Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Borqs Technologies, Inc.BRQS · Entity 8297 | 10% owner | July 03, 2018 | June 05, 2019 |
| Cloudera, Inc.CLDR · Entity 11702 | 10% owner | May 03, 2017 | May 05, 2017 |
| Mobileye Global Inc.MBLY · Entity 3701 | 10% owner | July 11, 2025 | July 15, 2025 |
| WIND RIVER SYSTEMS INCWIND · Entity 13274 | See footnotes (1)(2)(3) below | July 10, 2009 | July 15, 2009 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Borqs Technologies, Inc.
Report date July 03, 2018 · Filed June 05, 2019 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| ORDINARY SHARESSEC Table I · non-derivative | IndirectThrough wholly-owned subsidiary | 4,192,756 |
Reported balance
Holding disclosure · report date 2018-07-03 · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · Balance 4,192,756 F1: This amendment amends and restates the Form 4 filed by the reporting person on July 25, 2018, which inadvertently reported the acquisition of 217,524 Ordinary Shares on July 3, 2018. No acquisition occurred on July 3, 2018, and this amendment withdraws such Form 4. Table I of this amendment discloses the correct amount of Ordinary Shares beneficially owned by the reporting person as of the date of this filing. F2: The securities reported in Table I of this report are owned indirectly by Intel Corporation through Intel Capital. |
Filing footnotes · ownership attribution and instrument terms
F1: This amendment amends and restates the Form 4 filed by the reporting person on July 25, 2018, which inadvertently reported the acquisition of 217,524 Ordinary Shares on July 3, 2018. No acquisition occurred on July 3, 2018, and this amendment withdraws such Form 4. Table I of this amendment discloses the correct amount of Ordinary Shares beneficially owned by the reporting person as of the date of this filing.
F2: The securities reported in Table I of this report are owned indirectly by Intel Corporation through Intel Capital.
Cloudera, Inc.
Report date May 03, 2017 · Filed May 05, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 26,065,827 |
Ending reported balance
After 2017-05-03 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-05-03 · Conversion · Acquired 20,545,130 · Balance 24,865,827 F1: Each share of Cloudera, Inc. ("Issuer") Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F-1 Preferred Stock was convertible by the Reporting Person into one share of Issuer Common Stock at any time, had no expiration date and automatically converted into one share of Issuer Common Stock immediately prior to the completion of the Issuer's initial public offering of Common Stock on May 3,2017. Row 2 · 2017-05-03 · Purchase · Acquired 1,200,000 · Balance 26,065,827 |
| Series A Preferred StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-05-03 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-05-03 · Conversion · Disposed 2,988,629 · Balance 0 F1: Each share of Cloudera, Inc. ("Issuer") Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F-1 Preferred Stock was convertible by the Reporting Person into one share of Issuer Common Stock at any time, had no expiration date and automatically converted into one share of Issuer Common Stock immediately prior to the completion of the Issuer's initial public offering of Common Stock on May 3,2017. |
| Series B Preferred StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-05-03 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2017-05-03 · Conversion · Disposed 3,043,433 · Balance 0 F1: Each share of Cloudera, Inc. ("Issuer") Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F-1 Preferred Stock was convertible by the Reporting Person into one share of Issuer Common Stock at any time, had no expiration date and automatically converted into one share of Issuer Common Stock immediately prior to the completion of the Issuer's initial public offering of Common Stock on May 3,2017. |
| Series C Preferred StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-05-03 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2017-05-03 · Conversion · Disposed 844,564 · Balance 0 F1: Each share of Cloudera, Inc. ("Issuer") Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F-1 Preferred Stock was convertible by the Reporting Person into one share of Issuer Common Stock at any time, had no expiration date and automatically converted into one share of Issuer Common Stock immediately prior to the completion of the Issuer's initial public offering of Common Stock on May 3,2017. |
| Series D Preferred StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-05-03 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2017-05-03 · Conversion · Disposed 928,693 · Balance 0 F1: Each share of Cloudera, Inc. ("Issuer") Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F-1 Preferred Stock was convertible by the Reporting Person into one share of Issuer Common Stock at any time, had no expiration date and automatically converted into one share of Issuer Common Stock immediately prior to the completion of the Issuer's initial public offering of Common Stock on May 3,2017. |
| Series E Preferred StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-05-03 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2017-05-03 · Conversion · Disposed 745,143 · Balance 0 F1: Each share of Cloudera, Inc. ("Issuer") Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F-1 Preferred Stock was convertible by the Reporting Person into one share of Issuer Common Stock at any time, had no expiration date and automatically converted into one share of Issuer Common Stock immediately prior to the completion of the Issuer's initial public offering of Common Stock on May 3,2017. |
| Series F-1 Preferred StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-05-03 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2017-05-03 · Conversion · Disposed 11,994,668 · Balance 0 F1: Each share of Cloudera, Inc. ("Issuer") Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F-1 Preferred Stock was convertible by the Reporting Person into one share of Issuer Common Stock at any time, had no expiration date and automatically converted into one share of Issuer Common Stock immediately prior to the completion of the Issuer's initial public offering of Common Stock on May 3,2017. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of Cloudera, Inc. ("Issuer") Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F-1 Preferred Stock was convertible by the Reporting Person into one share of Issuer Common Stock at any time, had no expiration date and automatically converted into one share of Issuer Common Stock immediately prior to the completion of the Issuer's initial public offering of Common Stock on May 3,2017.
Mobileye Global Inc.
Report date July 11, 2025 · Filed July 15, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 50,000,000 |
Last balance in matching sequence
After 2025-07-11 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2025-07-11 · Conversion · Acquired 113,731,985 · Balance 113,731,985 F1: Each share of Class B common stock ("Class B Common Stock") of Mobileye Global Inc. ("Mobileye") is convertible into one share of Class A common stock of Mobileye ("Class A Common Stock") at any time at the option of the holder. The Class B Common Stock has no expiration date. F2: These securities are held directly by Intel Overseas Funding Corporation ("IOFC"), of which Intel Corporation is the sole stockholder. Row 2 · 2025-07-11 · Sale · Disposed 57,500,000 · Balance 56,231,985 F3: This amount represents the $16.50 secondary public offering price per share of Class A Common Stock, less the underwriting discount of $0.45375 per share. F2: These securities are held directly by Intel Overseas Funding Corporation ("IOFC"), of which Intel Corporation is the sole stockholder. Row 3 · 2025-07-11 · Sale · Disposed 6,231,985 · Balance 50,000,000 F4: This amount represents the price per share at which securities were sold by IOFC to Mobileye. F2: These securities are held directly by Intel Overseas Funding Corporation ("IOFC"), of which Intel Corporation is the sole stockholder. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee Footnote | 597,768,015 |
Reported balance
After 2025-07-11 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2025-07-11 · Conversion · Disposed 113,731,985 · Balance 597,768,015 F1: Each share of Class B common stock ("Class B Common Stock") of Mobileye Global Inc. ("Mobileye") is convertible into one share of Class A common stock of Mobileye ("Class A Common Stock") at any time at the option of the holder. The Class B Common Stock has no expiration date. F2: These securities are held directly by Intel Overseas Funding Corporation ("IOFC"), of which Intel Corporation is the sole stockholder. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of Class B common stock ("Class B Common Stock") of Mobileye Global Inc. ("Mobileye") is convertible into one share of Class A common stock of Mobileye ("Class A Common Stock") at any time at the option of the holder. The Class B Common Stock has no expiration date.
F2: These securities are held directly by Intel Overseas Funding Corporation ("IOFC"), of which Intel Corporation is the sole stockholder.
F3: This amount represents the $16.50 secondary public offering price per share of Class A Common Stock, less the underwriting discount of $0.45375 per share.
F4: This amount represents the price per share at which securities were sold by IOFC to Mobileye.
WIND RIVER SYSTEMS INC
Report date July 10, 2009 · Filed July 15, 2009
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | IndirectSee footnotes | 68,475,679 |
Reported balance
Holding disclosure · report date 2009-07-10 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 68,475,679 F1: Intel Corporation, Wind River Systems Inc. (the "Issuer") and APC II Acquisition Corporation, a subsidiary of Intel Corporation ("APC II"), entered into an Agreement and Plan of Merger, dated as of June 4, 2009, pursuant to which APC II commenced a tender offer (the "Offer") to acquire the outstanding shares of common stock of the Issuer. Upon consummation of the Offer, the Issuer will merge with APC II. On July 10, 2009, APC II acquired approximately 68,475,679 of the Issuer's common stock. Intel Corporation may be deemed to be the beneficial owner of such shares of common stock of the Issuer held by APC II. (Continued in footnote 2) F2: Intel Corporation disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein. The filing of this statement shall not be deemed an admission that, for purposes of section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, Intel Corporation is the beneficial owner of all such shares of common stock covered by this statement. F3: Intel Corporation, APC II, and certain stockholders of the Issuer (the "Stockholders") entered into a Tender and Support Agreement, dated as of June 4, 2009, pursuant to which the Stockholders agreed to tender their shares of common stock of the Issuer as promptly as practicable after receipt by such Stockholders of all documents or instruments required to be delivered pursuant to the terms of the Offer. Intel Corporation has no pecuniary interest in the shares held by the Stockholders and expressly disclaims beneficial ownership of any shares covered by the Tender and Support Agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: Intel Corporation, Wind River Systems Inc. (the "Issuer") and APC II Acquisition Corporation, a subsidiary of Intel Corporation ("APC II"), entered into an Agreement and Plan of Merger, dated as of June 4, 2009, pursuant to which APC II commenced a tender offer (the "Offer") to acquire the outstanding shares of common stock of the Issuer. Upon consummation of the Offer, the Issuer will merge with APC II. On July 10, 2009, APC II acquired approximately 68,475,679 of the Issuer's common stock. Intel Corporation may be deemed to be the beneficial owner of such shares of common stock of the Issuer held by APC II. (Continued in footnote 2)
F2: Intel Corporation disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein. The filing of this statement shall not be deemed an admission that, for purposes of section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, Intel Corporation is the beneficial owner of all such shares of common stock covered by this statement.
F3: Intel Corporation, APC II, and certain stockholders of the Issuer (the "Stockholders") entered into a Tender and Support Agreement, dated as of June 4, 2009, pursuant to which the Stockholders agreed to tender their shares of common stock of the Issuer as promptly as practicable after receipt by such Stockholders of all documents or instruments required to be delivered pursuant to the terms of the Offer. Intel Corporation has no pecuniary interest in the shares held by the Stockholders and expressly disclaims beneficial ownership of any shares covered by the Tender and Support Agreement.
