organization · Reporting owner
Cisco Systems International B.V.
Disclosed activity across 2 companies
Sign in to followReported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
AQUANTIA CORP
Report date November 07, 2017 · Filed November 07, 2017
Jointly reported with CISCO SYSTEMS, INC.
Section 16 reporting ended · disclosed 2017-11-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Indirectsee footnote | 243,635 |
Reported balance
After 2017-11-07 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2017-11-07 · Conversion · Acquired 243,635 · Balance 243,635 F1: On November 7, 2017, each ten (10) shares of Series A Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series A Convertible Preferred Stock had no expiration date. F8: Cisco Systems International B.V. (Cisco International B.V.) directly beneficially owns the reported securities. Cisco Systems, Inc. (Cisco) is the sole owner of the outstanding securities of Cisco International B.V. and as such may be deemed to be an indirect beneficial owner of the reported securities. Except to the extent of any indirect pecuniary interest therein, Cisco disclaims beneficial ownership of the securities beneficially owned by Cisco International B.V. Cisco Systems International B.V. |
| Common StockSEC Table I · non-derivative | Indirectsee footnote | 46,505 |
Reported balance
After 2017-11-07 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2017-11-07 · Conversion · Acquired 46,505 · Balance 46,505 F2: On November 7, 2017, each ten (10) shares of Series B Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series B Convertible Preferred Stock had no expiration date. F8: Cisco Systems International B.V. (Cisco International B.V.) directly beneficially owns the reported securities. Cisco Systems, Inc. (Cisco) is the sole owner of the outstanding securities of Cisco International B.V. and as such may be deemed to be an indirect beneficial owner of the reported securities. Except to the extent of any indirect pecuniary interest therein, Cisco disclaims beneficial ownership of the securities beneficially owned by Cisco International B.V. Cisco Systems International B.V. |
| Common StockSEC Table I · non-derivative | Indirectsee footnote | 187,311 |
Reported balance
After 2017-11-07 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2017-11-07 · Conversion · Acquired 187,311 · Balance 187,311 F3: On November 7, 2017, each ten (10) shares of Series D Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series D Convertible Preferred Stock had no expiration date. F8: Cisco Systems International B.V. (Cisco International B.V.) directly beneficially owns the reported securities. Cisco Systems, Inc. (Cisco) is the sole owner of the outstanding securities of Cisco International B.V. and as such may be deemed to be an indirect beneficial owner of the reported securities. Except to the extent of any indirect pecuniary interest therein, Cisco disclaims beneficial ownership of the securities beneficially owned by Cisco International B.V. Cisco Systems International B.V. |
| Common StockSEC Table I · non-derivative | Indirectsee footnote | 93,191 |
Reported balance
After 2017-11-07 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2017-11-07 · Conversion · Acquired 93,191 · Balance 93,191 F4: On November 7, 2017, each ten (10) shares of Series E Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series E Convertible Preferred Stock had no expiration date. F8: Cisco Systems International B.V. (Cisco International B.V.) directly beneficially owns the reported securities. Cisco Systems, Inc. (Cisco) is the sole owner of the outstanding securities of Cisco International B.V. and as such may be deemed to be an indirect beneficial owner of the reported securities. Except to the extent of any indirect pecuniary interest therein, Cisco disclaims beneficial ownership of the securities beneficially owned by Cisco International B.V. Cisco Systems International B.V. |
| Common StockSEC Table I · non-derivative | Indirectsee footnote | 53,879 |
Reported balance
After 2017-11-07 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2017-11-07 · Conversion · Acquired 53,879 · Balance 53,879 F5: On November 7, 2017, each ten (10) shares of Series F Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series F Convertible Preferred Stock had no expiration date. F8: Cisco Systems International B.V. (Cisco International B.V.) directly beneficially owns the reported securities. Cisco Systems, Inc. (Cisco) is the sole owner of the outstanding securities of Cisco International B.V. and as such may be deemed to be an indirect beneficial owner of the reported securities. Except to the extent of any indirect pecuniary interest therein, Cisco disclaims beneficial ownership of the securities beneficially owned by Cisco International B.V. Cisco Systems International B.V. |
| Common StockSEC Table I · non-derivative | Indirectsee footnote | 21,749 |
Reported balance
After 2017-11-07 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2017-11-07 · Conversion · Acquired 21,749 · Balance 21,749 F6: On November 7, 2017, each ten (10) shares of Series G Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series G Convertible Preferred Stock had no expiration date. F8: Cisco Systems International B.V. (Cisco International B.V.) directly beneficially owns the reported securities. Cisco Systems, Inc. (Cisco) is the sole owner of the outstanding securities of Cisco International B.V. and as such may be deemed to be an indirect beneficial owner of the reported securities. Except to the extent of any indirect pecuniary interest therein, Cisco disclaims beneficial ownership of the securities beneficially owned by Cisco International B.V. Cisco Systems International B.V. |
| Common StockSEC Table I · non-derivative | Direct | 26,506 |
Reported balance
After 2017-11-07 transaction · row 7
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 7 · 2017-11-07 · Conversion · Acquired 26,506 · Balance 26,506 F7: On November 7, 2017, each ten (10) shares of Series H Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series H Convertible Preferred Stock had no expiration date. F9: Cisco directly beneficially owns the reported securities. |
| Series A Convertible Preferred StockSEC Table II · derivative / convertible security | Indirectsee footnote | 0 |
Reported balance
After 2017-11-07 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2017-11-07 · Conversion · Disposed 2,436,351 · Balance 0 F1: On November 7, 2017, each ten (10) shares of Series A Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series A Convertible Preferred Stock had no expiration date. F8: Cisco Systems International B.V. (Cisco International B.V.) directly beneficially owns the reported securities. Cisco Systems, Inc. (Cisco) is the sole owner of the outstanding securities of Cisco International B.V. and as such may be deemed to be an indirect beneficial owner of the reported securities. Except to the extent of any indirect pecuniary interest therein, Cisco disclaims beneficial ownership of the securities beneficially owned by Cisco International B.V. Cisco Systems International B.V. |
