Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GAIA, INCGAIA · Entity 2726 | Director | September 25, 2026 | September 29, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GAIA, INC
Report date September 25, 2026 · Filed September 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 464,173 |
Reported balance
After 2026-09-25 transaction · row 1
1 source rowRow 1 · 2026-09-25 · Purchase · Acquired 2,000 · Balance 464,173 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 20, 2024 Filed May 24, 2024 00:19 UTC Amendment | GAIA, INC GAIA · Entity 2726 | GrantRestricted Stock Units · Derivative | 16,991 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-064251 · ownership.xml · derivative · entry 1 Sutherland Paul Howard · CIK 0001552487 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,991 Underlying: Class A Common Stock · 16,991 shares Expires 2025-05-20 F1 · shares: On May 22, 2024, the reporting person filed a Form 4 which mistakenly showed an award of 74,250 RSUs was granted on May 20, 2024. In fact, as reported in this amendment, the reporting person was granted an award of 16,991 RSUs on May 20, 2024. F2 · derivative.exercise_date: The RSUs vest after one year Read SEC document |
| April 20, 2024 Filed Apr 23, 2024 21:15 UTC | GAIA, INC GAIA · Entity 2726 | Exercise / conversionRestricted Stock Units · Derivative | 23,276 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-047073 · ownership.xml · derivative · entry 2 Sutherland Paul Howard · CIK 0001552487 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 254,291 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · derivative.exercise_date: The RSUs vest on the one year anniversary date of the Annual Shareholder Meeting from April 2023, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. F2 · derivative.expiration_date: The RSUs vest on the one year anniversary date of the Annual Shareholder Meeting from April 2023, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. Read SEC document |
| April 20, 2024 Filed Apr 23, 2024 21:15 UTC | GAIA, INC GAIA · Entity 2726 | Exercise / conversionClass A Common Stock | 23,276 | $3.93 | $91,474.68 |
DisclosureSEC source: 0000950170-24-047073 · ownership.xml · nonDerivative · entry 1 Sutherland Paul Howard · CIK 0001552487 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 254,291 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 27, 2023 Filed Sep 29, 2023 14:51 UTC | GAIA, INC GAIA · Entity 2726 | PurchaseClass A Common Stock | 2,000 | $2.41 | $4,820.00 |
DisclosureSEC source: 0001209191-23-050834 · doc4.xml · nonDerivative · entry 1 Sutherland Paul Howard · CIK 0001552487 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 231,015 Read SEC document |
| September 18, 2023 Filed Sep 21, 2023 15:06 UTC | GAIA, INC GAIA · Entity 2726 | PurchaseClass A Common Stock | 1,000 | $2.55 | $2,550.00 |
DisclosureSEC source: 0001209191-23-050246 · doc4.xml · nonDerivative · entry 1 Sutherland Paul Howard · CIK 0001552487 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 229,015 Read SEC document |
| September 13, 2023 Filed Sep 14, 2023 12:46 UTC | GAIA, INC GAIA · Entity 2726 | PurchaseClass A Common Stock | 3,500 | $2.49 | $8,715.00 |
DisclosureSEC source: 0001209191-23-049375 · doc4.xml · nonDerivative · entry 2 Sutherland Paul Howard · CIK 0001552487 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 228,015 Read SEC document |
| September 12, 2023 Filed Sep 14, 2023 12:46 UTC | GAIA, INC GAIA · Entity 2726 | PurchaseClass A Common Stock | 3,000 | $2.47 | $7,410.00 |
DisclosureSEC source: 0001209191-23-049375 · doc4.xml · nonDerivative · entry 1 Sutherland Paul Howard · CIK 0001552487 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 228,015 Read SEC document |
| August 25, 2023 Filed Aug 29, 2023 22:20 UTC | GAIA, INC GAIA · Entity 2726 | PurchaseClass a Common Stock | 400 | $2.27 | $908.00 |
DisclosureSEC source: 0001209191-23-047659 · doc4.xml · nonDerivative · entry 1 Sutherland Paul Howard · CIK 0001552487 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 221,515 Read SEC document |
| August 23, 2023 Filed Aug 24, 2023 14:23 UTC | GAIA, INC GAIA · Entity 2726 | PurchaseClass A Common Stock | 6,275 | $2.37 | $14,871.75 |
DisclosureSEC source: 0001209191-23-047159 · doc4.xml · nonDerivative · entry 1 Sutherland Paul Howard · CIK 0001552487 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 221,115 Read SEC document |
| August 17, 2023 Filed Aug 21, 2023 22:20 UTC | GAIA, INC GAIA · Entity 2726 | PurchaseClass A Common Stock | 10,000 | $2.17 | $21,700.00 |
