Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Ares Management CorpARES · Entity 3048 | Director | July 30, 2026 | August 04, 2026 |
| Lazard, Inc.LAZ · Entity 4031 | Director · CEO of Lazard Asset Management | March 01, 2022 | March 04, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Ares Management Corp
Report date July 30, 2026 · Filed August 04, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 35,799 |
Reported balance
After 2026-07-30 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-07-30 · Grant · Acquired 1,728 · Balance 35,799 F1: Granted under an equity incentive plan of Ares Management Corporation. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse on the first anniversary of the grant date. F2: Includes 1,728 restricted units granted under an equity incentive plan of Ares Management Corporation. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: Granted under an equity incentive plan of Ares Management Corporation. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse on the first anniversary of the grant date.
F2: Includes 1,728 restricted units granted under an equity incentive plan of Ares Management Corporation. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement.
Lazard, Inc.
Report date March 01, 2022 · Filed March 04, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 834,911 |
Ending reported balance
After 2022-03-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-03-01 · Exercise / conversion · Acquired 217,937 · Balance 930,367 F1: Shares of Class A Common Stock were acquired upon the exchange of a prior grant of Performance-based Restricted Participation Units ("PRPUs") into shares of Class A Common Stock. Row 2 · 2022-03-01 · Disposition to issuer · Disposed 95,456 · Balance 834,911 F2: Represents shares of Class A Common Stock sold to the Company to cover estimated taxes arising from the exchange of the PRPUs referenced in Footnote (1). F3: Represents the New York Stock Exchange closing price of Class A Common Stock on the trading day immediately preceding the exchange date of the PRPUs referenced in Footnote (1). |
| Performance-based Restricted Participation UnitsSEC Table II · derivative / convertible security | Direct | 49,342 |
Reported balance
After 2022-03-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-03-01 · Exercise / conversion · Disposed 217,937 · Balance 49,342 F4: Represents a prior grant of PRPUs awarded with respect to compensation for 2018 for which performance and other conditions have been satisfied. The grant at target was previously reflected in the Company's proxy statement for the relevant year. F5: Each PRPU (the performance and other conditions of which have been satisfied) represents an interest in Lazard Group LLC that may be exchanged for one share of Class A Common Stock. F1: Shares of Class A Common Stock were acquired upon the exchange of a prior grant of Performance-based Restricted Participation Units ("PRPUs") into shares of Class A Common Stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares of Class A Common Stock were acquired upon the exchange of a prior grant of Performance-based Restricted Participation Units ("PRPUs") into shares of Class A Common Stock.
F2: Represents shares of Class A Common Stock sold to the Company to cover estimated taxes arising from the exchange of the PRPUs referenced in Footnote (1).
F3: Represents the New York Stock Exchange closing price of Class A Common Stock on the trading day immediately preceding the exchange date of the PRPUs referenced in Footnote (1).
F4: Represents a prior grant of PRPUs awarded with respect to compensation for 2018 for which performance and other conditions have been satisfied. The grant at target was previously reflected in the Company's proxy statement for the relevant year.
