Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Ares Management CorpARES · Entity 3048 | Director | July 30, 2026 | August 04, 2026 |
| Lazard, Inc.LAZ · Entity 4031 | Director · CEO of Lazard Asset Management | March 01, 2022 | March 04, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Ares Management Corp
Report date July 30, 2026 · Filed August 04, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 35,799 |
Reported balance
After 2026-07-30 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-07-30 · Grant · Acquired 1,728 · Balance 35,799 F1: Granted under an equity incentive plan of Ares Management Corporation. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse on the first anniversary of the grant date. F2: Includes 1,728 restricted units granted under an equity incentive plan of Ares Management Corporation. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: Granted under an equity incentive plan of Ares Management Corporation. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse on the first anniversary of the grant date.
F2: Includes 1,728 restricted units granted under an equity incentive plan of Ares Management Corporation. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement.
Lazard, Inc.
Report date March 01, 2022 · Filed March 04, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 834,911 |
Ending reported balance
After 2022-03-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-03-01 · Exercise / conversion · Acquired 217,937 · Balance 930,367 F1: Shares of Class A Common Stock were acquired upon the exchange of a prior grant of Performance-based Restricted Participation Units ("PRPUs") into shares of Class A Common Stock. Row 2 · 2022-03-01 · Disposition to issuer · Disposed 95,456 · Balance 834,911 F2: Represents shares of Class A Common Stock sold to the Company to cover estimated taxes arising from the exchange of the PRPUs referenced in Footnote (1). F3: Represents the New York Stock Exchange closing price of Class A Common Stock on the trading day immediately preceding the exchange date of the PRPUs referenced in Footnote (1). |
| Performance-based Restricted Participation UnitsSEC Table II · derivative / convertible security | Direct | 49,342 |
Reported balance
After 2022-03-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-03-01 · Exercise / conversion · Disposed 217,937 · Balance 49,342 F4: Represents a prior grant of PRPUs awarded with respect to compensation for 2018 for which performance and other conditions have been satisfied. The grant at target was previously reflected in the Company's proxy statement for the relevant year. F5: Each PRPU (the performance and other conditions of which have been satisfied) represents an interest in Lazard Group LLC that may be exchanged for one share of Class A Common Stock. F1: Shares of Class A Common Stock were acquired upon the exchange of a prior grant of Performance-based Restricted Participation Units ("PRPUs") into shares of Class A Common Stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares of Class A Common Stock were acquired upon the exchange of a prior grant of Performance-based Restricted Participation Units ("PRPUs") into shares of Class A Common Stock.
F2: Represents shares of Class A Common Stock sold to the Company to cover estimated taxes arising from the exchange of the PRPUs referenced in Footnote (1).
F3: Represents the New York Stock Exchange closing price of Class A Common Stock on the trading day immediately preceding the exchange date of the PRPUs referenced in Footnote (1).
F4: Represents a prior grant of PRPUs awarded with respect to compensation for 2018 for which performance and other conditions have been satisfied. The grant at target was previously reflected in the Company's proxy statement for the relevant year.
