Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GAIA, INCGAIA · Entity 2726 | Director | September 25, 2026 | September 29, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GAIA, INC
Report date September 25, 2026 · Filed September 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 464,173 |
Reported balance
After 2026-09-25 transaction · row 1
1 source rowRow 1 · 2026-09-25 · Purchase · Acquired 2,000 · Balance 464,173 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 24, 2019 Filed Oct 29, 2019 00:24 UTC | GAIA, INC GAIA · Entity 2726 | Disposition to issuerDirector Stock Option (right to buy) · Derivative | 5,321 | $0.00 Strike: $14.95 | $0.00 |
DisclosureSEC source: 0001209191-19-054294 · doc4.xml · derivative · entry 3 Sutherland Paul Howard · CIK 0001552487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,936 Underlying: Class A Common Stock · 5,321 shares Expires 2028-05-03 F2 · kind: The unvested portion of the option was canceled by mutual agreement of the reporting person and the issuer in connection with the issuer's grant of restricted stock units to the reporting person. The remaining options outstanding are vested and available for exercise. F2 · shares: The unvested portion of the option was canceled by mutual agreement of the reporting person and the issuer in connection with the issuer's grant of restricted stock units to the reporting person. The remaining options outstanding are vested and available for exercise. F2 · derivative.exercise_date: The unvested portion of the option was canceled by mutual agreement of the reporting person and the issuer in connection with the issuer's grant of restricted stock units to the reporting person. The remaining options outstanding are vested and available for exercise. Read SEC document |
| October 24, 2019 Filed Oct 29, 2019 00:24 UTC | GAIA, INC GAIA · Entity 2726 | Disposition to issuerDirector Stock Option (right to buy) · Derivative | 28,000 | $0.00 Strike: $7.40 | $0.00 |
DisclosureSEC source: 0001209191-19-054294 · doc4.xml · derivative · entry 2 Sutherland Paul Howard · CIK 0001552487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,000 Underlying: Class A Common Stock · 28,000 shares Expires 2026-11-01 F2 · kind: The unvested portion of the option was canceled by mutual agreement of the reporting person and the issuer in connection with the issuer's grant of restricted stock units to the reporting person. The remaining options outstanding are vested and available for exercise. F2 · shares: The unvested portion of the option was canceled by mutual agreement of the reporting person and the issuer in connection with the issuer's grant of restricted stock units to the reporting person. The remaining options outstanding are vested and available for exercise. F2 · derivative.exercise_date: The unvested portion of the option was canceled by mutual agreement of the reporting person and the issuer in connection with the issuer's grant of restricted stock units to the reporting person. The remaining options outstanding are vested and available for exercise. Read SEC document |
| October 24, 2019 Filed Oct 29, 2019 00:24 UTC | GAIA, INC GAIA · Entity 2726 | GrantRestricted Stock Units · Derivative | 5,980 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-054294 · doc4.xml · derivative · entry 1 Sutherland Paul Howard · CIK 0001552487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,980 Underlying: Class A Common Stock · 5,980 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · kind: The unvested portion of the option was canceled by mutual agreement of the reporting person and the issuer in connection with the issuer's grant of restricted stock units to the reporting person. The remaining options outstanding are vested and available for exercise. F3 · derivative.exercise_date: The RSUs vest on the date of the Annual Shareholder Meeting in April 2020, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. F3 · derivative.expiration_date: The RSUs vest on the date of the Annual Shareholder Meeting in April 2020, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. Read SEC document |
| October 24, 2019 Filed Apr 23, 2020 22:50 UTC | GAIA, INC GAIA · Entity 2726 | Exercise / conversionRestricted Stock Units · Derivative | 5,980 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-025483 · doc4.xml · derivative · entry 2 Sutherland Paul Howard · CIK 0001552487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 5,980 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. F3 · derivative.exercise_date: The RSUs vest on the date of the Annual Shareholder Meeting in April 2020, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. F3 · derivative.expiration_date: The RSUs vest on the date of the Annual Shareholder Meeting in April 2020, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. Read SEC document |
| September 26, 2019 Filed Sep 26, 2019 18:17 UTC | GAIA, INC GAIA · Entity 2726 | PurchaseGAIA Class A Common Stock | 1,500 | $6.66 | $9,993.75 |
DisclosureSEC source: 0001209191-19-050854 · doc4.xml · nonDerivative · entry 2 Sutherland Paul Howard · CIK 0001552487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,057 Read SEC document |
| September 24, 2019 Filed Sep 26, 2019 18:17 UTC | GAIA, INC GAIA · Entity 2726 | PurchaseGAIA Class A Common Stock | 1,000 | $6.78 | $6,780.00 |
DisclosureSEC source: 0001209191-19-050854 · doc4.xml · nonDerivative · entry 1 Sutherland Paul Howard · CIK 0001552487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,057 Read SEC document |
| August 22, 2019 Filed Aug 22, 2019 16:45 UTC | GAIA, INC GAIA · Entity 2726 | PurchaseGAIA Class A Common Stock | 2,500 | $7.48 | $18,700.00 |