| Series B Convertible Preferred StockSEC Table II · derivative / convertible security | Indirectsee footnote | 0 |
Reported balance
After 2017-11-07 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2017-11-07 · Conversion · Disposed 465,056 · Balance 0 F2: On November 7, 2017, each ten (10) shares of Series B Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series B Convertible Preferred Stock had no expiration date. F8: Cisco Systems International B.V. (Cisco International B.V.) directly beneficially owns the reported securities. Cisco Systems, Inc. (Cisco) is the sole owner of the outstanding securities of Cisco International B.V. and as such may be deemed to be an indirect beneficial owner of the reported securities. Except to the extent of any indirect pecuniary interest therein, Cisco disclaims beneficial ownership of the securities beneficially owned by Cisco International B.V. Cisco Systems International B.V. |
| Series D Convertible Preferred StockSEC Table II · derivative / convertible security | Indirectsee footnote | 0 |
Reported balance
After 2017-11-07 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2017-11-07 · Conversion · Disposed 1,873,110 · Balance 0 F3: On November 7, 2017, each ten (10) shares of Series D Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series D Convertible Preferred Stock had no expiration date. F8: Cisco Systems International B.V. (Cisco International B.V.) directly beneficially owns the reported securities. Cisco Systems, Inc. (Cisco) is the sole owner of the outstanding securities of Cisco International B.V. and as such may be deemed to be an indirect beneficial owner of the reported securities. Except to the extent of any indirect pecuniary interest therein, Cisco disclaims beneficial ownership of the securities beneficially owned by Cisco International B.V. Cisco Systems International B.V. |
| Series E Convertible Preferred StockSEC Table II · derivative / convertible security | Indirectsee footnote | 0 |
Reported balance
After 2017-11-07 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2017-11-07 · Conversion · Disposed 931,914 · Balance 0 F4: On November 7, 2017, each ten (10) shares of Series E Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series E Convertible Preferred Stock had no expiration date. F8: Cisco Systems International B.V. (Cisco International B.V.) directly beneficially owns the reported securities. Cisco Systems, Inc. (Cisco) is the sole owner of the outstanding securities of Cisco International B.V. and as such may be deemed to be an indirect beneficial owner of the reported securities. Except to the extent of any indirect pecuniary interest therein, Cisco disclaims beneficial ownership of the securities beneficially owned by Cisco International B.V. Cisco Systems International B.V. |
| Series F Convertible Preferred StockSEC Table II · derivative / convertible security | Indirectsee footnote | 0 |
Reported balance
After 2017-11-07 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2017-11-07 · Conversion · Disposed 538,793 · Balance 0 F5: On November 7, 2017, each ten (10) shares of Series F Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series F Convertible Preferred Stock had no expiration date. F8: Cisco Systems International B.V. (Cisco International B.V.) directly beneficially owns the reported securities. Cisco Systems, Inc. (Cisco) is the sole owner of the outstanding securities of Cisco International B.V. and as such may be deemed to be an indirect beneficial owner of the reported securities. Except to the extent of any indirect pecuniary interest therein, Cisco disclaims beneficial ownership of the securities beneficially owned by Cisco International B.V. Cisco Systems International B.V. |
| Series G Convertible Preferred StockSEC Table II · derivative / convertible security | Indirectsee footnote | 0 |
Reported balance
After 2017-11-07 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2017-11-07 · Conversion · Disposed 217,490 · Balance 0 F6: On November 7, 2017, each ten (10) shares of Series G Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series G Convertible Preferred Stock had no expiration date. F8: Cisco Systems International B.V. (Cisco International B.V.) directly beneficially owns the reported securities. Cisco Systems, Inc. (Cisco) is the sole owner of the outstanding securities of Cisco International B.V. and as such may be deemed to be an indirect beneficial owner of the reported securities. Except to the extent of any indirect pecuniary interest therein, Cisco disclaims beneficial ownership of the securities beneficially owned by Cisco International B.V. Cisco Systems International B.V. |
| Series H Convertible Preferred StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-11-07 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2017-11-07 · Conversion · Disposed 265,064 · Balance 0 F7: On November 7, 2017, each ten (10) shares of Series H Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series H Convertible Preferred Stock had no expiration date. F9: Cisco directly beneficially owns the reported securities. |
Filing footnotes · ownership attribution and instrument terms
F1: On November 7, 2017, each ten (10) shares of Series A Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series A Convertible Preferred Stock had no expiration date.
F2: On November 7, 2017, each ten (10) shares of Series B Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series B Convertible Preferred Stock had no expiration date.
F3: On November 7, 2017, each ten (10) shares of Series D Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series D Convertible Preferred Stock had no expiration date.
F4: On November 7, 2017, each ten (10) shares of Series E Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series E Convertible Preferred Stock had no expiration date.
F5: On November 7, 2017, each ten (10) shares of Series F Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series F Convertible Preferred Stock had no expiration date.
F6: On November 7, 2017, each ten (10) shares of Series G Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series G Convertible Preferred Stock had no expiration date.
F7: On November 7, 2017, each ten (10) shares of Series H Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series H Convertible Preferred Stock had no expiration date.
F8: Cisco Systems International B.V. (Cisco International B.V.) directly beneficially owns the reported securities. Cisco Systems, Inc. (Cisco) is the sole owner of the outstanding securities of Cisco International B.V. and as such may be deemed to be an indirect beneficial owner of the reported securities. Except to the extent of any indirect pecuniary interest therein, Cisco disclaims beneficial ownership of the securities beneficially owned by Cisco International B.V. Cisco Systems International B.V.
F9: Cisco directly beneficially owns the reported securities.
MAVENIR SYSTEMS INC
Report date November 13, 2013 · Filed November 16, 2013
Jointly reported with CISCO SYSTEMS, INC.
