Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Ascena Retail Group, Inc.ASNAQ · Entity 144408 | Director | December 14, 2020 | December 18, 2020 |
| CARTERS INCCRI · Entity 4857 | Director | May 14, 2026 | May 15, 2026 |
| Reformation Inc.REF · Entity 2183 | Director | July 29, 2026 | August 01, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Ascena Retail Group, Inc.
Report date December 14, 2020 · Filed December 18, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CommonSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-12-14 transaction · row 1
1 source rowRow 1 · 2020-12-14 · Sale · Disposed 4,697 · Balance 0 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.18125 to $0.18, inclusive. The reporting person undertakes to provide Ascena Retail Group, Inc. (the "Company"), any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.18125 to $0.18, inclusive. The reporting person undertakes to provide Ascena Retail Group, Inc. (the "Company"), any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
CARTERS INC
Report date May 14, 2026 · Filed May 15, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 17,303 |
Reported balance
After 2026-05-14 transaction · row 1
1 source rowRow 1 · 2026-05-14 · Grant · Acquired 4,266 · Balance 17,303 F1: These shares were granted as part of the reporting person's director compensation. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were granted as part of the reporting person's director compensation.
Reformation Inc.
Report date July 29, 2026 · Filed August 01, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 9,333 |
Reported balance
After 2026-07-29 transaction · row 1
1 source rowRow 1 · 2026-07-29 · Grant · Acquired 9,333 · Balance 9,333 F1: Represents a grant of restricted stock units ("RSUs"), which vest in full on the first anniversary of the grant date, subject to continued service through such date. Each RSU represents a contingent right to receive one share of common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a grant of restricted stock units ("RSUs"), which vest in full on the first anniversary of the grant date, subject to continued service through such date. Each RSU represents a contingent right to receive one share of common stock.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CEB Inc.
Report date April 05, 2017 · Filed April 06, 2017
Section 16 reporting ended · disclosed 2017-04-06. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2017-04-05 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2017-04-05 · Exercise / conversion · Acquired 5,820 · Balance 7,687 F1: Represents the shares of common stock of CEB Inc. ("CEB") acquired upon vesting of the restricted stock units of CEB ("RSUs") beneficially owned by the reporting person on the effective date of the merger ("Merger") described in the Agreement and Plan of Merger ("Merger Agreement") dated as of January 5, 2017, among Gartner, Inc. ("Gartner"), Cobra Acquisition Corp. and CEB. F2: Each RSU represented a right upon vesting to receive one share of CEB's common stock. Row 2 · 2017-04-05 · Disposition to issuer · Disposed 5,820 · Balance 1,867 F3: Represents the disposition pursuant to the Merger Agreement of the shares underlying the RSUs beneficially owned by the reporting person. F4: Disposed of pursuant to the Merger Agreement in exchange for per share consideration of (a) $54.00 in cash and (b) 0.2284 of a share of common stock of Gartner. Gartner common stock had a market value of $108.70 per share based on the closing price on the NYSE on the last trading day immediately preceding the Merger (April 4, 2017). Row 3 · 2017-04-05 · Disposition to issuer · Disposed 1,867 · Balance 0 F5: Represents the number of shares of common stock of CEB beneficially owned by the reporting person immediately prior to the effectiveness of the Merger. F4: Disposed of pursuant to the Merger Agreement in exchange for per share consideration of (a) $54.00 in cash and (b) 0.2284 of a share of common stock of Gartner. Gartner common stock had a market value of $108.70 per share based on the closing price on the NYSE on the last trading day immediately preceding the Merger (April 4, 2017). |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2017-04-05 | Direct | 0 |
Reported balance
After 2017-04-05 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2017-04-05 · Exercise / conversion · Disposed 5,332 · Balance 0 F2: Each RSU represented a right upon vesting to receive one share of CEB's common stock. F6: Pursuant to the Merger Agreement, immediately prior to the consummation of the Merger, each outstanding and unvested RSU held by any non-employee director of CEB vested. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the shares of common stock of CEB Inc. ("CEB") acquired upon vesting of the restricted stock units of CEB ("RSUs") beneficially owned by the reporting person on the effective date of the merger ("Merger") described in the Agreement and Plan of Merger ("Merger Agreement") dated as of January 5, 2017, among Gartner, Inc. ("Gartner"), Cobra Acquisition Corp. and CEB.
F2: Each RSU represented a right upon vesting to receive one share of CEB's common stock.
F3: Represents the disposition pursuant to the Merger Agreement of the shares underlying the RSUs beneficially owned by the reporting person.
F4: Disposed of pursuant to the Merger Agreement in exchange for per share consideration of (a) $54.00 in cash and (b) 0.2284 of a share of common stock of Gartner. Gartner common stock had a market value of $108.70 per share based on the closing price on the NYSE on the last trading day immediately preceding the Merger (April 4, 2017).
F5: Represents the number of shares of common stock of CEB beneficially owned by the reporting person immediately prior to the effectiveness of the Merger.
