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person · Reporting owner

Owens B Craig

Disclosed activity across 4 companies

Tapewire entity
27742
SEC CIK
0001446362

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
APTARGROUP, INC.ATR · Entity 165DirectorJuly 16, 2026July 17, 2026
CROWN HOLDINGS, INC.CCK · Entity 3433DirectorJuly 29, 2026July 30, 2026
DEAN FOODS CODF · Entity 153856DirectorJune 30, 2019July 02, 2019
J C PENNEY CO INCJCP · Entity 16599DirectorJune 16, 2020June 18, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

APTARGROUP, INC.

Report date July 16, 2026 · Filed July 17, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect11,233.592 Reported balance After 2026-07-16 transaction · row 1
1 source row

Row 1 · 2026-07-16 · Grant · Acquired 151 · Balance 11,233.592

CROWN HOLDINGS, INC.

Report date July 29, 2026 · Filed July 30, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
CommonSEC Table I · non-derivativeDirect12,073 Reported balance After 2026-07-29 transaction · row 1
1 source row

Row 1 · 2026-07-29 · Grant · Acquired 351 · Balance 12,073

CommonSEC Table I · non-derivativeIndirectThe B Craig Owens Rev Trust U/A 1/25/08, B Craig Owens Trustee2,000 Reported balance Holding disclosure · report date 2026-07-29 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 2,000

DEAN FOODS CO

Report date June 30, 2019 · Filed July 02, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect110,586 Reported balance After 2019-06-30 transaction · row 1
1 source row

Row 1 · 2019-06-30 · Grant · Acquired 37,177 · Balance 110,586

F1: These are shares of restricted stock issued in lieu of payment of the cash compensation owed to the Reporting Person for services as a non-employee director. These restricted shares vest in three equal increments, with the first vesting occurring as of the date the shares were issued and then annually thereafter. Voting and dividend rights attach immediately on the entire number of shares issued.

Filing footnotes · ownership attribution and instrument terms

F1: These are shares of restricted stock issued in lieu of payment of the cash compensation owed to the Reporting Person for services as a non-employee director. These restricted shares vest in three equal increments, with the first vesting occurring as of the date the shares were issued and then annually thereafter. Voting and dividend rights attach immediately on the entire number of shares issued.

J C PENNEY CO INC

Report date June 16, 2020 · Filed June 18, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock of 50 cents Par ValueSEC Table I · non-derivativeDirect111,070 Ending reported balance After 2020-06-17 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2020-06-16 · Sale · Disposed 32,258 · Balance 281,525

F1: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.393 to $0.394, inclusive. The reporting person undertakes to provide any security holder of J. C. Penney Company, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote to this Form 4.

Row 2 · 2020-06-17 · Sale · Disposed 170,455 · Balance 111,070

F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.36 to $0.363, inclusive. The reporting person undertakes to provide any security holder of J. C. Penney Company, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote to this Form 4.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.393 to $0.394, inclusive. The reporting person undertakes to provide any security holder of J. C. Penney Company, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote to this Form 4.

F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.36 to $0.363, inclusive. The reporting person undertakes to provide any security holder of J. C. Penney Company, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote to this Form 4.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 26, 2019 Filed Feb 26, 2019 19:27 UTC DEAN FOODS CO DF · Entity 153856 Exercise / conversionRestricted Stock Units · Derivative 2,074 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-013815 · doc4.xml · derivative · entry 4

Owens B Craig · CIK 0001446362 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,074 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: RSUs convert into common stock on a one-for-one basis.

F5 · security: These RSUs were awarded on 2/26/2016. The award vests annually, on a pro rata basis, over a 3-year period.

F2 · shares: The Reporting Person received a total of 2,074 shares of Common Stock of the Issuer pursuant to the vesting of RSUs.

F5 · derivative.exercise_date: These RSUs were awarded on 2/26/2016. The award vests annually, on a pro rata basis, over a 3-year period.

F5 · derivative.expiration_date: These RSUs were awarded on 2/26/2016. The award vests annually, on a pro rata basis, over a 3-year period.