Past disclosures · reporting ended (6)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CLEARWIRE CORP
Report date November 28, 2008 · Filed December 02, 2008
Section 16 reporting ended · disclosed 2008-12-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CLASS A COMMON STOCKSEC Table I · non-derivative | IndirectThrough wholly-owned subsidiaries | 36,666,666 |
Reported balance
After 2008-11-28 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2008-11-28 · Conversion · Acquired 9,905,732 · Balance 36,666,666 F1: Capitalized terms used in this footnote and not otherwise defined in this Form 4, shall have the meanings set for in the Schedule 13D filed by Intel on May 19, 2008 (the "Schedule 13D"). On November 28, 2008, the Merger was completed. Pursuant to the Agreements, and in connection with the Merger: (i) 9,905,732 shares of Clearwire Class B Common Stock beneficially owned by the Reporting Person were converted into 9,905,732 shares of Common Stock prior to completion of the Merger; and (ii) following such conversion, Clearwire merged with and into a wholly-owned subsidiary of Newco, as a result of which 36,759,999 shares of Common Stock beneficially owned by the Reporting Person (including warrants exercisable for 93,333 shares of Class A Common Stock held by Middlefield Ventures, Inc., a wholly-owned subsidiary of the Reporting Person) were cancelled and converted into the right to receive 36,759,999 shares of Newco Class A Common Stock (including warrants exercisable for 93,333 shares of Newco Class A Capitalized terms used in this footnote and not otherwise defined in this Form 4, shall have the meanings set for in the Schedule 13D filed by Intel on May 19, 2008 (the "Schedule 13D"). On November 28, 2008, the Merger was completed. Pursuant to the Agreements, and in connection with the Merger: (i) 9,905,732 shares of Clearwire Class B Common Stock beneficially owned by the Reporting Person were converted into 9,905,732 shares of Common Stock prior to completion of the Merger; and (ii) following such conversion, Clearwire merged with and into a wholly-owned subsidiary of Newco, as a result of which 36,759,999 shares of Common Stock beneficially owned by the Reporting Person (including warrants exercisable for 93,333 shares of Class A Common Stock held by Middlefield Ventures, Inc., a wholly-owned subsidiary of the Reporting Person) were cancelled and converted into the right to receive 36,759,999 shares of Newco Class A Common Stock (including warrants exercisable for 93,333 shares of Newco Class A Common Stock). F2: Shares acquired upon conversion of Class B Common Stock. F3: These shares are owned directly by Intel Capital Corporation and Intel Capital (Cayman) Corporation, both of which are wholly-owned subsidiaries of Intel Corporation. Intel Corporation is an indirect beneficial owner of the reported securities. |
| CLASS A COMMON STOCKSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2008-11-28 transaction · row 2
1 source rowRow 2 · 2008-11-28 · Disposition to issuer · Disposed 36,666,666 · Balance 0 F1: Capitalized terms used in this footnote and not otherwise defined in this Form 4, shall have the meanings set for in the Schedule 13D filed by Intel on May 19, 2008 (the "Schedule 13D"). On November 28, 2008, the Merger was completed. Pursuant to the Agreements, and in connection with the Merger: (i) 9,905,732 shares of Clearwire Class B Common Stock beneficially owned by the Reporting Person were converted into 9,905,732 shares of Common Stock prior to completion of the Merger; and (ii) following such conversion, Clearwire merged with and into a wholly-owned subsidiary of Newco, as a result of which 36,759,999 shares of Common Stock beneficially owned by the Reporting Person (including warrants exercisable for 93,333 shares of Class A Common Stock held by Middlefield Ventures, Inc., a wholly-owned subsidiary of the Reporting Person) were cancelled and converted into the right to receive 36,759,999 shares of Newco Class A Common Stock (including warrants exercisable for 93,333 shares of Newco Class A Capitalized terms used in this footnote and not otherwise defined in this Form 4, shall have the meanings set for in the Schedule 13D filed by Intel on May 19, 2008 (the "Schedule 13D"). On November 28, 2008, the Merger was completed. Pursuant to the Agreements, and in connection with the Merger: (i) 9,905,732 shares of Clearwire Class B Common Stock beneficially owned by the Reporting Person were converted into 9,905,732 shares of Common Stock prior to completion of the Merger; and (ii) following such conversion, Clearwire merged with and into a wholly-owned subsidiary of Newco, as a result of which 36,759,999 shares of Common Stock beneficially owned by the Reporting Person (including warrants exercisable for 93,333 shares of Class A Common Stock held by Middlefield Ventures, Inc., a wholly-owned subsidiary of the Reporting Person) were cancelled and converted into the right to receive 36,759,999 shares of Newco Class A Common Stock (including warrants exercisable for 93,333 shares of Newco Class A Common Stock). |
| CLASS B COMMON STOCKSEC Table II · derivative / convertible security · Expires 1988-08-08 | IndirectThrough wholly-owned subsidiary | 0 |
Reported balance
After 2008-11-28 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2008-11-28 · Conversion · Acquired 9,905,732 · Balance 0 F4: Security converts to common stock on a one-for-one basis. F1: Capitalized terms used in this footnote and not otherwise defined in this Form 4, shall have the meanings set for in the Schedule 13D filed by Intel on May 19, 2008 (the "Schedule 13D"). On November 28, 2008, the Merger was completed. Pursuant to the Agreements, and in connection with the Merger: (i) 9,905,732 shares of Clearwire Class B Common Stock beneficially owned by the Reporting Person were converted into 9,905,732 shares of Common Stock prior to completion of the Merger; and (ii) following such conversion, Clearwire merged with and into a wholly-owned subsidiary of Newco, as a result of which 36,759,999 shares of Common Stock beneficially owned by the Reporting Person (including warrants exercisable for 93,333 shares of Class A Common Stock held by Middlefield Ventures, Inc., a wholly-owned subsidiary of the Reporting Person) were cancelled and converted into the right to receive 36,759,999 shares of Newco Class A Common Stock (including warrants exercisable for 93,333 shares of Newco Class A Capitalized terms used in this footnote and not otherwise defined in this Form 4, shall have the meanings set for in the Schedule 13D filed by Intel on May 19, 2008 (the "Schedule 13D"). On November 28, 2008, the Merger was completed. Pursuant to the Agreements, and in connection with the Merger: (i) 9,905,732 shares of Clearwire Class B Common Stock beneficially owned by the Reporting Person were converted into 9,905,732 shares of Common Stock prior to completion of the Merger; and (ii) following such conversion, Clearwire merged with and into a wholly-owned subsidiary of Newco, as a result of which 36,759,999 shares of Common Stock beneficially owned by the Reporting Person (including warrants exercisable for 93,333 shares of Class A Common Stock held by Middlefield Ventures, Inc., a wholly-owned subsidiary of the Reporting Person) were cancelled and converted into the right to receive 36,759,999 shares of Newco Class A Common Stock (including warrants exercisable for 93,333 shares of Newco Class A Common Stock). F5: These shares are owned directly by Intel Capital Corporation, a wholly-owned subsidiary of Intel Corporation. Intel Corporation is an indirect beneficial owner of the reported securities. |
| WARRANTS (RIGHT TO ACQUIRE CLASS A COMMON STOCK)SEC Table II · derivative / convertible security · Expires 2011-02-16 | IndirectThrough wholly-owned subsidiary | 0 |
Reported balance
After 2008-11-28 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2008-11-28 · Disposition to issuer · Acquired 93,333 · Balance 0 F4: Security converts to common stock on a one-for-one basis. F6: The starting exercise price of these warrants is $5.00, subject to adjustment as set forth in the form of warrant. F1: Capitalized terms used in this footnote and not otherwise defined in this Form 4, shall have the meanings set for in the Schedule 13D filed by Intel on May 19, 2008 (the "Schedule 13D"). On November 28, 2008, the Merger was completed. Pursuant to the Agreements, and in connection with the Merger: (i) 9,905,732 shares of Clearwire Class B Common Stock beneficially owned by the Reporting Person were converted into 9,905,732 shares of Common Stock prior to completion of the Merger; and (ii) following such conversion, Clearwire merged with and into a wholly-owned subsidiary of Newco, as a result of which 36,759,999 shares of Common Stock beneficially owned by the Reporting Person (including warrants exercisable for 93,333 shares of Class A Common Stock held by Middlefield Ventures, Inc., a wholly-owned subsidiary of the Reporting Person) were cancelled and converted into the right to receive 36,759,999 shares of Newco Class A Common Stock (including warrants exercisable for 93,333 shares of Newco Class A Capitalized terms used in this footnote and not otherwise defined in this Form 4, shall have the meanings set for in the Schedule 13D filed by Intel on May 19, 2008 (the "Schedule 13D"). On November 28, 2008, the Merger was completed. Pursuant to the Agreements, and in connection with the Merger: (i) 9,905,732 shares of Clearwire Class B Common Stock beneficially owned by the Reporting Person were converted into 9,905,732 shares of Common Stock prior to completion of the Merger; and (ii) following such conversion, Clearwire merged with and into a wholly-owned subsidiary of Newco, as a result of which 36,759,999 shares of Common Stock beneficially owned by the Reporting Person (including warrants exercisable for 93,333 shares of Class A Common Stock held by Middlefield Ventures, Inc., a wholly-owned subsidiary of the Reporting Person) were cancelled and converted into the right to receive 36,759,999 shares of Newco Class A Common Stock (including warrants exercisable for 93,333 shares of Newco Class A Common Stock). F7: These warrants are owned directly by Middlefield Ventures, Inc., a wholly-owned subsidiary of Intel Coporation. Intel Corporation is an indirect beneficial owner of the reported securities. |
Filing footnotes · ownership attribution and instrument terms
F1: Capitalized terms used in this footnote and not otherwise defined in this Form 4, shall have the meanings set for in the Schedule 13D filed by Intel on May 19, 2008 (the "Schedule 13D"). On November 28, 2008, the Merger was completed. Pursuant to the Agreements, and in connection with the Merger: (i) 9,905,732 shares of Clearwire Class B Common Stock beneficially owned by the Reporting Person were converted into 9,905,732 shares of Common Stock prior to completion of the Merger; and (ii) following such conversion, Clearwire merged with and into a wholly-owned subsidiary of Newco, as a result of which 36,759,999 shares of Common Stock beneficially owned by the Reporting Person (including warrants exercisable for 93,333 shares of Class A Common Stock held by Middlefield Ventures, Inc., a wholly-owned subsidiary of the Reporting Person) were cancelled and converted into the right to receive 36,759,999 shares of Newco Class A Common Stock (including warrants exercisable for 93,333 shares of Newco Class A Capitalized terms used in this footnote and not otherwise defined in this Form 4, shall have the meanings set for in the Schedule 13D filed by Intel on May 19, 2008 (the "Schedule 13D"). On November 28, 2008, the Merger was completed. Pursuant to the Agreements, and in connection with the Merger: (i) 9,905,732 shares of Clearwire Class B Common Stock beneficially owned by the Reporting Person were converted into 9,905,732 shares of Common Stock prior to completion of the Merger; and (ii) following such conversion, Clearwire merged with and into a wholly-owned subsidiary of Newco, as a result of which 36,759,999 shares of Common Stock beneficially owned by the Reporting Person (including warrants exercisable for 93,333 shares of Class A Common Stock held by Middlefield Ventures, Inc., a wholly-owned subsidiary of the Reporting Person) were cancelled and converted into the right to receive 36,759,999 shares of Newco Class A Common Stock (including warrants exercisable for 93,333 shares of Newco Class A Common Stock).
F2: Shares acquired upon conversion of Class B Common Stock.
F3: These shares are owned directly by Intel Capital Corporation and Intel Capital (Cayman) Corporation, both of which are wholly-owned subsidiaries of Intel Corporation. Intel Corporation is an indirect beneficial owner of the reported securities.
F4: Security converts to common stock on a one-for-one basis.
F5: These shares are owned directly by Intel Capital Corporation, a wholly-owned subsidiary of Intel Corporation. Intel Corporation is an indirect beneficial owner of the reported securities.
F6: The starting exercise price of these warrants is $5.00, subject to adjustment as set forth in the form of warrant.
F7: These warrants are owned directly by Middlefield Ventures, Inc., a wholly-owned subsidiary of Intel Coporation. Intel Corporation is an indirect beneficial owner of the reported securities.
Clearwire Corp /DE
Report date July 09, 2013 · Filed July 10, 2013
Section 16 reporting ended · disclosed 2013-07-10. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, par value $0.0001 per shareSEC Table I · non-derivative | IndirectSee Footnote | 94,076,878 |
Reported balance
After 2013-07-09 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2013-07-09 · Conversion · Acquired 65,644,812 · Balance 94,076,878 F1: Shares of Class B Common Stock of Clearwire Corporation (the "Issuer") (together with Class B Common Interests in Clearwire Communications, LLC, a subsidiary of the Issuer ("Clearwire LLC")) were exchanged by Intel Capital Wireless Investment Corporation 2008A ("Intel Entity A"), a wholly owned subsidiary of the Reporting Person, for no additional consideration, into shares of Class A Common Stock of the Issuer pursuant to into an Irrevocable Exchange Agreement entered into in connection with the Agreement and Plan of Merger (the "Merger Agreement"), dated December 17, 2012, among the Issuer, Sprint-Nextel Corporation ("Sprint"), Collie Acquisition Corp., a Delaware corporation and a wholly owned subsidiary of Sprint ("Merger Sub"). The exchange was effective immediately prior to the effective time of the consummation of the merger under the Merger Agreement. F3: The securities reported in Table I of this report were owned indirectly by the Reporting Person. Certain wholly owned subsidiaries of the Reporting Person previously entered into an Equityholders' Agreement dated as of November 28, 2008 (the "Equityholders' Agreement") with the Issuer and the other parties thereto (collectively, the "Unaffiliated Stockholders"). By virtue of the Equityholders' Agreement, the Reporting Person and the Unaffiliated Stockholders may be deemed as of the date of this report to be members of a group under Section 13(d) of the Securities Exchange Act of 1934, as amended. The number of securities of the Issuer and Clearwire LLC, beneficially owned by the Reporting Person as reported herein does not include the holdings of any Unaffiliated Stockholders. The Reporting Person does not have any "pecuniary interest" in the securities of the Issuer or any of its subsidiaries owned by the Unaffiliated Stockholders. F4: The Class A Common Stock was beneficially owned (as of immediately prior to the merger) by the Reporting Person through Intel Capital Corporation, a Delaware corporation wholly-owned by the Reporting Person, Intel Capital (Cayman) Corporation, a Cayman Islands company wholly-owned by the Reporting Person, and Intel Entity A. |
| Class A Common Stock, par value $0.0001 per shareSEC Table I · non-derivative | IndirectSee Footnote | 0 |
Reported balance
After 2013-07-09 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2013-07-09 · Other · Disposed 94,076,878 · Balance 0 F2: Pursuant to the terms of the Merger Agreement, upon consummation of the merger, Merger Sub merged with and into the Issuer, with the Issuer surviving the merger as a wholly owned subsidiary of Sprint, and each outstanding share of Class A Common Stock (other than any shares owned by Sprint, SoftBank Corp. or any of their respective subsidiaries) were cancelled and converted automatically into the right to receive $5.00 per share in cash, without interest. F4: The Class A Common Stock was beneficially owned (as of immediately prior to the merger) by the Reporting Person through Intel Capital Corporation, a Delaware corporation wholly-owned by the Reporting Person, Intel Capital (Cayman) Corporation, a Cayman Islands company wholly-owned by the Reporting Person, and Intel Entity A. |
| Class B Common Stock, par value $0.0001 per shareSEC Table II · derivative / convertible security | IndirectSee Footnote | 0 |
Reported balance
After 2013-07-09 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2013-07-09 · Conversion · Disposed 65,644,812 · Balance 0 F5: Each share of Class B Common Stock, together with one Clearwire Communications Class B Common Interest, is exchangeable at any time, subject to certain limited exceptions, at the option of the holder, into one fully paid and nonassessable share of Class A Common Stock of the Issuer, and has no expiration date. F1: Shares of Class B Common Stock of Clearwire Corporation (the "Issuer") (together with Class B Common Interests in Clearwire Communications, LLC, a subsidiary of the Issuer ("Clearwire LLC")) were exchanged by Intel Capital Wireless Investment Corporation 2008A ("Intel Entity A"), a wholly owned subsidiary of the Reporting Person, for no additional consideration, into shares of Class A Common Stock of the Issuer pursuant to into an Irrevocable Exchange Agreement entered into in connection with the Agreement and Plan of Merger (the "Merger Agreement"), dated December 17, 2012, among the Issuer, Sprint-Nextel Corporation ("Sprint"), Collie Acquisition Corp., a Delaware corporation and a wholly owned subsidiary of Sprint ("Merger Sub"). The exchange was effective immediately prior to the effective time of the consummation of the merger under the Merger Agreement. F6: For additional information regarding the acquisition of the Class B Common Stock of the Issuer and the Class B Common Interests of Clearwire LLC, see the Form 4s filed by the Reporting Person on December 2, 2008 and November 12, 2009, and the Schedule 13D filed by the Reporting Person on May 19, 2008, as amended to date. F7: The securities reported in Table II of this report were owned indirectly by the Reporting Person through Intel Entity A. |
| Class B Common Interests of Clearwire Communications LLCSEC Table II · derivative / convertible security | IndirectSee Footnote | 0 |
Reported balance
After 2013-07-09 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2013-07-09 · Conversion · Disposed 65,644,812 · Balance 0 F5: Each share of Class B Common Stock, together with one Clearwire Communications Class B Common Interest, is exchangeable at any time, subject to certain limited exceptions, at the option of the holder, into one fully paid and nonassessable share of Class A Common Stock of the Issuer, and has no expiration date. F1: Shares of Class B Common Stock of Clearwire Corporation (the "Issuer") (together with Class B Common Interests in Clearwire Communications, LLC, a subsidiary of the Issuer ("Clearwire LLC")) were exchanged by Intel Capital Wireless Investment Corporation 2008A ("Intel Entity A"), a wholly owned subsidiary of the Reporting Person, for no additional consideration, into shares of Class A Common Stock of the Issuer pursuant to into an Irrevocable Exchange Agreement entered into in connection with the Agreement and Plan of Merger (the "Merger Agreement"), dated December 17, 2012, among the Issuer, Sprint-Nextel Corporation ("Sprint"), Collie Acquisition Corp., a Delaware corporation and a wholly owned subsidiary of Sprint ("Merger Sub"). The exchange was effective immediately prior to the effective time of the consummation of the merger under the Merger Agreement. F6: For additional information regarding the acquisition of the Class B Common Stock of the Issuer and the Class B Common Interests of Clearwire LLC, see the Form 4s filed by the Reporting Person on December 2, 2008 and November 12, 2009, and the Schedule 13D filed by the Reporting Person on May 19, 2008, as amended to date. F7: The securities reported in Table II of this report were owned indirectly by the Reporting Person through Intel Entity A. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares of Class B Common Stock of Clearwire Corporation (the "Issuer") (together with Class B Common Interests in Clearwire Communications, LLC, a subsidiary of the Issuer ("Clearwire LLC")) were exchanged by Intel Capital Wireless Investment Corporation 2008A ("Intel Entity A"), a wholly owned subsidiary of the Reporting Person, for no additional consideration, into shares of Class A Common Stock of the Issuer pursuant to into an Irrevocable Exchange Agreement entered into in connection with the Agreement and Plan of Merger (the "Merger Agreement"), dated December 17, 2012, among the Issuer, Sprint-Nextel Corporation ("Sprint"), Collie Acquisition Corp., a Delaware corporation and a wholly owned subsidiary of Sprint ("Merger Sub"). The exchange was effective immediately prior to the effective time of the consummation of the merger under the Merger Agreement.
