Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Energy Recovery, Inc.ERII · Entity 5679 | SVP, Water | July 27, 2026 | July 29, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Energy Recovery, Inc.
Report date July 27, 2026 · Filed July 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 108,301 |
Ending reported balance
After 2026-07-28 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-07-27 · Tax withholding · Disposed 2,320 · Balance 113,688 F1: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e). Row 2 · 2026-07-28 · Sale · Disposed 5,387 · Balance 108,301 F2: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. |
Filing footnotes · ownership attribution and instrument terms
F1: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e).
F2: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 13, 2021 Filed Jan 15, 2021 23:52 UTC | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 29,097 | $14.30 | $416,194.76 |
DisclosureSEC source: 0001437749-21-000792 · rdgdoc.xml · nonDerivative · entry 2 Clemente Rodney · CIK 0001668422 · SVP, Water 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,286 F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020. F2 · price: This figure is the weighted average sales price of multiple trades ranging from $14.00 to $14.64 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request. Read SEC document |
| January 13, 2021 Filed Jan 15, 2021 23:52 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionCommon Stock | 29,097 | $6.00 | $174,582.00 |
DisclosureSEC source: 0001437749-21-000792 · rdgdoc.xml · nonDerivative · entry 1 Clemente Rodney · CIK 0001668422 · SVP, Water 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,383 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020. Read SEC document |
| May 27, 2020 Filed May 28, 2020 01:37 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 197 | $10.46 | $2,060.62 |
DisclosureSEC source: 0001437749-20-011867 · rdgdoc.xml · nonDerivative · entry 2 Clemente Rodney · CIK 0001668422 · SVP, Water 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,286 F2 · security: Payment of tax obligation by withholding securities incident to the vesting of the securities in accordance with Rule 16b-3(e). Read SEC document |
| May 22, 2020 Filed May 28, 2020 01:37 UTC | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 463 | $7.76 | $3,592.88 |
DisclosureSEC source: 0001437749-20-011867 · rdgdoc.xml · nonDerivative · entry 1 Clemente Rodney · CIK 0001668422 · SVP, Water 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,483 F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 14, 2019. Read SEC document |
| February 05, 2020 Filed Feb 6, 2020 00:35 UTC | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 5,123 | $10.54 | $54,008.72 |
DisclosureSEC source: 0001437749-20-001828 · rdgdoc.xml · nonDerivative · entry 4 Clemente Rodney · CIK 0001668422 · SVP, Water 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,946 F3 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 14, 2019. F4 · price: This figure is the weighted average sales price of multiple transactions. The Reporting Person undertakes to provide the SEC staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request. Read SEC document |
| February 05, 2020 Filed Jun 8, 2021 21:42 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 1,632 | $10.41 | $16,993.20 |
DisclosureSEC source: 0001421517-21-000072 · wf-form4_162318854681911.xml · nonDerivative · entry 1 Clemente Rodney · CIK 0001668422 · SVP, Water 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,665 F1 · shares: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e). F2 · price: Represents the weighted average stock price of the shares sold to cover tax obligation for restricted stock unit award vesting. F3 · balance_after: The amount of shares beneficially owned has been adjusted to include both the sale of shares for the February 5, 2020 sell to cover tax obligation transaction and the 63 shares over reported on sale of common stock amendment reported on the April 5, 2019 amendment to Form 4, filed on June 8, 2021. Read SEC document |
| February 04, 2020 Filed Feb 6, 2020 00:35 UTC | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 3,479 | $10.41 | $36,225.09 |
DisclosureSEC source: 0001437749-20-001828 · rdgdoc.xml · nonDerivative · entry 3 Clemente Rodney · CIK 0001668422 · SVP, Water 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,069 F3 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 14, 2019. Read SEC document |
| February 04, 2020 Filed Feb 6, 2020 00:35 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 1,201 | $10.41 | $12,505.41 |
DisclosureSEC source: 0001437749-20-001828 · rdgdoc.xml · nonDerivative · entry 2 Clemente Rodney · CIK 0001668422 · SVP, Water 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,548 F1 · security: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e). Read SEC document |
| February 03, 2020 Filed Feb 6, 2020 00:35 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 1,866 | $10.24 | $19,108.03 |
