TapewireFind a company

person · Reporting owner

Kauffman Wayne S III

Disclosed activity across 1 company

Tapewire entity
27874
SEC CIK
0001781121

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Gentherm IncTHRM · Entity 4845SVP and General CounselJuly 29, 2026July 30, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Gentherm Inc

Report date July 29, 2026 · Filed July 30, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect27,421 Reported balance After 2026-07-29 transaction · row 1
1 source row

Row 1 · 2026-07-29 · Sale · Disposed 4,700 · Balance 27,421

F1: The price represents the weighted average price of the multiple transactions reported on this line. The shares were sold at prices ranging from $43.150 to $43.43. Upon request by the SEC staff, the issuer or any securityholder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Filing footnotes · ownership attribution and instrument terms

F1: The price represents the weighted average price of the multiple transactions reported on this line. The shares were sold at prices ranging from $43.150 to $43.43. Upon request by the SEC staff, the issuer or any securityholder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 29, 2026 Filed Jul 30, 2026 20:13 UTC Gentherm Inc THRM · Entity 4845 SaleCommon Stock 4,700 $43.21 $203,087.00
Disclosure

SEC source: 0001193125-26-326146 · ownership.xml · nonDerivative · entry 1

Kauffman Wayne S III · CIK 0001781121 · SVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,421

F1 · price: The price represents the weighted average price of the multiple transactions reported on this line. The shares were sold at prices ranging from $43.150 to $43.43. Upon request by the SEC staff, the issuer or any securityholder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
March 23, 2026 Filed Mar 26, 2026 01:05 UTC Gentherm Inc THRM · Entity 4845 Tax withholdingCommon Stock 925 $28.64 $26,492.00
Disclosure

SEC source: 0001193125-26-124677 · ownership.xml · nonDerivative · entry 2

Kauffman Wayne S III · CIK 0001781121 · SVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,121

Read SEC document
March 23, 2026 Filed Mar 26, 2026 01:05 UTC Gentherm Inc THRM · Entity 4845 GrantCommon Stock 2,121 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-124677 · ownership.xml · nonDerivative · entry 1

Kauffman Wayne S III · CIK 0001781121 · SVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,046

F1 · shares: On March 14, 2023, the Reporting Person was granted performance-based restricted stock units (PSUs) under the 2013 Equity Incentive Plan. A portion of such PSUs are earned at 0% - 200% of the target grant award based on the Issuer's three-year cumulative adjusted EBITDA measured in 2025 (Adjusted EBITDA PSUs), and a portion of such PSUs are earned at 0% - 200% of the target grant award based on the Issuer's return on invested capital measured in 2025 (ROIC PSUs). The PSUs vest on the later of the date the Compensation and Talent Committee determines that the PSUs are earned and the third anniversary of the grant date. On March 14, 2026, the vesting period lapsed, and on March 23, 2026, the Compensation and Talent Committee determined that the Adjusted EBITDA PSUs were earned at 69.15% of the target performance level, and the ROIC PSUs were earned at 63.44% of the target performance level, which reflects a total payout of 40.35% of the PSUs granted on March 14, 2023.

Read SEC document
March 17, 2026 Filed Mar 18, 2026 20:56 UTC Gentherm Inc THRM · Entity 4845 GrantCommon Stock 7,665 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-114210 · ownership.xml · nonDerivative · entry 1

Kauffman Wayne S III · CIK 0001781121 · SVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,925

F1 · shares: The shares represent Restricted Stock Units issued under the 2023 Equity Incentive Plan that have been granted to the Reporting Person. The shares vest in three portions: one-third on March 17, 2027, one-third on March 17, 2028, and one-third on March 17, 2029.