DisclosureSEC source: 0001209191-19-047098 · doc4.xml · nonDerivative · entry 1 Sutherland Paul Howard · CIK 0001552487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,557 Read SEC document |
| August 07, 2019 Filed Aug 7, 2019 18:00 UTC | GAIA, INC GAIA · Entity 2726 | PurchaseGAIA Class A Common Stock | 15,000 | $6.28 | $94,255.50 |
DisclosureSEC source: 0001209191-19-044940 · doc4.xml · nonDerivative · entry 1 Sutherland Paul Howard · CIK 0001552487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,057 Read SEC document |
| April 04, 2019 Filed Apr 4, 2019 21:39 UTC | GAIA, INC GAIA · Entity 2726 | PurchaseGAIA Class A Common Stock | 1,000 | $9.04 | $9,042.50 |
DisclosureSEC source: 0001209191-19-023705 · doc4.xml · nonDerivative · entry 2 Sutherland Paul Howard · CIK 0001552487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,440 F1 · ownership.direct: The reporting person jointly owns 150 shares with his son and 175 shares with his daughter of Gaia, Inc. Class A Common Stock reported herein. Read SEC document |
| April 03, 2019 Filed Apr 4, 2019 21:39 UTC | GAIA, INC GAIA · Entity 2726 | PurchaseGAIA Class A Common Stock | 2,500 | $9.02 | $22,560.50 |
DisclosureSEC source: 0001209191-19-023705 · doc4.xml · nonDerivative · entry 1 Sutherland Paul Howard · CIK 0001552487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,440 F1 · ownership.direct: The reporting person jointly owns 150 shares with his son and 175 shares with his daughter of Gaia, Inc. Class A Common Stock reported herein. Read SEC document |
| March 18, 2019 Filed Mar 19, 2019 14:47 UTC | GAIA, INC GAIA · Entity 2726 | PurchaseGAIA Class A Common Stock | 1,500 | $9.43 | $14,149.95 |
DisclosureSEC source: 0001209191-19-020190 · doc4.xml · nonDerivative · entry 1 Sutherland Paul Howard · CIK 0001552487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,940 F1 · ownership.direct: The reporting person jointly owns 150 shares with his son and 175 shares with his daughter of Gaia, Inc. Class A Common Stock reported herein. Read SEC document |
| March 12, 2019 Filed Mar 13, 2019 19:35 UTC | GAIA, INC GAIA · Entity 2726 | PurchaseGAIA Class A Common Stock | 2,000 | $9.70 | $19,394.80 |
DisclosureSEC source: 0001209191-19-019122 · doc4.xml · nonDerivative · entry 1 Sutherland Paul Howard · CIK 0001552487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,440 F1 · ownership.direct: The reporting person jointly owns 150 shares with his son and 175 shares with his daughter of Gaia, Inc. Class A Common Stock reported herein. Read SEC document |
| March 08, 2019 Filed Mar 11, 2019 22:38 UTC | GAIA, INC GAIA · Entity 2726 | PurchaseGAIA Class A Common Stock | 2,600 | $8.97 | $23,322.00 |
DisclosureSEC source: 0001209191-19-018575 · doc4.xml · nonDerivative · entry 1 Sutherland Paul Howard · CIK 0001552487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,440 F1 · ownership.direct: The reporting person jointly owns 150 shares with his son and 175 shares with his daughter of Gaia, Inc. Class A Common Stock reported herein. Read SEC document |
| May 03, 2018 Filed Mar 4, 2019 15:39 UTC | GAIA, INC GAIA · Entity 2726 | GrantDirector Stock Option (right to buy) · Derivative | 7,257 | $0.00 Strike: $14.95 | $0.00 |
DisclosureSEC source: 0001209191-19-015317 · doc5.xml · derivative · entry 4 Sutherland Paul Howard · CIK 0001552487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,257 Underlying: Class A Common Stock · 7,257 shares Expires 2028-05-03 F4 · derivative.exercise_date: Stock option provides for vesting and exercisability of 20% per year on the date of the annual shareholder meeting starting. Read SEC document |
| March 22, 2018 Filed Mar 26, 2018 19:30 UTC | GAIA, INC GAIA · Entity 2726 | OtherGAIA Class A Common Stock | 10,000 | $15.00 | $150,000.00 |
DisclosureSEC source: 0001209191-18-021608 · doc4.xml · nonDerivative · entry 1 Sutherland Paul Howard · CIK 0001552487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,840 F1 · kind: Purchased directly from the issuer in the issuer's secondary public offering F2 · ownership.direct: The reporting person jointly owns 150 shares with his son and 175 shares with his daughter of Gaia, Inc. Class A Common Stock reported herein. Read SEC document |
| May 05, 2017 Filed May 5, 2017 21:29 UTC | GAIA, INC GAIA · Entity 2726 | GrantClass A Common Stock | 175 | $11.08 | $1,938.83 |
DisclosureSEC source: 0001209191-17-030399 · doc4.xml · nonDerivative · entry 1 Sutherland Paul Howard · CIK 0001552487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,840 F1 · ownership.direct: The reporting person jointly owns 150 shares with his son and 175 shares with his daughter of Gaia, Inc. Class A Common Stock reported herein. Read SEC document |
| November 01, 2016 Filed Nov 4, 2016 22:14 UTC | GAIA, INC GAIA · Entity 2726 | GrantDirector Stock Option (right to buy) · Derivative | 75,000 | $0.00 Strike: $7.40 | $0.00 |
DisclosureSEC source: 0001209191-16-148495 · doc4.xml · derivative · entry 1 Sutherland Paul Howard · CIK 0001552487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Class A Common Stock · 75,000 shares Expires 2016-11-01 F1 · derivative.exercise_date: Stock option provides for vesting and exercisability of 20% per year on the date of the annual shareholder meeting starting. Read SEC document |
| September 30, 2016 Filed Oct 3, 2016 20:56 UTC | GAIA, INC GAIA · Entity 2726 | GrantClass A Common Stock | 4,028 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-16-143666 · doc4.xml · nonDerivative · entry 1 Sutherland Paul Howard · CIK 0001552487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,665 F1 · price: Issued in consideration for director services. F2 · ownership.direct: The reporting person jointly owns with his son 150 shares of Gaiam, Inc. Class A Common Stock reported herein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.