organization · Reporting owner
CISCO SYSTEMS, INC.
Disclosed activity across 9 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| COGENT COMMUNICATIONS HOLDINGS, INC.COI · Entity 1298 | 10% owner | February 15, 2005 | February 17, 2005 |
| Starent Networks, Corp.STAR · Entity 13247 | 10% owner | October 12, 2009 | October 22, 2009 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
COGENT COMMUNICATIONS HOLDINGS, INC.
Report date February 15, 2005 · Filed February 17, 2005
Jointly reported with Cisco Systems Capital CORP
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 68,199,713 |
Reported balance
After 2005-02-15 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2005-02-15 · Conversion · Acquired 68,199,713 · Balance 68,199,713 F1: Not applicable. F2: Cisco Systems Capital Corporation ("Cisco Capital") directly holds the reported securities. Cisco Systems, Inc. ("Cisco") is the sole shareholder of Cisco Capital and as such may be deemed to be an indirect beneficial owner of the reported securities. Except to the extent of any indirect pecunairy interest therein, Cisco disclaims beneficial ownership of the securities held by Cisco Capital. |
| Common StockSEC Table I · non-derivative | IndirectBy Cisco | 68,199,713 |
Reported balance
After 2005-02-15 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2005-02-15 · Conversion · Acquired 68,199,713 · Balance 68,199,713 F1: Not applicable. F2: Cisco Systems Capital Corporation ("Cisco Capital") directly holds the reported securities. Cisco Systems, Inc. ("Cisco") is the sole shareholder of Cisco Capital and as such may be deemed to be an indirect beneficial owner of the reported securities. Except to the extent of any indirect pecunairy interest therein, Cisco disclaims beneficial ownership of the securities held by Cisco Capital. |
| Series F Participating Convertible Preferred StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2005-02-15 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2005-02-15 · Conversion · Disposed 11,000 · Balance 0 F3: Each share of Series F Participating Convertible Preferred Stock, par value $0.001 per share, converts into 6,199.974 shares of Common Stock. F1: Not applicable. F4: Immediately convertible. F2: Cisco Systems Capital Corporation ("Cisco Capital") directly holds the reported securities. Cisco Systems, Inc. ("Cisco") is the sole shareholder of Cisco Capital and as such may be deemed to be an indirect beneficial owner of the reported securities. Except to the extent of any indirect pecunairy interest therein, Cisco disclaims beneficial ownership of the securities held by Cisco Capital. |
| Series F Participating Convertible Preferred StockSEC Table II · derivative / convertible security | IndirectBy Cisco | 0 |
Reported balance
After 2005-02-15 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2005-02-15 · Conversion · Disposed 11,000 · Balance 0 F3: Each share of Series F Participating Convertible Preferred Stock, par value $0.001 per share, converts into 6,199.974 shares of Common Stock. F1: Not applicable. F4: Immediately convertible. F2: Cisco Systems Capital Corporation ("Cisco Capital") directly holds the reported securities. Cisco Systems, Inc. ("Cisco") is the sole shareholder of Cisco Capital and as such may be deemed to be an indirect beneficial owner of the reported securities. Except to the extent of any indirect pecunairy interest therein, Cisco disclaims beneficial ownership of the securities held by Cisco Capital. |
Filing footnotes · ownership attribution and instrument terms
F1: Not applicable.
F2: Cisco Systems Capital Corporation ("Cisco Capital") directly holds the reported securities. Cisco Systems, Inc. ("Cisco") is the sole shareholder of Cisco Capital and as such may be deemed to be an indirect beneficial owner of the reported securities. Except to the extent of any indirect pecunairy interest therein, Cisco disclaims beneficial ownership of the securities held by Cisco Capital.
F3: Each share of Series F Participating Convertible Preferred Stock, par value $0.001 per share, converts into 6,199.974 shares of Common Stock.
F4: Immediately convertible.
Starent Networks, Corp.
Report date October 12, 2009 · Filed October 22, 2009
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 13,615,467 |
Reported balance
Holding disclosure · report date 2009-10-12 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 13,615,467 F1: Includes 62,502 shares beneficially owned by the Stockholders as of October 9, 2009 that are subject to repurchase by the Issuer. F2: The Reporting Person has entered into voting agreements (the "Voting Agreements"), dated October 12, 2009, with certain stockholders of the Issuer (the "Stockholders"), which provide the Reporting Person with a limited right to vote each of the 14,644,684 shares of the Issuer's common stock beneficially owned by the Stockholders and shares of the Issuer's common stock with respect to which the Stockholders thereafter acquire beneficial ownership in matters related to a proposed merger between the Issuer and a wholly-owned subsidiary of the Reporting Person. The Reporting Person expressly disclaims beneficial ownership of these shares. The form of Voting Agreement is incorporated by reference from Exhibit 10.1 to the Current Report on Form 8-K dated October 12, 2009 and filed by the Issuer with the Securities and Exchange Commission on October 14, 2009. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $16.55 · Expires 2017-06-20 | IndirectSee footnote | Not disclosed |
Reported balance
Holding disclosure · report date 2009-10-12 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance Not disclosed F3: Reflects shares issuable upon exercise of options exercisable within 60 days of October 9, 2009. F2: The Reporting Person has entered into voting agreements (the "Voting Agreements"), dated October 12, 2009, with certain stockholders of the Issuer (the "Stockholders"), which provide the Reporting Person with a limited right to vote each of the 14,644,684 shares of the Issuer's common stock beneficially owned by the Stockholders and shares of the Issuer's common stock with respect to which the Stockholders thereafter acquire beneficial ownership in matters related to a proposed merger between the Issuer and a wholly-owned subsidiary of the Reporting Person. The Reporting Person expressly disclaims beneficial ownership of these shares. The form of Voting Agreement is incorporated by reference from Exhibit 10.1 to the Current Report on Form 8-K dated October 12, 2009 and filed by the Issuer with the Securities and Exchange Commission on October 14, 2009. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.59 · Expires 2018-05-21 | IndirectSee footnote | Not disclosed |
Reported balance
Holding disclosure · report date 2009-10-12 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance Not disclosed F3: Reflects shares issuable upon exercise of options exercisable within 60 days of October 9, 2009. F2: The Reporting Person has entered into voting agreements (the "Voting Agreements"), dated October 12, 2009, with certain stockholders of the Issuer (the "Stockholders"), which provide the Reporting Person with a limited right to vote each of the 14,644,684 shares of the Issuer's common stock beneficially owned by the Stockholders and shares of the Issuer's common stock with respect to which the Stockholders thereafter acquire beneficial ownership in matters related to a proposed merger between the Issuer and a wholly-owned subsidiary of the Reporting Person. The Reporting Person expressly disclaims beneficial ownership of these shares. The form of Voting Agreement is incorporated by reference from Exhibit 10.1 to the Current Report on Form 8-K dated October 12, 2009 and filed by the Issuer with the Securities and Exchange Commission on October 14, 2009. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.82 · Expires 2015-07-25 | IndirectSee footnote | Not disclosed |
Reported balance
Holding disclosure · report date 2009-10-12 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance Not disclosed F3: Reflects shares issuable upon exercise of options exercisable within 60 days of October 9, 2009. F2: The Reporting Person has entered into voting agreements (the "Voting Agreements"), dated October 12, 2009, with certain stockholders of the Issuer (the "Stockholders"), which provide the Reporting Person with a limited right to vote each of the 14,644,684 shares of the Issuer's common stock beneficially owned by the Stockholders and shares of the Issuer's common stock with respect to which the Stockholders thereafter acquire beneficial ownership in matters related to a proposed merger between the Issuer and a wholly-owned subsidiary of the Reporting Person. The Reporting Person expressly disclaims beneficial ownership of these shares. The form of Voting Agreement is incorporated by reference from Exhibit 10.1 to the Current Report on Form 8-K dated October 12, 2009 and filed by the Issuer with the Securities and Exchange Commission on October 14, 2009. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.13 · Expires 2016-12-13 | IndirectSee footnote | Not disclosed |
Reported balance
Holding disclosure · report date 2009-10-12 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance Not disclosed F3: Reflects shares issuable upon exercise of options exercisable within 60 days of October 9, 2009. F2: The Reporting Person has entered into voting agreements (the "Voting Agreements"), dated October 12, 2009, with certain stockholders of the Issuer (the "Stockholders"), which provide the Reporting Person with a limited right to vote each of the 14,644,684 shares of the Issuer's common stock beneficially owned by the Stockholders and shares of the Issuer's common stock with respect to which the Stockholders thereafter acquire beneficial ownership in matters related to a proposed merger between the Issuer and a wholly-owned subsidiary of the Reporting Person. The Reporting Person expressly disclaims beneficial ownership of these shares. The form of Voting Agreement is incorporated by reference from Exhibit 10.1 to the Current Report on Form 8-K dated October 12, 2009 and filed by the Issuer with the Securities and Exchange Commission on October 14, 2009. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.97 · Expires 2018-03-18 | IndirectSee footnote | Not disclosed |
Reported balance
Holding disclosure · report date 2009-10-12 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance Not disclosed F3: Reflects shares issuable upon exercise of options exercisable within 60 days of October 9, 2009. F2: The Reporting Person has entered into voting agreements (the "Voting Agreements"), dated October 12, 2009, with certain stockholders of the Issuer (the "Stockholders"), which provide the Reporting Person with a limited right to vote each of the 14,644,684 shares of the Issuer's common stock beneficially owned by the Stockholders and shares of the Issuer's common stock with respect to which the Stockholders thereafter acquire beneficial ownership in matters related to a proposed merger between the Issuer and a wholly-owned subsidiary of the Reporting Person. The Reporting Person expressly disclaims beneficial ownership of these shares. The form of Voting Agreement is incorporated by reference from Exhibit 10.1 to the Current Report on Form 8-K dated October 12, 2009 and filed by the Issuer with the Securities and Exchange Commission on October 14, 2009. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.25 · Expires 2017-04-12 | IndirectSee footnote | Not disclosed |
Reported balance
Holding disclosure · report date 2009-10-12 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance Not disclosed F3: Reflects shares issuable upon exercise of options exercisable within 60 days of October 9, 2009. F2: The Reporting Person has entered into voting agreements (the "Voting Agreements"), dated October 12, 2009, with certain stockholders of the Issuer (the "Stockholders"), which provide the Reporting Person with a limited right to vote each of the 14,644,684 shares of the Issuer's common stock beneficially owned by the Stockholders and shares of the Issuer's common stock with respect to which the Stockholders thereafter acquire beneficial ownership in matters related to a proposed merger between the Issuer and a wholly-owned subsidiary of the Reporting Person. The Reporting Person expressly disclaims beneficial ownership of these shares. The form of Voting Agreement is incorporated by reference from Exhibit 10.1 to the Current Report on Form 8-K dated October 12, 2009 and filed by the Issuer with the Securities and Exchange Commission on October 14, 2009. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.65 · Expires 2016-09-28 | IndirectSee footnote | Not disclosed |
Reported balance
Holding disclosure · report date 2009-10-12 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance Not disclosed F3: Reflects shares issuable upon exercise of options exercisable within 60 days of October 9, 2009. F2: The Reporting Person has entered into voting agreements (the "Voting Agreements"), dated October 12, 2009, with certain stockholders of the Issuer (the "Stockholders"), which provide the Reporting Person with a limited right to vote each of the 14,644,684 shares of the Issuer's common stock beneficially owned by the Stockholders and shares of the Issuer's common stock with respect to which the Stockholders thereafter acquire beneficial ownership in matters related to a proposed merger between the Issuer and a wholly-owned subsidiary of the Reporting Person. The Reporting Person expressly disclaims beneficial ownership of these shares. The form of Voting Agreement is incorporated by reference from Exhibit 10.1 to the Current Report on Form 8-K dated October 12, 2009 and filed by the Issuer with the Securities and Exchange Commission on October 14, 2009. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 62,502 shares beneficially owned by the Stockholders as of October 9, 2009 that are subject to repurchase by the Issuer.
F2: The Reporting Person has entered into voting agreements (the "Voting Agreements"), dated October 12, 2009, with certain stockholders of the Issuer (the "Stockholders"), which provide the Reporting Person with a limited right to vote each of the 14,644,684 shares of the Issuer's common stock beneficially owned by the Stockholders and shares of the Issuer's common stock with respect to which the Stockholders thereafter acquire beneficial ownership in matters related to a proposed merger between the Issuer and a wholly-owned subsidiary of the Reporting Person. The Reporting Person expressly disclaims beneficial ownership of these shares. The form of Voting Agreement is incorporated by reference from Exhibit 10.1 to the Current Report on Form 8-K dated October 12, 2009 and filed by the Issuer with the Securities and Exchange Commission on October 14, 2009.
F3: Reflects shares issuable upon exercise of options exercisable within 60 days of October 9, 2009.
Past disclosures · reporting ended (7)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
AQUANTIA CORP
Report date November 07, 2017 · Filed November 07, 2017
Jointly reported with Cisco Systems International B.V.