F5: Each PRPU (the performance and other conditions of which have been satisfied) represents an interest in Lazard Group LLC that may be exchanged for one share of Class A Common Stock.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
LAZARD GLOBAL TOTAL RETURN & INCOME FUND INC
Report date July 01, 2022 · Filed February 15, 2023
Section 16 reporting ended · disclosed 2023-02-15. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 28, 2020 Filed Mar 3, 2020 23:52 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Class A Common Stock | 2,217 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-015649 · doc4.xml · nonDerivative · entry 1 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,788 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion retained by the Company in order to cover taxes required to be withheld, will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 23:14 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantPerformance-based Restricted Participation Units · Derivative | 30,609 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-012173 · doc4.xml · derivative · entry 7 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,609 Underlying: Class A Common Stock · 30,609 shares Expires not disclosed F6 · security: Represents a prior grant of Performance-based Restricted Participation Units ("PRPUs") awarded with respect to compensation for 2018 for which performance conditions have been satisfied. The grant was previously reflected in the Company's proxy statement for the relevant year. F7 · derivative.exercise_price: Each PRPU (the performance and other conditions of which have been satisfied) represents an interest in Lazard Group LLC that may be exchanged for one share of Class A Common Stock. F6 · price: Represents a prior grant of Performance-based Restricted Participation Units ("PRPUs") awarded with respect to compensation for 2018 for which performance conditions have been satisfied. The grant was previously reflected in the Company's proxy statement for the relevant year. F8 · derivative.exercise_date: These PRPUs will vest on or around March 1, 2022. F8 · derivative.expiration_date: These PRPUs will vest on or around March 1, 2022. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 23:14 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionPerformance-based Restricted Stock Units · Derivative | 122,096 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-012173 · doc4.xml · derivative · entry 6 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Restricted Class A Common Stock · 122,096 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: Represents prior grants of PRSUs awarded with respect to compensation for 2016 and 2017 for which performance conditions have been satisfied. The grants were previously reflected in the Company's proxy statements for the relevant years. F1 · derivative.exercise_price: The reporting person is eligible for retirement under the Company's RSU Retirement Policy, which is described in the Company's 2019 Proxy Statement. The performance conditions for certain Performance-based Restricted Stock Units ("PRSUs") that were previously granted to the reporting person have been satisfied and, as a result of the reporting person's retirement eligibility, such PRSUs are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion required to be withheld in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · price: The reporting person is eligible for retirement under the Company's RSU Retirement Policy, which is described in the Company's 2019 Proxy Statement. The performance conditions for certain Performance-based Restricted Stock Units ("PRSUs") that were previously granted to the reporting person have been satisfied and, as a result of the reporting person's retirement eligibility, such PRSUs are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion required to be withheld in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · derivative.exercise_date: The reporting person is eligible for retirement under the Company's RSU Retirement Policy, which is described in the Company's 2019 Proxy Statement. The performance conditions for certain Performance-based Restricted Stock Units ("PRSUs") that were previously granted to the reporting person have been satisfied and, as a result of the reporting person's retirement eligibility, such PRSUs are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion required to be withheld in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · derivative.expiration_date: The reporting person is eligible for retirement under the Company's RSU Retirement Policy, which is described in the Company's 2019 Proxy Statement. The performance conditions for certain Performance-based Restricted Stock Units ("PRSUs") that were previously granted to the reporting person have been satisfied and, as a result of the reporting person's retirement eligibility, such PRSUs are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion required to be withheld in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 23:14 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantPerformance-based Restricted Stock Units · Derivative | 122,096 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-012173 · doc4.xml · derivative · entry 5 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,096 Underlying: Class A Common Stock · 122,096 shares Expires not disclosed F4 · security: Represents prior grants of PRSUs awarded with respect to compensation for 2016 and 2017 for which performance conditions have been satisfied. The grants were previously reflected in the Company's proxy statements for the relevant years. F5 · derivative.exercise_price: Each PRSU (the performance conditions of which have been satisfied) represents a contingent right to receive one share of Class A Common Stock. F5 · price: Each PRSU (the performance conditions of which have been satisfied) represents a contingent right to receive one share of Class A Common Stock. F1 · derivative.exercise_date: The reporting person is eligible for retirement under the Company's RSU Retirement Policy, which is described in the Company's 2019 Proxy Statement. The performance conditions for certain Performance-based Restricted Stock Units ("PRSUs") that were previously granted to the reporting person have been satisfied and, as a result of the reporting person's retirement eligibility, such PRSUs are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion required to be withheld in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · derivative.expiration_date: The reporting person is eligible for retirement under the Company's RSU Retirement Policy, which is described in the Company's 2019 Proxy Statement. The performance conditions for certain Performance-based Restricted Stock Units ("PRSUs") that were previously granted to the reporting person have been satisfied and, as a result of the reporting person's retirement eligibility, such PRSUs are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion required to be withheld in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 23:14 UTC | Lazard, Inc. LAZ · Entity 4031 | Tax withholdingClass A Common Stock | 64,980 | $42.45 | $2,758,401.00 |