Section 16 reporting ended · disclosed 2013-11-16. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,135,945 |
Last balance in matching sequence
After 2013-11-13 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2013-11-13 · Conversion · Acquired 898,284 · Balance 898,284 F1: On November 13, 2013, each share of Series C Preferred Stock automatically converted into one-seventh of one share of Issuer's Common Stock for no additional consideration, after giving effect to a 1-for-7 reverse stock split effected by the Issuer immediately prior to the closing of the Issuer's initial public offering of Common Stock. The Series C Preferred Stock had no expiration date. F4: Cisco Systems International B.V. (Cisco International B.V.) directly beneficially owns the reported securities. Cisco Systems, Inc. (Cisco) indirectly owns 100% of the outstanding securities of Cisco International B.V. and as such may be deemed to be an indirect beneficial owner of the reported securities. Except to the extent of any indirect pecuniary interest therein, Cisco disclaims beneficial ownership of the securities beneficially owned by Cisco International B.V. Row 2 · 2013-11-13 · Conversion · Acquired 136,885 · Balance 1,035,169 F2: On November 13, 2013, each share of Series D Preferred Stock automatically converted into one-seventh of one share of Issuer's Common Stock for no additional consideration, after giving effect to 1-for-7 reverse stock split effected by the Issuer immediately prior to the closing of the Issuer's initial public offering of Common Stock. The Series D Preferred Stock had no expiration date. F4: Cisco Systems International B.V. (Cisco International B.V.) directly beneficially owns the reported securities. Cisco Systems, Inc. (Cisco) indirectly owns 100% of the outstanding securities of Cisco International B.V. and as such may be deemed to be an indirect beneficial owner of the reported securities. Except to the extent of any indirect pecuniary interest therein, Cisco disclaims beneficial ownership of the securities beneficially owned by Cisco International B.V. Row 3 · 2013-11-13 · Conversion · Acquired 100,776 · Balance 1,135,945 F3: On November 13, 2013, each share of Series E Preferred Stock automatically converted into one-seventh of one share of Issuer's Common Stock for no additional consideration, after giving effect to a 1-for-7 reverse stock split effected by the Issuer immediately prior to the closing of the Issuer's initial public offering of Common Stock. The Series E Preferred Stock had no expiration date. F4: Cisco Systems International B.V. (Cisco International B.V.) directly beneficially owns the reported securities. Cisco Systems, Inc. (Cisco) indirectly owns 100% of the outstanding securities of Cisco International B.V. and as such may be deemed to be an indirect beneficial owner of the reported securities. Except to the extent of any indirect pecuniary interest therein, Cisco disclaims beneficial ownership of the securities beneficially owned by Cisco International B.V. |
| Series C Preferred StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2013-11-13 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2013-11-13 · Conversion · Disposed 6,287,989 · Balance 0 F1: On November 13, 2013, each share of Series C Preferred Stock automatically converted into one-seventh of one share of Issuer's Common Stock for no additional consideration, after giving effect to a 1-for-7 reverse stock split effected by the Issuer immediately prior to the closing of the Issuer's initial public offering of Common Stock. The Series C Preferred Stock had no expiration date. F4: Cisco Systems International B.V. (Cisco International B.V.) directly beneficially owns the reported securities. Cisco Systems, Inc. (Cisco) indirectly owns 100% of the outstanding securities of Cisco International B.V. and as such may be deemed to be an indirect beneficial owner of the reported securities. Except to the extent of any indirect pecuniary interest therein, Cisco disclaims beneficial ownership of the securities beneficially owned by Cisco International B.V. |
| Series D Preferred StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2013-11-13 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2013-11-13 · Conversion · Disposed 958,195 · Balance 0 F2: On November 13, 2013, each share of Series D Preferred Stock automatically converted into one-seventh of one share of Issuer's Common Stock for no additional consideration, after giving effect to 1-for-7 reverse stock split effected by the Issuer immediately prior to the closing of the Issuer's initial public offering of Common Stock. The Series D Preferred Stock had no expiration date. F4: Cisco Systems International B.V. (Cisco International B.V.) directly beneficially owns the reported securities. Cisco Systems, Inc. (Cisco) indirectly owns 100% of the outstanding securities of Cisco International B.V. and as such may be deemed to be an indirect beneficial owner of the reported securities. Except to the extent of any indirect pecuniary interest therein, Cisco disclaims beneficial ownership of the securities beneficially owned by Cisco International B.V. |
| Series E Preferred StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2013-11-13 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2013-11-13 · Conversion · Disposed 705,436 · Balance 0 F3: On November 13, 2013, each share of Series E Preferred Stock automatically converted into one-seventh of one share of Issuer's Common Stock for no additional consideration, after giving effect to a 1-for-7 reverse stock split effected by the Issuer immediately prior to the closing of the Issuer's initial public offering of Common Stock. The Series E Preferred Stock had no expiration date. F4: Cisco Systems International B.V. (Cisco International B.V.) directly beneficially owns the reported securities. Cisco Systems, Inc. (Cisco) indirectly owns 100% of the outstanding securities of Cisco International B.V. and as such may be deemed to be an indirect beneficial owner of the reported securities. Except to the extent of any indirect pecuniary interest therein, Cisco disclaims beneficial ownership of the securities beneficially owned by Cisco International B.V. |
Filing footnotes · ownership attribution and instrument terms
F1: On November 13, 2013, each share of Series C Preferred Stock automatically converted into one-seventh of one share of Issuer's Common Stock for no additional consideration, after giving effect to a 1-for-7 reverse stock split effected by the Issuer immediately prior to the closing of the Issuer's initial public offering of Common Stock. The Series C Preferred Stock had no expiration date.
F2: On November 13, 2013, each share of Series D Preferred Stock automatically converted into one-seventh of one share of Issuer's Common Stock for no additional consideration, after giving effect to 1-for-7 reverse stock split effected by the Issuer immediately prior to the closing of the Issuer's initial public offering of Common Stock. The Series D Preferred Stock had no expiration date.
F3: On November 13, 2013, each share of Series E Preferred Stock automatically converted into one-seventh of one share of Issuer's Common Stock for no additional consideration, after giving effect to a 1-for-7 reverse stock split effected by the Issuer immediately prior to the closing of the Issuer's initial public offering of Common Stock. The Series E Preferred Stock had no expiration date.
