and may be deemed to have shared beneficial ownership of such securities held directly by the Sponsor. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 29, 2021 Filed Oct 1, 2021 21:28 UTC | Benson Hill, Inc. STPC · Entity 87189 | PurchaseCommon Stock | 300,000 | $10.00 | $3,000,000.00 |
DisclosureSEC source: 0001104659-21-122204 · tm2129085-2_4seq1.xml · nonDerivative · entry 2 MORGAN MICHAEL C · CIK 0001250209 · Former Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Portcullis Partners, LP Disclosed balance after: 10,282,500 F4 · kind: As previously disclosed, on May 8, 2021, Star Peak Corp II entered into subscription agreements with certain investors (the "PIPE Offering") pursuant to which such investors agreed to purchase, immediately prior to the closing of the previously disclosed business combination transaction with Benson Hill, Inc., an aggregate of $225,000,000 of the Issuer's shares of common stock at a price of $10.00 per share, or an aggregate of 22,500,000 shares of common stock (the "PIPE Shares"). Portcullis Partners, LP acquired 300,000 shares of common stock in the PIPE Offering and such PIPE Shares are held indirectly by the reporting person through Portcullis Partners, LP. The reporting person serves as Manager of the general partner, Portcullis G.P., LLC, for, and he and his spouse indirectly hold interests in, Portcullis Partners, L.P. F4 · price: As previously disclosed, on May 8, 2021, Star Peak Corp II entered into subscription agreements with certain investors (the "PIPE Offering") pursuant to which such investors agreed to purchase, immediately prior to the closing of the previously disclosed business combination transaction with Benson Hill, Inc., an aggregate of $225,000,000 of the Issuer's shares of common stock at a price of $10.00 per share, or an aggregate of 22,500,000 shares of common stock (the "PIPE Shares"). Portcullis Partners, LP acquired 300,000 shares of common stock in the PIPE Offering and such PIPE Shares are held indirectly by the reporting person through Portcullis Partners, LP. The reporting person serves as Manager of the general partner, Portcullis G.P., LLC, for, and he and his spouse indirectly hold interests in, Portcullis Partners, L.P. F4 · ownership.direct: As previously disclosed, on May 8, 2021, Star Peak Corp II entered into subscription agreements with certain investors (the "PIPE Offering") pursuant to which such investors agreed to purchase, immediately prior to the closing of the previously disclosed business combination transaction with Benson Hill, Inc., an aggregate of $225,000,000 of the Issuer's shares of common stock at a price of $10.00 per share, or an aggregate of 22,500,000 shares of common stock (the "PIPE Shares"). Portcullis Partners, LP acquired 300,000 shares of common stock in the PIPE Offering and such PIPE Shares are held indirectly by the reporting person through Portcullis Partners, LP. The reporting person serves as Manager of the general partner, Portcullis G.P., LLC, for, and he and his spouse indirectly hold interests in, Portcullis Partners, L.P. Read SEC document |
| September 29, 2021 Filed Oct 1, 2021 21:28 UTC | Benson Hill, Inc. STPC · Entity 87189 | Exercise / conversionCommon Stock | 9,982,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-122204 · tm2129085-2_4seq1.xml · nonDerivative · entry 1 MORGAN MICHAEL C · CIK 0001250209 · Former Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Star Peak Sponsor II LLC Disclosed balance after: 9,982,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: As described in the registrant's registration statement on Form S-1 (File No. 333-251488) under the heading "Description of Securities-Founder Shares," the shares of Class B common stock were automatically convertible into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. In connection with the closing of the registrant's initial business combination, the outstanding shares of Class B common stock were converted into shares of Class A common stock. F1 · price: As described in the registrant's registration statement on Form S-1 (File No. 333-251488) under the heading "Description of Securities-Founder Shares," the shares of Class B common stock were automatically convertible into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. In connection with the closing of the registrant's initial business combination, the outstanding shares of Class B common stock were converted into shares of Class A common stock. F2 · ownership.direct: The securities reported herein are held directly by the Star Peak Sponsor II LLC (the "Sponsor"). The reporting person has voting and investment discretion with respect to certain securities held by the Sponsor and may be deemed to have shared beneficial ownership of such securities held directly by the Sponsor. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 13, 2021 Filed Aug 17, 2021 17:35 UTC | STEM, INC. STEM · Entity 7172 | OtherCommon Stock, Par Value $0.0001 Per Share | 532,130 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-21-000151 · wf-form4_162923611482040.xml · nonDerivative · entry 3 MORGAN MICHAEL C · CIK 0001250209 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Trust Disclosed balance after: 1,618,901 F4 · shares: Shares distributed in the Distribution to trust. F5 · ownership.nature: Held by a trust of which the reporting person is a trustee. Read SEC document |
