Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Borqs Technologies, Inc.BRQS · Entity 8297 | 10% owner | July 03, 2018 | June 05, 2019 |
| Cloudera, Inc.CLDR · Entity 11702 | 10% owner | May 03, 2017 | May 05, 2017 |
| Mobileye Global Inc.MBLY · Entity 3701 | 10% owner | July 11, 2025 | July 15, 2025 |
| WIND RIVER SYSTEMS INCWIND · Entity 13274 | See footnotes (1)(2)(3) below | July 10, 2009 | July 15, 2009 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Borqs Technologies, Inc.
Report date July 03, 2018 · Filed June 05, 2019 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| ORDINARY SHARESSEC Table I · non-derivative | IndirectThrough wholly-owned subsidiary | 4,192,756 |
Reported balance
Holding disclosure · report date 2018-07-03 · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · Balance 4,192,756 F1: This amendment amends and restates the Form 4 filed by the reporting person on July 25, 2018, which inadvertently reported the acquisition of 217,524 Ordinary Shares on July 3, 2018. No acquisition occurred on July 3, 2018, and this amendment withdraws such Form 4. Table I of this amendment discloses the correct amount of Ordinary Shares beneficially owned by the reporting person as of the date of this filing. F2: The securities reported in Table I of this report are owned indirectly by Intel Corporation through Intel Capital. |
Filing footnotes · ownership attribution and instrument terms
F1: This amendment amends and restates the Form 4 filed by the reporting person on July 25, 2018, which inadvertently reported the acquisition of 217,524 Ordinary Shares on July 3, 2018. No acquisition occurred on July 3, 2018, and this amendment withdraws such Form 4. Table I of this amendment discloses the correct amount of Ordinary Shares beneficially owned by the reporting person as of the date of this filing.
F2: The securities reported in Table I of this report are owned indirectly by Intel Corporation through Intel Capital.
Cloudera, Inc.
Report date May 03, 2017 · Filed May 05, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 26,065,827 |
Ending reported balance
After 2017-05-03 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-05-03 · Conversion · Acquired 20,545,130 · Balance 24,865,827 F1: Each share of Cloudera, Inc. ("Issuer") Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F-1 Preferred Stock was convertible by the Reporting Person into one share of Issuer Common Stock at any time, had no expiration date and automatically converted into one share of Issuer Common Stock immediately prior to the completion of the Issuer's initial public offering of Common Stock on May 3,2017. Row 2 · 2017-05-03 · Purchase · Acquired 1,200,000 · Balance 26,065,827 |
| Series A Preferred StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-05-03 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-05-03 · Conversion · Disposed 2,988,629 · Balance 0 F1: Each share of Cloudera, Inc. ("Issuer") Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F-1 Preferred Stock was convertible by the Reporting Person into one share of Issuer Common Stock at any time, had no expiration date and automatically converted into one share of Issuer Common Stock immediately prior to the completion of the Issuer's initial public offering of Common Stock on May 3,2017. |
| Series B Preferred StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-05-03 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2017-05-03 · Conversion · Disposed 3,043,433 · Balance 0 F1: Each share of Cloudera, Inc. ("Issuer") Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F-1 Preferred Stock was convertible by the Reporting Person into one share of Issuer Common Stock at any time, had no expiration date and automatically converted into one share of Issuer Common Stock immediately prior to the completion of the Issuer's initial public offering of Common Stock on May 3,2017. |
| Series C Preferred StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-05-03 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2017-05-03 · Conversion · Disposed 844,564 · Balance 0 F1: Each share of Cloudera, Inc. ("Issuer") Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F-1 Preferred Stock was convertible by the Reporting Person into one share of Issuer Common Stock at any time, had no expiration date and automatically converted into one share of Issuer Common Stock immediately prior to the completion of the Issuer's initial public offering of Common Stock on May 3,2017. |
| Series D Preferred StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-05-03 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2017-05-03 · Conversion · Disposed 928,693 · Balance 0 F1: Each share of Cloudera, Inc. ("Issuer") Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F-1 Preferred Stock was convertible by the Reporting Person into one share of Issuer Common Stock at any time, had no expiration date and automatically converted into one share of Issuer Common Stock immediately prior to the completion of the Issuer's initial public offering of Common Stock on May 3,2017. |
| Series E Preferred StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-05-03 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2017-05-03 · Conversion · Disposed 745,143 · Balance 0 F1: Each share of Cloudera, Inc. ("Issuer") Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F-1 Preferred Stock was convertible by the Reporting Person into one share of Issuer Common Stock at any time, had no expiration date and automatically converted into one share of Issuer Common Stock immediately prior to the completion of the Issuer's initial public offering of Common Stock on May 3,2017. |
| Series F-1 Preferred StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-05-03 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2017-05-03 · Conversion · Disposed 11,994,668 · Balance 0 F1: Each share of Cloudera, Inc. ("Issuer") Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F-1 Preferred Stock was convertible by the Reporting Person into one share of Issuer Common Stock at any time, had no expiration date and automatically converted into one share of Issuer Common Stock immediately prior to the completion of the Issuer's initial public offering of Common Stock on May 3,2017. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of Cloudera, Inc. ("Issuer") Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F-1 Preferred Stock was convertible by the Reporting Person into one share of Issuer Common Stock at any time, had no expiration date and automatically converted into one share of Issuer Common Stock immediately prior to the completion of the Issuer's initial public offering of Common Stock on May 3,2017.
Mobileye Global Inc.
Report date July 11, 2025 · Filed July 15, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 50,000,000 |
Last balance in matching sequence
After 2025-07-11 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2025-07-11 · Conversion · Acquired 113,731,985 · Balance 113,731,985 F1: Each share of Class B common stock ("Class B Common Stock") of Mobileye Global Inc. ("Mobileye") is convertible into one share of Class A common stock of Mobileye ("Class A Common Stock") at any time at the option of the holder. The Class B Common Stock has no expiration date. F2: These securities are held directly by Intel Overseas Funding Corporation ("IOFC"), of which Intel Corporation is the sole stockholder. Row 2 · 2025-07-11 · Sale · Disposed 57,500,000 · Balance 56,231,985 F3: This amount represents the $16.50 secondary public offering price per share of Class A Common Stock, less the underwriting discount of $0.45375 per share. F2: These securities are held directly by Intel Overseas Funding Corporation ("IOFC"), of which Intel Corporation is the sole stockholder. Row 3 · 2025-07-11 · Sale · Disposed 6,231,985 · Balance 50,000,000 F4: This amount represents the price per share at which securities were sold by IOFC to Mobileye. F2: These securities are held directly by Intel Overseas Funding Corporation ("IOFC"), of which Intel Corporation is the sole stockholder. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee Footnote | 597,768,015 |
Reported balance
After 2025-07-11 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2025-07-11 · Conversion · Disposed 113,731,985 · Balance 597,768,015 F1: Each share of Class B common stock ("Class B Common Stock") of Mobileye Global Inc. ("Mobileye") is convertible into one share of Class A common stock of Mobileye ("Class A Common Stock") at any time at the option of the holder. The Class B Common Stock has no expiration date. F2: These securities are held directly by Intel Overseas Funding Corporation ("IOFC"), of which Intel Corporation is the sole stockholder. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of Class B common stock ("Class B Common Stock") of Mobileye Global Inc. ("Mobileye") is convertible into one share of Class A common stock of Mobileye ("Class A Common Stock") at any time at the option of the holder. The Class B Common Stock has no expiration date.
F2: These securities are held directly by Intel Overseas Funding Corporation ("IOFC"), of which Intel Corporation is the sole stockholder.
F3: This amount represents the $16.50 secondary public offering price per share of Class A Common Stock, less the underwriting discount of $0.45375 per share.
F4: This amount represents the price per share at which securities were sold by IOFC to Mobileye.
WIND RIVER SYSTEMS INC
Report date July 10, 2009 · Filed July 15, 2009
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | IndirectSee footnotes | 68,475,679 |
Reported balance
Holding disclosure · report date 2009-07-10 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 68,475,679 F1: Intel Corporation, Wind River Systems Inc. (the "Issuer") and APC II Acquisition Corporation, a subsidiary of Intel Corporation ("APC II"), entered into an Agreement and Plan of Merger, dated as of June 4, 2009, pursuant to which APC II commenced a tender offer (the "Offer") to acquire the outstanding shares of common stock of the Issuer. Upon consummation of the Offer, the Issuer will merge with APC II. On July 10, 2009, APC II acquired approximately 68,475,679 of the Issuer's common stock. Intel Corporation may be deemed to be the beneficial owner of such shares of common stock of the Issuer held by APC II. (Continued in footnote 2) F2: Intel Corporation disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein. The filing of this statement shall not be deemed an admission that, for purposes of section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, Intel Corporation is the beneficial owner of all such shares of common stock covered by this statement. F3: Intel Corporation, APC II, and certain stockholders of the Issuer (the "Stockholders") entered into a Tender and Support Agreement, dated as of June 4, 2009, pursuant to which the Stockholders agreed to tender their shares of common stock of the Issuer as promptly as practicable after receipt by such Stockholders of all documents or instruments required to be delivered pursuant to the terms of the Offer. Intel Corporation has no pecuniary interest in the shares held by the Stockholders and expressly disclaims beneficial ownership of any shares covered by the Tender and Support Agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: Intel Corporation, Wind River Systems Inc. (the "Issuer") and APC II Acquisition Corporation, a subsidiary of Intel Corporation ("APC II"), entered into an Agreement and Plan of Merger, dated as of June 4, 2009, pursuant to which APC II commenced a tender offer (the "Offer") to acquire the outstanding shares of common stock of the Issuer. Upon consummation of the Offer, the Issuer will merge with APC II. On July 10, 2009, APC II acquired approximately 68,475,679 of the Issuer's common stock. Intel Corporation may be deemed to be the beneficial owner of such shares of common stock of the Issuer held by APC II. (Continued in footnote 2)
F2: Intel Corporation disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein. The filing of this statement shall not be deemed an admission that, for purposes of section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, Intel Corporation is the beneficial owner of all such shares of common stock covered by this statement.
F3: Intel Corporation, APC II, and certain stockholders of the Issuer (the "Stockholders") entered into a Tender and Support Agreement, dated as of June 4, 2009, pursuant to which the Stockholders agreed to tender their shares of common stock of the Issuer as promptly as practicable after receipt by such Stockholders of all documents or instruments required to be delivered pursuant to the terms of the Offer. Intel Corporation has no pecuniary interest in the shares held by the Stockholders and expressly disclaims beneficial ownership of any shares covered by the Tender and Support Agreement.
