Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FISERV INCFISV · Entity 3167 | Chief Admin. and Legal Officer | August 03, 2026 | August 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FISERV INC
Report date August 03, 2026 · Filed August 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 173,523 |
Reported balance
After 2026-08-03 transaction · row 1
1 source rowRow 1 · 2026-08-03 · Grant · Acquired 36,799 · Balance 173,523 F1: One-third of these restricted stock units vest on each anniversary of the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: One-third of these restricted stock units vest on each anniversary of the grant date.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
FIRST DATA CORP
Report date July 29, 2019 · Filed July 29, 2019
Section 16 reporting ended · disclosed 2019-07-29. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-07-29 transaction · row 1
1 source rowRow 1 · 2019-07-29 · Disposition to issuer · Disposed 408,443 · Balance 0 F1: Includes (i) 52,728 shares of restricted stock previously subject to time-based vesting which were accelerated in full and settled in Fiserv, Inc. (Fiserv) common stock based on the exchange ratio (defined in footnote (2)), (ii) 207,071 restricted stock units previously subject to time-based vesting which were converted into units denominated in shares of Fiserv common stock based on the exchange ratio and will continue to be governed by the same terms and conditions as were applicable at the effective time, and (iii) 52,727 shares of restricted stock subject to performance-vesting which were converted into awards denominated in shares of Fiserv common stock based on the exchange ratio and which will remain eligible to vest upon satisfaction of an adjusted performance condition, in each case, in accordance with the Agreement and Plan of Merger dated January 16, 2019 (the Merger Agreement) among First Data Corporation (Issuer), Fiserv, and 300 Holdings, Inc. (Merger Sub). F2: Pursuant to the Merger Agreement among Issuer, Fiserv, and Merger Sub, upon the effective time of the merger of Merger Sub into Issuer (the Merger) on July 29, 2019, each common share of the Issuer was converted in the right to receive 0.303 shares of Fiserv common stock (the exchange ratio). |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2019-07-29 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-07-29 · Disposition to issuer · Disposed 113,063 · Balance 0 F3: Shares of Class B common stock were convertible into shares of Class A common stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events. F2: Pursuant to the Merger Agreement among Issuer, Fiserv, and Merger Sub, upon the effective time of the merger of Merger Sub into Issuer (the Merger) on July 29, 2019, each common share of the Issuer was converted in the right to receive 0.303 shares of Fiserv common stock (the exchange ratio). |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.65 · Expires 2024-11-12 | Direct | 0 |
Reported balance
After 2019-07-29 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-07-29 · Disposition to issuer · Disposed 158,162 · Balance 0 F5: Pursuant to the Merger Agreement, immediately after the effective time of the Merger, the option was converted into an option to purchase a number of shares of Fiserv common stock equal to the number of shares of Issuer common stock subject to such option award immediately prior to the effective date multiplied by the exchange ratio, with an exercise price per share equal to the exercise price per share of such stock option immediately prior to the effective time divided by the exchange ratio. Upon the effective time of the Merger, 31,637 options subject to time-based vesting that were not fully vested were accelerated. F4: The options were originally scheduled to vest in equal annual installments on each of the first five anniversaries of November 12, 2014. F3: Shares of Class B common stock were convertible into shares of Class A common stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $14.23 · Expires 2025-01-14 | Direct | 0 |
Reported balance
After 2019-07-29 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-07-29 · Disposition to issuer · Disposed 31,636 · Balance 0 F7: Pursuant to the Merger Agreement, immediately after the effective time of the Merger, the option was converted into an option to purchase a number of shares of Fiserv common stock equal to the number of shares of Issuer common stock subject to such option award immediately prior the effective time multiplied by the exchange ratio, with an exercise price per share equal to the exercise price per share of such stock option immediately prior to the effective time divided by the exchange ratio. F6: These stock options are fully vested and exercisable. F3: Shares of Class B common stock were convertible into shares of Class A common stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $16.00 · Expires 2025-10-15 | Direct | 0 |
Reported balance