F4: Cisco Systems International B.V. (Cisco International B.V.) directly beneficially owns the reported securities. Cisco Systems, Inc. (Cisco) indirectly owns 100% of the outstanding securities of Cisco International B.V. and as such may be deemed to be an indirect beneficial owner of the reported securities. Except to the extent of any indirect pecuniary interest therein, Cisco disclaims beneficial ownership of the securities beneficially owned by Cisco International B.V.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 07, 2017 Filed Nov 7, 2017 22:16 UTC | AQUANTIA CORP AQ · Entity 12241 | ConversionSeries H Convertible Preferred Stock · Derivative | 265,064 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-041448 · doc1.xml · derivative · entry 14 CISCO SYSTEMS, INC. · CIK 0000858877 · 10% owner Cisco Systems International B.V. · CIK 0001345837 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 26,506 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: On November 7, 2017, each ten (10) shares of Series H Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series H Convertible Preferred Stock had no expiration date. F7 · shares: On November 7, 2017, each ten (10) shares of Series H Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series H Convertible Preferred Stock had no expiration date. F7 · price: On November 7, 2017, each ten (10) shares of Series H Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series H Convertible Preferred Stock had no expiration date. F7 · derivative.exercise_date: On November 7, 2017, each ten (10) shares of Series H Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series H Convertible Preferred Stock had no expiration date. F7 · derivative.expiration_date: On November 7, 2017, each ten (10) shares of Series H Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series H Convertible Preferred Stock had no expiration date. F7 · derivative.underlying_shares: On November 7, 2017, each ten (10) shares of Series H Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series H Convertible Preferred Stock had no expiration date. F9 · ownership.direct: Cisco directly beneficially owns the reported securities. Read SEC document |
| November 07, 2017 Filed Nov 7, 2017 22:16 UTC | AQUANTIA CORP AQ · Entity 12241 | ConversionSeries G Convertible Preferred Stock · Derivative | 217,490 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-041448 · doc1.xml · derivative · entry 13 CISCO SYSTEMS, INC. · CIK 0000858877 · 10% owner Cisco Systems International B.V. · CIK 0001345837 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · see footnote Disclosed balance after: 0 Underlying: Common Stock · 21,749 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: On November 7, 2017, each ten (10) shares of Series G Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series G Convertible Preferred Stock had no expiration date. F6 · shares: On November 7, 2017, each ten (10) shares of Series G Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series G Convertible Preferred Stock had no expiration date. F6 · price: On November 7, 2017, each ten (10) shares of Series G Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series G Convertible Preferred Stock had no expiration date. F6 · derivative.exercise_date: On November 7, 2017, each ten (10) shares of Series G Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series G Convertible Preferred Stock had no expiration date. F6 · derivative.expiration_date: On November 7, 2017, each ten (10) shares of Series G Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series G Convertible Preferred Stock had no expiration date. F6 · derivative.underlying_shares: On November 7, 2017, each ten (10) shares of Series G Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series G Convertible Preferred Stock had no expiration date. F8 · ownership.direct: Cisco Systems International B.V. (Cisco International B.V.) directly beneficially owns the reported securities. Cisco Systems, Inc. (Cisco) is the sole owner of the outstanding securities of Cisco International B.V. and as such may be deemed to be an indirect beneficial owner of the reported securities. Except to the extent of any indirect pecuniary interest therein, Cisco disclaims beneficial ownership of the securities beneficially owned by Cisco International B.V. Cisco Systems International B.V. Read SEC document |
| November 07, 2017 Filed Nov 7, 2017 22:16 UTC | AQUANTIA CORP AQ · Entity 12241 | ConversionSeries F Convertible Preferred Stock · Derivative | 538,793 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-041448 · doc1.xml · derivative · entry 12 CISCO SYSTEMS, INC. · CIK 0000858877 · 10% owner Cisco Systems International B.V. · CIK 0001345837 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · see footnote Disclosed balance after: 0 Underlying: Common Stock · 53,879 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: On November 7, 2017, each ten (10) shares of Series F Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series F Convertible Preferred Stock had no expiration date. F5 · shares: On November 7, 2017, each ten (10) shares of Series F Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series F Convertible Preferred Stock had no expiration date. F5 · price: On November 7, 2017, each ten (10) shares of Series F Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series F Convertible Preferred Stock had no expiration date. F5 · derivative.exercise_date: On November 7, 2017, each ten (10) shares of Series F Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series F Convertible Preferred Stock had no expiration date. F5 · derivative.expiration_date: On November 7, 2017, each ten (10) shares of Series F Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series F Convertible Preferred Stock had no expiration date. F5 · derivative.underlying_shares: On November 7, 2017, each ten (10) shares of Series F Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series F Convertible Preferred Stock had no expiration date. F8 · ownership.direct: Cisco Systems International B.V. (Cisco International B.V.) directly beneficially owns the reported securities. Cisco Systems, Inc. (Cisco) is the sole owner of the outstanding securities of Cisco International B.V. and as such may be deemed to be an indirect beneficial owner of the reported securities. Except to the extent of any indirect pecuniary interest therein, Cisco disclaims beneficial ownership of the securities beneficially owned by Cisco International B.V. Cisco Systems International B.V. Read SEC document |