DisclosureSEC source: 0001209191-23-046782 · doc4.xml · nonDerivative · entry 2 Sutherland Paul Howard · CIK 0001552487 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 211,490 Read SEC document |
| August 16, 2023 Filed Aug 21, 2023 22:20 UTC | GAIA, INC GAIA · Entity 2726 | PurchaseClass A Common Stock | 5,955 | $2.28 | $13,577.40 |
DisclosureSEC source: 0001209191-23-046782 · doc4.xml · nonDerivative · entry 1 Sutherland Paul Howard · CIK 0001552487 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 211,490 Read SEC document |
| August 14, 2023 Filed Aug 15, 2023 15:38 UTC | GAIA, INC GAIA · Entity 2726 | PurchaseClass A Common Stock | 9,027 | $2.54 | $22,928.58 |
DisclosureSEC source: 0001209191-23-045787 · doc4.xml · nonDerivative · entry 1 Sutherland Paul Howard · CIK 0001552487 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 187,767 Read SEC document |
| August 11, 2023 Filed Aug 14, 2023 17:09 UTC | GAIA, INC GAIA · Entity 2726 | PurchaseClass A Common Stock | 3,250 | $2.67 | $8,677.50 |
DisclosureSEC source: 0001209191-23-045560 · doc4.xml · nonDerivative · entry 1 Sutherland Paul Howard · CIK 0001552487 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 178,740 Read SEC document |
| August 10, 2023 Filed Aug 11, 2023 15:50 UTC | GAIA, INC GAIA · Entity 2726 | PurchaseClass A Common Stock | 1,000 | $2.57 | $2,570.00 |
DisclosureSEC source: 0001209191-23-045385 · doc4.xml · nonDerivative · entry 1 Sutherland Paul Howard · CIK 0001552487 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 175,490 Read SEC document |
| August 09, 2023 Filed Aug 10, 2023 15:20 UTC | GAIA, INC GAIA · Entity 2726 | PurchaseClass A Common Stock | 1,500 | $2.68 | $4,020.00 |
DisclosureSEC source: 0001209191-23-045277 · doc4.xml · nonDerivative · entry 2 Sutherland Paul Howard · CIK 0001552487 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 174,490 Read SEC document |
| August 09, 2023 Filed Aug 10, 2023 15:20 UTC | GAIA, INC GAIA · Entity 2726 | PurchaseClass A Common Stock | 3,009 | $2.51 | $7,552.59 |
DisclosureSEC source: 0001209191-23-045277 · doc4.xml · nonDerivative · entry 1 Sutherland Paul Howard · CIK 0001552487 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 174,490 Read SEC document |
| August 08, 2023 Filed Aug 9, 2023 17:47 UTC | GAIA, INC GAIA · Entity 2726 | PurchaseClass A Common Stock | 4,250 | $2.54 | $10,795.00 |
DisclosureSEC source: 0001209191-23-045126 · doc4.xml · nonDerivative · entry 2 Sutherland Paul Howard · CIK 0001552487 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 169,981 Read SEC document |
| August 08, 2023 Filed Aug 9, 2023 17:47 UTC | GAIA, INC GAIA · Entity 2726 | PurchaseClass A Common Stock | 2,490 | $2.37 | $5,901.30 |
DisclosureSEC source: 0001209191-23-045126 · doc4.xml · nonDerivative · entry 1 Sutherland Paul Howard · CIK 0001552487 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 169,981 Read SEC document |
| August 07, 2023 Filed Aug 8, 2023 21:07 UTC | GAIA, INC GAIA · Entity 2726 | PurchaseClass A Common Stock | 9,000 | $2.35 | $21,150.00 |
DisclosureSEC source: 0001209191-23-045047 · doc4.xml · nonDerivative · entry 1 Sutherland Paul Howard · CIK 0001552487 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 163,241 Read SEC document |
| August 04, 2023 Filed Aug 7, 2023 22:47 UTC | GAIA, INC GAIA · Entity 2726 | PurchaseClass A Common Stock | 10,000 | $2.49 | $24,922.00 |
DisclosureSEC source: 0001209191-23-044871 · doc4.xml · nonDerivative · entry 2 Sutherland Paul Howard · CIK 0001552487 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 154,241 Read SEC document |
| August 03, 2023 Filed Aug 7, 2023 22:47 UTC | GAIA, INC GAIA · Entity 2726 | PurchaseClass A Common Stock | 28 | $2.43 | $67.90 |
DisclosureSEC source: 0001209191-23-044871 · doc4.xml · nonDerivative · entry 1 Sutherland Paul Howard · CIK 0001552487 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 154,241 Read SEC document |
| April 20, 2023 Filed Apr 24, 2023 23:45 UTC | GAIA, INC GAIA · Entity 2726 | GrantRestricted Stock Unit · Derivative | 23,276 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-025482 · doc4.xml · derivative · entry 3 Sutherland Paul Howard · CIK 0001552487 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,276 Underlying: Class A Common Stock · 23,276 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. F4 · derivative.exercise_date: The RSUs vest on the date of the Annual Shareholder Meeting in April 2024, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. F4 · derivative.expiration_date: The RSUs vest on the date of the Annual Shareholder Meeting in April 2024, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. Read SEC document |