DisclosureSEC source: 0001437749-20-001828 · rdgdoc.xml · nonDerivative · entry 1 Clemente Rodney · CIK 0001668422 · SVP, Water 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,749 F1 · security: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e). F2 · price: Represents the weighted average stock price of the shares sold to cover tax obligation for restricted stock unit award vesting. The Reporting Person undertakes to provide the SEC staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request. Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 21:02 UTC | Energy Recovery, Inc. ERII · Entity 5679 | GrantEmployee Stock Option (Right to Buy) · Derivative | 29,308 | $0.00 Strike: $10.21 | $0.00 |
DisclosureSEC source: 0001437749-20-001682 · rdgdoc.xml · derivative · entry 2 Clemente Rodney · CIK 0001668422 · SVP, Water 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,308 Underlying: Common Stock · 29,308 shares Expires 2030-01-31 F3 · derivative.exercise_date: This employee stock option was granted on January 31, 2020. 25% of the options will vest on the 1st anniversary of the grant date; thereafter, the remaining 75% vest 1/36th per month. Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 21:02 UTC | Energy Recovery, Inc. ERII · Entity 5679 | GrantCommon Stock | 17,140 | $10.21 | $174,999.40 |
DisclosureSEC source: 0001437749-20-001682 · rdgdoc.xml · nonDerivative · entry 1 Clemente Rodney · CIK 0001668422 · SVP, Water 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,615 F1 · security: Each restricted stock unit represents the right to receive, at settlement, one (1) share of the Company's Common Stock. F2 · security: The restricted stock unit was granted on January 31, 2020 and vests 25% on each of the first four anniversaries of the grant date. Read SEC document |
| January 13, 2020 Filed Jan 13, 2020 22:50 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 117 | $9.81 | $1,147.77 |
DisclosureSEC source: 0001437749-20-000559 · rdgdoc.xml · nonDerivative · entry 2 Clemente Rodney · CIK 0001668422 · VP, Water 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,475 F2 · security: Payment of tax obligation by withholding securities incident to the vesting of the securities in accordance with Rule 16b-3(e). Read SEC document |
| January 09, 2020 Filed Jan 13, 2020 22:50 UTC | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 212 | $9.80 | $2,077.60 |
DisclosureSEC source: 0001437749-20-000559 · rdgdoc.xml · nonDerivative · entry 1 Clemente Rodney · CIK 0001668422 · VP, Water 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,592 F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 14, 2019. Read SEC document |
| December 11, 2019 Filed Dec 11, 2019 23:09 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 100 | $8.78 | $878.00 |
DisclosureSEC source: 0001437749-19-024243 · rdgdoc.xml · nonDerivative · entry 2 Clemente Rodney · CIK 0001668422 · VP, Water 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,804 F2 · security: Payment of tax obligation by withholding securities incident to the vesting of the securities in accordance with Rule 16b-3(e). Read SEC document |
| December 09, 2019 Filed Dec 11, 2019 23:09 UTC | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 230 | $8.75 | $2,011.53 |
DisclosureSEC source: 0001437749-19-024243 · rdgdoc.xml · nonDerivative · entry 1 Clemente Rodney · CIK 0001668422 · VP, Water 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,904 F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 14, 2019. Read SEC document |
| November 13, 2019 Filed Nov 13, 2019 22:05 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 100 | $9.46 | $946.00 |
DisclosureSEC source: 0001437749-19-022701 · rdgdoc.xml · nonDerivative · entry 2 Clemente Rodney · CIK 0001668422 · VP, Water 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,134 F2 · security: Payment of tax obligation by withholding securities incident to the vesting of the securities in accordance with Rule 16b-3(e). Read SEC document |
| November 11, 2019 Filed Nov 13, 2019 22:05 UTC | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 230 | $9.39 | $2,158.55 |
DisclosureSEC source: 0001437749-19-022701 · rdgdoc.xml · nonDerivative · entry 1 Clemente Rodney · CIK 0001668422 · VP, Water 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,234 F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 14, 2019. Read SEC document |
| October 11, 2019 Filed Oct 11, 2019 23:23 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 100 | $8.97 | $896.50 |
DisclosureSEC source: 0001437749-19-019983 · rdgdoc.xml · nonDerivative · entry 2 Clemente Rodney · CIK 0001668422 · VP, Water 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,464 F2 · security: Payment of tax obligation by withholding securities incident to the vesting of the securities in accordance with Rule 16b-3(e). Read SEC document |
| October 09, 2019 Filed Oct 11, 2019 23:23 UTC | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 229 | $8.99 | $2,058.71 |
