Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FISERV INCFISV · Entity 3167 | Chief Admin. and Legal Officer | August 03, 2026 | August 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FISERV INC
Report date August 03, 2026 · Filed August 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 173,523 |
Reported balance
After 2026-08-03 transaction · row 1
1 source rowRow 1 · 2026-08-03 · Grant · Acquired 36,799 · Balance 173,523 F1: One-third of these restricted stock units vest on each anniversary of the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: One-third of these restricted stock units vest on each anniversary of the grant date.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
FIRST DATA CORP
Report date July 29, 2019 · Filed July 29, 2019
Section 16 reporting ended · disclosed 2019-07-29. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-07-29 transaction · row 1
1 source rowRow 1 · 2019-07-29 · Disposition to issuer · Disposed 408,443 · Balance 0 F1: Includes (i) 52,728 shares of restricted stock previously subject to time-based vesting which were accelerated in full and settled in Fiserv, Inc. (Fiserv) common stock based on the exchange ratio (defined in footnote (2)), (ii) 207,071 restricted stock units previously subject to time-based vesting which were converted into units denominated in shares of Fiserv common stock based on the exchange ratio and will continue to be governed by the same terms and conditions as were applicable at the effective time, and (iii) 52,727 shares of restricted stock subject to performance-vesting which were converted into awards denominated in shares of Fiserv common stock based on the exchange ratio and which will remain eligible to vest upon satisfaction of an adjusted performance condition, in each case, in accordance with the Agreement and Plan of Merger dated January 16, 2019 (the Merger Agreement) among First Data Corporation (Issuer), Fiserv, and 300 Holdings, Inc. (Merger Sub). F2: Pursuant to the Merger Agreement among Issuer, Fiserv, and Merger Sub, upon the effective time of the merger of Merger Sub into Issuer (the Merger) on July 29, 2019, each common share of the Issuer was converted in the right to receive 0.303 shares of Fiserv common stock (the exchange ratio). |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2019-07-29 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-07-29 · Disposition to issuer · Disposed 113,063 · Balance 0 F3: Shares of Class B common stock were convertible into shares of Class A common stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events. F2: Pursuant to the Merger Agreement among Issuer, Fiserv, and Merger Sub, upon the effective time of the merger of Merger Sub into Issuer (the Merger) on July 29, 2019, each common share of the Issuer was converted in the right to receive 0.303 shares of Fiserv common stock (the exchange ratio). |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.65 · Expires 2024-11-12 | Direct | 0 |
Reported balance
After 2019-07-29 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-07-29 · Disposition to issuer · Disposed 158,162 · Balance 0 F5: Pursuant to the Merger Agreement, immediately after the effective time of the Merger, the option was converted into an option to purchase a number of shares of Fiserv common stock equal to the number of shares of Issuer common stock subject to such option award immediately prior to the effective date multiplied by the exchange ratio, with an exercise price per share equal to the exercise price per share of such stock option immediately prior to the effective time divided by the exchange ratio. Upon the effective time of the Merger, 31,637 options subject to time-based vesting that were not fully vested were accelerated. F4: The options were originally scheduled to vest in equal annual installments on each of the first five anniversaries of November 12, 2014. F3: Shares of Class B common stock were convertible into shares of Class A common stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $14.23 · Expires 2025-01-14 | Direct | 0 |
Reported balance
After 2019-07-29 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-07-29 · Disposition to issuer · Disposed 31,636 · Balance 0 F7: Pursuant to the Merger Agreement, immediately after the effective time of the Merger, the option was converted into an option to purchase a number of shares of Fiserv common stock equal to the number of shares of Issuer common stock subject to such option award immediately prior the effective time multiplied by the exchange ratio, with an exercise price per share equal to the exercise price per share of such stock option immediately prior to the effective time divided by the exchange ratio. F6: These stock options are fully vested and exercisable. F3: Shares of Class B common stock were convertible into shares of Class A common stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $16.00 · Expires 2025-10-15 | Direct | 0 |
Reported balance