F5: Each PRPU (the performance and other conditions of which have been satisfied) represents an interest in Lazard Group LLC that may be exchanged for one share of Class A Common Stock.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
LAZARD GLOBAL TOTAL RETURN & INCOME FUND INC
Report date July 01, 2022 · Filed February 15, 2023
Section 16 reporting ended · disclosed 2023-02-15. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 30, 2026 Filed Aug 4, 2026 01:39 UTC | Ares Management Corp ARES · Entity 3048 | GrantClass A Common Stock | 1,728 | $0.00 | $0.00 |
DisclosureSEC source: 0001287727-26-000004 · wk-form4_1785807584.xml · nonDerivative · entry 1 BHUTANI ASHISH · CIK 0001287727 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,799 F1 · shares: Granted under an equity incentive plan of Ares Management Corporation. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse on the first anniversary of the grant date. F2 · balance_after: Includes 1,728 restricted units granted under an equity incentive plan of Ares Management Corporation. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| February 06, 2026 Filed Feb 10, 2026 22:09 UTC | Ares Management Corp ARES · Entity 3048 | PurchaseClass A Common Stock | 10,000 | $126.61 | $1,266,100.00 |
DisclosureSEC source: 0001287727-26-000002 · wk-form4_1770761345.xml · nonDerivative · entry 1 BHUTANI ASHISH · CIK 0001287727 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,071 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased on February 6, 2026 in multiple transactions at prices ranging from $126.11 to $127.07. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · balance_after: Includes 1,166 restricted units granted under an equity incentive plan of Ares Management Corporation. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| July 31, 2025 Filed Aug 5, 2025 01:37 UTC | Ares Management Corp ARES · Entity 3048 | GrantClass A Common Stock | 1,166 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-037569 · wk-form4_1754357816.xml · nonDerivative · entry 1 BHUTANI ASHISH · CIK 0001287727 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,071 F1 · shares: Granted under an equity incentive plan of Ares Management Corporation. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse on the first anniversary of the grant date. F2 · balance_after: Includes 1,166 restricted units granted under an equity incentive plan of Ares Management Corporation. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| March 11, 2025 Filed Mar 14, 2025 00:14 UTC | Ares Management Corp ARES · Entity 3048 | PurchaseClass A Common Stock | 10,000 | $141.33 | $1,413,300.00 |
DisclosureSEC source: 0001628280-25-012703 · wk-form4_1741911248.xml · nonDerivative · entry 1 BHUTANI ASHISH · CIK 0001287727 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,905 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased on March 11, 2025 in multiple transactions at prices ranging from $141.00 to $141.49. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · balance_after: Includes 1,173 restricted units granted under an equity incentive plan of Ares Management Corporation. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| August 01, 2024 Filed Aug 6, 2024 00:07 UTC | Ares Management Corp ARES · Entity 3048 | GrantClass A Common Stock | 1,173 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-034894 · wk-form4_1722902862.xml · nonDerivative · entry 1 BHUTANI ASHISH · CIK 0001287727 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,905 F1 · shares: Granted under an equity incentive plan of Ares Management Corporation. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse on the first anniversary of the grant date. F2 · balance_after: Includes 1,173 restricted units granted under an equity incentive plan of Ares Management Corporation. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| August 15, 2023 Filed Aug 18, 2023 00:27 UTC | Ares Management Corp ARES · Entity 3048 | PurchaseClass A Common Stock | 10,000 | $98.08 | $980,800.00 |
DisclosureSEC source: 0001628280-23-029918 · wk-form4_1692318462.xml · nonDerivative · entry 1 BHUTANI ASHISH · CIK 0001287727 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,732 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased on August 15, 2023 in multiple transactions at prices ranging from $98.02 to $98.10. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · balance_after: Includes 1,732 restricted units granted under the Ares Management Corporation 2023 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| July 27, 2023 Filed Jul 31, 2023 23:35 UTC | Ares Management Corp ARES · Entity 3048 | GrantClass A Common Stock | 1,732 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-026296 · wk-form4_1690846494.xml · nonDerivative · entry 1 BHUTANI ASHISH · CIK 0001287727 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,732 F1 · shares: Granted under the Ares Management Corporation 2023 Equity Incentive Plan (the "Equity Incentive Plan"). Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse on the first anniversary of the grant date. F2 · balance_after: Represents 1,732 restricted units granted under the Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| March 01, 2022 Filed Mar 4, 2022 00:54 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionPerformance-based Restricted Participation Units · Derivative | 217,937 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-015942 · doc4.xml · derivative · entry 3 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,342 Underlying: Class A Common Stock · 217,937 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: Represents a prior grant of PRPUs awarded with respect to compensation for 2018 for which performance and other conditions have been satisfied. The grant at target was previously reflected in the Company's proxy statement for the relevant year. F5 · derivative.exercise_price: Each PRPU (the performance and other conditions of which have been satisfied) represents an interest in Lazard Group LLC that may be exchanged for one share of Class A Common Stock. F5 · price: Each PRPU (the performance and other conditions of which have been satisfied) represents an interest in Lazard Group LLC that may be exchanged for one share of Class A Common Stock. F1 · derivative.exercise_date: Shares of Class A Common Stock were acquired upon the exchange of a prior grant of Performance-based Restricted Participation Units ("PRPUs") into shares of Class A Common Stock. F1 · derivative.expiration_date: Shares of Class A Common Stock were acquired upon the exchange of a prior grant of Performance-based Restricted Participation Units ("PRPUs") into shares of Class A Common Stock. Read SEC document |