Past disclosures · reporting ended (6)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CLEARWIRE CORP
Report date November 28, 2008 · Filed December 02, 2008
Section 16 reporting ended · disclosed 2008-12-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CLASS A COMMON STOCKSEC Table I · non-derivative | IndirectThrough wholly-owned subsidiaries | 36,666,666 |
Reported balance
After 2008-11-28 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2008-11-28 · Conversion · Acquired 9,905,732 · Balance 36,666,666 F1: Capitalized terms used in this footnote and not otherwise defined in this Form 4, shall have the meanings set for in the Schedule 13D filed by Intel on May 19, 2008 (the "Schedule 13D"). On November 28, 2008, the Merger was completed. Pursuant to the Agreements, and in connection with the Merger: (i) 9,905,732 shares of Clearwire Class B Common Stock beneficially owned by the Reporting Person were converted into 9,905,732 shares of Common Stock prior to completion of the Merger; and (ii) following such conversion, Clearwire merged with and into a wholly-owned subsidiary of Newco, as a result of which 36,759,999 shares of Common Stock beneficially owned by the Reporting Person (including warrants exercisable for 93,333 shares of Class A Common Stock held by Middlefield Ventures, Inc., a wholly-owned subsidiary of the Reporting Person) were cancelled and converted into the right to receive 36,759,999 shares of Newco Class A Common Stock (including warrants exercisable for 93,333 shares of Newco Class A Capitalized terms used in this footnote and not otherwise defined in this Form 4, shall have the meanings set for in the Schedule 13D filed by Intel on May 19, 2008 (the "Schedule 13D"). On November 28, 2008, the Merger was completed. Pursuant to the Agreements, and in connection with the Merger: (i) 9,905,732 shares of Clearwire Class B Common Stock beneficially owned by the Reporting Person were converted into 9,905,732 shares of Common Stock prior to completion of the Merger; and (ii) following such conversion, Clearwire merged with and into a wholly-owned subsidiary of Newco, as a result of which 36,759,999 shares of Common Stock beneficially owned by the Reporting Person (including warrants exercisable for 93,333 shares of Class A Common Stock held by Middlefield Ventures, Inc., a wholly-owned subsidiary of the Reporting Person) were cancelled and converted into the right to receive 36,759,999 shares of Newco Class A Common Stock (including warrants exercisable for 93,333 shares of Newco Class A Common Stock). F2: Shares acquired upon conversion of Class B Common Stock. F3: These shares are owned directly by Intel Capital Corporation and Intel Capital (Cayman) Corporation, both of which are wholly-owned subsidiaries of Intel Corporation. Intel Corporation is an indirect beneficial owner of the reported securities. |
| CLASS A COMMON STOCKSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2008-11-28 transaction · row 2
1 source rowRow 2 · 2008-11-28 · Disposition to issuer · Disposed 36,666,666 · Balance 0 F1: Capitalized terms used in this footnote and not otherwise defined in this Form 4, shall have the meanings set for in the Schedule 13D filed by Intel on May 19, 2008 (the "Schedule 13D"). On November 28, 2008, the Merger was completed. Pursuant to the Agreements, and in connection with the Merger: (i) 9,905,732 shares of Clearwire Class B Common Stock beneficially owned by the Reporting Person were converted into 9,905,732 shares of Common Stock prior to completion of the Merger; and (ii) following such conversion, Clearwire merged with and into a wholly-owned subsidiary of Newco, as a result of which 36,759,999 shares of Common Stock beneficially owned by the Reporting Person (including warrants exercisable for 93,333 shares of Class A Common Stock held by Middlefield Ventures, Inc., a wholly-owned subsidiary of the Reporting Person) were cancelled and converted into the right to receive 36,759,999 shares of Newco Class A Common Stock (including warrants exercisable for 93,333 shares of Newco Class A Capitalized terms used in this footnote and not otherwise defined in this Form 4, shall have the meanings set for in the Schedule 13D filed by Intel on May 19, 2008 (the "Schedule 13D"). On November 28, 2008, the Merger was completed. Pursuant to the Agreements, and in connection with the Merger: (i) 9,905,732 shares of Clearwire Class B Common Stock beneficially owned by the Reporting Person were converted into 9,905,732 shares of Common Stock prior to completion of the Merger; and (ii) following such conversion, Clearwire merged with and into a wholly-owned subsidiary of Newco, as a result of which 36,759,999 shares of Common Stock beneficially owned by the Reporting Person (including warrants exercisable for 93,333 shares of Class A Common Stock held by Middlefield Ventures, Inc., a wholly-owned subsidiary of the Reporting Person) were cancelled and converted into the right to receive 36,759,999 shares of Newco Class A Common Stock (including warrants exercisable for 93,333 shares of Newco Class A Common Stock). |
| CLASS B COMMON STOCKSEC Table II · derivative / convertible security · Expires 1988-08-08 | IndirectThrough wholly-owned subsidiary | 0 |
Reported balance
After 2008-11-28 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2008-11-28 · Conversion · Acquired 9,905,732 · Balance 0 F4: Security converts to common stock on a one-for-one basis. F1: Capitalized terms used in this footnote and not otherwise defined in this Form 4, shall have the meanings set for in the Schedule 13D filed by Intel on May 19, 2008 (the "Schedule 13D"). On November 28, 2008, the Merger was completed. Pursuant to the Agreements, and in connection with the Merger: (i) 9,905,732 shares of Clearwire Class B Common Stock beneficially owned by the Reporting Person were converted into 9,905,732 shares of Common Stock prior to completion of the Merger; and (ii) following such conversion, Clearwire merged with and into a wholly-owned subsidiary of Newco, as a result of which 36,759,999 shares of Common Stock beneficially owned by the Reporting Person (including warrants exercisable for 93,333 shares of Class A Common Stock held by Middlefield Ventures, Inc., a wholly-owned subsidiary of the Reporting Person) were cancelled and converted into the right to receive 36,759,999 shares of Newco Class A Common Stock (including warrants exercisable for 93,333 shares of Newco Class A Capitalized terms used in this footnote and not otherwise defined in this Form 4, shall have the meanings set for in the Schedule 13D filed by Intel on May 19, 2008 (the "Schedule 13D"). On November 28, 2008, the Merger was completed. Pursuant to the Agreements, and in connection with the Merger: (i) 9,905,732 shares of Clearwire Class B Common Stock beneficially owned by the Reporting Person were converted into 9,905,732 shares of Common Stock prior to completion of the Merger; and (ii) following such conversion, Clearwire merged with and into a wholly-owned subsidiary of Newco, as a result of which 36,759,999 shares of Common Stock beneficially owned by the Reporting Person (including warrants exercisable for 93,333 shares of Class A Common Stock held by Middlefield Ventures, Inc., a wholly-owned subsidiary of the Reporting Person) were cancelled and converted into the right to receive 36,759,999 shares of Newco Class A Common Stock (including warrants exercisable for 93,333 shares of Newco Class A Common Stock). F5: These shares are owned directly by Intel Capital Corporation, a wholly-owned subsidiary of Intel Corporation. Intel Corporation is an indirect beneficial owner of the reported securities. |
| WARRANTS (RIGHT TO ACQUIRE CLASS A COMMON STOCK)SEC Table II · derivative / convertible security · Expires 2011-02-16 | IndirectThrough wholly-owned subsidiary | 0 |
Reported balance
After 2008-11-28 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2008-11-28 · Disposition to issuer · Acquired 93,333 · Balance 0 F4: Security converts to common stock on a one-for-one basis. F6: The starting exercise price of these warrants is $5.00, subject to adjustment as set forth in the form of warrant. F1: Capitalized terms used in this footnote and not otherwise defined in this Form 4, shall have the meanings set for in the Schedule 13D filed by Intel on May 19, 2008 (the "Schedule 13D"). On November 28, 2008, the Merger was completed. Pursuant to the Agreements, and in connection with the Merger: (i) 9,905,732 shares of Clearwire Class B Common Stock beneficially owned by the Reporting Person were converted into 9,905,732 shares of Common Stock prior to completion of the Merger; and (ii) following such conversion, Clearwire merged with and into a wholly-owned subsidiary of Newco, as a result of which 36,759,999 shares of Common Stock beneficially owned by the Reporting Person (including warrants exercisable for 93,333 shares of Class A Common Stock held by Middlefield Ventures, Inc., a wholly-owned subsidiary of the Reporting Person) were cancelled and converted into the right to receive 36,759,999 shares of Newco Class A Common Stock (including warrants exercisable for 93,333 shares of Newco Class A Capitalized terms used in this footnote and not otherwise defined in this Form 4, shall have the meanings set for in the Schedule 13D filed by Intel on May 19, 2008 (the "Schedule 13D"). On November 28, 2008, the Merger was completed. Pursuant to the Agreements, and in connection with the Merger: (i) 9,905,732 shares of Clearwire Class B Common Stock beneficially owned by the Reporting Person were converted into 9,905,732 shares of Common Stock prior to completion of the Merger; and (ii) following such conversion, Clearwire merged with and into a wholly-owned subsidiary of Newco, as a result of which 36,759,999 shares of Common Stock beneficially owned by the Reporting Person (including warrants exercisable for 93,333 shares of Class A Common Stock held by Middlefield Ventures, Inc., a wholly-owned subsidiary of the Reporting Person) were cancelled and converted into the right to receive 36,759,999 shares of Newco Class A Common Stock (including warrants exercisable for 93,333 shares of Newco Class A Common Stock). F7: These warrants are owned directly by Middlefield Ventures, Inc., a wholly-owned subsidiary of Intel Coporation. Intel Corporation is an indirect beneficial owner of the reported securities. |
Filing footnotes · ownership attribution and instrument terms
F1: Capitalized terms used in this footnote and not otherwise defined in this Form 4, shall have the meanings set for in the Schedule 13D filed by Intel on May 19, 2008 (the "Schedule 13D"). On November 28, 2008, the Merger was completed. Pursuant to the Agreements, and in connection with the Merger: (i) 9,905,732 shares of Clearwire Class B Common Stock beneficially owned by the Reporting Person were converted into 9,905,732 shares of Common Stock prior to completion of the Merger; and (ii) following such conversion, Clearwire merged with and into a wholly-owned subsidiary of Newco, as a result of which 36,759,999 shares of Common Stock beneficially owned by the Reporting Person (including warrants exercisable for 93,333 shares of Class A Common Stock held by Middlefield Ventures, Inc., a wholly-owned subsidiary of the Reporting Person) were cancelled and converted into the right to receive 36,759,999 shares of Newco Class A Common Stock (including warrants exercisable for 93,333 shares of Newco Class A Capitalized terms used in this footnote and not otherwise defined in this Form 4, shall have the meanings set for in the Schedule 13D filed by Intel on May 19, 2008 (the "Schedule 13D"). On November 28, 2008, the Merger was completed. Pursuant to the Agreements, and in connection with the Merger: (i) 9,905,732 shares of Clearwire Class B Common Stock beneficially owned by the Reporting Person were converted into 9,905,732 shares of Common Stock prior to completion of the Merger; and (ii) following such conversion, Clearwire merged with and into a wholly-owned subsidiary of Newco, as a result of which 36,759,999 shares of Common Stock beneficially owned by the Reporting Person (including warrants exercisable for 93,333 shares of Class A Common Stock held by Middlefield Ventures, Inc., a wholly-owned subsidiary of the Reporting Person) were cancelled and converted into the right to receive 36,759,999 shares of Newco Class A Common Stock (including warrants exercisable for 93,333 shares of Newco Class A Common Stock).
F2: Shares acquired upon conversion of Class B Common Stock.
F3: These shares are owned directly by Intel Capital Corporation and Intel Capital (Cayman) Corporation, both of which are wholly-owned subsidiaries of Intel Corporation. Intel Corporation is an indirect beneficial owner of the reported securities.
F4: Security converts to common stock on a one-for-one basis.
F5: These shares are owned directly by Intel Capital Corporation, a wholly-owned subsidiary of Intel Corporation. Intel Corporation is an indirect beneficial owner of the reported securities.
F6: The starting exercise price of these warrants is $5.00, subject to adjustment as set forth in the form of warrant.
F7: These warrants are owned directly by Middlefield Ventures, Inc., a wholly-owned subsidiary of Intel Coporation. Intel Corporation is an indirect beneficial owner of the reported securities.
Clearwire Corp /DE
Report date July 09, 2013 · Filed July 10, 2013
Section 16 reporting ended · disclosed 2013-07-10. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, par value $0.0001 per shareSEC Table I · non-derivative | IndirectSee Footnote | 94,076,878 |
Reported balance
After 2013-07-09 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2013-07-09 · Conversion · Acquired 65,644,812 · Balance 94,076,878 F1: Shares of Class B Common Stock of Clearwire Corporation (the "Issuer") (together with Class B Common Interests in Clearwire Communications, LLC, a subsidiary of the Issuer ("Clearwire LLC")) were exchanged by Intel Capital Wireless Investment Corporation 2008A ("Intel Entity A"), a wholly owned subsidiary of the Reporting Person, for no additional consideration, into shares of Class A Common Stock of the Issuer pursuant to into an Irrevocable Exchange Agreement entered into in connection with the Agreement and Plan of Merger (the "Merger Agreement"), dated December 17, 2012, among the Issuer, Sprint-Nextel Corporation ("Sprint"), Collie Acquisition Corp., a Delaware corporation and a wholly owned subsidiary of Sprint ("Merger Sub"). The exchange was effective immediately prior to the effective time of the consummation of the merger under the Merger Agreement. F3: The securities reported in Table I of this report were owned indirectly by the Reporting Person. Certain wholly owned subsidiaries of the Reporting Person previously entered into an Equityholders' Agreement dated as of November 28, 2008 (the "Equityholders' Agreement") with the Issuer and the other parties thereto (collectively, the "Unaffiliated Stockholders"). By virtue of the Equityholders' Agreement, the Reporting Person and the Unaffiliated Stockholders may be deemed as of the date of this report to be members of a group under Section 13(d) of the Securities Exchange Act of 1934, as amended. The number of securities of the Issuer and Clearwire LLC, beneficially owned by the Reporting Person as reported herein does not include the holdings of any Unaffiliated Stockholders. The Reporting Person does not have any "pecuniary interest" in the securities of the Issuer or any of its subsidiaries owned by the Unaffiliated Stockholders. F4: The Class A Common Stock was beneficially owned (as of immediately prior to the merger) by the Reporting Person through Intel Capital Corporation, a Delaware corporation wholly-owned by the Reporting Person, Intel Capital (Cayman) Corporation, a Cayman Islands company wholly-owned by the Reporting Person, and Intel Entity A. |
| Class A Common Stock, par value $0.0001 per shareSEC Table I · non-derivative | IndirectSee Footnote | 0 |
Reported balance
After 2013-07-09 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2013-07-09 · Other · Disposed 94,076,878 · Balance 0 F2: Pursuant to the terms of the Merger Agreement, upon consummation of the merger, Merger Sub merged with and into the Issuer, with the Issuer surviving the merger as a wholly owned subsidiary of Sprint, and each outstanding share of Class A Common Stock (other than any shares owned by Sprint, SoftBank Corp. or any of their respective subsidiaries) were cancelled and converted automatically into the right to receive $5.00 per share in cash, without interest. F4: The Class A Common Stock was beneficially owned (as of immediately prior to the merger) by the Reporting Person through Intel Capital Corporation, a Delaware corporation wholly-owned by the Reporting Person, Intel Capital (Cayman) Corporation, a Cayman Islands company wholly-owned by the Reporting Person, and Intel Entity A. |
| Class B Common Stock, par value $0.0001 per shareSEC Table II · derivative / convertible security | IndirectSee Footnote | 0 |
Reported balance
After 2013-07-09 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2013-07-09 · Conversion · Disposed 65,644,812 · Balance 0 F5: Each share of Class B Common Stock, together with one Clearwire Communications Class B Common Interest, is exchangeable at any time, subject to certain limited exceptions, at the option of the holder, into one fully paid and nonassessable share of Class A Common Stock of the Issuer, and has no expiration date. F1: Shares of Class B Common Stock of Clearwire Corporation (the "Issuer") (together with Class B Common Interests in Clearwire Communications, LLC, a subsidiary of the Issuer ("Clearwire LLC")) were exchanged by Intel Capital Wireless Investment Corporation 2008A ("Intel Entity A"), a wholly owned subsidiary of the Reporting Person, for no additional consideration, into shares of Class A Common Stock of the Issuer pursuant to into an Irrevocable Exchange Agreement entered into in connection with the Agreement and Plan of Merger (the "Merger Agreement"), dated December 17, 2012, among the Issuer, Sprint-Nextel Corporation ("Sprint"), Collie Acquisition Corp., a Delaware corporation and a wholly owned subsidiary of Sprint ("Merger Sub"). The exchange was effective immediately prior to the effective time of the consummation of the merger under the Merger Agreement. F6: For additional information regarding the acquisition of the Class B Common Stock of the Issuer and the Class B Common Interests of Clearwire LLC, see the Form 4s filed by the Reporting Person on December 2, 2008 and November 12, 2009, and the Schedule 13D filed by the Reporting Person on May 19, 2008, as amended to date. F7: The securities reported in Table II of this report were owned indirectly by the Reporting Person through Intel Entity A. |
| Class B Common Interests of Clearwire Communications LLCSEC Table II · derivative / convertible security | IndirectSee Footnote | 0 |
Reported balance
After 2013-07-09 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2013-07-09 · Conversion · Disposed 65,644,812 · Balance 0 F5: Each share of Class B Common Stock, together with one Clearwire Communications Class B Common Interest, is exchangeable at any time, subject to certain limited exceptions, at the option of the holder, into one fully paid and nonassessable share of Class A Common Stock of the Issuer, and has no expiration date. F1: Shares of Class B Common Stock of Clearwire Corporation (the "Issuer") (together with Class B Common Interests in Clearwire Communications, LLC, a subsidiary of the Issuer ("Clearwire LLC")) were exchanged by Intel Capital Wireless Investment Corporation 2008A ("Intel Entity A"), a wholly owned subsidiary of the Reporting Person, for no additional consideration, into shares of Class A Common Stock of the Issuer pursuant to into an Irrevocable Exchange Agreement entered into in connection with the Agreement and Plan of Merger (the "Merger Agreement"), dated December 17, 2012, among the Issuer, Sprint-Nextel Corporation ("Sprint"), Collie Acquisition Corp., a Delaware corporation and a wholly owned subsidiary of Sprint ("Merger Sub"). The exchange was effective immediately prior to the effective time of the consummation of the merger under the Merger Agreement. F6: For additional information regarding the acquisition of the Class B Common Stock of the Issuer and the Class B Common Interests of Clearwire LLC, see the Form 4s filed by the Reporting Person on December 2, 2008 and November 12, 2009, and the Schedule 13D filed by the Reporting Person on May 19, 2008, as amended to date. F7: The securities reported in Table II of this report were owned indirectly by the Reporting Person through Intel Entity A. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares of Class B Common Stock of Clearwire Corporation (the "Issuer") (together with Class B Common Interests in Clearwire Communications, LLC, a subsidiary of the Issuer ("Clearwire LLC")) were exchanged by Intel Capital Wireless Investment Corporation 2008A ("Intel Entity A"), a wholly owned subsidiary of the Reporting Person, for no additional consideration, into shares of Class A Common Stock of the Issuer pursuant to into an Irrevocable Exchange Agreement entered into in connection with the Agreement and Plan of Merger (the "Merger Agreement"), dated December 17, 2012, among the Issuer, Sprint-Nextel Corporation ("Sprint"), Collie Acquisition Corp., a Delaware corporation and a wholly owned subsidiary of Sprint ("Merger Sub"). The exchange was effective immediately prior to the effective time of the consummation of the merger under the Merger Agreement.