After 2019-07-29 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2019-07-29 · Disposition to issuer · Disposed 158,182 · Balance 0 F9: Pursuant to the Merger Agreement, immediately after the effective time of the Merger, the option was converted into an option to purchase a number of shares of Fiserv common stock equal to the number of shares of Issuer common stock subject to such option award immediately prior to the effective date multiplied by the exchange ratio, with an exercise price per share equal to the exercise price per share of such stock option immediately prior to the effective time divided by the exchange ratio. Upon the effective time of the Merger, 52,728 options subject to time-based vesting that were not fully vested were accelerated. With respect to the 52,727 options subject to performance vesting criteria, they will continue to be governed by the same terms and conditions as were applicable at the effective time, and will remain eligible to vest upon satisfaction of an adjusted performance condition in accordance with the Merger Agreement. F8: The options were originally scheduled to vest two thirds over time, with one fourth of such amount vesting on each of December 31, 2017, 2018, 2019 and 2020, and one third vesting upon the Issuer's achievement of a closing trading price of the Class A Common Stock equal to or greater than $32.00 per share over any ten consecutive trading-day period following the Issuer's initial public offering. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.52 · Expires 2026-02-24 | Direct | 0 |
Reported balance
After 2019-07-29 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2019-07-29 · Disposition to issuer · Disposed 34,272 · Balance 0 F7: Pursuant to the Merger Agreement, immediately after the effective time of the Merger, the option was converted into an option to purchase a number of shares of Fiserv common stock equal to the number of shares of Issuer common stock subject to such option award immediately prior the effective time multiplied by the exchange ratio, with an exercise price per share equal to the exercise price per share of such stock option immediately prior to the effective time divided by the exchange ratio. F6: These stock options are fully vested and exercisable. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes (i) 52,728 shares of restricted stock previously subject to time-based vesting which were accelerated in full and settled in Fiserv, Inc. (Fiserv) common stock based on the exchange ratio (defined in footnote (2)), (ii) 207,071 restricted stock units previously subject to time-based vesting which were converted into units denominated in shares of Fiserv common stock based on the exchange ratio and will continue to be governed by the same terms and conditions as were applicable at the effective time, and (iii) 52,727 shares of restricted stock subject to performance-vesting which were converted into awards denominated in shares of Fiserv common stock based on the exchange ratio and which will remain eligible to vest upon satisfaction of an adjusted performance condition, in each case, in accordance with the Agreement and Plan of Merger dated January 16, 2019 (the Merger Agreement) among First Data Corporation (Issuer), Fiserv, and 300 Holdings, Inc. (Merger Sub).
F2: Pursuant to the Merger Agreement among Issuer, Fiserv, and Merger Sub, upon the effective time of the merger of Merger Sub into Issuer (the Merger) on July 29, 2019, each common share of the Issuer was converted in the right to receive 0.303 shares of Fiserv common stock (the exchange ratio).
F3: Shares of Class B common stock were convertible into shares of Class A common stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events.
F4: The options were originally scheduled to vest in equal annual installments on each of the first five anniversaries of November 12, 2014.
F5: Pursuant to the Merger Agreement, immediately after the effective time of the Merger, the option was converted into an option to purchase a number of shares of Fiserv common stock equal to the number of shares of Issuer common stock subject to such option award immediately prior to the effective date multiplied by the exchange ratio, with an exercise price per share equal to the exercise price per share of such stock option immediately prior to the effective time divided by the exchange ratio. Upon the effective time of the Merger, 31,637 options subject to time-based vesting that were not fully vested were accelerated.
F6: These stock options are fully vested and exercisable.
F7: Pursuant to the Merger Agreement, immediately after the effective time of the Merger, the option was converted into an option to purchase a number of shares of Fiserv common stock equal to the number of shares of Issuer common stock subject to such option award immediately prior the effective time multiplied by the exchange ratio, with an exercise price per share equal to the exercise price per share of such stock option immediately prior to the effective time divided by the exchange ratio.
F8: The options were originally scheduled to vest two thirds over time, with one fourth of such amount vesting on each of December 31, 2017, 2018, 2019 and 2020, and one third vesting upon the Issuer's achievement of a closing trading price of the Class A Common Stock equal to or greater than $32.00 per share over any ten consecutive trading-day period following the Issuer's initial public offering.