After 2019-07-29 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2019-07-29 · Disposition to issuer · Disposed 158,182 · Balance 0 F9: Pursuant to the Merger Agreement, immediately after the effective time of the Merger, the option was converted into an option to purchase a number of shares of Fiserv common stock equal to the number of shares of Issuer common stock subject to such option award immediately prior to the effective date multiplied by the exchange ratio, with an exercise price per share equal to the exercise price per share of such stock option immediately prior to the effective time divided by the exchange ratio. Upon the effective time of the Merger, 52,728 options subject to time-based vesting that were not fully vested were accelerated. With respect to the 52,727 options subject to performance vesting criteria, they will continue to be governed by the same terms and conditions as were applicable at the effective time, and will remain eligible to vest upon satisfaction of an adjusted performance condition in accordance with the Merger Agreement. F8: The options were originally scheduled to vest two thirds over time, with one fourth of such amount vesting on each of December 31, 2017, 2018, 2019 and 2020, and one third vesting upon the Issuer's achievement of a closing trading price of the Class A Common Stock equal to or greater than $32.00 per share over any ten consecutive trading-day period following the Issuer's initial public offering. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.52 · Expires 2026-02-24 | Direct | 0 |
Reported balance
After 2019-07-29 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2019-07-29 · Disposition to issuer · Disposed 34,272 · Balance 0 F7: Pursuant to the Merger Agreement, immediately after the effective time of the Merger, the option was converted into an option to purchase a number of shares of Fiserv common stock equal to the number of shares of Issuer common stock subject to such option award immediately prior the effective time multiplied by the exchange ratio, with an exercise price per share equal to the exercise price per share of such stock option immediately prior to the effective time divided by the exchange ratio. F6: These stock options are fully vested and exercisable. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes (i) 52,728 shares of restricted stock previously subject to time-based vesting which were accelerated in full and settled in Fiserv, Inc. (Fiserv) common stock based on the exchange ratio (defined in footnote (2)), (ii) 207,071 restricted stock units previously subject to time-based vesting which were converted into units denominated in shares of Fiserv common stock based on the exchange ratio and will continue to be governed by the same terms and conditions as were applicable at the effective time, and (iii) 52,727 shares of restricted stock subject to performance-vesting which were converted into awards denominated in shares of Fiserv common stock based on the exchange ratio and which will remain eligible to vest upon satisfaction of an adjusted performance condition, in each case, in accordance with the Agreement and Plan of Merger dated January 16, 2019 (the Merger Agreement) among First Data Corporation (Issuer), Fiserv, and 300 Holdings, Inc. (Merger Sub).
F2: Pursuant to the Merger Agreement among Issuer, Fiserv, and Merger Sub, upon the effective time of the merger of Merger Sub into Issuer (the Merger) on July 29, 2019, each common share of the Issuer was converted in the right to receive 0.303 shares of Fiserv common stock (the exchange ratio).
F3: Shares of Class B common stock were convertible into shares of Class A common stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events.
F4: The options were originally scheduled to vest in equal annual installments on each of the first five anniversaries of November 12, 2014.
F5: Pursuant to the Merger Agreement, immediately after the effective time of the Merger, the option was converted into an option to purchase a number of shares of Fiserv common stock equal to the number of shares of Issuer common stock subject to such option award immediately prior to the effective date multiplied by the exchange ratio, with an exercise price per share equal to the exercise price per share of such stock option immediately prior to the effective time divided by the exchange ratio. Upon the effective time of the Merger, 31,637 options subject to time-based vesting that were not fully vested were accelerated.
F6: These stock options are fully vested and exercisable.
F7: Pursuant to the Merger Agreement, immediately after the effective time of the Merger, the option was converted into an option to purchase a number of shares of Fiserv common stock equal to the number of shares of Issuer common stock subject to such option award immediately prior the effective time multiplied by the exchange ratio, with an exercise price per share equal to the exercise price per share of such stock option immediately prior to the effective time divided by the exchange ratio.
F8: The options were originally scheduled to vest two thirds over time, with one fourth of such amount vesting on each of December 31, 2017, 2018, 2019 and 2020, and one third vesting upon the Issuer's achievement of a closing trading price of the Class A Common Stock equal to or greater than $32.00 per share over any ten consecutive trading-day period following the Issuer's initial public offering.