F6: Pursuant to the Merger Agreement, immediately prior to the consummation of the Merger, each outstanding and unvested RSU held by any non-employee director of CEB vested.
Fiesta Restaurant Group, Inc.
Report date October 30, 2023 · Filed November 01, 2023
Section 16 reporting ended · disclosed 2023-11-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2023-10-30 transaction · row 1
1 source rowRow 1 · 2023-10-30 · Disposition to issuer · Disposed 76,913 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of August 6, 2023, by and among the Issuer, Fiesta Holdings, LLC, a Delaware limited liability company ("Parent"), and Fiesta Merger Sub, LLC, a Delaware limited liability company and a wholly owned subsidiary of Parent, in exchange for cash consideration of $8.50 per share of common stock of the Issuer on the effective date of the merger. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of August 6, 2023, by and among the Issuer, Fiesta Holdings, LLC, a Delaware limited liability company ("Parent"), and Fiesta Merger Sub, LLC, a Delaware limited liability company and a wholly owned subsidiary of Parent, in exchange for cash consideration of $8.50 per share of common stock of the Issuer on the effective date of the merger.
HEIDRICK & STRUGGLES INTERNATIONAL INC
Report date December 10, 2025 · Filed December 10, 2025
Section 16 reporting ended · disclosed 2025-12-10. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-12-10 transaction · row 1
1 source rowRow 1 · 2025-12-10 · Disposition to issuer · Disposed 28,229 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated as of October 5, 2025 (the "Merger Agreement"), by and among the Company, Heron BidCo, LLC ("Parent"), and Heron Merger Sub, Inc., a direct wholly owned subsidiary of Parent ("Merger Sub"), on December 10, 2025, Merger Sub merged with and into the Company (the "Merger"), and each share of Company common stock ("Share") issued and outstanding immediately prior to the effective time of the Merger (the "Effective Time") was automatically canceled and converted into the right to receive $59.00 in cash, without interest (the "Merger Consideration"). |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger, dated as of October 5, 2025 (the "Merger Agreement"), by and among the Company, Heron BidCo, LLC ("Parent"), and Heron Merger Sub, Inc., a direct wholly owned subsidiary of Parent ("Merger Sub"), on December 10, 2025, Merger Sub merged with and into the Company (the "Merger"), and each share of Company common stock ("Share") issued and outstanding immediately prior to the effective time of the Merger (the "Effective Time") was automatically canceled and converted into the right to receive $59.00 in cash, without interest (the "Merger Consideration").
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 29, 2026 Filed Aug 1, 2026 01:53 UTC | Reformation Inc. REF · Entity 2183 | GrantCommon Stock | 9,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-089351 · tm2621812-6_4seq1.xml · nonDerivative · entry 1 RAUCH STACEY · CIK 0001511425 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,333 F1 · shares: Represents a grant of restricted stock units ("RSUs"), which vest in full on the first anniversary of the grant date, subject to continued service through such date. Each RSU represents a contingent right to receive one share of common stock. Read SEC document |
| May 14, 2026 Filed May 15, 2026 20:19 UTC | CARTERS INC CRI · Entity 4857 | GrantCommon Stock | 4,266 | $0.00 | $0.00 |
DisclosureSEC source: 0001060822-26-000081 · wk-form4_1778876339.xml · nonDerivative · entry 1 RAUCH STACEY · CIK 0001511425 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,303 F1 · shares: These shares were granted as part of the reporting person's director compensation. Read SEC document |
| December 10, 2025 Filed Dec 10, 2025 14:00 UTC | HEIDRICK & STRUGGLES INTERNATIONAL INC HSII · Entity 71926 | Disposition to issuerCommon Stock | 28,229 | $59.00 | $1,665,511.00 |
DisclosureSEC source: 0001193125-25-313959 · ownership.xml · nonDerivative · entry 1 RAUCH STACEY · CIK 0001511425 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · price: Pursuant to the Agreement and Plan of Merger, dated as of October 5, 2025 (the "Merger Agreement"), by and among the Company, Heron BidCo, LLC ("Parent"), and Heron Merger Sub, Inc., a direct wholly owned subsidiary of Parent ("Merger Sub"), on December 10, 2025, Merger Sub merged with and into the Company (the "Merger"), and each share of Company common stock ("Share") issued and outstanding immediately prior to the effective time of the Merger (the "Effective Time") was automatically canceled and converted into the right to receive $59.00 in cash, without interest (the "Merger Consideration"). Read SEC document |
| May 22, 2025 Filed May 27, 2025 16:18 UTC | HEIDRICK & STRUGGLES INTERNATIONAL INC HSII · Entity 71926 | GrantCommon Stock | 3,465 | $0.00 | $0.00 |
DisclosureSEC source: 0001066605-25-000051 · wk-form4_1748377126.xml · nonDerivative · entry 1 RAUCH STACEY · CIK 0001511425 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,229 F1 · shares: Granted as director compensation under the Fifth Amended and Restated 2012 Heidrick & Struggles GlobalShare Program. F1 · price: Granted as director compensation under the Fifth Amended and Restated 2012 Heidrick & Struggles GlobalShare Program. Read SEC document |