Section 16 reporting ended · disclosed 2017-11-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Indirectsee footnote | 243,635 |
Reported balance
After 2017-11-07 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2017-11-07 · Conversion · Acquired 243,635 · Balance 243,635 F1: On November 7, 2017, each ten (10) shares of Series A Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series A Convertible Preferred Stock had no expiration date. F8: Cisco Systems International B.V. (Cisco International B.V.) directly beneficially owns the reported securities. Cisco Systems, Inc. (Cisco) is the sole owner of the outstanding securities of Cisco International B.V. and as such may be deemed to be an indirect beneficial owner of the reported securities. Except to the extent of any indirect pecuniary interest therein, Cisco disclaims beneficial ownership of the securities beneficially owned by Cisco International B.V. Cisco Systems International B.V. |
| Common StockSEC Table I · non-derivative | Indirectsee footnote | 46,505 |
Reported balance
After 2017-11-07 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2017-11-07 · Conversion · Acquired 46,505 · Balance 46,505 F2: On November 7, 2017, each ten (10) shares of Series B Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series B Convertible Preferred Stock had no expiration date. F8: Cisco Systems International B.V. (Cisco International B.V.) directly beneficially owns the reported securities. Cisco Systems, Inc. (Cisco) is the sole owner of the outstanding securities of Cisco International B.V. and as such may be deemed to be an indirect beneficial owner of the reported securities. Except to the extent of any indirect pecuniary interest therein, Cisco disclaims beneficial ownership of the securities beneficially owned by Cisco International B.V. Cisco Systems International B.V. |
| Common StockSEC Table I · non-derivative | Indirectsee footnote | 187,311 |
Reported balance
After 2017-11-07 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2017-11-07 · Conversion · Acquired 187,311 · Balance 187,311 F3: On November 7, 2017, each ten (10) shares of Series D Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series D Convertible Preferred Stock had no expiration date. F8: Cisco Systems International B.V. (Cisco International B.V.) directly beneficially owns the reported securities. Cisco Systems, Inc. (Cisco) is the sole owner of the outstanding securities of Cisco International B.V. and as such may be deemed to be an indirect beneficial owner of the reported securities. Except to the extent of any indirect pecuniary interest therein, Cisco disclaims beneficial ownership of the securities beneficially owned by Cisco International B.V. Cisco Systems International B.V. |
| Common StockSEC Table I · non-derivative | Indirectsee footnote | 93,191 |
Reported balance
After 2017-11-07 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2017-11-07 · Conversion · Acquired 93,191 · Balance 93,191 F4: On November 7, 2017, each ten (10) shares of Series E Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series E Convertible Preferred Stock had no expiration date. F8: Cisco Systems International B.V. (Cisco International B.V.) directly beneficially owns the reported securities. Cisco Systems, Inc. (Cisco) is the sole owner of the outstanding securities of Cisco International B.V. and as such may be deemed to be an indirect beneficial owner of the reported securities. Except to the extent of any indirect pecuniary interest therein, Cisco disclaims beneficial ownership of the securities beneficially owned by Cisco International B.V. Cisco Systems International B.V. |
| Common StockSEC Table I · non-derivative | Indirectsee footnote | 53,879 |
Reported balance
After 2017-11-07 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2017-11-07 · Conversion · Acquired 53,879 · Balance 53,879 F5: On November 7, 2017, each ten (10) shares of Series F Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series F Convertible Preferred Stock had no expiration date. F8: Cisco Systems International B.V. (Cisco International B.V.) directly beneficially owns the reported securities. Cisco Systems, Inc. (Cisco) is the sole owner of the outstanding securities of Cisco International B.V. and as such may be deemed to be an indirect beneficial owner of the reported securities. Except to the extent of any indirect pecuniary interest therein, Cisco disclaims beneficial ownership of the securities beneficially owned by Cisco International B.V. Cisco Systems International B.V. |
| Common StockSEC Table I · non-derivative | Indirectsee footnote | 21,749 |
Reported balance
After 2017-11-07 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2017-11-07 · Conversion · Acquired 21,749 · Balance 21,749 F6: On November 7, 2017, each ten (10) shares of Series G Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series G Convertible Preferred Stock had no expiration date. F8: Cisco Systems International B.V. (Cisco International B.V.) directly beneficially owns the reported securities. Cisco Systems, Inc. (Cisco) is the sole owner of the outstanding securities of Cisco International B.V. and as such may be deemed to be an indirect beneficial owner of the reported securities. Except to the extent of any indirect pecuniary interest therein, Cisco disclaims beneficial ownership of the securities beneficially owned by Cisco International B.V. Cisco Systems International B.V. |
| Common StockSEC Table I · non-derivative | Direct | 26,506 |
Reported balance
After 2017-11-07 transaction · row 7
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 7 · 2017-11-07 · Conversion · Acquired 26,506 · Balance 26,506 F7: On November 7, 2017, each ten (10) shares of Series H Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series H Convertible Preferred Stock had no expiration date. F9: Cisco directly beneficially owns the reported securities. |
| Series A Convertible Preferred StockSEC Table II · derivative / convertible security | Indirectsee footnote | 0 |
Reported balance
After 2017-11-07 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2017-11-07 · Conversion · Disposed 2,436,351 · Balance 0 F1: On November 7, 2017, each ten (10) shares of Series A Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series A Convertible Preferred Stock had no expiration date. F8: Cisco Systems International B.V. (Cisco International B.V.) directly beneficially owns the reported securities. Cisco Systems, Inc. (Cisco) is the sole owner of the outstanding securities of Cisco International B.V. and as such may be deemed to be an indirect beneficial owner of the reported securities. Except to the extent of any indirect pecuniary interest therein, Cisco disclaims beneficial ownership of the securities beneficially owned by Cisco International B.V. Cisco Systems International B.V. |
| Series B Convertible Preferred StockSEC Table II · derivative / convertible security | Indirectsee footnote | 0 |
Reported balance
After 2017-11-07 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2017-11-07 · Conversion · Disposed 465,056 · Balance 0 F2: On November 7, 2017, each ten (10) shares of Series B Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series B Convertible Preferred Stock had no expiration date. F8: Cisco Systems International B.V. (Cisco International B.V.) directly beneficially owns the reported securities. Cisco Systems, Inc. (Cisco) is the sole owner of the outstanding securities of Cisco International B.V. and as such may be deemed to be an indirect beneficial owner of the reported securities. Except to the extent of any indirect pecuniary interest therein, Cisco disclaims beneficial ownership of the securities beneficially owned by Cisco International B.V. Cisco Systems International B.V. |
| Series D Convertible Preferred StockSEC Table II · derivative / convertible security | Indirectsee footnote | 0 |
Reported balance
After 2017-11-07 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2017-11-07 · Conversion · Disposed 1,873,110 · Balance 0 F3: On November 7, 2017, each ten (10) shares of Series D Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series D Convertible Preferred Stock had no expiration date. F8: Cisco Systems International B.V. (Cisco International B.V.) directly beneficially owns the reported securities. Cisco Systems, Inc. (Cisco) is the sole owner of the outstanding securities of Cisco International B.V. and as such may be deemed to be an indirect beneficial owner of the reported securities. Except to the extent of any indirect pecuniary interest therein, Cisco disclaims beneficial ownership of the securities beneficially owned by Cisco International B.V. Cisco Systems International B.V. |
| Series E Convertible Preferred StockSEC Table II · derivative / convertible security | Indirectsee footnote | 0 |
Reported balance
After 2017-11-07 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2017-11-07 · Conversion · Disposed 931,914 · Balance 0 F4: On November 7, 2017, each ten (10) shares of Series E Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series E Convertible Preferred Stock had no expiration date. F8: Cisco Systems International B.V. (Cisco International B.V.) directly beneficially owns the reported securities. Cisco Systems, Inc. (Cisco) is the sole owner of the outstanding securities of Cisco International B.V. and as such may be deemed to be an indirect beneficial owner of the reported securities. Except to the extent of any indirect pecuniary interest therein, Cisco disclaims beneficial ownership of the securities beneficially owned by Cisco International B.V. Cisco Systems International B.V. |
| Series F Convertible Preferred StockSEC Table II · derivative / convertible security | Indirectsee footnote | 0 |
Reported balance
After 2017-11-07 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2017-11-07 · Conversion · Disposed 538,793 · Balance 0 F5: On November 7, 2017, each ten (10) shares of Series F Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series F Convertible Preferred Stock had no expiration date. F8: Cisco Systems International B.V. (Cisco International B.V.) directly beneficially owns the reported securities. Cisco Systems, Inc. (Cisco) is the sole owner of the outstanding securities of Cisco International B.V. and as such may be deemed to be an indirect beneficial owner of the reported securities. Except to the extent of any indirect pecuniary interest therein, Cisco disclaims beneficial ownership of the securities beneficially owned by Cisco International B.V. Cisco Systems International B.V. |
| Series G Convertible Preferred StockSEC Table II · derivative / convertible security | Indirectsee footnote | 0 |
Reported balance
After 2017-11-07 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2017-11-07 · Conversion · Disposed 217,490 · Balance 0 F6: On November 7, 2017, each ten (10) shares of Series G Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series G Convertible Preferred Stock had no expiration date. F8: Cisco Systems International B.V. (Cisco International B.V.) directly beneficially owns the reported securities. Cisco Systems, Inc. (Cisco) is the sole owner of the outstanding securities of Cisco International B.V. and as such may be deemed to be an indirect beneficial owner of the reported securities. Except to the extent of any indirect pecuniary interest therein, Cisco disclaims beneficial ownership of the securities beneficially owned by Cisco International B.V. Cisco Systems International B.V. |
| Series H Convertible Preferred StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-11-07 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2017-11-07 · Conversion · Disposed 265,064 · Balance 0 F7: On November 7, 2017, each ten (10) shares of Series H Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series H Convertible Preferred Stock had no expiration date. F9: Cisco directly beneficially owns the reported securities. |
Filing footnotes · ownership attribution and instrument terms
F1: On November 7, 2017, each ten (10) shares of Series A Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series A Convertible Preferred Stock had no expiration date.
F2: On November 7, 2017, each ten (10) shares of Series B Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series B Convertible Preferred Stock had no expiration date.
F3: On November 7, 2017, each ten (10) shares of Series D Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series D Convertible Preferred Stock had no expiration date.
F4: On November 7, 2017, each ten (10) shares of Series E Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series E Convertible Preferred Stock had no expiration date.
F5: On November 7, 2017, each ten (10) shares of Series F Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series F Convertible Preferred Stock had no expiration date.
F6: On November 7, 2017, each ten (10) shares of Series G Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series G Convertible Preferred Stock had no expiration date.
F7: On November 7, 2017, each ten (10) shares of Series H Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series H Convertible Preferred Stock had no expiration date.
F8: Cisco Systems International B.V. (Cisco International B.V.) directly beneficially owns the reported securities. Cisco Systems, Inc. (Cisco) is the sole owner of the outstanding securities of Cisco International B.V. and as such may be deemed to be an indirect beneficial owner of the reported securities. Except to the extent of any indirect pecuniary interest therein, Cisco disclaims beneficial ownership of the securities beneficially owned by Cisco International B.V. Cisco Systems International B.V.
F9: Cisco directly beneficially owns the reported securities.
CBEYOND COMMUNICATIONS INC
Report date November 07, 2005 · Filed November 09, 2005
Jointly reported with Cisco Systems Capital CORP
Section 16 reporting ended · disclosed 2005-11-09. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,797,998 |
Reported balance
After 2005-11-07 transaction · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · 2005-11-07 · Conversion · Acquired 1,082,358 · Balance 1,797,998 F1: Number of shares reflects a 1-for-3.88 reverse stock split effected by the Issuer on November 7, 2005. F3: In connection with the closing of the Issuer's initial public offering, each share of Series B Participating Preferred Stock converted automatically into 0.3702 shares of Issuer's Common Stock, after giving effect to a 1-for-3.88 reverse stock split effected by the Issuer on November 7, 2005. At the time of conversion, there were $1,276,186 accrued but unpaid dividends on the Series B Participating Preferred Stock beneficially owned by the Reporting Persons. F2: Cisco Systems Capital Corporation (Cisco Capital) directly beneficially owns the reported securities. Cisco Systems, Inc. (Cisco) is the sole shareholder of Cisco Capital and as such may be deemed to be an indirect beneficial owner of the reported securities. Except to the extent of any indirect pecuniary interest therein, Cisco disclaims beneficial ownership of the securities held by Cisco Capital. |
| Common StockSEC Table I · non-derivative | Direct | 715,640 |
Reported balance
Holding disclosure · report date 2005-11-07 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 715,640 F1: Number of shares reflects a 1-for-3.88 reverse stock split effected by the Issuer on November 7, 2005. F2: Cisco Systems Capital Corporation (Cisco Capital) directly beneficially owns the reported securities. Cisco Systems, Inc. (Cisco) is the sole shareholder of Cisco Capital and as such may be deemed to be an indirect beneficial owner of the reported securities. Except to the extent of any indirect pecuniary interest therein, Cisco disclaims beneficial ownership of the securities held by Cisco Capital. |
| Series B Participating Preferred StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2005-11-07 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2005-11-07 · Conversion · Disposed 2,923,366 · Balance 0 F3: In connection with the closing of the Issuer's initial public offering, each share of Series B Participating Preferred Stock converted automatically into 0.3702 shares of Issuer's Common Stock, after giving effect to a 1-for-3.88 reverse stock split effected by the Issuer on November 7, 2005. At the time of conversion, there were $1,276,186 accrued but unpaid dividends on the Series B Participating Preferred Stock beneficially owned by the Reporting Persons. F4: None. F1: Number of shares reflects a 1-for-3.88 reverse stock split effected by the Issuer on November 7, 2005. F2: Cisco Systems Capital Corporation (Cisco Capital) directly beneficially owns the reported securities. Cisco Systems, Inc. (Cisco) is the sole shareholder of Cisco Capital and as such may be deemed to be an indirect beneficial owner of the reported securities. Except to the extent of any indirect pecuniary interest therein, Cisco disclaims beneficial ownership of the securities held by Cisco Capital. |
Filing footnotes · ownership attribution and instrument terms
F1: Number of shares reflects a 1-for-3.88 reverse stock split effected by the Issuer on November 7, 2005.
F2: Cisco Systems Capital Corporation (Cisco Capital) directly beneficially owns the reported securities. Cisco Systems, Inc. (Cisco) is the sole shareholder of Cisco Capital and as such may be deemed to be an indirect beneficial owner of the reported securities. Except to the extent of any indirect pecuniary interest therein, Cisco disclaims beneficial ownership of the securities held by Cisco Capital.
F3: In connection with the closing of the Issuer's initial public offering, each share of Series B Participating Preferred Stock converted automatically into 0.3702 shares of Issuer's Common Stock, after giving effect to a 1-for-3.88 reverse stock split effected by the Issuer on November 7, 2005. At the time of conversion, there were $1,276,186 accrued but unpaid dividends on the Series B Participating Preferred Stock beneficially owned by the Reporting Persons.
F4: None.