| August 13, 2021 Filed Aug 17, 2021 17:35 UTC | STEM, INC. STEM · Entity 7172 | OtherCommon Stock, Par Value $0.0001 Per Share | 952,766 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-21-000151 · wf-form4_162923611482040.xml · nonDerivative · entry 2 MORGAN MICHAEL C · CIK 0001250209 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Portcullis Investments, LP Disclosed balance after: 1,086,771 F2 · shares: Shares distributed in the Distribution to Portcullis Investments, LP. F3 · ownership.nature: The reporting person serves as Manager of the general partner, Portcullis G.P., LLC, for, and he and his spouse indirectly hold interests in, Portcullis Investments, L.P. The reporting person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| August 13, 2021 Filed Aug 17, 2021 17:35 UTC | STEM, INC. STEM · Entity 7172 | OtherCommon Stock, Par Value $0.0001 Per Share | 9,375,621 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-21-000151 · wf-form4_162923611482040.xml · nonDerivative · entry 1 MORGAN MICHAEL C · CIK 0001250209 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Star Peak Sponsor LLC Disclosed balance after: 134,005 F1 · ownership.nature: Securities held directly by Star Peak Sponsor LLC (the "Sponsor"). Gives effect to the pro rata distribution from the Sponsor and its affiliates to members of the Sponsor, including the reporting person, for no additional consideration (the "Distribution"). As a result of the Distribution to such other members of Sponsor, the reporting person no longer has indirect beneficial ownership of 9,375,621 shares previously reported as held directly by Sponsor, and the reporting person beneficially owns no shares through the Sponsor except as reported herein. Read SEC document |
| July 22, 2021 Filed Jan 20, 2022 12:21 UTC | KINDER MORGAN, INC. KMI · Entity 2974 | GiftClass P Common Stock | 15,120 | $0.00 | $0.00 |
DisclosureSEC source: 0001506307-22-000014 · wf-form4_164269925293869.xml · nonDerivative · entry 1 MORGAN MICHAEL C · CIK 0001250209 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: On July 22, 2021, the reporting person transferred 15,120 shares of Class P Common Stock to a family trust of which the reporting person and his spouse are co-trustees. The reporting person and members of his family are the sole beneficiaries of the trust. Read SEC document |
| July 02, 2021 Filed Jul 6, 2021 19:41 UTC | STEM, INC. STEM · Entity 7172 | GrantRestricted Stock Unit · Derivative | 5,524 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-21-000117 · wf-form4_162561487706275.xml · derivative · entry 1 MORGAN MICHAEL C · CIK 0001250209 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,524 Underlying: Common Stock, Par Value $0.0001 Per Share · 5,524 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive one (1) share of common stock, par value $0.0001 per share. F2 · derivative.exercise_date: The RSU award vests 100% on April 28, 2022. F2 · derivative.expiration_date: The RSU award vests 100% on April 28, 2022. Read SEC document |
| May 19, 2021 Filed May 21, 2021 17:15 UTC | Sunnova Energy International Inc. NOVA · Entity 79576 | GrantRestricted Stock Units · Derivative | 4,305 | $0.00 | $0.00 |
DisclosureSEC source: 0001772695-21-000080 · wf-form4_162163169411638.xml · derivative · entry 1 MORGAN MICHAEL C · CIK 0001250209 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,305 Underlying: Common Stock · 4,305 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock of Sunnova Energy International Inc ("Common Stock"). F2 · derivative.exercise_date: The RSUs will vest on the one year anniversary of the date of grant subject to the reporting person's continued service through that date. Common Stock will be delivered to the reporting person no later than 15 days after the RSUs vest. F2 · derivative.expiration_date: The RSUs will vest on the one year anniversary of the date of grant subject to the reporting person's continued service through that date. Common Stock will be delivered to the reporting person no later than 15 days after the RSUs vest. Read SEC document |