| March 01, 2022 Filed Mar 4, 2022 00:54 UTC | Lazard, Inc. LAZ · Entity 4031 | Disposition to issuerClass A Common Stock | 95,456 | $34.58 | $3,300,868.48 |
DisclosureSEC source: 0001209191-22-015942 · doc4.xml · nonDerivative · entry 2 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 834,911 F2 · shares: Represents shares of Class A Common Stock sold to the Company to cover estimated taxes arising from the exchange of the PRPUs referenced in Footnote (1). F3 · price: Represents the New York Stock Exchange closing price of Class A Common Stock on the trading day immediately preceding the exchange date of the PRPUs referenced in Footnote (1). Read SEC document |
| March 01, 2022 Filed Mar 4, 2022 00:54 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionClass A Common Stock | 217,937 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-015942 · doc4.xml · nonDerivative · entry 1 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 930,367 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A Common Stock were acquired upon the exchange of a prior grant of Performance-based Restricted Participation Units ("PRPUs") into shares of Class A Common Stock. Read SEC document |
| February 23, 2022 Filed Feb 26, 2022 00:08 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantPerformance-based Restricted Participation Units · Derivative | 181,390 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-013362 · doc4.xml · derivative · entry 1 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,279 Underlying: Class A Common Stock · 181,390 shares Expires not disclosed F1 · security: Represents prior grants of Performance-based Restricted Participation Units ("PRPUs") awarded with respect to compensation for 2018 and 2019 for which performance conditions have been satisfied. The grants at target were previously reflected in the Company's proxy statement for the relevant years. F2 · derivative.exercise_price: Each PRPU (the performance and other conditions of which have been satisfied) represents an interest in Lazard Group LLC that may be exchanged for one share of Class A Common Stock. F1 · price: Represents prior grants of Performance-based Restricted Participation Units ("PRPUs") awarded with respect to compensation for 2018 and 2019 for which performance conditions have been satisfied. The grants at target were previously reflected in the Company's proxy statement for the relevant years. F3 · derivative.exercise_date: Of these PRPUs, 156,719 will vest on or around March 1, 2022, and 24,671 will vest on or around March 1, 2023. F3 · derivative.expiration_date: Of these PRPUs, 156,719 will vest on or around March 1, 2022, and 24,671 will vest on or around March 1, 2023. F4 · balance_after: Amount excludes 712,430 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person. Read SEC document |
| March 02, 2021 Filed Mar 3, 2021 23:53 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Stock Units · Derivative | 1,350 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-017290 · doc4.xml · derivative · entry 7 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 1,350 shares Expires 2021-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F8 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F6 · balance_after: Amount excludes 85,889 Performance-based Restricted Participation Units directly or indirectly owned by the reporting person. Read SEC document |
| March 02, 2021 Filed Mar 3, 2021 23:53 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantRestricted Stock Units · Derivative | 1,350 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-017290 · doc4.xml · derivative · entry 6 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,350 Underlying: Class A Common Stock · 1,350 shares Expires 2021-03-02 F7 · security: Additional RSUs were acquired pursuant to the dividend equivalent reinvestment provisions of underlying PRSUs described in Footnote (1) that were outstanding on the dividend record date and vested March 1, 2021. These RSUs vested on March 2, 2021. F8 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F8 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. Read SEC document |
| March 02, 2021 Filed Mar 3, 2021 23:53 UTC | Lazard, Inc. LAZ · Entity 4031 | Tax withholdingClass A Common Stock | 719 | $40.52 | $29,133.88 |
DisclosureSEC source: 0001209191-21-017290 · doc4.xml · nonDerivative · entry 5 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 712,430 F4 · shares: Represents shares of Class A Common Stock withheld by the Company to cover taxes arising from the vesting of RSUs referenced in Footnote (7). F5 · price: Represents the New York Stock Exchange closing price of Class A Common Stock on the trading day immediately preceding the vesting date of the RSUs referenced in Footnote (7). F6 · balance_after: Amount excludes 85,889 Performance-based Restricted Participation Units directly or indirectly owned by the reporting person. Read SEC document |
| March 02, 2021 Filed Mar 3, 2021 23:53 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionClass A Common Stock | 1,350 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-017290 · doc4.xml · nonDerivative · entry 4 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 713,149 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of unrestricted Class A Common Stock were acquired upon the vesting of a prior grant of Performance-based Restricted Stock Units ("PRSUs") awarded with respect to compensation for 2017, including certain Restricted Stock Units ("RSUs") that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying PRSU award. The grant was previously reflected in the Company's proxy statements. The PRSUs and RSUs that had been acquired pursuant to the award had previously been converted into shares of Restricted Class A Common Stock in connection with the reporting person's retirement eligibility and such shares remained subject to vesting. Read SEC document |