F2 · derivative.underlying_shares: The Reporting Person received a total of 2,074 shares of Common Stock of the Issuer pursuant to the vesting of RSUs.

Read SEC document
February 26, 2019 Filed Feb 26, 2019 19:27 UTC DEAN FOODS CO DF · Entity 153856 Exercise / conversionCommon Stock 2,074 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-013815 · doc4.xml · nonDerivative · entry 2

Owens B Craig · CIK 0001446362 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,602

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: The Reporting Person received a total of 2,074 shares of Common Stock of the Issuer pursuant to the vesting of RSUs.

Read SEC document
February 24, 2019 Filed Feb 26, 2019 19:27 UTC DEAN FOODS CO DF · Entity 153856 Exercise / conversionRestricted Stock Units · Derivative 2,168 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-013815 · doc4.xml · derivative · entry 3

Owens B Craig · CIK 0001446362 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,168

Underlying: Common Stock · 2,168 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: RSUs convert into common stock on a one-for-one basis.

F4 · security: These RSUs were awarded on 2/24/2017. The award vests annually, on a pro rata basis, over a 3-year period.

F1 · shares: The Reporting Person received a total of 2,168 shares of Common Stock of the Issuer pursuant to the vesting of restricted stock units (RSUs).

F4 · derivative.exercise_date: These RSUs were awarded on 2/24/2017. The award vests annually, on a pro rata basis, over a 3-year period.

F4 · derivative.expiration_date: These RSUs were awarded on 2/24/2017. The award vests annually, on a pro rata basis, over a 3-year period.

F1 · derivative.underlying_shares: The Reporting Person received a total of 2,168 shares of Common Stock of the Issuer pursuant to the vesting of restricted stock units (RSUs).

Read SEC document
February 24, 2019 Filed Feb 26, 2019 19:27 UTC DEAN FOODS CO DF · Entity 153856 Exercise / conversionCommon Stock 2,168 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-013815 · doc4.xml · nonDerivative · entry 1

Owens B Craig · CIK 0001446362 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,528

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Reporting Person received a total of 2,168 shares of Common Stock of the Issuer pursuant to the vesting of restricted stock units (RSUs).

Read SEC document
December 31, 2018 Filed Jan 3, 2019 18:24 UTC DEAN FOODS CO DF · Entity 153856 GrantCommon Stock 9,157 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-001304 · doc4.xml · nonDerivative · entry 1

Owens B Craig · CIK 0001446362 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,360

F1 · shares: These are shares of restricted stock issued in lieu of payment of the cash compensation owed to the Reporting Person for services as a non-employee director. These restricted shares vest in three equal increments, with the first vesting occurring as of the date the shares were issued and then annually thereafter. Voting and dividend rights attach immediately on the entire number of shares issued.

Read SEC document
November 10, 2018 Filed Nov 13, 2018 19:58 UTC DEAN FOODS CO DF · Entity 153856 Exercise / conversionRestricted Stock Units (DU005845) · Derivative 295 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-058411 · doc4.xml · derivative · entry 2

Owens B Craig · CIK 0001446362 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295

Underlying: Common Stock · 295 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Restricted stock units ("RSUs") convert to common stock on a one-for-one basis.

F2 · security: These RSUs were awarded 11/10/2015. The RSU award vests annually, on a pro rata basis, over a 3-year period.

F2 · derivative.exercise_date: These RSUs were awarded 11/10/2015. The RSU award vests annually, on a pro rata basis, over a 3-year period.

F2 · derivative.expiration_date: These RSUs were awarded 11/10/2015. The RSU award vests annually, on a pro rata basis, over a 3-year period.