| May 15, 2025 Filed May 19, 2025 20:27 UTC | CARTERS INC CRI · Entity 4857 | GrantCommon Stock | 4,409 | $0.00 | $0.00 |
DisclosureSEC source: 0001060822-25-000120 · wk-form4_1747686457.xml · nonDerivative · entry 1 RAUCH STACEY · CIK 0001511425 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,037 F1 · shares: These shares were granted as part of the reporting person's director compensation. Read SEC document |
| May 23, 2024 Filed May 24, 2024 16:11 UTC | HEIDRICK & STRUGGLES INTERNATIONAL INC HSII · Entity 71926 | GrantCommon Stock | 4,188 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-025199 · wk-form4_1716581474.xml · nonDerivative · entry 1 RAUCH STACEY · CIK 0001511425 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,764 F1 · shares: Granted as director compensation under the Fifth Amended and Restated 2012 Heidrick & Struggles GlobalShare Program. F1 · price: Granted as director compensation under the Fifth Amended and Restated 2012 Heidrick & Struggles GlobalShare Program. Read SEC document |
| May 16, 2024 Filed May 20, 2024 20:22 UTC | CARTERS INC CRI · Entity 4857 | GrantCommon Stock | 2,293 | $0.00 | $0.00 |
DisclosureSEC source: 0001060822-24-000121 · wk-form4_1716236526.xml · nonDerivative · entry 1 RAUCH STACEY · CIK 0001511425 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,628 F1 · shares: These shares were granted as part of the reporting person's director compensation. F2 · balance_after: 1,975 of these shares are restricted shares that are subject to time-vesting restrictions. Read SEC document |
| October 30, 2023 Filed Nov 1, 2023 17:27 UTC | Fiesta Restaurant Group, Inc. FRGI · Entity 108548 | Disposition to issuerCommon Stock, par value $0.01 per share | 76,913 | $8.50 | $653,760.50 |
DisclosureSEC source: 0001140361-23-050761 · form4.xml · nonDerivative · entry 1 RAUCH STACEY · CIK 0001511425 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: Disposed of pursuant to the Agreement and Plan of Merger, dated as of August 6, 2023, by and among the Issuer, Fiesta Holdings, LLC, a Delaware limited liability company ("Parent"), and Fiesta Merger Sub, LLC, a Delaware limited liability company and a wholly owned subsidiary of Parent, in exchange for cash consideration of $8.50 per share of common stock of the Issuer on the effective date of the merger. Read SEC document |
| May 25, 2023 Filed May 30, 2023 16:23 UTC | HEIDRICK & STRUGGLES INTERNATIONAL INC HSII · Entity 71926 | GrantCommon Stock | 5,378 | $0.00 | $0.00 |
DisclosureSEC source: 0001066605-23-000047 · wf-form4_168547816323578.xml · nonDerivative · entry 1 RAUCH STACEY · CIK 0001511425 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,576 F1 · shares: Granted as director compensation under the Fourth Amended and Restated 2012 Heidrick & Struggles GlobalShare Program. F1 · price: Granted as director compensation under the Fourth Amended and Restated 2012 Heidrick & Struggles GlobalShare Program. Read SEC document |
| May 18, 2023 Filed May 19, 2023 20:54 UTC | CARTERS INC CRI · Entity 4857 | GrantCommon Stock | 2,385 | $0.00 | $0.00 |
DisclosureSEC source: 0001060822-23-000110 · wf-form4_168452966266738.xml · nonDerivative · entry 1 RAUCH STACEY · CIK 0001511425 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,335 F1 · shares: These shares were granted as part of the reporting person's director compensation. F2 · balance_after: 1,975 of these shares are restricted shares that are subject to time-vesting restrictions. Read SEC document |
| May 10, 2023 Filed May 12, 2023 20:08 UTC | Fiesta Restaurant Group, Inc. FRGI · Entity 108548 | GrantCommon Stock, par value $0.01 per share | 12,821 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-23-039016 · ownership.xml · nonDerivative · entry 1 RAUCH STACEY · CIK 0001511425 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 76,913 F1 · price: The shares were granted to the Reporting Person pursuant to the Issuer's 2021 Stock Incentive Plan. The stock award reported herein shall vest (and the restrictions shall lapse) in full on May 10, 2024, provided that the Reporting Person has continuously remained a director of the Issuer. Any unvested shares underlying the stock award reported herein will be immediately forfeited upon the Reporting Person ceasing to be a director. The stock award reported herein is not transferable unless vested. F1 · acquired: The shares were granted to the Reporting Person pursuant to the Issuer's 2021 Stock Incentive Plan. The stock award reported herein shall vest (and the restrictions shall lapse) in full on May 10, 2024, provided that the Reporting Person has continuously remained a director of the Issuer. Any unvested shares underlying the stock award reported herein will be immediately forfeited upon the Reporting Person ceasing to be a director. The stock award reported herein is not transferable unless vested. Read SEC document |