| March 02, 2021 Filed Mar 3, 2021 23:53 UTC | Lazard, Inc. LAZ · Entity 4031 | SaleClass A Common Stock | 200,000 | $40.52 | $8,104,000.00 |
DisclosureSEC source: 0001209191-21-017290 · doc4.xml · nonDerivative · entry 3 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 711,799 F2 · shares: Represents shares of Class A Common Stock sold to the Company. F3 · price: Represents the New York Stock Exchange closing price of Class A Common Stock on the trading day immediately preceding the transaction date. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 23:53 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionClass A Common Stock | 83,044 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-017290 · doc4.xml · nonDerivative · entry 2 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 911,799 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of unrestricted Class A Common Stock were acquired upon the vesting of a prior grant of Performance-based Restricted Stock Units ("PRSUs") awarded with respect to compensation for 2017, including certain Restricted Stock Units ("RSUs") that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying PRSU award. The grant was previously reflected in the Company's proxy statements. The PRSUs and RSUs that had been acquired pursuant to the award had previously been converted into shares of Restricted Class A Common Stock in connection with the reporting person's retirement eligibility and such shares remained subject to vesting. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 23:53 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Class A Common Stock | 83,044 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-017290 · doc4.xml · nonDerivative · entry 1 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of unrestricted Class A Common Stock were acquired upon the vesting of a prior grant of Performance-based Restricted Stock Units ("PRSUs") awarded with respect to compensation for 2017, including certain Restricted Stock Units ("RSUs") that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying PRSU award. The grant was previously reflected in the Company's proxy statements. The PRSUs and RSUs that had been acquired pursuant to the award had previously been converted into shares of Restricted Class A Common Stock in connection with the reporting person's retirement eligibility and such shares remained subject to vesting. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 22:01 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantPerformance-based Restricted Participation Units · Derivative | 55,280 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-014806 · doc4.xml · derivative · entry 7 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,889 Underlying: Class A Common Stock · 55,280 shares Expires not disclosed F7 · security: Represents prior grants of Performance-based Restricted Participation Units ("PRPUs") awarded with respect to compensation for 2018 and 2019 for which performance conditions have been satisfied. The grants were previously reflected in the Company's proxy statements for the relevant years. F8 · derivative.exercise_price: Each PRPU (the performance and other conditions of which have been satisfied) represents an interest in Lazard Group LLC that may be exchanged for one share of Class A Common Stock. F7 · price: Represents prior grants of Performance-based Restricted Participation Units ("PRPUs") awarded with respect to compensation for 2018 and 2019 for which performance conditions have been satisfied. The grants were previously reflected in the Company's proxy statements for the relevant years. F9 · derivative.exercise_date: Of these PRPUs, 30,609 will vest on or around March 1, 2022 and 24,671 will vest on or around March 1, 2023. F9 · derivative.expiration_date: Of these PRPUs, 30,609 will vest on or around March 1, 2022 and 24,671 will vest on or around March 1, 2023. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 22:01 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionPerformance-based Restricted Stock Units · Derivative | 116,883 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-014806 · doc4.xml · derivative · entry 6 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Restricted Class A Common Stock · 116,883 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Represents a prior grant of PRSUs awarded with respect to compensation for 2017 for which performance conditions have been satisfied. The grant was previously reflected in the Company's proxy statement for the relevant year. F1 · derivative.exercise_price: The reporting person is eligible for retirement under the Company's Deferred Compensation Retirement Policy, which is described in the Company's 2020 Proxy Statement. The performance conditions for certain Performance-based Restricted Stock Units ("PRSUs") that were previously granted to the reporting person have been satisfied and, as a result of the reporting person's retirement eligibility, such PRSUs are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion required to be withheld in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · price: The reporting person is eligible for retirement under the Company's Deferred Compensation Retirement Policy, which is described in the Company's 2020 Proxy Statement. The performance conditions for certain Performance-based Restricted Stock Units ("PRSUs") that were previously granted to the reporting person have been satisfied and, as a result of the reporting person's retirement eligibility, such PRSUs are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion required to be withheld in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · derivative.exercise_date: The reporting person is eligible for retirement under the Company's Deferred Compensation Retirement Policy, which is described in the Company's 2020 Proxy Statement. The performance conditions for certain Performance-based Restricted Stock Units ("PRSUs") that were previously granted