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Donofrio John Jr.

Disclosed activity across 1 company

Tapewire entity
27708
SEC CIK
0001679841

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AYTU BIOPHARMA, INCAYTU · Entity 7560DirectorJuly 28, 2026July 30, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AYTU BIOPHARMA, INC

Report date July 28, 2026 · Filed July 30, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect23,762 Reported balance After 2026-07-28 transaction · row 1
1 source row

Row 1 · 2026-07-28 · Grant · Acquired 10,000 · Balance 23,762

F1: Grant of restricted stock, which vest on July 28, 2027.

Filing footnotes · ownership attribution and instrument terms

F1: Grant of restricted stock, which vest on July 28, 2027.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 28, 2026 Filed Jul 30, 2026 20:31 UTC AYTU BIOPHARMA, INC AYTU · Entity 7560 GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-025075 · rdgdoc.xml · nonDerivative · entry 1

Donofrio John Jr. · CIK 0001679841 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,762

F1 · shares: Grant of restricted stock, which vest on July 28, 2027.

Read SEC document
October 03, 2025 Filed Oct 7, 2025 20:06 UTC AYTU BIOPHARMA, INC AYTU · Entity 7560 GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-030632 · rdgdoc.xml · nonDerivative · entry 1

Donofrio John Jr. · CIK 0001679841 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,762

F1 · shares: Grant of restricted stock, which vest on October 3, 2026.

Read SEC document
November 06, 2024 Filed Nov 9, 2024 01:34 UTC AYTU BIOPHARMA, INC AYTU · Entity 7560 GrantCommon Shares 1,500 $0.00 $0.00
Disclosure

SEC source: 0000912282-24-000762 · form4.xml · nonDerivative · entry 1

Donofrio John Jr. · CIK 0001679841 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,762

F1 · security: Grant of restricted shares, which vest on the earlier of November 6, 2025, or at the Issuer's next annual stockholder meeting.

F1 · shares: Grant of restricted shares, which vest on the earlier of November 6, 2025, or at the Issuer's next annual stockholder meeting.

F1 · ownership.direct: Grant of restricted shares, which vest on the earlier of November 6, 2025, or at the Issuer's next annual stockholder meeting.

F1 · ownership.nature: Grant of restricted shares, which vest on the earlier of November 6, 2025, or at the Issuer's next annual stockholder meeting.

Read SEC document
August 11, 2023 Filed Aug 15, 2023 23:39 UTC AYTU BIOPHARMA, INC AYTU · Entity 7560 GrantCommon Shares 1,500 $0.00 $0.00
Disclosure

SEC source: 0000912282-23-000301 · form4.xml · nonDerivative · entry 1

Donofrio John Jr. · CIK 0001679841 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,262

F1 · shares: Grant of restricted shares, which vest as follows: 1/3 on August 11, 2024, with the remaining restricted shares vesting in eight equal installments every three months beginning on November 11, 2024.

F2 · balance_after: Reflects 1-for-20 reverse stock split effected by the Issuer on January 6, 2023.

Read SEC document
December 21, 2022 Filed Dec 23, 2022 22:40 UTC AYTU BIOPHARMA, INC AYTU · Entity 7560 Disposition to issuerCommon Stock 187,804 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-022004 · doc1.xml · nonDerivative · entry 1

Donofrio John Jr. · CIK 0001679841 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,267

F1 · shares: On December 21, 2022, the reporting person and the Issuer determined to rescind 187,804 vested shares of restricted common stock originally granted to the reporting person on April 16, 2021. The vesting of the remaining restricted shares remains unchanged with 1/12 vesting on the first day of each quarterly anniversary of the grant, such that the restricted shares will be fully vested on the third anniversary of the grant, subject to the reporting person's continued service with the Issuer.

F1 · price: On December 21, 2022, the reporting person and the Issuer determined to rescind 187,804 vested shares of restricted common stock originally granted to the reporting person on April 16, 2021. The vesting of the remaining restricted shares remains unchanged with 1/12 vesting on the first day of each quarterly anniversary of the grant, such that the restricted shares will be fully vested on the third anniversary of the grant, subject to the reporting person's continued service with the Issuer.