Read SEC document
November 10, 2018 Filed Nov 13, 2018 19:58 UTC DEAN FOODS CO DF · Entity 153856 Exercise / conversionCommon Stock 295 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-058411 · doc4.xml · nonDerivative · entry 1

Owens B Craig · CIK 0001446362 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,203

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2018 Filed Feb 26, 2019 19:24 UTC Amendment DEAN FOODS CO DF · Entity 153856 Exercise / conversionRestricted Stock Units (DU005845) · Derivative 295 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-013813 · doc4a.xml · derivative · entry 2

Owens B Craig · CIK 0001446362 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 295 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Restricted stock units ("RSUs") convert to common stock on a one-for-one basis.

F2 · security: These RSUs were awarded 11/10/2015. The RSU award vests annually, on a pro rata basis, over a 3-year period.

F2 · derivative.exercise_date: These RSUs were awarded 11/10/2015. The RSU award vests annually, on a pro rata basis, over a 3-year period.

F2 · derivative.expiration_date: These RSUs were awarded 11/10/2015. The RSU award vests annually, on a pro rata basis, over a 3-year period.

F3 · balance_after: This amendment is filed solely to correct an error in Table II, column 9 to reflect that the number of derivative securities owned following the reported transaction is zero (0) rather than 295.

Read SEC document
November 10, 2018 Filed Feb 26, 2019 19:24 UTC Amendment DEAN FOODS CO DF · Entity 153856 Exercise / conversionCommon Stock 295 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-013813 · doc4a.xml · nonDerivative · entry 1

Owens B Craig · CIK 0001446362 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,203

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2018 Filed Oct 2, 2018 18:20 UTC DEAN FOODS CO DF · Entity 153856 GrantCommon Stock 5,720 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-053404 · doc4.xml · nonDerivative · entry 1

Owens B Craig · CIK 0001446362 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,908

F1 · shares: These are shares of restricted stock issued in lieu of payment of the cash compensation owed to the Reporting Person for services as a non-employee director. These restricted shares vest in three equal increments, with the first vesting occurring as of the date the shares were issued and then annually thereafter. Voting and dividend rights attach immediately on the entire number of shares issued.

Read SEC document
June 30, 2018 Filed Jul 3, 2018 13:56 UTC DEAN FOODS CO DF · Entity 153856 GrantCommon Stock 4,317 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-040708 · doc4.xml · nonDerivative · entry 1

Owens B Craig · CIK 0001446362 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,188

F1 · shares: These are shares of restricted stock issued in lieu of payment of the cash compensation owed to the Reporting Person for services as a non-employee director. These restricted shares vest in three equal increments, with the first vesting occurring as of the date the shares were issued and then annually thereafter. Voting and dividend rights attach immediately on the entire number of shares issued.

Read SEC document
May 31, 2018 Filed Jun 4, 2018 16:39 UTC J C PENNEY CO INC JCP · Entity 16599 GrantCommon Stock of 50 cents Par Value 61,983 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-027103 · doc1.xml · nonDerivative · entry 1

Owens B Craig · CIK 0001446362 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,328

F1 · shares: Annual grant of restricted stock units pursuant to the Company's 2018 Long-Term Incentive Plan.

Read SEC document
May 02, 2018 Filed May 4, 2018 21:47 UTC APTARGROUP, INC. ATR · Entity 165 GrantCommon Stock 1,404 $0.00 $0.00
Disclosure

SEC source: 0000896622-18-000013 · edgar.xml · nonDerivative · entry 1

Owens B Craig · CIK 0001446362 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,404

Read SEC document
March 31, 2018 Filed Apr 3, 2018 18:47 UTC DEAN FOODS CO DF · Entity 153856 GrantCommon Stock 4,771 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-023317 · doc4.xml · nonDerivative · entry 1

Owens B Craig · CIK 0001446362 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,871

F1 · shares: These are shares of restricted stock issued in lieu of payment of the cash compensation owed to the Reporting Person for services as a non-employee director. These restricted shares vest in three equal increments, with the first vesting occurring as of the date the shares were issued and then annually thereafter. Voting and dividend rights attach immediately on the entire number of shares issued.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 18:51 UTC DEAN FOODS CO DF · Entity 153856 GrantRestricted Stock Units · Derivative 13,667 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-016898 · doc4.xml · derivative · entry 1

Owens B Craig · CIK 0001446362 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,667

Underlying: Common Stock · 13,667 shares

Expires not disclosed

F1 · security: The Reporting Person received an award of restricted stock units (RSUs), which represents the right to receive shares of Common Stock of the Issuer in the future, subject to the terms and conditions of the related award agreement.