to the reporting person have been satisfied and, as a result of the reporting person's retirement eligibility, such PRSUs are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion required to be withheld in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · derivative.expiration_date: The reporting person is eligible for retirement under the Company's Deferred Compensation Retirement Policy, which is described in the Company's 2020 Proxy Statement. The performance conditions for certain Performance-based Restricted Stock Units ("PRSUs") that were previously granted to the reporting person have been satisfied and, as a result of the reporting person's retirement eligibility, such PRSUs are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion required to be withheld in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 22:01 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantPerformance-based Restricted Stock Units · Derivative | 116,883 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-014806 · doc4.xml · derivative · entry 5 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,883 Underlying: Class A Common Stock · 116,883 shares Expires not disclosed F5 · security: Represents a prior grant of PRSUs awarded with respect to compensation for 2017 for which performance conditions have been satisfied. The grant was previously reflected in the Company's proxy statement for the relevant year. F6 · derivative.exercise_price: Each PRSU (the performance conditions of which have been satisfied) represents a contingent right to receive one share of Class A Common Stock. F6 · price: Each PRSU (the performance conditions of which have been satisfied) represents a contingent right to receive one share of Class A Common Stock. F1 · derivative.exercise_date: The reporting person is eligible for retirement under the Company's Deferred Compensation Retirement Policy, which is described in the Company's 2020 Proxy Statement. The performance conditions for certain Performance-based Restricted Stock Units ("PRSUs") that were previously granted to the reporting person have been satisfied and, as a result of the reporting person's retirement eligibility, such PRSUs are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion required to be withheld in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · derivative.expiration_date: The reporting person is eligible for retirement under the Company's Deferred Compensation Retirement Policy, which is described in the Company's 2020 Proxy Statement. The performance conditions for certain Performance-based Restricted Stock Units ("PRSUs") that were previously granted to the reporting person have been satisfied and, as a result of the reporting person's retirement eligibility, such PRSUs are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion required to be withheld in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 22:01 UTC | Lazard, Inc. LAZ · Entity 4031 | Tax withholdingClass A Common Stock | 62,206 | $40.67 | $2,529,918.02 |
DisclosureSEC source: 0001209191-21-014806 · doc4.xml · nonDerivative · entry 4 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 828,755 F3 · shares: Represents shares of Class A Common Stock retained by the Company to cover taxes required to be withheld in connection with the settlement of PRSUs. F4 · price: Represents the New York Stock Exchange closing price of Class A Common Stock on the trading day immediately preceding the settlement date of the PRSUs referenced in Footnote (1). Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 22:01 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionClass A Common Stock | 62,206 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-014806 · doc4.xml · nonDerivative · entry 3 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 890,961 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Represents shares of Class A Common Stock retained by the Company to cover taxes required to be withheld in connection with the settlement of PRSUs. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 22:01 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Class A Common Stock | 62,206 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-014806 · doc4.xml · nonDerivative · entry 2 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,044 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Represents the portion of Restricted Class A Common Stock that is converted into shares of unrestricted Class A Common Stock and retained by the Company to cover taxes required to be withheld in connection with the settlement of PRSUs. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 22:01 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Class A Common Stock | 116,883 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-014806 · doc4.xml · nonDerivative · entry 1 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The reporting person is eligible for retirement under the Company's Deferred Compensation Retirement Policy, which is described in the Company's 2020 Proxy Statement. The performance conditions for certain Performance-based Restricted Stock Units ("PRSUs") that were previously granted to the reporting person have been satisfied and, as a result of the reporting person's retirement eligibility, such PRSUs are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion required to be withheld in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. Read SEC document |