F9: Pursuant to the Merger Agreement, immediately after the effective time of the Merger, the option was converted into an option to purchase a number of shares of Fiserv common stock equal to the number of shares of Issuer common stock subject to such option award immediately prior to the effective date multiplied by the exchange ratio, with an exercise price per share equal to the exercise price per share of such stock option immediately prior to the effective time divided by the exchange ratio. Upon the effective time of the Merger, 52,728 options subject to time-based vesting that were not fully vested were accelerated. With respect to the 52,727 options subject to performance vesting criteria, they will continue to be governed by the same terms and conditions as were applicable at the effective time, and will remain eligible to vest upon satisfaction of an adjusted performance condition in accordance with the Merger Agreement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 03, 2026 Filed Aug 3, 2026 22:24 UTC | FISERV INC FISV · Entity 3167 | GrantCommon Stock | 36,799 | $0.00 | $0.00 |
DisclosureSEC source: 0001549373-26-000012 · wk-form4_1785795842.xml · nonDerivative · entry 1 Rosman Adam L. · CIK 0001549373 · Chief Admin. and Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 173,523 F1 · shares: One-third of these restricted stock units vest on each anniversary of the grant date. Read SEC document |
| June 16, 2026 Filed Jun 16, 2026 20:11 UTC | FISERV INC FISV · Entity 3167 | PurchaseCommon Stock | 10,150 | $49.33 | $500,699.50 |
DisclosureSEC source: 0001549373-26-000010 · wk-form4_1781640675.xml · nonDerivative · entry 1 Rosman Adam L. · CIK 0001549373 · Chief Admin. and Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 136,724 Read SEC document |
| February 22, 2026 Filed Feb 23, 2026 21:17 UTC | FISERV INC FISV · Entity 3167 | Tax withholdingCommon Stock | 2,202 | $61.47 | $135,356.94 |
DisclosureSEC source: 0001549373-26-000008 · wk-form4_1771881442.xml · nonDerivative · entry 2 Rosman Adam L. · CIK 0001549373 · Chief Admin. and Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 126,574 F1 · shares: Reflects payment of tax liability by withholding securities incident to vesting of restricted stock units. Read SEC document |
| February 21, 2026 Filed Feb 23, 2026 21:17 UTC | FISERV INC FISV · Entity 3167 | Tax withholdingCommon Stock | 1,455 | $61.47 | $89,438.85 |
DisclosureSEC source: 0001549373-26-000008 · wk-form4_1771881442.xml · nonDerivative · entry 1 Rosman Adam L. · CIK 0001549373 · Chief Admin. and Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 128,776 F1 · shares: Reflects payment of tax liability by withholding securities incident to vesting of restricted stock units. Read SEC document |
| February 18, 2026 Filed Feb 20, 2026 12:36 UTC | FISERV INC FISV · Entity 3167 | GrantCommon Stock | 65,665 | $0.00 | $0.00 |
DisclosureSEC source: 0001549373-26-000006 · wk-form4_1771590975.xml · nonDerivative · entry 1 Rosman Adam L. · CIK 0001549373 · Chief Admin. and Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 130,231 F1 · shares: One-third of these restricted stock units vest on each anniversary of the grant date. Read SEC document |
| February 17, 2026 Filed Feb 19, 2026 21:34 UTC | FISERV INC FISV · Entity 3167 | Tax withholdingCommon Stock | 3,211 | $63.45 | $203,737.95 |
DisclosureSEC source: 0001549373-26-000005 · wk-form4_1771536846.xml · nonDerivative · entry 2 Rosman Adam L. · CIK 0001549373 · Chief Admin. and Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,566 F2 · shares: Reflects payment of tax liability by withholding securities incident to vesting of performance share units. Read SEC document |
| February 17, 2026 Filed Feb 19, 2026 21:34 UTC | FISERV INC FISV · Entity 3167 | GrantCommon Stock | 7,981 | $0.00 | $0.00 |
DisclosureSEC source: 0001549373-26-000005 · wk-form4_1771536846.xml · nonDerivative · entry 1 Rosman Adam L. · CIK 0001549373 · Chief Admin. and Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,777 F1 · shares: Reflects the issuance of shares on February 17, 2026, upon the vesting of performance share units granted on February 22, 2023. Read SEC document |
| February 07, 2026 Filed Feb 9, 2026 23:50 UTC | FISERV INC FISV · Entity 3167 | Tax withholdingCommon Stock | 1,489 | $60.00 | $89,340.00 |
DisclosureSEC source: 0001549373-26-000002 · wk-form4_1770681034.xml · nonDerivative · entry 1 Rosman Adam L. · CIK 0001549373 · Chief Admin. and Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,796 F1 · shares: Reflects payment of tax liability by withholding securities incident to vesting of restricted stock units. Read SEC document |
| December 02, 2025 Filed Dec 2, 2025 22:59 UTC | FISERV INC FISV · Entity 3167 | PurchaseCommon Stock | 7,900 | $63.19 | $499,201.00 |
DisclosureSEC source: 0001549373-25-000003 · wk-form4_1764716361.xml · nonDerivative · entry 1 Rosman Adam L. · CIK 0001549373 · Chief Admin. and Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,285 Read SEC document |
| May 27, 2025 Filed May 29, 2025 00:18 UTC | FISERV INC FI · Entity 3167 | SaleCommon Stock | 245 | $161.34 | $39,528.30 |