DisclosureSEC source: 0001437749-19-019983 · rdgdoc.xml · nonDerivative · entry 1 Clemente Rodney · CIK 0001668422 · VP, Water 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,564 F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 14, 2019. Read SEC document |
| September 10, 2019 Filed Sep 13, 2019 00:41 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 100 | $9.59 | $959.00 |
DisclosureSEC source: 0001437749-19-018340 · rdgdoc.xml · nonDerivative · entry 2 Clemente Rodney · CIK 0001668422 · VP, Water 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,693 F2 · security: Payment of tax obligation by withholding securities incident to the vesting of the securities in accordance with Rule 16b-3(e). Read SEC document |
| September 10, 2019 Filed Sep 13, 2019 00:41 UTC | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 230 | $9.96 | $2,291.38 |
DisclosureSEC source: 0001437749-19-018340 · rdgdoc.xml · nonDerivative · entry 1 Clemente Rodney · CIK 0001668422 · VP, Water 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,793 F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 14, 2019. Read SEC document |
| August 12, 2019 Filed Aug 13, 2019 21:54 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 100 | $10.00 | $1,000.00 |
DisclosureSEC source: 0001437749-19-016615 · rdgdoc.xml · nonDerivative · entry 2 Clemente Rodney · CIK 0001668422 · VP, Water 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,023 F2 · security: Payment of tax obligation by withholding securities incident to the vesting of the securities in accordance with Rule 16b-3(e). Read SEC document |
| August 09, 2019 Filed Aug 13, 2019 21:54 UTC | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 230 | $9.96 | $2,291.47 |
DisclosureSEC source: 0001437749-19-016615 · rdgdoc.xml · nonDerivative · entry 1 Clemente Rodney · CIK 0001668422 · VP, Water 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,123 F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 14, 2019. Read SEC document |
| July 16, 2019 Filed Jul 18, 2019 20:54 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 36,946 | $0.00 Strike: $3.92 | $0.00 |
DisclosureSEC source: 0001437749-19-014235 · rdgdoc.xml · derivative · entry 3 Clemente Rodney · CIK 0001668422 · VP, Water 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 36,946 shares Expires 2023-03-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This employee stock option was granted on March 14, 2013. All of the options are fully vested and exercisable. Read SEC document |
| July 16, 2019 Filed Jul 18, 2019 20:54 UTC | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 36,946 | $11.92 | $440,396.32 |
DisclosureSEC source: 0001437749-19-014235 · rdgdoc.xml · nonDerivative · entry 2 Clemente Rodney · CIK 0001668422 · VP, Water 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,353 F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 14, 2019. Read SEC document |
| July 16, 2019 Filed Jul 18, 2019 20:54 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionCommon Stock | 36,946 | $3.92 | $144,828.32 |
DisclosureSEC source: 0001437749-19-014235 · rdgdoc.xml · nonDerivative · entry 1 Clemente Rodney · CIK 0001668422 · VP, Water 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,299 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 14, 2019. Read SEC document |
| July 11, 2019 Filed Jul 12, 2019 01:41 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 100 | $10.46 | $1,046.00 |
DisclosureSEC source: 0001437749-19-013875 · rdgdoc.xml · nonDerivative · entry 2 Clemente Rodney · CIK 0001668422 · VP, Water 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,353 F2 · security: Payment of tax obligation by withholding securities incident to the vesting of the securities in accordance with Rule 16b-3(e). Read SEC document |
| July 09, 2019 Filed Jul 12, 2019 01:41 UTC | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 229 | $10.31 | $2,361.63 |
DisclosureSEC source: 0001437749-19-013875 · rdgdoc.xml · nonDerivative · entry 1 Clemente Rodney · CIK 0001668422 · VP, Water 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,453 F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 14, 2019. Read SEC document |
| June 17, 2019 Filed Jun 17, 2019 21:32 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 100 | $9.94 | $994.00 |
DisclosureSEC source: 0001437749-19-012181 · rdgdoc.xml · nonDerivative · entry 2 Clemente Rodney · CIK 0001668422 · VP, Water 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,682 F2 · security: Payment of tax obligation by withholding securities incident to the vesting of the securities in accordance with Rule 16b-3(e). Read SEC document |
| June 12, 2019 Filed Jun 17, 2019 21:32 UTC | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 230 | $9.82 | $2,258.60 |
DisclosureSEC source: 0001437749-19-012181 · rdgdoc.xml · nonDerivative · entry 1 Clemente Rodney · CIK 0001668422 · VP, Water 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,782 F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 14, 2019. Read SEC document |