| November 20, 2020 Filed Nov 24, 2020 23:25 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Stock Units · Derivative | 596 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-060318 · doc4.xml · derivative · entry 6 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Restricted Class A Common Stock · 596 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of the underlying Performance-based Restricted Stock Unit ("PRSU") award are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion retained by the Company in order to cover taxes required to be withheld, will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreement until the original vesting date set forth therein. F1 · price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of the underlying Performance-based Restricted Stock Unit ("PRSU") award are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion retained by the Company in order to cover taxes required to be withheld, will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreement until the original vesting date set forth therein. F1 · derivative.exercise_date: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of the underlying Performance-based Restricted Stock Unit ("PRSU") award are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion retained by the Company in order to cover taxes required to be withheld, will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreement until the original vesting date set forth therein. F1 · derivative.expiration_date: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of the underlying Performance-based Restricted Stock Unit ("PRSU") award are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion retained by the Company in order to cover taxes required to be withheld, will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreement until the original vesting date set forth therein. F4 · balance_after: Amount excludes 30,609 Performance-based Restricted Participation Units directly or indirectly owned by the reporting person. Read SEC document |
| November 20, 2020 Filed Nov 24, 2020 23:25 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantRestricted Stock Units · Derivative | 596 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-060318 · doc4.xml · derivative · entry 5 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 596 Underlying: Class A Common Stock · 596 shares Expires not disclosed F5 · security: Additional RSUs were acquired pursuant to the dividend equivalent reinvestment provisions of the underlying PRSU award. F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F6 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F7 · derivative.exercise_date: These RSUs will vest on or around March 1, 2021. F7 · derivative.expiration_date: These RSUs will vest on or around March 1, 2021. Read SEC document |
| November 20, 2020 Filed Nov 24, 2020 23:25 UTC | Lazard, Inc. LAZ · Entity 4031 | Tax withholdingClass A Common Stock | 318 | $36.45 | $11,591.10 |
DisclosureSEC source: 0001209191-20-060318 · doc4.xml · nonDerivative · entry 4 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 828,755 F2 · shares: Represents shares of Class A Common Stock retained by the Company to cover taxes required to be withheld in connection with the settlement of RSUs. F3 · price: Represents the New York Stock Exchange closing price of Class A Common Stock on the trading day immediately preceding the settlement date of the RSUs referenced in Footnote (1). F4 · balance_after: Amount excludes 30,609 Performance-based Restricted Participation Units directly or indirectly owned by the reporting person. Read SEC document |
| November 20, 2020 Filed Nov 24, 2020 23:25 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionClass A Common Stock | 318 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-060318 · doc4.xml · nonDerivative · entry 3 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 829,073 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Represents shares of Class A Common Stock retained by the Company to cover taxes required to be withheld in connection with the settlement of RSUs. Read SEC document |
| November 20, 2020 Filed Nov 24, 2020 23:25 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Class A Common Stock | 318 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-060318 · doc4.xml · nonDerivative · entry 2 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,367 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of the underlying Performance-based Restricted Stock Unit ("PRSU") award are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion retained by the Company in order to cover taxes required to be withheld, will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreement until the original vesting date set forth therein. Read SEC document |
| November 20, 2020 Filed Nov 24, 2020 23:25 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Class A Common Stock | 596 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-060318 · doc4.xml · nonDerivative · entry 1 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,685 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of the underlying Performance-based Restricted Stock Unit ("PRSU") award are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion retained by the Company in order to cover taxes required to be withheld, will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreement until the original vesting date set forth therein. Read SEC document |
| August 21, 2020 Filed Aug 25, 2020 22:10 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Stock Units · Derivative | 712 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-048284 · doc4.xml · derivative · entry 6 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Restricted Class A Common Stock · 712 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of the underlying Performance-based Restricted Stock Unit ("PRSU") award are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion retained by the Company in order to cover taxes required to be withheld, will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreement until the original vesting date set forth therein. F1 · price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of the underlying Performance-based Restricted Stock Unit ("PRSU") award are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion retained by the Company in order to cover taxes required to be withheld, will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreement until the original vesting date set forth therein. F1 · derivative.exercise_date: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of the underlying Performance-based Restricted Stock Unit ("PRSU") award are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion retained by the Company in order to cover taxes required to be withheld, will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreement until the original vesting date set forth therein. F1 · derivative.expiration_date: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of the underlying Performance-based Restricted Stock Unit ("PRSU") award are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion retained by the Company in order to cover taxes required to be withheld, will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreement until the original vesting date set forth therein. F4 · balance_after: Amount excludes 30,609 Performance-based Restricted Participation Units directly or indirectly owned by the reporting person. Read SEC document |