F9: Pursuant to the Merger Agreement, immediately after the effective time of the Merger, the option was converted into an option to purchase a number of shares of Fiserv common stock equal to the number of shares of Issuer common stock subject to such option award immediately prior to the effective date multiplied by the exchange ratio, with an exercise price per share equal to the exercise price per share of such stock option immediately prior to the effective time divided by the exchange ratio. Upon the effective time of the Merger, 52,728 options subject to time-based vesting that were not fully vested were accelerated. With respect to the 52,727 options subject to performance vesting criteria, they will continue to be governed by the same terms and conditions as were applicable at the effective time, and will remain eligible to vest upon satisfaction of an adjusted performance condition in accordance with the Merger Agreement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 15, 2018 Filed Feb 20, 2018 21:05 UTC | FIRST DATA CORP FDC · Entity 15928 | GrantClass A Common Stock | 69,573 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-011765 · doc4.xml · nonDerivative · entry 1 Rosman Adam L. · CIK 0001549373 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 432,908 F1 · kind: Represents a grant of restricted shares of Class A common stock which, subject to the reporting person's continued employment through each applicable vesting date, will vest 20% on February 15, 2019, 40% on February 15, 2020, and 40% on February 15, 2021. Read SEC document |
| January 01, 2018 Filed Jan 3, 2018 17:12 UTC | FIRST DATA CORP FDC · Entity 15928 | Tax withholdingClass B Common Stock · Derivative | 8,194 | $16.71 | $136,921.74 |
DisclosureSEC source: 0001209191-18-001094 · doc4.xml · derivative · entry 2 Rosman Adam L. · CIK 0001549373 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,063 Underlying: Class A Common Stock · 8,194 shares Expires not disclosed F2 · derivative.exercise_price: Shares of Class B common stock are convertible into shares of Class A common stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events. F1 · kind: Represents shares withheld to pay tax obligations in connection with vesting of restricted stock. F2 · derivative.exercise_date: Shares of Class B common stock are convertible into shares of Class A common stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events. F2 · derivative.expiration_date: Shares of Class B common stock are convertible into shares of Class A common stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 17:12 UTC | FIRST DATA CORP FDC · Entity 15928 | Tax withholdingClass A Common Stock | 14,716 | $16.71 | $245,904.36 |
DisclosureSEC source: 0001209191-18-001094 · doc4.xml · nonDerivative · entry 1 Rosman Adam L. · CIK 0001549373 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 363,335 F1 · kind: Represents shares withheld to pay tax obligations in connection with vesting of restricted stock. Read SEC document |
| November 12, 2017 Filed Nov 14, 2017 17:46 UTC | FIRST DATA CORP FDC · Entity 15928 | Tax withholdingClass B Common Stock · Derivative | 21,735 | $17.07 | $371,016.45 |
DisclosureSEC source: 0001209191-17-060701 · doc4.xml · derivative · entry 1 Rosman Adam L. · CIK 0001549373 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,257 Underlying: Class A Common Stock · 21,735 shares Expires not disclosed F1 · derivative.exercise_price: Shares of Class B common stock are convertible into shares of Class A common stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events. F2 · kind: Represents shares withheld to pay tax obligations in connection with vesting of restricted stock. F1 · derivative.exercise_date: Shares of Class B common stock are convertible into shares of Class A common stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events. F3 · derivative.exercise_date: Includes 18,982 shares of restricted Class B common stock. F1 · derivative.expiration_date: Shares of Class B common stock are convertible into shares of Class A common stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events. F3 · derivative.expiration_date: Includes 18,982 shares of restricted Class B common stock. Read SEC document |
| July 20, 2017 Filed Jul 24, 2017 18:09 UTC | FIRST DATA CORP FDC · Entity 15928 | GrantClass A Common Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-046112 · doc4.xml · nonDerivative · entry 1 Rosman Adam L. · CIK 0001549373 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 378,051 F1 · kind: Represents a grant of restricted shares of Class A common stock which, subject to the reporting person's continued employment through each applicable vesting date, will vest 20% on August 15, 2018, 40% on August 15, 2019, and 40% on August 15, 2020. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 17:27 UTC | FIRST DATA CORP FDC · Entity 15928 | Tax withholdingClass A Common Stock | 4,973 | $16.27 | $80,910.71 |