| April 20, 2023 Filed Apr 24, 2023 23:45 UTC | GAIA, INC GAIA · Entity 2726 | Exercise / conversionRestricted Stock Units · Derivative | 15,278 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-025482 · doc4.xml · derivative · entry 2 Sutherland Paul Howard · CIK 0001552487 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 15,278 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. F3 · derivative.exercise_date: The RSUs vest on the date of the Annual Shareholder Meeting in April 2023, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. F3 · derivative.expiration_date: The RSUs vest on the date of the Annual Shareholder Meeting in April 2023, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. Read SEC document |
| April 20, 2023 Filed Apr 24, 2023 23:45 UTC | GAIA, INC GAIA · Entity 2726 | Exercise / conversionClass A Common Stock | 15,278 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-025482 · doc4.xml · nonDerivative · entry 1 Sutherland Paul Howard · CIK 0001552487 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 144,200 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units were converted into common stock on a one-for-one basis Read SEC document |
| April 28, 2022 Filed May 2, 2022 10:00 UTC | GAIA, INC GAIA · Entity 2726 | GrantRestricted Stock Unit · Derivative | 15,278 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-026343 · doc4.xml · derivative · entry 3 Sutherland Paul Howard · CIK 0001552487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,278 Underlying: Class A Common Stock · 15,278 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. F4 · derivative.exercise_date: The RSUs vest on the date of the Annual Shareholder Meeting in April 2023, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. F4 · derivative.expiration_date: The RSUs vest on the date of the Annual Shareholder Meeting in April 2023, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. Read SEC document |
| April 28, 2022 Filed May 2, 2022 10:00 UTC | GAIA, INC GAIA · Entity 2726 | Exercise / conversionRestricted Stock Units · Derivative | 6,435 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-026343 · doc4.xml · derivative · entry 2 Sutherland Paul Howard · CIK 0001552487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 6,435 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. F3 · derivative.exercise_date: The RSUs vest on the date of the Annual Shareholder Meeting in April 2022, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. F3 · derivative.expiration_date: The RSUs vest on the date of the Annual Shareholder Meeting in April 2022, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. Read SEC document |
| April 28, 2022 Filed May 2, 2022 10:00 UTC | GAIA, INC GAIA · Entity 2726 | Exercise / conversionClass A Common Stock | 6,435 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-026343 · doc4.xml · nonDerivative · entry 1 Sutherland Paul Howard · CIK 0001552487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,871 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units were converted into common stock on a one-for-one basis Read SEC document |
| April 28, 2022 Filed Feb 27, 2023 23:13 UTC Amendment | GAIA, INC GAIA · Entity 2726 | GrantRestricted Stock Units · Derivative | 15,278 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-013361 · doc4a.xml · derivative · entry 3 Sutherland Paul Howard · CIK 0001552487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,278 Underlying: Class A Common Stock · 15,278 shares Expires not disclosed F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. F5 · derivative.exercise_date: The RSUs vest on the date of the Annual Shareholder Meeting in April 2023, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. F5 · derivative.expiration_date: The RSUs vest on the date of the Annual Shareholder Meeting in April 2023, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. Read SEC document |
| April 28, 2022 Filed Feb 27, 2023 23:13 UTC Amendment | GAIA, INC GAIA · Entity 2726 | Exercise / conversionRestricted Stock Units · Derivative | 6,435 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-013361 · doc4a.xml · derivative · entry 2 Sutherland Paul Howard · CIK 0001552487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 6,435 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. F4 · derivative.exercise_date: The RSUs vest on the date of the Annual Shareholder Meeting in April 2022, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. F4 · derivative.expiration_date: The RSUs vest on the date of the Annual Shareholder Meeting in April 2022, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. Read SEC document |