DisclosureSEC source: 0001209191-20-012173 · doc4.xml · nonDerivative · entry 4 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 749,503 F2 · shares: Represents shares of Class A Common Stock retained by the Company to cover taxes required to be withheld in connection with the settlement of PRSUs. F3 · price: Represents the New York Stock Exchange closing price of Class A Common Stock on the trading day immediately preceding the settlement date of the PRSUs referenced in Footnote (1). Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 23:14 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionClass A Common Stock | 64,980 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-012173 · doc4.xml · nonDerivative · entry 3 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 814,483 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Represents shares of Class A Common Stock retained by the Company to cover taxes required to be withheld in connection with the settlement of PRSUs. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 23:14 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Class A Common Stock | 64,980 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-012173 · doc4.xml · nonDerivative · entry 2 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,571 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Represents shares of Class A Common Stock retained by the Company to cover taxes required to be withheld in connection with the settlement of PRSUs. F3 · price: Represents the New York Stock Exchange closing price of Class A Common Stock on the trading day immediately preceding the settlement date of the PRSUs referenced in Footnote (1). Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 23:14 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Class A Common Stock | 122,096 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-012173 · doc4.xml · nonDerivative · entry 1 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,551 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The reporting person is eligible for retirement under the Company's RSU Retirement Policy, which is described in the Company's 2019 Proxy Statement. The performance conditions for certain Performance-based Restricted Stock Units ("PRSUs") that were previously granted to the reporting person have been satisfied and, as a result of the reporting person's retirement eligibility, such PRSUs are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion required to be withheld in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. Read SEC document |
| November 22, 2019 Filed Nov 27, 2019 00:29 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Stock Units · Derivative | 1,542 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-058207 · doc4.xml · derivative · entry 6 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Restricted Class A Common Stock · 1,542 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion retained by the Company in order to cover taxes required to be withheld, will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion retained by the Company in order to cover taxes required to be withheld, will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · derivative.exercise_date: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion retained by the Company in order to cover taxes required to be withheld, will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · derivative.expiration_date: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion retained by the Company in order to cover taxes required to be withheld, will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. Read SEC document |
| November 22, 2019 Filed Nov 27, 2019 00:29 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantRestricted Stock Units · Derivative | 1,542 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-058207 · doc4.xml · derivative · entry 5 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,542 Underlying: Class A Common Stock · 1,542 shares Expires not disclosed F4 · security: Additional RSUs were acquired pursuant to the dividend equivalent reinvestment provisions of underlying PRSU awards. F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F5 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F6 · derivative.exercise_date: Of these RSUs, 664 will vest on or around March 2, 2020 and 878 will vest on or around March 1, 2021. F6 · derivative.expiration_date: Of these RSUs, 664 will vest on or around March 2, 2020 and 878 will vest on or around March 1, 2021. Read SEC document |
| November 22, 2019 Filed Nov 27, 2019 00:29 UTC | Lazard, Inc. LAZ · Entity 4031 | Tax withholdingClass A Common Stock | 822 | $37.16 | $30,545.52 |
DisclosureSEC source: 0001209191-19-058207 · doc4.xml · nonDerivative · entry 4 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 749,503 F2 · shares: Represents shares of Class A Common Stock retained by the Company to cover taxes required to be withheld in connection with the settlement of RSUs. F3 · price: Represents the New York Stock Exchange closing price of Class A Common Stock on the trading day immediately preceding the settlement date of the RSUs referenced in Footnote (1). Read SEC document |
| November 22, 2019 Filed Nov 27, 2019 00:29 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionClass A Common Stock | 822 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-058207 · doc4.xml · nonDerivative · entry 3 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 750,325 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Represents shares of Class A Common Stock retained by the Company to cover taxes required to be withheld in connection with the settlement of RSUs. Read SEC document |