F2: Pursuant to the terms of the Merger Agreement, upon consummation of the merger, Merger Sub merged with and into the Issuer, with the Issuer surviving the merger as a wholly owned subsidiary of Sprint, and each outstanding share of Class A Common Stock (other than any shares owned by Sprint, SoftBank Corp. or any of their respective subsidiaries) were cancelled and converted automatically into the right to receive $5.00 per share in cash, without interest.
F3: The securities reported in Table I of this report were owned indirectly by the Reporting Person. Certain wholly owned subsidiaries of the Reporting Person previously entered into an Equityholders' Agreement dated as of November 28, 2008 (the "Equityholders' Agreement") with the Issuer and the other parties thereto (collectively, the "Unaffiliated Stockholders"). By virtue of the Equityholders' Agreement, the Reporting Person and the Unaffiliated Stockholders may be deemed as of the date of this report to be members of a group under Section 13(d) of the Securities Exchange Act of 1934, as amended. The number of securities of the Issuer and Clearwire LLC, beneficially owned by the Reporting Person as reported herein does not include the holdings of any Unaffiliated Stockholders. The Reporting Person does not have any "pecuniary interest" in the securities of the Issuer or any of its subsidiaries owned by the Unaffiliated Stockholders.
F4: The Class A Common Stock was beneficially owned (as of immediately prior to the merger) by the Reporting Person through Intel Capital Corporation, a Delaware corporation wholly-owned by the Reporting Person, Intel Capital (Cayman) Corporation, a Cayman Islands company wholly-owned by the Reporting Person, and Intel Entity A.
F5: Each share of Class B Common Stock, together with one Clearwire Communications Class B Common Interest, is exchangeable at any time, subject to certain limited exceptions, at the option of the holder, into one fully paid and nonassessable share of Class A Common Stock of the Issuer, and has no expiration date.
F6: For additional information regarding the acquisition of the Class B Common Stock of the Issuer and the Class B Common Interests of Clearwire LLC, see the Form 4s filed by the Reporting Person on December 2, 2008 and November 12, 2009, and the Schedule 13D filed by the Reporting Person on May 19, 2008, as amended to date.
F7: The securities reported in Table II of this report were owned indirectly by the Reporting Person through Intel Entity A.
McAfee Corp.
Report date March 01, 2022 · Filed March 03, 2022
Jointly reported with Intel Americas, Inc.
Section 16 reporting ended · disclosed 2022-03-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Last balance in matching sequence
After 2022-03-01 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2022-03-01 · Conversion · Acquired 169,742,322 · Balance 175,439,153 F1: Intel Americas, Inc. directly holds and beneficially owns shares of Class A common stock ("Class A Shares") of McAfee Corp. (the "Issuer") and Class A units ("Class A Units") of Foundation Technology Worldwide LLC ("FTW") and an equal number of voting, non-equity shares of Class B common stock ("Class B Shares") of the Issuer, as reported herein. Intel Corporation may be deemed to beneficially own these securities due to its ownership of Intel Americas, Inc. Row 2 · 2022-03-01 · Disposition to issuer · Disposed 175,439,153 · Balance 0 F2: On March 1, 2022, pursuant to the Agreement and Plan of Merger, dated as of November 5, 2021 (the "Merger Agreement"), by and among the Issuer, Condor BidCo, Inc., a Delaware corporation ("Parent"), and Condor Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Parent ("Merger Subsidiary"), Merger Subsidiary merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly owned subsidiary of Parent. Upon the effective time of the Merger (the "Effective Time"), each Class A Share outstanding immediately prior to the Effective Time (subject to certain exceptions) was automatically converted into the right to receive $26.00 in cash, subject to applicable withholding taxes. F1: Intel Americas, Inc. directly holds and beneficially owns shares of Class A common stock ("Class A Shares") of McAfee Corp. (the "Issuer") and Class A units ("Class A Units") of Foundation Technology Worldwide LLC ("FTW") and an equal number of voting, non-equity shares of Class B common stock ("Class B Shares") of the Issuer, as reported herein. Intel Corporation may be deemed to beneficially own these securities due to its ownership of Intel Americas, Inc. |
| FTW Class A UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-03-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-03-01 · Conversion · Disposed 169,742,322 · Balance 0 F3: Pursuant to the Second Amended and Restated Limited Liability Company Agreement of FTW, as amended, Intel Americas, Inc. may exchange all or a portion of its FTW Class A Units for Class A Shares on a one-for-one basis (whereupon an equal number of its Class B Shares will be cancelled), subject to customary adjustments, or, at the option of the Issuer, cash (based on the then-market value of the Class A Shares). F4: On March 1, 2022, pursuant to the Merger Agreement and immediately prior to the Effective Time, all of Intel Americas, Inc.'s FTW Class A Units were exchanged for Class A Shares on a one-for-one basis (whereupon an equal number of its Class B Shares were cancelled). F1: Intel Americas, Inc. directly holds and beneficially owns shares of Class A common stock ("Class A Shares") of McAfee Corp. (the "Issuer") and Class A units ("Class A Units") of Foundation Technology Worldwide LLC ("FTW") and an equal number of voting, non-equity shares of Class B common stock ("Class B Shares") of the Issuer, as reported herein. Intel Corporation may be deemed to beneficially own these securities due to its ownership of Intel Americas, Inc. |
Filing footnotes · ownership attribution and instrument terms
F1: Intel Americas, Inc. directly holds and beneficially owns shares of Class A common stock ("Class A Shares") of McAfee Corp. (the "Issuer") and Class A units ("Class A Units") of Foundation Technology Worldwide LLC ("FTW") and an equal number of voting, non-equity shares of Class B common stock ("Class B Shares") of the Issuer, as reported herein. Intel Corporation may be deemed to beneficially own these securities due to its ownership of Intel Americas, Inc.
F2: On March 1, 2022, pursuant to the Agreement and Plan of Merger, dated as of November 5, 2021 (the "Merger Agreement"), by and among the Issuer, Condor BidCo, Inc., a Delaware corporation ("Parent"), and Condor Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Parent ("Merger Subsidiary"), Merger Subsidiary merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly owned subsidiary of Parent. Upon the effective time of the Merger (the "Effective Time"), each Class A Share outstanding immediately prior to the Effective Time (subject to certain exceptions) was automatically converted into the right to receive $26.00 in cash, subject to applicable withholding taxes.
F3: Pursuant to the Second Amended and Restated Limited Liability Company Agreement of FTW, as amended, Intel Americas, Inc. may exchange all or a portion of its FTW Class A Units for Class A Shares on a one-for-one basis (whereupon an equal number of its Class B Shares will be cancelled), subject to customary adjustments, or, at the option of the Issuer, cash (based on the then-market value of the Class A Shares).
F4: On March 1, 2022, pursuant to the Merger Agreement and immediately prior to the Effective Time, all of Intel Americas, Inc.'s FTW Class A Units were exchanged for Class A Shares on a one-for-one basis (whereupon an equal number of its Class B Shares were cancelled).
Synacor, Inc.
Report date February 15, 2012 · Filed February 17, 2012
Jointly reported with INTEL CAPITAL (CAYMAN) CORP
Section 16 reporting ended · disclosed 2012-02-17. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 1,983,157 |
Last balance in matching sequence
After 2012-02-15 transaction · row 5
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
5 source rowsRow 1 · 2012-02-15 · Conversion · Acquired 641,025 · Balance 641,025 F1: The Series A Preferred Stock converted into shares of common stock of the Issuer on a 1.5 for 1 basis and had no expiration date. F2: Owned directly by Intel Capital (Cayman) Corporation, a wholly-owned subsidiary of the Reporting Person. Row 2 · 2012-02-15 · Conversion · Acquired 641,025 · Balance 1,282,050 F1: The Series A Preferred Stock converted into shares of common stock of the Issuer on a 1.5 for 1 basis and had no expiration date. F2: Owned directly by Intel Capital (Cayman) Corporation, a wholly-owned subsidiary of the Reporting Person. Row 3 · 2012-02-15 · Conversion · Acquired 506,250 · Balance 1,788,300 F3: The Series B Preferred Stock converted into shares of common stock of the Issuer on a 1.5 for 1 basis and had no expiration date. F2: Owned directly by Intel Capital (Cayman) Corporation, a wholly-owned subsidiary of the Reporting Person. Row 4 · 2012-02-15 · Conversion · Acquired 298,857 · Balance 2,087,157 F4: The Series C Preferred Stock converted into shares of common stock of the Issuer on a 1.5 for 1 basis and had no expiration date. F2: Owned directly by Intel Capital (Cayman) Corporation, a wholly-owned subsidiary of the Reporting Person. Row 5 · 2012-02-15 · Sale · Disposed 104,000 · Balance 1,983,157 F2: Owned directly by Intel Capital (Cayman) Corporation, a wholly-owned subsidiary of the Reporting Person. |
| Series A Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnote | 0 |
Reported balance
After 2012-02-15 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2012-02-15 · Conversion · Disposed 641,025 · Balance 0 F1: The Series A Preferred Stock converted into shares of common stock of the Issuer on a 1.5 for 1 basis and had no expiration date. F2: Owned directly by Intel Capital (Cayman) Corporation, a wholly-owned subsidiary of the Reporting Person. |
| Series A Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnote | 0 |
Reported balance
After 2012-02-15 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2012-02-15 · Conversion · Disposed 641,025 · Balance 0 F1: The Series A Preferred Stock converted into shares of common stock of the Issuer on a 1.5 for 1 basis and had no expiration date. F2: Owned directly by Intel Capital (Cayman) Corporation, a wholly-owned subsidiary of the Reporting Person. |
| Series B Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnote | 0 |
Reported balance
After 2012-02-15 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2012-02-15 · Conversion · Disposed 506,250 · Balance 0 F3: The Series B Preferred Stock converted into shares of common stock of the Issuer on a 1.5 for 1 basis and had no expiration date. F1: The Series A Preferred Stock converted into shares of common stock of the Issuer on a 1.5 for 1 basis and had no expiration date. F2: Owned directly by Intel Capital (Cayman) Corporation, a wholly-owned subsidiary of the Reporting Person. |
| Series C Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnote | 0 |
Reported balance
After 2012-02-15 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2012-02-15 · Conversion · Disposed 298,857 · Balance 0 F4: The Series C Preferred Stock converted into shares of common stock of the Issuer on a 1.5 for 1 basis and had no expiration date. F1: The Series A Preferred Stock converted into shares of common stock of the Issuer on a 1.5 for 1 basis and had no expiration date. F2: Owned directly by Intel Capital (Cayman) Corporation, a wholly-owned subsidiary of the Reporting Person. |
Filing footnotes · ownership attribution and instrument terms
F1: The Series A Preferred Stock converted into shares of common stock of the Issuer on a 1.5 for 1 basis and had no expiration date.
F2: Owned directly by Intel Capital (Cayman) Corporation, a wholly-owned subsidiary of the Reporting Person.
F3: The Series B Preferred Stock converted into shares of common stock of the Issuer on a 1.5 for 1 basis and had no expiration date.
F4: The Series C Preferred Stock converted into shares of common stock of the Issuer on a 1.5 for 1 basis and had no expiration date.
VMWARE LLC
Report date November 28, 2008 · Filed December 03, 2008 · Amendment
Section 16 reporting ended · disclosed 2008-12-03. Current position is not established by this disclosure.
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
No balance rows disclosed in this filing.
Vuzix Corp
Report date January 28, 2021 · Filed January 29, 2021
Section 16 reporting ended · disclosed 2021-01-29. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.001SEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2021-01-28 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2021-01-28 · Conversion · Acquired 4,962,600 · Balance 4,962,600 F1: On January 28, 2021, the Reporting Person delivered to the Issuer a notice of conversion with respect to 49,626 shares of Series A Convertible Preferred Stock held by the Reporting Person. Each share of Series A Convertible Preferred Stock was convertible into 100 shares Common Stock. As a result, the 49,626 shares of Series A Convertible Preferred Stock converted into 4,962,600 shares of Common Stock. Row 2 · 2021-01-28 · Sale · Disposed 550,086 · Balance 4,412,514 F2: This transaction was executed in multiple trades at prices ranging from $12.35 to $13.32. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Row 3 · 2021-01-28 · Sale · Disposed 299,035 · Balance 4,113,479 F3: This transaction was executed in multiple trades at prices ranging from $12.25 to $12.31. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Row 4 · 2021-01-28 · Sale · Disposed 4,113,479 · Balance 0 |
| Series A Convertible Preferred StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-01-28 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2021-01-28 · Conversion · Disposed 49,626 · Balance 0 F1: On January 28, 2021, the Reporting Person delivered to the Issuer a notice of conversion with respect to 49,626 shares of Series A Convertible Preferred Stock held by the Reporting Person. Each share of Series A Convertible Preferred Stock was convertible into 100 shares Common Stock. As a result, the 49,626 shares of Series A Convertible Preferred Stock converted into 4,962,600 shares of Common Stock. F4: The Series A Convertible Preferred Stock was convertible at any time, at the option of the Reporting Person, and had no expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: On January 28, 2021, the Reporting Person delivered to the Issuer a notice of conversion with respect to 49,626 shares of Series A Convertible Preferred Stock held by the Reporting Person. Each share of Series A Convertible Preferred Stock was convertible into 100 shares Common Stock. As a result, the 49,626 shares of Series A Convertible Preferred Stock converted into 4,962,600 shares of Common Stock.