F2: Pursuant to the terms of the Merger Agreement, upon consummation of the merger, Merger Sub merged with and into the Issuer, with the Issuer surviving the merger as a wholly owned subsidiary of Sprint, and each outstanding share of Class A Common Stock (other than any shares owned by Sprint, SoftBank Corp. or any of their respective subsidiaries) were cancelled and converted automatically into the right to receive $5.00 per share in cash, without interest.
F3: The securities reported in Table I of this report were owned indirectly by the Reporting Person. Certain wholly owned subsidiaries of the Reporting Person previously entered into an Equityholders' Agreement dated as of November 28, 2008 (the "Equityholders' Agreement") with the Issuer and the other parties thereto (collectively, the "Unaffiliated Stockholders"). By virtue of the Equityholders' Agreement, the Reporting Person and the Unaffiliated Stockholders may be deemed as of the date of this report to be members of a group under Section 13(d) of the Securities Exchange Act of 1934, as amended. The number of securities of the Issuer and Clearwire LLC, beneficially owned by the Reporting Person as reported herein does not include the holdings of any Unaffiliated Stockholders. The Reporting Person does not have any "pecuniary interest" in the securities of the Issuer or any of its subsidiaries owned by the Unaffiliated Stockholders.
F4: The Class A Common Stock was beneficially owned (as of immediately prior to the merger) by the Reporting Person through Intel Capital Corporation, a Delaware corporation wholly-owned by the Reporting Person, Intel Capital (Cayman) Corporation, a Cayman Islands company wholly-owned by the Reporting Person, and Intel Entity A.
F5: Each share of Class B Common Stock, together with one Clearwire Communications Class B Common Interest, is exchangeable at any time, subject to certain limited exceptions, at the option of the holder, into one fully paid and nonassessable share of Class A Common Stock of the Issuer, and has no expiration date.
F6: For additional information regarding the acquisition of the Class B Common Stock of the Issuer and the Class B Common Interests of Clearwire LLC, see the Form 4s filed by the Reporting Person on December 2, 2008 and November 12, 2009, and the Schedule 13D filed by the Reporting Person on May 19, 2008, as amended to date.
F7: The securities reported in Table II of this report were owned indirectly by the Reporting Person through Intel Entity A.
McAfee Corp.
Report date March 01, 2022 · Filed March 03, 2022
Jointly reported with Intel Americas, Inc.
Section 16 reporting ended · disclosed 2022-03-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Last balance in matching sequence
After 2022-03-01 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2022-03-01 · Conversion · Acquired 169,742,322 · Balance 175,439,153 F1: Intel Americas, Inc. directly holds and beneficially owns shares of Class A common stock ("Class A Shares") of McAfee Corp. (the "Issuer") and Class A units ("Class A Units") of Foundation Technology Worldwide LLC ("FTW") and an equal number of voting, non-equity shares of Class B common stock ("Class B Shares") of the Issuer, as reported herein. Intel Corporation may be deemed to beneficially own these securities due to its ownership of Intel Americas, Inc. Row 2 · 2022-03-01 · Disposition to issuer · Disposed 175,439,153 · Balance 0 F2: On March 1, 2022, pursuant to the Agreement and Plan of Merger, dated as of November 5, 2021 (the "Merger Agreement"), by and among the Issuer, Condor BidCo, Inc., a Delaware corporation ("Parent"), and Condor Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Parent ("Merger Subsidiary"), Merger Subsidiary merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly owned subsidiary of Parent. Upon the effective time of the Merger (the "Effective Time"), each Class A Share outstanding immediately prior to the Effective Time (subject to certain exceptions) was automatically converted into the right to receive $26.00 in cash, subject to applicable withholding taxes. F1: Intel Americas, Inc. directly holds and beneficially owns shares of Class A common stock ("Class A Shares") of McAfee Corp. (the "Issuer") and Class A units ("Class A Units") of Foundation Technology Worldwide LLC ("FTW") and an equal number of voting, non-equity shares of Class B common stock ("Class B Shares") of the Issuer, as reported herein. Intel Corporation may be deemed to beneficially own these securities due to its ownership of Intel Americas, Inc. |
| FTW Class A UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-03-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-03-01 · Conversion · Disposed 169,742,322 · Balance 0 F3: Pursuant to the Second Amended and Restated Limited Liability Company Agreement of FTW, as amended, Intel Americas, Inc. may exchange all or a portion of its FTW Class A Units for Class A Shares on a one-for-one basis (whereupon an equal number of its Class B Shares will be cancelled), subject to customary adjustments, or, at the option of the Issuer, cash (based on the then-market value of the Class A Shares). F4: On March 1, 2022, pursuant to the Merger Agreement and immediately prior to the Effective Time, all of Intel Americas, Inc.'s FTW Class A Units were exchanged for Class A Shares on a one-for-one basis (whereupon an equal number of its Class B Shares were cancelled). F1: Intel Americas, Inc. directly holds and beneficially owns shares of Class A common stock ("Class A Shares") of McAfee Corp. (the "Issuer") and Class A units ("Class A Units") of Foundation Technology Worldwide LLC ("FTW") and an equal number of voting, non-equity shares of Class B common stock ("Class B Shares") of the Issuer, as reported herein. Intel Corporation may be deemed to beneficially own these securities due to its ownership of Intel Americas, Inc. |
Filing footnotes · ownership attribution and instrument terms
F1: Intel Americas, Inc. directly holds and beneficially owns shares of Class A common stock ("Class A Shares") of McAfee Corp. (the "Issuer") and Class A units ("Class A Units") of Foundation Technology Worldwide LLC ("FTW") and an equal number of voting, non-equity shares of Class B common stock ("Class B Shares") of the Issuer, as reported herein. Intel Corporation may be deemed to beneficially own these securities due to its ownership of Intel Americas, Inc.
F2: On March 1, 2022, pursuant to the Agreement and Plan of Merger, dated as of November 5, 2021 (the "Merger Agreement"), by and among the Issuer, Condor BidCo, Inc., a Delaware corporation ("Parent"), and Condor Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Parent ("Merger Subsidiary"), Merger Subsidiary merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly owned subsidiary of Parent. Upon the effective time of the Merger (the "Effective Time"), each Class A Share outstanding immediately prior to the Effective Time (subject to certain exceptions) was automatically converted into the right to receive $26.00 in cash, subject to applicable withholding taxes.
F3: Pursuant to the Second Amended and Restated Limited Liability Company Agreement of FTW, as amended, Intel Americas, Inc. may exchange all or a portion of its FTW Class A Units for Class A Shares on a one-for-one basis (whereupon an equal number of its Class B Shares will be cancelled), subject to customary adjustments, or, at the option of the Issuer, cash (based on the then-market value of the Class A Shares).
F4: On March 1, 2022, pursuant to the Merger Agreement and immediately prior to the Effective Time, all of Intel Americas, Inc.'s FTW Class A Units were exchanged for Class A Shares on a one-for-one basis (whereupon an equal number of its Class B Shares were cancelled).
Synacor, Inc.
Report date February 15, 2012 · Filed February 17, 2012
Jointly reported with INTEL CAPITAL (CAYMAN) CORP
Section 16 reporting ended · disclosed 2012-02-17. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 1,983,157 |
Last balance in matching sequence
After 2012-02-15 transaction · row 5
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
5 source rowsRow 1 · 2012-02-15 · Conversion · Acquired 641,025 · Balance 641,025 F1: The Series A Preferred Stock converted into shares of common stock of the Issuer on a 1.5 for 1 basis and had no expiration date. F2: Owned directly by Intel Capital (Cayman) Corporation, a wholly-owned subsidiary of the Reporting Person. Row 2 · 2012-02-15 · Conversion · Acquired 641,025 · Balance 1,282,050 F1: The Series A Preferred Stock converted into shares of common stock of the Issuer on a 1.5 for 1 basis and had no expiration date. F2: Owned directly by Intel Capital (Cayman) Corporation, a wholly-owned subsidiary of the Reporting Person. Row 3 · 2012-02-15 · Conversion · Acquired 506,250 · Balance 1,788,300 F3: The Series B Preferred Stock converted into shares of common stock of the Issuer on a 1.5 for 1 basis and had no expiration date. F2: Owned directly by Intel Capital (Cayman) Corporation, a wholly-owned subsidiary of the Reporting Person. Row 4 · 2012-02-15 · Conversion · Acquired 298,857 · Balance 2,087,157 F4: The Series C Preferred Stock converted into shares of common stock of the Issuer on a 1.5 for 1 basis and had no expiration date. F2: Owned directly by Intel Capital (Cayman) Corporation, a wholly-owned subsidiary of the Reporting Person. Row 5 · 2012-02-15 · Sale · Disposed 104,000 · Balance 1,983,157 F2: Owned directly by Intel Capital (Cayman) Corporation, a wholly-owned subsidiary of the Reporting Person. |
| Series A Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnote | 0 |
Reported balance
After 2012-02-15 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2012-02-15 · Conversion · Disposed 641,025 · Balance 0 F1: The Series A Preferred Stock converted into shares of common stock of the Issuer on a 1.5 for 1 basis and had no expiration date. F2: Owned directly by Intel Capital (Cayman) Corporation, a wholly-owned subsidiary of the Reporting Person. |
| Series A Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnote | 0 |
Reported balance
After 2012-02-15 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2012-02-15 · Conversion · Disposed 641,025 · Balance 0 F1: The Series A Preferred Stock converted into shares of common stock of the Issuer on a 1.5 for 1 basis and had no expiration date. F2: Owned directly by Intel Capital (Cayman) Corporation, a wholly-owned subsidiary of the Reporting Person. |
| Series B Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnote | 0 |
Reported balance
After 2012-02-15 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2012-02-15 · Conversion · Disposed 506,250 · Balance 0 F3: The Series B Preferred Stock converted into shares of common stock of the Issuer on a 1.5 for 1 basis and had no expiration date. F1: The Series A Preferred Stock converted into shares of common stock of the Issuer on a 1.5 for 1 basis and had no expiration date. F2: Owned directly by Intel Capital (Cayman) Corporation, a wholly-owned subsidiary of the Reporting Person. |
| Series C Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnote | 0 |
Reported balance
After 2012-02-15 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2012-02-15 · Conversion · Disposed 298,857 · Balance 0 F4: The Series C Preferred Stock converted into shares of common stock of the Issuer on a 1.5 for 1 basis and had no expiration date. F1: The Series A Preferred Stock converted into shares of common stock of the Issuer on a 1.5 for 1 basis and had no expiration date. F2: Owned directly by Intel Capital (Cayman) Corporation, a wholly-owned subsidiary of the Reporting Person. |
Filing footnotes · ownership attribution and instrument terms
F1: The Series A Preferred Stock converted into shares of common stock of the Issuer on a 1.5 for 1 basis and had no expiration date.
F2: Owned directly by Intel Capital (Cayman) Corporation, a wholly-owned subsidiary of the Reporting Person.
F3: The Series B Preferred Stock converted into shares of common stock of the Issuer on a 1.5 for 1 basis and had no expiration date.
F4: The Series C Preferred Stock converted into shares of common stock of the Issuer on a 1.5 for 1 basis and had no expiration date.
VMWARE LLC
Report date November 28, 2008 · Filed December 03, 2008 · Amendment
Section 16 reporting ended · disclosed 2008-12-03. Current position is not established by this disclosure.
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
No balance rows disclosed in this filing.
Vuzix Corp
Report date January 28, 2021 · Filed January 29, 2021
Section 16 reporting ended · disclosed 2021-01-29. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.001SEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2021-01-28 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2021-01-28 · Conversion · Acquired 4,962,600 · Balance 4,962,600 F1: On January 28, 2021, the Reporting Person delivered to the Issuer a notice of conversion with respect to 49,626 shares of Series A Convertible Preferred Stock held by the Reporting Person. Each share of Series A Convertible Preferred Stock was convertible into 100 shares Common Stock. As a result, the 49,626 shares of Series A Convertible Preferred Stock converted into 4,962,600 shares of Common Stock. Row 2 · 2021-01-28 · Sale · Disposed 550,086 · Balance 4,412,514 F2: This transaction was executed in multiple trades at prices ranging from $12.35 to $13.32. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Row 3 · 2021-01-28 · Sale · Disposed 299,035 · Balance 4,113,479 F3: This transaction was executed in multiple trades at prices ranging from $12.25 to $12.31. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Row 4 · 2021-01-28 · Sale · Disposed 4,113,479 · Balance 0 |
| Series A Convertible Preferred StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-01-28 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2021-01-28 · Conversion · Disposed 49,626 · Balance 0 F1: On January 28, 2021, the Reporting Person delivered to the Issuer a notice of conversion with respect to 49,626 shares of Series A Convertible Preferred Stock held by the Reporting Person. Each share of Series A Convertible Preferred Stock was convertible into 100 shares Common Stock. As a result, the 49,626 shares of Series A Convertible Preferred Stock converted into 4,962,600 shares of Common Stock. F4: The Series A Convertible Preferred Stock was convertible at any time, at the option of the Reporting Person, and had no expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: On January 28, 2021, the Reporting Person delivered to the Issuer a notice of conversion with respect to 49,626 shares of Series A Convertible Preferred Stock held by the Reporting Person. Each share of Series A Convertible Preferred Stock was convertible into 100 shares Common Stock. As a result, the 49,626 shares of Series A Convertible Preferred Stock converted into 4,962,600 shares of Common Stock.