F2 · security: RSUs convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: This RSU award vests annually, on a pro rata basis, over a 3-year period.

F3 · derivative.expiration_date: This RSU award vests annually, on a pro rata basis, over a 3-year period.

Read SEC document
February 26, 2018 Filed Feb 27, 2018 18:25 UTC DEAN FOODS CO DF · Entity 153856 Exercise / conversionRestricted Stock Unit · Derivative 2,074 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-014148 · doc4.xml · derivative · entry 4

Owens B Craig · CIK 0001446362 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,074

Underlying: Common Stock · 2,074 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: RSUs convert into common stock on a one-for-one basis.

F5 · security: These RSUs were awarded on 2/26/2016. The award vests annually, on a pro rata basis, over a 3-year period.

F2 · shares: The Reporting Person received a total of 2,074 shares of Common Stock of the Issuer pursuant to the vesting of RSUs.

F5 · derivative.exercise_date: These RSUs were awarded on 2/26/2016. The award vests annually, on a pro rata basis, over a 3-year period.

F5 · derivative.expiration_date: These RSUs were awarded on 2/26/2016. The award vests annually, on a pro rata basis, over a 3-year period.

F2 · derivative.underlying_shares: The Reporting Person received a total of 2,074 shares of Common Stock of the Issuer pursuant to the vesting of RSUs.

Read SEC document
February 26, 2018 Filed Feb 27, 2018 18:25 UTC DEAN FOODS CO DF · Entity 153856 Exercise / conversionCommon Stock 2,074 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-014148 · doc4.xml · nonDerivative · entry 2

Owens B Craig · CIK 0001446362 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,100

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: The Reporting Person received a total of 2,074 shares of Common Stock of the Issuer pursuant to the vesting of RSUs.

Read SEC document
February 24, 2018 Filed Feb 27, 2018 18:25 UTC DEAN FOODS CO DF · Entity 153856 Exercise / conversionRestricted Stock Units · Derivative 2,168 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-014148 · doc4.xml · derivative · entry 3

Owens B Craig · CIK 0001446362 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,336

Underlying: Common Stock · 2,168 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: RSUs convert into common stock on a one-for-one basis.

F4 · security: These RSUs were awarded on 2/24/2017. The award vests annually, on a pro rata basis, over a 3-year period.

F1 · shares: The Reporting Person received a total of 2,168 shares of Common Stock of the Issuer pursuant to the vesting of restricted stock units (RSUs).

F4 · derivative.exercise_date: These RSUs were awarded on 2/24/2017. The award vests annually, on a pro rata basis, over a 3-year period.

F4 · derivative.expiration_date: These RSUs were awarded on 2/24/2017. The award vests annually, on a pro rata basis, over a 3-year period.

F1 · derivative.underlying_shares: The Reporting Person received a total of 2,168 shares of Common Stock of the Issuer pursuant to the vesting of restricted stock units (RSUs).

Read SEC document
February 24, 2018 Filed Feb 27, 2018 18:25 UTC DEAN FOODS CO DF · Entity 153856 Exercise / conversionCommon Stock 2,168 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-014148 · doc4.xml · nonDerivative · entry 1

Owens B Craig · CIK 0001446362 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,026

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Reporting Person received a total of 2,168 shares of Common Stock of the Issuer pursuant to the vesting of restricted stock units (RSUs).

Read SEC document
December 31, 2017 Filed Jan 3, 2018 18:34 UTC DEAN FOODS CO DF · Entity 153856 GrantCommon Stock 3,868 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-001333 · doc4.xml · nonDerivative · entry 1

Owens B Craig · CIK 0001446362 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,858

F1 · shares: These are shares of restricted stock issued in lieu of payment of the cash compensation owed to the Reporting Person for services as a non-employee director. These restricted shares vest in three equal increments, with the first vesting occurring as of the date the shares were issued and then annually thereafter. Voting and dividend rights attach immediately on the entire number of shares issued.