Read SEC document
March 15, 2026 Filed Mar 17, 2026 20:49 UTC Gentherm Inc THRM · Entity 4845 Tax withholdingCommon Stock 874 $27.82 $24,314.68
Disclosure

SEC source: 0001193125-26-111050 · ownership.xml · nonDerivative · entry 2

Kauffman Wayne S III · CIK 0001781121 · SVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,260

Read SEC document
March 14, 2026 Filed Mar 17, 2026 20:49 UTC Gentherm Inc THRM · Entity 4845 Tax withholdingCommon Stock 1,527 $27.82 $42,481.14
Disclosure

SEC source: 0001193125-26-111050 · ownership.xml · nonDerivative · entry 1

Kauffman Wayne S III · CIK 0001781121 · SVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,134

Read SEC document
March 21, 2025 Filed Mar 25, 2025 21:14 UTC Gentherm Inc THRM · Entity 4845 Tax withholdingCommon Stock 348 $30.37 $10,568.76
Disclosure

SEC source: 0000950170-25-044547 · ownership.xml · nonDerivative · entry 2

Kauffman Wayne S III · CIK 0001781121 · SVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,661

Read SEC document
March 21, 2025 Filed Mar 25, 2025 21:14 UTC Gentherm Inc THRM · Entity 4845 GrantCommon Stock 1,215 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-044547 · ownership.xml · nonDerivative · entry 1

Kauffman Wayne S III · CIK 0001781121 · SVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,009

F1 · shares: On March 11, 2022, the Reporting Person was granted performance-based restricted stock units (PSUs) under the 2013 Equity Incentive Plan. A portion of such PSUs are earned at 0% - 200% of the target grant award based on the Issuer's return on invested capital measured in 2024 (ROIC PSUs) and vest on the later of the date the Compensation and Talent Committee determines that the PSUs are earned and the third anniversary of the grant date. On March 11, 2025, the vesting period lapsed, and on March 21, 2025, the Compensation and Talent Committee determined that the ROIC PSUs were earned at 85% of the target performance level, which reflects a total payout of 34% of the PSUs granted on March 11, 2022.

Read SEC document
March 15, 2025 Filed Mar 17, 2025 20:57 UTC Gentherm Inc THRM · Entity 4845 Tax withholdingCommon Stock 573 $30.39 $17,413.47
Disclosure

SEC source: 0000950170-25-040441 · ownership.xml · nonDerivative · entry 3

Kauffman Wayne S III · CIK 0001781121 · SVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,794

Read SEC document
March 14, 2025 Filed Mar 17, 2025 20:57 UTC Gentherm Inc THRM · Entity 4845 GrantCommon Stock 6,996 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-040441 · ownership.xml · nonDerivative · entry 2

Kauffman Wayne S III · CIK 0001781121 · SVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,367

F1 · shares: The shares represent Restricted Stock Units issued under the 2023 Equity Incentive Plan that have been granted to the Reporting Person. The shares vest in three portions: one-third on March 14, 2026, one-third on March 14, 2027, and one-third on March 14, 2028.

Read SEC document
March 14, 2025 Filed Mar 17, 2025 20:57 UTC Gentherm Inc THRM · Entity 4845 Tax withholdingCommon Stock 342 $30.15 $10,311.30
Disclosure

SEC source: 0000950170-25-040441 · ownership.xml · nonDerivative · entry 1

Kauffman Wayne S III · CIK 0001781121 · SVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,371

Read SEC document
March 11, 2025 Filed Mar 12, 2025 21:34 UTC Gentherm Inc THRM · Entity 4845 Tax withholdingCommon Stock 270 $32.48 $8,769.60
Disclosure

SEC source: 0000950170-25-038127 · ownership.xml · nonDerivative · entry 1

Kauffman Wayne S III · CIK 0001781121 · SVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,713

Read SEC document
March 22, 2024 Filed Mar 26, 2024 20:49 UTC Gentherm Inc THRM · Entity 4845 Tax withholdingCommon Stock 194 $55.53 $10,772.82
Disclosure

SEC source: 0000950170-24-036505 · ownership.xml · nonDerivative · entry 2

Kauffman Wayne S III · CIK 0001781121 · SVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,908

Read SEC document
March 22, 2024 Filed Mar 26, 2024 20:49 UTC Gentherm Inc THRM · Entity 4845 GrantCommon Stock 677 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-036505 · ownership.xml · nonDerivative · entry 1

Kauffman Wayne S III · CIK 0001781121 · SVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,102