DisclosureSEC source: 0000798354-25-000132 · wk-form4_1748477881.xml · nonDerivative · entry 2 Rosman Adam L. · CIK 0001549373 · Chief Admin. and Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 53,385 F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan entered into on November 11, 2024, by the reporting person for estate and financial planning purposes. F3 · price: This transaction was executed in multiple trades at prices ranging from $161.18 to $161.42. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 27, 2025 Filed May 29, 2025 00:18 UTC | FISERV INC FI · Entity 3167 | SaleCommon Stock | 2,267 | $160.61 | $364,102.87 |
DisclosureSEC source: 0000798354-25-000132 · wk-form4_1748477881.xml · nonDerivative · entry 1 Rosman Adam L. · CIK 0001549373 · Chief Admin. and Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 53,630 F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan entered into on November 11, 2024, by the reporting person for estate and financial planning purposes. F2 · price: This transaction was executed in multiple trades at prices ranging from $160.08 to $161.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 27, 2025 Filed Feb 28, 2025 21:04 UTC | FISERV INC FI · Entity 3167 | SaleCommon Stock | 130 | $234.52 | $30,487.60 |
DisclosureSEC source: 0000798354-25-000070 · wk-form4_1740776653.xml · nonDerivative · entry 4 Rosman Adam L. · CIK 0001549373 · Chief Admin. and Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 55,897 F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan entered into on November 11, 2024, by the reporting person for estate and financial planning purposes. Read SEC document |
| February 27, 2025 Filed Feb 28, 2025 21:04 UTC | FISERV INC FI · Entity 3167 | SaleCommon Stock | 516 | $233.62 | $120,547.92 |
DisclosureSEC source: 0000798354-25-000070 · wk-form4_1740776653.xml · nonDerivative · entry 3 Rosman Adam L. · CIK 0001549373 · Chief Admin. and Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 56,027 F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan entered into on November 11, 2024, by the reporting person for estate and financial planning purposes. F4 · price: This transaction was executed in multiple trades at prices ranging from $233.46 to $234.29. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 27, 2025 Filed Feb 28, 2025 21:04 UTC | FISERV INC FI · Entity 3167 | SaleCommon Stock | 828 | $232.85 | $192,799.80 |
DisclosureSEC source: 0000798354-25-000070 · wk-form4_1740776653.xml · nonDerivative · entry 2 Rosman Adam L. · CIK 0001549373 · Chief Admin. and Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 56,543 F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan entered into on November 11, 2024, by the reporting person for estate and financial planning purposes. F3 · price: This transaction was executed in multiple trades at prices ranging from $232.26 to $233.22. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 27, 2025 Filed Feb 28, 2025 21:04 UTC | FISERV INC FI · Entity 3167 | SaleCommon Stock | 268 | $231.85 | $62,135.80 |
DisclosureSEC source: 0000798354-25-000070 · wk-form4_1740776653.xml · nonDerivative · entry 1 Rosman Adam L. · CIK 0001549373 · Chief Admin. and Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 57,371 F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan entered into on November 11, 2024, by the reporting person for estate and financial planning purposes. F2 · price: This transaction was executed in multiple trades at prices ranging from $231.15 to $231.92. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 23, 2025 Filed Feb 25, 2025 23:24 UTC | FISERV INC FI · Entity 3167 | Tax withholdingCommon Stock | 2,137 | $232.34 | $496,510.58 |
DisclosureSEC source: 0000798354-25-000061 · wk-form4_1740525880.xml · nonDerivative · entry 3 Rosman Adam L. · CIK 0001549373 · Chief Admin. and Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,639 F1 · shares: Reflects payment of tax liability by withholding securities incident to vesting of restricted stock units. Read SEC document |
| February 22, 2025 Filed Feb 25, 2025 23:24 UTC | FISERV INC FI · Entity 3167 | Tax withholdingCommon Stock | 2,360 | $232.34 | $548,322.40 |
DisclosureSEC source: 0000798354-25-000061 · wk-form4_1740525880.xml · nonDerivative · entry 2 Rosman Adam L. · CIK 0001549373 · Chief Admin. and Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,776 F1 · shares: Reflects payment of tax liability by withholding securities incident to vesting of restricted stock units. Read SEC document |
| February 21, 2025 Filed Feb 25, 2025 23:24 UTC | FISERV INC FI · Entity 3167 | Tax withholdingCommon Stock | 1,998 | $232.34 | $464,215.32 |
DisclosureSEC source: 0000798354-25-000061 · wk-form4_1740525880.xml · nonDerivative · entry 1 Rosman Adam L. · CIK 0001549373 · Chief Admin. and Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,136 F1 · shares: Reflects payment of tax liability by withholding securities incident to vesting of restricted stock units. Read SEC document |
| February 07, 2025 Filed Feb 11, 2025 02:39 UTC | FISERV INC FI · Entity 3167 | GrantCommon Stock | 10,324 | $0.00 | $0.00 |
DisclosureSEC source: 0000798354-25-000039 · wk-form4_1739241570.xml · nonDerivative · entry 1 Rosman Adam L. · CIK 0001549373 · Chief Admin. and Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,134 F1 · shares: One-third of these restricted stock units vest on each anniversary of the grant date. Read SEC document |