Read SEC document
November 10, 2017 Filed Nov 14, 2017 18:34 UTC DEAN FOODS CO DF · Entity 153856 Exercise / conversionRestricted Stock Units (DU005845) · Derivative 295 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-060724 · doc4.xml · derivative · entry 2

Owens B Craig · CIK 0001446362 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295

Underlying: Common Stock · 295 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Restricted stock units ("RSUs") convert to common stock on a one-for-one basis.

F2 · security: These RSUs were awarded 11/10/2015. The RSU award vests annually, on a pro rata basis, over a 3-year period.

F2 · derivative.exercise_date: These RSUs were awarded 11/10/2015. The RSU award vests annually, on a pro rata basis, over a 3-year period.

F2 · derivative.expiration_date: These RSUs were awarded 11/10/2015. The RSU award vests annually, on a pro rata basis, over a 3-year period.

Read SEC document
November 10, 2017 Filed Nov 14, 2017 18:34 UTC DEAN FOODS CO DF · Entity 153856 Exercise / conversionCommon Stock 295 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-060724 · doc4.xml · nonDerivative · entry 1

Owens B Craig · CIK 0001446362 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,990

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2017 Filed Oct 3, 2017 18:24 UTC DEAN FOODS CO DF · Entity 153856 GrantCommon Stock 3,921 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-055409 · doc4.xml · nonDerivative · entry 1

Owens B Craig · CIK 0001446362 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,695

F1 · shares: These are shares of restricted stock issued in lieu of payment of the cash compensation owed to the Reporting Person for services as a non-employee director. These restricted shares vest in three equal increments, with the first vesting occurring as of the date the shares were issued and then annually thereafter. Voting and dividend rights attach immediately on the entire number of shares issued.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 18:11 UTC DEAN FOODS CO DF · Entity 153856 GrantCommon Stock 2,080 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-043622 · doc4.xml · nonDerivative · entry 1

Owens B Craig · CIK 0001446362 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,774

F1 · shares: These are shares of restricted stock issued in lieu of payment of the cash compensation owed to the Reporting Person for services as a non-employee director. These restricted shares vest in three equal increments, with the first vesting occurring as of the date the shares were issued and then annually thereafter. Voting and dividend rights attach immediately on the entire number of shares issued.

Read SEC document
May 24, 2017 Filed May 25, 2017 16:39 UTC J C PENNEY CO INC JCP · Entity 16599 GrantCommon Stock of 50 cents Par Value 32,258 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-022353 · doc1.xml · nonDerivative · entry 1

Owens B Craig · CIK 0001446362 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,345

F1 · shares: Annual grant of restricted stock units pursuant to the Company's 2016 Long-Term Incentive Plan.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 18:39 UTC DEAN FOODS CO DF · Entity 153856 GrantCommon Stock 2,009 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-025271 · doc4.xml · nonDerivative · entry 1

Owens B Craig · CIK 0001446362 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,694

F1 · shares: These are shares of restricted stock issued in lieu of payment of the cash compensation owed to the Reporting Person for services as a non-employee director. These restricted shares vest in three equal increments, with the first vesting occurring as of the date the shares were issued and then annually thereafter. Voting and dividend rights attach immediately on the entire number of shares issued.

Read SEC document
February 26, 2017 Filed Feb 28, 2017 19:15 UTC DEAN FOODS CO DF · Entity 153856 Exercise / conversionRestricted Stock Unit (DU005853) · Derivative 2,073 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-015489 · doc4.xml · derivative · entry 3

Owens B Craig · CIK 0001446362 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,148

Underlying: Common Stock · 2,073 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: RSUs convert into common stock on a one-for-one basis.

F5 · security: These RSUs were awarded on 2/26/2016. The award vests annually, on a pro rata basis, over a 3-year period.