CONTROL4 CORP
Report date August 07, 2013 · Filed August 09, 2013
Section 16 reporting ended · disclosed 2013-08-09. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,689,396 |
Ending reported balance
After 2013-08-07 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2013-08-07 · Conversion · Acquired 1,510,981 · Balance 1,510,981 F1: On August 7, 2013, effective immediately prior to the closing of the Issuer's initial public offering, each share of Series H Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series H Preferred Stock had no expiration date. Row 2 · 2013-08-07 · Other · Acquired 402,928 · Balance 1,913,909 F2: On August 7, 2013, Reporting Person exercised a warrant to purchase 402,928 shares of Issuer's Common Stock for $9.9273 per share. Reporting Person paid the exercise price on a cashless basis, based on Issuer's initial offering price of $16.00 per share, resulting in the Issuer's withholding of 250,000 of the warrant shares to pay the exercise price and issuing to Reporting Person the remaining 152,928 shares. Row 3 · 2013-08-07 · Sale · Disposed 250,000 · Balance 1,663,909 F2: On August 7, 2013, Reporting Person exercised a warrant to purchase 402,928 shares of Issuer's Common Stock for $9.9273 per share. Reporting Person paid the exercise price on a cashless basis, based on Issuer's initial offering price of $16.00 per share, resulting in the Issuer's withholding of 250,000 of the warrant shares to pay the exercise price and issuing to Reporting Person the remaining 152,928 shares. Row 4 · 2013-08-07 · Other · Acquired 67,154 · Balance 1,731,063 F3: On August 7, 2013, Reporting Person exercised a warrant to purchase 67,154 shares of Issuer's Common Stock for $9.9273 per share. Reporting Person paid the exercise price on a cashless basis, based on Issuer's initial offering price of $16.00 per share, resulting in the Issuer's withholding of 41,667 of the warrant shares to pay the exercise price and issuing to Reporting Person the remaining 25,487 shares. Row 5 · 2013-08-07 · Sale · Disposed 41,667 · Balance 1,689,396 F3: On August 7, 2013, Reporting Person exercised a warrant to purchase 67,154 shares of Issuer's Common Stock for $9.9273 per share. Reporting Person paid the exercise price on a cashless basis, based on Issuer's initial offering price of $16.00 per share, resulting in the Issuer's withholding of 41,667 of the warrant shares to pay the exercise price and issuing to Reporting Person the remaining 25,487 shares. |
| Series H Preferred StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2013-08-07 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2013-08-07 · Conversion · Disposed 1,510,981 · Balance 0 F1: On August 7, 2013, effective immediately prior to the closing of the Issuer's initial public offering, each share of Series H Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series H Preferred Stock had no expiration date. F4: None. |
| Common Stock Warrant (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.93 | Direct | 0 |
Reported balance
After 2013-08-07 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2013-08-07 · Other · Disposed 402,928 · Balance 0 F2: On August 7, 2013, Reporting Person exercised a warrant to purchase 402,928 shares of Issuer's Common Stock for $9.9273 per share. Reporting Person paid the exercise price on a cashless basis, based on Issuer's initial offering price of $16.00 per share, resulting in the Issuer's withholding of 250,000 of the warrant shares to pay the exercise price and issuing to Reporting Person the remaining 152,928 shares. F5: This warrant expires upon the earlier of (i) an initial public offering of the Issuer's securities, or (ii) January 21, 2014. |
| Common Stock Warrant (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.93 | Direct | 0 |
Reported balance
After 2013-08-07 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2013-08-07 · Other · Disposed 67,154 · Balance 0 F3: On August 7, 2013, Reporting Person exercised a warrant to purchase 67,154 shares of Issuer's Common Stock for $9.9273 per share. Reporting Person paid the exercise price on a cashless basis, based on Issuer's initial offering price of $16.00 per share, resulting in the Issuer's withholding of 41,667 of the warrant shares to pay the exercise price and issuing to Reporting Person the remaining 25,487 shares. F6: This warrant expires upon the earlier of (i) an initial public offering of the Issuer's securities, or (ii) February 15, 2014. |
Filing footnotes · ownership attribution and instrument terms
F1: On August 7, 2013, effective immediately prior to the closing of the Issuer's initial public offering, each share of Series H Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series H Preferred Stock had no expiration date.
F2: On August 7, 2013, Reporting Person exercised a warrant to purchase 402,928 shares of Issuer's Common Stock for $9.9273 per share. Reporting Person paid the exercise price on a cashless basis, based on Issuer's initial offering price of $16.00 per share, resulting in the Issuer's withholding of 250,000 of the warrant shares to pay the exercise price and issuing to Reporting Person the remaining 152,928 shares.
F3: On August 7, 2013, Reporting Person exercised a warrant to purchase 67,154 shares of Issuer's Common Stock for $9.9273 per share. Reporting Person paid the exercise price on a cashless basis, based on Issuer's initial offering price of $16.00 per share, resulting in the Issuer's withholding of 41,667 of the warrant shares to pay the exercise price and issuing to Reporting Person the remaining 25,487 shares.
F4: None.
F5: This warrant expires upon the earlier of (i) an initial public offering of the Issuer's securities, or (ii) January 21, 2014.
F6: This warrant expires upon the earlier of (i) an initial public offering of the Issuer's securities, or (ii) February 15, 2014.
LUMERA CORP
Report date July 28, 2004 · Filed July 29, 2004
Section 16 reporting ended · disclosed 2004-07-29. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 974,438 |
Reported balance
After 2004-07-28 transaction · row 1
1 source rowRow 1 · 2004-07-28 · Conversion · Acquired 974,438 · Balance 974,438 F1: Each share of Series A Preferred Stock was convertible into (10/8.79994) shares of Common Stock and automatically converted into such amount of Common Stock upon the closing of the Issuer's Initial Public Offering, for no additional consideration. |
| Series A Preferred StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2004-07-28 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2004-07-28 · Conversion · Disposed 857,500 · Balance 0 F1: Each share of Series A Preferred Stock was convertible into (10/8.79994) shares of Common Stock and automatically converted into such amount of Common Stock upon the closing of the Issuer's Initial Public Offering, for no additional consideration. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of Series A Preferred Stock was convertible into (10/8.79994) shares of Common Stock and automatically converted into such amount of Common Stock upon the closing of the Issuer's Initial Public Offering, for no additional consideration.
MAVENIR SYSTEMS INC
Report date November 13, 2013 · Filed November 16, 2013
Jointly reported with Cisco Systems International B.V.
Section 16 reporting ended · disclosed 2013-11-16. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,135,945 |
Last balance in matching sequence
After 2013-11-13 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2013-11-13 · Conversion · Acquired 898,284 · Balance 898,284 F1: On November 13, 2013, each share of Series C Preferred Stock automatically converted into one-seventh of one share of Issuer's Common Stock for no additional consideration, after giving effect to a 1-for-7 reverse stock split effected by the Issuer immediately prior to the closing of the Issuer's initial public offering of Common Stock. The Series C Preferred Stock had no expiration date. F4: Cisco Systems International B.V. (Cisco International B.V.) directly beneficially owns the reported securities. Cisco Systems, Inc. (Cisco) indirectly owns 100% of the outstanding securities of Cisco International B.V. and as such may be deemed to be an indirect beneficial owner of the reported securities. Except to the extent of any indirect pecuniary interest therein, Cisco disclaims beneficial ownership of the securities beneficially owned by Cisco International B.V. Row 2 · 2013-11-13 · Conversion · Acquired 136,885 · Balance 1,035,169 F2: On November 13, 2013, each share of Series D Preferred Stock automatically converted into one-seventh of one share of Issuer's Common Stock for no additional consideration, after giving effect to 1-for-7 reverse stock split effected by the Issuer immediately prior to the closing of the Issuer's initial public offering of Common Stock. The Series D Preferred Stock had no expiration date. F4: Cisco Systems International B.V. (Cisco International B.V.) directly beneficially owns the reported securities. Cisco Systems, Inc. (Cisco) indirectly owns 100% of the outstanding securities of Cisco International B.V. and as such may be deemed to be an indirect beneficial owner of the reported securities. Except to the extent of any indirect pecuniary interest therein, Cisco disclaims beneficial ownership of the securities beneficially owned by Cisco International B.V. Row 3 · 2013-11-13 · Conversion · Acquired 100,776 · Balance 1,135,945 F3: On November 13, 2013, each share of Series E Preferred Stock automatically converted into one-seventh of one share of Issuer's Common Stock for no additional consideration, after giving effect to a 1-for-7 reverse stock split effected by the Issuer immediately prior to the closing of the Issuer's initial public offering of Common Stock. The Series E Preferred Stock had no expiration date. F4: Cisco Systems International B.V. (Cisco International B.V.) directly beneficially owns the reported securities. Cisco Systems, Inc. (Cisco) indirectly owns 100% of the outstanding securities of Cisco International B.V. and as such may be deemed to be an indirect beneficial owner of the reported securities. Except to the extent of any indirect pecuniary interest therein, Cisco disclaims beneficial ownership of the securities beneficially owned by Cisco International B.V. |
| Series C Preferred StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2013-11-13 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2013-11-13 · Conversion · Disposed 6,287,989 · Balance 0 F1: On November 13, 2013, each share of Series C Preferred Stock automatically converted into one-seventh of one share of Issuer's Common Stock for no additional consideration, after giving effect to a 1-for-7 reverse stock split effected by the Issuer immediately prior to the closing of the Issuer's initial public offering of Common Stock. The Series C Preferred Stock had no expiration date. F4: Cisco Systems International B.V. (Cisco International B.V.) directly beneficially owns the reported securities. Cisco Systems, Inc. (Cisco) indirectly owns 100% of the outstanding securities of Cisco International B.V. and as such may be deemed to be an indirect beneficial owner of the reported securities. Except to the extent of any indirect pecuniary interest therein, Cisco disclaims beneficial ownership of the securities beneficially owned by Cisco International B.V. |
| Series D Preferred StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2013-11-13 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2013-11-13 · Conversion · Disposed 958,195 · Balance 0 F2: On November 13, 2013, each share of Series D Preferred Stock automatically converted into one-seventh of one share of Issuer's Common Stock for no additional consideration, after giving effect to 1-for-7 reverse stock split effected by the Issuer immediately prior to the closing of the Issuer's initial public offering of Common Stock. The Series D Preferred Stock had no expiration date. F4: Cisco Systems International B.V. (Cisco International B.V.) directly beneficially owns the reported securities. Cisco Systems, Inc. (Cisco) indirectly owns 100% of the outstanding securities of Cisco International B.V. and as such may be deemed to be an indirect beneficial owner of the reported securities. Except to the extent of any indirect pecuniary interest therein, Cisco disclaims beneficial ownership of the securities beneficially owned by Cisco International B.V. |
| Series E Preferred StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2013-11-13 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2013-11-13 · Conversion · Disposed 705,436 · Balance 0 F3: On November 13, 2013, each share of Series E Preferred Stock automatically converted into one-seventh of one share of Issuer's Common Stock for no additional consideration, after giving effect to a 1-for-7 reverse stock split effected by the Issuer immediately prior to the closing of the Issuer's initial public offering of Common Stock. The Series E Preferred Stock had no expiration date. F4: Cisco Systems International B.V. (Cisco International B.V.) directly beneficially owns the reported securities. Cisco Systems, Inc. (Cisco) indirectly owns 100% of the outstanding securities of Cisco International B.V. and as such may be deemed to be an indirect beneficial owner of the reported securities. Except to the extent of any indirect pecuniary interest therein, Cisco disclaims beneficial ownership of the securities beneficially owned by Cisco International B.V. |
Filing footnotes · ownership attribution and instrument terms
F1: On November 13, 2013, each share of Series C Preferred Stock automatically converted into one-seventh of one share of Issuer's Common Stock for no additional consideration, after giving effect to a 1-for-7 reverse stock split effected by the Issuer immediately prior to the closing of the Issuer's initial public offering of Common Stock. The Series C Preferred Stock had no expiration date.
F2: On November 13, 2013, each share of Series D Preferred Stock automatically converted into one-seventh of one share of Issuer's Common Stock for no additional consideration, after giving effect to 1-for-7 reverse stock split effected by the Issuer immediately prior to the closing of the Issuer's initial public offering of Common Stock. The Series D Preferred Stock had no expiration date.
F3: On November 13, 2013, each share of Series E Preferred Stock automatically converted into one-seventh of one share of Issuer's Common Stock for no additional consideration, after giving effect to a 1-for-7 reverse stock split effected by the Issuer immediately prior to the closing of the Issuer's initial public offering of Common Stock. The Series E Preferred Stock had no expiration date.
F4: Cisco Systems International B.V. (Cisco International B.V.) directly beneficially owns the reported securities. Cisco Systems, Inc. (Cisco) indirectly owns 100% of the outstanding securities of Cisco International B.V. and as such may be deemed to be an indirect beneficial owner of the reported securities. Except to the extent of any indirect pecuniary interest therein, Cisco disclaims beneficial ownership of the securities beneficially owned by Cisco International B.V.
MULESOFT, INC
Report date March 22, 2017 · Filed March 22, 2017
Section 16 reporting ended · disclosed 2017-03-22. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series F Convertible Preferred StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-03-22 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2017-03-22 · Conversion · Disposed 153,045 · Balance 0 F1: The convertible preferred stock converted into the issuer's Class B Common Stock on a 1-for-1 basis on the closing of the issuer's initial public offering and had no expiration date. |
| Series G Convertible Preferred StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-03-22 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-03-22 · Conversion · Disposed 1,336,033 · Balance 0 F1: The convertible preferred stock converted into the issuer's Class B Common Stock on a 1-for-1 basis on the closing of the issuer's initial public offering and had no expiration date. |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 1,489,078 |
Reported balance
After 2017-03-22 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-03-22 · Conversion · Disposed 1,489,078 · Balance 1,489,078 F2: The Class B Common Stock is convertible at the holder's election into Class A Common Stock on a 1-for-1 basis and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain transfers described in the issuer's certificate of incorporation. |
Filing footnotes · ownership attribution and instrument terms
F1: The convertible preferred stock converted into the issuer's Class B Common Stock on a 1-for-1 basis on the closing of the issuer's initial public offering and had no expiration date.