| November 07, 2017 Filed Nov 7, 2017 22:16 UTC | AQUANTIA CORP AQ · Entity 12241 | ConversionSeries E Convertible Preferred Stock · Derivative | 931,914 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-041448 · doc1.xml · derivative · entry 11 CISCO SYSTEMS, INC. · CIK 0000858877 · 10% owner Cisco Systems International B.V. · CIK 0001345837 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · see footnote Disclosed balance after: 0 Underlying: Common Stock · 93,191 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: On November 7, 2017, each ten (10) shares of Series E Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series E Convertible Preferred Stock had no expiration date. F4 · shares: On November 7, 2017, each ten (10) shares of Series E Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series E Convertible Preferred Stock had no expiration date. F4 · price: On November 7, 2017, each ten (10) shares of Series E Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series E Convertible Preferred Stock had no expiration date. F4 · derivative.exercise_date: On November 7, 2017, each ten (10) shares of Series E Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series E Convertible Preferred Stock had no expiration date. F4 · derivative.expiration_date: On November 7, 2017, each ten (10) shares of Series E Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series E Convertible Preferred Stock had no expiration date. F4 · derivative.underlying_shares: On November 7, 2017, each ten (10) shares of Series E Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series E Convertible Preferred Stock had no expiration date. F8 · ownership.direct: Cisco Systems International B.V. (Cisco International B.V.) directly beneficially owns the reported securities. Cisco Systems, Inc. (Cisco) is the sole owner of the outstanding securities of Cisco International B.V. and as such may be deemed to be an indirect beneficial owner of the reported securities. Except to the extent of any indirect pecuniary interest therein, Cisco disclaims beneficial ownership of the securities beneficially owned by Cisco International B.V. Cisco Systems International B.V. Read SEC document |
| November 07, 2017 Filed Nov 7, 2017 22:16 UTC | AQUANTIA CORP AQ · Entity 12241 | ConversionSeries D Convertible Preferred Stock · Derivative | 1,873,110 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-041448 · doc1.xml · derivative · entry 10 CISCO SYSTEMS, INC. · CIK 0000858877 · 10% owner Cisco Systems International B.V. · CIK 0001345837 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · see footnote Disclosed balance after: 0 Underlying: Common Stock · 187,311 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: On November 7, 2017, each ten (10) shares of Series D Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series D Convertible Preferred Stock had no expiration date. F3 · shares: On November 7, 2017, each ten (10) shares of Series D Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series D Convertible Preferred Stock had no expiration date. F3 · price: On November 7, 2017, each ten (10) shares of Series D Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series D Convertible Preferred Stock had no expiration date. F3 · derivative.exercise_date: On November 7, 2017, each ten (10) shares of Series D Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series D Convertible Preferred Stock had no expiration date. F3 · derivative.expiration_date: On November 7, 2017, each ten (10) shares of Series D Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series D Convertible Preferred Stock had no expiration date. F3 · derivative.underlying_shares: On November 7, 2017, each ten (10) shares of Series D Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series D Convertible Preferred Stock had no expiration date. F8 · ownership.direct: Cisco Systems International B.V. (Cisco International B.V.) directly beneficially owns the reported securities. Cisco Systems, Inc. (Cisco) is the sole owner of the outstanding securities of Cisco International B.V. and as such may be deemed to be an indirect beneficial owner of the reported securities. Except to the extent of any indirect pecuniary interest therein, Cisco disclaims beneficial ownership of the securities beneficially owned by Cisco International B.V. Cisco Systems International B.V. Read SEC document |
| November 07, 2017 Filed Nov 7, 2017 22:16 UTC | AQUANTIA CORP AQ · Entity 12241 | ConversionSeries B Convertible Preferred Stock · Derivative | 465,056 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-041448 · doc1.xml · derivative · entry 9 CISCO SYSTEMS, INC. · CIK 0000858877 · 10% owner Cisco Systems International B.V. · CIK 0001345837 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · see footnote Disclosed balance after: 0 Underlying: Common Stock · 46,505 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: On November 7, 2017, each ten (10) shares of Series B Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series B Convertible Preferred Stock had no expiration date. F2 · shares: On November 7, 2017, each ten (10) shares of Series B Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series B Convertible Preferred Stock had no expiration date. F2 · price: On November 7, 2017, each ten (10) shares of Series B Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series B Convertible Preferred Stock had no expiration date. F2 · derivative.exercise_date: On November 7, 2017, each ten (10) shares of Series B Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series B Convertible Preferred Stock had no expiration date. F2 · derivative.expiration_date: On November 7, 2017, each ten (10) shares of Series B Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series B Convertible Preferred Stock had no expiration date. F2 · derivative.underlying_shares: On November 7, 2017, each ten (10) shares of Series B Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series B Convertible Preferred Stock had no expiration date. F8 · ownership.direct: Cisco Systems International B.V. (Cisco International B.V.) directly beneficially owns the reported securities. Cisco Systems, Inc. (Cisco) is the sole owner of the outstanding securities of Cisco International B.V. and as such may be deemed to be an indirect beneficial owner of the reported securities. Except to the extent of any indirect pecuniary interest therein, Cisco disclaims beneficial ownership of the securities beneficially owned by Cisco International B.V. Cisco Systems International B.V. Read SEC document |
| November 07, 2017 Filed Nov 7, 2017 22:16 UTC | AQUANTIA CORP AQ · Entity 12241 | ConversionSeries A Convertible Preferred Stock · Derivative | 2,436,351 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-041448 · doc1.xml · derivative · entry 8 CISCO SYSTEMS, INC. · CIK 0000858877 · 10% owner Cisco Systems International B.V. · CIK 0001345837 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · see footnote Disclosed balance after: 0 Underlying: Common Stock · 243,635 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On November 7, 2017, each ten (10) shares of Series A Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series A Convertible Preferred Stock had no expiration date. F1 · shares: On November 7, 2017, each ten (10) shares of Series A Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series A Convertible Preferred Stock had no expiration date. F1 · price: On November 7, 2017, each ten (10) shares of Series A Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series A Convertible Preferred Stock had no expiration date. F1 · derivative.exercise_date: On November 7, 2017, each ten (10) shares of Series A Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series A Convertible Preferred Stock had no expiration date. F1 · derivative.expiration_date: On November 7, 2017, each ten (10) shares of Series A Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series A Convertible Preferred Stock had no expiration date. F1 · derivative.underlying_shares: On November 7, 2017, each ten (10) shares of Series A Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series A Convertible Preferred Stock had no expiration date. F8 · ownership.direct: Cisco Systems International B.V. (Cisco International B.V.) directly beneficially owns the reported securities. Cisco Systems, Inc. (Cisco) is the sole owner of the outstanding securities of Cisco International B.V. and as such may be deemed to be an indirect beneficial owner of the reported securities. Except to the extent of any indirect pecuniary interest therein, Cisco disclaims beneficial ownership of the securities beneficially owned by Cisco International B.V. Cisco Systems International B.V. Read SEC document |