F2: This transaction was executed in multiple trades at prices ranging from $12.35 to $13.32. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $12.25 to $12.31. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: The Series A Convertible Preferred Stock was convertible at any time, at the option of the Reporting Person, and had no expiration date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 25, 2011 Filed May 26, 2011 21:08 UTC | Clearwire Corp /DE CLWR · Entity 12691 | SaleClass A Common Stock, par value $0.0001 per share | 330,000 | $4.59 | $1,514,700.00 |
DisclosureSEC source: 0001140361-11-030088 · doc1.xml · nonDerivative · entry 2 INTEL CORP · CIK 0000050863 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · see footnote Disclosed balance after: 30,476,666 F1 · shares: Reporting Person previously filed that certain Amendment No. 6 to Schedule 13D on May 11, 2011 that it had determined to sell, through its wholly owned subsidiary, Intel Capital, up to 10,000,000 shares of Class A Common Stock of Clearwire Corporation in public open market transactions on the NASDAQ Global Select Market. The sales reported herein are part of that previously reported plan. F5 · shares: Reporting Person undertakes to provide upon request to the Commission Staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold and the prices at which each sale was effected. F3 · price: The price reported above in Table I, Column 4 is the weighted average sale price. Sales were completed in public open market transactions at various prices ranging from $4.50 to $4.68. F5 · price: Reporting Person undertakes to provide upon request to the Commission Staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold and the prices at which each sale was effected. F6 · balance_after: The securities reported in Table I of this report are owned indirectly by Intel Corporation ("Intel"). Certain wholly owned subsidiaries of Intel previously entered into an Equityholders' Agreement dated as of November 28, 2008 (the "Equityholders' Agreement") with Clearwire Corporation (the "Issuer") and the other parties thereto (collectively, the "Unaffiliated Stockholders"). By virtue of the Equityholders' Agreement, Intel and the Unaffiliated Stockholders may be deemed as of the date of this report to be members of a group under Section 13(d) of the Securities Exchange Act of 1934, as amended. The number of securities of the Issuer and Clearwire Communications, LLC, a subsidiary of the Issuer ("Clearwire LLC"), beneficially owned by Intel as reported herein does not include the holdings of any Unaffiliated Stockholders. Intel does not have any "pecuniary interest" in the securities of the Issuer or any of its subsidiaries owned by the Unaffiliated Stockholders. F7 · ownership.nature: The Class A Common Stock is beneficially owned by the Reporting Person through Intel Capital Corporation, a Delaware corporation wholly-owned by the Reporting Person, and Intel Capital (Cayman) Corporation, a Cayman Islands company wholly-owned by the Reporting Person. Read SEC document |
| May 24, 2011 Filed May 26, 2011 21:08 UTC | Clearwire Corp /DE CLWR · Entity 12691 | SaleClass A Common Stock, par value $0.0001 per share | 960,000 | $4.71 | $4,521,600.00 |
DisclosureSEC source: 0001140361-11-030088 · doc1.xml · nonDerivative · entry 1 INTEL CORP · CIK 0000050863 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · see footnote Disclosed balance after: 30,806,666 F1 · shares: Reporting Person previously filed that certain Amendment No. 6 to Schedule 13D on May 11, 2011 that it had determined to sell, through its wholly owned subsidiary, Intel Capital, up to 10,000,000 shares of Class A Common Stock of Clearwire Corporation in public open market transactions on the NASDAQ Global Select Market. The sales reported herein are part of that previously reported plan. F5 · shares: Reporting Person undertakes to provide upon request to the Commission Staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold and the prices at which each sale was effected. F2 · price: The price reported above in Table I, Column 4 is the weighted average sale price. Sales were completed in public open market transactions at various prices ranging from $4.58 to $4.77. F5 · price: Reporting Person undertakes to provide upon request to the Commission Staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold and the prices at which each sale was effected. F6 · balance_after: The securities reported in Table I of this report are owned indirectly by Intel Corporation ("Intel"). Certain wholly owned subsidiaries of Intel previously entered into an Equityholders' Agreement dated as of November 28, 2008 (the "Equityholders' Agreement") with Clearwire Corporation (the "Issuer") and the other parties thereto (collectively, the "Unaffiliated Stockholders"). By virtue of the Equityholders' Agreement, Intel and the Unaffiliated Stockholders may be deemed as of the date of this report to be members of a group under Section 13(d) of the Securities Exchange Act of 1934, as amended. The number of securities of the Issuer and Clearwire Communications, LLC, a subsidiary of the Issuer ("Clearwire LLC"), beneficially owned by Intel as reported herein does not include the holdings of any Unaffiliated Stockholders. Intel does not have any "pecuniary interest" in the securities of the Issuer or any of its subsidiaries owned by the Unaffiliated Stockholders. F7 · ownership.nature: The Class A Common Stock is beneficially owned by the Reporting Person through Intel Capital Corporation, a Delaware corporation wholly-owned by the Reporting Person, and Intel Capital (Cayman) Corporation, a Cayman Islands company wholly-owned by the Reporting Person. Read SEC document |
| May 23, 2011 Filed May 23, 2011 21:17 UTC | Clearwire Corp /DE CLWR · Entity 12691 | SaleClass A Common Stock, par value $0.0001 per share | 1,120,000 | $4.56 | $5,107,200.00 |
DisclosureSEC source: 0001140361-11-029353 · doc1.xml · nonDerivative · entry 3 INTEL CORP · CIK 0000050863 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · see footnote Disclosed balance after: 31,766,666 F1 · shares: Reporting Person previously filed that certain Amendment No. 6 to Schedule 13D on May 11, 2011 that it had determined to sell, through its wholly owned subsidiary, Intel Capital, up to 10,000,000 shares of Class A Common Stock of Clearwire Corporation in public open market transactions on the NASDAQ Global Select Market. The sales reported herein are part of that previously reported plan. F5 · shares: Reporting Person undertakes to provide upon request to the Commission Staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold and the prices at which each sale was effected. F4 · price: The price reported above in Table I, Column 4 is the weighted average sale price. Sales were completed in public open market transactions at various prices ranging from $4.41 to $4.66. F5 · price: Reporting Person undertakes to provide upon request to the Commission Staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold and the prices at which each sale was effected. F6 · balance_after: The securities reported in Table I of this report are owned indirectly by Intel Corporation ("Intel"). Certain wholly owned subsidiaries of Intel previously entered into an Equityholders' Agreement dated as of November 28, 2008 (the "Equityholders' Agreement") with Clearwire Corporation (the "Issuer") and the other parties thereto (collectively, the "Unaffiliated Stockholders"). By virtue of the Equityholders' Agreement, Intel and the Unaffiliated Stockholders may be deemed as of the date of this report to be members of a group under Section 13(d) of the Securities Exchange Act of 1934, as amended. The number of securities of the Issuer and Clearwire Communications, LLC, a subsidiary of the Issuer ("Clearwire LLC"), beneficially owned by Intel as reported herein does not include the holdings of any Unaffiliated Stockholders. Intel does not have any "pecuniary interest" in the securities of the Issuer or any of its subsidiaries owned by the Unaffiliated Stockholders. F7 · ownership.nature: The Class A Common Stock is beneficially owned by the Reporting Person through Intel Capital Corporation, a Delaware corporation wholly-owned by the Reporting Person, and Intel Capital (Cayman) Corporation, a Cayman Islands company wholly-owned by the Reporting Person. Read SEC document |
| May 20, 2011 Filed May 23, 2011 21:17 UTC | Clearwire Corp /DE CLWR · Entity 12691 | SaleClass A Common Stock, par value $0.0001 per share | 340,000 | $4.54 | $1,543,600.00 |
DisclosureSEC source: 0001140361-11-029353 · doc1.xml · nonDerivative · entry 2 INTEL CORP · CIK 0000050863 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · see footnote Disclosed balance after: 32,886,666 F1 · shares: Reporting Person previously filed that certain Amendment No. 6 to Schedule 13D on May 11, 2011 that it had determined to sell, through its wholly owned subsidiary, Intel Capital, up to 10,000,000 shares of Class A Common Stock of Clearwire Corporation in public open market transactions on the NASDAQ Global Select Market. The sales reported herein are part of that previously reported plan. F5 · shares: Reporting Person undertakes to provide upon request to the Commission Staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold and the prices at which each sale was effected. F3 · price: The price reported above in Table I, Column 4 is the weighted average sale price. Sales were completed in public open market transactions at various prices ranging from $4.48 to $4.6275. F5 · price: Reporting Person undertakes to provide upon request to the Commission Staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold and the prices at which each sale was effected. F6 · balance_after: The securities reported in Table I of this report are owned indirectly by Intel Corporation ("Intel"). Certain wholly owned subsidiaries of Intel previously entered into an Equityholders' Agreement dated as of November 28, 2008 (the "Equityholders' Agreement") with Clearwire Corporation (the "Issuer") and the other parties thereto (collectively, the "Unaffiliated Stockholders"). By virtue of the Equityholders' Agreement, Intel and the Unaffiliated Stockholders may be deemed as of the date of this report to be members of a group under Section 13(d) of the Securities Exchange Act of 1934, as amended. The number of securities of the Issuer and Clearwire Communications, LLC, a subsidiary of the Issuer ("Clearwire LLC"), beneficially owned by Intel as reported herein does not include the holdings of any Unaffiliated Stockholders. Intel does not have any "pecuniary interest" in the securities of the Issuer or any of its subsidiaries owned by the Unaffiliated Stockholders. F7 · ownership.nature: The Class A Common Stock is beneficially owned by the Reporting Person through Intel Capital Corporation, a Delaware corporation wholly-owned by the Reporting Person, and Intel Capital (Cayman) Corporation, a Cayman Islands company wholly-owned by the Reporting Person. Read SEC document |
| May 19, 2011 Filed May 23, 2011 21:17 UTC | Clearwire Corp /DE CLWR · Entity 12691 | SaleClass A Common Stock, par value $0.0001 per share | 580,000 | $4.45 | $2,581,000.00 |
DisclosureSEC source: 0001140361-11-029353 · doc1.xml · nonDerivative · entry 1 INTEL CORP · CIK 0000050863 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · see footnote Disclosed balance after: 33,226,666 F1 · shares: Reporting Person previously filed that certain Amendment No. 6 to Schedule 13D on May 11, 2011 that it had determined to sell, through its wholly owned subsidiary, Intel Capital, up to 10,000,000 shares of Class A Common Stock of Clearwire Corporation in public open market transactions on the NASDAQ Global Select Market. The sales reported herein are part of that previously reported plan. F5 · shares: Reporting Person undertakes to provide upon request to the Commission Staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold and the prices at which each sale was effected. F2 · price: The price reported above in Table I, Column 4 is the weighted average sale price. Sales were completed in public open market transactions at various prices ranging from $4.40 to $4.55. F5 · price: Reporting Person undertakes to provide upon request to the Commission Staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold and the prices at which each sale was effected. F6 · balance_after: The securities reported in Table I of this report are owned indirectly by Intel Corporation ("Intel"). Certain wholly owned subsidiaries of Intel previously entered into an Equityholders' Agreement dated as of November 28, 2008 (the "Equityholders' Agreement") with Clearwire Corporation (the "Issuer") and the other parties thereto (collectively, the "Unaffiliated Stockholders"). By virtue of the Equityholders' Agreement, Intel and the Unaffiliated Stockholders may be deemed as of the date of this report to be members of a group under Section 13(d) of the Securities Exchange Act of 1934, as amended. The number of securities of the Issuer and Clearwire Communications, LLC, a subsidiary of the Issuer ("Clearwire LLC"), beneficially owned by Intel as reported herein does not include the holdings of any Unaffiliated Stockholders. Intel does not have any "pecuniary interest" in the securities of the Issuer or any of its subsidiaries owned by the Unaffiliated Stockholders. F7 · ownership.nature: The Class A Common Stock is beneficially owned by the Reporting Person through Intel Capital Corporation, a Delaware corporation wholly-owned by the Reporting Person, and Intel Capital (Cayman) Corporation, a Cayman Islands company wholly-owned by the Reporting Person. Read SEC document |
| May 18, 2011 Filed May 18, 2011 21:20 UTC | Clearwire Corp /DE CLWR · Entity 12691 | SaleClass A Common Stock, par value $0.0001 per share | 1,410,000 | $4.47 | $6,302,700.00 |
DisclosureSEC source: 0001140361-11-028563 · doc1.xml · nonDerivative · entry 3 INTEL CORP · CIK 0000050863 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · see footnote Disclosed balance after: 33,806,666 F1 · shares: Reporting Person previously filed that certain Amendment No. 6 to Schedule 13D on May 11, 2011 that it had determined to sell, through its wholly owned subsidiary, Intel Capital, up to 10,000,000 shares of Class A Common Stock of Clearwire Corporation in public open market transactions on the NASDAQ Global Select Market. The sales reported herein are part of that previously reported plan. F5 · shares: Reporting Person undertakes to provide upon request to the Commission Staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold and the prices at which each sale was effected. F4 · price: The price reported above in Table I, Column 4 reflects the weighted average sale price. Sales were completed in public open market transactions at various prices ranging from $4.32 to $4.53. F5 · price: Reporting Person undertakes to provide upon request to the Commission Staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold and the prices at which each sale was effected. F6 · balance_after: The securities reported in Table I of this report are owned indirectly by Intel Corporation ("Intel"). Certain wholly owned subsidiaries of Intel previously entered into an Equityholders' Agreement dated as of November 28, 2008 (the "Equityholders' Agreement") with Clearwire Corporation (the "Issuer") and the other parties thereto (collectively, the "Unaffiliated Stockholders"). By virtue of the Equityholders' Agreement, Intel and the Unaffiliated Stockholders may be deemed as of the date of this report to be members of a group under Section 13(d) of the Securities Exchange Act of 1934, as amended. The number of securities of the Issuer and Clearwire Communications, LLC, a subsidiary of the Issuer ("Clearwire LLC"), beneficially owned by Intel as reported herein does not include the holdings of any Unaffiliated Stockholders. Intel does not have any "pecuniary interest" in the securities of the Issuer or any of its subsidiaries owned by the Unaffiliated Stockholders. F7 · ownership.nature: The Class A Common Stock is beneficially owned by the Reporting Person through Intel Capital Corporation, a Delaware corporation wholly-owned by the Reporting Person, and Intel Capital (Cayman) Corporation, a Cayman Islands company wholly-owned by the Reporting Person. Read SEC document |
| May 17, 2011 Filed May 18, 2011 21:20 UTC | Clearwire Corp /DE CLWR · Entity 12691 | SaleClass A Common Stock, par value $0.0001 per share | 950,000 | $4.25 | $4,037,500.00 |