| April 28, 2021 Filed Apr 30, 2021 16:01 UTC | STEM, INC. STPK · Entity 7172 | Exercise / conversionClass B Common Stock · Derivative | 9,509,626 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-058961 · tm2114745-3_4seq1.xml · derivative · entry 3 MORGAN MICHAEL C · CIK 0001250209 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Star Peak Sponsor LLC Disclosed balance after: 0 Underlying: Class A Common Stock · 9,509,626 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: As described in the registrant's registration statement on Form S-1 (File No. 333-240267) under the heading "Description of Securities-Founder Shares," the shares of Class B common stock were automatically convertible into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. In connection with the closing of the registrant's initial business combination, the outstanding shares of Class B common stock were converted into shares of Class A common stock. Such securities are held directly by Star Peak Sponsor LLC (the "Sponsor"). F2 · derivative.exercise_price: The reporting person has voting and investment discretion with respect to certain securities held by the Sponsor and may be deemed to have shared beneficial ownership of such securities held directly by the Sponsor. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. F1 · kind: As described in the registrant's registration statement on Form S-1 (File No. 333-240267) under the heading "Description of Securities-Founder Shares," the shares of Class B common stock were automatically convertible into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. In connection with the closing of the registrant's initial business combination, the outstanding shares of Class B common stock were converted into shares of Class A common stock. Such securities are held directly by Star Peak Sponsor LLC (the "Sponsor"). F2 · kind: The reporting person has voting and investment discretion with respect to certain securities held by the Sponsor and may be deemed to have shared beneficial ownership of such securities held directly by the Sponsor. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. F1 · derivative.exercise_date: As described in the registrant's registration statement on Form S-1 (File No. 333-240267) under the heading "Description of Securities-Founder Shares," the shares of Class B common stock were automatically convertible into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. In connection with the closing of the registrant's initial business combination, the outstanding shares of Class B common stock were converted into shares of Class A common stock. Such securities are held directly by Star Peak Sponsor LLC (the "Sponsor"). F2 · derivative.exercise_date: The reporting person has voting and investment discretion with respect to certain securities held by the Sponsor and may be deemed to have shared beneficial ownership of such securities held directly by the Sponsor. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. F1 · derivative.expiration_date: As described in the registrant's registration statement on Form S-1 (File No. 333-240267) under the heading "Description of Securities-Founder Shares," the shares of Class B common stock were automatically convertible into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. In connection with the closing of the registrant's initial business combination, the outstanding shares of Class B common stock were converted into shares of Class A common stock. Such securities are held directly by Star Peak Sponsor LLC (the "Sponsor"). F2 · derivative.expiration_date: The reporting person has voting and investment discretion with respect to certain securities held by the Sponsor and may be deemed to have shared beneficial ownership of such securities held directly by the Sponsor. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. F3 · ownership.direct: As previously disclosed, on December 3, 2020, Star Peak Energy Transition Corp. entered into subscription agreements with certain investors (the "PIPE Offering") pursuant to which such investors agreed to purchase, immediately prior to the closing of the previously disclosed business combination transaction with Stem, Inc., an aggregate of $225,000,000 of the Issuer's shares of common stock at a price of $10.00 per share, or an aggregate of 22,500,000 shares of common stock (the "PIPE Shares"). Portcullis Partners, LP acquired 50,000 shares of common stock in the PIPE Offering and such PIPE Shares are held indirectly by the reporting person through Portcullis Partners, LP. The reporting person serves as Manager of the general partner, Portcullis G.P., LLC, for, and he and his spouse indirectly hold interests in, Portcullis Partners, L.P. Read SEC document |
| April 28, 2021 Filed Apr 30, 2021 16:01 UTC | STEM, INC. STPK · Entity 7172 | PurchaseCommon Stock | 50,000 | $10.00 | $500,000.00 |