| November 07, 2017 Filed Nov 7, 2017 22:16 UTC | AQUANTIA CORP AQ · Entity 12241 | ConversionCommon Stock | 26,506 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-041448 · doc1.xml · nonDerivative · entry 7 CISCO SYSTEMS, INC. · CIK 0000858877 · 10% owner Cisco Systems International B.V. · CIK 0001345837 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,506 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · price: On November 7, 2017, each ten (10) shares of Series H Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series H Convertible Preferred Stock had no expiration date. F9 · ownership.direct: Cisco directly beneficially owns the reported securities. Read SEC document |
| November 07, 2017 Filed Nov 7, 2017 22:16 UTC | AQUANTIA CORP AQ · Entity 12241 | ConversionCommon Stock | 21,749 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-041448 · doc1.xml · nonDerivative · entry 6 CISCO SYSTEMS, INC. · CIK 0000858877 · 10% owner Cisco Systems International B.V. · CIK 0001345837 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · see footnote Disclosed balance after: 21,749 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · price: On November 7, 2017, each ten (10) shares of Series G Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series G Convertible Preferred Stock had no expiration date. F8 · ownership.direct: Cisco Systems International B.V. (Cisco International B.V.) directly beneficially owns the reported securities. Cisco Systems, Inc. (Cisco) is the sole owner of the outstanding securities of Cisco International B.V. and as such may be deemed to be an indirect beneficial owner of the reported securities. Except to the extent of any indirect pecuniary interest therein, Cisco disclaims beneficial ownership of the securities beneficially owned by Cisco International B.V. Cisco Systems International B.V. Read SEC document |
| November 07, 2017 Filed Nov 7, 2017 22:16 UTC | AQUANTIA CORP AQ · Entity 12241 | ConversionCommon Stock | 53,879 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-041448 · doc1.xml · nonDerivative · entry 5 CISCO SYSTEMS, INC. · CIK 0000858877 · 10% owner Cisco Systems International B.V. · CIK 0001345837 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · see footnote Disclosed balance after: 53,879 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: On November 7, 2017, each ten (10) shares of Series F Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series F Convertible Preferred Stock had no expiration date. F8 · ownership.direct: Cisco Systems International B.V. (Cisco International B.V.) directly beneficially owns the reported securities. Cisco Systems, Inc. (Cisco) is the sole owner of the outstanding securities of Cisco International B.V. and as such may be deemed to be an indirect beneficial owner of the reported securities. Except to the extent of any indirect pecuniary interest therein, Cisco disclaims beneficial ownership of the securities beneficially owned by Cisco International B.V. Cisco Systems International B.V. Read SEC document |
| November 07, 2017 Filed Nov 7, 2017 22:16 UTC | AQUANTIA CORP AQ · Entity 12241 | ConversionCommon Stock | 93,191 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-041448 · doc1.xml · nonDerivative · entry 4 CISCO SYSTEMS, INC. · CIK 0000858877 · 10% owner Cisco Systems International B.V. · CIK 0001345837 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · see footnote Disclosed balance after: 93,191 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: On November 7, 2017, each ten (10) shares of Series E Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series E Convertible Preferred Stock had no expiration date. F8 · ownership.direct: Cisco Systems International B.V. (Cisco International B.V.) directly beneficially owns the reported securities. Cisco Systems, Inc. (Cisco) is the sole owner of the outstanding securities of Cisco International B.V. and as such may be deemed to be an indirect beneficial owner of the reported securities. Except to the extent of any indirect pecuniary interest therein, Cisco disclaims beneficial ownership of the securities beneficially owned by Cisco International B.V. Cisco Systems International B.V. Read SEC document |
| November 07, 2017 Filed Nov 7, 2017 22:16 UTC | AQUANTIA CORP AQ · Entity 12241 | ConversionCommon Stock | 187,311 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-041448 · doc1.xml · nonDerivative · entry 3 CISCO SYSTEMS, INC. · CIK 0000858877 · 10% owner Cisco Systems International B.V. · CIK 0001345837 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · see footnote Disclosed balance after: 187,311 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: On November 7, 2017, each ten (10) shares of Series D Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series D Convertible Preferred Stock had no expiration date. F8 · ownership.direct: Cisco Systems International B.V. (Cisco International B.V.) directly beneficially owns the reported securities. Cisco Systems, Inc. (Cisco) is the sole owner of the outstanding securities of Cisco International B.V. and as such may be deemed to be an indirect beneficial owner of the reported securities. Except to the extent of any indirect pecuniary interest therein, Cisco disclaims beneficial ownership of the securities beneficially owned by Cisco International B.V. Cisco Systems International B.V. Read SEC document |
| November 07, 2017 Filed Nov 7, 2017 22:16 UTC | AQUANTIA CORP AQ · Entity 12241 | ConversionCommon Stock | 46,505 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-041448 · doc1.xml · nonDerivative · entry 2 CISCO SYSTEMS, INC. · CIK 0000858877 · 10% owner Cisco Systems International B.V. · CIK 0001345837 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · see footnote Disclosed balance after: 46,505 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: On November 7, 2017, each ten (10) shares of Series B Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series B Convertible Preferred Stock had no expiration date. F8 · ownership.direct: Cisco Systems International B.V. (Cisco International B.V.) directly beneficially owns the reported securities. Cisco Systems, Inc. (Cisco) is the sole owner of the outstanding securities of Cisco International B.V. and as such may be deemed to be an indirect beneficial owner of the reported securities. Except to the extent of any indirect pecuniary interest therein, Cisco disclaims beneficial ownership of the securities beneficially owned by Cisco International B.V. Cisco Systems International B.V. Read SEC document |