DisclosureSEC source: 0001140361-11-028563 · doc1.xml · nonDerivative · entry 2 INTEL CORP · CIK 0000050863 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · see footnote Disclosed balance after: 35,216,666 F1 · shares: Reporting Person previously filed that certain Amendment No. 6 to Schedule 13D on May 11, 2011 that it had determined to sell, through its wholly owned subsidiary, Intel Capital, up to 10,000,000 shares of Class A Common Stock of Clearwire Corporation in public open market transactions on the NASDAQ Global Select Market. The sales reported herein are part of that previously reported plan. F5 · shares: Reporting Person undertakes to provide upon request to the Commission Staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold and the prices at which each sale was effected. F3 · price: The price reported above in Table I, Column 4 reflects the weighted average sale price. Sales were completed in public open market transactions at various prices ranging from $4.15 to $4.35. F5 · price: Reporting Person undertakes to provide upon request to the Commission Staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold and the prices at which each sale was effected. F6 · balance_after: The securities reported in Table I of this report are owned indirectly by Intel Corporation ("Intel"). Certain wholly owned subsidiaries of Intel previously entered into an Equityholders' Agreement dated as of November 28, 2008 (the "Equityholders' Agreement") with Clearwire Corporation (the "Issuer") and the other parties thereto (collectively, the "Unaffiliated Stockholders"). By virtue of the Equityholders' Agreement, Intel and the Unaffiliated Stockholders may be deemed as of the date of this report to be members of a group under Section 13(d) of the Securities Exchange Act of 1934, as amended. The number of securities of the Issuer and Clearwire Communications, LLC, a subsidiary of the Issuer ("Clearwire LLC"), beneficially owned by Intel as reported herein does not include the holdings of any Unaffiliated Stockholders. Intel does not have any "pecuniary interest" in the securities of the Issuer or any of its subsidiaries owned by the Unaffiliated Stockholders. F7 · ownership.nature: The Class A Common Stock is beneficially owned by the Reporting Person through Intel Capital Corporation, a Delaware corporation wholly-owned by the Reporting Person, and Intel Capital (Cayman) Corporation, a Cayman Islands company wholly-owned by the Reporting Person. Read SEC document |
| May 16, 2011 Filed May 18, 2011 21:20 UTC | Clearwire Corp /DE CLWR · Entity 12691 | SaleClass A Common Stock, par value $0.0001 per share | 500,000 | $4.12 | $2,060,000.00 |
DisclosureSEC source: 0001140361-11-028563 · doc1.xml · nonDerivative · entry 1 INTEL CORP · CIK 0000050863 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · see footnote Disclosed balance after: 36,166,666 F1 · shares: Reporting Person previously filed that certain Amendment No. 6 to Schedule 13D on May 11, 2011 that it had determined to sell, through its wholly owned subsidiary, Intel Capital, up to 10,000,000 shares of Class A Common Stock of Clearwire Corporation in public open market transactions on the NASDAQ Global Select Market. The sales reported herein are part of that previously reported plan. F5 · shares: Reporting Person undertakes to provide upon request to the Commission Staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold and the prices at which each sale was effected. F2 · price: The price reported above in Table I, Column 4 reflects the weighted average sale price. Sales were completed in public open market transactions at various prices ranging from $4.08 to $4.155. F5 · price: Reporting Person undertakes to provide upon request to the Commission Staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold and the prices at which each sale was effected. F6 · balance_after: The securities reported in Table I of this report are owned indirectly by Intel Corporation ("Intel"). Certain wholly owned subsidiaries of Intel previously entered into an Equityholders' Agreement dated as of November 28, 2008 (the "Equityholders' Agreement") with Clearwire Corporation (the "Issuer") and the other parties thereto (collectively, the "Unaffiliated Stockholders"). By virtue of the Equityholders' Agreement, Intel and the Unaffiliated Stockholders may be deemed as of the date of this report to be members of a group under Section 13(d) of the Securities Exchange Act of 1934, as amended. The number of securities of the Issuer and Clearwire Communications, LLC, a subsidiary of the Issuer ("Clearwire LLC"), beneficially owned by Intel as reported herein does not include the holdings of any Unaffiliated Stockholders. Intel does not have any "pecuniary interest" in the securities of the Issuer or any of its subsidiaries owned by the Unaffiliated Stockholders. F7 · ownership.nature: The Class A Common Stock is beneficially owned by the Reporting Person through Intel Capital Corporation, a Delaware corporation wholly-owned by the Reporting Person, and Intel Capital (Cayman) Corporation, a Cayman Islands company wholly-owned by the Reporting Person. Read SEC document |
| November 09, 2009 Filed Nov 12, 2009 22:27 UTC | Clearwire Corp /DE CLWR · Entity 12691 | GrantClass B Common Interests of Clearwire Communications LLC · Derivative | 6,821,282 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-09-025825 · doc1.xml · derivative · entry 2 INTEL CORP · CIK 0000050863 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · see footnote Disclosed balance after: 65,644,812 Underlying: Class A Common Stock · 6,821,282 shares Expires not disclosed F4 · derivative.exercise_price: Each share of Class B Common Stock, together with one Clearwire Communications Class B Common Interest, is exchangeable at any time, subject to certain limited exceptions, at the option of the holder, into one fully paid and nonassessable share of Class A Common Stock of the Issuer, and has no expiration date. F1 · shares: On November 9, 2009, Intel Corporation entered into an Investment Agreement with Clearwire Corporation (the "Issuer"), Clearwire Communications LLC , a subsidiary of the Issuer ("Clearwire Communications"), Sprint Nextel Corporation, Comcast Corporation, Time Warner Cable Inc., Eagle River Holdings, LLC, and Bright House Networks, LLC pursuant to which Intel Corporation or its affiliates will invest in Clearwire Communications a total of approximately $50 million in exchange for voting equity interests in Clearwire Communications (the "Clearwire Communications Voting Interests"), and Class B non-voting common interests in Clearwire Communications (the "Clearwire Communications Class B Common Interests"). Continued on footnote (2). F2 · shares: Immediately following the receipt by Intel Corporation or its affiliates of Clearwire Communications Voting Interests and Clearwire Communications Class B Common Interests, it will contribute to Clearwire its Clearwire Communications Voting Interests in exchange for an equal number of shares of Class B common stock, par value $0.0001 per share, of Clearwire ("Class B Common Stock"). The investment will occur in three closings with the First Investment Closing for 4,610,974 shares of Class B Common Stock and 4,610,974 Clearwire Communications Class B Common Interests occurring on the first business day following satisfaction of the relevant customary closing conditions, provided that this closing will not occur prior to November 13, 2009. Continued on footnote (3). F3 · shares: The Second Investment Closing for 1,920,316 shares of Class B Common Stock and 1,920,316 Clearwire Communications Class B Common Interests will occur 20 calendar days after the mailing of an Information Statement on Schedule 14C to Clearwire Corporation's stockholders and certain other customary closing conditions. The Third Investment Closing for 289,992 shares of Class B Common Stock and 289,992 Clearwire Communications Class B Common Interests is expected to occur in the first fiscal quarter of 2010. Certain conditions to each of the closings under the Investment Agreement may be waived by the Investors. F1 · price: On November 9, 2009, Intel Corporation entered into an Investment Agreement with Clearwire Corporation (the "Issuer"), Clearwire Communications LLC , a subsidiary of the Issuer ("Clearwire Communications"), Sprint Nextel Corporation, Comcast Corporation, Time Warner Cable Inc., Eagle River Holdings, LLC, and Bright House Networks, LLC pursuant to which Intel Corporation or its affiliates will invest in Clearwire Communications a total of approximately $50 million in exchange for voting equity interests in Clearwire Communications (the "Clearwire Communications Voting Interests"), and Class B non-voting common interests in Clearwire Communications (the "Clearwire Communications Class B Common Interests"). Continued on footnote (2). F2 · price: Immediately following the receipt by Intel Corporation or its affiliates of Clearwire Communications Voting Interests and Clearwire Communications Class B Common Interests, it will contribute to Clearwire its Clearwire Communications Voting Interests in exchange for an equal number of shares of Class B common stock, par value $0.0001 per share, of Clearwire ("Class B Common Stock"). The investment will occur in three closings with the First Investment Closing for 4,610,974 shares of Class B Common Stock and 4,610,974 Clearwire Communications Class B Common Interests occurring on the first business day following satisfaction of the relevant customary closing conditions, provided that this closing will not occur prior to November 13, 2009. Continued on footnote (3). F3 · price: The Second Investment Closing for 1,920,316 shares of Class B Common Stock and 1,920,316 Clearwire Communications Class B Common Interests will occur 20 calendar days after the mailing of an Information Statement on Schedule 14C to Clearwire Corporation's stockholders and certain other customary closing conditions. The Third Investment Closing for 289,992 shares of Class B Common Stock and 289,992 Clearwire Communications Class B Common Interests is expected to occur in the first fiscal quarter of 2010. Certain conditions to each of the closings under the Investment Agreement may be waived by the Investors. F4 · derivative.exercise_date: Each share of Class B Common Stock, together with one Clearwire Communications Class B Common Interest, is exchangeable at any time, subject to certain limited exceptions, at the option of the holder, into one fully paid and nonassessable share of Class A Common Stock of the Issuer, and has no expiration date. F4 · derivative.expiration_date: Each share of Class B Common Stock, together with one Clearwire Communications Class B Common Interest, is exchangeable at any time, subject to certain limited exceptions, at the option of the holder, into one fully paid and nonassessable share of Class A Common Stock of the Issuer, and has no expiration date. F1 · derivative.underlying_shares: On November 9, 2009, Intel Corporation entered into an Investment Agreement with Clearwire Corporation (the "Issuer"), Clearwire Communications LLC , a subsidiary of the Issuer ("Clearwire Communications"), Sprint Nextel Corporation, Comcast Corporation, Time Warner Cable Inc., Eagle River Holdings, LLC, and Bright House Networks, LLC pursuant to which Intel Corporation or its affiliates will invest in Clearwire Communications a total of approximately $50 million in exchange for voting equity interests in Clearwire Communications (the "Clearwire Communications Voting Interests"), and Class B non-voting common interests in Clearwire Communications (the "Clearwire Communications Class B Common Interests"). Continued on footnote (2). F2 · derivative.underlying_shares: Immediately following the receipt by Intel Corporation or its affiliates of Clearwire Communications Voting Interests and Clearwire Communications Class B Common Interests, it will contribute to Clearwire its Clearwire Communications Voting Interests in exchange for an equal number of shares of Class B common stock, par value $0.0001 per share, of Clearwire ("Class B Common Stock"). The investment will occur in three closings with the First Investment Closing for 4,610,974 shares of Class B Common Stock and 4,610,974 Clearwire Communications Class B Common Interests occurring on the first business day following satisfaction of the relevant customary closing conditions, provided that this closing will not occur prior to November 13, 2009. Continued on footnote (3). F3 · derivative.underlying_shares: The Second Investment Closing for 1,920,316 shares of Class B Common Stock and 1,920,316 Clearwire Communications Class B Common Interests will occur 20 calendar days after the mailing of an Information Statement on Schedule 14C to Clearwire Corporation's stockholders and certain other customary closing conditions. The Third Investment Closing for 289,992 shares of Class B Common Stock and 289,992 Clearwire Communications Class B Common Interests is expected to occur in the first fiscal quarter of 2010. Certain conditions to each of the closings under the Investment Agreement may be waived by the Investors. F1 · balance_after: On November 9, 2009, Intel Corporation entered into an Investment Agreement with Clearwire Corporation (the "Issuer"), Clearwire Communications LLC , a subsidiary of the Issuer ("Clearwire Communications"), Sprint Nextel Corporation, Comcast Corporation, Time Warner Cable Inc., Eagle River Holdings, LLC, and Bright House Networks, LLC pursuant to which Intel Corporation or its affiliates will invest in Clearwire Communications a total of approximately $50 million in exchange for voting equity interests in Clearwire Communications (the "Clearwire Communications Voting Interests"), and Class B non-voting common interests in Clearwire Communications (the "Clearwire Communications Class B Common Interests"). Continued on footnote (2). F2 · balance_after: Immediately following the receipt by Intel Corporation or its affiliates of Clearwire Communications Voting Interests and Clearwire Communications Class B Common Interests, it will contribute to Clearwire its Clearwire Communications Voting Interests in exchange for an equal number of shares of Class B common stock, par value $0.0001 per share, of Clearwire ("Class B Common Stock"). The investment will occur in three closings with the First Investment Closing for 4,610,974 shares of Class B Common Stock and 4,610,974 Clearwire Communications Class B Common Interests occurring on the first business day following satisfaction of the relevant customary closing conditions, provided that this closing will not occur prior to November 13, 2009. Continued on footnote (3). F3 · balance_after: The Second Investment Closing for 1,920,316 shares of Class B Common Stock and 1,920,316 Clearwire Communications Class B Common Interests will occur 20 calendar days after the mailing of an Information Statement on Schedule 14C to Clearwire Corporation's stockholders and certain other customary closing conditions. The Third Investment Closing for 289,992 shares of Class B Common Stock and 289,992 Clearwire Communications Class B Common Interests is expected to occur in the first fiscal quarter of 2010. Certain conditions to each of the closings under the Investment Agreement may be waived by the Investors. F5 · ownership.nature: The securities reported in Table II of this report are or will be owned indirectly by Intel Corporation through certain wholly owned subsidiaries. Following the closing of the transactions described in footnotes (1)-(3), the securities will be held as follows: 21,881,604 shares of Class B Common Stock and Class B Common Units held of record by Intel Capital Wireless Investment Corporation 2008A; 21,881,604 shares of Class B Common Stock and Class B Common Units held of record by Intel Capital Wireless Investment Corporation 2008B; and 21,881,604 shares of Class B Common Stock and Class B Common Units held of record by Intel Capital Wireless Investment Corporation 2008C. Read SEC document |
