Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Energy Recovery, Inc.ERII · Entity 5679 | SVP, Water | July 27, 2026 | July 29, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Energy Recovery, Inc.
Report date July 27, 2026 · Filed July 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 108,301 |
Ending reported balance
After 2026-07-28 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-07-27 · Tax withholding · Disposed 2,320 · Balance 113,688 F1: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e). Row 2 · 2026-07-28 · Sale · Disposed 5,387 · Balance 108,301 F2: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. |
Filing footnotes · ownership attribution and instrument terms
F1: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e).
F2: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 04, 2019 Filed Feb 6, 2019 00:35 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 1,655 | $7.76 | $12,840.48 |
DisclosureSEC source: 0001421517-19-000024 · wf-form4_154941329180726.xml · nonDerivative · entry 3 Clemente Rodney · CIK 0001668422 · VP, Water 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,151 F5 · security: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e). Read SEC document |
| February 04, 2019 Filed Mar 18, 2019 21:12 UTC Amendment | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 1,655 | $7.76 | $12,840.48 |
DisclosureSEC source: 0001437749-19-005192 · rdgdoc.xml · nonDerivative · entry 3 Clemente Rodney · CIK 0001668422 · VP, Water 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,151 F5 · security: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e). F6 · price: Represents the weighted average stock price of the shares sold to cover the tax obligation for restricted stock unit award vesting. Read SEC document |
| January 31, 2019 Filed Feb 6, 2019 00:35 UTC | Energy Recovery, Inc. ERII · Entity 5679 | GrantEmployee Stock Option (Right to Buy) · Derivative | 35,737 | $0.00 Strike: $7.60 | $0.00 |
DisclosureSEC source: 0001421517-19-000024 · wf-form4_154941329180726.xml · derivative · entry 5 Clemente Rodney · CIK 0001668422 · VP, Water 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,737 Underlying: Common Stock · 35,737 shares Expires 2029-01-31 F7 · derivative.exercise_date: This employee stock option was granted on January 31, 2019. 25% of the shares will vest on the 1st anniversary of the vesting start date; therefore, the remaining 75% vest 1/36th per month. Read SEC document |
| January 31, 2019 Filed Feb 6, 2019 00:35 UTC | Energy Recovery, Inc. ERII · Entity 5679 | GrantCommon Stock | 21,381 | $7.60 | $162,495.60 |
DisclosureSEC source: 0001421517-19-000024 · wf-form4_154941329180726.xml · nonDerivative · entry 1 Clemente Rodney · CIK 0001668422 · VP, Water 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,114 F1 · security: Each restricted stock unit represents the right to receive, at settlement, one (1) share of Common Stock F2 · security: The restricted stock unit award was granted on January 31, 2019 and vests 25% on each of the first four anniversaries of the grant date. Read SEC document |
| January 31, 2019 Filed Mar 18, 2019 21:12 UTC Amendment | Energy Recovery, Inc. ERII · Entity 5679 | GrantEmployee Stock Option (Right to Buy) · Derivative | 35,800 | $0.00 Strike: $7.60 | $0.00 |
DisclosureSEC source: 0001437749-19-005192 · rdgdoc.xml · derivative · entry 5 Clemente Rodney · CIK 0001668422 · VP, Water 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,800 Underlying: Common Stock · 35,800 shares Expires 2029-01-31 F7 · derivative.exercise_date: This employee stock option was granted on January 31, 2019. 25% of the options will vest on the 1st anniversary of the grant date; thereafter, the remaining 75% vest 1/36th per month. Read SEC document |
| January 31, 2019 Filed Mar 18, 2019 21:12 UTC Amendment | Energy Recovery, Inc. ERII · Entity 5679 | GrantCommon Stock | 21,381 | $7.60 | $162,495.60 |