DisclosureSEC source: 0001104659-21-058961 · tm2114745-3_4seq1.xml · nonDerivative · entry 2 MORGAN MICHAEL C · CIK 0001250209 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Portcullis Partners, LP Disclosed balance after: 9,559,626 F3 · kind: As previously disclosed, on December 3, 2020, Star Peak Energy Transition Corp. entered into subscription agreements with certain investors (the "PIPE Offering") pursuant to which such investors agreed to purchase, immediately prior to the closing of the previously disclosed business combination transaction with Stem, Inc., an aggregate of $225,000,000 of the Issuer's shares of common stock at a price of $10.00 per share, or an aggregate of 22,500,000 shares of common stock (the "PIPE Shares"). Portcullis Partners, LP acquired 50,000 shares of common stock in the PIPE Offering and such PIPE Shares are held indirectly by the reporting person through Portcullis Partners, LP. The reporting person serves as Manager of the general partner, Portcullis G.P., LLC, for, and he and his spouse indirectly hold interests in, Portcullis Partners, L.P. F3 · price: As previously disclosed, on December 3, 2020, Star Peak Energy Transition Corp. entered into subscription agreements with certain investors (the "PIPE Offering") pursuant to which such investors agreed to purchase, immediately prior to the closing of the previously disclosed business combination transaction with Stem, Inc., an aggregate of $225,000,000 of the Issuer's shares of common stock at a price of $10.00 per share, or an aggregate of 22,500,000 shares of common stock (the "PIPE Shares"). Portcullis Partners, LP acquired 50,000 shares of common stock in the PIPE Offering and such PIPE Shares are held indirectly by the reporting person through Portcullis Partners, LP. The reporting person serves as Manager of the general partner, Portcullis G.P., LLC, for, and he and his spouse indirectly hold interests in, Portcullis Partners, L.P. Read SEC document |
| April 28, 2021 Filed Apr 30, 2021 16:01 UTC | STEM, INC. STPK · Entity 7172 | Exercise / conversionCommon Stock | 9,509,626 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-058961 · tm2114745-3_4seq1.xml · nonDerivative · entry 1 MORGAN MICHAEL C · CIK 0001250209 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Star Peak Sponsor LLC Disclosed balance after: 9,509,626 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: As described in the registrant's registration statement on Form S-1 (File No. 333-240267) under the heading "Description of Securities-Founder Shares," the shares of Class B common stock were automatically convertible into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. In connection with the closing of the registrant's initial business combination, the outstanding shares of Class B common stock were converted into shares of Class A common stock. Such securities are held directly by Star Peak Sponsor LLC (the "Sponsor"). F2 · kind: The reporting person has voting and investment discretion with respect to certain securities held by the Sponsor and may be deemed to have shared beneficial ownership of such securities held directly by the Sponsor. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. F1 · price: As described in the registrant's registration statement on Form S-1 (File No. 333-240267) under the heading "Description of Securities-Founder Shares," the shares of Class B common stock were automatically convertible into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. In connection with the closing of the registrant's initial business combination, the outstanding shares of Class B common stock were converted into shares of Class A common stock. Such securities are held directly by Star Peak Sponsor LLC (the "Sponsor"). F2 · price: The reporting person has voting and investment discretion with respect to certain securities held by the Sponsor and may be deemed to have shared beneficial ownership of such securities held directly by the Sponsor. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. F3 · ownership.direct: As previously disclosed, on December 3, 2020, Star Peak Energy Transition Corp. entered into subscription agreements with certain investors (the "PIPE Offering") pursuant to which such investors agreed to purchase, immediately prior to the closing of the previously disclosed business combination transaction with Stem, Inc., an aggregate of $225,000,000 of the Issuer's shares of common stock at a price of $10.00 per share, or an aggregate of 22,500,000 shares of common stock (the "PIPE Shares"). Portcullis Partners, LP acquired 50,000 shares of common stock in the PIPE Offering and such PIPE Shares are held indirectly by the reporting person through Portcullis Partners, LP. The reporting person serves as Manager of the general partner, Portcullis G.P., LLC, for, and he and his spouse indirectly hold interests in, Portcullis Partners, L.P. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.