| November 09, 2009 Filed Nov 12, 2009 22:27 UTC | Clearwire Corp /DE CLWR · Entity 12691 | GrantClass B Common Stock, par value $0.0001 per share · Derivative | 6,821,282 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-09-025825 · doc1.xml · derivative · entry 1 INTEL CORP · CIK 0000050863 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · see footnote Disclosed balance after: 65,644,812 Underlying: Class A Common Stock · 6,821,282 shares Expires not disclosed F4 · derivative.exercise_price: Each share of Class B Common Stock, together with one Clearwire Communications Class B Common Interest, is exchangeable at any time, subject to certain limited exceptions, at the option of the holder, into one fully paid and nonassessable share of Class A Common Stock of the Issuer, and has no expiration date. F1 · shares: On November 9, 2009, Intel Corporation entered into an Investment Agreement with Clearwire Corporation (the "Issuer"), Clearwire Communications LLC , a subsidiary of the Issuer ("Clearwire Communications"), Sprint Nextel Corporation, Comcast Corporation, Time Warner Cable Inc., Eagle River Holdings, LLC, and Bright House Networks, LLC pursuant to which Intel Corporation or its affiliates will invest in Clearwire Communications a total of approximately $50 million in exchange for voting equity interests in Clearwire Communications (the "Clearwire Communications Voting Interests"), and Class B non-voting common interests in Clearwire Communications (the "Clearwire Communications Class B Common Interests"). Continued on footnote (2). F2 · shares: Immediately following the receipt by Intel Corporation or its affiliates of Clearwire Communications Voting Interests and Clearwire Communications Class B Common Interests, it will contribute to Clearwire its Clearwire Communications Voting Interests in exchange for an equal number of shares of Class B common stock, par value $0.0001 per share, of Clearwire ("Class B Common Stock"). The investment will occur in three closings with the First Investment Closing for 4,610,974 shares of Class B Common Stock and 4,610,974 Clearwire Communications Class B Common Interests occurring on the first business day following satisfaction of the relevant customary closing conditions, provided that this closing will not occur prior to November 13, 2009. Continued on footnote (3). F3 · shares: The Second Investment Closing for 1,920,316 shares of Class B Common Stock and 1,920,316 Clearwire Communications Class B Common Interests will occur 20 calendar days after the mailing of an Information Statement on Schedule 14C to Clearwire Corporation's stockholders and certain other customary closing conditions. The Third Investment Closing for 289,992 shares of Class B Common Stock and 289,992 Clearwire Communications Class B Common Interests is expected to occur in the first fiscal quarter of 2010. Certain conditions to each of the closings under the Investment Agreement may be waived by the Investors. F1 · price: On November 9, 2009, Intel Corporation entered into an Investment Agreement with Clearwire Corporation (the "Issuer"), Clearwire Communications LLC , a subsidiary of the Issuer ("Clearwire Communications"), Sprint Nextel Corporation, Comcast Corporation, Time Warner Cable Inc., Eagle River Holdings, LLC, and Bright House Networks, LLC pursuant to which Intel Corporation or its affiliates will invest in Clearwire Communications a total of approximately $50 million in exchange for voting equity interests in Clearwire Communications (the "Clearwire Communications Voting Interests"), and Class B non-voting common interests in Clearwire Communications (the "Clearwire Communications Class B Common Interests"). Continued on footnote (2). F2 · price: Immediately following the receipt by Intel Corporation or its affiliates of Clearwire Communications Voting Interests and Clearwire Communications Class B Common Interests, it will contribute to Clearwire its Clearwire Communications Voting Interests in exchange for an equal number of shares of Class B common stock, par value $0.0001 per share, of Clearwire ("Class B Common Stock"). The investment will occur in three closings with the First Investment Closing for 4,610,974 shares of Class B Common Stock and 4,610,974 Clearwire Communications Class B Common Interests occurring on the first business day following satisfaction of the relevant customary closing conditions, provided that this closing will not occur prior to November 13, 2009. Continued on footnote (3). F3 · price: The Second Investment Closing for 1,920,316 shares of Class B Common Stock and 1,920,316 Clearwire Communications Class B Common Interests will occur 20 calendar days after the mailing of an Information Statement on Schedule 14C to Clearwire Corporation's stockholders and certain other customary closing conditions. The Third Investment Closing for 289,992 shares of Class B Common Stock and 289,992 Clearwire Communications Class B Common Interests is expected to occur in the first fiscal quarter of 2010. Certain conditions to each of the closings under the Investment Agreement may be waived by the Investors. F4 · derivative.exercise_date: Each share of Class B Common Stock, together with one Clearwire Communications Class B Common Interest, is exchangeable at any time, subject to certain limited exceptions, at the option of the holder, into one fully paid and nonassessable share of Class A Common Stock of the Issuer, and has no expiration date. F4 · derivative.expiration_date: Each share of Class B Common Stock, together with one Clearwire Communications Class B Common Interest, is exchangeable at any time, subject to certain limited exceptions, at the option of the holder, into one fully paid and nonassessable share of Class A Common Stock of the Issuer, and has no expiration date. F1 · derivative.underlying_shares: On November 9, 2009, Intel Corporation entered into an Investment Agreement with Clearwire Corporation (the "Issuer"), Clearwire Communications LLC , a subsidiary of the Issuer ("Clearwire Communications"), Sprint Nextel Corporation, Comcast Corporation, Time Warner Cable Inc., Eagle River Holdings, LLC, and Bright House Networks, LLC pursuant to which Intel Corporation or its affiliates will invest in Clearwire Communications a total of approximately $50 million in exchange for voting equity interests in Clearwire Communications (the "Clearwire Communications Voting Interests"), and Class B non-voting common interests in Clearwire Communications (the "Clearwire Communications Class B Common Interests"). Continued on footnote (2). F2 · derivative.underlying_shares: Immediately following the receipt by Intel Corporation or its affiliates of Clearwire Communications Voting Interests and Clearwire Communications Class B Common Interests, it will contribute to Clearwire its Clearwire Communications Voting Interests in exchange for an equal number of shares of Class B common stock, par value $0.0001 per share, of Clearwire ("Class B Common Stock"). The investment will occur in three closings with the First Investment Closing for 4,610,974 shares of Class B Common Stock and 4,610,974 Clearwire Communications Class B Common Interests occurring on the first business day following satisfaction of the relevant customary closing conditions, provided that this closing will not occur prior to November 13, 2009. Continued on footnote (3). F3 · derivative.underlying_shares: The Second Investment Closing for 1,920,316 shares of Class B Common Stock and 1,920,316 Clearwire Communications Class B Common Interests will occur 20 calendar days after the mailing of an Information Statement on Schedule 14C to Clearwire Corporation's stockholders and certain other customary closing conditions. The Third Investment Closing for 289,992 shares of Class B Common Stock and 289,992 Clearwire Communications Class B Common Interests is expected to occur in the first fiscal quarter of 2010. Certain conditions to each of the closings under the Investment Agreement may be waived by the Investors. F1 · balance_after: On November 9, 2009, Intel Corporation entered into an Investment Agreement with Clearwire Corporation (the "Issuer"), Clearwire Communications LLC , a subsidiary of the Issuer ("Clearwire Communications"), Sprint Nextel Corporation, Comcast Corporation, Time Warner Cable Inc., Eagle River Holdings, LLC, and Bright House Networks, LLC pursuant to which Intel Corporation or its affiliates will invest in Clearwire Communications a total of approximately $50 million in exchange for voting equity interests in Clearwire Communications (the "Clearwire Communications Voting Interests"), and Class B non-voting common interests in Clearwire Communications (the "Clearwire Communications Class B Common Interests"). Continued on footnote (2). F2 · balance_after: Immediately following the receipt by Intel Corporation or its affiliates of Clearwire Communications Voting Interests and Clearwire Communications Class B Common Interests, it will contribute to Clearwire its Clearwire Communications Voting Interests in exchange for an equal number of shares of Class B common stock, par value $0.0001 per share, of Clearwire ("Class B Common Stock"). The investment will occur in three closings with the First Investment Closing for 4,610,974 shares of Class B Common Stock and 4,610,974 Clearwire Communications Class B Common Interests occurring on the first business day following satisfaction of the relevant customary closing conditions, provided that this closing will not occur prior to November 13, 2009. Continued on footnote (3). F3 · balance_after: The Second Investment Closing for 1,920,316 shares of Class B Common Stock and 1,920,316 Clearwire Communications Class B Common Interests will occur 20 calendar days after the mailing of an Information Statement on Schedule 14C to Clearwire Corporation's stockholders and certain other customary closing conditions. The Third Investment Closing for 289,992 shares of Class B Common Stock and 289,992 Clearwire Communications Class B Common Interests is expected to occur in the first fiscal quarter of 2010. Certain conditions to each of the closings under the Investment Agreement may be waived by the Investors. F5 · ownership.nature: The securities reported in Table II of this report are or will be owned indirectly by Intel Corporation through certain wholly owned subsidiaries. Following the closing of the transactions described in footnotes (1)-(3), the securities will be held as follows: 21,881,604 shares of Class B Common Stock and Class B Common Units held of record by Intel Capital Wireless Investment Corporation 2008A; 21,881,604 shares of Class B Common Stock and Class B Common Units held of record by Intel Capital Wireless Investment Corporation 2008B; and 21,881,604 shares of Class B Common Stock and Class B Common Units held of record by Intel Capital Wireless Investment Corporation 2008C. Read SEC document |
| November 28, 2008 Filed Dec 2, 2008 22:07 UTC | VMWARE LLC CLWR · Entity 11690 | Disposition to issuerWARRANTS (RIGHT TO ACQUIRE CLASS A COMMON STOCK) · Derivative | 93,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000050863-08-000328 · edgar.xml · derivative · entry 4 INTEL CORP · CIK 0000050863 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Through wholly-owned subsidiary Disclosed balance after: 0 Underlying: Class A Common Stock · 93,333 shares Expires 2011-02-16 F4 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F6 · price: The starting exercise price of these warrants is $5.00, subject to adjustment as set forth in the form of warrant. F1 · derivative.underlying_shares: Capitalized terms used in this footnote and not otherwise defined in this Form 4, shall have the meanings set for in the Schedule 13D filed by Intel on May 19, 2008 (the "Schedule 13D"). On November 28, 2008, the Merger was completed. Pursuant to the Agreements, and in connection with the Merger: (i) 9,905,732 shares of Clearwire Class B Common Stock beneficially owned by the Reporting Person were converted into 9,905,732 shares of Common Stock prior to completion of the Merger; and (ii) following such conversion, Clearwire merged with and into a wholly-owned subsidiary of Newco, as a result of which 36,759,999 shares of Common Stock beneficially owned by the Reporting Person (including warrants exercisable for 93,333 shares of Class A Common Stock held by Middlefield Ventures, Inc., a wholly-owned subsidiary of the Reporting Person) were cancelled and converted into the right to receive 36,759,999 shares of Newco Class A Common Stock (including warrants exercisable for 93,333 shares of Newco Class A Capitalized terms used in this footnote and not otherwise defined in this Form 4, shall have the meanings set for in the Schedule 13D filed by Intel on May 19, 2008 (the "Schedule 13D"). On November 28, 2008, the Merger was completed. Pursuant to the Agreements, and in connection with the Merger: (i) 9,905,732 shares of Clearwire Class B Common Stock beneficially owned by the Reporting Person were converted into 9,905,732 shares of Common Stock prior to completion of the Merger; and (ii) following such conversion, Clearwire merged with and into a wholly-owned subsidiary of Newco, as a result of which 36,759,999 shares of Common Stock beneficially owned by the Reporting Person (including warrants exercisable for 93,333 shares of Class A Common Stock held by Middlefield Ventures, Inc., a wholly-owned subsidiary of the Reporting Person) were cancelled and converted into the right to receive 36,759,999 shares of Newco Class A Common Stock (including warrants exercisable for 93,333 shares of Newco Class A Common Stock). F7 · ownership.nature: These warrants are owned directly by Middlefield Ventures, Inc., a wholly-owned subsidiary of Intel Coporation. Intel Corporation is an indirect beneficial owner of the reported securities. Read SEC document |
| November 28, 2008 Filed Dec 2, 2008 22:07 UTC | VMWARE LLC CLWR · Entity 11690 | ConversionCLASS B COMMON STOCK · Derivative | 9,905,732 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000050863-08-000328 · edgar.xml · derivative · entry 3 INTEL CORP · CIK 0000050863 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Through wholly-owned subsidiary Disclosed balance after: 0 Underlying: Class B Common Stock · 9,905,732 shares Expires 1988-08-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F1 · shares: Capitalized terms used in this footnote and not otherwise defined in this Form 4, shall have the meanings set for in the Schedule 13D filed by Intel on May 19, 2008 (the "Schedule 13D"). On November 28, 2008, the Merger was completed. Pursuant to the Agreements, and in connection with the Merger: (i) 9,905,732 shares of Clearwire Class B Common Stock beneficially owned by the Reporting Person were converted into 9,905,732 shares of Common Stock prior to completion of the Merger; and (ii) following such conversion, Clearwire merged with and into a wholly-owned subsidiary of Newco, as a result of which 36,759,999 shares of Common Stock beneficially owned by the Reporting Person (including warrants exercisable for 93,333 shares of Class A Common Stock held by Middlefield Ventures, Inc., a wholly-owned subsidiary of the Reporting Person) were cancelled and converted into the right to receive 36,759,999 shares of Newco Class A Common Stock (including warrants exercisable for 93,333 shares of Newco Class A Capitalized terms used in this footnote and not otherwise defined in this Form 4, shall have the meanings set for in the Schedule 13D filed by Intel on May 19, 2008 (the "Schedule 13D"). On November 28, 2008, the Merger was completed. Pursuant to the Agreements, and in connection with the Merger: (i) 9,905,732 shares of Clearwire Class B Common Stock beneficially owned by the Reporting Person were converted into 9,905,732 shares of Common Stock prior to completion of the Merger; and (ii) following such conversion, Clearwire merged with and into a wholly-owned subsidiary of Newco, as a result of which 36,759,999 shares of Common Stock beneficially owned by the Reporting Person (including warrants exercisable for 93,333 shares of Class A Common Stock held by Middlefield Ventures, Inc., a wholly-owned subsidiary of the Reporting Person) were cancelled and converted into the right to receive 36,759,999 shares of Newco Class A Common Stock (including warrants exercisable for 93,333 shares of Newco Class A Common Stock). F1 · price: Capitalized terms used in this footnote and not otherwise defined in this Form 4, shall have the meanings set for in the Schedule 13D filed by Intel on May 19, 2008 (the "Schedule 13D"). On November 28, 2008, the Merger was completed. Pursuant to the Agreements, and in connection with the Merger: (i) 9,905,732 shares of Clearwire Class B Common Stock beneficially owned by the Reporting Person were converted into 9,905,732 shares of Common Stock prior to completion of the Merger; and (ii) following such conversion, Clearwire merged with and into a wholly-owned subsidiary of Newco, as a result of which 36,759,999 shares of Common Stock beneficially owned by the Reporting Person (including warrants exercisable for 93,333 shares of Class A Common Stock held by Middlefield Ventures, Inc., a wholly-owned subsidiary of the Reporting Person) were