DisclosureSEC source: 0001437749-19-005192 · rdgdoc.xml · nonDerivative · entry 1 Clemente Rodney · CIK 0001668422 · VP, Water 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,114 F1 · security: Each restricted stock unit represents the right to receive, at settlement, one (1) share of the Company's Common Stock. F2 · security: The restricted stock unit award was granted on January 31, 2019 and vests 25% on each of the first four anniversaries of the grant date. Read SEC document |
| February 05, 2018 Filed Feb 6, 2018 01:42 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 1,415 | $7.74 | $10,955.64 |
DisclosureSEC source: 0001421517-18-000027 · wf-form4_151788133546598.xml · nonDerivative · entry 3 Clemente Rodney · CIK 0001668422 · VP, Global Desalination Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,733 F4 · shares: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e). F5 · price: Represents the weighted average stock price of the shares sold to cover tax obligation for restricted stock unit award vesting. Read SEC document |
| February 01, 2018 Filed Feb 6, 2018 01:42 UTC | Energy Recovery, Inc. ERII · Entity 5679 | GrantEmployee Stock Option (Right to Buy) · Derivative | 31,807 | $0.00 Strike: $7.50 | $0.00 |
DisclosureSEC source: 0001421517-18-000027 · wf-form4_151788133546598.xml · derivative · entry 4 Clemente Rodney · CIK 0001668422 · VP, Global Desalination Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,807 Underlying: Common Stock · 31,807 shares Expires 2028-02-01 F6 · derivative.exercise_date: This employee stock option was granted on February 1, 2018. 25% of the shares fully vest on the 1st anniversary of the vesting start date; thereafter, the remaining 75%, vest 1/36th per month. Read SEC document |
| February 01, 2018 Filed Feb 6, 2018 01:42 UTC | Energy Recovery, Inc. ERII · Entity 5679 | GrantCommon Stock | 18,333 | $7.50 | $137,497.50 |
DisclosureSEC source: 0001421517-18-000027 · wf-form4_151788133546598.xml · nonDerivative · entry 2 Clemente Rodney · CIK 0001668422 · VP, Global Desalination Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,148 F3 · security: This restricted stock unit award was granted February 1, 2018 and vests 25% on each of the first four anniversaries of the grant date. Read SEC document |
| February 01, 2018 Filed Feb 6, 2018 01:42 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 2,502 | $8.41 | $21,041.82 |
DisclosureSEC source: 0001421517-18-000027 · wf-form4_151788133546598.xml · nonDerivative · entry 1 Clemente Rodney · CIK 0001668422 · VP, Global Desalination Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,815 F1 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e). F2 · price: Represents the weighted average stock price of the shares withheld for each restricted stock unit award vesting. Read SEC document |
| February 02, 2017 Filed Feb 6, 2017 23:42 UTC | Energy Recovery, Inc. ERII · Entity 5679 | GrantStock Option (Right to Buy) · Derivative | 21,867 | $0.00 Strike: $10.19 | $0.00 |
DisclosureSEC source: 0001437749-17-001785 · rdgdoc.xml · derivative · entry 2 Clemente Rodney · CIK 0001668422 · VP, Global Desalination Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,205 Underlying: Common Stock · 21,867 shares Expires 2027-02-02 F2 · derivative.exercise_date: 25% of these options fully vest on the 1st anniversary of the vesting start date of 02/02/2017; thereafter, the remaining 75% vest 1/36th per month. Read SEC document |
| February 02, 2017 Filed Feb 6, 2017 23:42 UTC | Energy Recovery, Inc. ERII · Entity 5679 | GrantCommon Stock | 13,494 | $10.19 | $137,503.86 |
DisclosureSEC source: 0001437749-17-001785 · rdgdoc.xml · nonDerivative · entry 1 Clemente Rodney · CIK 0001668422 · VP, Global Desalination Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,317 F1 · security: Restricted Stock Units which represent a contingent right to receive shares of common stock. 25% of these restricted stock units fully vest on the 1st anniversary of the vesting start date of 02/02/2017; thereafter, the remaining 75% vest 1/36th per month. Read SEC document |