| May 09, 2019 Filed May 13, 2019 20:03 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 100 | $10.67 | $1,067.00 |
DisclosureSEC source: 0001437749-19-009652 · rdgdoc.xml · nonDerivative · entry 2 Clemente Rodney · CIK 0001668422 · VP, Water 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,012 F2 · security: Payment of tax obligation by withholding securities incident to the vesting of the securities in accordance with Rule 16b-3(e). Read SEC document |
| May 09, 2019 Filed May 13, 2019 20:03 UTC | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 230 | $10.47 | $2,408.10 |
DisclosureSEC source: 0001437749-19-009652 · rdgdoc.xml · nonDerivative · entry 1 Clemente Rodney · CIK 0001668422 · VP, Water 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,112 F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 14, 2019. Read SEC document |
| April 09, 2019 Filed Apr 11, 2019 10:20 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 292 | $0.00 Strike: $8.52 | $0.00 |
DisclosureSEC source: 0001437749-19-006912 · rdgdoc.xml · derivative · entry 4 Clemente Rodney · CIK 0001668422 · VP, Water 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,531 Underlying: Common Stock · 292 shares Expires 2026-03-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 14, 2019. F3 · derivative.exercise_date: This employee stock option was granted on March 8, 2016. 25% of the shares vest on the 1st anniversary of the vesting commencement date; thereafter, the remaining 75% vest 1/36th per month. Read SEC document |
| April 09, 2019 Filed Apr 11, 2019 10:20 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 100 | $9.37 | $937.00 |
DisclosureSEC source: 0001437749-19-006912 · rdgdoc.xml · nonDerivative · entry 3 Clemente Rodney · CIK 0001668422 · VP, Water 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,734 F2 · security: Payment of tax obligation by withholding securities incident to the vesting of the securities in accordance with Rule 16b-3(e). Read SEC document |
| April 09, 2019 Filed Apr 11, 2019 10:20 UTC | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 292 | $9.19 | $2,682.43 |
DisclosureSEC source: 0001437749-19-006912 · rdgdoc.xml · nonDerivative · entry 2 Clemente Rodney · CIK 0001668422 · VP, Water 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,834 F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 14, 2019. Read SEC document |
| April 09, 2019 Filed Apr 11, 2019 10:20 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionCommon Stock | 292 | $8.52 | $2,487.84 |
DisclosureSEC source: 0001437749-19-006912 · rdgdoc.xml · nonDerivative · entry 1 Clemente Rodney · CIK 0001668422 · VP, Water 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,126 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 14, 2019. Read SEC document |
| April 09, 2019 Filed May 13, 2019 20:03 UTC Amendment | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 100 | $9.37 | $937.00 |
DisclosureSEC source: 0001437749-19-009653 · rdgdoc.xml · nonDerivative · entry 2 Clemente Rodney · CIK 0001668422 · VP, Water 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,342 F2 · security: Payment of tax obligation by withholding securities incident to the vesting of the securities in accordance with Rule 16b-3(e). Read SEC document |
| April 09, 2019 Filed May 13, 2019 20:03 UTC Amendment | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 292 | $9.19 | $2,682.43 |
DisclosureSEC source: 0001437749-19-009653 · rdgdoc.xml · nonDerivative · entry 1 Clemente Rodney · CIK 0001668422 · VP, Water 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,442 F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 14, 2019. Read SEC document |
| April 09, 2019 Filed Jun 8, 2021 21:39 UTC Amendment | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 100 | $9.37 | $937.00 |
DisclosureSEC source: 0001421517-21-000070 · wf-form4a_162318836779565.xml · nonDerivative · entry 2 Clemente Rodney · CIK 0001668422 · SVP, Water 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,505 F4 · security: Payment of tax obligation by withholding securities incident to the vesting of the securities in accordance with Rule 16b-3(e). F3 · balance_after: Correction of common stock share amount due to administrative error. Read SEC document |
| April 09, 2019 Filed Jun 8, 2021 21:39 UTC Amendment | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 229 | $9.19 | $2,103.69 |
DisclosureSEC source: 0001421517-21-000070 · wf-form4a_162318836779565.xml · nonDerivative · entry 1 Clemente Rodney · CIK 0001668422 · SVP, Water 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,605 F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 14, 2019. F2 · shares: Correction of reported shares sold due to administrative error. Original amount of sale of common shares reported on April 9, 2019, as amended on May 13, 2019, of 229 shares was incorrectly reported as 292 shares. F3 · balance_after: Correction of common stock share amount due to administrative error. Read SEC document |