cancelled and converted into the right to receive 36,759,999 shares of Newco Class A Common Stock (including warrants exercisable for 93,333 shares of Newco Class A Capitalized terms used in this footnote and not otherwise defined in this Form 4, shall have the meanings set for in the Schedule 13D filed by Intel on May 19, 2008 (the "Schedule 13D"). On November 28, 2008, the Merger was completed. Pursuant to the Agreements, and in connection with the Merger: (i) 9,905,732 shares of Clearwire Class B Common Stock beneficially owned by the Reporting Person were converted into 9,905,732 shares of Common Stock prior to completion of the Merger; and (ii) following such conversion, Clearwire merged with and into a wholly-owned subsidiary of Newco, as a result of which 36,759,999 shares of Common Stock beneficially owned by the Reporting Person (including warrants exercisable for 93,333 shares of Class A Common Stock held by Middlefield Ventures, Inc., a wholly-owned subsidiary of the Reporting Person) were cancelled and converted into the right to receive 36,759,999 shares of Newco Class A Common Stock (including warrants exercisable for 93,333 shares of Newco Class A Common Stock). F1 · derivative.underlying_shares: Capitalized terms used in this footnote and not otherwise defined in this Form 4, shall have the meanings set for in the Schedule 13D filed by Intel on May 19, 2008 (the "Schedule 13D"). On November 28, 2008, the Merger was completed. Pursuant to the Agreements, and in connection with the Merger: (i) 9,905,732 shares of Clearwire Class B Common Stock beneficially owned by the Reporting Person were converted into 9,905,732 shares of Common Stock prior to completion of the Merger; and (ii) following such conversion, Clearwire merged with and into a wholly-owned subsidiary of Newco, as a result of which 36,759,999 shares of Common Stock beneficially owned by the Reporting Person (including warrants exercisable for 93,333 shares of Class A Common Stock held by Middlefield Ventures, Inc., a wholly-owned subsidiary of the Reporting Person) were cancelled and converted into the right to receive 36,759,999 shares of Newco Class A Common Stock (including warrants exercisable for 93,333 shares of Newco Class A Capitalized terms used in this footnote and not otherwise defined in this Form 4, shall have the meanings set for in the Schedule 13D filed by Intel on May 19, 2008 (the "Schedule 13D"). On November 28, 2008, the Merger was completed. Pursuant to the Agreements, and in connection with the Merger: (i) 9,905,732 shares of Clearwire Class B Common Stock beneficially owned by the Reporting Person were converted into 9,905,732 shares of Common Stock prior to completion of the Merger; and (ii) following such conversion, Clearwire merged with and into a wholly-owned subsidiary of Newco, as a result of which 36,759,999 shares of Common Stock beneficially owned by the Reporting Person (including warrants exercisable for 93,333 shares of Class A Common Stock held by Middlefield Ventures, Inc., a wholly-owned subsidiary of the Reporting Person) were cancelled and converted into the right to receive 36,759,999 shares of Newco Class A Common Stock (including warrants exercisable for 93,333 shares of Newco Class A Common Stock). F5 · ownership.nature: These shares are owned directly by Intel Capital Corporation, a wholly-owned subsidiary of Intel Corporation. Intel Corporation is an indirect beneficial owner of the reported securities. Read SEC document |
| November 28, 2008 Filed Dec 2, 2008 22:07 UTC | VMWARE LLC CLWR · Entity 11690 | Disposition to issuerCLASS A COMMON STOCK | 36,666,666 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000050863-08-000328 · edgar.xml · nonDerivative · entry 2 INTEL CORP · CIK 0000050863 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Capitalized terms used in this footnote and not otherwise defined in this Form 4, shall have the meanings set for in the Schedule 13D filed by Intel on May 19, 2008 (the "Schedule 13D"). On November 28, 2008, the Merger was completed. Pursuant to the Agreements, and in connection with the Merger: (i) 9,905,732 shares of Clearwire Class B Common Stock beneficially owned by the Reporting Person were converted into 9,905,732 shares of Common Stock prior to completion of the Merger; and (ii) following such conversion, Clearwire merged with and into a wholly-owned subsidiary of Newco, as a result of which 36,759,999 shares of Common Stock beneficially owned by the Reporting Person (including warrants exercisable for 93,333 shares of Class A Common Stock held by Middlefield Ventures, Inc., a wholly-owned subsidiary of the Reporting Person) were cancelled and converted into the right to receive 36,759,999 shares of Newco Class A Common Stock (including warrants exercisable for 93,333 shares of Newco Class A Capitalized terms used in this footnote and not otherwise defined in this Form 4, shall have the meanings set for in the Schedule 13D filed by Intel on May 19, 2008 (the "Schedule 13D"). On November 28, 2008, the Merger was completed. Pursuant to the Agreements, and in connection with the Merger: (i) 9,905,732 shares of Clearwire Class B Common Stock beneficially owned by the Reporting Person were converted into 9,905,732 shares of Common Stock prior to completion of the Merger; and (ii) following such conversion, Clearwire merged with and into a wholly-owned subsidiary of Newco, as a result of which 36,759,999 shares of Common Stock beneficially owned by the Reporting Person (including warrants exercisable for 93,333 shares of Class A Common Stock held by Middlefield Ventures, Inc., a wholly-owned subsidiary of the Reporting Person) were cancelled and converted into the right to receive 36,759,999 shares of Newco Class A Common Stock (including warrants exercisable for 93,333 shares of Newco Class A Common Stock). F1 · price: Capitalized terms used in this footnote and not otherwise defined in this Form 4, shall have the meanings set for in the Schedule 13D filed by Intel on May 19, 2008 (the "Schedule 13D"). On November 28, 2008, the Merger was completed. Pursuant to the Agreements, and in connection with the Merger: (i) 9,905,732 shares of Clearwire Class B Common Stock beneficially owned by the Reporting Person were converted into 9,905,732 shares of Common Stock prior to completion of the Merger; and (ii) following such conversion, Clearwire merged with and into a wholly-owned subsidiary of Newco, as a result of which 36,759,999 shares of Common Stock beneficially owned by the Reporting Person (including warrants exercisable for 93,333 shares of Class A Common Stock held by Middlefield Ventures, Inc., a wholly-owned subsidiary of the Reporting Person) were cancelled and converted into the right to receive 36,759,999 shares of Newco Class A Common Stock (including warrants exercisable for 93,333 shares of Newco Class A Capitalized terms used in this footnote and not otherwise defined in this Form 4, shall have the meanings set for in the Schedule 13D filed by Intel on May 19, 2008 (the "Schedule 13D"). On November 28, 2008, the Merger was completed. Pursuant to the Agreements, and in connection with the Merger: (i) 9,905,732 shares of Clearwire Class B Common Stock beneficially owned by the Reporting Person were converted into 9,905,732 shares of Common Stock prior to completion of the Merger; and (ii) following such conversion, Clearwire merged with and into a wholly-owned subsidiary of Newco, as a result of which 36,759,999 shares of Common Stock beneficially owned by the Reporting Person (including warrants exercisable for 93,333 shares of Class A Common Stock held by Middlefield Ventures, Inc., a wholly-owned subsidiary of the Reporting Person) were cancelled and converted into the right to receive 36,759,999 shares of Newco Class A Common Stock (including warrants exercisable for 93,333 shares of Newco Class A Common Stock). Read SEC document |
| November 28, 2008 Filed Dec 2, 2008 22:07 UTC | VMWARE LLC CLWR · Entity 11690 | ConversionCLASS A COMMON STOCK | 9,905,732 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000050863-08-000328 · edgar.xml · nonDerivative · entry 1 INTEL CORP · CIK 0000050863 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Through wholly-owned subsidiaries Disclosed balance after: 36,666,666 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Capitalized terms used in this footnote and not otherwise defined in this Form 4, shall have the meanings set for in the Schedule 13D filed by Intel on May 19, 2008 (the "Schedule 13D"). On November 28, 2008, the Merger was completed. Pursuant to the Agreements, and in connection with the Merger: (i) 9,905,732 shares of Clearwire Class B Common Stock beneficially owned by the Reporting Person were converted into 9,905,732 shares of Common Stock prior to completion of the Merger; and (ii) following such conversion, Clearwire merged with and into a wholly-owned subsidiary of Newco, as a result of which 36,759,999 shares of Common Stock beneficially owned by the Reporting Person (including warrants exercisable for 93,333 shares of Class A Common Stock held by Middlefield Ventures, Inc., a wholly-owned subsidiary of the Reporting Person) were cancelled and converted into the right to receive 36,759,999 shares of Newco Class A Common Stock (including warrants exercisable for 93,333 shares of Newco Class A Capitalized terms used in this footnote and not otherwise defined in this Form 4, shall have the meanings set for in the Schedule 13D filed by Intel on May 19, 2008 (the "Schedule 13D"). On November 28, 2008, the Merger was completed. Pursuant to the Agreements, and in connection with the Merger: (i) 9,905,732 shares of Clearwire Class B Common Stock beneficially owned by the Reporting Person were converted into 9,905,732 shares of Common Stock prior to completion of the Merger; and (ii) following such conversion, Clearwire merged with and into a wholly-owned subsidiary of Newco, as a result of which 36,759,999 shares of Common Stock beneficially owned by the Reporting Person (including warrants exercisable for 93,333 shares of Class A Common Stock held by Middlefield Ventures, Inc., a wholly-owned subsidiary of the Reporting Person) were cancelled and converted into the right to receive 36,759,999 shares of Newco Class A Common Stock (including warrants exercisable for 93,333 shares of Newco Class A Common Stock). F2 · price: Shares acquired upon conversion of Class B Common Stock. F1 · balance_after: Capitalized terms used in this footnote and not otherwise defined in this Form 4, shall have the meanings set for in the Schedule 13D filed by Intel on May 19, 2008 (the "Schedule 13D"). On November 28, 2008, the Merger was completed. Pursuant to the Agreements, and in connection with the Merger: (i) 9,905,732 shares of Clearwire Class B Common Stock beneficially owned by the Reporting Person were converted into 9,905,732 shares of Common Stock prior to completion of the Merger; and (ii) following such conversion, Clearwire merged with and into a wholly-owned subsidiary of Newco, as a result of which 36,759,999 shares of Common Stock beneficially owned by the Reporting Person (including warrants exercisable for 93,333 shares of Class A Common Stock held by Middlefield Ventures, Inc., a wholly-owned subsidiary of the Reporting Person) were cancelled and converted into the right to receive 36,759,999 shares of Newco Class A Common Stock (including warrants exercisable for 93,333 shares of Newco Class A Capitalized terms used in this footnote and not otherwise defined in this Form 4, shall have the meanings set for in the Schedule 13D filed by Intel on May 19, 2008 (the "Schedule 13D"). On November 28, 2008, the Merger was completed. Pursuant to the Agreements, and in connection with the Merger: (i) 9,905,732 shares of Clearwire Class B Common Stock beneficially owned by the Reporting Person were converted into 9,905,732 shares of Common Stock prior to completion of the Merger; and (ii) following such conversion, Clearwire merged with and into a wholly-owned subsidiary of Newco, as a result of which 36,759,999 shares of Common Stock beneficially owned by the Reporting Person (including warrants exercisable for 93,333 shares of Class A Common Stock held by Middlefield Ventures, Inc., a wholly-owned subsidiary of the Reporting Person) were cancelled and converted into the right to receive 36,759,999 shares of Newco Class A Common Stock (including warrants exercisable for 93,333 shares of Newco Class A Common Stock). F3 · ownership.nature: These shares are owned directly by Intel Capital Corporation and Intel Capital (Cayman) Corporation, both of which are wholly-owned subsidiaries of Intel Corporation. Intel Corporation is an indirect beneficial owner of the reported securities. Read SEC document |
| November 28, 2008 Filed Dec 2, 2008 22:34 UTC | CLEARWIRE CORP CLWR · Entity 13360 | Disposition to issuerWARRANTS (RIGHT TO ACQUIRE CLASS A COMMON STOCK) · Derivative | 93,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000050863-08-000330 · edgar.xml · derivative · entry 4 INTEL CORP · CIK 0000050863 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Through wholly-owned subsidiary Disclosed balance after: 0 Underlying: Class A Common Stock · 93,333 shares Expires 2011-02-16 F4 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F6 · price: The starting exercise price of these warrants is $5.00, subject to adjustment as set forth in the form of warrant. F1 · derivative.underlying_shares: Capitalized terms used in this footnote and not otherwise defined in this Form 4, shall have the meanings set for in the Schedule 13D filed by Intel on May 19, 2008 (the "Schedule 13D"). On November 28, 2008, the Merger was completed. Pursuant to the Agreements, and in connection with the Merger: (i) 9,905,732 shares of Clearwire Class B Common Stock beneficially owned by the Reporting Person were converted into 9,905,732 shares of Common Stock prior to completion of the Merger; and (ii) following such conversion, Clearwire merged with and into a wholly-owned subsidiary of Newco, as a result of which 36,759,999 shares of Common Stock beneficially owned by the Reporting Person (including warrants exercisable for 93,333 shares of Class A Common Stock held by Middlefield Ventures, Inc., a wholly-owned subsidiary of the Reporting Person) were cancelled and converted into the right to receive 36,759,999 shares of Newco Class A Common Stock (including warrants exercisable for 93,333 shares of Newco Class A Capitalized terms used in this footnote and not otherwise defined in this Form 4, shall have the meanings set for in the Schedule 13D filed by Intel on May 19, 2008 (the "Schedule 13D"). On November 28, 2008, the Merger was completed. Pursuant to the Agreements, and in connection with the Merger: (i) 9,905,732 shares of Clearwire Class B Common Stock beneficially owned by the Reporting Person were converted into 9,905,732 shares of Common Stock prior to completion of the Merger; and (ii) following such conversion, Clearwire merged with and into a wholly-owned subsidiary of Newco, as a result of which 36,759,999 shares of Common Stock beneficially owned by the Reporting Person (including warrants exercisable for 93,333 shares of Class A Common Stock held by Middlefield Ventures, Inc., a wholly-owned subsidiary of the Reporting Person) were cancelled and converted into the right to receive 36,759,999 shares of Newco Class A Common Stock (including warrants exercisable for 93,333 shares of Newco Class A Common Stock). F7 · ownership.nature: These warrants are owned directly by Middlefield Ventures, Inc., a wholly-owned subsidiary of Intel Coporation. Intel Corporation is an indirect beneficial owner of the reported securities. Read SEC document |