| February 05, 2025 Filed Feb 7, 2025 22:39 UTC | FISERV INC FI · Entity 3167 | Tax withholdingCommon Stock | 9,882 | $229.53 | $2,268,215.46 |
DisclosureSEC source: 0000798354-25-000024 · wk-form4_1738967953.xml · nonDerivative · entry 2 Rosman Adam L. · CIK 0001549373 · Chief Admin. and Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,810 F2 · shares: Reflects payment of tax liability by withholding securities incident to vesting of performance share units. Read SEC document |
| February 05, 2025 Filed Feb 7, 2025 22:39 UTC | FISERV INC FI · Entity 3167 | GrantCommon Stock | 19,032 | $0.00 | $0.00 |
DisclosureSEC source: 0000798354-25-000024 · wk-form4_1738967953.xml · nonDerivative · entry 1 Rosman Adam L. · CIK 0001549373 · Chief Admin. and Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,692 F1 · shares: Reflects the issuance of shares on February 5, 2025, upon the vesting of performance share units granted on February 23, 2022. Read SEC document |
| July 26, 2024 Filed Jul 30, 2024 20:09 UTC | FISERV INC FI · Entity 3167 | Tax withholdingCommon Stock | 4,299 | $159.94 | $687,582.06 |
DisclosureSEC source: 0000798354-24-000158 · wk-form4_1722370160.xml · nonDerivative · entry 1 Rosman Adam L. · CIK 0001549373 · Chief Admin. and Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,660 F1 · shares: Reflects payment of tax liability by withholding securities incident to vesting of restricted stock units. Read SEC document |
| February 23, 2024 Filed Feb 27, 2024 21:40 UTC | FISERV INC FI · Entity 3167 | Tax withholdingCommon Stock | 1,780 | $150.76 | $268,352.80 |
DisclosureSEC source: 0000798354-24-000063 · wk-form4_1709070016.xml · nonDerivative · entry 1 Rosman Adam L. · CIK 0001549373 · Chief Admin. and Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,959 F1 · shares: Reflects payment of tax liability by withholding securities incident to vesting of restricted stock units. Read SEC document |
| February 22, 2024 Filed Feb 23, 2024 22:44 UTC | FISERV INC FI · Entity 3167 | Tax withholdingCommon Stock | 1,749 | $150.11 | $262,542.39 |
DisclosureSEC source: 0000798354-24-000050 · wk-form4_1708728255.xml · nonDerivative · entry 2 Rosman Adam L. · CIK 0001549373 · Chief Admin. and Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,739 F2 · shares: Reflects payment of tax liability by withholding securities incident to vesting of restricted stock units. Read SEC document |
| February 21, 2024 Filed Feb 23, 2024 22:44 UTC | FISERV INC FI · Entity 3167 | GrantCommon Stock | 10,851 | $0.00 | $0.00 |
DisclosureSEC source: 0000798354-24-000050 · wk-form4_1708728255.xml · nonDerivative · entry 1 Rosman Adam L. · CIK 0001549373 · Chief Admin. and Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,488 F1 · shares: One-third of these restricted stock units vest on each anniversary of the grant date. Read SEC document |
| July 26, 2023 Filed Jul 27, 2023 20:37 UTC | FISERV INC FISV · Entity 3167 | Tax withholdingCommon Stock | 3,651 | $127.30 | $464,772.30 |
DisclosureSEC source: 0001209191-23-043537 · doc4.xml · nonDerivative · entry 1 Rosman Adam L. · CIK 0001549373 · Chief Admin. and Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,637 F1 · shares: Reflects payment of tax liability by withholding securities incident to vesting of restricted stock units. Read SEC document |
| February 23, 2023 Filed Feb 24, 2023 23:15 UTC | FISERV INC FISV · Entity 3167 | Tax withholdingCommon Stock | 1,592 | $116.54 | $185,531.68 |
DisclosureSEC source: 0001209191-23-012872 · doc4.xml · nonDerivative · entry 2 Rosman Adam L. · CIK 0001549373 · Chief Admin. and Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,288 F2 · shares: Reflects payment of tax liability by withholding securities incident to vesting of restricted stock units. Read SEC document |
| February 22, 2023 Filed Feb 24, 2023 23:15 UTC | FISERV INC FISV · Entity 3167 | GrantCommon Stock | 12,821 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-012872 · doc4.xml · nonDerivative · entry 1 Rosman Adam L. · CIK 0001549373 · Chief Admin. and Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,880 F1 · shares: One-third of these restricted stock units vest on each anniversary of the grant date. Read SEC document |
| July 26, 2022 Filed Jul 27, 2022 20:22 UTC | FISERV INC FISV · Entity 3167 | Tax withholdingCommon Stock | 3,931 | $102.22 | $401,826.82 |
DisclosureSEC source: 0001209191-22-043263 · doc4.xml · nonDerivative · entry 1 Rosman Adam L. · CIK 0001549373 · Chief Admin. and Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,059 F1 · shares: Reflects payment of tax liability by withholding securities incident to vesting of restricted stock units. Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 21:33 UTC | FISERV INC FISV · Entity 3167 | GrantCommon Stock | 11,610 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-013194 · doc4.xml · nonDerivative · entry 1 Rosman Adam L. · CIK 0001549373 · Chief Admin. and Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,990 F1 · shares: One-third of these restricted stock units vest on each anniversary of the grant date. Read SEC document |