| November 22, 2019 Filed Nov 27, 2019 00:29 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Class A Common Stock | 822 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-058207 · doc4.xml · nonDerivative · entry 2 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,455 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Represents shares of Class A Common Stock retained by the Company to cover taxes required to be withheld in connection with the settlement of RSUs. Read SEC document |
| November 22, 2019 Filed Nov 27, 2019 00:29 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Class A Common Stock | 1,542 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-058207 · doc4.xml · nonDerivative · entry 1 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,277 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion retained by the Company in order to cover taxes required to be withheld, will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. Read SEC document |
| August 16, 2019 Filed Aug 20, 2019 22:21 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Stock Units · Derivative | 1,750 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-046878 · doc4.xml · derivative · entry 6 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Restricted Class A Common Stock · 1,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion retained by the Company in order to cover taxes required to be withheld, will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion retained by the Company in order to cover taxes required to be withheld, will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · derivative.exercise_date: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion retained by the Company in order to cover taxes required to be withheld, will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · derivative.expiration_date: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion retained by the Company in order to cover taxes required to be withheld, will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. Read SEC document |
| August 16, 2019 Filed Aug 20, 2019 22:21 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantRestricted Stock Units · Derivative | 1,750 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-046878 · doc4.xml · derivative · entry 5 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,750 Underlying: Class A Common Stock · 1,750 shares Expires not disclosed F4 · security: Additional RSUs were acquired pursuant to the dividend equivalent reinvestment provisions of underlying PRSU awards. F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F5 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F6 · derivative.exercise_date: Of these RSUs, 754 will vest on or around March 2, 2020 and 996 will vest on or around March 1, 2021. F6 · derivative.expiration_date: Of these RSUs, 754 will vest on or around March 2, 2020 and 996 will vest on or around March 1, 2021. Read SEC document |
| August 16, 2019 Filed Aug 20, 2019 22:21 UTC | Lazard, Inc. LAZ · Entity 4031 | Tax withholdingClass A Common Stock | 933 | $32.49 | $30,313.17 |
DisclosureSEC source: 0001209191-19-046878 · doc4.xml · nonDerivative · entry 4 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 749,503 F2 · shares: Represents shares of Class A Common Stock retained by the Company to cover taxes required to be withheld in connection with the settlement of RSUs. F3 · price: Represents the New York Stock Exchange closing price of Class A Common Stock on the trading day immediately preceding the settlement date of the RSUs referenced in Footnote (1). Read SEC document |
| August 16, 2019 Filed Aug 20, 2019 22:21 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionClass A Common Stock | 933 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-046878 · doc4.xml · nonDerivative · entry 3 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 750,436 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Represents shares of Class A Common Stock retained by the Company to cover taxes required to be withheld in connection with the settlement of RSUs. Read SEC document |
| August 16, 2019 Filed Aug 20, 2019 22:21 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Class A Common Stock | 933 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-046878 · doc4.xml · nonDerivative · entry 2 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,735 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Represents shares of Class A Common Stock retained by the Company to cover taxes required to be withheld in connection with the settlement of RSUs. Read SEC document |
| August 16, 2019 Filed Aug 20, 2019 22:21 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Class A Common Stock | 1,750 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-046878 · doc4.xml · nonDerivative · entry 1 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,668 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion retained by the Company in order to cover taxes required to be withheld, will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. Read SEC document |
| May 17, 2019 Filed May 21, 2019 21:57 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Stock Units · Derivative | 1,671 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-031826 · doc4.xml · derivative · entry 6 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Restricted Class A Common Stock · 1,671 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion retained by the Company in order to cover taxes required to be withheld, will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion retained by the Company in order to cover taxes required to be withheld, will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · derivative.exercise_date: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion retained by the Company in order to cover taxes required to be withheld, will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · derivative.expiration_date: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion retained by the Company in order to cover taxes required to be withheld, will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. Read SEC document |
| May 17, 2019 Filed May 21, 2019 21:57 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantRestricted Stock Units · Derivative | 1,671 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-031826 · doc4.xml · derivative · entry 5 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,671 Underlying: Class A Common Stock · 1,671 shares Expires not disclosed F4 · security: Additional RSUs were acquired pursuant to the dividend equivalent reinvestment provisions of underlying PRSU awards. F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F5 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F6 · derivative.exercise_date: Of these RSUs, 720 will vest on or around March 2, 2020 and 951 will vest on or around March 1, 2021. F6 · derivative.expiration_date: Of these RSUs, 720 will vest on or around March 2, 2020 and 951 will vest on or around March 1, 2021. Read SEC document |