| April 28, 2022 Filed Feb 27, 2023 23:13 UTC Amendment | GAIA, INC GAIA · Entity 2726 | Exercise / conversionClass A Common Stock | 6,435 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-013361 · doc4a.xml · nonDerivative · entry 1 Sutherland Paul Howard · CIK 0001552487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,922 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units were converted into common stock on a one-for-one basis F2 · balance_after: Form 4 as originally filed on 5/2/2022 incorrectly reported 177,871 due to a data entry error. Read SEC document |
| August 19, 2021 Filed Aug 20, 2021 16:50 UTC | GAIA, INC GAIA · Entity 2726 | PurchaseClass A Common Stock | 1,001 | $9.47 | $9,479.47 |
DisclosureSEC source: 0001209191-21-052716 · doc4.xml · nonDerivative · entry 1 Sutherland Paul Howard · CIK 0001552487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,500 Read SEC document |
| August 17, 2021 Filed Aug 17, 2021 16:28 UTC | GAIA, INC GAIA · Entity 2726 | PurchaseClass A Common Stock | 1,000 | $10.17 | $10,170.00 |
DisclosureSEC source: 0001209191-21-051778 · doc4.xml · nonDerivative · entry 1 Sutherland Paul Howard · CIK 0001552487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,499 Read SEC document |
| August 16, 2021 Filed Aug 16, 2021 19:38 UTC | GAIA, INC GAIA · Entity 2726 | PurchaseClass A Common Stock | 1,000 | $10.68 | $10,680.00 |
DisclosureSEC source: 0001209191-21-051614 · doc4.xml · nonDerivative · entry 1 Sutherland Paul Howard · CIK 0001552487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,499 Read SEC document |
| August 09, 2021 Filed Aug 10, 2021 18:23 UTC | GAIA, INC GAIA · Entity 2726 | PurchaseClass A Common Stock | 500 | $11.02 | $5,510.00 |
DisclosureSEC source: 0001209191-21-050550 · doc4.xml · nonDerivative · entry 1 Sutherland Paul Howard · CIK 0001552487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,499 Read SEC document |
| May 05, 2021 Filed May 6, 2021 14:52 UTC | GAIA, INC GAIA · Entity 2726 | PurchaseClass A Common Stock | 10 | $10.59 | $105.90 |
DisclosureSEC source: 0001209191-21-030544 · doc4.xml · nonDerivative · entry 2 Sutherland Paul Howard · CIK 0001552487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,999 Read SEC document |
| May 05, 2021 Filed May 6, 2021 14:52 UTC | GAIA, INC GAIA · Entity 2726 | PurchaseClass A Common Stock | 2,000 | $10.55 | $21,100.00 |
DisclosureSEC source: 0001209191-21-030544 · doc4.xml · nonDerivative · entry 1 Sutherland Paul Howard · CIK 0001552487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,999 Read SEC document |
| April 29, 2021 Filed Apr 30, 2021 19:50 UTC | GAIA, INC GAIA · Entity 2726 | GrantRestricted Stock Unit · Derivative | 6,435 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-029239 · doc4.xml · derivative · entry 3 Sutherland Paul Howard · CIK 0001552487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,435 Underlying: Class A Common Stock · 6,435 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. F4 · derivative.exercise_date: The RSUs vest on the date of the Annual Shareholder Meeting in April 2022, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. F4 · derivative.expiration_date: The RSUs vest on the date of the Annual Shareholder Meeting in April 2022, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. Read SEC document |
| April 29, 2021 Filed Apr 30, 2021 19:50 UTC | GAIA, INC GAIA · Entity 2726 | Exercise / conversionRestricted Stock Units · Derivative | 7,507 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-029239 · doc4.xml · derivative · entry 2 Sutherland Paul Howard · CIK 0001552487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 7,507 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. F3 · derivative.exercise_date: The RSUs vest on the date of the Annual Shareholder Meeting in April 2021, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. F3 · derivative.expiration_date: The RSUs vest on the date of the Annual Shareholder Meeting in April 2021, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. Read SEC document |
| April 29, 2021 Filed Apr 30, 2021 19:50 UTC | GAIA, INC GAIA · Entity 2726 | Exercise / conversionClass A Common Stock | 7,507 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-029239 · doc4.xml · nonDerivative · entry 1 Sutherland Paul Howard · CIK 0001552487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,989 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units were converted into common stock on a one-for-one basis Read SEC document |