| July 26, 2021 Filed Jul 27, 2021 22:01 UTC | FISERV INC FISV · Entity 3167 | GrantEmployee Stock Option (right to buy) · Derivative | 105,549 | $0.00 Strike: $111.35 | $0.00 |
DisclosureSEC source: 0001209191-21-048331 · doc4.xml · derivative · entry 2 Rosman Adam L. · CIK 0001549373 · Chief Admin. and Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,549 Underlying: Common Stock · 105,549 shares Expires 2031-07-26 F2 · derivative.exercise_date: One-third of these options vest on each anniversary of the grant date. Read SEC document |
| July 26, 2021 Filed Jul 27, 2021 22:01 UTC | FISERV INC FISV · Entity 3167 | GrantCommon Stock | 23,350 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-048331 · doc4.xml · nonDerivative · entry 1 Rosman Adam L. · CIK 0001549373 · Chief Admin. and Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,380 F1 · shares: One-third of these restricted stock units vest on each anniversary of the grant date. Read SEC document |
| July 29, 2019 Filed Jul 29, 2019 17:22 UTC | FIRST DATA CORP FDC · Entity 15928 | Disposition to issuerStock Options (right to buy) · Derivative | 34,272 | Not disclosed Strike: $12.52 | Not disclosed |
DisclosureSEC source: 0001209191-19-043554 · doc4.xml · derivative · entry 6 Rosman Adam L. · CIK 0001549373 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 34,272 shares Expires 2026-02-24 F7 · price: Pursuant to the Merger Agreement, immediately after the effective time of the Merger, the option was converted into an option to purchase a number of shares of Fiserv common stock equal to the number of shares of Issuer common stock subject to such option award immediately prior the effective time multiplied by the exchange ratio, with an exercise price per share equal to the exercise price per share of such stock option immediately prior to the effective time divided by the exchange ratio. F6 · derivative.exercise_date: These stock options are fully vested and exercisable. Read SEC document |
| July 29, 2019 Filed Jul 29, 2019 17:22 UTC | FIRST DATA CORP FDC · Entity 15928 | Disposition to issuerStock Options (right to buy) · Derivative | 158,182 | Not disclosed Strike: $16.00 | Not disclosed |
DisclosureSEC source: 0001209191-19-043554 · doc4.xml · derivative · entry 5 Rosman Adam L. · CIK 0001549373 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 158,182 shares Expires 2025-10-15 F9 · price: Pursuant to the Merger Agreement, immediately after the effective time of the Merger, the option was converted into an option to purchase a number of shares of Fiserv common stock equal to the number of shares of Issuer common stock subject to such option award immediately prior to the effective date multiplied by the exchange ratio, with an exercise price per share equal to the exercise price per share of such stock option immediately prior to the effective time divided by the exchange ratio. Upon the effective time of the Merger, 52,728 options subject to time-based vesting that were not fully vested were accelerated. With respect to the 52,727 options subject to performance vesting criteria, they will continue to be governed by the same terms and conditions as were applicable at the effective time, and will remain eligible to vest upon satisfaction of an adjusted performance condition in accordance with the Merger Agreement. F8 · derivative.exercise_date: The options were originally scheduled to vest two thirds over time, with one fourth of such amount vesting on each of December 31, 2017, 2018, 2019 and 2020, and one third vesting upon the Issuer's achievement of a closing trading price of the Class A Common Stock equal to or greater than $32.00 per share over any ten consecutive trading-day period following the Issuer's initial public offering. Read SEC document |
| July 29, 2019 Filed Jul 29, 2019 17:22 UTC | FIRST DATA CORP FDC · Entity 15928 | Disposition to issuerStock Options (right to buy) · Derivative | 31,636 | Not disclosed Strike: $14.23 | Not disclosed |
DisclosureSEC source: 0001209191-19-043554 · doc4.xml · derivative · entry 4 Rosman Adam L. · CIK 0001549373 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 31,636 shares Expires 2025-01-14 F7 · price: Pursuant to the Merger Agreement, immediately after the effective time of the Merger, the option was converted into an option to purchase a number of shares of Fiserv common stock equal to the number of shares of Issuer common stock subject to such option award immediately prior the effective time multiplied by the exchange ratio, with an exercise price per share equal to the exercise price per share of such stock option immediately prior to the effective time divided by the exchange ratio. F6 · derivative.exercise_date: These stock options are fully vested and exercisable. F3 · derivative.underlying: Shares of Class B common stock were convertible into shares of Class A common stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events. Read SEC document |
| July 29, 2019 Filed Jul 29, 2019 17:22 UTC | FIRST DATA CORP FDC · Entity 15928 | Disposition to issuerStock Options (right to buy) · Derivative | 158,162 | Not disclosed Strike: $12.65 | Not disclosed |