F2: This transaction was executed in multiple trades at prices ranging from $12.35 to $13.32. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $12.25 to $12.31. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: The Series A Convertible Preferred Stock was convertible at any time, at the option of the Reporting Person, and had no expiration date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 11, 2025 Filed Jul 15, 2025 01:57 UTC | Mobileye Global Inc. MBLY · Entity 3701 | ConversionClass B Common Stock · Derivative | 113,731,985 | $0.00 | $0.00 |
DisclosureSEC source: 0000050863-25-000099 · wk-form4_1752544624.xml · derivative · entry 4 INTEL CORP · CIK 0000050863 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 597,768,015 Underlying: Class A Common Stock · 113,731,985 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B common stock ("Class B Common Stock") of Mobileye Global Inc. ("Mobileye") is convertible into one share of Class A common stock of Mobileye ("Class A Common Stock") at any time at the option of the holder. The Class B Common Stock has no expiration date. F1 · derivative.exercise_date: Each share of Class B common stock ("Class B Common Stock") of Mobileye Global Inc. ("Mobileye") is convertible into one share of Class A common stock of Mobileye ("Class A Common Stock") at any time at the option of the holder. The Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Each share of Class B common stock ("Class B Common Stock") of Mobileye Global Inc. ("Mobileye") is convertible into one share of Class A common stock of Mobileye ("Class A Common Stock") at any time at the option of the holder. The Class B Common Stock has no expiration date. F2 · ownership.nature: These securities are held directly by Intel Overseas Funding Corporation ("IOFC"), of which Intel Corporation is the sole stockholder. Read SEC document |
| July 11, 2025 Filed Jul 15, 2025 01:57 UTC | Mobileye Global Inc. MBLY · Entity 3701 | SaleClass A Common Stock | 6,231,985 | $16.05 | $100,000,300.91 |
DisclosureSEC source: 0000050863-25-000099 · wk-form4_1752544624.xml · nonDerivative · entry 3 INTEL CORP · CIK 0000050863 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 50,000,000 F4 · price: This amount represents the price per share at which securities were sold by IOFC to Mobileye. F2 · ownership.nature: These securities are held directly by Intel Overseas Funding Corporation ("IOFC"), of which Intel Corporation is the sole stockholder. Read SEC document |
| July 11, 2025 Filed Jul 15, 2025 01:57 UTC | Mobileye Global Inc. MBLY · Entity 3701 | SaleClass A Common Stock | 57,500,000 | $16.05 | $922,662,250.00 |
DisclosureSEC source: 0000050863-25-000099 · wk-form4_1752544624.xml · nonDerivative · entry 2 INTEL CORP · CIK 0000050863 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 56,231,985 F3 · price: This amount represents the $16.50 secondary public offering price per share of Class A Common Stock, less the underwriting discount of $0.45375 per share. F2 · ownership.nature: These securities are held directly by Intel Overseas Funding Corporation ("IOFC"), of which Intel Corporation is the sole stockholder. Read SEC document |
| July 11, 2025 Filed Jul 15, 2025 01:57 UTC | Mobileye Global Inc. MBLY · Entity 3701 | ConversionClass A Common Stock | 113,731,985 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000050863-25-000099 · wk-form4_1752544624.xml · nonDerivative · entry 1 INTEL CORP · CIK 0000050863 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 113,731,985 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B common stock ("Class B Common Stock") of Mobileye Global Inc. ("Mobileye") is convertible into one share of Class A common stock of Mobileye ("Class A Common Stock") at any time at the option of the holder. The Class B Common Stock has no expiration date. F2 · ownership.nature: These securities are held directly by Intel Overseas Funding Corporation ("IOFC"), of which Intel Corporation is the sole stockholder. Read SEC document |
| June 12, 2023 Filed Jun 14, 2023 20:44 UTC | Mobileye Global Inc. MBLY · Entity 3701 | ConversionClass B Common Stock · Derivative | 38,500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000050863-23-000061 · wk-form4_1686775475.xml · derivative · entry 3 INTEL CORP · CIK 0000050863 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 711,500,000 Underlying: Class A Common Stock · 38,500,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B common stock ("Class B Common Stock") of Mobileye Global Inc. ("Mobileye") is convertible into one share of Class A common stock of Mobileye ("Class A Common Stock") at any time at the option of the holder. The Class B Common Stock has no expiration date. F1 · derivative.exercise_date: Each share of Class B common stock ("Class B Common Stock") of Mobileye Global Inc. ("Mobileye") is convertible into one share of Class A common stock of Mobileye ("Class A Common Stock") at any time at the option of the holder. The Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Each share of Class B common stock ("Class B Common Stock") of Mobileye Global Inc. ("Mobileye") is convertible into one share of Class A common stock of Mobileye ("Class A Common Stock") at any time at the option of the holder. The Class B Common Stock has no expiration date. F2 · ownership.nature: These securities are held directly by Intel Overseas Funding Corporation, of which Intel Corporation is the sole stockholder. Read SEC document |
| June 12, 2023 Filed Jun 14, 2023 20:44 UTC | Mobileye Global Inc. MBLY · Entity 3701 | SaleClass A Common Stock | 38,500,000 | $40.85 | $1,572,532,500.00 |
DisclosureSEC source: 0000050863-23-000061 · wk-form4_1686775475.xml · nonDerivative · entry 2 INTEL CORP · CIK 0000050863 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 0 F3 · price: This amount represents the $42.00 secondary public offering price per share of Class A Common Stock, less the underwriting discount of $1.155 per share. F2 · ownership.nature: These securities are held directly by Intel Overseas Funding Corporation, of which Intel Corporation is the sole stockholder. Read SEC document |
| June 12, 2023 Filed Jun 14, 2023 20:44 UTC | Mobileye Global Inc. MBLY · Entity 3701 | ConversionClass A Common Stock | 38,500,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000050863-23-000061 · wk-form4_1686775475.xml · nonDerivative · entry 1 INTEL CORP · CIK 0000050863 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 38,500,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B common stock ("Class B Common Stock") of Mobileye Global Inc. ("Mobileye") is convertible into one share of Class A common stock of Mobileye ("Class A Common Stock") at any time at the option of the holder. The Class B Common Stock has no expiration date. F2 · ownership.nature: These securities are held directly by Intel Overseas Funding Corporation, of which Intel Corporation is the sole stockholder. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 21:33 UTC | McAfee Corp. MCFE · Entity 11636 | ConversionFTW Class A Unit · Derivative | 169,742,322 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-015448 · doc4.xml · derivative · entry 3 Intel Americas, Inc. · CIK 0001829641 · Director · 10% owner INTEL CORP · CIK 0000050863 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 169,742,322 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Pursuant to the Second Amended and Restated Limited Liability Company Agreement of FTW, as amended, Intel Americas, Inc. may exchange all or a portion of its FTW Class A Units for Class A Shares on a one-for-one basis (whereupon an equal number of its Class B Shares will be cancelled), subject to customary adjustments, or, at the option of the Issuer, cash (based on the then-market value of the Class A Shares). F4 · kind: On March 1, 2022, pursuant to the Merger Agreement and immediately prior to the Effective Time, all of Intel Americas, Inc.'s FTW Class A Units were exchanged for Class A Shares on a one-for-one basis (whereupon an equal number of its Class B Shares were cancelled). F3 · price: Pursuant to the Second Amended and Restated Limited Liability Company Agreement of FTW, as amended, Intel Americas, Inc. may exchange all or a portion of its FTW Class A Units for Class A Shares on a one-for-one basis (whereupon an equal number of its Class B Shares will be cancelled), subject to customary adjustments, or, at the option of the Issuer, cash (based on the then-market value of the Class A Shares). F3 · derivative.exercise_date: Pursuant to the Second Amended and Restated Limited Liability Company Agreement of FTW, as amended, Intel Americas, Inc. may exchange all or a portion of its FTW Class A Units for Class A Shares on a one-for-one basis (whereupon an equal number of its Class B Shares will be cancelled), subject to customary adjustments, or, at the option of the Issuer, cash (based on the then-market value of the Class A Shares). F3 · derivative.expiration_date: Pursuant to the Second Amended and Restated Limited Liability Company Agreement of FTW, as amended, Intel Americas, Inc. may exchange all or a portion of its FTW Class A Units for Class A Shares on a one-for-one basis (whereupon an equal number of its Class B Shares will be cancelled), subject to customary adjustments, or, at the option of the Issuer, cash (based on the then-market value of the Class A Shares). F1 · ownership.direct: Intel Americas, Inc. directly holds and beneficially owns shares of Class A common stock ("Class A Shares") of McAfee Corp. (the "Issuer") and Class A units ("Class A Units") of Foundation Technology Worldwide LLC ("FTW") and an equal number of voting, non-equity shares of Class B common stock ("Class B Shares") of the Issuer, as reported herein. Intel Corporation may be deemed to beneficially own these securities due to its ownership of Intel Americas, Inc. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 21:33 UTC | McAfee Corp. MCFE · Entity 11636 | Disposition to issuerClass A Common Stock | 175,439,153 | $26.00 | $4,561,417,978.00 |
DisclosureSEC source: 0001209191-22-015448 · doc4.xml · nonDerivative · entry 2 Intel Americas, Inc. · CIK 0001829641 · Director · 10% owner INTEL CORP · CIK 0000050863 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · kind: On March 1, 2022, pursuant to the Agreement and Plan of Merger, dated as of November 5, 2021 (the "Merger Agreement"), by and among the Issuer, Condor BidCo, Inc., a Delaware corporation ("Parent"), and Condor Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Parent ("Merger Subsidiary"), Merger Subsidiary merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly owned subsidiary of Parent. Upon the effective time of the Merger (the "Effective Time"), each Class A Share outstanding immediately prior to the Effective Time (subject to certain exceptions) was automatically converted into the right to receive $26.00 in cash, subject to applicable withholding taxes. F1 · ownership.direct: Intel Americas, Inc. directly holds and beneficially owns shares of Class A common stock ("Class A Shares") of McAfee Corp. (the "Issuer") and Class A units ("Class A Units") of Foundation Technology Worldwide LLC ("FTW") and an equal number of voting, non-equity shares of Class B common stock ("Class B Shares") of the Issuer, as reported herein. Intel Corporation may be deemed to beneficially own these securities due to its ownership of Intel Americas, Inc. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 21:33 UTC | McAfee Corp. MCFE · Entity 11636 | ConversionClass A Common Stock | 169,742,322 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-015448 · doc4.xml · nonDerivative · entry 1 Intel Americas, Inc. · CIK 0001829641 · Director · 10% owner INTEL CORP · CIK 0000050863 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,439,153 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.direct: Intel Americas, Inc. directly holds and beneficially owns shares of Class A common stock ("Class A Shares") of McAfee Corp. (the "Issuer") and Class A units ("Class A Units") of Foundation Technology Worldwide LLC ("FTW") and an equal number of voting, non-equity shares of Class B common stock ("Class B Shares") of the Issuer, as reported herein. Intel Corporation may be deemed to beneficially own these securities due to its ownership of Intel Americas, Inc. Read SEC document |
| October 12, 2021 Filed Oct 14, 2021 20:26 UTC | McAfee Corp. MCFE · Entity 11636 | ConversionFTW Class A Unit · Derivative | 814,346 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-060465 · doc4.xml · derivative · entry 3 Intel Americas, Inc. · CIK 0001829641 · Director · 10% owner INTEL CORP · CIK 0000050863 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,742,322 Underlying: Class A Common Stock · 814,346 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Pursuant to the Second Amended and Restated Limited Liability Company Agreement of FTW, as amended, Intel Americas, Inc. may exchange all or a portion of its FTW Class A Units for Class A Shares on a one-for-one basis (whereupon an equal number of its Class B Shares will be cancelled), subject to customary adjustments, or, at the option of the Issuer, cash (based on the then-market value of the Class A Shares). F2 · price: Pursuant to the Second Amended and Restated Limited Liability Company Agreement of FTW, as amended, Intel Americas, Inc. may exchange all or a portion of its FTW Class A Units for Class A Shares on a one-for-one basis (whereupon an equal number of its Class B Shares will be cancelled), subject to customary adjustments, or, at the option of the Issuer, cash (based on the then-market value of the Class A Shares). F2 · derivative.exercise_date: Pursuant to the Second Amended and Restated Limited Liability Company Agreement of FTW, as amended, Intel Americas, Inc. may exchange all or a portion of its FTW Class A Units for Class A Shares on a one-for-one basis (whereupon an equal number of its Class B Shares will be cancelled), subject to customary adjustments, or, at the option of the Issuer, cash (based on the then-market value of the Class A Shares). F2 · derivative.expiration_date: Pursuant to the Second Amended and Restated Limited Liability Company Agreement of FTW, as amended, Intel Americas, Inc. may exchange all or a portion of its FTW Class A Units for Class A Shares on a one-for-one basis (whereupon an equal number of its Class B Shares will be cancelled), subject to customary adjustments, or, at the option of the Issuer, cash (based on the then-market value of the Class A Shares). F1 · ownership.direct: Intel Americas, Inc. directly holds and beneficially owns shares of Class A common stock ("Class A Shares") of McAfee Corp. (the "Issuer") and Class A units ("Class A Units") of Foundation Technology Worldwide LLC ("FTW") and an equal number of voting, non-equity shares of Class B common stock ("Class B Shares") of the Issuer, as reported herein. Intel Corporation may be deemed to beneficially own these securities due to its ownership of Intel Americas, Inc. Read SEC document |
| October 12, 2021 Filed Oct 14, 2021 20:26 UTC | McAfee Corp. MCFE · Entity 11636 | SaleClass A Common Stock | 814,346 | $21.71 | $17,681,487.53 |
DisclosureSEC source: 0001209191-21-060465 · doc4.xml · nonDerivative · entry 2 Intel Americas, Inc. · CIK 0001829641 · Director · 10% owner INTEL CORP · CIK 0000050863 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,696,831 F1 · ownership.direct: Intel Americas, Inc. directly holds and beneficially owns shares of Class A common stock ("Class A Shares") of McAfee Corp. (the "Issuer") and Class A units ("Class A Units") of Foundation Technology Worldwide LLC ("FTW") and an equal number of voting, non-equity shares of Class B common stock ("Class B Shares") of the Issuer, as reported herein. Intel Corporation may be deemed to beneficially own these securities due to its ownership of Intel Americas, Inc. Read SEC document |
| October 12, 2021 Filed Oct 14, 2021 20:26 UTC | McAfee Corp. MCFE · Entity 11636 | ConversionClass A Common Stock | 814,346 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-060465 · doc4.xml · nonDerivative · entry 1 Intel Americas, Inc. · CIK 0001829641 · Director · 10% owner INTEL CORP · CIK 0000050863 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,511,177 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.direct: Intel Americas, Inc. directly holds and beneficially owns shares of Class A common stock ("Class A Shares") of McAfee Corp. (the "Issuer") and Class A units ("Class A Units") of Foundation Technology Worldwide LLC ("FTW") and an equal number of voting, non-equity shares of Class B common stock ("Class B Shares") of the Issuer, as reported herein. Intel Corporation may be deemed to beneficially own these securities due to its ownership of Intel Americas, Inc. Read SEC document |