DisclosureSEC source: 0001209191-17-015377 · doc4.xml · nonDerivative · entry 1 Rosman Adam L. · CIK 0001549373 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278,051 F1 · kind: Represents shares withheld to pay tax obligations in connection with vesting of restricted stock. Read SEC document |
| February 01, 2017 Filed Feb 3, 2017 18:00 UTC | FIRST DATA CORP FDC · Entity 15928 | GrantClass A Common Stock | 54,522 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-007792 · doc4.xml · nonDerivative · entry 1 Rosman Adam L. · CIK 0001549373 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 283,024 F1 · kind: Represents a grant of restricted shares of Class A common stock which, subject to the reporting person's continued employment through each applicable vesting date, will vest 20% on February 20, 2018, 40% on February 20, 2019, and 40% on February 20, 2020. Read SEC document |
| January 01, 2017 Filed Jan 4, 2017 17:06 UTC | FIRST DATA CORP FDC · Entity 15928 | Tax withholdingClass B Common Stock · Derivative | 8,256 | $14.19 | $117,152.64 |
DisclosureSEC source: 0001209191-17-001146 · doc4.xml · derivative · entry 1 Rosman Adam L. · CIK 0001549373 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,992 Underlying: Class A Common Stock · 8,256 shares Expires not disclosed F1 · derivative.exercise_price: Shares of Class B common stock (Class B Common Stock) of First Data Corporation (FDC) are convertible into shares of Class A common stock of FDC (Class A Common Stock) on a one-for-one basis at any time at the option of the holder with the prior written consent of FDC, automatically upon transfer, with certain exceptions, and upon certain other events. F2 · kind: Represents shares withheld to pay tax obligations in connection with vesting of restricted stock. F1 · derivative.exercise_date: Shares of Class B common stock (Class B Common Stock) of First Data Corporation (FDC) are convertible into shares of Class A common stock of FDC (Class A Common Stock) on a one-for-one basis at any time at the option of the holder with the prior written consent of FDC, automatically upon transfer, with certain exceptions, and upon certain other events. F3 · derivative.exercise_date: Includes 71,710 shares of restricted Class B common stock. F1 · derivative.expiration_date: Shares of Class B common stock (Class B Common Stock) of First Data Corporation (FDC) are convertible into shares of Class A common stock of FDC (Class A Common Stock) on a one-for-one basis at any time at the option of the holder with the prior written consent of FDC, automatically upon transfer, with certain exceptions, and upon certain other events. F3 · derivative.expiration_date: Includes 71,710 shares of restricted Class B common stock. Read SEC document |
| November 12, 2016 Filed Nov 15, 2016 18:04 UTC | FIRST DATA CORP FDC · Entity 15928 | Tax withholdingClass B Common Stock · Derivative | 28,742 | $14.60 | $419,633.20 |
DisclosureSEC source: 0001209191-16-150289 · doc4.xml · derivative · entry 1 Rosman Adam L. · CIK 0001549373 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,248 Underlying: Class A Common Stock · 28,742 shares Expires not disclosed F1 · derivative.exercise_price: Shares of Class B common stock (Class B Common Stock) of First Data Corporation (FDC) are convertible into shares of Class A common stock of FDC (Class A Common Stock) on a one-for-one basis at any time at the option of the holder with the prior written consent of FDC, automatically upon transfer, with certain exceptions, and upon certain other events. F2 · kind: Represents shares withheld to pay tax obligations in connection with vesting of restricted stock. F1 · derivative.exercise_date: Shares of Class B common stock (Class B Common Stock) of First Data Corporation (FDC) are convertible into shares of Class A common stock of FDC (Class A Common Stock) on a one-for-one basis at any time at the option of the holder with the prior written consent of FDC, automatically upon transfer, with certain exceptions, and upon certain other events. F3 · derivative.exercise_date: Includes 90,692 shares of restricted Class B common stock. F1 · derivative.expiration_date: Shares of Class B common stock (Class B Common Stock) of First Data Corporation (FDC) are convertible into shares of Class A common stock of FDC (Class A Common Stock) on a one-for-one basis at any time at the option of the holder with the prior written consent of FDC, automatically upon transfer, with certain exceptions, and upon certain other events. F3 · derivative.expiration_date: Includes 90,692 shares of restricted Class B common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.