DisclosureSEC source: 0001209191-19-043554 · doc4.xml · derivative · entry 3 Rosman Adam L. · CIK 0001549373 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 158,162 shares Expires 2024-11-12 F5 · price: Pursuant to the Merger Agreement, immediately after the effective time of the Merger, the option was converted into an option to purchase a number of shares of Fiserv common stock equal to the number of shares of Issuer common stock subject to such option award immediately prior to the effective date multiplied by the exchange ratio, with an exercise price per share equal to the exercise price per share of such stock option immediately prior to the effective time divided by the exchange ratio. Upon the effective time of the Merger, 31,637 options subject to time-based vesting that were not fully vested were accelerated. F4 · derivative.exercise_date: The options were originally scheduled to vest in equal annual installments on each of the first five anniversaries of November 12, 2014. F3 · derivative.underlying: Shares of Class B common stock were convertible into shares of Class A common stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events. Read SEC document |
| July 29, 2019 Filed Jul 29, 2019 17:22 UTC | FIRST DATA CORP FDC · Entity 15928 | Disposition to issuerClass B Common Stock · Derivative | 113,063 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-043554 · doc4.xml · derivative · entry 2 Rosman Adam L. · CIK 0001549373 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 113,063 shares Expires not disclosed F3 · derivative.exercise_price: Shares of Class B common stock were convertible into shares of Class A common stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events. F2 · price: Pursuant to the Merger Agreement among Issuer, Fiserv, and Merger Sub, upon the effective time of the merger of Merger Sub into Issuer (the Merger) on July 29, 2019, each common share of the Issuer was converted in the right to receive 0.303 shares of Fiserv common stock (the exchange ratio). F3 · derivative.exercise_date: Shares of Class B common stock were convertible into shares of Class A common stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events. F3 · derivative.expiration_date: Shares of Class B common stock were convertible into shares of Class A common stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events. Read SEC document |
| July 29, 2019 Filed Jul 29, 2019 17:22 UTC | FIRST DATA CORP FDC · Entity 15928 | Disposition to issuerClass A Common Stock | 408,443 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-043554 · doc4.xml · nonDerivative · entry 1 Rosman Adam L. · CIK 0001549373 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Includes (i) 52,728 shares of restricted stock previously subject to time-based vesting which were accelerated in full and settled in Fiserv, Inc. (Fiserv) common stock based on the exchange ratio (defined in footnote (2)), (ii) 207,071 restricted stock units previously subject to time-based vesting which were converted into units denominated in shares of Fiserv common stock based on the exchange ratio and will continue to be governed by the same terms and conditions as were applicable at the effective time, and (iii) 52,727 shares of restricted stock subject to performance-vesting which were converted into awards denominated in shares of Fiserv common stock based on the exchange ratio and which will remain eligible to vest upon satisfaction of an adjusted performance condition, in each case, in accordance with the Agreement and Plan of Merger dated January 16, 2019 (the Merger Agreement) among First Data Corporation (Issuer), Fiserv, and 300 Holdings, Inc. (Merger Sub). F1 · price: Includes (i) 52,728 shares of restricted stock previously subject to time-based vesting which were accelerated in full and settled in Fiserv, Inc. (Fiserv) common stock based on the exchange ratio (defined in footnote (2)), (ii) 207,071 restricted stock units previously subject to time-based vesting which were converted into units denominated in shares of Fiserv common stock based on the exchange ratio and will continue to be governed by the same terms and conditions as were applicable at the effective time, and (iii) 52,727 shares of restricted stock subject to performance-vesting which were converted into awards denominated in shares of Fiserv common stock based on the exchange ratio and which will remain eligible to vest upon satisfaction of an adjusted performance condition, in each case, in accordance with the Agreement and Plan of Merger dated January 16, 2019 (the Merger Agreement) among First Data Corporation (Issuer), Fiserv, and 300 Holdings, Inc. (Merger Sub). F2 · price: Pursuant to the Merger Agreement among Issuer, Fiserv, and Merger Sub, upon the effective time of the merger of Merger Sub into Issuer (the Merger) on July 29, 2019, each common share of the Issuer was converted in the right to receive 0.303 shares of Fiserv common stock (the exchange ratio). Read SEC document |
| June 11, 2019 Filed Jun 12, 2019 16:22 UTC | FIRST DATA CORP FDC · Entity 15928 | GiftClass A Common Stock | 770 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-036375 · doc4.xml · nonDerivative · entry 1 Rosman Adam L. · CIK 0001549373 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 408,443 F1 · kind: Represents charitable donation of shares of Class A common stock by the reporting person. Read SEC document |