| September 14, 2021 Filed Sep 15, 2021 22:10 UTC | McAfee Corp. MCFE · Entity 11636 | ConversionFTW Class A Unit · Derivative | 9,665,332 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-056231 · doc4.xml · derivative · entry 3 Intel Americas, Inc. · CIK 0001829641 · Director · 10% owner INTEL CORP · CIK 0000050863 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,556,668 Underlying: Class A Common Stock · 9,665,332 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Pursuant to the Second Amended and Restated Limited Liability Company Agreement of FTW, as amended, Intel Americas, Inc. may exchange all or a portion of its FTW Class A Units for Class A Shares on a one-for-one basis (whereupon an equal number of its Class B Shares will be cancelled), subject to customary adjustments, or, at the option of the Issuer, cash (based on the then-market value of the Class A Shares). F2 · price: Pursuant to the Second Amended and Restated Limited Liability Company Agreement of FTW, as amended, Intel Americas, Inc. may exchange all or a portion of its FTW Class A Units for Class A Shares on a one-for-one basis (whereupon an equal number of its Class B Shares will be cancelled), subject to customary adjustments, or, at the option of the Issuer, cash (based on the then-market value of the Class A Shares). F2 · derivative.exercise_date: Pursuant to the Second Amended and Restated Limited Liability Company Agreement of FTW, as amended, Intel Americas, Inc. may exchange all or a portion of its FTW Class A Units for Class A Shares on a one-for-one basis (whereupon an equal number of its Class B Shares will be cancelled), subject to customary adjustments, or, at the option of the Issuer, cash (based on the then-market value of the Class A Shares). F2 · derivative.expiration_date: Pursuant to the Second Amended and Restated Limited Liability Company Agreement of FTW, as amended, Intel Americas, Inc. may exchange all or a portion of its FTW Class A Units for Class A Shares on a one-for-one basis (whereupon an equal number of its Class B Shares will be cancelled), subject to customary adjustments, or, at the option of the Issuer, cash (based on the then-market value of the Class A Shares). F1 · ownership.direct: Intel Americas, Inc. directly holds and beneficially owns shares of Class A common stock ("Class A Shares") of McAfee Corp. (the "Issuer") and Class A units ("Class A Units") of Foundation Technology Worldwide LLC ("FTW") and an equal number of voting, non-equity shares of Class B common stock ("Class B Shares") of the Issuer, as reported herein. Intel Corporation may be deemed to beneficially own these securities due to its ownership of Intel Americas, Inc. Read SEC document |
| September 14, 2021 Filed Sep 15, 2021 22:10 UTC | McAfee Corp. MCFE · Entity 11636 | SaleClass A Common Stock | 9,665,332 | $21.71 | $209,858,521.05 |
DisclosureSEC source: 0001209191-21-056231 · doc4.xml · nonDerivative · entry 2 Intel Americas, Inc. · CIK 0001829641 · Director · 10% owner INTEL CORP · CIK 0000050863 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,696,831 F1 · ownership.direct: Intel Americas, Inc. directly holds and beneficially owns shares of Class A common stock ("Class A Shares") of McAfee Corp. (the "Issuer") and Class A units ("Class A Units") of Foundation Technology Worldwide LLC ("FTW") and an equal number of voting, non-equity shares of Class B common stock ("Class B Shares") of the Issuer, as reported herein. Intel Corporation may be deemed to beneficially own these securities due to its ownership of Intel Americas, Inc. Read SEC document |
| September 14, 2021 Filed Sep 15, 2021 22:10 UTC | McAfee Corp. MCFE · Entity 11636 | ConversionClass A Common Stock | 9,665,332 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-056231 · doc4.xml · nonDerivative · entry 1 Intel Americas, Inc. · CIK 0001829641 · Director · 10% owner INTEL CORP · CIK 0000050863 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,362,163 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.direct: Intel Americas, Inc. directly holds and beneficially owns shares of Class A common stock ("Class A Shares") of McAfee Corp. (the "Issuer") and Class A units ("Class A Units") of Foundation Technology Worldwide LLC ("FTW") and an equal number of voting, non-equity shares of Class B common stock ("Class B Shares") of the Issuer, as reported herein. Intel Corporation may be deemed to beneficially own these securities due to its ownership of Intel Americas, Inc. Read SEC document |
| January 28, 2021 Filed Jan 29, 2021 22:00 UTC | Vuzix Corp VUZI · Entity 6298 | ConversionSeries A Convertible Preferred Stock · Derivative | 49,626 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-003741 · doc4.xml · derivative · entry 5 INTEL CORP · CIK 0000050863 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,962,600 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 28, 2021, the Reporting Person delivered to the Issuer a notice of conversion with respect to 49,626 shares of Series A Convertible Preferred Stock held by the Reporting Person. Each share of Series A Convertible Preferred Stock was convertible into 100 shares Common Stock. As a result, the 49,626 shares of Series A Convertible Preferred Stock converted into 4,962,600 shares of Common Stock. F1 · kind: On January 28, 2021, the Reporting Person delivered to the Issuer a notice of conversion with respect to 49,626 shares of Series A Convertible Preferred Stock held by the Reporting Person. Each share of Series A Convertible Preferred Stock was convertible into 100 shares Common Stock. As a result, the 49,626 shares of Series A Convertible Preferred Stock converted into 4,962,600 shares of Common Stock. F1 · price: On January 28, 2021, the Reporting Person delivered to the Issuer a notice of conversion with respect to 49,626 shares of Series A Convertible Preferred Stock held by the Reporting Person. Each share of Series A Convertible Preferred Stock was convertible into 100 shares Common Stock. As a result, the 49,626 shares of Series A Convertible Preferred Stock converted into 4,962,600 shares of Common Stock. F4 · derivative.exercise_date: The Series A Convertible Preferred Stock was convertible at any time, at the option of the Reporting Person, and had no expiration date. F4 · derivative.expiration_date: The Series A Convertible Preferred Stock was convertible at any time, at the option of the Reporting Person, and had no expiration date. Read SEC document |
| January 28, 2021 Filed Jan 29, 2021 22:00 UTC | Vuzix Corp VUZI · Entity 6298 | SaleCommon Stock, par value $0.001 | 4,113,479 | $11.30 | $46,482,312.70 |
DisclosureSEC source: 0000899243-21-003741 · doc4.xml · nonDerivative · entry 4 INTEL CORP · CIK 0000050863 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| January 28, 2021 Filed Jan 29, 2021 22:00 UTC | Vuzix Corp VUZI · Entity 6298 | SaleCommon Stock, par value $0.001 | 299,035 | $12.26 | $3,665,630.84 |
DisclosureSEC source: 0000899243-21-003741 · doc4.xml · nonDerivative · entry 3 INTEL CORP · CIK 0000050863 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,113,479 F3 · price: This transaction was executed in multiple trades at prices ranging from $12.25 to $12.31. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 28, 2021 Filed Jan 29, 2021 22:00 UTC | Vuzix Corp VUZI · Entity 6298 | SaleCommon Stock, par value $0.001 | 550,086 | $12.63 | $6,947,971.24 |
DisclosureSEC source: 0000899243-21-003741 · doc4.xml · nonDerivative · entry 2 INTEL CORP · CIK 0000050863 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,412,514 F2 · price: This transaction was executed in multiple trades at prices ranging from $12.35 to $13.32. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 28, 2021 Filed Jan 29, 2021 22:00 UTC | Vuzix Corp VUZI · Entity 6298 | ConversionCommon Stock, par value $0.001 | 4,962,600 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-003741 · doc4.xml · nonDerivative · entry 1 INTEL CORP · CIK 0000050863 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,962,600 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On January 28, 2021, the Reporting Person delivered to the Issuer a notice of conversion with respect to 49,626 shares of Series A Convertible Preferred Stock held by the Reporting Person. Each share of Series A Convertible Preferred Stock was convertible into 100 shares Common Stock. As a result, the 49,626 shares of Series A Convertible Preferred Stock converted into 4,962,600 shares of Common Stock. F1 · price: On January 28, 2021, the Reporting Person delivered to the Issuer a notice of conversion with respect to 49,626 shares of Series A Convertible Preferred Stock held by the Reporting Person. Each share of Series A Convertible Preferred Stock was convertible into 100 shares Common Stock. As a result, the 49,626 shares of Series A Convertible Preferred Stock converted into 4,962,600 shares of Common Stock. Read SEC document |
| October 26, 2020 Filed Oct 28, 2020 20:30 UTC | McAfee Corp. MCFE · Entity 11636 | SaleClass A Common Stock | 3,788,537 | $18.90 | $71,603,349.30 |
DisclosureSEC source: 0000899243-20-029507 · doc4.xml · nonDerivative · entry 1 Intel Americas, Inc. · CIK 0001829641 · Director · 10% owner INTEL CORP · CIK 0000050863 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,696,831 F1 · ownership.direct: Intel Americas, Inc. directly holds and beneficially owns 5,696,831 shares of Class A common stock ("Class A Shares") of McAfee Corp. (the "Issuer"). Intel Corporation may be deemed to beneficially own these securities due to its ownership of Intel Americas, Inc. Read SEC document |
| July 03, 2018 Filed Jul 25, 2018 21:43 UTC | Borqs Technologies, Inc. BRQS · Entity 8297 | OtherORDINARY SHARES | 217,524 | $10.40 | $2,262,249.60 |
DisclosureSEC source: 0000899243-18-020585 · doc4.xml · nonDerivative · entry 1 INTEL CORP · CIK 0000050863 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Through wholly-owned subsidiary Disclosed balance after: 4,410,280 F1 · security: On August 18, 2017, Borqs Technologies, Inc. (f/k/a Pacific Special Acquisition Corp.) (the "Issuer") issued 3,799,172 ordinary shares, no par value ("Ordinary Shares"), to Intel Capital Corporation ("Intel Capital"), a Delaware corporation and a wholly owned subsidiary of Intel, pursuant to terms of that certain Merger Agreement, dated December 27, 2016 and amended on May 10, 2017 and June 29, 2017 (as amended, the "Merger Agreement"), providing for the merger of the Issuer's wholly-owned subsidiary, PAAC Merger Subsidiary Limited with and into Borqs International Holding Corp ("Borqs International"), with Borqs International as the surviving entity and wholly-owned subsidiary of the Issuer. Pursuant to the Merger Agreement and an escrow agreement entered into in connection with the closing of the merger, the Issuer issued certain Ordinary Shares to an escrow agent to be held in an indemnity escrow account, and Intel Capital, F2 · security: (Continued from Footnote 1) under certain circumstances, may be entitled to receive up to a maximum of 166,997 additional Ordinary Shares upon release of the escrowed shares (the "Indemnification Provisions"). Such indemnity shares are included in the number of beneficially owned shares. The Merger Agreement and escrow agreement also provided Intel Capital the right to receive up to 416,803 additional Ordinary Shares if the Issuer's adjusted net income (as defined in the Merger Agreement) for the period between July 1, 2017 and June 30, 2017 was greater than $18,000,000 (the "Earnout Provisions"). On July 3, 2018, the Issuer determined that 217,524 Ordinary Shares were issuable to Intel Capital pursuant to the Earnout Provisions. Intel's right to receive Ordinary Shares pursuant to the Indemnification Provisions and the Earnout Provisions in accordance with the Merger Agreement became fixed and irrevocable on August 18, 2017, the effective date of the merger. F1 · date: On August 18, 2017, Borqs Technologies, Inc. (f/k/a Pacific Special Acquisition Corp.) (the "Issuer") issued 3,799,172 ordinary shares, no par value ("Ordinary Shares"), to Intel Capital Corporation ("Intel Capital"), a Delaware corporation and a wholly owned subsidiary of Intel, pursuant to terms of that certain Merger Agreement, dated December 27, 2016 and amended on May 10, 2017 and June 29, 2017 (as amended, the "Merger Agreement"), providing for the merger of the Issuer's wholly-owned subsidiary, PAAC Merger Subsidiary Limited with and into Borqs International Holding Corp ("Borqs International"), with Borqs International as the surviving entity and wholly-owned subsidiary of the Issuer. Pursuant to the Merger Agreement and an escrow agreement entered into in connection with the closing of the merger, the Issuer issued certain Ordinary Shares to an escrow agent to be held in an indemnity escrow account, and Intel Capital, F2 · date: (Continued from Footnote 1) under certain circumstances, may be entitled to receive up to a maximum of 166,997 additional Ordinary Shares upon release of the escrowed shares (the "Indemnification Provisions"). Such indemnity shares are included in the number of beneficially owned shares. The Merger Agreement and escrow agreement also provided Intel Capital the right to receive up to 416,803 additional Ordinary Shares if the Issuer's adjusted net income (as defined in the Merger Agreement) for the period between July 1, 2017 and June 30, 2017 was greater than $18,000,000 (the "Earnout Provisions"). On July 3, 2018, the Issuer determined that 217,524 Ordinary Shares were issuable to Intel Capital pursuant to the Earnout Provisions. Intel's right to receive Ordinary Shares pursuant to the Indemnification Provisions and the Earnout Provisions in accordance with the Merger Agreement became fixed and irrevocable on August 18, 2017, the effective date of the merger. F4 · date: This report is being filed within two business days of Intel Corporation being made aware on July 24, 2018 of the determination made by the Issuer with respect to the amount of Ordinary Shares issuable in accordance with the Earnout Provisions. F1 · kind: On August 18, 2017, Borqs Technologies, Inc. (f/k/a Pacific Special Acquisition Corp.) (the "Issuer") issued 3,799,172 ordinary shares, no par value ("Ordinary Shares"), to Intel Capital Corporation ("Intel Capital"), a Delaware corporation and a wholly owned subsidiary of Intel, pursuant to terms of that certain Merger Agreement, dated December 27, 2016 and amended on May 10, 2017 and June 29, 2017 (as amended, the "Merger Agreement"), providing for the merger of the Issuer's wholly-owned subsidiary, PAAC Merger Subsidiary Limited with and into Borqs International Holding Corp ("Borqs International"), with Borqs International as the surviving entity and wholly-owned subsidiary of the Issuer. Pursuant to the Merger Agreement and an escrow agreement entered into in connection with the closing of the merger, the Issuer issued certain Ordinary Shares to an escrow agent to be held in an indemnity escrow account, and Intel Capital, F2 · kind: (Continued from Footnote 1) under certain circumstances, may be entitled to receive up to a maximum of 166,997 additional Ordinary Shares upon release of the escrowed shares (the "Indemnification Provisions"). Such indemnity shares are included in the number of beneficially owned shares. The Merger Agreement and escrow agreement also provided Intel Capital the right to receive up to 416,803 additional Ordinary Shares if the Issuer's adjusted net income (as defined in the Merger Agreement) for the period between July 1, 2017 and June 30, 2017 was greater than $18,000,000 (the "Earnout Provisions"). On July 3, 2018, the Issuer determined that 217,524 Ordinary Shares were issuable to Intel Capital pursuant to the Earnout Provisions. Intel's right to receive Ordinary Shares pursuant to the Indemnification Provisions and the Earnout Provisions in accordance with the Merger Agreement became fixed and irrevocable on August 18, 2017, the effective date of the merger. F3 · price: The Merger Agreement provides for Ordinary Shares to be valued at $10.40 per Ordinary Share issuable pursuant to its terms, and no additional consideration was paid by Intel Capital for the Ordinary Shares issued pursuant to the Earnout Provisions. F5 · ownership.nature: The securities reported in Table I of this report are owned indirectly by Intel Corporation through Intel Capital. Read SEC document |