F2: The Class B Common Stock is convertible at the holder's election into Class A Common Stock on a 1-for-1 basis and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain transfers described in the issuer's certificate of incorporation.
VOCERA COMMUNICATIONS, INC.
Report date April 02, 2012 · Filed April 04, 2012
Section 16 reporting ended · disclosed 2012-04-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 609,473 |
Reported balance
After 2012-04-02 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2012-04-02 · Conversion · Acquired 609,473 · Balance 609,473 F1: Number of shares reflects a 1-for-6 reverse stock split effected by the Issuer on March 26, 2012. F2: In connection with the closing of the Issuer's initial public offering on April 2, 2012, each share of Series D Preferred Stock automatically converted into one-sixth of one share of Issuer's Common Stock for no additional consideration, after giving effect to a 1-for-6 reverse stock split effected by the Issuer on March 26, 2012. |
| Common StockSEC Table I · non-derivative | Direct | 5,898 |
Reported balance
After 2012-04-02 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2012-04-02 · Sale · Disposed 603,575 · Balance 5,898 F3: Shares sold as part of the initial public offering, including 302,334 shares sold as part of the exercise of the underwriters' over-allotment option. |
| Series D Preferred StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2012-03-27 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2012-03-27 · Conversion · Disposed 3,656,838 · Balance 0 F2: In connection with the closing of the Issuer's initial public offering on April 2, 2012, each share of Series D Preferred Stock automatically converted into one-sixth of one share of Issuer's Common Stock for no additional consideration, after giving effect to a 1-for-6 reverse stock split effected by the Issuer on March 26, 2012. F4: None. F1: Number of shares reflects a 1-for-6 reverse stock split effected by the Issuer on March 26, 2012. |
Filing footnotes · ownership attribution and instrument terms
F1: Number of shares reflects a 1-for-6 reverse stock split effected by the Issuer on March 26, 2012.
F2: In connection with the closing of the Issuer's initial public offering on April 2, 2012, each share of Series D Preferred Stock automatically converted into one-sixth of one share of Issuer's Common Stock for no additional consideration, after giving effect to a 1-for-6 reverse stock split effected by the Issuer on March 26, 2012.
F3: Shares sold as part of the initial public offering, including 302,334 shares sold as part of the exercise of the underwriters' over-allotment option.
F4: None.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 07, 2017 Filed Nov 7, 2017 22:16 UTC | AQUANTIA CORP AQ · Entity 12241 | ConversionSeries H Convertible Preferred Stock · Derivative | 265,064 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-041448 · doc1.xml · derivative · entry 14 CISCO SYSTEMS, INC. · CIK 0000858877 · 10% owner Cisco Systems International B.V. · CIK 0001345837 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 26,506 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: On November 7, 2017, each ten (10) shares of Series H Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series H Convertible Preferred Stock had no expiration date. F7 · shares: On November 7, 2017, each ten (10) shares of Series H Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series H Convertible Preferred Stock had no expiration date. F7 · price: On November 7, 2017, each ten (10) shares of Series H Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series H Convertible Preferred Stock had no expiration date. F7 · derivative.exercise_date: On November 7, 2017, each ten (10) shares of Series H Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series H Convertible Preferred Stock had no expiration date. F7 · derivative.expiration_date: On November 7, 2017, each ten (10) shares of Series H Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series H Convertible Preferred Stock had no expiration date. F7 · derivative.underlying_shares: On November 7, 2017, each ten (10) shares of Series H Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series H Convertible Preferred Stock had no expiration date. F9 · ownership.direct: Cisco directly beneficially owns the reported securities. Read SEC document |
| November 07, 2017 Filed Nov 7, 2017 22:16 UTC | AQUANTIA CORP AQ · Entity 12241 | ConversionSeries G Convertible Preferred Stock · Derivative | 217,490 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-041448 · doc1.xml · derivative · entry 13 CISCO SYSTEMS, INC. · CIK 0000858877 · 10% owner Cisco Systems International B.V. · CIK 0001345837 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · see footnote Disclosed balance after: 0 Underlying: Common Stock · 21,749 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: On November 7, 2017, each ten (10) shares of Series G Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series G Convertible Preferred Stock had no expiration date. F6 · shares: On November 7, 2017, each ten (10) shares of Series G Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series G Convertible Preferred Stock had no expiration date. F6 · price: On November 7, 2017, each ten (10) shares of Series G Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series G Convertible Preferred Stock had no expiration date. F6 · derivative.exercise_date: On November 7, 2017, each ten (10) shares of Series G Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series G Convertible Preferred Stock had no expiration date. F6 · derivative.expiration_date: On November 7, 2017, each ten (10) shares of Series G Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series G Convertible Preferred Stock had no expiration date. F6 · derivative.underlying_shares: On November 7, 2017, each ten (10) shares of Series G Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series G Convertible Preferred Stock had no expiration date. F8 · ownership.direct: Cisco Systems International B.V. (Cisco International B.V.) directly beneficially owns the reported securities. Cisco Systems, Inc. (Cisco) is the sole owner of the outstanding securities of Cisco International B.V. and as such may be deemed to be an indirect beneficial owner of the reported securities. Except to the extent of any indirect pecuniary interest therein, Cisco disclaims beneficial ownership of the securities beneficially owned by Cisco International B.V. Cisco Systems International B.V. Read SEC document |
| November 07, 2017 Filed Nov 7, 2017 22:16 UTC | AQUANTIA CORP AQ · Entity 12241 | ConversionSeries F Convertible Preferred Stock · Derivative | 538,793 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-041448 · doc1.xml · derivative · entry 12 CISCO SYSTEMS, INC. · CIK 0000858877 · 10% owner Cisco Systems International B.V. · CIK 0001345837 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · see footnote Disclosed balance after: 0 Underlying: Common Stock · 53,879 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: On November 7, 2017, each ten (10) shares of Series F Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series F Convertible Preferred Stock had no expiration date. F5 · shares: On November 7, 2017, each ten (10) shares of Series F Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series F Convertible Preferred Stock had no expiration date. F5 · price: On November 7, 2017, each ten (10) shares of Series F Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series F Convertible Preferred Stock had no expiration date. F5 · derivative.exercise_date: On November 7, 2017, each ten (10) shares of Series F Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series F Convertible Preferred Stock had no expiration date. F5 · derivative.expiration_date: On November 7, 2017, each ten (10) shares of Series F Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series F Convertible Preferred Stock had no expiration date. F5 · derivative.underlying_shares: On November 7, 2017, each ten (10) shares of Series F Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series F Convertible Preferred Stock had no expiration date. F8 · ownership.direct: Cisco Systems International B.V. (Cisco International B.V.) directly beneficially owns the reported securities. Cisco Systems, Inc. (Cisco) is the sole owner of the outstanding securities of Cisco International B.V. and as such may be deemed to be an indirect beneficial owner of the reported securities. Except to the extent of any indirect pecuniary interest therein, Cisco disclaims beneficial ownership of the securities beneficially owned by Cisco International B.V. Cisco Systems International B.V. Read SEC document |
| November 07, 2017 Filed Nov 7, 2017 22:16 UTC | AQUANTIA CORP AQ · Entity 12241 | ConversionSeries E Convertible Preferred Stock · Derivative | 931,914 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-041448 · doc1.xml · derivative · entry 11 CISCO SYSTEMS, INC. · CIK 0000858877 · 10% owner Cisco Systems International B.V. · CIK 0001345837 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · see footnote Disclosed balance after: 0 Underlying: Common Stock · 93,191 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: On November 7, 2017, each ten (10) shares of Series E Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series E Convertible Preferred Stock had no expiration date. F4 · shares: On November 7, 2017, each ten (10) shares of Series E Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series E Convertible Preferred Stock had no expiration date. F4 · price: On November 7, 2017, each ten (10) shares of Series E Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series E Convertible Preferred Stock had no expiration date. F4 · derivative.exercise_date: On November 7, 2017, each ten (10) shares of Series E Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series E Convertible Preferred Stock had no expiration date. F4 · derivative.expiration_date: On November 7, 2017, each ten (10) shares of Series E Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series E Convertible Preferred Stock had no expiration date. F4 · derivative.underlying_shares: On November 7, 2017, each ten (10) shares of Series E Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series E Convertible Preferred Stock had no expiration date. F8 · ownership.direct: Cisco Systems International B.V. (Cisco International B.V.) directly beneficially owns the reported securities. Cisco Systems, Inc. (Cisco) is the sole owner of the outstanding securities of Cisco International B.V. and as such may be deemed to be an indirect beneficial owner of the reported securities. Except to the extent of any indirect pecuniary interest therein, Cisco disclaims beneficial ownership of the securities beneficially owned by Cisco International B.V. Cisco Systems International B.V. Read SEC document |
| November 07, 2017 Filed Nov 7, 2017 22:16 UTC | AQUANTIA CORP AQ · Entity 12241 | ConversionSeries D Convertible Preferred Stock · Derivative | 1,873,110 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-041448 · doc1.xml · derivative · entry 10 CISCO SYSTEMS, INC. · CIK 0000858877 · 10% owner Cisco Systems International B.V. · CIK 0001345837 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · see footnote Disclosed balance after: 0 Underlying: Common Stock · 187,311 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: On November 7, 2017, each ten (10) shares of Series D Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series D Convertible Preferred Stock had no expiration date. F3 · shares: On November 7, 2017, each ten (10) shares of Series D Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series D Convertible Preferred Stock had no expiration date. F3 · price: On November 7, 2017, each ten (10) shares of Series D Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series D Convertible Preferred Stock had no expiration date. F3 · derivative.exercise_date: On November 7, 2017, each ten (10) shares of Series D Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series D Convertible Preferred Stock had no expiration date. F3 · derivative.expiration_date: On November 7, 2017, each ten (10) shares of Series D Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series D Convertible Preferred Stock had no expiration date. F3 · derivative.underlying_shares: On November 7, 2017, each ten (10) shares of Series D Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series D Convertible Preferred Stock had no expiration date. F8 · ownership.direct: Cisco Systems International B.V. (Cisco International B.V.) directly beneficially owns the reported securities. Cisco Systems, Inc. (Cisco) is the sole owner of the outstanding securities of Cisco International B.V. and as such may be deemed to be an indirect beneficial owner of the reported securities. Except to the extent of any indirect pecuniary interest therein, Cisco disclaims beneficial ownership of the securities beneficially owned by Cisco International B.V. Cisco Systems International B.V. Read SEC document |
| November 07, 2017 Filed Nov 7, 2017 22:16 UTC | AQUANTIA CORP AQ · Entity 12241 | ConversionSeries B Convertible Preferred Stock · Derivative | 465,056 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-041448 · doc1.xml · derivative · entry 9 CISCO SYSTEMS, INC. · CIK 0000858877 · 10% owner Cisco Systems International B.V. · CIK 0001345837 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · see footnote Disclosed balance after: 0 Underlying: Common Stock · 46,505 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: On November 7, 2017, each ten (10) shares of Series B Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series B Convertible Preferred Stock had no expiration date. F2 · shares: On November 7, 2017, each ten (10) shares of Series B Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series B Convertible Preferred Stock had no expiration date. F2 · price: On November 7, 2017, each ten (10) shares of Series B Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series B Convertible Preferred Stock had no expiration date. F2 · derivative.exercise_date: On November 7, 2017, each ten (10) shares of Series B Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series B Convertible Preferred Stock had no expiration date. F2 · derivative.expiration_date: On November 7, 2017, each ten (10) shares of Series B Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series B Convertible Preferred Stock had no expiration date. F2 · derivative.underlying_shares: On November 7, 2017, each ten (10) shares of Series B Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series B Convertible Preferred Stock had no expiration date. F8 · ownership.direct: Cisco Systems International B.V. (Cisco International B.V.) directly beneficially owns the reported securities. Cisco Systems, Inc. (Cisco) is the sole owner of the outstanding securities of Cisco International B.V. and as such may be deemed to be an indirect beneficial owner of the reported securities. Except to the extent of any indirect pecuniary interest therein, Cisco disclaims beneficial ownership of the securities beneficially owned by Cisco International B.V. Cisco Systems International B.V. Read SEC document |