| June 16, 2022 Filed Jun 21, 2022 20:23 UTC | Fiesta Restaurant Group, Inc. FRGI · Entity 108548 | GrantCommon Stock, par value $0.01 per share | 13,992 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-023358 · doc4.xml · nonDerivative · entry 1 RAUCH STACEY · CIK 0001511425 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,092 F1 · price: The shares were granted to the Reporting Person pursuant to the Issuer's 2021 Stock Incentive Plan. The stock award reported herein shall vest (and the restrictions shall lapse) in full on June 16, 2023, provided that the Reporting Person has continuously remained a director of the Issuer. Any unvested shares underlying the stock award reported herein will be immediately forfeited upon the Reporting Person ceasing to be a director. The stock award reported herein is not transferable unless vested. F1 · acquired: The shares were granted to the Reporting Person pursuant to the Issuer's 2021 Stock Incentive Plan. The stock award reported herein shall vest (and the restrictions shall lapse) in full on June 16, 2023, provided that the Reporting Person has continuously remained a director of the Issuer. Any unvested shares underlying the stock award reported herein will be immediately forfeited upon the Reporting Person ceasing to be a director. The stock award reported herein is not transferable unless vested. Read SEC document |
| May 26, 2022 Filed May 31, 2022 19:21 UTC | HEIDRICK & STRUGGLES INTERNATIONAL INC HSII · Entity 71926 | Grant2022 Common Stock | 3,950 | $0.00 | $0.00 |
DisclosureSEC source: 0001066605-22-000048 · wf-form4_165403926582586.xml · nonDerivative · entry 1 RAUCH STACEY · CIK 0001511425 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,198 F1 · security: Common Stock awarded as director compensation. Read SEC document |
| May 19, 2022 Filed May 23, 2022 21:18 UTC | CARTERS INC CRI · Entity 4857 | GrantCommon Stock | 3,950 | $0.00 | $0.00 |
DisclosureSEC source: 0001060822-22-000147 · wf-form4_165334068239132.xml · nonDerivative · entry 1 RAUCH STACEY · CIK 0001511425 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,950 F1 · shares: These shares were granted as part of the reporting person's director compensation. F2 · balance_after: 1,975 of these shares of common stock are a one-time grant to a new director and vest on the third anniversary of the grant date, provided that Ms. Rauch has continuously been a director since the date of grant. Read SEC document |
| May 27, 2021 Filed Jun 1, 2021 17:46 UTC | HEIDRICK & STRUGGLES INTERNATIONAL INC HSII · Entity 71926 | Grant2021 Common Stock | 2,623 | $43.85 | $115,018.55 |
DisclosureSEC source: 0001066605-21-000063 · wf-form4_162258397252252.xml · nonDerivative · entry 1 RAUCH STACEY · CIK 0001511425 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,248 F1 · security: Common Stock awarded as director compensation. F2 · balance_after: Column 5 has been updated to reflect the correct total number of shares. Read SEC document |
| April 28, 2021 Filed Apr 30, 2021 20:17 UTC | Fiesta Restaurant Group, Inc. FRGI · Entity 108548 | GrantCommon Stock, par value $0.01 per share | 6,602 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-017632 · doc4.xml · nonDerivative · entry 1 RAUCH STACEY · CIK 0001511425 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,100 F1 · price: The Shares were granted to the Reporting Person pursuant to the Issuer's 2012 Stock Incentive Plan and subject to restrictions on transfer. The stock award reported herein shall vest (and the restrictions shall lapse) in full on the earlier of (i) one business day before the Issuer's 2022 annual meeting of stockholders or (ii) April 28, 2022, provided that in each case the Reporting Person has continuously remained a director of the Issuer. Any unvested shares underlying the stock award reported herein will be immediately forfeited upon the Reporting Person ceasing to be a director. The stock award reported herein is not transferable unless vested. F1 · acquired: The Shares were granted to the Reporting Person pursuant to the Issuer's 2012 Stock Incentive Plan and subject to restrictions on transfer. The stock award reported herein shall vest (and the restrictions shall lapse) in full on the earlier of (i) one business day before the Issuer's 2022 annual meeting of stockholders or (ii) April 28, 2022, provided that in each case the Reporting Person has continuously remained a director of the Issuer. Any unvested shares underlying the stock award reported herein will be immediately forfeited upon the Reporting Person ceasing to be a director. The stock award reported herein is not transferable unless vested. Read SEC document |
| December 14, 2020 Filed Dec 18, 2020 09:49 UTC | Ascena Retail Group, Inc. ASNAQ · Entity 144408 | SaleCommon | 4,697 | $0.18 | $846.40 |
DisclosureSEC source: 0001498301-20-000124 · wf-form4_160830296578809.xml · nonDerivative · entry 1 RAUCH STACEY · CIK 0001511425 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.18125 to $0.18, inclusive. The reporting person undertakes to provide Ascena Retail Group, Inc. (the "Company"), any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| May 28, 2020 Filed Jun 1, 2020 16:38 UTC | HEIDRICK & STRUGGLES INTERNATIONAL INC HSII · Entity 71926 | Grant2020 Common Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-033209 · doc4.xml · nonDerivative · entry 1 RAUCH STACEY · CIK 0001511425 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 F1 · security: Common Stock awarded as director compensation. Read SEC document |