| November 07, 2017 Filed Nov 7, 2017 22:16 UTC | AQUANTIA CORP AQ · Entity 12241 | ConversionCommon Stock | 243,635 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-041448 · doc1.xml · nonDerivative · entry 1 CISCO SYSTEMS, INC. · CIK 0000858877 · 10% owner Cisco Systems International B.V. · CIK 0001345837 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · see footnote Disclosed balance after: 243,635 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On November 7, 2017, each ten (10) shares of Series A Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series A Convertible Preferred Stock had no expiration date. F8 · ownership.direct: Cisco Systems International B.V. (Cisco International B.V.) directly beneficially owns the reported securities. Cisco Systems, Inc. (Cisco) is the sole owner of the outstanding securities of Cisco International B.V. and as such may be deemed to be an indirect beneficial owner of the reported securities. Except to the extent of any indirect pecuniary interest therein, Cisco disclaims beneficial ownership of the securities beneficially owned by Cisco International B.V. Cisco Systems International B.V. Read SEC document |
| November 13, 2013 Filed Nov 16, 2013 00:20 UTC | MAVENIR SYSTEMS INC MVNR · Entity 12663 | ConversionSeries E Preferred Stock · Derivative | 705,436 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-13-043241 · doc1.xml · derivative · entry 6 Cisco Systems International B.V. · CIK 0001345837 · 10% owner CISCO SYSTEMS, INC. · CIK 0000858877 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 100,776 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: On November 13, 2013, each share of Series E Preferred Stock automatically converted into one-seventh of one share of Issuer's Common Stock for no additional consideration, after giving effect to a 1-for-7 reverse stock split effected by the Issuer immediately prior to the closing of the Issuer's initial public offering of Common Stock. The Series E Preferred Stock had no expiration date. F3 · price: On November 13, 2013, each share of Series E Preferred Stock automatically converted into one-seventh of one share of Issuer's Common Stock for no additional consideration, after giving effect to a 1-for-7 reverse stock split effected by the Issuer immediately prior to the closing of the Issuer's initial public offering of Common Stock. The Series E Preferred Stock had no expiration date. F3 · derivative.exercise_date: On November 13, 2013, each share of Series E Preferred Stock automatically converted into one-seventh of one share of Issuer's Common Stock for no additional consideration, after giving effect to a 1-for-7 reverse stock split effected by the Issuer immediately prior to the closing of the Issuer's initial public offering of Common Stock. The Series E Preferred Stock had no expiration date. F3 · derivative.expiration_date: On November 13, 2013, each share of Series E Preferred Stock automatically converted into one-seventh of one share of Issuer's Common Stock for no additional consideration, after giving effect to a 1-for-7 reverse stock split effected by the Issuer immediately prior to the closing of the Issuer's initial public offering of Common Stock. The Series E Preferred Stock had no expiration date. F3 · derivative.underlying_shares: On November 13, 2013, each share of Series E Preferred Stock automatically converted into one-seventh of one share of Issuer's Common Stock for no additional consideration, after giving effect to a 1-for-7 reverse stock split effected by the Issuer immediately prior to the closing of the Issuer's initial public offering of Common Stock. The Series E Preferred Stock had no expiration date. F4 · ownership.direct: Cisco Systems International B.V. (Cisco International B.V.) directly beneficially owns the reported securities. Cisco Systems, Inc. (Cisco) indirectly owns 100% of the outstanding securities of Cisco International B.V. and as such may be deemed to be an indirect beneficial owner of the reported securities. Except to the extent of any indirect pecuniary interest therein, Cisco disclaims beneficial ownership of the securities beneficially owned by Cisco International B.V. Read SEC document |
| November 13, 2013 Filed Nov 16, 2013 00:20 UTC | MAVENIR SYSTEMS INC MVNR · Entity 12663 | ConversionSeries D Preferred Stock · Derivative | 958,195 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-13-043241 · doc1.xml · derivative · entry 5 Cisco Systems International B.V. · CIK 0001345837 · 10% owner CISCO SYSTEMS, INC. · CIK 0000858877 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 136,885 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: On November 13, 2013, each share of Series D Preferred Stock automatically converted into one-seventh of one share of Issuer's Common Stock for no additional consideration, after giving effect to 1-for-7 reverse stock split effected by the Issuer immediately prior to the closing of the Issuer's initial public offering of Common Stock. The Series D Preferred Stock had no expiration date. F2 · price: On November 13, 2013, each share of Series D Preferred Stock automatically converted into one-seventh of one share of Issuer's Common Stock for no additional consideration, after giving effect to 1-for-7 reverse stock split effected by the Issuer immediately prior to the closing of the Issuer's initial public offering of Common Stock. The Series D Preferred Stock had no expiration date. F2 · derivative.exercise_date: On November 13, 2013, each share of Series D Preferred Stock automatically converted into one-seventh of one share of Issuer's Common Stock for no additional consideration, after giving effect to 1-for-7 reverse stock split effected by the Issuer immediately prior to the closing of the Issuer's initial public offering of Common Stock. The Series D Preferred Stock had no expiration date. F2 · derivative.expiration_date: On November 13, 2013, each share of Series D Preferred Stock automatically converted into one-seventh of one share of Issuer's Common Stock for no additional consideration, after giving effect to 1-for-7 reverse stock split effected by the Issuer immediately prior to the closing of the Issuer's initial public offering of Common Stock. The Series D Preferred Stock had no expiration date. F2 · derivative.underlying_shares: On November 13, 2013, each share of Series D Preferred Stock automatically converted into one-seventh of one share of Issuer's Common Stock for no additional consideration, after giving effect to 1-for-7 reverse stock split effected by the Issuer immediately prior to the closing of the Issuer's initial public offering of Common Stock. The Series D Preferred Stock had no expiration date. F4 · ownership.direct: Cisco Systems International B.V. (Cisco International B.V.) directly beneficially owns the reported securities. Cisco Systems, Inc. (Cisco) indirectly owns 100% of the outstanding securities of Cisco International B.V. and as such may be deemed to be an indirect beneficial owner of the reported securities. Except to the extent of any indirect pecuniary interest therein, Cisco disclaims beneficial ownership of the securities beneficially owned by Cisco International B.V. Read SEC document |