| March 19, 2021 Filed Mar 19, 2021 19:48 UTC | GAIA, INC GAIA · Entity 2726 | PurchaseClass A Common Stock | 2 | $13.44 | $26.88 |
DisclosureSEC source: 0001209191-21-022038 · doc4.xml · nonDerivative · entry 1 Sutherland Paul Howard · CIK 0001552487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,482 Read SEC document |
| December 24, 2020 Filed Dec 28, 2020 15:35 UTC | GAIA, INC GAIA · Entity 2726 | PurchaseClass A Common Stock | 1,000 | $9.21 | $9,210.00 |
DisclosureSEC source: 0001209191-20-065144 · doc4.xml · nonDerivative · entry 1 Sutherland Paul Howard · CIK 0001552487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,480 Read SEC document |
| July 30, 2020 Filed Jul 31, 2020 19:30 UTC | GAIA, INC GAIA · Entity 2726 | GrantRestricted Stock Unit · Derivative | 1,111 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-044218 · doc4.xml · derivative · entry 1 Sutherland Paul Howard · CIK 0001552487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,111 Underlying: Class A Common Stock · 1,111 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · derivative.exercise_date: The RSUs vest on the date of the Annual Shareholder Meeting in April 2021, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. F2 · derivative.expiration_date: The RSUs vest on the date of the Annual Shareholder Meeting in April 2021, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. Read SEC document |
| April 23, 2020 Filed Apr 23, 2020 22:50 UTC | GAIA, INC GAIA · Entity 2726 | GrantRestricted Stock Unit · Derivative | 6,396 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-025483 · doc4.xml · derivative · entry 3 Sutherland Paul Howard · CIK 0001552487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,396 Underlying: Class A Common Stock · 6,396 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. F4 · derivative.exercise_date: The RSUs vest on the date of the Annual Shareholder Meeting in April 2021, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. F4 · derivative.expiration_date: The RSUs vest on the date of the Annual Shareholder Meeting in April 2021, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. Read SEC document |
| April 23, 2020 Filed Apr 23, 2020 22:50 UTC | GAIA, INC GAIA · Entity 2726 | Exercise / conversionClass A Common Stock | 5,980 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-025483 · doc4.xml · nonDerivative · entry 1 Sutherland Paul Howard · CIK 0001552487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,480 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units were converted into common stock on a one-for-one basis Read SEC document |
| March 17, 2020 Filed Mar 17, 2020 21:19 UTC | GAIA, INC GAIA · Entity 2726 | PurchaseGAIA Class A Common Stock | 2,000 | $4.83 | $9,660.00 |
DisclosureSEC source: 0001209191-20-019688 · doc4.xml · nonDerivative · entry 1 Sutherland Paul Howard · CIK 0001552487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,500 Read SEC document |
| March 16, 2020 Filed Mar 16, 2020 23:29 UTC | GAIA, INC GAIA · Entity 2726 | PurchaseGAIA Class A Common Stock | 2,300 | $5.05 | $11,615.00 |
DisclosureSEC source: 0001209191-20-019401 · doc4.xml · nonDerivative · entry 2 Sutherland Paul Howard · CIK 0001552487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,500 Read SEC document |
| March 13, 2020 Filed Mar 16, 2020 23:29 UTC | GAIA, INC GAIA · Entity 2726 | PurchaseGAIA Class A Common Stock | 2,000 | $5.49 | $10,980.00 |
DisclosureSEC source: 0001209191-20-019401 · doc4.xml · nonDerivative · entry 1 Sutherland Paul Howard · CIK 0001552487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,500 Read SEC document |
| March 11, 2020 Filed Mar 13, 2020 14:25 UTC | GAIA, INC GAIA · Entity 2726 | PurchaseGAIA Class A Common Stock | 200 | $6.12 | $1,224.00 |
DisclosureSEC source: 0001209191-20-018701 · doc4.xml · nonDerivative · entry 1 Sutherland Paul Howard · CIK 0001552487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,200 Read SEC document |
| March 06, 2020 Filed Mar 6, 2020 16:08 UTC | GAIA, INC GAIA · Entity 2726 | PurchaseGAIA Class A Common Stock | 1,000 | $7.21 | $7,210.00 |
DisclosureSEC source: 0001209191-20-016823 · doc4.xml · nonDerivative · entry 1 Sutherland Paul Howard · CIK 0001552487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,000 Read SEC document |
| December 03, 2019 Filed Dec 4, 2019 15:45 UTC | GAIA, INC GAIA · Entity 2726 | PurchaseGAIA Class A Common Stock | 943 | $8.03 | $7,572.29 |
DisclosureSEC source: 0001209191-19-058956 · doc4.xml · nonDerivative · entry 1 Sutherland Paul Howard · CIK 0001552487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.