| April 29, 2020 Filed May 2, 2020 01:50 UTC | Fiesta Restaurant Group, Inc. FRGI · Entity 108548 | GrantCommon Stock, par value $0.01 per share | 11,432 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-011802 · doc4.xml · nonDerivative · entry 1 RAUCH STACEY · CIK 0001511425 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,268 F1 · price: The Shares were granted to the Reporting Person pursuant to the Issuer's 2012 Stock Incentive Plan and subject to restrictions on transfer. The stock award reported herein shall vest (and the restrictions shall lapse) in full on the earlier of (i) one business day before the Issuer's 2021 annual meeting of stockholders or (ii) April 29, 2021, provided that in each case the Reporting Person has continuously remained a director of the Issuer. Any unvested shares underlying the stock award reported herein will be immediately forfeited upon the Reporting Person ceasing to be a director. The stock award reported herein is not transferable unless vested. F1 · acquired: The Shares were granted to the Reporting Person pursuant to the Issuer's 2012 Stock Incentive Plan and subject to restrictions on transfer. The stock award reported herein shall vest (and the restrictions shall lapse) in full on the earlier of (i) one business day before the Issuer's 2021 annual meeting of stockholders or (ii) April 29, 2021, provided that in each case the Reporting Person has continuously remained a director of the Issuer. Any unvested shares underlying the stock award reported herein will be immediately forfeited upon the Reporting Person ceasing to be a director. The stock award reported herein is not transferable unless vested. Read SEC document |
| April 29, 2020 Filed May 18, 2020 23:47 UTC Amendment | Fiesta Restaurant Group, Inc. FRGI · Entity 108548 | GrantCommon Stock, par value $0.01 per share | 10,662 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-013487 · doc4a.xml · nonDerivative · entry 1 RAUCH STACEY · CIK 0001511425 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,498 F1 · price: This amendment is being filed to correct the number of Shares granted to the Reporting Person on April 29, 2020. The initial filing incorrectly overstated the number of Shares granted by 770 shares. The Shares were granted to the Reporting Person pursuant to the Issuer's 2012 Stock Incentive Plan and subject to restrictions on transfer. The stock award reported herein shall vest (and the restrictions shall lapse) in full on the earlier of (i) one business day before the Issuer's 2021 annual meeting of stockholders or (ii) April 29, 2021, provided that in each case the Reporting Person has continuously remained a director of the Issuer. Any unvested shares underlying the stock award reported herein will be immediately forfeited upon the Reporting Person ceasing to be a director. The stock award reported herein is not transferable unless vested. F1 · acquired: This amendment is being filed to correct the number of Shares granted to the Reporting Person on April 29, 2020. The initial filing incorrectly overstated the number of Shares granted by 770 shares. The Shares were granted to the Reporting Person pursuant to the Issuer's 2012 Stock Incentive Plan and subject to restrictions on transfer. The stock award reported herein shall vest (and the restrictions shall lapse) in full on the earlier of (i) one business day before the Issuer's 2021 annual meeting of stockholders or (ii) April 29, 2021, provided that in each case the Reporting Person has continuously remained a director of the Issuer. Any unvested shares underlying the stock award reported herein will be immediately forfeited upon the Reporting Person ceasing to be a director. The stock award reported herein is not transferable unless vested. Read SEC document |
| October 22, 2019 Filed Oct 23, 2019 08:15 UTC | Ascena Retail Group, Inc. ASNA · Entity 144408 | Exercise / conversionRestrcted Stock Units · Derivative | 24,138 | $0.00 | $0.00 |
DisclosureSEC source: 0001498301-19-000099 · edgar.xml · derivative · entry 2 RAUCH STACEY · CIK 0001511425 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 24,138 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Granted under the Company's 2016 Omnibus Incentive Plan. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On October 22, 2018, the reporting person was granted 24,138 restricted stock units, vesting one year from the grant date. F3 · derivative.expiration_date: On October 22, 2018, the reporting person was granted 24,138 restricted stock units, vesting one year from the grant date. Read SEC document |
| October 22, 2019 Filed Oct 23, 2019 08:15 UTC | Ascena Retail Group, Inc. ASNA · Entity 144408 | GrantCommon | 24,138 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001498301-19-000099 · edgar.xml · nonDerivative · entry 1 RAUCH STACEY · CIK 0001511425 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,955 F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| October 02, 2019 Filed Oct 4, 2019 16:24 UTC | Ascena Retail Group, Inc. ASNA · Entity 144408 | GrantOpitons To Buy · Derivative | 24,000 | $0.00 Strike: $0.26 | $0.00 |
DisclosureSEC source: 0001498301-19-000082 · edgar.xml · derivative · entry 2 RAUCH STACEY · CIK 0001511425 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 Underlying: Common · 24,000 shares Expires 2026-10-02 F1 · security: Granted under the Company's 2016 Omnibus Incentive Plan. F2 · derivative.exercise_date: On October 2, 2019, the reporting person was granted 24,000 non-qualified stock options, vesting one year from the grant date. F2 · derivative.expiration_date: On October 2, 2019, the reporting person was granted 24,000 non-qualified stock options, vesting one year from the grant date. Read SEC document |