| March 18, 2019 Filed Mar 19, 2019 01:03 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 214 | $8.32 | $1,779.41 |
DisclosureSEC source: 0001437749-19-005213 · rdgdoc.xml · nonDerivative · entry 4 Clemente Rodney · CIK 0001668422 · VP, Water 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,834 F2 · security: Payment of tax obligation by withholding securities incident to the vesting of the securities in accordance with Rule 16b-3(e). Read SEC document |
| March 14, 2019 Filed Mar 19, 2019 01:03 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 29,520 | $0.00 Strike: $2.75 | $0.00 |
DisclosureSEC source: 0001437749-19-005213 · rdgdoc.xml · derivative · entry 6 Clemente Rodney · CIK 0001668422 · VP, Water 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 29,520 shares Expires 2025-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This employee stock option was granted on March 10, 2015. All of the options are fully vested and exercisable. Read SEC document |
| March 14, 2019 Filed Mar 19, 2019 01:03 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 8,625 | $0.00 Strike: $5.25 | $0.00 |
DisclosureSEC source: 0001437749-19-005213 · rdgdoc.xml · derivative · entry 5 Clemente Rodney · CIK 0001668422 · VP, Water 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,625 shares Expires 2019-09-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This employee stock option was granted on September 4, 2009. All of the options are fully vested and exercisable. Read SEC document |
| March 14, 2019 Filed Mar 19, 2019 01:03 UTC | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 53,036 | $8.85 | $469,426.94 |
DisclosureSEC source: 0001437749-19-005213 · rdgdoc.xml · nonDerivative · entry 3 Clemente Rodney · CIK 0001668422 · VP, Water 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,048 F1 · price: This figure is the weighted average sales price of multiple trades ranging from $8.7200 to $8.9300 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request. Read SEC document |
| March 14, 2019 Filed Mar 19, 2019 01:03 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionCommon Stock | 29,520 | $2.75 | $81,180.00 |
DisclosureSEC source: 0001437749-19-005213 · rdgdoc.xml · nonDerivative · entry 2 Clemente Rodney · CIK 0001668422 · VP, Water 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,084 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 14, 2019 Filed Mar 19, 2019 01:03 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionCommon Stock | 8,625 | $5.25 | $45,281.25 |
DisclosureSEC source: 0001437749-19-005213 · rdgdoc.xml · nonDerivative · entry 1 Clemente Rodney · CIK 0001668422 · VP, Water 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,564 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 05, 2019 Filed Feb 6, 2019 00:35 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 1,212 | $7.80 | $9,448.15 |
DisclosureSEC source: 0001421517-19-000024 · wf-form4_154941329180726.xml · nonDerivative · entry 4 Clemente Rodney · CIK 0001668422 · VP, Water 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,939 F5 · security: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e). F6 · price: Represents the weighted average stock price of the shares sold to cover tax obligation for restricted stock unit award vesting. Read SEC document |
| February 05, 2019 Filed Feb 6, 2019 00:35 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 1,308 | $8.40 | $10,987.07 |
DisclosureSEC source: 0001421517-19-000024 · wf-form4_154941329180726.xml · nonDerivative · entry 2 Clemente Rodney · CIK 0001668422 · VP, Water 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,806 F3 · security: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e). F4 · price: Represents the weighted average stock price of the shares withheld for each restricted stock unit award vesting. Read SEC document |
| February 05, 2019 Filed Mar 18, 2019 21:12 UTC Amendment | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 1,212 | $7.80 | $9,448.15 |
DisclosureSEC source: 0001437749-19-005192 · rdgdoc.xml · nonDerivative · entry 4 Clemente Rodney · CIK 0001668422 · VP, Water 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,939 F5 · security: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e). F6 · price: Represents the weighted average stock price of the shares sold to cover the tax obligation for restricted stock unit award vesting. Read SEC document |
| February 05, 2019 Filed Mar 18, 2019 21:12 UTC Amendment | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 1,308 | $8.40 | $10,987.07 |
DisclosureSEC source: 0001437749-19-005192 · rdgdoc.xml · nonDerivative · entry 2 Clemente Rodney · CIK 0001668422 · VP, Water 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,806 F3 · security: Payment of tax obligation by withholding securities incident to the vesting of the securities in accordance with Rule 16b-3(e). F4 · price: Represents the weighted average stock price of the shares withheld to cover the tax obligation for each restricted stock unit award vesting. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.