F1 · shares: On March 12, 2021, the Reporting Person was granted performance-based restricted stock units (PSUs) under the 2013 Equity Incentive Plan. The PSUs are earned at 0% - 200% of the target grant award based on the Issuer's three-year total shareholder return (TSR) relative to a peer group and vest on the later of the date the Compensation and Talent Committee determines that the PSUs are earned and the third anniversary of the grant date. On March 12, 2024, the vesting period lapsed, and on March 22, 2024, the Compensation and Talent Committee determined that the PSUs were earned at the target performance level.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 21:41 UTC Gentherm Inc THRM · Entity 4845 GrantCommon Stock 6,009 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-032983 · ownership.xml · nonDerivative · entry 2

Kauffman Wayne S III · CIK 0001781121 · SVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,425

F1 · shares: The shares represent Restricted Stock Units issued under the 2023 Equity Incentive Plan that have been granted to the Reporting Person. The shares vest in three portions: one-third on March 15, 2025, one-third on March 15, 2026, and one-third on March 15, 2027.

Read SEC document
March 14, 2024 Filed Mar 18, 2024 21:41 UTC Gentherm Inc THRM · Entity 4845 Tax withholdingCommon Stock 335 $55.37 $18,548.95
Disclosure

SEC source: 0000950170-24-032983 · ownership.xml · nonDerivative · entry 1

Kauffman Wayne S III · CIK 0001781121 · SVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,416

Read SEC document
March 12, 2024 Filed Mar 13, 2024 22:18 UTC Gentherm Inc THRM · Entity 4845 Tax withholdingCommon Stock 216 $55.63 $12,016.08
Disclosure

SEC source: 0000950170-24-030969 · ownership.xml · nonDerivative · entry 2

Kauffman Wayne S III · CIK 0001781121 · SVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,751

Read SEC document
March 11, 2024 Filed Mar 13, 2024 22:18 UTC Gentherm Inc THRM · Entity 4845 Tax withholdingCommon Stock 228 $55.71 $12,701.88
Disclosure

SEC source: 0000950170-24-030969 · ownership.xml · nonDerivative · entry 1

Kauffman Wayne S III · CIK 0001781121 · SVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,967

Read SEC document
August 25, 2023 Filed Aug 28, 2023 20:01 UTC Gentherm Inc THRM · Entity 4845 SaleCommon Stock 2,605 $59.86 $155,935.30
Disclosure

SEC source: 0001209191-23-047499 · doc4.xml · nonDerivative · entry 1

Kauffman Wayne S III · CIK 0001781121 · SVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,195

F1 · price: The price represents the weighted average price of the multiple transactions reported on this line. The shares were sold at prices ranging from $59.52 to $60.16. Upon request by the SEC staff, the issuer or any securityholder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
March 22, 2023 Filed Mar 24, 2023 20:29 UTC Gentherm Inc THRM · Entity 4845 Tax withholdingCommon Stock 844 $59.34 $50,082.96
Disclosure

SEC source: 0001209191-23-021088 · doc4.xml · nonDerivative · entry 2

Kauffman Wayne S III · CIK 0001781121 · SVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,800

Read SEC document
March 22, 2023 Filed Mar 24, 2023 20:29 UTC Gentherm Inc THRM · Entity 4845 GrantCommon Stock 2,950 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-021088 · doc4.xml · nonDerivative · entry 1

Kauffman Wayne S III · CIK 0001781121 · SVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,644

F1 · shares: On March 12, 2020, the Reporting Person was granted performance-based Restricted Stock Units (PSUs) under the 2013 Equity Incentive Plan. The PSUs are earned at 0% - 200% of the target grant award based on the Issuer's three-year total shareholder return ("TSR") relative to a peer group and vest on the later of the date the Compensation Committee determines that the PSUs are earned and the third anniversary of the grant date. On March 12, 2023, the vesting period lapsed, and on March 22, 2023, the Compensation Committee determined that the PSUs were earned at the target performance level.