| May 29, 2019 Filed May 30, 2019 16:10 UTC | FIRST DATA CORP FDC · Entity 15928 | GiftClass A Common Stock | 980 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-033423 · doc4.xml · nonDerivative · entry 1 Rosman Adam L. · CIK 0001549373 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 409,213 F1 · kind: Represents charitable donation of shares of Class A common stock by the reporting person. Read SEC document |
| May 06, 2019 Filed May 7, 2019 16:35 UTC | FIRST DATA CORP FDC · Entity 15928 | GiftClass A Common Stock | 7,692 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-027989 · doc4.xml · nonDerivative · entry 1 Rosman Adam L. · CIK 0001549373 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 410,193 F1 · kind: Represents charitable donations of shares of Class A common stock by the reporting person. Read SEC document |
| February 26, 2019 Filed Feb 28, 2019 18:23 UTC | FIRST DATA CORP FDC · Entity 15928 | GrantClass A Common Stock | 49,603 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-014705 · doc4.xml · nonDerivative · entry 1 Rosman Adam L. · CIK 0001549373 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 417,885 F1 · kind: Represents a grant of restricted shares of Class A common stock which, subject to the reporting person's continued employment through each applicable vesting date, will vest 20% on February 15, 2020, 40% on February 15, 2021, and 40% on February 15, 2022. Read SEC document |
| February 24, 2019 Filed Feb 26, 2019 17:32 UTC | FIRST DATA CORP FDC · Entity 15928 | Tax withholdingClass A Common Stock | 12,286 | $25.27 | $310,467.22 |
DisclosureSEC source: 0001209191-19-013652 · doc4.xml · nonDerivative · entry 1 Rosman Adam L. · CIK 0001549373 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 368,282 F1 · kind: Represents shares withheld to pay tax obligations in connection with vesting of restricted stock. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 16:46 UTC | FIRST DATA CORP FDC · Entity 15928 | Tax withholdingClass A Common Stock | 8,336 | $25.24 | $210,400.64 |
DisclosureSEC source: 0001209191-19-012625 · doc4.xml · nonDerivative · entry 1 Rosman Adam L. · CIK 0001549373 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 380,568 F1 · kind: Represents shares withheld to pay tax obligations in connection with vesting of restricted stock. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 17:35 UTC | FIRST DATA CORP FDC · Entity 15928 | Tax withholdingClass A Common Stock | 5,415 | $25.58 | $138,515.70 |
DisclosureSEC source: 0001209191-19-011728 · doc4.xml · nonDerivative · entry 1 Rosman Adam L. · CIK 0001549373 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 388,904 F1 · kind: Represents shares withheld to pay tax obligations in connection with vesting of restricted stock. Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 17:50 UTC | FIRST DATA CORP FDC · Entity 15928 | Tax withholdingClass A Common Stock | 14,031 | $16.91 | $237,264.21 |
DisclosureSEC source: 0001209191-19-001246 · doc4.xml · nonDerivative · entry 1 Rosman Adam L. · CIK 0001549373 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 394,319 F1 · kind: Represents shares withheld to pay tax obligations in connection with vesting of restricted stock. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 16:59 UTC | FIRST DATA CORP FDC · Entity 15928 | Tax withholdingClass A Common Stock | 9,866 | $23.77 | $234,514.82 |
DisclosureSEC source: 0001209191-18-047426 · doc4.xml · nonDerivative · entry 1 Rosman Adam L. · CIK 0001549373 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 408,350 F1 · kind: Represents shares withheld to pay tax obligations in connection with vesting of restricted stock. Read SEC document |
| May 09, 2018 Filed May 10, 2018 16:42 UTC | FIRST DATA CORP FDC · Entity 15928 | GiftClass A Common Stock | 1,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-029277 · doc4.xml · nonDerivative · entry 1 Rosman Adam L. · CIK 0001549373 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 418,216 F1 · kind: Represents a charitable donation of shares of Class A common stock by the reporting person. Read SEC document |
| February 24, 2018 Filed Feb 27, 2018 17:22 UTC | FIRST DATA CORP FDC · Entity 15928 | Tax withholdingClass A Common Stock | 9,222 | $16.04 | $147,920.88 |
DisclosureSEC source: 0001209191-18-014034 · doc4.xml · nonDerivative · entry 1 Rosman Adam L. · CIK 0001549373 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 419,516 F1 · kind: Represents shares withheld to pay tax obligations in connection with vesting of restricted stock. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 16:20 UTC | FIRST DATA CORP FDC · Entity 15928 | Tax withholdingClass A Common Stock | 4,170 | $15.82 | $65,969.40 |
DisclosureSEC source: 0001209191-18-012407 · doc4.xml · nonDerivative · entry 1 Rosman Adam L. · CIK 0001549373 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 428,738 F1 · kind: Represents shares withheld to pay tax obligations in connection with vesting of restricted stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.