| January 10, 2018 Filed Jan 18, 2018 02:10 UTC | Borqs Technologies, Inc. BRQS · Entity 8297 | OtherORDINARY SHARES | 226,587 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-001247 · doc4.xml · nonDerivative · entry 1 INTEL CORP · CIK 0000050863 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Through wholly-owned subsidiary Disclosed balance after: 4,192,756 F1 · security: On August 18, 2017, pursuant to that certain Merger Agreement, dated December 27, 2016 and amended on May 10, 2017 and June 29, 2017 (as amended, the "Merger Agreement"), between Borqs Technologies, Inc. (the "Issuer") and, among other parties, Zhengqi International Holding Limited ("Sponsor"), Issuer's wholly-owned subsidiary, PAAC Merger Subsidiary Limited, merged with and into Borqs International Holding Corp ("Borqs International"), with Borqs International surviving such merger as the surviving entity and wholly-owned subsidiary of the Issuer. Pursuant to the Merger Agreement and an escrow agreement entered into in connection with the closing of the merger, the Issuer issued certain Ordinary Shares to an escrow agent to be held in an indemnity escrow account, including 1,278,776 Ordinary Shares to be held for the benefit of Sponsor. F2 · security: (Continued from Footnote 1)Pursuant to a Repurchase Agreement, dated January 10, 2018, between the Issuer and Sponsor, the parties agreed, among other things, that (i) 1,277,625 Ordinary Shares held in escrow for the benefit of Sponsor, would be distributed to the Issuer's remaining shareholders pro rata, with Intel Capital Corporation, a wholly owned subsidiary of Intel Corporation ("Intel Capital"), receiving 217,524 Ordinary Shares in such distribution and (ii) 51,151 Ordinary Shares held in escrow for the benefit of Sponsor would remain in escrow for the benefit of the Issuer's remaining shareholders, pro rata, with Intel Capital being entitled to receive 9,063 of such Ordinary Shares. F3 · date: This report is being filed within two business days of Intel Coporation being made aware of the transaction contemplated herein by the Issuer. F1 · kind: On August 18, 2017, pursuant to that certain Merger Agreement, dated December 27, 2016 and amended on May 10, 2017 and June 29, 2017 (as amended, the "Merger Agreement"), between Borqs Technologies, Inc. (the "Issuer") and, among other parties, Zhengqi International Holding Limited ("Sponsor"), Issuer's wholly-owned subsidiary, PAAC Merger Subsidiary Limited, merged with and into Borqs International Holding Corp ("Borqs International"), with Borqs International surviving such merger as the surviving entity and wholly-owned subsidiary of the Issuer. Pursuant to the Merger Agreement and an escrow agreement entered into in connection with the closing of the merger, the Issuer issued certain Ordinary Shares to an escrow agent to be held in an indemnity escrow account, including 1,278,776 Ordinary Shares to be held for the benefit of Sponsor. F2 · kind: (Continued from Footnote 1)Pursuant to a Repurchase Agreement, dated January 10, 2018, between the Issuer and Sponsor, the parties agreed, among other things, that (i) 1,277,625 Ordinary Shares held in escrow for the benefit of Sponsor, would be distributed to the Issuer's remaining shareholders pro rata, with Intel Capital Corporation, a wholly owned subsidiary of Intel Corporation ("Intel Capital"), receiving 217,524 Ordinary Shares in such distribution and (ii) 51,151 Ordinary Shares held in escrow for the benefit of Sponsor would remain in escrow for the benefit of the Issuer's remaining shareholders, pro rata, with Intel Capital being entitled to receive 9,063 of such Ordinary Shares. F1 · price: On August 18, 2017, pursuant to that certain Merger Agreement, dated December 27, 2016 and amended on May 10, 2017 and June 29, 2017 (as amended, the "Merger Agreement"), between Borqs Technologies, Inc. (the "Issuer") and, among other parties, Zhengqi International Holding Limited ("Sponsor"), Issuer's wholly-owned subsidiary, PAAC Merger Subsidiary Limited, merged with and into Borqs International Holding Corp ("Borqs International"), with Borqs International surviving such merger as the surviving entity and wholly-owned subsidiary of the Issuer. Pursuant to the Merger Agreement and an escrow agreement entered into in connection with the closing of the merger, the Issuer issued certain Ordinary Shares to an escrow agent to be held in an indemnity escrow account, including 1,278,776 Ordinary Shares to be held for the benefit of Sponsor. F2 · price: (Continued from Footnote 1)Pursuant to a Repurchase Agreement, dated January 10, 2018, between the Issuer and Sponsor, the parties agreed, among other things, that (i) 1,277,625 Ordinary Shares held in escrow for the benefit of Sponsor, would be distributed to the Issuer's remaining shareholders pro rata, with Intel Capital Corporation, a wholly owned subsidiary of Intel Corporation ("Intel Capital"), receiving 217,524 Ordinary Shares in such distribution and (ii) 51,151 Ordinary Shares held in escrow for the benefit of Sponsor would remain in escrow for the benefit of the Issuer's remaining shareholders, pro rata, with Intel Capital being entitled to receive 9,063 of such Ordinary Shares. F4 · ownership.nature: The securities reported in Table I of this report are owned indirectly by Intel Corporation through Intel Capital. Read SEC document |
| May 03, 2017 Filed May 5, 2017 01:42 UTC | Cloudera, Inc. CLDR · Entity 11702 | ConversionSeries F-1 Preferred Stock · Derivative | 11,994,668 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-011945 · doc4.xml · derivative · entry 8 INTEL CORP · CIK 0000050863 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,994,668 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Cloudera, Inc. ("Issuer") Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F-1 Preferred Stock was convertible by the Reporting Person into one share of Issuer Common Stock at any time, had no expiration date and automatically converted into one share of Issuer Common Stock immediately prior to the completion of the Issuer's initial public offering of Common Stock on May 3,2017. F1 · price: Each share of Cloudera, Inc. ("Issuer") Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F-1 Preferred Stock was convertible by the Reporting Person into one share of Issuer Common Stock at any time, had no expiration date and automatically converted into one share of Issuer Common Stock immediately prior to the completion of the Issuer's initial public offering of Common Stock on May 3,2017. F1 · derivative.exercise_date: Each share of Cloudera, Inc. ("Issuer") Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F-1 Preferred Stock was convertible by the Reporting Person into one share of Issuer Common Stock at any time, had no expiration date and automatically converted into one share of Issuer Common Stock immediately prior to the completion of the Issuer's initial public offering of Common Stock on May 3,2017. F1 · derivative.expiration_date: Each share of Cloudera, Inc. ("Issuer") Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F-1 Preferred Stock was convertible by the Reporting Person into one share of Issuer Common Stock at any time, had no expiration date and automatically converted into one share of Issuer Common Stock immediately prior to the completion of the Issuer's initial public offering of Common Stock on May 3,2017. Read SEC document |
| May 03, 2017 Filed May 5, 2017 01:42 UTC | Cloudera, Inc. CLDR · Entity 11702 | ConversionSeries E Preferred Stock · Derivative | 745,143 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-011945 · doc4.xml · derivative · entry 7 INTEL CORP · CIK 0000050863 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 745,143 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Cloudera, Inc. ("Issuer") Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F-1 Preferred Stock was convertible by the Reporting Person into one share of Issuer Common Stock at any time, had no expiration date and automatically converted into one share of Issuer Common Stock immediately prior to the completion of the Issuer's initial public offering of Common Stock on May 3,2017. F1 · price: Each share of Cloudera, Inc. ("Issuer") Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F-1 Preferred Stock was convertible by the Reporting Person into one share of Issuer Common Stock at any time, had no expiration date and automatically converted into one share of Issuer Common Stock immediately prior to the completion of the Issuer's initial public offering of Common Stock on May 3,2017. F1 · derivative.exercise_date: Each share of Cloudera, Inc. ("Issuer") Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F-1 Preferred Stock was convertible by the Reporting Person into one share of Issuer Common Stock at any time, had no expiration date and automatically converted into one share of Issuer Common Stock immediately prior to the completion of the Issuer's initial public offering of Common Stock on May 3,2017. F1 · derivative.expiration_date: Each share of Cloudera, Inc. ("Issuer") Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F-1 Preferred Stock was convertible by the Reporting Person into one share of Issuer Common Stock at any time, had no expiration date and automatically converted into one share of Issuer Common Stock immediately prior to the completion of the Issuer's initial public offering of Common Stock on May 3,2017. Read SEC document |
| May 03, 2017 Filed May 5, 2017 01:42 UTC | Cloudera, Inc. CLDR · Entity 11702 | ConversionSeries D Preferred Stock · Derivative | 928,693 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-011945 · doc4.xml · derivative · entry 6 INTEL CORP · CIK 0000050863 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 928,693 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Cloudera, Inc. ("Issuer") Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F-1 Preferred Stock was convertible by the Reporting Person into one share of Issuer Common Stock at any time, had no expiration date and automatically converted into one share of Issuer Common Stock immediately prior to the completion of the Issuer's initial public offering of Common Stock on May 3,2017. F1 · price: Each share of Cloudera, Inc. ("Issuer") Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F-1 Preferred Stock was convertible by the Reporting Person into one share of Issuer Common Stock at any time, had no expiration date and automatically converted into one share of Issuer Common Stock immediately prior to the completion of the Issuer's initial public offering of Common Stock on May 3,2017. F1 · derivative.exercise_date: Each share of Cloudera, Inc. ("Issuer") Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F-1 Preferred Stock was convertible by the Reporting Person into one share of Issuer Common Stock at any time, had no expiration date and automatically converted into one share of Issuer Common Stock immediately prior to the completion of the Issuer's initial public offering of Common Stock on May 3,2017. F1 · derivative.expiration_date: Each share of Cloudera, Inc. ("Issuer") Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F-1 Preferred Stock was convertible by the Reporting Person into one share of Issuer Common Stock at any time, had no expiration date and automatically converted into one share of Issuer Common Stock immediately prior to the completion of the Issuer's initial public offering of Common Stock on May 3,2017. Read SEC document |
| May 03, 2017 Filed May 5, 2017 01:42 UTC | Cloudera, Inc. CLDR · Entity 11702 | ConversionSeries C Preferred Stock · Derivative | 844,564 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-011945 · doc4.xml · derivative · entry 5 INTEL CORP · CIK 0000050863 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 844,564 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Cloudera, Inc. ("Issuer") Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F-1 Preferred Stock was convertible by the Reporting Person into one share of Issuer Common Stock at any time, had no expiration date and automatically converted into one share of Issuer Common Stock immediately prior to the completion of the Issuer's initial public offering of Common Stock on May 3,2017. F1 · price: Each share of Cloudera, Inc. ("Issuer") Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F-1 Preferred Stock was convertible by the Reporting Person into one share of Issuer Common Stock at any time, had no expiration date and automatically converted into one share of Issuer Common Stock immediately prior to the completion of the Issuer's initial public offering of Common Stock on May 3,2017. F1 · derivative.exercise_date: Each share of Cloudera, Inc. ("Issuer") Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F-1 Preferred Stock was convertible by the Reporting Person into one share of Issuer Common Stock at any time, had no expiration date and automatically converted into one share of Issuer Common Stock immediately prior to the completion of the Issuer's initial public offering of Common Stock on May 3,2017. F1 · derivative.expiration_date: Each share of Cloudera, Inc. ("Issuer") Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F-1 Preferred Stock was convertible by the Reporting Person into one share of Issuer Common Stock at any time, had no expiration date and automatically converted into one share of Issuer Common Stock immediately prior to the completion of the Issuer's initial public offering of Common Stock on May 3,2017. Read SEC document |
| May 03, 2017 Filed May 5, 2017 01:42 UTC | Cloudera, Inc. CLDR · Entity 11702 | ConversionSeries B Preferred Stock · Derivative | 3,043,433 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-011945 · doc4.xml · derivative · entry 4 INTEL CORP · CIK 0000050863 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,043,433 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Cloudera, Inc. ("Issuer") Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F-1 Preferred Stock was convertible by the Reporting Person into one share of Issuer Common Stock at any time, had no expiration date and automatically converted into one share of Issuer Common Stock immediately prior to the completion of the Issuer's initial public offering of Common Stock on May 3,2017. F1 · price: Each share of Cloudera, Inc. ("Issuer") Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F-1 Preferred Stock was convertible by the Reporting Person into one share of Issuer Common Stock at any time, had no expiration date and automatically converted into one share of Issuer Common Stock immediately prior to the completion of the Issuer's initial public offering of Common Stock on May 3,2017. F1 · derivative.exercise_date: Each share of Cloudera, Inc. ("Issuer") Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F-1 Preferred Stock was convertible by the Reporting Person into one share of Issuer Common Stock at any time, had no expiration date and automatically converted into one share of Issuer Common Stock immediately prior to the completion of the Issuer's initial public offering of Common Stock on May 3,2017. F1 · derivative.expiration_date: Each share of Cloudera, Inc. ("Issuer") Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F-1 Preferred Stock was convertible by the Reporting Person into one share of Issuer Common Stock at any time, had no expiration date and automatically converted into one share of Issuer Common Stock immediately prior to the completion of the Issuer's initial public offering of Common Stock on May 3,2017. Read SEC document |
| May 03, 2017 Filed May 5, 2017 01:42 UTC | Cloudera, Inc. CLDR · Entity 11702 | ConversionSeries A Preferred Stock · Derivative | 2,988,629 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-011945 · doc4.xml · derivative · entry 3 INTEL CORP · CIK 0000050863 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,988,629 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Cloudera, Inc. ("Issuer") Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F-1 Preferred Stock was convertible by the Reporting Person into one share of Issuer Common Stock at any time, had no expiration date and automatically converted into one share of Issuer Common Stock immediately prior to the completion of the Issuer's initial public offering of Common Stock on May 3,2017. F1 · price: Each share of Cloudera, Inc. ("Issuer") Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F-1 Preferred Stock was convertible by the Reporting Person into one share of Issuer Common Stock at any time, had no expiration date and automatically converted into one share of Issuer Common Stock immediately prior to the completion of the Issuer's initial public offering of Common Stock on May 3,2017. F1 · derivative.exercise_date: Each share of Cloudera, Inc. ("Issuer") Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F-1 Preferred Stock was convertible by the Reporting Person into one share of Issuer Common Stock at any time, had no expiration date and automatically converted into one share of Issuer Common Stock immediately prior to the completion of the Issuer's initial public offering of Common Stock on May 3,2017. F1 · derivative.expiration_date: Each share of Cloudera, Inc. ("Issuer") Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F-1 Preferred Stock was convertible by the Reporting Person into one share of Issuer Common Stock at any time, had no expiration date and automatically converted into one share of Issuer Common Stock immediately prior to the completion of the Issuer's initial public offering of Common Stock on May 3,2017. Read SEC document |