| November 07, 2017 Filed Nov 7, 2017 22:16 UTC | AQUANTIA CORP AQ · Entity 12241 | ConversionSeries A Convertible Preferred Stock · Derivative | 2,436,351 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-041448 · doc1.xml · derivative · entry 8 CISCO SYSTEMS, INC. · CIK 0000858877 · 10% owner Cisco Systems International B.V. · CIK 0001345837 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · see footnote Disclosed balance after: 0 Underlying: Common Stock · 243,635 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On November 7, 2017, each ten (10) shares of Series A Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series A Convertible Preferred Stock had no expiration date. F1 · shares: On November 7, 2017, each ten (10) shares of Series A Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series A Convertible Preferred Stock had no expiration date. F1 · price: On November 7, 2017, each ten (10) shares of Series A Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series A Convertible Preferred Stock had no expiration date. F1 · derivative.exercise_date: On November 7, 2017, each ten (10) shares of Series A Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series A Convertible Preferred Stock had no expiration date. F1 · derivative.expiration_date: On November 7, 2017, each ten (10) shares of Series A Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series A Convertible Preferred Stock had no expiration date. F1 · derivative.underlying_shares: On November 7, 2017, each ten (10) shares of Series A Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series A Convertible Preferred Stock had no expiration date. F8 · ownership.direct: Cisco Systems International B.V. (Cisco International B.V.) directly beneficially owns the reported securities. Cisco Systems, Inc. (Cisco) is the sole owner of the outstanding securities of Cisco International B.V. and as such may be deemed to be an indirect beneficial owner of the reported securities. Except to the extent of any indirect pecuniary interest therein, Cisco disclaims beneficial ownership of the securities beneficially owned by Cisco International B.V. Cisco Systems International B.V. Read SEC document |
| November 07, 2017 Filed Nov 7, 2017 22:16 UTC | AQUANTIA CORP AQ · Entity 12241 | ConversionCommon Stock | 26,506 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-041448 · doc1.xml · nonDerivative · entry 7 CISCO SYSTEMS, INC. · CIK 0000858877 · 10% owner Cisco Systems International B.V. · CIK 0001345837 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,506 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · price: On November 7, 2017, each ten (10) shares of Series H Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series H Convertible Preferred Stock had no expiration date. F9 · ownership.direct: Cisco directly beneficially owns the reported securities. Read SEC document |
| November 07, 2017 Filed Nov 7, 2017 22:16 UTC | AQUANTIA CORP AQ · Entity 12241 | ConversionCommon Stock | 21,749 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-041448 · doc1.xml · nonDerivative · entry 6 CISCO SYSTEMS, INC. · CIK 0000858877 · 10% owner Cisco Systems International B.V. · CIK 0001345837 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · see footnote Disclosed balance after: 21,749 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · price: On November 7, 2017, each ten (10) shares of Series G Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series G Convertible Preferred Stock had no expiration date. F8 · ownership.direct: Cisco Systems International B.V. (Cisco International B.V.) directly beneficially owns the reported securities. Cisco Systems, Inc. (Cisco) is the sole owner of the outstanding securities of Cisco International B.V. and as such may be deemed to be an indirect beneficial owner of the reported securities. Except to the extent of any indirect pecuniary interest therein, Cisco disclaims beneficial ownership of the securities beneficially owned by Cisco International B.V. Cisco Systems International B.V. Read SEC document |
| November 07, 2017 Filed Nov 7, 2017 22:16 UTC | AQUANTIA CORP AQ · Entity 12241 | ConversionCommon Stock | 53,879 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-041448 · doc1.xml · nonDerivative · entry 5 CISCO SYSTEMS, INC. · CIK 0000858877 · 10% owner Cisco Systems International B.V. · CIK 0001345837 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · see footnote Disclosed balance after: 53,879 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: On November 7, 2017, each ten (10) shares of Series F Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series F Convertible Preferred Stock had no expiration date. F8 · ownership.direct: Cisco Systems International B.V. (Cisco International B.V.) directly beneficially owns the reported securities. Cisco Systems, Inc. (Cisco) is the sole owner of the outstanding securities of Cisco International B.V. and as such may be deemed to be an indirect beneficial owner of the reported securities. Except to the extent of any indirect pecuniary interest therein, Cisco disclaims beneficial ownership of the securities beneficially owned by Cisco International B.V. Cisco Systems International B.V. Read SEC document |
| November 07, 2017 Filed Nov 7, 2017 22:16 UTC | AQUANTIA CORP AQ · Entity 12241 | ConversionCommon Stock | 93,191 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-041448 · doc1.xml · nonDerivative · entry 4 CISCO SYSTEMS, INC. · CIK 0000858877 · 10% owner Cisco Systems International B.V. · CIK 0001345837 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · see footnote Disclosed balance after: 93,191 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: On November 7, 2017, each ten (10) shares of Series E Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series E Convertible Preferred Stock had no expiration date. F8 · ownership.direct: Cisco Systems International B.V. (Cisco International B.V.) directly beneficially owns the reported securities. Cisco Systems, Inc. (Cisco) is the sole owner of the outstanding securities of Cisco International B.V. and as such may be deemed to be an indirect beneficial owner of the reported securities. Except to the extent of any indirect pecuniary interest therein, Cisco disclaims beneficial ownership of the securities beneficially owned by Cisco International B.V. Cisco Systems International B.V. Read SEC document |
| November 07, 2017 Filed Nov 7, 2017 22:16 UTC | AQUANTIA CORP AQ · Entity 12241 | ConversionCommon Stock | 187,311 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-041448 · doc1.xml · nonDerivative · entry 3 CISCO SYSTEMS, INC. · CIK 0000858877 · 10% owner Cisco Systems International B.V. · CIK 0001345837 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · see footnote Disclosed balance after: 187,311 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: On November 7, 2017, each ten (10) shares of Series D Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series D Convertible Preferred Stock had no expiration date. F8 · ownership.direct: Cisco Systems International B.V. (Cisco International B.V.) directly beneficially owns the reported securities. Cisco Systems, Inc. (Cisco) is the sole owner of the outstanding securities of Cisco International B.V. and as such may be deemed to be an indirect beneficial owner of the reported securities. Except to the extent of any indirect pecuniary interest therein, Cisco disclaims beneficial ownership of the securities beneficially owned by Cisco International B.V. Cisco Systems International B.V. Read SEC document |
| November 07, 2017 Filed Nov 7, 2017 22:16 UTC | AQUANTIA CORP AQ · Entity 12241 | ConversionCommon Stock | 46,505 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-041448 · doc1.xml · nonDerivative · entry 2 CISCO SYSTEMS, INC. · CIK 0000858877 · 10% owner Cisco Systems International B.V. · CIK 0001345837 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · see footnote Disclosed balance after: 46,505 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: On November 7, 2017, each ten (10) shares of Series B Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series B Convertible Preferred Stock had no expiration date. F8 · ownership.direct: Cisco Systems International B.V. (Cisco International B.V.) directly beneficially owns the reported securities. Cisco Systems, Inc. (Cisco) is the sole owner of the outstanding securities of Cisco International B.V. and as such may be deemed to be an indirect beneficial owner of the reported securities. Except to the extent of any indirect pecuniary interest therein, Cisco disclaims beneficial ownership of the securities beneficially owned by Cisco International B.V. Cisco Systems International B.V. Read SEC document |
| November 07, 2017 Filed Nov 7, 2017 22:16 UTC | AQUANTIA CORP AQ · Entity 12241 | ConversionCommon Stock | 243,635 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-041448 · doc1.xml · nonDerivative · entry 1 CISCO SYSTEMS, INC. · CIK 0000858877 · 10% owner Cisco Systems International B.V. · CIK 0001345837 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · see footnote Disclosed balance after: 243,635 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On November 7, 2017, each ten (10) shares of Series A Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series A Convertible Preferred Stock had no expiration date. F8 · ownership.direct: Cisco Systems International B.V. (Cisco International B.V.) directly beneficially owns the reported securities. Cisco Systems, Inc. (Cisco) is the sole owner of the outstanding securities of Cisco International B.V. and as such may be deemed to be an indirect beneficial owner of the reported securities. Except to the extent of any indirect pecuniary interest therein, Cisco disclaims beneficial ownership of the securities beneficially owned by Cisco International B.V. Cisco Systems International B.V. Read SEC document |
| March 22, 2017 Filed Mar 22, 2017 22:09 UTC | MULESOFT, INC MULE · Entity 12294 | ConversionClass B Common Stock · Derivative | 1,489,078 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-012960 · doc1.xml · derivative · entry 3 CISCO SYSTEMS, INC. · CIK 0000858877 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,489,078 Underlying: Class A Common Stock · 1,489,078 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Class B Common Stock is convertible at the holder's election into Class A Common Stock on a 1-for-1 basis and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain transfers described in the issuer's certificate of incorporation. F2 · price: The Class B Common Stock is convertible at the holder's election into Class A Common Stock on a 1-for-1 basis and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain transfers described in the issuer's certificate of incorporation. F2 · derivative.exercise_date: The Class B Common Stock is convertible at the holder's election into Class A Common Stock on a 1-for-1 basis and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain transfers described in the issuer's certificate of incorporation. F2 · derivative.expiration_date: The Class B Common Stock is convertible at the holder's election into Class A Common Stock on a 1-for-1 basis and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain transfers described in the issuer's certificate of incorporation. Read SEC document |
| March 22, 2017 Filed Mar 22, 2017 22:09 UTC | MULESOFT, INC MULE · Entity 12294 | ConversionSeries G Convertible Preferred Stock · Derivative | 1,336,033 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-012960 · doc1.xml · derivative · entry 2 CISCO SYSTEMS, INC. · CIK 0000858877 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 1,336,033 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The convertible preferred stock converted into the issuer's Class B Common Stock on a 1-for-1 basis on the closing of the issuer's initial public offering and had no expiration date. F1 · price: The convertible preferred stock converted into the issuer's Class B Common Stock on a 1-for-1 basis on the closing of the issuer's initial public offering and had no expiration date. F1 · derivative.exercise_date: The convertible preferred stock converted into the issuer's Class B Common Stock on a 1-for-1 basis on the closing of the issuer's initial public offering and had no expiration date. F1 · derivative.expiration_date: The convertible preferred stock converted into the issuer's Class B Common Stock on a 1-for-1 basis on the closing of the issuer's initial public offering and had no expiration date. Read SEC document |
| March 22, 2017 Filed Mar 22, 2017 22:09 UTC | MULESOFT, INC MULE · Entity 12294 | ConversionSeries F Convertible Preferred Stock · Derivative | 153,045 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-012960 · doc1.xml · derivative · entry 1 CISCO SYSTEMS, INC. · CIK 0000858877 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 153,045 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The convertible preferred stock converted into the issuer's Class B Common Stock on a 1-for-1 basis on the closing of the issuer's initial public offering and had no expiration date. F1 · price: The convertible preferred stock converted into the issuer's Class B Common Stock on a 1-for-1 basis on the closing of the issuer's initial public offering and had no expiration date. F1 · derivative.exercise_date: The convertible preferred stock converted into the issuer's Class B Common Stock on a 1-for-1 basis on the closing of the issuer's initial public offering and had no expiration date. F1 · derivative.expiration_date: The convertible preferred stock converted into the issuer's Class B Common Stock on a 1-for-1 basis on the closing of the issuer's initial public offering and had no expiration date. Read SEC document |
| November 13, 2013 Filed Nov 16, 2013 00:20 UTC | MAVENIR SYSTEMS INC MVNR · Entity 12663 | ConversionSeries E Preferred Stock · Derivative | 705,436 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-13-043241 · doc1.xml · derivative · entry 6 Cisco Systems International B.V. · CIK 0001345837 · 10% owner CISCO SYSTEMS, INC. · CIK 0000858877 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 100,776 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: On November 13, 2013, each share of Series E Preferred Stock automatically converted into one-seventh of one share of Issuer's Common Stock for no additional consideration, after giving effect to a 1-for-7 reverse stock split effected by the Issuer immediately prior to the closing of the Issuer's initial public offering of Common Stock. The Series E Preferred Stock had no expiration date. F3 · price: On November 13, 2013, each share of Series E Preferred Stock automatically converted into one-seventh of one share of Issuer's Common Stock for no additional consideration, after giving effect to a 1-for-7 reverse stock split effected by the Issuer immediately prior to the closing of the Issuer's initial public offering of Common Stock. The Series E Preferred Stock had no expiration date. F3 · derivative.exercise_date: On November 13, 2013, each share of Series E Preferred Stock automatically converted into one-seventh of one share of Issuer's Common Stock for no additional consideration, after giving effect to a 1-for-7 reverse stock split effected by the Issuer immediately prior to the closing of the Issuer's initial public offering of Common Stock. The Series E Preferred Stock had no expiration date. F3 · derivative.expiration_date: On November 13, 2013, each share of Series E Preferred Stock automatically converted into one-seventh of one share of Issuer's Common Stock for no additional consideration, after giving effect to a 1-for-7 reverse stock split effected by the Issuer immediately prior to the closing of the Issuer's initial public offering of Common Stock. The Series E Preferred Stock had no expiration date. F3 · derivative.underlying_shares: On November 13, 2013, each share of Series E Preferred Stock automatically converted into one-seventh of one share of Issuer's Common Stock for no additional consideration, after giving effect to a 1-for-7 reverse stock split effected by the Issuer immediately prior to the closing of the Issuer's initial public offering of Common Stock. The Series E Preferred Stock had no expiration date. F4 · ownership.direct: Cisco Systems International B.V. (Cisco International B.V.) directly beneficially owns the reported securities. Cisco Systems, Inc. (Cisco) indirectly owns 100% of the outstanding securities of Cisco International B.V. and as such may be deemed to be an indirect beneficial owner of the reported securities. Except to the extent of any indirect pecuniary interest therein, Cisco disclaims beneficial ownership of the securities beneficially owned by Cisco International B.V. Read SEC document |