| May 17, 2019 Filed May 21, 2019 21:57 UTC | Lazard, Inc. LAZ · Entity 4031 | Tax withholdingClass A Common Stock | 891 | $35.34 | $31,487.94 |
DisclosureSEC source: 0001209191-19-031826 · doc4.xml · nonDerivative · entry 4 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 749,503 F2 · shares: Represents shares of Class A Common Stock retained by the Company to cover taxes required to be withheld in connection with the settlement of RSUs. F3 · price: Represents the New York Stock Exchange closing price of Class A Common Stock on the trading day immediately preceding the settlement date of the RSUs referenced in Footnote (1). Read SEC document |
| May 17, 2019 Filed May 21, 2019 21:57 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionClass A Common Stock | 891 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-031826 · doc4.xml · nonDerivative · entry 3 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 750,394 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Represents shares of Class A Common Stock retained by the Company to cover taxes required to be withheld in connection with the settlement of RSUs. Read SEC document |
| May 17, 2019 Filed May 21, 2019 21:57 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Class A Common Stock | 891 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-031826 · doc4.xml · nonDerivative · entry 2 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,918 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Represents shares of Class A Common Stock retained by the Company to cover taxes required to be withheld in connection with the settlement of RSUs. Read SEC document |
| May 17, 2019 Filed May 21, 2019 21:57 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Class A Common Stock | 1,671 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-031826 · doc4.xml · nonDerivative · entry 1 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,809 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion retained by the Company in order to cover taxes required to be withheld, will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 23:28 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Stock Units · Derivative | 4,257 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-016973 · doc4.xml · derivative · entry 10 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Restricted Class A Common Stock · 4,257 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Certain RSUs granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying PRSU awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion retained by the Company in order to cover taxes required to be withheld, will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F2 · price: Certain RSUs granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying PRSU awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion retained by the Company in order to cover taxes required to be withheld, will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F2 · derivative.exercise_date: Certain RSUs granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying PRSU awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion retained by the Company in order to cover taxes required to be withheld, will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F2 · derivative.expiration_date: Certain RSUs granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying PRSU awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion retained by the Company in order to cover taxes required to be withheld, will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 23:28 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Stock Units · Derivative | 5,479 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-016973 · doc4.xml · derivative · entry 9 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,257 Underlying: Class A Common Stock · 5,479 shares Expires 2019-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F6 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 23:28 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantRestricted Stock Units · Derivative | 9,736 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-016973 · doc4.xml · derivative · entry 8 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,736 Underlying: Class A Common Stock · 9,736 shares Expires not disclosed F5 · security: Additional RSUs were acquired pursuant to the dividend equivalent reinvestment provisions of underlying PRSU awards. F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F6 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F7 · derivative.exercise_date: Of these RSUs, 5,479 vested on March 1, 2019, 1,958 will vest on or around March 2, 2020, and 2,299 will vest on or around March 1, 2021. F7 · derivative.expiration_date: Of these RSUs, 5,479 vested on March 1, 2019, 1,958 will vest on or around March 2, 2020, and 2,299 will vest on or around March 1, 2021. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 23:28 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionClass A Common Stock | 150,077 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-016973 · doc4.xml · nonDerivative · entry 7 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 749,503 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of unrestricted Class A Common Stock were acquired upon the vesting of a prior grant of Performance-based Restricted Stock Units ("PRSUs") awarded with respect to compensation for 2015, including certain Restricted Stock Units ("RSUs") that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying PRSU award. The grant was previously reflected in the Company's proxy statements. The PRSUs and RSUs that had been acquired pursuant to the award had previously been converted into shares of Restricted Class A Common Stock in connection with the reporting person's retirement eligibility and such shares remained subject to vesting. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 23:28 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Class A Common Stock | 150,077 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-016973 · doc4.xml · nonDerivative · entry 6 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,138 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of unrestricted Class A Common Stock were acquired upon the vesting of a prior grant of Performance-based Restricted Stock Units ("PRSUs") awarded with respect to compensation for 2015, including certain Restricted Stock Units ("RSUs") that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying PRSU award. The grant was previously reflected in the Company's proxy statements. The PRSUs and RSUs that had been acquired pursuant to the award had previously been converted into shares of Restricted Class A Common Stock in connection with the reporting person's retirement eligibility and such shares remained subject to vesting. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 23:28 UTC | Lazard, Inc. LAZ · Entity 4031 | Tax withholdingClass A Common Stock | 5,183 | $37.43 | $193,999.69 |