| May 23, 2019 Filed May 28, 2019 14:39 UTC | HEIDRICK & STRUGGLES INTERNATIONAL INC HSII · Entity 71926 | GrantCommon Stock | 3,625 | $31.72 | $114,985.00 |
DisclosureSEC source: 0001209191-19-032927 · doc4.xml · nonDerivative · entry 1 RAUCH STACEY · CIK 0001511425 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,625 F1 · security: The number of shares of Common Stock awarded to the Reporting Person was determined by dividing the total dollar value of director compensation granted to the Reporting Person by $31.72, the closing price of HSII common stock on the grant date of May 23,2019. Read SEC document |
| April 30, 2019 Filed May 2, 2019 21:18 UTC | Fiesta Restaurant Group, Inc. FRGI · Entity 108548 | GrantCommon Stock, par value $0.01 per share | 7,504 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-011815 · doc4.xml · nonDerivative · entry 1 RAUCH STACEY · CIK 0001511425 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,836 F1 · price: The Shares were granted to the Reporting Person pursuant to the Issuer's 2012 Stock Incentive Plan and subject to restrictions on transfer. The stock award reported herein shall vest (and the restrictions shall lapse) in full on the earlier of (i) one business day before the Issuer's 2020 annual meeting of stockholders or (ii) April 30, 2020, provided that in each case the Reporting Person has continuously remained a director of the Issuer. Any unvested shares underlying the stock award reported herein will be immediately forfeited upon the Reporting Person ceasing to be a director. The stock award reported herein is not transferable unless vested. F1 · acquired: The Shares were granted to the Reporting Person pursuant to the Issuer's 2012 Stock Incentive Plan and subject to restrictions on transfer. The stock award reported herein shall vest (and the restrictions shall lapse) in full on the earlier of (i) one business day before the Issuer's 2020 annual meeting of stockholders or (ii) April 30, 2020, provided that in each case the Reporting Person has continuously remained a director of the Issuer. Any unvested shares underlying the stock award reported herein will be immediately forfeited upon the Reporting Person ceasing to be a director. The stock award reported herein is not transferable unless vested. Read SEC document |
| October 22, 2018 Filed Oct 23, 2018 15:47 UTC | Ascena Retail Group, Inc. ASNA · Entity 144408 | GrantRestricted Stocks Units · Derivative | 24,138 | $0.00 | $0.00 |
DisclosureSEC source: 0001498301-18-000101 · edgar.xml · derivative · entry 2 RAUCH STACEY · CIK 0001511425 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,138 Underlying: Common · 24,138 shares Expires not disclosed F1 · security: Granted under the Company's 2016 Omnibus Incentive Plan. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On October 22, 2018, the reporting person was granted 24,138 restricted stock units, vesting one year from the grant date. F3 · derivative.expiration_date: On October 22, 2018, the reporting person was granted 24,138 restricted stock units, vesting one year from the grant date. Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 09:58 UTC | Ascena Retail Group, Inc. ASNA · Entity 144408 | Exercise / conversionRestricted Stocks Units · Derivative | 36,992 | $0.00 | $0.00 |
DisclosureSEC source: 0001498301-18-000071 · edgar.xml · derivative · entry 2 RAUCH STACEY · CIK 0001511425 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 36,992 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Granted under the Company's 2016 Omnibus Incentive Plan. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On September 28, 2017, the reporting person was granted 36,992 restricted stock units, vesting one year from the grant date. F3 · derivative.expiration_date: On September 28, 2017, the reporting person was granted 36,992 restricted stock units, vesting one year from the grant date. Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 09:58 UTC | Ascena Retail Group, Inc. ASNA · Entity 144408 | Exercise / conversionCommon | 36,992 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001498301-18-000071 · edgar.xml · nonDerivative · entry 1 RAUCH STACEY · CIK 0001511425 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,817 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| June 08, 2018 Filed Jun 12, 2018 08:58 UTC | Ascena Retail Group, Inc. ASNA · Entity 144408 | Exercise / conversionRestricted Stocks Units · Derivative | 17,857 | $0.00 | $0.00 |
DisclosureSEC source: 0001498301-18-000036 · edgar.xml · derivative · entry 2 RAUCH STACEY · CIK 0001511425 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 17,857 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Granted under the Company's 2016 Omnibus Incentive Plan. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On June 8, 2017, the reporting person was granted 17,857 restricted stock units, vesting one year from the grant date. F3 · derivative.expiration_date: On June 8, 2017, the reporting person was granted 17,857 restricted stock units, vesting one year from the grant date. Read SEC document |