| November 13, 2013 Filed Nov 16, 2013 00:20 UTC | MAVENIR SYSTEMS INC MVNR · Entity 12663 | ConversionSeries C Preferred Stock · Derivative | 6,287,989 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-13-043241 · doc1.xml · derivative · entry 4 Cisco Systems International B.V. · CIK 0001345837 · 10% owner CISCO SYSTEMS, INC. · CIK 0000858877 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 898,284 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On November 13, 2013, each share of Series C Preferred Stock automatically converted into one-seventh of one share of Issuer's Common Stock for no additional consideration, after giving effect to a 1-for-7 reverse stock split effected by the Issuer immediately prior to the closing of the Issuer's initial public offering of Common Stock. The Series C Preferred Stock had no expiration date. F1 · price: On November 13, 2013, each share of Series C Preferred Stock automatically converted into one-seventh of one share of Issuer's Common Stock for no additional consideration, after giving effect to a 1-for-7 reverse stock split effected by the Issuer immediately prior to the closing of the Issuer's initial public offering of Common Stock. The Series C Preferred Stock had no expiration date. F1 · derivative.exercise_date: On November 13, 2013, each share of Series C Preferred Stock automatically converted into one-seventh of one share of Issuer's Common Stock for no additional consideration, after giving effect to a 1-for-7 reverse stock split effected by the Issuer immediately prior to the closing of the Issuer's initial public offering of Common Stock. The Series C Preferred Stock had no expiration date. F1 · derivative.expiration_date: On November 13, 2013, each share of Series C Preferred Stock automatically converted into one-seventh of one share of Issuer's Common Stock for no additional consideration, after giving effect to a 1-for-7 reverse stock split effected by the Issuer immediately prior to the closing of the Issuer's initial public offering of Common Stock. The Series C Preferred Stock had no expiration date. F1 · derivative.underlying_shares: On November 13, 2013, each share of Series C Preferred Stock automatically converted into one-seventh of one share of Issuer's Common Stock for no additional consideration, after giving effect to a 1-for-7 reverse stock split effected by the Issuer immediately prior to the closing of the Issuer's initial public offering of Common Stock. The Series C Preferred Stock had no expiration date. F4 · ownership.direct: Cisco Systems International B.V. (Cisco International B.V.) directly beneficially owns the reported securities. Cisco Systems, Inc. (Cisco) indirectly owns 100% of the outstanding securities of Cisco International B.V. and as such may be deemed to be an indirect beneficial owner of the reported securities. Except to the extent of any indirect pecuniary interest therein, Cisco disclaims beneficial ownership of the securities beneficially owned by Cisco International B.V. Read SEC document |
| November 13, 2013 Filed Nov 16, 2013 00:20 UTC | MAVENIR SYSTEMS INC MVNR · Entity 12663 | ConversionCommon Stock | 100,776 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-13-043241 · doc1.xml · nonDerivative · entry 3 Cisco Systems International B.V. · CIK 0001345837 · 10% owner CISCO SYSTEMS, INC. · CIK 0000858877 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,135,945 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: On November 13, 2013, each share of Series E Preferred Stock automatically converted into one-seventh of one share of Issuer's Common Stock for no additional consideration, after giving effect to a 1-for-7 reverse stock split effected by the Issuer immediately prior to the closing of the Issuer's initial public offering of Common Stock. The Series E Preferred Stock had no expiration date. F4 · ownership.direct: Cisco Systems International B.V. (Cisco International B.V.) directly beneficially owns the reported securities. Cisco Systems, Inc. (Cisco) indirectly owns 100% of the outstanding securities of Cisco International B.V. and as such may be deemed to be an indirect beneficial owner of the reported securities. Except to the extent of any indirect pecuniary interest therein, Cisco disclaims beneficial ownership of the securities beneficially owned by Cisco International B.V. Read SEC document |
| November 13, 2013 Filed Nov 16, 2013 00:20 UTC | MAVENIR SYSTEMS INC MVNR · Entity 12663 | ConversionCommon Stock | 136,885 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-13-043241 · doc1.xml · nonDerivative · entry 2 Cisco Systems International B.V. · CIK 0001345837 · 10% owner CISCO SYSTEMS, INC. · CIK 0000858877 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,035,169 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: On November 13, 2013, each share of Series D Preferred Stock automatically converted into one-seventh of one share of Issuer's Common Stock for no additional consideration, after giving effect to 1-for-7 reverse stock split effected by the Issuer immediately prior to the closing of the Issuer's initial public offering of Common Stock. The Series D Preferred Stock had no expiration date. F4 · ownership.direct: Cisco Systems International B.V. (Cisco International B.V.) directly beneficially owns the reported securities. Cisco Systems, Inc. (Cisco) indirectly owns 100% of the outstanding securities of Cisco International B.V. and as such may be deemed to be an indirect beneficial owner of the reported securities. Except to the extent of any indirect pecuniary interest therein, Cisco disclaims beneficial ownership of the securities beneficially owned by Cisco International B.V. Read SEC document |
| November 13, 2013 Filed Nov 16, 2013 00:20 UTC | MAVENIR SYSTEMS INC MVNR · Entity 12663 | ConversionCommon Stock | 898,284 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-13-043241 · doc1.xml · nonDerivative · entry 1 Cisco Systems International B.V. · CIK 0001345837 · 10% owner CISCO SYSTEMS, INC. · CIK 0000858877 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 898,284 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On November 13, 2013, each share of Series C Preferred Stock automatically converted into one-seventh of one share of Issuer's Common Stock for no additional consideration, after giving effect to a 1-for-7 reverse stock split effected by the Issuer immediately prior to the closing of the Issuer's initial public offering of Common Stock. The Series C Preferred Stock had no expiration date. F4 · ownership.direct: Cisco Systems International B.V. (Cisco International B.V.) directly beneficially owns the reported securities. Cisco Systems, Inc. (Cisco) indirectly owns 100% of the outstanding securities of Cisco International B.V. and as such may be deemed to be an indirect beneficial owner of the reported securities. Except to the extent of any indirect pecuniary interest therein, Cisco disclaims beneficial ownership of the securities beneficially owned by Cisco International B.V. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.