Read SEC document
March 14, 2023 Filed Mar 16, 2023 20:24 UTC Gentherm Inc THRM · Entity 4845 GrantCommon Stock 3,504 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-019291 · doc4.xml · nonDerivative · entry 1

Kauffman Wayne S III · CIK 0001781121 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,694

F1 · shares: The shares represent Restricted Stock Units issued under the 2013 Equity Incentive Plan that have been granted to the Reporting Person. The shares vest in three portions: one-third on March 14, 2024, one-third on March 14, 2025, and one-third on March 14, 2026.

Read SEC document
March 12, 2023 Filed Mar 14, 2023 20:44 UTC Gentherm Inc THRM · Entity 4845 Tax withholdingCommon Stock 625 $59.63 $37,268.75
Disclosure

SEC source: 0001209191-23-018500 · doc4.xml · nonDerivative · entry 2

Kauffman Wayne S III · CIK 0001781121 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,190

Read SEC document
March 12, 2023 Filed May 17, 2024 20:49 UTC Amendment Gentherm Inc THRM · Entity 4845 Tax withholdingCommon Stock 579 $59.63 $34,525.77
Disclosure

SEC source: 0000950170-24-061784 · ownership.xml · nonDerivative · entry 2

Kauffman Wayne S III · CIK 0001781121 · SVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,265

F1 · shares: On March 14, 2023, the reporting person filed a Form 4 that inadvertently reflected incorrect amounts for the shares withheld for the payment of taxes as a result of the application of an incorrect tax rate. The amounts above reflect the corrected calculation.

Read SEC document
March 11, 2023 Filed Mar 14, 2023 20:44 UTC Gentherm Inc THRM · Entity 4845 Tax withholdingCommon Stock 270 $59.63 $16,100.10
Disclosure

SEC source: 0001209191-23-018500 · doc4.xml · nonDerivative · entry 1

Kauffman Wayne S III · CIK 0001781121 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,815

Read SEC document
March 11, 2023 Filed May 17, 2024 20:49 UTC Amendment Gentherm Inc THRM · Entity 4845 Tax withholdingCommon Stock 241 $59.63 $14,370.83
Disclosure

SEC source: 0000950170-24-061784 · ownership.xml · nonDerivative · entry 1

Kauffman Wayne S III · CIK 0001781121 · SVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,844

F1 · shares: On March 14, 2023, the reporting person filed a Form 4 that inadvertently reflected incorrect amounts for the shares withheld for the payment of taxes as a result of the application of an incorrect tax rate. The amounts above reflect the corrected calculation.

Read SEC document
November 23, 2022 Filed Nov 23, 2022 21:10 UTC Gentherm Inc THRM · Entity 4845 SaleCommon Stock 1,419 $72.57 $102,979.10
Disclosure

SEC source: 0001209191-22-058628 · doc4.xml · nonDerivative · entry 1

Kauffman Wayne S III · CIK 0001781121 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,085

F1 · price: The price represents the weighted average price of the multiple transactions reported on this line. The shares were sold at prices ranging from $72.51 to $72.68. Upon request by the SEC staff, the issuer or any securityholder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
July 01, 2022 Filed Jul 1, 2022 16:34 UTC Gentherm Inc THRM · Entity 4845 Tax withholdingCommon Stock 586 $62.41 $36,572.26
Disclosure

SEC source: 0001209191-22-040043 · doc4.xml · nonDerivative · entry 1

Kauffman Wayne S III · CIK 0001781121 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,504

Read SEC document
March 14, 2022 Filed Mar 15, 2022 17:08 UTC Gentherm Inc THRM · Entity 4845 Tax withholdingCommon Stock 591 $68.59 $40,536.69
Disclosure

SEC source: 0001209191-22-018735 · doc4.xml · nonDerivative · entry 2

Kauffman Wayne S III · CIK 0001781121 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,090

Read SEC document
March 11, 2022 Filed Mar 15, 2022 17:08 UTC Gentherm Inc THRM · Entity 4845 GrantCommon Stock 2,385 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-018735 · doc4.xml · nonDerivative · entry 1

Kauffman Wayne S III · CIK 0001781121 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,681

F1 · shares: The shares represent Restricted Stock Units issued under the 2013 Equity Incentive Plan that have been granted to the Reporting Person. The shares vest in three portions: one-third on March 11, 2023, one-third on March 11, 2024, and one-third on March 11, 2025.