DisclosureSEC source: 0001209191-19-016973 · doc4.xml · nonDerivative · entry 5 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 599,426 F3 · shares: Represents shares of Class A Common Stock retained by the Company to cover taxes required to be withheld in connection with the settlement of RSUs. F4 · price: Represents the New York Stock Exchange closing price of Class A Common Stock on the trading day immediately preceding the settlement date of the RSUs referenced in Footnote (2). Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 23:28 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionClass A Common Stock | 2,267 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-016973 · doc4.xml · nonDerivative · entry 4 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 604,609 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Represents shares of Class A Common Stock retained by the Company to cover taxes required to be withheld in connection with the settlement of RSUs. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 23:28 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Class A Common Stock | 2,267 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-016973 · doc4.xml · nonDerivative · entry 3 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,215 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Represents shares of Class A Common Stock retained by the Company to cover taxes required to be withheld in connection with the settlement of RSUs. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 23:28 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Class A Common Stock | 4,257 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-016973 · doc4.xml · nonDerivative · entry 2 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,482 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Certain RSUs granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying PRSU awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion retained by the Company in order to cover taxes required to be withheld, will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 23:28 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionClass A Common Stock | 5,479 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-016973 · doc4.xml · nonDerivative · entry 1 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 602,342 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of unrestricted Class A Common Stock were acquired upon the vesting of a prior grant of Performance-based Restricted Stock Units ("PRSUs") awarded with respect to compensation for 2015, including certain Restricted Stock Units ("RSUs") that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying PRSU award. The grant was previously reflected in the Company's proxy statements. The PRSUs and RSUs that had been acquired pursuant to the award had previously been converted into shares of Restricted Class A Common Stock in connection with the reporting person's retirement eligibility and such shares remained subject to vesting. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 23:00 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionPerformance-based Restricted Stock Units · Derivative | 272,777 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-013148 · doc4.xml · derivative · entry 4 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Restricted Class A Common Stock · 272,777 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Represents prior grants of PRSUs awarded with respect to compensation for 2015, 2016 and 2017 for which performance conditions have been satisfied. The grants were previously reflected in the Company's proxy statements for the relevant years. F1 · derivative.exercise_price: The reporting person is eligible for retirement under the Company's RSU Retirement Policy, which is described in the Company's 2018 Proxy Statement. The performance conditions for certain Performance-based Restricted Stock Units ("PRSUs") that were previously granted to the reporting person have been satisfied and, as a result of the reporting person's retirement eligibility, such PRSUs are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion required to be withheld in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · price: The reporting person is eligible for retirement under the Company's RSU Retirement Policy, which is described in the Company's 2018 Proxy Statement. The performance conditions for certain Performance-based Restricted Stock Units ("PRSUs") that were previously granted to the reporting person have been satisfied and, as a result of the reporting person's retirement eligibility, such PRSUs are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion required to be withheld in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · derivative.exercise_date: The reporting person is eligible for retirement under the Company's RSU Retirement Policy, which is described in the Company's 2018 Proxy Statement. The performance conditions for certain Performance-based Restricted Stock Units ("PRSUs") that were previously granted to the reporting person have been satisfied and, as a result of the reporting person's retirement eligibility, such PRSUs are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion required to be withheld in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · derivative.expiration_date: The reporting person is eligible for retirement under the Company's RSU Retirement Policy, which is described in the Company's 2018 Proxy Statement. The performance conditions for certain Performance-based Restricted Stock Units ("PRSUs") that were previously granted to the reporting person have been satisfied and, as a result of the reporting person's retirement eligibility, such