| November 13, 2013 Filed Nov 16, 2013 00:20 UTC | MAVENIR SYSTEMS INC MVNR · Entity 12663 | ConversionSeries D Preferred Stock · Derivative | 958,195 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-13-043241 · doc1.xml · derivative · entry 5 Cisco Systems International B.V. · CIK 0001345837 · 10% owner CISCO SYSTEMS, INC. · CIK 0000858877 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 136,885 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: On November 13, 2013, each share of Series D Preferred Stock automatically converted into one-seventh of one share of Issuer's Common Stock for no additional consideration, after giving effect to 1-for-7 reverse stock split effected by the Issuer immediately prior to the closing of the Issuer's initial public offering of Common Stock. The Series D Preferred Stock had no expiration date. F2 · price: On November 13, 2013, each share of Series D Preferred Stock automatically converted into one-seventh of one share of Issuer's Common Stock for no additional consideration, after giving effect to 1-for-7 reverse stock split effected by the Issuer immediately prior to the closing of the Issuer's initial public offering of Common Stock. The Series D Preferred Stock had no expiration date. F2 · derivative.exercise_date: On November 13, 2013, each share of Series D Preferred Stock automatically converted into one-seventh of one share of Issuer's Common Stock for no additional consideration, after giving effect to 1-for-7 reverse stock split effected by the Issuer immediately prior to the closing of the Issuer's initial public offering of Common Stock. The Series D Preferred Stock had no expiration date. F2 · derivative.expiration_date: On November 13, 2013, each share of Series D Preferred Stock automatically converted into one-seventh of one share of Issuer's Common Stock for no additional consideration, after giving effect to 1-for-7 reverse stock split effected by the Issuer immediately prior to the closing of the Issuer's initial public offering of Common Stock. The Series D Preferred Stock had no expiration date. F2 · derivative.underlying_shares: On November 13, 2013, each share of Series D Preferred Stock automatically converted into one-seventh of one share of Issuer's Common Stock for no additional consideration, after giving effect to 1-for-7 reverse stock split effected by the Issuer immediately prior to the closing of the Issuer's initial public offering of Common Stock. The Series D Preferred Stock had no expiration date. F4 · ownership.direct: Cisco Systems International B.V. (Cisco International B.V.) directly beneficially owns the reported securities. Cisco Systems, Inc. (Cisco) indirectly owns 100% of the outstanding securities of Cisco International B.V. and as such may be deemed to be an indirect beneficial owner of the reported securities. Except to the extent of any indirect pecuniary interest therein, Cisco disclaims beneficial ownership of the securities beneficially owned by Cisco International B.V. Read SEC document |
| November 13, 2013 Filed Nov 16, 2013 00:20 UTC | MAVENIR SYSTEMS INC MVNR · Entity 12663 | ConversionSeries C Preferred Stock · Derivative | 6,287,989 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-13-043241 · doc1.xml · derivative · entry 4 Cisco Systems International B.V. · CIK 0001345837 · 10% owner CISCO SYSTEMS, INC. · CIK 0000858877 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 898,284 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On November 13, 2013, each share of Series C Preferred Stock automatically converted into one-seventh of one share of Issuer's Common Stock for no additional consideration, after giving effect to a 1-for-7 reverse stock split effected by the Issuer immediately prior to the closing of the Issuer's initial public offering of Common Stock. The Series C Preferred Stock had no expiration date. F1 · price: On November 13, 2013, each share of Series C Preferred Stock automatically converted into one-seventh of one share of Issuer's Common Stock for no additional consideration, after giving effect to a 1-for-7 reverse stock split effected by the Issuer immediately prior to the closing of the Issuer's initial public offering of Common Stock. The Series C Preferred Stock had no expiration date. F1 · derivative.exercise_date: On November 13, 2013, each share of Series C Preferred Stock automatically converted into one-seventh of one share of Issuer's Common Stock for no additional consideration, after giving effect to a 1-for-7 reverse stock split effected by the Issuer immediately prior to the closing of the Issuer's initial public offering of Common Stock. The Series C Preferred Stock had no expiration date. F1 · derivative.expiration_date: On November 13, 2013, each share of Series C Preferred Stock automatically converted into one-seventh of one share of Issuer's Common Stock for no additional consideration, after giving effect to a 1-for-7 reverse stock split effected by the Issuer immediately prior to the closing of the Issuer's initial public offering of Common Stock. The Series C Preferred Stock had no expiration date. F1 · derivative.underlying_shares: On November 13, 2013, each share of Series C Preferred Stock automatically converted into one-seventh of one share of Issuer's Common Stock for no additional consideration, after giving effect to a 1-for-7 reverse stock split effected by the Issuer immediately prior to the closing of the Issuer's initial public offering of Common Stock. The Series C Preferred Stock had no expiration date. F4 · ownership.direct: Cisco Systems International B.V. (Cisco International B.V.) directly beneficially owns the reported securities. Cisco Systems, Inc. (Cisco) indirectly owns 100% of the outstanding securities of Cisco International B.V. and as such may be deemed to be an indirect beneficial owner of the reported securities. Except to the extent of any indirect pecuniary interest therein, Cisco disclaims beneficial ownership of the securities beneficially owned by Cisco International B.V. Read SEC document |
| November 13, 2013 Filed Nov 16, 2013 00:20 UTC | MAVENIR SYSTEMS INC MVNR · Entity 12663 | ConversionCommon Stock | 100,776 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-13-043241 · doc1.xml · nonDerivative · entry 3 Cisco Systems International B.V. · CIK 0001345837 · 10% owner CISCO SYSTEMS, INC. · CIK 0000858877 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,135,945 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: On November 13, 2013, each share of Series E Preferred Stock automatically converted into one-seventh of one share of Issuer's Common Stock for no additional consideration, after giving effect to a 1-for-7 reverse stock split effected by the Issuer immediately prior to the closing of the Issuer's initial public offering of Common Stock. The Series E Preferred Stock had no expiration date. F4 · ownership.direct: Cisco Systems International B.V. (Cisco International B.V.) directly beneficially owns the reported securities. Cisco Systems, Inc. (Cisco) indirectly owns 100% of the outstanding securities of Cisco International B.V. and as such may be deemed to be an indirect beneficial owner of the reported securities. Except to the extent of any indirect pecuniary interest therein, Cisco disclaims beneficial ownership of the securities beneficially owned by Cisco International B.V. Read SEC document |
| November 13, 2013 Filed Nov 16, 2013 00:20 UTC | MAVENIR SYSTEMS INC MVNR · Entity 12663 | ConversionCommon Stock | 136,885 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-13-043241 · doc1.xml · nonDerivative · entry 2 Cisco Systems International B.V. · CIK 0001345837 · 10% owner CISCO SYSTEMS, INC. · CIK 0000858877 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,035,169 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: On November 13, 2013, each share of Series D Preferred Stock automatically converted into one-seventh of one share of Issuer's Common Stock for no additional consideration, after giving effect to 1-for-7 reverse stock split effected by the Issuer immediately prior to the closing of the Issuer's initial public offering of Common Stock. The Series D Preferred Stock had no expiration date. F4 · ownership.direct: Cisco Systems International B.V. (Cisco International B.V.) directly beneficially owns the reported securities. Cisco Systems, Inc. (Cisco) indirectly owns 100% of the outstanding securities of Cisco International B.V. and as such may be deemed to be an indirect beneficial owner of the reported securities. Except to the extent of any indirect pecuniary interest therein, Cisco disclaims beneficial ownership of the securities beneficially owned by Cisco International B.V. Read SEC document |
| November 13, 2013 Filed Nov 16, 2013 00:20 UTC | MAVENIR SYSTEMS INC MVNR · Entity 12663 | ConversionCommon Stock | 898,284 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-13-043241 · doc1.xml · nonDerivative · entry 1 Cisco Systems International B.V. · CIK 0001345837 · 10% owner CISCO SYSTEMS, INC. · CIK 0000858877 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 898,284 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On November 13, 2013, each share of Series C Preferred Stock automatically converted into one-seventh of one share of Issuer's Common Stock for no additional consideration, after giving effect to a 1-for-7 reverse stock split effected by the Issuer immediately prior to the closing of the Issuer's initial public offering of Common Stock. The Series C Preferred Stock had no expiration date. F4 · ownership.direct: Cisco Systems International B.V. (Cisco International B.V.) directly beneficially owns the reported securities. Cisco Systems, Inc. (Cisco) indirectly owns 100% of the outstanding securities of Cisco International B.V. and as such may be deemed to be an indirect beneficial owner of the reported securities. Except to the extent of any indirect pecuniary interest therein, Cisco disclaims beneficial ownership of the securities beneficially owned by Cisco International B.V. Read SEC document |
| August 07, 2013 Filed Aug 9, 2013 20:43 UTC | CONTROL4 CORP CTRL · Entity 12684 | OtherCommon Stock Warrant (right to buy) · Derivative | 67,154 | $0.00 Strike: $9.93 | $0.00 |
DisclosureSEC source: 0001140361-13-031494 · doc1.xml · derivative · entry 8 CISCO SYSTEMS, INC. · CIK 0000858877 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 67,154 shares Expires not disclosed F3 · derivative.exercise_price: On August 7, 2013, Reporting Person exercised a warrant to purchase 67,154 shares of Issuer's Common Stock for $9.9273 per share. Reporting Person paid the exercise price on a cashless basis, based on Issuer's initial offering price of $16.00 per share, resulting in the Issuer's withholding of 41,667 of the warrant shares to pay the exercise price and issuing to Reporting Person the remaining 25,487 shares. F3 · shares: On August 7, 2013, Reporting Person exercised a warrant to purchase 67,154 shares of Issuer's Common Stock for $9.9273 per share. Reporting Person paid the exercise price on a cashless basis, based on Issuer's initial offering price of $16.00 per share, resulting in the Issuer's withholding of 41,667 of the warrant shares to pay the exercise price and issuing to Reporting Person the remaining 25,487 shares. F6 · derivative.expiration_date: This warrant expires upon the earlier of (i) an initial public offering of the Issuer's securities, or (ii) February 15, 2014. F3 · derivative.underlying_shares: On August 7, 2013, Reporting Person exercised a warrant to purchase 67,154 shares of Issuer's Common Stock for $9.9273 per share. Reporting Person paid the exercise price on a cashless basis, based on Issuer's initial offering price of $16.00 per share, resulting in the Issuer's withholding of 41,667 of the warrant shares to pay the exercise price and issuing to Reporting Person the remaining 25,487 shares. Read SEC document |
| August 07, 2013 Filed Aug 9, 2013 20:43 UTC | CONTROL4 CORP CTRL · Entity 12684 | OtherCommon Stock Warrant (right to buy) · Derivative | 402,928 | $0.00 Strike: $9.93 | $0.00 |
DisclosureSEC source: 0001140361-13-031494 · doc1.xml · derivative · entry 7 CISCO SYSTEMS, INC. · CIK 0000858877 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 402,928 shares Expires not disclosed F2 · derivative.exercise_price: On August 7, 2013, Reporting Person exercised a warrant to purchase 402,928 shares of Issuer's Common Stock for $9.9273 per share. Reporting Person paid the exercise price on a cashless basis, based on Issuer's initial offering price of $16.00 per share, resulting in the Issuer's withholding of 250,000 of the warrant shares to pay the exercise price and issuing to Reporting Person the remaining 152,928 shares. F2 · shares: On August 7, 2013, Reporting Person exercised a warrant to purchase 402,928 shares of Issuer's Common Stock for $9.9273 per share. Reporting Person paid the exercise price on a cashless basis, based on Issuer's initial offering price of $16.00 per share, resulting in the Issuer's withholding of 250,000 of the warrant shares to pay the exercise price and issuing to Reporting Person the remaining 152,928 shares. F5 · derivative.expiration_date: This warrant expires upon the earlier of (i) an initial public offering of the Issuer's securities, or (ii) January 21, 2014. F2 · derivative.underlying_shares: On August 7, 2013, Reporting Person exercised a warrant to purchase 402,928 shares of Issuer's Common Stock for $9.9273 per share. Reporting Person paid the exercise price on a cashless basis, based on Issuer's initial offering price of $16.00 per share, resulting in the Issuer's withholding of 250,000 of the warrant shares to pay the exercise price and issuing to Reporting Person the remaining 152,928 shares. Read SEC document |
| August 07, 2013 Filed Aug 9, 2013 20:43 UTC | CONTROL4 CORP CTRL · Entity 12684 | ConversionSeries H Preferred Stock · Derivative | 1,510,981 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-13-031494 · doc1.xml · derivative · entry 6 CISCO SYSTEMS, INC. · CIK 0000858877 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,510,981 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On August 7, 2013, effective immediately prior to the closing of the Issuer's initial public offering, each share of Series H Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series H Preferred Stock had no expiration date. F1 · shares: On August 7, 2013, effective immediately prior to the closing of the Issuer's initial public offering, each share of Series H Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series H Preferred Stock had no expiration date. F1 · derivative.exercise_date: On August 7, 2013, effective immediately prior to the closing of the Issuer's initial public offering, each share of Series H Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series H Preferred Stock had no expiration date. F4 · derivative.expiration_date: None. F1 · derivative.underlying_shares: On August 7, 2013, effective immediately prior to the closing of the Issuer's initial public offering, each share of Series H Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series H Preferred Stock had no expiration date. Read SEC document |
| August 07, 2013 Filed Aug 9, 2013 20:43 UTC | CONTROL4 CORP CTRL · Entity 12684 | SaleCommon Stock | 41,667 | $16.00 | $666,672.00 |