| June 08, 2018 Filed Jun 12, 2018 08:58 UTC | Ascena Retail Group, Inc. ASNA · Entity 144408 | Exercise / conversionCommon | 17,857 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001498301-18-000036 · edgar.xml · nonDerivative · entry 1 RAUCH STACEY · CIK 0001511425 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,825 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| May 02, 2018 Filed May 4, 2018 21:58 UTC | Fiesta Restaurant Group, Inc. FRGI · Entity 108548 | GrantCommon Stock, par value $0.01 per share | 4,524 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-011572 · doc4.xml · nonDerivative · entry 1 RAUCH STACEY · CIK 0001511425 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,332 F1 · price: The Shares were granted to the Reporting Person pursuant to the Issuer's 2012 Stock Incentive Plan and subject to restrictions on transfer. The stock award reported herein shall vest (and the restrictions shall lapse) in full on the earlier of (i) one business day before the Issuer's 2019 annual meeting of stockholders or (ii) May 2, 2019, provided that in each case the Reporting Person has continuously remained a director of the Issuer. Any unvested shares underlying the stock award reported herein will be immediately forfeited upon the Reporting Person ceasing to be a director. The stock award reported herein is not transferable unless vested. F1 · acquired: The Shares were granted to the Reporting Person pursuant to the Issuer's 2012 Stock Incentive Plan and subject to restrictions on transfer. The stock award reported herein shall vest (and the restrictions shall lapse) in full on the earlier of (i) one business day before the Issuer's 2019 annual meeting of stockholders or (ii) May 2, 2019, provided that in each case the Reporting Person has continuously remained a director of the Issuer. Any unvested shares underlying the stock award reported herein will be immediately forfeited upon the Reporting Person ceasing to be a director. The stock award reported herein is not transferable unless vested. Read SEC document |
| September 28, 2017 Filed Sep 29, 2017 13:22 UTC | Ascena Retail Group, Inc. ASNA · Entity 144408 | GrantRestricted Stocks Units · Derivative | 36,992 | $0.00 | $0.00 |
DisclosureSEC source: 0001498301-17-000094 · edgar.xml · derivative · entry 2 RAUCH STACEY · CIK 0001511425 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,992 Underlying: Common · 36,992 shares Expires not disclosed F1 · security: Granted under the Company's 2016 Omnibus Incentive Plan. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On September 28, 2017, the reporting person was granted 36,992 restricted stock units, vesting one year from the grant date. F3 · derivative.expiration_date: On September 28, 2017, the reporting person was granted 36,992 restricted stock units, vesting one year from the grant date. Read SEC document |
| June 09, 2017 Filed Jun 12, 2017 21:20 UTC | Fiesta Restaurant Group, Inc. FRGI · Entity 108548 | PurchaseCommon Stock, par value $0.01 per share | 2,000 | $21.50 | $43,000.00 |
DisclosureSEC source: 0000899243-17-016110 · doc4.xml · nonDerivative · entry 1 RAUCH STACEY · CIK 0001511425 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,808 Read SEC document |
| June 08, 2017 Filed Jun 12, 2017 12:15 UTC | Ascena Retail Group, Inc. ASNA · Entity 144408 | Exercise / conversionRestricted Stocks Units · Derivative | 17,857 | $0.00 | $0.00 |
DisclosureSEC source: 0001498301-17-000043 · edgar.xml · derivative · entry 2 RAUCH STACEY · CIK 0001511425 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,857 Underlying: Common · 17,857 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Granted under the Company's 2016 Omnibus Incentive Plan. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On June 8, 2017, the reporting person was granted 17,857 restricted stock units, vesting one year from the grant date. F3 · derivative.expiration_date: On June 8, 2017, the reporting person was granted 17,857 restricted stock units, vesting one year from the grant date. Read SEC document |
| June 07, 2017 Filed Jun 10, 2017 00:46 UTC | Fiesta Restaurant Group, Inc. FRGI · Entity 108548 | GrantCommon Stock, par value $0.01 per share | 4,546 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-016011 · doc4.xml · nonDerivative · entry 1 RAUCH STACEY · CIK 0001511425 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,808 F1 · price: The Shares were granted to the Reporting Person pursuant to the Issuer's 2012 Stock Incentive Plan and subject to restrictions on transfer. The stock award reported herein shall vest (and the restrictions shall lapse) in full on June 7, 2018, provided that the Reporting Person has continuously remained a director of the Issuer. Any unvested shares underlying the stock award reported herein will be immediately forfeited upon the Reporting Person ceasing to be a director. The stock award reported herein is not transferable unless vested. F1 · acquired: The Shares were granted to the Reporting Person pursuant to the Issuer's 2012 Stock Incentive Plan and subject to restrictions on transfer. The stock award reported herein shall vest (and the restrictions shall lapse) in full on June 7, 2018, provided that the Reporting Person has continuously remained a director of the Issuer. Any unvested shares underlying the stock award reported herein will be immediately forfeited upon the Reporting Person ceasing to be a director. The stock award reported herein is not transferable unless vested. Read SEC document |