PRSUs are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion required to be withheld in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 23:00 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantPerformance-based Restricted Stock Units · Derivative | 272,777 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-013148 · doc4.xml · derivative · entry 3 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272,777 Underlying: Class A Common Stock · 272,777 shares Expires not disclosed F5 · security: Represents prior grants of PRSUs awarded with respect to compensation for 2015, 2016 and 2017 for which performance conditions have been satisfied. The grants were previously reflected in the Company's proxy statements for the relevant years. F6 · derivative.exercise_price: Each PRSU (the performance conditions of which have been satisfied) represents a contingent right to receive one share of Class A Common Stock. F6 · price: Each PRSU (the performance conditions of which have been satisfied) represents a contingent right to receive one share of Class A Common Stock. F1 · derivative.exercise_date: The reporting person is eligible for retirement under the Company's RSU Retirement Policy, which is described in the Company's 2018 Proxy Statement. The performance conditions for certain Performance-based Restricted Stock Units ("PRSUs") that were previously granted to the reporting person have been satisfied and, as a result of the reporting person's retirement eligibility, such PRSUs are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion required to be withheld in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · derivative.expiration_date: The reporting person is eligible for retirement under the Company's RSU Retirement Policy, which is described in the Company's 2018 Proxy Statement. The performance conditions for certain Performance-based Restricted Stock Units ("PRSUs") that were previously granted to the reporting person have been satisfied and, as a result of the reporting person's retirement eligibility, such PRSUs are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion required to be withheld in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 23:00 UTC | Lazard, Inc. LAZ · Entity 4031 | Tax withholdingRestricted Class A Common Stock | 145,174 | $36.85 | $5,349,661.90 |
DisclosureSEC source: 0001209191-19-013148 · doc4.xml · nonDerivative · entry 2 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,225 F2 · shares: Represents shares of Class A Common Stock retained by the Company to cover taxes required to be withheld in connection with the settlement of PRSUs. F3 · price: Represents the New York Stock Exchange closing price of Class A Common Stock on the trading day immediately preceding the settlement date of the PRSUs referenced in Footnote (1). F4 · balance_after: Amount excludes 596,863 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 23:00 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Class A Common Stock | 272,777 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-013148 · doc4.xml · nonDerivative · entry 1 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 339,399 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The reporting person is eligible for retirement under the Company's RSU Retirement Policy, which is described in the Company's 2018 Proxy Statement. The performance conditions for certain Performance-based Restricted Stock Units ("PRSUs") that were previously granted to the reporting person have been satisfied and, as a result of the reporting person's retirement eligibility, such PRSUs are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion required to be withheld in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. Read SEC document |
| November 16, 2018 Filed Nov 19, 2018 23:51 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Stock Units · Derivative | 2,860 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-059322 · doc4.xml · derivative · entry 4 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Restricted Class A Common Stock · 2,860 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion retained by the Company in order to cover taxes required to be withheld, will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion retained by the Company in order to cover taxes required to be withheld, will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion retained by the Company in order to cover taxes required to be withheld, will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · derivative.exercise_date: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion retained by the Company in order to cover taxes required to be withheld, will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · derivative.expiration_date: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion retained by the Company in order to cover taxes required to be withheld, will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F4 · balance_after: Amount excludes 596,863 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person. Read SEC document |
| November 16, 2018 Filed Nov 19, 2018 23:51 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantRestricted Stock Units · Derivative | 2,860 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-059322 · doc4.xml · derivative · entry 3 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,860 Underlying: Class A Common Stock · 2,860 shares Expires not disclosed F5 · security: Additional RSUs were acquired pursuant to the dividend equivalent reinvestment provisions of underlying PRSU awards. F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F6 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F7 · derivative.exercise_date: Of these RSUs, 859 will vest on or around March 1, 2019, 920 will vest on or around March 2, 2020, and 1,081 will vest on or around March 1, 2021. F7 · derivative.expiration_date: Of these RSUs, 859 will vest on or around March 1, 2019, 920 will vest on or around March 2, 2020, and 1,081 will vest on or around March 1, 2021. Read SEC document |
| November 16, 2018 Filed Nov 19, 2018 23:51 UTC | Lazard, Inc. LAZ · Entity 4031 | Tax withholdingRestricted Class A Common Stock | 1,524 | $38.13 | $58,110.12 |
DisclosureSEC source: 0001209191-18-059322 · doc4.xml · nonDerivative · entry 2 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,622 F2 · shares: Represents shares of Class A Common Stock retained by the Company to cover taxes required to be withheld in connection with the settlement of RSUs. F3 · price: Represents the New York Stock Exchange closing price of Class A Common Stock on the trading day immediately preceding the settlement date. F4 · balance_after: Amount excludes 596,863 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person. Read SEC document |