| November 28, 2008 Filed Dec 2, 2008 22:34 UTC | CLEARWIRE CORP CLWR · Entity 13360 | ConversionCLASS B COMMON STOCK · Derivative | 9,905,732 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000050863-08-000330 · edgar.xml · derivative · entry 3 INTEL CORP · CIK 0000050863 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Through wholly-owned subsidiary Disclosed balance after: 0 Underlying: Class B Common Stock · 9,905,732 shares Expires 1988-08-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F1 · shares: Capitalized terms used in this footnote and not otherwise defined in this Form 4, shall have the meanings set for in the Schedule 13D filed by Intel on May 19, 2008 (the "Schedule 13D"). On November 28, 2008, the Merger was completed. Pursuant to the Agreements, and in connection with the Merger: (i) 9,905,732 shares of Clearwire Class B Common Stock beneficially owned by the Reporting Person were converted into 9,905,732 shares of Common Stock prior to completion of the Merger; and (ii) following such conversion, Clearwire merged with and into a wholly-owned subsidiary of Newco, as a result of which 36,759,999 shares of Common Stock beneficially owned by the Reporting Person (including warrants exercisable for 93,333 shares of Class A Common Stock held by Middlefield Ventures, Inc., a wholly-owned subsidiary of the Reporting Person) were cancelled and converted into the right to receive 36,759,999 shares of Newco Class A Common Stock (including warrants exercisable for 93,333 shares of Newco Class A Capitalized terms used in this footnote and not otherwise defined in this Form 4, shall have the meanings set for in the Schedule 13D filed by Intel on May 19, 2008 (the "Schedule 13D"). On November 28, 2008, the Merger was completed. Pursuant to the Agreements, and in connection with the Merger: (i) 9,905,732 shares of Clearwire Class B Common Stock beneficially owned by the Reporting Person were converted into 9,905,732 shares of Common Stock prior to completion of the Merger; and (ii) following such conversion, Clearwire merged with and into a wholly-owned subsidiary of Newco, as a result of which 36,759,999 shares of Common Stock beneficially owned by the Reporting Person (including warrants exercisable for 93,333 shares of Class A Common Stock held by Middlefield Ventures, Inc., a wholly-owned subsidiary of the Reporting Person) were cancelled and converted into the right to receive 36,759,999 shares of Newco Class A Common Stock (including warrants exercisable for 93,333 shares of Newco Class A Common Stock). F1 · price: Capitalized terms used in this footnote and not otherwise defined in this Form 4, shall have the meanings set for in the Schedule 13D filed by Intel on May 19, 2008 (the "Schedule 13D"). On November 28, 2008, the Merger was completed. Pursuant to the Agreements, and in connection with the Merger: (i) 9,905,732 shares of Clearwire Class B Common Stock beneficially owned by the Reporting Person were converted into 9,905,732 shares of Common Stock prior to completion of the Merger; and (ii) following such conversion, Clearwire merged with and into a wholly-owned subsidiary of Newco, as a result of which 36,759,999 shares of Common Stock beneficially owned by the Reporting Person (including warrants exercisable for 93,333 shares of Class A Common Stock held by Middlefield Ventures, Inc., a wholly-owned subsidiary of the Reporting Person) were cancelled and converted into the right to receive 36,759,999 shares of Newco Class A Common Stock (including warrants exercisable for 93,333 shares of Newco Class A Capitalized terms used in this footnote and not otherwise defined in this Form 4, shall have the meanings set for in the Schedule 13D filed by Intel on May 19, 2008 (the "Schedule 13D"). On November 28, 2008, the Merger was completed. Pursuant to the Agreements, and in connection with the Merger: (i) 9,905,732 shares of Clearwire Class B Common Stock beneficially owned by the Reporting Person were converted into 9,905,732 shares of Common Stock prior to completion of the Merger; and (ii) following such conversion, Clearwire merged with and into a wholly-owned subsidiary of Newco, as a result of which 36,759,999 shares of Common Stock beneficially owned by the Reporting Person (including warrants exercisable for 93,333 shares of Class A Common Stock held by Middlefield Ventures, Inc., a wholly-owned subsidiary of the Reporting Person) were cancelled and converted into the right to receive 36,759,999 shares of Newco Class A Common Stock (including warrants exercisable for 93,333 shares of Newco Class A Common Stock). F1 · derivative.underlying_shares: Capitalized terms used in this footnote and not otherwise defined in this Form 4, shall have the meanings set for in the Schedule 13D filed by Intel on May 19, 2008 (the "Schedule 13D"). On November 28, 2008, the Merger was completed. Pursuant to the Agreements, and in connection with the Merger: (i) 9,905,732 shares of Clearwire Class B Common Stock beneficially owned by the Reporting Person were converted into 9,905,732 shares of Common Stock prior to completion of the Merger; and (ii) following such conversion, Clearwire merged with and into a wholly-owned subsidiary of Newco, as a result of which 36,759,999 shares of Common Stock beneficially owned by the Reporting Person (including warrants exercisable for 93,333 shares of Class A Common Stock held by Middlefield Ventures, Inc., a wholly-owned subsidiary of the Reporting Person) were cancelled and converted into the right to receive 36,759,999 shares of Newco Class A Common Stock (including warrants exercisable for 93,333 shares of Newco Class A Capitalized terms used in this footnote and not otherwise defined in this Form 4, shall have the meanings set for in the Schedule 13D filed by Intel on May 19, 2008 (the "Schedule 13D"). On November 28, 2008, the Merger was completed. Pursuant to the Agreements, and in connection with the Merger: (i) 9,905,732 shares of Clearwire Class B Common Stock beneficially owned by the Reporting Person were converted into 9,905,732 shares of Common Stock prior to completion of the Merger; and (ii) following such conversion, Clearwire merged with and into a wholly-owned subsidiary of Newco, as a result of which 36,759,999 shares of Common Stock beneficially owned by the Reporting Person (including warrants exercisable for 93,333 shares of Class A Common Stock held by Middlefield Ventures, Inc., a wholly-owned subsidiary of the Reporting Person) were cancelled and converted into the right to receive 36,759,999 shares of Newco Class A Common Stock (including warrants exercisable for 93,333 shares of Newco Class A Common Stock). F5 · ownership.nature: These shares are owned directly by Intel Capital Corporation, a wholly-owned subsidiary of Intel Corporation. Intel Corporation is an indirect beneficial owner of the reported securities. Read SEC document |
| November 28, 2008 Filed Dec 2, 2008 22:34 UTC | CLEARWIRE CORP CLWR · Entity 13360 | Disposition to issuerCLASS A COMMON STOCK | 36,666,666 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000050863-08-000330 · edgar.xml · nonDerivative · entry 2 INTEL CORP · CIK 0000050863 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Capitalized terms used in this footnote and not otherwise defined in this Form 4, shall have the meanings set for in the Schedule 13D filed by Intel on May 19, 2008 (the "Schedule 13D"). On November 28, 2008, the Merger was completed. Pursuant to the Agreements, and in connection with the Merger: (i) 9,905,732 shares of Clearwire Class B Common Stock beneficially owned by the Reporting Person were converted into 9,905,732 shares of Common Stock prior to completion of the Merger; and (ii) following such conversion, Clearwire merged with and into a wholly-owned subsidiary of Newco, as a result of which 36,759,999 shares of Common Stock beneficially owned by the Reporting Person (including warrants exercisable for 93,333 shares of Class A Common Stock held by Middlefield Ventures, Inc., a wholly-owned subsidiary of the Reporting Person) were cancelled and converted into the right to receive 36,759,999 shares of Newco Class A Common Stock (including warrants exercisable for 93,333 shares of Newco Class A Capitalized terms used in this footnote and not otherwise defined in this Form 4, shall have the meanings set for in the Schedule 13D filed by Intel on May 19, 2008 (the "Schedule 13D"). On November 28, 2008, the Merger was completed. Pursuant to the Agreements, and in connection with the Merger: (i) 9,905,732 shares of Clearwire Class B Common Stock beneficially owned by the Reporting Person were converted into 9,905,732 shares of Common Stock prior to completion of the Merger; and (ii) following such conversion, Clearwire merged with and into a wholly-owned subsidiary of Newco, as a result of which 36,759,999 shares of Common Stock beneficially owned by the Reporting Person (including warrants exercisable for 93,333 shares of Class A Common Stock held by Middlefield Ventures, Inc., a wholly-owned subsidiary of the Reporting Person) were cancelled and converted into the right to receive 36,759,999 shares of Newco Class A Common Stock (including warrants exercisable for 93,333 shares of Newco Class A Common Stock). F1 · price: Capitalized terms used in this footnote and not otherwise defined in this Form 4, shall have the meanings set for in the Schedule 13D filed by Intel on May 19, 2008 (the "Schedule 13D"). On November 28, 2008, the Merger was completed. Pursuant to the Agreements, and in connection with the Merger: (i) 9,905,732 shares of Clearwire Class B Common Stock beneficially owned by the Reporting Person were converted into 9,905,732 shares of Common Stock prior to completion of the Merger; and (ii) following such conversion, Clearwire merged with and into a wholly-owned subsidiary of Newco, as a result of which 36,759,999 shares of Common Stock beneficially owned by the Reporting Person (including warrants exercisable for 93,333 shares of Class A Common Stock held by Middlefield Ventures, Inc., a wholly-owned subsidiary of the Reporting Person) were cancelled and converted into the right to receive 36,759,999 shares of Newco Class A Common Stock (including warrants exercisable for 93,333 shares of Newco Class A Capitalized terms used in this footnote and not otherwise defined in this Form 4, shall have the meanings set for in the Schedule 13D filed by Intel on May 19, 2008 (the "Schedule 13D"). On November 28, 2008, the Merger was completed. Pursuant to the Agreements, and in connection with the Merger: (i) 9,905,732 shares of Clearwire Class B Common Stock beneficially owned by the Reporting Person were converted into 9,905,732 shares of Common Stock prior to completion of the Merger; and (ii) following such conversion, Clearwire merged with and into a wholly-owned subsidiary of Newco, as a result of which 36,759,999 shares of Common Stock beneficially owned by the Reporting Person (including warrants exercisable for 93,333 shares of Class A Common Stock held by Middlefield Ventures, Inc., a wholly-owned subsidiary of the Reporting Person) were cancelled and converted into the right to receive 36,759,999 shares of Newco Class A Common Stock (including warrants exercisable for 93,333 shares of Newco Class A Common Stock). Read SEC document |
| November 28, 2008 Filed Dec 2, 2008 22:34 UTC | CLEARWIRE CORP CLWR · Entity 13360 | ConversionCLASS A COMMON STOCK | 9,905,732 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000050863-08-000330 · edgar.xml · nonDerivative · entry 1 INTEL CORP · CIK 0000050863 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Through wholly-owned subsidiaries Disclosed balance after: 36,666,666 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Capitalized terms used in this footnote and not otherwise defined in this Form 4, shall have the meanings set for in the Schedule 13D filed by Intel on May 19, 2008 (the "Schedule 13D"). On November 28, 2008, the Merger was completed. Pursuant to the Agreements, and in connection with the Merger: (i) 9,905,732 shares of Clearwire Class B Common Stock beneficially owned by the Reporting Person were converted into 9,905,732 shares of Common Stock prior to completion of the Merger; and (ii) following such conversion, Clearwire merged with and into a wholly-owned subsidiary of Newco, as a result of which 36,759,999 shares of Common Stock beneficially owned by the Reporting Person (including warrants exercisable for 93,333 shares of Class A Common Stock held by Middlefield Ventures, Inc., a wholly-owned subsidiary of the Reporting Person) were cancelled and converted into the right to receive 36,759,999 shares of Newco Class A Common Stock (including warrants exercisable for 93,333 shares of Newco Class A Capitalized terms used in this footnote and not otherwise defined in this Form 4, shall have the meanings set for in the Schedule 13D filed by Intel on May 19, 2008 (the "Schedule 13D"). On November 28, 2008, the Merger was completed. Pursuant to the Agreements, and in connection with the Merger: (i) 9,905,732 shares of Clearwire Class B Common Stock beneficially owned by the Reporting Person were converted into 9,905,732 shares of Common Stock prior to completion of the Merger; and (ii) following such conversion, Clearwire merged with and into a wholly-owned subsidiary of Newco, as a result of which 36,759,999 shares of Common Stock beneficially owned by the Reporting Person (including warrants exercisable for 93,333 shares of Class A Common Stock held by Middlefield Ventures, Inc., a wholly-owned subsidiary of the Reporting Person) were cancelled and converted into the right to receive 36,759,999 shares of Newco Class A Common Stock (including warrants exercisable for 93,333 shares of Newco Class A Common Stock). F2 · price: Shares acquired upon conversion of Class B Common Stock. F1 · balance_after: Capitalized terms used in this footnote and not otherwise defined in this Form 4, shall have the meanings set for in the Schedule 13D filed by Intel on May 19, 2008 (the "Schedule 13D"). On November 28, 2008, the Merger was completed. Pursuant to the Agreements, and in connection with the Merger: (i) 9,905,732 shares of Clearwire Class B Common Stock beneficially owned by the Reporting Person were converted into 9,905,732 shares of Common Stock prior to completion of the Merger; and (ii) following such conversion, Clearwire merged with and into a wholly-owned subsidiary of Newco, as a result of which 36,759,999 shares of Common Stock beneficially owned by the Reporting Person (including warrants exercisable for 93,333 shares of Class A Common Stock held by Middlefield Ventures, Inc., a wholly-owned subsidiary of the Reporting Person) were cancelled and converted into the right to receive 36,759,999 shares of Newco Class A Common Stock (including warrants exercisable for 93,333 shares of Newco Class A Capitalized terms used in this footnote and not otherwise defined in this Form 4, shall have the meanings set for in the Schedule 13D filed by Intel on May 19, 2008 (the "Schedule 13D"). On November 28, 2008, the Merger was completed. Pursuant to the Agreements, and in connection with the Merger: (i) 9,905,732 shares of Clearwire Class B Common Stock beneficially owned by the Reporting Person were converted into 9,905,732 shares of Common Stock prior to completion of the Merger; and (ii) following such conversion, Clearwire merged with and into a wholly-owned subsidiary of Newco, as a result of which 36,759,999 shares of Common Stock beneficially owned by the Reporting Person (including warrants exercisable for 93,333 shares of Class A Common Stock held by Middlefield Ventures, Inc., a wholly-owned subsidiary of the Reporting Person) were cancelled and converted into the right to receive 36,759,999 shares of Newco Class A Common Stock (including warrants exercisable for 93,333 shares of Newco Class A Common Stock). F3 · ownership.nature: These shares are owned directly by Intel Capital Corporation and Intel Capital (Cayman) Corporation, both of which are wholly-owned subsidiaries of Intel Corporation. Intel Corporation is an indirect beneficial owner of the reported securities. Read SEC document |
| October 30, 2008 Filed Oct 31, 2008 21:13 UTC | VMWARE LLC VMW · Entity 11690 | SaleCLASS A COMMON STOCK | 500,000 | $26.52 | $13,259,400.00 |
DisclosureSEC source: 0000050863-08-000296 · edgar.xml · nonDerivative · entry 2 INTEL CORP · CIK 0000050863 · 10% owner INTEL CAPITAL CORP · CIK 0001129302 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Through wholly-owned subsidiary Disclosed balance after: 8,500,000 F1 · ownership.nature: These shares are owned directly by Intel Capital Corporation, which is a wholly-owned subsidiary of Intel Corporation. Intel Corporation is an indirect beneficial owner of the reported securities. Read SEC document |
| October 30, 2008 Filed Oct 31, 2008 21:13 UTC | VMWARE LLC VMW · Entity 11690 | SaleCLASS A COMMON STOCK | 500,000 | $26.52 | $13,259,400.00 |
DisclosureSEC source: 0000050863-08-000296 · edgar.xml · nonDerivative · entry 1 INTEL CORP · CIK 0000050863 · 10% owner INTEL CAPITAL CORP · CIK 0001129302 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Through wholly-owned subsidiary Disclosed balance after: 9,000,000 F1 · ownership.nature: These shares are owned directly by Intel Capital Corporation, which is a wholly-owned subsidiary of Intel Corporation. Intel Corporation is an indirect beneficial owner of the reported securities. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.