DisclosureSEC source: 0001140361-13-031494 · doc1.xml · nonDerivative · entry 5 CISCO SYSTEMS, INC. · CIK 0000858877 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,689,396 F3 · kind: On August 7, 2013, Reporting Person exercised a warrant to purchase 67,154 shares of Issuer's Common Stock for $9.9273 per share. Reporting Person paid the exercise price on a cashless basis, based on Issuer's initial offering price of $16.00 per share, resulting in the Issuer's withholding of 41,667 of the warrant shares to pay the exercise price and issuing to Reporting Person the remaining 25,487 shares. F3 · shares: On August 7, 2013, Reporting Person exercised a warrant to purchase 67,154 shares of Issuer's Common Stock for $9.9273 per share. Reporting Person paid the exercise price on a cashless basis, based on Issuer's initial offering price of $16.00 per share, resulting in the Issuer's withholding of 41,667 of the warrant shares to pay the exercise price and issuing to Reporting Person the remaining 25,487 shares. F3 · price: On August 7, 2013, Reporting Person exercised a warrant to purchase 67,154 shares of Issuer's Common Stock for $9.9273 per share. Reporting Person paid the exercise price on a cashless basis, based on Issuer's initial offering price of $16.00 per share, resulting in the Issuer's withholding of 41,667 of the warrant shares to pay the exercise price and issuing to Reporting Person the remaining 25,487 shares. Read SEC document |
| August 07, 2013 Filed Aug 9, 2013 20:43 UTC | CONTROL4 CORP CTRL · Entity 12684 | OtherCommon Stock | 67,154 | $9.93 | $666,657.90 |
DisclosureSEC source: 0001140361-13-031494 · doc1.xml · nonDerivative · entry 4 CISCO SYSTEMS, INC. · CIK 0000858877 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,731,063 F3 · shares: On August 7, 2013, Reporting Person exercised a warrant to purchase 67,154 shares of Issuer's Common Stock for $9.9273 per share. Reporting Person paid the exercise price on a cashless basis, based on Issuer's initial offering price of $16.00 per share, resulting in the Issuer's withholding of 41,667 of the warrant shares to pay the exercise price and issuing to Reporting Person the remaining 25,487 shares. F3 · price: On August 7, 2013, Reporting Person exercised a warrant to purchase 67,154 shares of Issuer's Common Stock for $9.9273 per share. Reporting Person paid the exercise price on a cashless basis, based on Issuer's initial offering price of $16.00 per share, resulting in the Issuer's withholding of 41,667 of the warrant shares to pay the exercise price and issuing to Reporting Person the remaining 25,487 shares. Read SEC document |
| August 07, 2013 Filed Aug 9, 2013 20:43 UTC | CONTROL4 CORP CTRL · Entity 12684 | SaleCommon Stock | 250,000 | $16.00 | $4,000,000.00 |
DisclosureSEC source: 0001140361-13-031494 · doc1.xml · nonDerivative · entry 3 CISCO SYSTEMS, INC. · CIK 0000858877 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,663,909 F2 · kind: On August 7, 2013, Reporting Person exercised a warrant to purchase 402,928 shares of Issuer's Common Stock for $9.9273 per share. Reporting Person paid the exercise price on a cashless basis, based on Issuer's initial offering price of $16.00 per share, resulting in the Issuer's withholding of 250,000 of the warrant shares to pay the exercise price and issuing to Reporting Person the remaining 152,928 shares. F2 · shares: On August 7, 2013, Reporting Person exercised a warrant to purchase 402,928 shares of Issuer's Common Stock for $9.9273 per share. Reporting Person paid the exercise price on a cashless basis, based on Issuer's initial offering price of $16.00 per share, resulting in the Issuer's withholding of 250,000 of the warrant shares to pay the exercise price and issuing to Reporting Person the remaining 152,928 shares. F2 · price: On August 7, 2013, Reporting Person exercised a warrant to purchase 402,928 shares of Issuer's Common Stock for $9.9273 per share. Reporting Person paid the exercise price on a cashless basis, based on Issuer's initial offering price of $16.00 per share, resulting in the Issuer's withholding of 250,000 of the warrant shares to pay the exercise price and issuing to Reporting Person the remaining 152,928 shares. Read SEC document |
| August 07, 2013 Filed Aug 9, 2013 20:43 UTC | CONTROL4 CORP CTRL · Entity 12684 | OtherCommon Stock | 402,928 | $9.93 | $3,999,987.13 |
DisclosureSEC source: 0001140361-13-031494 · doc1.xml · nonDerivative · entry 2 CISCO SYSTEMS, INC. · CIK 0000858877 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,913,909 F2 · shares: On August 7, 2013, Reporting Person exercised a warrant to purchase 402,928 shares of Issuer's Common Stock for $9.9273 per share. Reporting Person paid the exercise price on a cashless basis, based on Issuer's initial offering price of $16.00 per share, resulting in the Issuer's withholding of 250,000 of the warrant shares to pay the exercise price and issuing to Reporting Person the remaining 152,928 shares. F2 · price: On August 7, 2013, Reporting Person exercised a warrant to purchase 402,928 shares of Issuer's Common Stock for $9.9273 per share. Reporting Person paid the exercise price on a cashless basis, based on Issuer's initial offering price of $16.00 per share, resulting in the Issuer's withholding of 250,000 of the warrant shares to pay the exercise price and issuing to Reporting Person the remaining 152,928 shares. Read SEC document |
| August 07, 2013 Filed Aug 9, 2013 20:43 UTC | CONTROL4 CORP CTRL · Entity 12684 | ConversionCommon Stock | 1,510,981 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-13-031494 · doc1.xml · nonDerivative · entry 1 CISCO SYSTEMS, INC. · CIK 0000858877 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,510,981 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On August 7, 2013, effective immediately prior to the closing of the Issuer's initial public offering, each share of Series H Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series H Preferred Stock had no expiration date. F1 · price: On August 7, 2013, effective immediately prior to the closing of the Issuer's initial public offering, each share of Series H Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series H Preferred Stock had no expiration date. Read SEC document |
| April 02, 2012 Filed Apr 4, 2012 20:45 UTC | VOCERA COMMUNICATIONS, INC. VCRA · Entity 12917 | SaleCommon Stock | 603,575 | $14.88 | $8,981,196.00 |
DisclosureSEC source: 0001140361-12-019234 · doc1.xml · nonDerivative · entry 2 CISCO SYSTEMS, INC. · CIK 0000858877 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,898 F3 · shares: Shares sold as part of the initial public offering, including 302,334 shares sold as part of the exercise of the underwriters' over-allotment option. Read SEC document |
| April 02, 2012 Filed Apr 4, 2012 20:45 UTC | VOCERA COMMUNICATIONS, INC. VCRA · Entity 12917 | ConversionCommon Stock | 609,473 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-12-019234 · doc1.xml · nonDerivative · entry 1 CISCO SYSTEMS, INC. · CIK 0000858877 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 609,473 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Number of shares reflects a 1-for-6 reverse stock split effected by the Issuer on March 26, 2012. F2 · price: In connection with the closing of the Issuer's initial public offering on April 2, 2012, each share of Series D Preferred Stock automatically converted into one-sixth of one share of Issuer's Common Stock for no additional consideration, after giving effect to a 1-for-6 reverse stock split effected by the Issuer on March 26, 2012. F1 · balance_after: Number of shares reflects a 1-for-6 reverse stock split effected by the Issuer on March 26, 2012. Read SEC document |
| March 27, 2012 Filed Apr 4, 2012 20:45 UTC | VOCERA COMMUNICATIONS, INC. VCRA · Entity 12917 | ConversionSeries D Preferred Stock · Derivative | 3,656,838 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-12-019234 · doc1.xml · derivative · entry 3 CISCO SYSTEMS, INC. · CIK 0000858877 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 609,473 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: In connection with the closing of the Issuer's initial public offering on April 2, 2012, each share of Series D Preferred Stock automatically converted into one-sixth of one share of Issuer's Common Stock for no additional consideration, after giving effect to a 1-for-6 reverse stock split effected by the Issuer on March 26, 2012. F2 · derivative.exercise_date: In connection with the closing of the Issuer's initial public offering on April 2, 2012, each share of Series D Preferred Stock automatically converted into one-sixth of one share of Issuer's Common Stock for no additional consideration, after giving effect to a 1-for-6 reverse stock split effected by the Issuer on March 26, 2012. F4 · derivative.expiration_date: None. F1 · derivative.underlying_shares: Number of shares reflects a 1-for-6 reverse stock split effected by the Issuer on March 26, 2012. Read SEC document |
| November 07, 2005 Filed Nov 9, 2005 02:39 UTC | CBEYOND COMMUNICATIONS INC CBEY · Entity 13809 | ConversionSeries B Participating Preferred Stock · Derivative | 2,923,366 | $0.00 | $0.00 |
DisclosureSEC source: 0001005477-05-003866 · edgar123.xml · derivative · entry 3 Cisco Systems Capital CORP · CIK 0001316387 · 10% owner CISCO SYSTEMS INC · CIK 0000858877 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,082,358 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: In connection with the closing of the Issuer's initial public offering, each share of Series B Participating Preferred Stock converted automatically into 0.3702 shares of Issuer's Common Stock, after giving effect to a 1-for-3.88 reverse stock split effected by the Issuer on November 7, 2005. At the time of conversion, there were $1,276,186 accrued but unpaid dividends on the Series B Participating Preferred Stock beneficially owned by the Reporting Persons. F3 · derivative.exercise_date: In connection with the closing of the Issuer's initial public offering, each share of Series B Participating Preferred Stock converted automatically into 0.3702 shares of Issuer's Common Stock, after giving effect to a 1-for-3.88 reverse stock split effected by the Issuer on November 7, 2005. At the time of conversion, there were $1,276,186 accrued but unpaid dividends on the Series B Participating Preferred Stock beneficially owned by the Reporting Persons. F4 · derivative.expiration_date: None. F1 · derivative.underlying_shares: Number of shares reflects a 1-for-3.88 reverse stock split effected by the Issuer on November 7, 2005. F2 · ownership.direct: Cisco Systems Capital Corporation (Cisco Capital) directly beneficially owns the reported securities. Cisco Systems, Inc. (Cisco) is the sole shareholder of Cisco Capital and as such may be deemed to be an indirect beneficial owner of the reported securities. Except to the extent of any indirect pecuniary interest therein, Cisco disclaims beneficial ownership of the securities held by Cisco Capital. Read SEC document |
| November 07, 2005 Filed Nov 9, 2005 02:39 UTC | CBEYOND COMMUNICATIONS INC CBEY · Entity 13809 | ConversionCommon Stock | 1,082,358 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001005477-05-003866 · edgar123.xml · nonDerivative · entry 2 Cisco Systems Capital CORP · CIK 0001316387 · 10% owner CISCO SYSTEMS INC · CIK 0000858877 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,797,998 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Number of shares reflects a 1-for-3.88 reverse stock split effected by the Issuer on November 7, 2005. F3 · price: In connection with the closing of the Issuer's initial public offering, each share of Series B Participating Preferred Stock converted automatically into 0.3702 shares of Issuer's Common Stock, after giving effect to a 1-for-3.88 reverse stock split effected by the Issuer on November 7, 2005. At the time of conversion, there were $1,276,186 accrued but unpaid dividends on the Series B Participating Preferred Stock beneficially owned by the Reporting Persons. F1 · balance_after: Number of shares reflects a 1-for-3.88 reverse stock split effected by the Issuer on November 7, 2005. F2 · ownership.direct: Cisco Systems Capital Corporation (Cisco Capital) directly beneficially owns the reported securities. Cisco Systems, Inc. (Cisco) is the sole shareholder of Cisco Capital and as such may be deemed to be an indirect beneficial owner of the reported securities. Except to the extent of any indirect pecuniary interest therein, Cisco disclaims beneficial ownership of the securities held by Cisco Capital. Read SEC document |
| November 01, 2005 Filed Nov 3, 2005 02:24 UTC | CBEYOND COMMUNICATIONS INC CBEY · Entity 13809 | OtherCommon Stock Warrant (Right to Buy) · Derivative | 24,969 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001005477-05-003774 · edgar123.xml · derivative · entry 6 Cisco Systems Capital CORP · CIK 0001316387 · 10% owner CISCO SYSTEMS INC · CIK 0000858877 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 24,969 shares Expires 2010-03-31 F1 · derivative.exercise_price: Number of shares and exercise price do not reflect a 1-for-3.88 reverse stock split to be effected in connection with the Issuer's initial public offering. F1 · shares: Number of shares and exercise price do not reflect a 1-for-3.88 reverse stock split to be effected in connection with the Issuer's initial public offering. F1 · derivative.underlying_shares: Number of shares and exercise price do not reflect a 1-for-3.88 reverse stock split to be effected in connection with the Issuer's initial public offering. F2 · ownership.direct: Cisco Systems Capital Corporation (Cisco Capital) directly beneficially owns the reported securities. Cisco Systems, Inc. (Cisco) is the sole shareholder of Cisco Capital and as such may be deemed to be an indirect beneficial owner of the reported securities. Except to the extent of any indirect pecuniary interest therein, Cisco disclaims beneficial ownership of the securities held by Cisco Capital. Read SEC document |
| November 01, 2005 Filed Nov 3, 2005 02:24 UTC | CBEYOND COMMUNICATIONS INC CBEY · Entity 13809 | OtherCommon Stock Warrant (Right to Buy) · Derivative | 2,768,744 | $0.00 Strike: $0.01 | $0.00 |
DisclosureSEC source: 0001005477-05-003774 · edgar123.xml · derivative · entry 5 Cisco Systems Capital CORP · CIK 0001316387 · 10% owner CISCO SYSTEMS INC · CIK 0000858877 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,768,744 shares Expires 2010-03-31 F1 · derivative.exercise_price: Number of shares and exercise price do not reflect a 1-for-3.88 reverse stock split to be effected in connection with the Issuer's initial public offering. F1 · shares: Number of shares and exercise price do not reflect a 1-for-3.88 reverse stock split to be effected in connection with the Issuer's initial public offering. F1 · derivative.underlying_shares: Number of shares and exercise price do not reflect a 1-for-3.88 reverse stock split to be effected in connection with the Issuer's initial public offering. F2 · ownership.direct: Cisco Systems Capital Corporation (Cisco Capital) directly beneficially owns the reported securities. Cisco Systems, Inc. (Cisco) is the sole shareholder of Cisco Capital and as such may be deemed to be an indirect beneficial owner of the reported securities. Except to the extent of any indirect pecuniary interest therein, Cisco disclaims beneficial ownership of the securities held by Cisco Capital. Read SEC document |
| November 01, 2005 Filed Nov 3, 2005 02:24 UTC | CBEYOND COMMUNICATIONS INC CBEY · Entity 13809 | SaleCommon Stock | 8,074 | $3.09 | $24,971.27 |
DisclosureSEC source: 0001005477-05-003774 · edgar123.xml · nonDerivative · entry 4 Cisco Systems Capital CORP · CIK 0001316387 · 10% owner CISCO SYSTEMS INC · CIK 0000858877 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,776,686 F1 · shares: Number of shares and exercise price do not reflect a 1-for-3.88 reverse stock split to be effected in connection with the Issuer's initial public offering. F1 · price: Number of shares and exercise price do not reflect a 1-for-3.88 reverse stock split to be effected in connection with the Issuer's initial public offering. F1 · balance_after: Number of shares and exercise price do not reflect a 1-for-3.88 reverse stock split to be effected in connection with the Issuer's initial public offering. F2 · ownership.direct: Cisco Systems Capital Corporation (Cisco Capital) directly beneficially owns the reported securities. Cisco Systems, Inc. (Cisco) is the sole shareholder of Cisco Capital and as such may be deemed to be an indirect beneficial owner of the reported securities. Except to the extent of any indirect pecuniary interest therein, Cisco disclaims beneficial ownership of the securities held by Cisco Capital. Read SEC document |