| April 05, 2017 Filed Apr 6, 2017 21:15 UTC | CEB Inc. CEB · Entity 177136 | Exercise / conversionRestricted Stock Units · Derivative | 5,332 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-026173 · doc4.xml · derivative · entry 4 RAUCH STACEY · CIK 0001511425 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,332 shares Expires 2017-04-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represented a right upon vesting to receive one share of CEB's common stock. F6 · derivative.exercise_date: Pursuant to the Merger Agreement, immediately prior to the consummation of the Merger, each outstanding and unvested RSU held by any non-employee director of CEB vested. Read SEC document |
| April 05, 2017 Filed Apr 6, 2017 21:15 UTC | CEB Inc. CEB · Entity 177136 | Disposition to issuerCommon Stock | 1,867 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-026173 · doc4.xml · nonDerivative · entry 3 RAUCH STACEY · CIK 0001511425 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F5 · shares: Represents the number of shares of common stock of CEB beneficially owned by the reporting person immediately prior to the effectiveness of the Merger. F4 · price: Disposed of pursuant to the Merger Agreement in exchange for per share consideration of (a) $54.00 in cash and (b) 0.2284 of a share of common stock of Gartner. Gartner common stock had a market value of $108.70 per share based on the closing price on the NYSE on the last trading day immediately preceding the Merger (April 4, 2017). Read SEC document |
| April 05, 2017 Filed Apr 6, 2017 21:15 UTC | CEB Inc. CEB · Entity 177136 | Disposition to issuerCommon Stock | 5,820 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-026173 · doc4.xml · nonDerivative · entry 2 RAUCH STACEY · CIK 0001511425 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,867 F3 · shares: Represents the disposition pursuant to the Merger Agreement of the shares underlying the RSUs beneficially owned by the reporting person. F4 · price: Disposed of pursuant to the Merger Agreement in exchange for per share consideration of (a) $54.00 in cash and (b) 0.2284 of a share of common stock of Gartner. Gartner common stock had a market value of $108.70 per share based on the closing price on the NYSE on the last trading day immediately preceding the Merger (April 4, 2017). Read SEC document |
| April 05, 2017 Filed Apr 6, 2017 21:15 UTC | CEB Inc. CEB · Entity 177136 | Exercise / conversionCommon Stock | 5,820 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-026173 · doc4.xml · nonDerivative · entry 1 RAUCH STACEY · CIK 0001511425 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,687 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the shares of common stock of CEB Inc. ("CEB") acquired upon vesting of the restricted stock units of CEB ("RSUs") beneficially owned by the reporting person on the effective date of the merger ("Merger") described in the Agreement and Plan of Merger ("Merger Agreement") dated as of January 5, 2017, among Gartner, Inc. ("Gartner"), Cobra Acquisition Corp. and CEB. F2 · price: Each RSU represented a right upon vesting to receive one share of CEB's common stock. Read SEC document |
| March 27, 2017 Filed Mar 29, 2017 16:40 UTC | CEB Inc. CEB · Entity 177136 | Exercise / conversionRestricted Stock Units · Derivative | 462 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-023524 · doc4.xml · derivative · entry 2 RAUCH STACEY · CIK 0001511425 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 922 Underlying: Common Stock · 462 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's common stock. F2 · derivative.expiration_date: N/A Read SEC document |
| March 27, 2017 Filed Mar 29, 2017 16:40 UTC | CEB Inc. CEB · Entity 177136 | Exercise / conversionCommon Stock | 462 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-023524 · doc4.xml · nonDerivative · entry 1 RAUCH STACEY · CIK 0001511425 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,867 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 16:19 UTC | CEB Inc. CEB · Entity 177136 | GrantRestricted Stock Units · Derivative | 1,701 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-021367 · doc4.xml · derivative · entry 1 RAUCH STACEY · CIK 0001511425 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,701 Underlying: Common Stock · 1,701 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's common stock. F2 · derivative.exercise_date: Restricted Stock Units vest equally in four increments in the following months: April 2018, March 2019, March 2020 and March 2021. F3 · derivative.expiration_date: N/A Read SEC document |
| December 12, 2016 Filed Dec 13, 2016 16:12 UTC | CEB Inc. CEB · Entity 177136 | Exercise / conversionRestricted Stock Units · Derivative | 471 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-154892 · doc4.xml · derivative · entry 2 RAUCH STACEY · CIK 0001511425 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 942 Underlying: Common Stock · 471 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's common stock. F2 · derivative.expiration_date: N/A Read SEC document |
| December 12, 2016 Filed Dec 13, 2016 16:12 UTC | CEB Inc. CEB · Entity 177136 | Exercise / conversionCommon Stock | 471 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-154892 · doc4.xml · nonDerivative · entry 1 RAUCH STACEY · CIK 0001511425 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,405 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.