Read SEC document
August 17, 2021 Filed Aug 18, 2021 20:41 UTC Gentherm Inc THRM · Entity 4845 Tax withholdingCommon Stock 455 $85.62 $38,957.10
Disclosure

SEC source: 0001209191-21-052228 · doc4.xml · nonDerivative · entry 1

Kauffman Wayne S III · CIK 0001781121 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,296

Read SEC document
July 01, 2021 Filed Jul 6, 2021 15:59 UTC Gentherm Inc THRM · Entity 4845 Tax withholdingCommon Stock 627 $71.05 $44,548.35
Disclosure

SEC source: 0001209191-21-045267 · doc4.xml · nonDerivative · entry 1

Kauffman Wayne S III · CIK 0001781121 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,751

Read SEC document
June 21, 2021 Filed Jun 23, 2021 20:21 UTC Gentherm Inc THRM · Entity 4845 GrantCommon Stock 1,300 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-042736 · doc4.xml · nonDerivative · entry 1

Kauffman Wayne S III · CIK 0001781121 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,378

F1 · shares: On August 17, 2018, the Reporting Person was granted performance-based Restricted Stock Units (PSUs) under the 2013 Equity Incentive Plan. The PSUs are earned at 0% - 200% of the target grant award based on the Issuer's three-year total shareholder return ("TSR") relative to a peer group and vest on the later of the date the Compensation Committee determines that the PSUs are earned and the third anniversary of the grant date. On June 21, 2021, the Compensation Committee determined that the PSUs were earned at the maximum performance level. The earned shares will vest on August 17, 2021, subject to continuing employment on such vesting date.

Read SEC document
March 18, 2021 Filed Mar 22, 2021 23:54 UTC Gentherm Inc THRM · Entity 4845 SaleCommon Stock 739 $80.78 $59,698.64
Disclosure

SEC source: 0001209191-21-022454 · doc4.xml · nonDerivative · entry 1

Kauffman Wayne S III · CIK 0001781121 · VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,078

Read SEC document
March 12, 2021 Filed Mar 16, 2021 20:52 UTC Gentherm Inc THRM · Entity 4845 GrantCommon Stock 2,256 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-020873 · doc4.xml · nonDerivative · entry 2

Kauffman Wayne S III · CIK 0001781121 · VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,817

F1 · shares: The shares represent Restricted Stock Units issued under the 2013 Equity Incentive Plan that have been granted to the Reporting Person. The shares vest in three portions: one-third on March 12, 2022, one-third on March 12, 2023, and one-third on March 12, 2024.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 20:52 UTC Gentherm Inc THRM · Entity 4845 Tax withholdingCommon Stock 572 $79.26 $45,336.72
Disclosure

SEC source: 0001209191-21-020873 · doc4.xml · nonDerivative · entry 1

Kauffman Wayne S III · CIK 0001781121 · VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,561

Read SEC document
March 02, 2021 Filed Mar 4, 2021 23:17 UTC Gentherm Inc THRM · Entity 4845 Exercise / conversionOption to Purchase Common Stock · Derivative 3,000 $0.00 Strike: $38.05 $0.00
Disclosure

SEC source: 0001209191-21-017977 · doc4.xml · derivative · entry 7

Kauffman Wayne S III · CIK 0001781121 · VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,000 shares

Expires 2024-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option was granted to the reporting person on February 22, 2017 and is fully vested.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 23:17 UTC Gentherm Inc THRM · Entity 4845 Exercise / conversionOption to Purchase Common Stock · Derivative 4,000 $0.00 Strike: $41.69 $0.00
Disclosure

SEC source: 0001209191-21-017977 · doc4.xml · derivative · entry 6

Kauffman Wayne S III · CIK 0001781121 · VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2022-02-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option was granted to the reporting person on February 18, 2015 and is fully vested.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 23:17 UTC Gentherm Inc THRM · Entity 4845 SaleCommon Stock 5,980 $72.72 $434,866.80
Disclosure