F1 · shares: The Reporting Person received a total of 2,073 shares of Common Stock of the Issuer pursuant to the vesting of restricted stock units (RSUs).

F5 · derivative.exercise_date: These RSUs were awarded on 2/26/2016. The award vests annually, on a pro rata basis, over a 3-year period.

F5 · derivative.expiration_date: These RSUs were awarded on 2/26/2016. The award vests annually, on a pro rata basis, over a 3-year period.

F1 · derivative.underlying_shares: The Reporting Person received a total of 2,073 shares of Common Stock of the Issuer pursuant to the vesting of restricted stock units (RSUs).

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February 26, 2017 Filed Feb 28, 2017 19:15 UTC DEAN FOODS CO DF · Entity 153856 Exercise / conversionCommon Stock 2,073 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-015489 · doc4.xml · nonDerivative · entry 1

Owens B Craig · CIK 0001446362 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,685

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Reporting Person received a total of 2,073 shares of Common Stock of the Issuer pursuant to the vesting of restricted stock units (RSUs).

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February 24, 2017 Filed Feb 28, 2017 19:15 UTC DEAN FOODS CO DF · Entity 153856 GrantRestricted Stock Units · Derivative 6,504 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-015489 · doc4.xml · derivative · entry 2

Owens B Craig · CIK 0001446362 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,504

Underlying: Common Stock · 6,504 shares

Expires not disclosed

F2 · security: The Reporting Person received an award of RSUs, which represents the right to receive shares of Common Stock of the Issuer in the future, subject to the terms and conditions of the related award agreement.

F3 · security: RSUs convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: This RSU award vests annually, on a pro rata basis, over a 3-year period.

F4 · derivative.expiration_date: This RSU award vests annually, on a pro rata basis, over a 3-year period.

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December 31, 2016 Filed Jan 4, 2017 18:53 UTC DEAN FOODS CO DF · Entity 153856 GrantCommon Stock 1,809 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-001449 · doc4.xml · nonDerivative · entry 1

Owens B Craig · CIK 0001446362 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,612

F1 · shares: These are shares of restricted stock issued in lieu of payment of the cash compensation owed to the Reporting Person for services as a non-employee director. These restricted shares vest in three equal increments, with the first vesting occurring as of the date the shares were issued and then annually thereafter. Voting and dividend rights attach immediately on the entire number of shares issued.

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November 10, 2016 Filed Nov 15, 2016 18:17 UTC DEAN FOODS CO DF · Entity 153856 Exercise / conversionRestricted Stock Units (DU005845) · Derivative 294 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-16-150294 · doc4.xml · derivative · entry 2

Owens B Craig · CIK 0001446362 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 590

Underlying: Common Stock · 294 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Reporting Person received an award of restricted stock units ("RSUs"), which represents the right to receive shares of Common Stock of the Issuer in the future, subject to the terms and conditions of the related award agreement.

F2 · derivative.exercise_date: This RSU award vests annually, on a pro rata basis, over a 3-year period beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: This RSU award vests annually, on a pro rata basis, over a 3-year period beginning on the first anniversary of the grant date.

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November 10, 2016 Filed Nov 15, 2016 18:17 UTC DEAN FOODS CO DF · Entity 153856 Exercise / conversionCommon Stock 294 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-150294 · doc4.xml · nonDerivative · entry 1

Owens B Craig · CIK 0001446362 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,803

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 30, 2016 Filed Oct 4, 2016 17:56 UTC DEAN FOODS CO DF · Entity 153856 GrantCommon Stock 2,261 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-144579 · doc4.xml · nonDerivative · entry 1

Owens B Craig · CIK 0001446362 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,509

F1 · shares: These are shares of restricted stock issued in lieu of payment of the cash compensation owed to the Reporting Person for services as a non-employee director. These restricted shares vest in three equal increments, with the first vesting occurring as of the date the shares were issued and then annually thereafter. Voting and dividend rights attach immediately on the entire number of shares issued.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.