| May 03, 2017 Filed May 5, 2017 01:42 UTC | Cloudera, Inc. CLDR · Entity 11702 | PurchaseCommon Stock | 1,200,000 | $15.00 | $18,000,000.00 |
DisclosureSEC source: 0000899243-17-011945 · doc4.xml · nonDerivative · entry 2 INTEL CORP · CIK 0000050863 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,065,827 Read SEC document |
| May 03, 2017 Filed May 5, 2017 01:42 UTC | Cloudera, Inc. CLDR · Entity 11702 | ConversionCommon Stock | 20,545,130 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-011945 · doc4.xml · nonDerivative · entry 1 INTEL CORP · CIK 0000050863 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,865,827 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each share of Cloudera, Inc. ("Issuer") Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F-1 Preferred Stock was convertible by the Reporting Person into one share of Issuer Common Stock at any time, had no expiration date and automatically converted into one share of Issuer Common Stock immediately prior to the completion of the Issuer's initial public offering of Common Stock on May 3,2017. F1 · price: Each share of Cloudera, Inc. ("Issuer") Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F-1 Preferred Stock was convertible by the Reporting Person into one share of Issuer Common Stock at any time, had no expiration date and automatically converted into one share of Issuer Common Stock immediately prior to the completion of the Issuer's initial public offering of Common Stock on May 3,2017. Read SEC document |
| July 09, 2013 Filed Jul 10, 2013 19:54 UTC | Clearwire Corp /DE CLWR · Entity 12691 | ConversionClass B Common Interests of Clearwire Communications LLC · Derivative | 65,644,812 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-13-027843 · doc1.xml · derivative · entry 4 INTEL CORP · CIK 0000050863 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 65,644,812 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Class B Common Stock, together with one Clearwire Communications Class B Common Interest, is exchangeable at any time, subject to certain limited exceptions, at the option of the holder, into one fully paid and nonassessable share of Class A Common Stock of the Issuer, and has no expiration date. F1 · shares: Shares of Class B Common Stock of Clearwire Corporation (the "Issuer") (together with Class B Common Interests in Clearwire Communications, LLC, a subsidiary of the Issuer ("Clearwire LLC")) were exchanged by Intel Capital Wireless Investment Corporation 2008A ("Intel Entity A"), a wholly owned subsidiary of the Reporting Person, for no additional consideration, into shares of Class A Common Stock of the Issuer pursuant to into an Irrevocable Exchange Agreement entered into in connection with the Agreement and Plan of Merger (the "Merger Agreement"), dated December 17, 2012, among the Issuer, Sprint-Nextel Corporation ("Sprint"), Collie Acquisition Corp., a Delaware corporation and a wholly owned subsidiary of Sprint ("Merger Sub"). The exchange was effective immediately prior to the effective time of the consummation of the merger under the Merger Agreement. F6 · price: For additional information regarding the acquisition of the Class B Common Stock of the Issuer and the Class B Common Interests of Clearwire LLC, see the Form 4s filed by the Reporting Person on December 2, 2008 and November 12, 2009, and the Schedule 13D filed by the Reporting Person on May 19, 2008, as amended to date. F5 · derivative.exercise_date: Each share of Class B Common Stock, together with one Clearwire Communications Class B Common Interest, is exchangeable at any time, subject to certain limited exceptions, at the option of the holder, into one fully paid and nonassessable share of Class A Common Stock of the Issuer, and has no expiration date. F5 · derivative.expiration_date: Each share of Class B Common Stock, together with one Clearwire Communications Class B Common Interest, is exchangeable at any time, subject to certain limited exceptions, at the option of the holder, into one fully paid and nonassessable share of Class A Common Stock of the Issuer, and has no expiration date. F7 · ownership.nature: The securities reported in Table II of this report were owned indirectly by the Reporting Person through Intel Entity A. Read SEC document |
| July 09, 2013 Filed Jul 10, 2013 19:54 UTC | Clearwire Corp /DE CLWR · Entity 12691 | ConversionClass B Common Stock, par value $0.0001 per share · Derivative | 65,644,812 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-13-027843 · doc1.xml · derivative · entry 3 INTEL CORP · CIK 0000050863 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 65,644,812 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Class B Common Stock, together with one Clearwire Communications Class B Common Interest, is exchangeable at any time, subject to certain limited exceptions, at the option of the holder, into one fully paid and nonassessable share of Class A Common Stock of the Issuer, and has no expiration date. F1 · shares: Shares of Class B Common Stock of Clearwire Corporation (the "Issuer") (together with Class B Common Interests in Clearwire Communications, LLC, a subsidiary of the Issuer ("Clearwire LLC")) were exchanged by Intel Capital Wireless Investment Corporation 2008A ("Intel Entity A"), a wholly owned subsidiary of the Reporting Person, for no additional consideration, into shares of Class A Common Stock of the Issuer pursuant to into an Irrevocable Exchange Agreement entered into in connection with the Agreement and Plan of Merger (the "Merger Agreement"), dated December 17, 2012, among the Issuer, Sprint-Nextel Corporation ("Sprint"), Collie Acquisition Corp., a Delaware corporation and a wholly owned subsidiary of Sprint ("Merger Sub"). The exchange was effective immediately prior to the effective time of the consummation of the merger under the Merger Agreement. F6 · price: For additional information regarding the acquisition of the Class B Common Stock of the Issuer and the Class B Common Interests of Clearwire LLC, see the Form 4s filed by the Reporting Person on December 2, 2008 and November 12, 2009, and the Schedule 13D filed by the Reporting Person on May 19, 2008, as amended to date. F5 · derivative.exercise_date: Each share of Class B Common Stock, together with one Clearwire Communications Class B Common Interest, is exchangeable at any time, subject to certain limited exceptions, at the option of the holder, into one fully paid and nonassessable share of Class A Common Stock of the Issuer, and has no expiration date. F5 · derivative.expiration_date: Each share of Class B Common Stock, together with one Clearwire Communications Class B Common Interest, is exchangeable at any time, subject to certain limited exceptions, at the option of the holder, into one fully paid and nonassessable share of Class A Common Stock of the Issuer, and has no expiration date. F7 · ownership.nature: The securities reported in Table II of this report were owned indirectly by the Reporting Person through Intel Entity A. Read SEC document |
| July 09, 2013 Filed Jul 10, 2013 19:54 UTC | Clearwire Corp /DE CLWR · Entity 12691 | OtherClass A Common Stock, par value $0.0001 per share | 94,076,878 | $5.00 | $470,384,390.00 |
DisclosureSEC source: 0001140361-13-027843 · doc1.xml · nonDerivative · entry 2 INTEL CORP · CIK 0000050863 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F2 · kind: Pursuant to the terms of the Merger Agreement, upon consummation of the merger, Merger Sub merged with and into the Issuer, with the Issuer surviving the merger as a wholly owned subsidiary of Sprint, and each outstanding share of Class A Common Stock (other than any shares owned by Sprint, SoftBank Corp. or any of their respective subsidiaries) were cancelled and converted automatically into the right to receive $5.00 per share in cash, without interest. F2 · shares: Pursuant to the terms of the Merger Agreement, upon consummation of the merger, Merger Sub merged with and into the Issuer, with the Issuer surviving the merger as a wholly owned subsidiary of Sprint, and each outstanding share of Class A Common Stock (other than any shares owned by Sprint, SoftBank Corp. or any of their respective subsidiaries) were cancelled and converted automatically into the right to receive $5.00 per share in cash, without interest. F4 · ownership.nature: The Class A Common Stock was beneficially owned (as of immediately prior to the merger) by the Reporting Person through Intel Capital Corporation, a Delaware corporation wholly-owned by the Reporting Person, Intel Capital (Cayman) Corporation, a Cayman Islands company wholly-owned by the Reporting Person, and Intel Entity A. Read SEC document |
| July 09, 2013 Filed Jul 10, 2013 19:54 UTC | Clearwire Corp /DE CLWR · Entity 12691 | ConversionClass A Common Stock, par value $0.0001 per share | 65,644,812 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-13-027843 · doc1.xml · nonDerivative · entry 1 INTEL CORP · CIK 0000050863 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 94,076,878 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Shares of Class B Common Stock of Clearwire Corporation (the "Issuer") (together with Class B Common Interests in Clearwire Communications, LLC, a subsidiary of the Issuer ("Clearwire LLC")) were exchanged by Intel Capital Wireless Investment Corporation 2008A ("Intel Entity A"), a wholly owned subsidiary of the Reporting Person, for no additional consideration, into shares of Class A Common Stock of the Issuer pursuant to into an Irrevocable Exchange Agreement entered into in connection with the Agreement and Plan of Merger (the "Merger Agreement"), dated December 17, 2012, among the Issuer, Sprint-Nextel Corporation ("Sprint"), Collie Acquisition Corp., a Delaware corporation and a wholly owned subsidiary of Sprint ("Merger Sub"). The exchange was effective immediately prior to the effective time of the consummation of the merger under the Merger Agreement. F1 · shares: Shares of Class B Common Stock of Clearwire Corporation (the "Issuer") (together with Class B Common Interests in Clearwire Communications, LLC, a subsidiary of the Issuer ("Clearwire LLC")) were exchanged by Intel Capital Wireless Investment Corporation 2008A ("Intel Entity A"), a wholly owned subsidiary of the Reporting Person, for no additional consideration, into shares of Class A Common Stock of the Issuer pursuant to into an Irrevocable Exchange Agreement entered into in connection with the Agreement and Plan of Merger (the "Merger Agreement"), dated December 17, 2012, among the Issuer, Sprint-Nextel Corporation ("Sprint"), Collie Acquisition Corp., a Delaware corporation and a wholly owned subsidiary of Sprint ("Merger Sub"). The exchange was effective immediately prior to the effective time of the consummation of the merger under the Merger Agreement. F1 · price: Shares of Class B Common Stock of Clearwire Corporation (the "Issuer") (together with Class B Common Interests in Clearwire Communications, LLC, a subsidiary of the Issuer ("Clearwire LLC")) were exchanged by Intel Capital Wireless Investment Corporation 2008A ("Intel Entity A"), a wholly owned subsidiary of the Reporting Person, for no additional consideration, into shares of Class A Common Stock of the Issuer pursuant to into an Irrevocable Exchange Agreement entered into in connection with the Agreement and Plan of Merger (the "Merger Agreement"), dated December 17, 2012, among the Issuer, Sprint-Nextel Corporation ("Sprint"), Collie Acquisition Corp., a Delaware corporation and a wholly owned subsidiary of Sprint ("Merger Sub"). The exchange was effective immediately prior to the effective time of the consummation of the merger under the Merger Agreement. F3 · balance_after: The securities reported in Table I of this report were owned indirectly by the Reporting Person. Certain wholly owned subsidiaries of the Reporting Person previously entered into an Equityholders' Agreement dated as of November 28, 2008 (the "Equityholders' Agreement") with the Issuer and the other parties thereto (collectively, the "Unaffiliated Stockholders"). By virtue of the Equityholders' Agreement, the Reporting Person and the Unaffiliated Stockholders may be deemed as of the date of this report to be members of a group under Section 13(d) of the Securities Exchange Act of 1934, as amended. The number of securities of the Issuer and Clearwire LLC, beneficially owned by the Reporting Person as reported herein does not include the holdings of any Unaffiliated Stockholders. The Reporting Person does not have any "pecuniary interest" in the securities of the Issuer or any of its subsidiaries owned by the Unaffiliated Stockholders. F4 · ownership.nature: The Class A Common Stock was beneficially owned (as of immediately prior to the merger) by the Reporting Person through Intel Capital Corporation, a Delaware corporation wholly-owned by the Reporting Person, Intel Capital (Cayman) Corporation, a Cayman Islands company wholly-owned by the Reporting Person, and Intel Entity A. Read SEC document |
| February 15, 2012 Filed Feb 17, 2012 20:16 UTC | Synacor, Inc. SYNC · Entity 12934 | ConversionSeries C Preferred Stock · Derivative | 298,857 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-12-009915 · rrd334579.xml · derivative · entry 9 INTEL CORP · CIK 0000050863 · 10% owner INTEL CAPITAL (CAYMAN) CORP · CIK 0001165733 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 298,857 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The Series C Preferred Stock converted into shares of common stock of the Issuer on a 1.5 for 1 basis and had no expiration date. F1 · price: The Series A Preferred Stock converted into shares of common stock of the Issuer on a 1.5 for 1 basis and had no expiration date. F4 · derivative.expiration_date: The Series C Preferred Stock converted into shares of common stock of the Issuer on a 1.5 for 1 basis and had no expiration date. F2 · ownership.nature: Owned directly by Intel Capital (Cayman) Corporation, a wholly-owned subsidiary of the Reporting Person. Read SEC document |
| February 15, 2012 Filed Feb 17, 2012 20:16 UTC | Synacor, Inc. SYNC · Entity 12934 | ConversionSeries B Preferred Stock · Derivative | 506,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-12-009915 · rrd334579.xml · derivative · entry 8 INTEL CORP · CIK 0000050863 · 10% owner INTEL CAPITAL (CAYMAN) CORP · CIK 0001165733 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 506,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Series B Preferred Stock converted into shares of common stock of the Issuer on a 1.5 for 1 basis and had no expiration date. F1 · price: The Series A Preferred Stock converted into shares of common stock of the Issuer on a 1.5 for 1 basis and had no expiration date. F3 · derivative.expiration_date: The Series B Preferred Stock converted into shares of common stock of the Issuer on a 1.5 for 1 basis and had no expiration date. F2 · ownership.nature: Owned directly by Intel Capital (Cayman) Corporation, a wholly-owned subsidiary of the Reporting Person. Read SEC document |
| February 15, 2012 Filed Feb 17, 2012 20:16 UTC | Synacor, Inc. SYNC · Entity 12934 | ConversionSeries A Preferred Stock · Derivative | 641,025 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-12-009915 · rrd334579.xml · derivative · entry 7 INTEL CORP · CIK 0000050863 · 10% owner INTEL CAPITAL (CAYMAN) CORP · CIK 0001165733 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 641,025 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series A Preferred Stock converted into shares of common stock of the Issuer on a 1.5 for 1 basis and had no expiration date. F1 · price: The Series A Preferred Stock converted into shares of common stock of the Issuer on a 1.5 for 1 basis and had no expiration date. F1 · derivative.expiration_date: The Series A Preferred Stock converted into shares of common stock of the Issuer on a 1.5 for 1 basis and had no expiration date. F2 · ownership.nature: Owned directly by Intel Capital (Cayman) Corporation, a wholly-owned subsidiary of the Reporting Person. Read SEC document |
| February 15, 2012 Filed Feb 17, 2012 20:16 UTC | Synacor, Inc. SYNC · Entity 12934 | ConversionSeries A Preferred Stock · Derivative | 641,025 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-12-009915 · rrd334579.xml · derivative · entry 6 INTEL CORP · CIK 0000050863 · 10% owner INTEL CAPITAL (CAYMAN) CORP · CIK 0001165733 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 641,025 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series A Preferred Stock converted into shares of common stock of the Issuer on a 1.5 for 1 basis and had no expiration date. F1 · price: The Series A Preferred Stock converted into shares of common stock of the Issuer on a 1.5 for 1 basis and had no expiration date. F1 · derivative.expiration_date: The Series A Preferred Stock converted into shares of common stock of the Issuer on a 1.5 for 1 basis and had no expiration date. F2 · ownership.nature: Owned directly by Intel Capital (Cayman) Corporation, a wholly-owned subsidiary of the Reporting Person. Read SEC document |