SEC source: 0001209191-21-017977 · doc4.xml · nonDerivative · entry 5

Kauffman Wayne S III · CIK 0001781121 · VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,133

F3 · price: The price represents the weighted average price of the multiple transactions reported on this line. The shares were sold at prices ranging from $72.18 to $73.16. Upon request by the SEC staff, the issuer or any securityholder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 23:17 UTC Gentherm Inc THRM · Entity 4845 SaleCommon Stock 400 $71.84 $28,737.00
Disclosure

SEC source: 0001209191-21-017977 · doc4.xml · nonDerivative · entry 4

Kauffman Wayne S III · CIK 0001781121 · VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,113

F2 · price: The price represents the weighted average price of the multiple transactions reported on this line. The shares were sold at prices ranging from $71.69 to $72.00. Upon request by the SEC staff, the issuer or any securityholder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 23:17 UTC Gentherm Inc THRM · Entity 4845 SaleCommon Stock 620 $73.45 $45,536.83
Disclosure

SEC source: 0001209191-21-017977 · doc4.xml · nonDerivative · entry 3

Kauffman Wayne S III · CIK 0001781121 · VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,513

F1 · price: The price represents the weighted average price of the multiple transactions reported on this line. The shares were sold at prices ranging from $73.17 to $74.17. Upon request by the SEC staff, the issuer or any securityholder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 23:17 UTC Gentherm Inc THRM · Entity 4845 Exercise / conversionCommon Stock 3,000 $38.05 $114,150.00
Disclosure

SEC source: 0001209191-21-017977 · doc4.xml · nonDerivative · entry 2

Kauffman Wayne S III · CIK 0001781121 · VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,133

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 23:17 UTC Gentherm Inc THRM · Entity 4845 Exercise / conversionCommon Stock 4,000 $41.69 $166,760.00
Disclosure

SEC source: 0001209191-21-017977 · doc4.xml · nonDerivative · entry 1

Kauffman Wayne S III · CIK 0001781121 · VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,133

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 17, 2020 Filed Aug 18, 2020 20:04 UTC Gentherm Inc THRM · Entity 4845 Tax withholdingCommon Stock 89 $44.50 $3,960.50
Disclosure

SEC source: 0001209191-20-047170 · doc4.xml · nonDerivative · entry 1

Kauffman Wayne S III · CIK 0001781121 · VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,133

Read SEC document
July 01, 2020 Filed Jul 2, 2020 13:37 UTC Gentherm Inc THRM · Entity 4845 Tax withholdingCommon Stock 627 $38.90 $24,390.30
Disclosure

SEC source: 0001209191-20-040012 · doc4.xml · nonDerivative · entry 1

Kauffman Wayne S III · CIK 0001781121 · VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,222

Read SEC document
March 12, 2020 Filed Mar 16, 2020 17:05 UTC Gentherm Inc THRM · Entity 4845 GrantCommon Stock 3,933 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019146 · doc4.xml · nonDerivative · entry 1

Kauffman Wayne S III · CIK 0001781121 · VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,849

F1 · shares: The shares represent Restricted Stock Units issued under the 2013 Equity Incentive Plan that have been granted to the Reporting Person. The shares vest in three portions: one-third on March 12, 2021, one-third on March 12, 2022, and one-third on March 12, 2023.

Read SEC document
August 17, 2019 Filed Aug 19, 2019 20:14 UTC Gentherm Inc THRM · Entity 4845 Tax withholdingCommon Stock 89 $37.57 $3,343.73
Disclosure

SEC source: 0001209191-19-046531 · doc4.xml · nonDerivative · entry 1

Kauffman Wayne S III · CIK 0001781121 · VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,916

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:19 UTC Gentherm Inc THRM · Entity 4845 GrantCommon Stock 6,139 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040260 · doc4.xml · nonDerivative · entry 1

Kauffman Wayne S III · CIK 0001781121 · VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,005

F1 · shares: The shares represent Restricted Stock Units issued under the 2013 Equity Incentive Plan that have been granted to the Reporting Person. The shares vest in three portions: 2,047 on July 1, 2020, and 2,046 on each of July 1, 2021 and July 1, 2022.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.