| November 16, 2018 Filed Nov 19, 2018 23:51 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Class A Common Stock | 2,860 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-059322 · doc4.xml · nonDerivative · entry 1 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,146 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion retained by the Company in order to cover taxes required to be withheld, will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. Read SEC document |
| August 17, 2018 Filed Aug 21, 2018 21:51 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Stock Units · Derivative | 2,224 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-047807 · doc4.xml · derivative · entry 4 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Restricted Class A Common Stock · 2,224 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion retained by the Company in order to cover taxes required to be withheld, will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion retained by the Company in order to cover taxes required to be withheld, will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion retained by the Company in order to cover taxes required to be withheld, will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · derivative.exercise_date: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion retained by the Company in order to cover taxes required to be withheld, will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · derivative.expiration_date: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion retained by the Company in order to cover taxes required to be withheld, will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F4 · balance_after: Amount excludes 596,863 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person. Read SEC document |
| August 17, 2018 Filed Aug 21, 2018 21:51 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantRestricted Stock Units · Derivative | 2,224 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-047807 · doc4.xml · derivative · entry 3 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,224 Underlying: Class A Common Stock · 2,224 shares Expires not disclosed F5 · security: Additional RSUs were acquired pursuant to the dividend equivalent reinvestment provisions of underlying PRSU awards. F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F6 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F7 · derivative.exercise_date: Of these RSUs, 668 will vest on or around March 1, 2019, 716 will vest on or around March 2, 2020, and 840 will vest on or around March 1, 2021. F7 · derivative.expiration_date: Of these RSUs, 668 will vest on or around March 1, 2019, 716 will vest on or around March 2, 2020, and 840 will vest on or around March 1, 2021. Read SEC document |
| August 17, 2018 Filed Aug 21, 2018 21:51 UTC | Lazard, Inc. LAZ · Entity 4031 | Tax withholdingRestricted Class A Common Stock | 1,186 | $48.87 | $57,959.82 |
DisclosureSEC source: 0001209191-18-047807 · doc4.xml · nonDerivative · entry 2 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,286 F2 · shares: Represents shares of Class A Common Stock retained by the Company to cover taxes required to be withheld in connection with the settlement of RSUs. F3 · price: Represents the New York Stock Exchange closing price of Class A Common Stock on the trading day immediately preceding the settlement date. F4 · balance_after: Amount excludes 596,863 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person. Read SEC document |
| August 17, 2018 Filed Aug 21, 2018 21:51 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Class A Common Stock | 2,224 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-047807 · doc4.xml · nonDerivative · entry 1 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,472 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion retained by the Company in order to cover taxes required to be withheld, will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. Read SEC document |
| May 18, 2018 Filed May 22, 2018 22:30 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Stock Units · Derivative | 2,004 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-032412 · doc4.xml · derivative · entry 4 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Restricted Class A Common Stock · 2,004 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion retained by the Company in order to cover taxes required to be withheld, will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion retained by the Company in order to cover taxes required to be withheld, will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion retained by the Company in order to cover taxes required to be withheld, will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · derivative.exercise_date: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion retained by the Company in order to cover taxes required to be withheld, will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · derivative.expiration_date: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion retained by the Company in order to cover taxes required to be withheld, will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F4 · balance_after: Amount excludes 596,863 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person. Read SEC document |
| May 18, 2018 Filed May 22, 2018 22:30 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantRestricted Stock Units · Derivative | 2,004 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-032412 · doc4.xml · derivative · entry 3 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,004 Underlying: Class A Common Stock · 2,004 shares Expires not disclosed F5 · security: Additional RSUs were acquired pursuant to the dividend equivalent reinvestment provisions of underlying PRSU awards. F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F6 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F7 · derivative.exercise_date: Of these RSUs, 595 will vest on or around March 1, 2019, 637 will vest on or around March 2, 2020, and 772 will vest on or around March 1, 2021. F7 · derivative.expiration_date: Of these RSUs, 595 will vest on or around March 1, 2019, 637 will vest on or around March 2, 2020, and 772 will vest on or around March 1, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.