| February 15, 2012 Filed Feb 17, 2012 20:16 UTC | Synacor, Inc. SYNC · Entity 12934 | SaleCommon Stock | 104,000 | $5.00 | $520,000.00 |
DisclosureSEC source: 0001181431-12-009915 · rrd334579.xml · nonDerivative · entry 5 INTEL CORP · CIK 0000050863 · 10% owner INTEL CAPITAL (CAYMAN) CORP · CIK 0001165733 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,983,157 F2 · ownership.nature: Owned directly by Intel Capital (Cayman) Corporation, a wholly-owned subsidiary of the Reporting Person. Read SEC document |
| February 15, 2012 Filed Feb 17, 2012 20:16 UTC | Synacor, Inc. SYNC · Entity 12934 | ConversionCommon Stock | 298,857 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-12-009915 · rrd334579.xml · nonDerivative · entry 4 INTEL CORP · CIK 0000050863 · 10% owner INTEL CAPITAL (CAYMAN) CORP · CIK 0001165733 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,087,157 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: The Series C Preferred Stock converted into shares of common stock of the Issuer on a 1.5 for 1 basis and had no expiration date. F2 · ownership.nature: Owned directly by Intel Capital (Cayman) Corporation, a wholly-owned subsidiary of the Reporting Person. Read SEC document |
| February 15, 2012 Filed Feb 17, 2012 20:16 UTC | Synacor, Inc. SYNC · Entity 12934 | ConversionCommon Stock | 506,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-12-009915 · rrd334579.xml · nonDerivative · entry 3 INTEL CORP · CIK 0000050863 · 10% owner INTEL CAPITAL (CAYMAN) CORP · CIK 0001165733 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,788,300 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: The Series B Preferred Stock converted into shares of common stock of the Issuer on a 1.5 for 1 basis and had no expiration date. F2 · ownership.nature: Owned directly by Intel Capital (Cayman) Corporation, a wholly-owned subsidiary of the Reporting Person. Read SEC document |
| February 15, 2012 Filed Feb 17, 2012 20:16 UTC | Synacor, Inc. SYNC · Entity 12934 | ConversionCommon Stock | 641,025 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-12-009915 · rrd334579.xml · nonDerivative · entry 2 INTEL CORP · CIK 0000050863 · 10% owner INTEL CAPITAL (CAYMAN) CORP · CIK 0001165733 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,282,050 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Series A Preferred Stock converted into shares of common stock of the Issuer on a 1.5 for 1 basis and had no expiration date. F2 · ownership.nature: Owned directly by Intel Capital (Cayman) Corporation, a wholly-owned subsidiary of the Reporting Person. Read SEC document |
| February 15, 2012 Filed Feb 17, 2012 20:16 UTC | Synacor, Inc. SYNC · Entity 12934 | ConversionCommon Stock | 641,025 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-12-009915 · rrd334579.xml · nonDerivative · entry 1 INTEL CORP · CIK 0000050863 · 10% owner INTEL CAPITAL (CAYMAN) CORP · CIK 0001165733 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 641,025 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Series A Preferred Stock converted into shares of common stock of the Issuer on a 1.5 for 1 basis and had no expiration date. F2 · ownership.nature: Owned directly by Intel Capital (Cayman) Corporation, a wholly-owned subsidiary of the Reporting Person. Read SEC document |
| June 10, 2011 Filed Jun 13, 2011 20:44 UTC | Clearwire Corp /DE CLWR · Entity 12691 | SaleClass A Common Stock, par value $0.0001 per share | 708,300 | $4.00 | $2,833,200.00 |
DisclosureSEC source: 0001140361-11-032660 · doc1.xml · nonDerivative · entry 1 INTEL CORP · CIK 0000050863 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · see footnote Disclosed balance after: 28,432,066 F1 · shares: Reporting Person previously filed that certain Amendment No. 6 to Schedule 13D on May 11, 2011 that it had determined to sell, through its wholly owned subsidiary, Intel Capital, up to 10,000,000 shares of Class A Common Stock of Clearwire Corporation in public open market transactions on the NASDAQ Global Select Market. The sales reported herein are part of that previously reported plan. F3 · shares: Reporting Person undertakes to provide upon request to the Commission Staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold and the prices at which each sale was effected. F2 · price: The price reported above in Table I, Column 4 is the weighted average sale price. Sales were completed in public open market transactions at various prices ranging from $3.95 to $4.06. F3 · price: Reporting Person undertakes to provide upon request to the Commission Staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold and the prices at which each sale was effected. F4 · balance_after: The securities reported in Table I of this report are owned indirectly by Intel Corporation ("Intel"). Certain wholly owned subsidiaries of Intel previously entered into an Equityholders' Agreement dated as of November 28, 2008 (the "Equityholders' Agreement") with Clearwire Corporation (the "Issuer") and the other parties thereto (collectively, the "Unaffiliated Stockholders"). By virtue of the Equityholders' Agreement, Intel and the Unaffiliated Stockholders may be deemed as of the date of this report to be members of a group under Section 13(d) of the Securities Exchange Act of 1934, as amended. The number of securities of the Issuer and Clearwire Communications, LLC, a subsidiary of the Issuer ("Clearwire LLC"), beneficially owned by Intel as reported herein does not include the holdings of any Unaffiliated Stockholders. Intel does not have any "pecuniary interest" in the securities of the Issuer or any of its subsidiaries owned by the Unaffiliated Stockholders. F5 · ownership.nature: The Class A Common Stock is beneficially owned by the Reporting Person through Intel Capital Corporation, a Delaware corporation wholly-owned by the Reporting Person, and Intel Capital (Cayman) Corporation, a Cayman Islands company wholly-owned by the Reporting Person. Read SEC document |
| June 01, 2011 Filed Jun 1, 2011 21:30 UTC | Clearwire Corp /DE CLWR · Entity 12691 | SaleClass A Common Stock, par value $0.0001 per share | 210,000 | $4.60 | $966,000.00 |
DisclosureSEC source: 0001140361-11-030829 · doc1.xml · nonDerivative · entry 3 INTEL CORP · CIK 0000050863 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · see footnote Disclosed balance after: 29,140,366 F1 · shares: Reporting Person previously filed that certain Amendment No. 6 to Schedule 13D on May 11, 2011 that it had determined to sell, through its wholly owned subsidiary, Intel Capital, up to 10,000,000 shares of Class A Common Stock of Clearwire Corporation in public open market transactions on the NASDAQ Global Select Market. The sales reported herein are part of that previously reported plan. F5 · shares: Reporting Person undertakes to provide upon request to the Commission Staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold and the prices at which each sale was effected. F4 · price: The price reported above in Table I, Column 4 is the weighted average sale price. Sales were completed in public open market transactions at various prices ranging from $4.50 to $4.62. F5 · price: Reporting Person undertakes to provide upon request to the Commission Staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold and the prices at which each sale was effected. F6 · balance_after: The securities reported in Table I of this report are owned indirectly by Intel Corporation ("Intel"). Certain wholly owned subsidiaries of Intel previously entered into an Equityholders' Agreement dated as of November 28, 2008 (the "Equityholders' Agreement") with Clearwire Corporation (the "Issuer") and the other parties thereto (collectively, the "Unaffiliated Stockholders"). By virtue of the Equityholders' Agreement, Intel and the Unaffiliated Stockholders may be deemed as of the date of this report to be members of a group under Section 13(d) of the Securities Exchange Act of 1934, as amended. The number of securities of the Issuer and Clearwire Communications, LLC, a subsidiary of the Issuer ("Clearwire LLC"), beneficially owned by Intel as reported herein does not include the holdings of any Unaffiliated Stockholders. Intel does not have any "pecuniary interest" in the securities of the Issuer or any of its subsidiaries owned by the Unaffiliated Stockholders. F7 · ownership.nature: The Class A Common Stock is beneficially owned by the Reporting Person through Intel Capital Corporation, a Delaware corporation wholly-owned by the Reporting Person, and Intel Capital (Cayman) Corporation, a Cayman Islands company wholly-owned by the Reporting Person. Read SEC document |
| May 31, 2011 Filed Jun 1, 2011 21:30 UTC | Clearwire Corp /DE CLWR · Entity 12691 | SaleClass A Common Stock, par value $0.0001 per share | 360,000 | $4.58 | $1,648,800.00 |
DisclosureSEC source: 0001140361-11-030829 · doc1.xml · nonDerivative · entry 2 INTEL CORP · CIK 0000050863 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · see footnote Disclosed balance after: 29,350,366 F1 · shares: Reporting Person previously filed that certain Amendment No. 6 to Schedule 13D on May 11, 2011 that it had determined to sell, through its wholly owned subsidiary, Intel Capital, up to 10,000,000 shares of Class A Common Stock of Clearwire Corporation in public open market transactions on the NASDAQ Global Select Market. The sales reported herein are part of that previously reported plan. F5 · shares: Reporting Person undertakes to provide upon request to the Commission Staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold and the prices at which each sale was effected. F3 · price: The price reported above in Table I, Column 4 is the weighted average sale price. Sales were completed in public open market transactions at various prices ranging from $4.55 to $4.62. F5 · price: Reporting Person undertakes to provide upon request to the Commission Staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold and the prices at which each sale was effected. F6 · balance_after: The securities reported in Table I of this report are owned indirectly by Intel Corporation ("Intel"). Certain wholly owned subsidiaries of Intel previously entered into an Equityholders' Agreement dated as of November 28, 2008 (the "Equityholders' Agreement") with Clearwire Corporation (the "Issuer") and the other parties thereto (collectively, the "Unaffiliated Stockholders"). By virtue of the Equityholders' Agreement, Intel and the Unaffiliated Stockholders may be deemed as of the date of this report to be members of a group under Section 13(d) of the Securities Exchange Act of 1934, as amended. The number of securities of the Issuer and Clearwire Communications, LLC, a subsidiary of the Issuer ("Clearwire LLC"), beneficially owned by Intel as reported herein does not include the holdings of any Unaffiliated Stockholders. Intel does not have any "pecuniary interest" in the securities of the Issuer or any of its subsidiaries owned by the Unaffiliated Stockholders. F7 · ownership.nature: The Class A Common Stock is beneficially owned by the Reporting Person through Intel Capital Corporation, a Delaware corporation wholly-owned by the Reporting Person, and Intel Capital (Cayman) Corporation, a Cayman Islands company wholly-owned by the Reporting Person. Read SEC document |
| May 27, 2011 Filed Jun 1, 2011 21:30 UTC | Clearwire Corp /DE CLWR · Entity 12691 | SaleClass A Common Stock, par value $0.0001 per share | 536,300 | $4.57 | $2,450,891.00 |
DisclosureSEC source: 0001140361-11-030829 · doc1.xml · nonDerivative · entry 1 INTEL CORP · CIK 0000050863 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · see footnote Disclosed balance after: 29,710,366 F1 · shares: Reporting Person previously filed that certain Amendment No. 6 to Schedule 13D on May 11, 2011 that it had determined to sell, through its wholly owned subsidiary, Intel Capital, up to 10,000,000 shares of Class A Common Stock of Clearwire Corporation in public open market transactions on the NASDAQ Global Select Market. The sales reported herein are part of that previously reported plan. F5 · shares: Reporting Person undertakes to provide upon request to the Commission Staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold and the prices at which each sale was effected. F2 · price: The price reported above in Table I, Column 4 is the weighted average sale price. Sales were completed in public open market transactions at various prices ranging from $4.53 to $4.62. F5 · price: Reporting Person undertakes to provide upon request to the Commission Staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold and the prices at which each sale was effected. F6 · balance_after: The securities reported in Table I of this report are owned indirectly by Intel Corporation ("Intel"). Certain wholly owned subsidiaries of Intel previously entered into an Equityholders' Agreement dated as of November 28, 2008 (the "Equityholders' Agreement") with Clearwire Corporation (the "Issuer") and the other parties thereto (collectively, the "Unaffiliated Stockholders"). By virtue of the Equityholders' Agreement, Intel and the Unaffiliated Stockholders may be deemed as of the date of this report to be members of a group under Section 13(d) of the Securities Exchange Act of 1934, as amended. The number of securities of the Issuer and Clearwire Communications, LLC, a subsidiary of the Issuer ("Clearwire LLC"), beneficially owned by Intel as reported herein does not include the holdings of any Unaffiliated Stockholders. Intel does not have any "pecuniary interest" in the securities of the Issuer or any of its subsidiaries owned by the Unaffiliated Stockholders. F7 · ownership.nature: The Class A Common Stock is beneficially owned by the Reporting Person through Intel Capital Corporation, a Delaware corporation wholly-owned by the Reporting Person, and Intel Capital (Cayman) Corporation, a Cayman Islands company wholly-owned by the Reporting Person. Read SEC document |
| May 26, 2011 Filed May 26, 2011 21:08 UTC | Clearwire Corp /DE CLWR · Entity 12691 | SaleClass A Common Stock, par value $0.0001 per share | 230,000 | $4.51 | $1,037,300.00 |
DisclosureSEC source: 0001140361-11-030088 · doc1.xml · nonDerivative · entry 3 INTEL CORP · CIK 0000050863 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · see footnote Disclosed balance after: 30,246,666 F1 · shares: Reporting Person previously filed that certain Amendment No. 6 to Schedule 13D on May 11, 2011 that it had determined to sell, through its wholly owned subsidiary, Intel Capital, up to 10,000,000 shares of Class A Common Stock of Clearwire Corporation in public open market transactions on the NASDAQ Global Select Market. The sales reported herein are part of that previously reported plan. F5 · shares: Reporting Person undertakes to provide upon request to the Commission Staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold and the prices at which each sale was effected. F4 · price: The price reported above in Table I, Column 4 is the weighted average sale price. Sales were completed in public open market transactions at various prices ranging from $4.50 to $4.555. F5 · price: Reporting Person undertakes to provide upon request to the Commission Staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold and the prices at which each sale was effected. F6 · balance_after: The securities reported in Table I of this report are owned indirectly by Intel Corporation ("Intel"). Certain wholly owned subsidiaries of Intel previously entered into an Equityholders' Agreement dated as of November 28, 2008 (the "Equityholders' Agreement") with Clearwire Corporation (the "Issuer") and the other parties thereto (collectively, the "Unaffiliated Stockholders"). By virtue of the Equityholders' Agreement, Intel and the Unaffiliated Stockholders may be deemed as of the date of this report to be members of a group under Section 13(d) of the Securities Exchange Act of 1934, as amended. The number of securities of the Issuer and Clearwire Communications, LLC, a subsidiary of the Issuer ("Clearwire LLC"), beneficially owned by Intel as reported herein does not include the holdings of any Unaffiliated Stockholders. Intel does not have any "pecuniary interest" in the securities of the Issuer or any of its subsidiaries owned by the Unaffiliated Stockholders. F7 · ownership.nature: The Class A Common Stock is beneficially owned by the Reporting Person through Intel Capital Corporation, a Delaware corporation wholly-owned by the Reporting Person, and Intel Capital (Cayman) Corporation, a Cayman Islands company wholly-owned by the Reporting Person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.