| November 01, 2005 Filed Nov 3, 2005 02:24 UTC | CBEYOND COMMUNICATIONS INC CBEY · Entity 13809 | OtherCommon Stock | 24,969 | $1.00 | $24,969.00 |
DisclosureSEC source: 0001005477-05-003774 · edgar123.xml · nonDerivative · entry 3 Cisco Systems Capital CORP · CIK 0001316387 · 10% owner CISCO SYSTEMS INC · CIK 0000858877 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,784,760 F1 · shares: Number of shares and exercise price do not reflect a 1-for-3.88 reverse stock split to be effected in connection with the Issuer's initial public offering. F1 · price: Number of shares and exercise price do not reflect a 1-for-3.88 reverse stock split to be effected in connection with the Issuer's initial public offering. F1 · balance_after: Number of shares and exercise price do not reflect a 1-for-3.88 reverse stock split to be effected in connection with the Issuer's initial public offering. F2 · ownership.direct: Cisco Systems Capital Corporation (Cisco Capital) directly beneficially owns the reported securities. Cisco Systems, Inc. (Cisco) is the sole shareholder of Cisco Capital and as such may be deemed to be an indirect beneficial owner of the reported securities. Except to the extent of any indirect pecuniary interest therein, Cisco disclaims beneficial ownership of the securities held by Cisco Capital. Read SEC document |
| November 01, 2005 Filed Nov 3, 2005 02:24 UTC | CBEYOND COMMUNICATIONS INC CBEY · Entity 13809 | SaleCommon Stock | 8,953 | $3.09 | $27,689.84 |
DisclosureSEC source: 0001005477-05-003774 · edgar123.xml · nonDerivative · entry 2 Cisco Systems Capital CORP · CIK 0001316387 · 10% owner CISCO SYSTEMS INC · CIK 0000858877 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,759,791 F1 · shares: Number of shares and exercise price do not reflect a 1-for-3.88 reverse stock split to be effected in connection with the Issuer's initial public offering. F1 · price: Number of shares and exercise price do not reflect a 1-for-3.88 reverse stock split to be effected in connection with the Issuer's initial public offering. F1 · balance_after: Number of shares and exercise price do not reflect a 1-for-3.88 reverse stock split to be effected in connection with the Issuer's initial public offering. F2 · ownership.direct: Cisco Systems Capital Corporation (Cisco Capital) directly beneficially owns the reported securities. Cisco Systems, Inc. (Cisco) is the sole shareholder of Cisco Capital and as such may be deemed to be an indirect beneficial owner of the reported securities. Except to the extent of any indirect pecuniary interest therein, Cisco disclaims beneficial ownership of the securities held by Cisco Capital. Read SEC document |
| November 01, 2005 Filed Nov 3, 2005 02:24 UTC | CBEYOND COMMUNICATIONS INC CBEY · Entity 13809 | OtherCommon Stock | 2,768,744 | $0.01 | $27,687.44 |
DisclosureSEC source: 0001005477-05-003774 · edgar123.xml · nonDerivative · entry 1 Cisco Systems Capital CORP · CIK 0001316387 · 10% owner CISCO SYSTEMS INC · CIK 0000858877 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,768,744 F1 · shares: Number of shares and exercise price do not reflect a 1-for-3.88 reverse stock split to be effected in connection with the Issuer's initial public offering. F1 · price: Number of shares and exercise price do not reflect a 1-for-3.88 reverse stock split to be effected in connection with the Issuer's initial public offering. F1 · balance_after: Number of shares and exercise price do not reflect a 1-for-3.88 reverse stock split to be effected in connection with the Issuer's initial public offering. F2 · ownership.direct: Cisco Systems Capital Corporation (Cisco Capital) directly beneficially owns the reported securities. Cisco Systems, Inc. (Cisco) is the sole shareholder of Cisco Capital and as such may be deemed to be an indirect beneficial owner of the reported securities. Except to the extent of any indirect pecuniary interest therein, Cisco disclaims beneficial ownership of the securities held by Cisco Capital. Read SEC document |
| February 15, 2005 Filed Feb 17, 2005 21:39 UTC | COGENT COMMUNICATIONS HOLDINGS, INC. COI · Entity 1298 | ConversionSeries F Participating Convertible Preferred Stock · Derivative | 11,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001005477-05-000620 · edgar123.xml · derivative · entry 4 Cisco Systems Capital CORP · CIK 0001316387 · 10% owner CISCO SYSTEMS INC · CIK 0000858877 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Cisco Disclosed balance after: 0 Underlying: Common Stock · 68,199,713 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Series F Participating Convertible Preferred Stock, par value $0.001 per share, converts into 6,199.974 shares of Common Stock. F1 · price: Not applicable. F4 · derivative.exercise_date: Immediately convertible. F1 · derivative.expiration_date: Not applicable. F3 · derivative.underlying_shares: Each share of Series F Participating Convertible Preferred Stock, par value $0.001 per share, converts into 6,199.974 shares of Common Stock. F2 · ownership.nature: Cisco Systems Capital Corporation ("Cisco Capital") directly holds the reported securities. Cisco Systems, Inc. ("Cisco") is the sole shareholder of Cisco Capital and as such may be deemed to be an indirect beneficial owner of the reported securities. Except to the extent of any indirect pecunairy interest therein, Cisco disclaims beneficial ownership of the securities held by Cisco Capital. Read SEC document |
| February 15, 2005 Filed Feb 17, 2005 21:39 UTC | COGENT COMMUNICATIONS HOLDINGS, INC. COI · Entity 1298 | ConversionSeries F Participating Convertible Preferred Stock · Derivative | 11,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001005477-05-000620 · edgar123.xml · derivative · entry 3 Cisco Systems Capital CORP · CIK 0001316387 · 10% owner CISCO SYSTEMS INC · CIK 0000858877 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 68,199,713 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Series F Participating Convertible Preferred Stock, par value $0.001 per share, converts into 6,199.974 shares of Common Stock. F1 · price: Not applicable. F4 · derivative.exercise_date: Immediately convertible. F1 · derivative.expiration_date: Not applicable. F3 · derivative.underlying_shares: Each share of Series F Participating Convertible Preferred Stock, par value $0.001 per share, converts into 6,199.974 shares of Common Stock. F2 · ownership.direct: Cisco Systems Capital Corporation ("Cisco Capital") directly holds the reported securities. Cisco Systems, Inc. ("Cisco") is the sole shareholder of Cisco Capital and as such may be deemed to be an indirect beneficial owner of the reported securities. Except to the extent of any indirect pecunairy interest therein, Cisco disclaims beneficial ownership of the securities held by Cisco Capital. Read SEC document |
| February 15, 2005 Filed Feb 17, 2005 21:39 UTC | COGENT COMMUNICATIONS HOLDINGS, INC. COI · Entity 1298 | ConversionCommon Stock | 68,199,713 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001005477-05-000620 · edgar123.xml · nonDerivative · entry 2 Cisco Systems Capital CORP · CIK 0001316387 · 10% owner CISCO SYSTEMS INC · CIK 0000858877 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Cisco Disclosed balance after: 68,199,713 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Not applicable. F2 · ownership.nature: Cisco Systems Capital Corporation ("Cisco Capital") directly holds the reported securities. Cisco Systems, Inc. ("Cisco") is the sole shareholder of Cisco Capital and as such may be deemed to be an indirect beneficial owner of the reported securities. Except to the extent of any indirect pecunairy interest therein, Cisco disclaims beneficial ownership of the securities held by Cisco Capital. Read SEC document |
| February 15, 2005 Filed Feb 17, 2005 21:39 UTC | COGENT COMMUNICATIONS HOLDINGS, INC. COI · Entity 1298 | ConversionCommon Stock | 68,199,713 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001005477-05-000620 · edgar123.xml · nonDerivative · entry 1 Cisco Systems Capital CORP · CIK 0001316387 · 10% owner CISCO SYSTEMS INC · CIK 0000858877 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,199,713 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Not applicable. F2 · ownership.direct: Cisco Systems Capital Corporation ("Cisco Capital") directly holds the reported securities. Cisco Systems, Inc. ("Cisco") is the sole shareholder of Cisco Capital and as such may be deemed to be an indirect beneficial owner of the reported securities. Except to the extent of any indirect pecunairy interest therein, Cisco disclaims beneficial ownership of the securities held by Cisco Capital. Read SEC document |
| July 28, 2004 Filed Jul 29, 2004 00:02 UTC | LUMERA CORP LMRA · Entity 14015 | ConversionSeries A Preferred Stock · Derivative | 857,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-04-037517 · rrd48970.xml · derivative · entry 2 CISCO SYSTEMS INC · CIK 0000858877 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 974,438 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Preferred Stock was convertible into (10/8.79994) shares of Common Stock and automatically converted into such amount of Common Stock upon the closing of the Issuer's Initial Public Offering, for no additional consideration. F1 · derivative.exercise_date: Each share of Series A Preferred Stock was convertible into (10/8.79994) shares of Common Stock and automatically converted into such amount of Common Stock upon the closing of the Issuer's Initial Public Offering, for no additional consideration. F1 · derivative.expiration_date: Each share of Series A Preferred Stock was convertible into (10/8.79994) shares of Common Stock and automatically converted into such amount of Common Stock upon the closing of the Issuer's Initial Public Offering, for no additional consideration. Read SEC document |
| July 28, 2004 Filed Jul 29, 2004 00:02 UTC | LUMERA CORP LMRA · Entity 14015 | ConversionCommon Stock | 974,438 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-04-037517 · rrd48970.xml · nonDerivative · entry 1 CISCO SYSTEMS INC · CIK 0000858877 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 974,438 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series A Preferred Stock was convertible into (10/8.79994) shares of Common Stock and automatically converted into such amount of Common Stock upon the closing of the Issuer's Initial Public Offering, for no additional consideration. Read SEC document |
| July 31, 2003 Filed Feb 17, 2005 21:38 UTC | COGENT COMMUNICATIONS HOLDINGS, INC. COI · Entity 1298 | OtherCommon Stock Subscription Warrant (Right to Buy) · Derivative | 487,465 | Not disclosed Strike: $12.50 | Not disclosed |
DisclosureSEC source: 0001005477-05-000619 · edgar123.xml · derivative · entry 8 Cisco Systems Capital CORP · CIK 0001316387 · 10% owner CISCO SYSTEMS INC · CIK 0000858877 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Cisco Disclosed balance after: 0 Underlying: Common Stock · 487,465 shares Expires 2009-10-24 F4 · kind: On June 26, 2003, the Issuer and its related entities entered into an exchange agreement with the Reporting Persons, Cisco Systems Capital Corporation ("Cisco Capital") and Cisco Systems, Inc. ("Cisco"), pursuant to which the Reporting persons agreed to cancel approximately $263 million in principal amount of indebtedness plus accrued interest owed by the Issuer to Cisco Capital and return each of the Common Stock Subscription Warrants listed herein in exchange for a cash payment by the Issuer of $20 million, the shares of the Issuer's Series F Participating Convertible Preferred Stock listed herein, and a promissory note issued by the Issuer for the aggregate principal amount of $17 million. The Issuer's stockholders approved the foregoing actions on June 26, 2003. F4 · price: On June 26, 2003, the Issuer and its related entities entered into an exchange agreement with the Reporting Persons, Cisco Systems Capital Corporation ("Cisco Capital") and Cisco Systems, Inc. ("Cisco"), pursuant to which the Reporting persons agreed to cancel approximately $263 million in principal amount of indebtedness plus accrued interest owed by the Issuer to Cisco Capital and return each of the Common Stock Subscription Warrants listed herein in exchange for a cash payment by the Issuer of $20 million, the shares of the Issuer's Series F Participating Convertible Preferred Stock listed herein, and a promissory note issued by the Issuer for the aggregate principal amount of $17 million. The Issuer's stockholders approved the foregoing actions on June 26, 2003. F3 · derivative.exercise_date: Not applicable. F5 · ownership.nature: Cisco Capital directly holds the reported securities. Cisco is the sole shareholder of Cisco Capital and as such may be deemed to be an indirect beneficial owner of the reported securities. Except to the extent of any indirect pecuniary interest therein, Cisco disclaims beneficial ownership of the securities held by Cisco Capital. Read SEC document |
| July 31, 2003 Filed Feb 17, 2005 21:38 UTC | COGENT COMMUNICATIONS HOLDINGS, INC. COI · Entity 1298 | OtherCommon Stock Subscription Warrant (Right to Buy) · Derivative | 487,465 | Not disclosed Strike: $12.50 | Not disclosed |
DisclosureSEC source: 0001005477-05-000619 · edgar123.xml · derivative · entry 7 Cisco Systems Capital CORP · CIK 0001316387 · 10% owner CISCO SYSTEMS INC · CIK 0000858877 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 487,465 shares Expires 2009-10-24 F4 · kind: On June 26, 2003, the Issuer and its related entities entered into an exchange agreement with the Reporting Persons, Cisco Systems Capital Corporation ("Cisco Capital") and Cisco Systems, Inc. ("Cisco"), pursuant to which the Reporting persons agreed to cancel approximately $263 million in principal amount of indebtedness plus accrued interest owed by the Issuer to Cisco Capital and return each of the Common Stock Subscription Warrants listed herein in exchange for a cash payment by the Issuer of $20 million, the shares of the Issuer's Series F Participating Convertible Preferred Stock listed herein, and a promissory note issued by the Issuer for the aggregate principal amount of $17 million. The Issuer's stockholders approved the foregoing actions on June 26, 2003. F4 · price: On June 26, 2003, the Issuer and its related entities entered into an exchange agreement with the Reporting Persons, Cisco Systems Capital Corporation ("Cisco Capital") and Cisco Systems, Inc. ("Cisco"), pursuant to which the Reporting persons agreed to cancel approximately $263 million in principal amount of indebtedness plus accrued interest owed by the Issuer to Cisco Capital and return each of the Common Stock Subscription Warrants listed herein in exchange for a cash payment by the Issuer of $20 million, the shares of the Issuer's Series F Participating Convertible Preferred Stock listed herein, and a promissory note issued by the Issuer for the aggregate principal amount of $17 million. The Issuer's stockholders approved the foregoing actions on June 26, 2003. F3 · derivative.exercise_date: Not applicable. F5 · ownership.direct: Cisco Capital directly holds the reported securities. Cisco is the sole shareholder of Cisco Capital and as such may be deemed to be an indirect beneficial owner of the reported securities. Except to the extent of any indirect pecuniary interest therein, Cisco disclaims beneficial ownership of the securities held by Cisco Capital. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.