| August 09, 2016 Filed Dec 8, 2016 21:35 UTC Amendment | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 14,760 | $12.99 | $191,741.26 |
DisclosureSEC source: 0001437749-16-043113 · rdgdoc.xml · nonDerivative · entry 1 Clemente Rodney · CIK 0001668422 · VP, Global Desalination Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,823 F1 · price: This figure is the weighted average sales price of multiple trades ranging from $12.9870 to $13.10 per share. The reporting person undertakes to provide to the SEC staff, ERI, or a shareholder of ERI, full information about the number of shares sold at each separate price, upon request. Read SEC document |
| March 09, 2016 Filed Dec 8, 2016 21:35 UTC Amendment | Energy Recovery, Inc. ERII · Entity 5679 | OtherStock Option (Right to Buy) · Derivative | 15,000 | $0.00 Strike: $3.40 | $0.00 |
DisclosureSEC source: 0001437749-16-043114 · rdgdoc.xml · derivative · entry 6 Clemente Rodney · CIK 0001668422 · VP, Global Desalination Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2022-02-15 F3 · derivative.exercise_date: These option were originally granted on 6/3/2010 and became fully exercisable on 6/3/2014. Read SEC document |
| March 09, 2016 Filed Dec 8, 2016 21:35 UTC Amendment | Energy Recovery, Inc. ERII · Entity 5679 | OtherStock Option (Right to Buy) · Derivative | 3,688 | $0.00 Strike: $2.46 | $0.00 |
DisclosureSEC source: 0001437749-16-043114 · rdgdoc.xml · derivative · entry 5 Clemente Rodney · CIK 0001668422 · VP, Global Desalination Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,688 shares Expires 2020-06-02 F2 · derivative.exercise_date: These option were originally granted as part of a larger option award on 2/16/2012 and became fully exercisable on 2/16/2016. Read SEC document |
| March 09, 2016 Filed Dec 8, 2016 21:35 UTC Amendment | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 15,000 | $9.19 | $137,847.00 |
DisclosureSEC source: 0001437749-16-043114 · rdgdoc.xml · nonDerivative · entry 4 Clemente Rodney · CIK 0001668422 · VP, Global Desalination Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,823 F1 · price: This figure is the weighted average sales price of multiple trades ranging from $8.56 to $9.477825 per share. The reporting person undertakes to provide to the SEC staff, ERI, or a shareholder of ERI, full information about the number of shares sold at each separate price, upon request. Read SEC document |
| March 09, 2016 Filed Dec 8, 2016 21:35 UTC Amendment | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionCommon Stock | 15,000 | $3.40 | $51,000.00 |
DisclosureSEC source: 0001437749-16-043114 · rdgdoc.xml · nonDerivative · entry 3 Clemente Rodney · CIK 0001668422 · VP, Global Desalination Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,823 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 09, 2016 Filed Dec 8, 2016 21:35 UTC Amendment | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 3,688 | $9.19 | $33,891.98 |
DisclosureSEC source: 0001437749-16-043114 · rdgdoc.xml · nonDerivative · entry 2 Clemente Rodney · CIK 0001668422 · VP, Global Desalination Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,823 F1 · price: This figure is the weighted average sales price of multiple trades ranging from $8.56 to $9.477825 per share. The reporting person undertakes to provide to the SEC staff, ERI, or a shareholder of ERI, full information about the number of shares sold at each separate price, upon request. Read SEC document |
| March 09, 2016 Filed Dec 8, 2016 21:35 UTC Amendment | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionCommon Stock | 3,688 | $2.46 | $9,072.48 |
DisclosureSEC source: 0001437749-16-043114 · rdgdoc.xml · nonDerivative · entry 1 Clemente Rodney · CIK 0001668422 · VP, Global Desalination Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,511 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.