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April 16, 2021 Filed Apr 16, 2021 20:53 UTC AYTU BIOPHARMA, INC AYTU · Entity 7560 GrantCommon Stock 187,804 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-008230 · doc1.xml · nonDerivative · entry 1

Donofrio John Jr. · CIK 0001679841 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,071

F1 · shares: Grant of restricted shares. The restricted shares have the following accelerated vesting conditions: (1) The consummation of a Sale Event. (2) The closing price of the Company's stock price is equal or greater than forty dollars per share ($40) for two consecutive trading days. (3) The Grantee's service with the Company or a Related Entity is terminated by the Company without Cause (as defined below). The restricted shares vest as follows, and have no voting or dispositive rights until vested: 1/3 on April 16, 2022, and 1/12 on the first day of each quarter thereafter, such that the restricted shares will be fully vested on the third anniversary of the grant, subject to the reporting person's continuing employment with the Issuer.

F1 · price: Grant of restricted shares. The restricted shares have the following accelerated vesting conditions: (1) The consummation of a Sale Event. (2) The closing price of the Company's stock price is equal or greater than forty dollars per share ($40) for two consecutive trading days. (3) The Grantee's service with the Company or a Related Entity is terminated by the Company without Cause (as defined below). The restricted shares vest as follows, and have no voting or dispositive rights until vested: 1/3 on April 16, 2022, and 1/12 on the first day of each quarter thereafter, such that the restricted shares will be fully vested on the third anniversary of the grant, subject to the reporting person's continuing employment with the Issuer.

Read SEC document
June 08, 2020 Filed Jun 12, 2020 21:45 UTC AYTU BIOPHARMA, INC AYTU · Entity 7560 GrantEmployee Stock Option Grant · Derivative 40,000 $0.00 Strike: $1.45 $0.00
Disclosure

SEC source: 0001654954-20-006584 · section16.xml · derivative · entry 2

Donofrio John Jr. · CIK 0001679841 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,038

Underlying: Common Stock · 40,000 shares

Expires 2030-06-07

F2 · derivative.exercise_date: 100% vest on June 7, 2021, subject to the Grantee's continued service as a director on such dates.

Read SEC document
October 24, 2018 Filed Oct 26, 2018 23:54 UTC AYTU BIOPHARMA, INC AYTU · Entity 7560 GrantCommon Stock 150,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-18-014535 · ownership.xml · nonDerivative · entry 1

Donofrio John Jr. · CIK 0001679841 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,663

F1 · price: These are restricted shares which vest on October 24, 2028, subject to earlier vesting in certain situations.

F2 · balance_after: Aggregate amount indicated reflects 20-for-1 reverse split and includes additional 2,663 post-split restricted shares previously issued.

Read SEC document
November 07, 2017 Filed Nov 10, 2017 00:02 UTC AYTU BIOPHARMA, INC AYTU · Entity 7560 GrantCommon Stock 50,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-17-011710 · f4110717donofrio_aytubio.xml · nonDerivative · entry 1

Donofrio John Jr. · CIK 0001679841 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,250

F1 · shares: These are restricted shares that vest on November 7, 2027, subject to earlier vesting in certain situations.

F1 · price: These are restricted shares that vest on November 7, 2027, subject to earlier vesting in certain situations.

F2 · balance_after: Of these shares, 3,250 are restricted shares that vest on July 12, 2026, subject to earlier vesting in certain situations.

Read SEC document
March 16, 2017 Filed Mar 17, 2017 20:29 UTC AYTU BIOPHARMA, INC AYTU · Entity 7560 GrantEmployee Stock Option Grant · Derivative 15,000 $0.00 Strike: $0.82 $0.00
Disclosure

SEC source: 0001638599-17-000301 · doc4_4278.xml · derivative · entry 3

Donofrio John Jr. · CIK 0001679841 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2026-07-12

F3 · kind: These two transactions involved an amendment of the exercise price of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option.

F2 · derivative.exercise_date: 25% vests on September 30, 2016, December 31, 2016, March 31, 2017 and June 30, 2017, subject to the Grantee's continued service as a Director on such dates.

Read SEC document
March 16, 2017 Filed Mar 17, 2017 20:29 UTC AYTU BIOPHARMA, INC AYTU · Entity 7560 Disposition to issuerEmployee Stock Option Grant · Derivative 15,000 $0.00 Strike: $3.23 $0.00
Disclosure

SEC source: 0001638599-17-000301 · doc4_4278.xml · derivative · entry 2

Donofrio John Jr. · CIK 0001679841 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2026-07-12

F3 · kind: These two transactions involved an amendment of the exercise price of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option.

F2 · derivative.exercise_date: 25% vests on September 30, 2016, December 31, 2016, March 31, 2017 and June 30, 2017, subject to the Grantee's continued service as a Director on such dates.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.