| August 21, 2020 Filed Aug 25, 2020 22:10 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantRestricted Stock Units · Derivative | 712 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-048284 · doc4.xml · derivative · entry 5 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 712 Underlying: Class A Common Stock · 712 shares Expires not disclosed F5 · security: Additional RSUs were acquired pursuant to the dividend equivalent reinvestment provisions of the underlying PRSU award. F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F6 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F7 · derivative.exercise_date: These RSUs will vest on or around March 1, 2021. F7 · derivative.expiration_date: These RSUs will vest on or around March 1, 2021. Read SEC document |
| August 21, 2020 Filed Aug 25, 2020 22:10 UTC | Lazard, Inc. LAZ · Entity 4031 | Tax withholdingClass A Common Stock | 379 | $30.96 | $11,733.84 |
DisclosureSEC source: 0001209191-20-048284 · doc4.xml · nonDerivative · entry 4 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 828,755 F2 · shares: Represents shares of Class A Common Stock retained by the Company to cover taxes required to be withheld in connection with the settlement of RSUs. F3 · price: Represents the New York Stock Exchange closing price of Class A Common Stock on the trading day immediately preceding the settlement date of the RSUs referenced in Footnote (1). F4 · balance_after: Amount excludes 30,609 Performance-based Restricted Participation Units directly or indirectly owned by the reporting person. Read SEC document |
| August 21, 2020 Filed Aug 25, 2020 22:10 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionClass A Common Stock | 379 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-048284 · doc4.xml · nonDerivative · entry 3 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 829,134 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Represents shares of Class A Common Stock retained by the Company to cover taxes required to be withheld in connection with the settlement of RSUs. Read SEC document |
| August 21, 2020 Filed Aug 25, 2020 22:10 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Class A Common Stock | 379 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-048284 · doc4.xml · nonDerivative · entry 2 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,089 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of the underlying Performance-based Restricted Stock Unit ("PRSU") award are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion retained by the Company in order to cover taxes required to be withheld, will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreement until the original vesting date set forth therein. Read SEC document |
| August 21, 2020 Filed Aug 25, 2020 22:10 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Class A Common Stock | 712 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-048284 · doc4.xml · nonDerivative · entry 1 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,468 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of the underlying Performance-based Restricted Stock Unit ("PRSU") award are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion retained by the Company in order to cover taxes required to be withheld, will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreement until the original vesting date set forth therein. Read SEC document |
| May 22, 2020 Filed May 27, 2020 23:03 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Stock Units · Derivative | 859 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-032424 · doc4.xml · derivative · entry 6 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Restricted Class A Common Stock · 859 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of the underlying Performance-based Restricted Stock Unit ("PRSU") award are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion retained by the Company in order to cover taxes required to be withheld, will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreement until the original vesting date set forth therein. F1 · price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of the underlying Performance-based Restricted Stock Unit ("PRSU") award are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion retained by the Company in order to cover taxes required to be withheld, will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreement until the original vesting date set forth therein. F1 · derivative.exercise_date: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of the underlying Performance-based Restricted Stock Unit ("PRSU") award are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion retained by the Company in order to cover taxes required to be withheld, will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreement until the original vesting date set forth therein. F1 · derivative.expiration_date: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of the underlying Performance-based Restricted Stock Unit ("PRSU") award are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion retained by the Company in order to cover taxes required to be withheld, will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreement until the original vesting date set forth therein. F4 · balance_after: Amount excludes 30,609 Performance-based Restricted Participation Units directly or indirectly owned by the reporting person. Read SEC document |
| May 22, 2020 Filed May 27, 2020 23:03 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantRestricted Stock Units · Derivative | 859 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-032424 · doc4.xml · derivative · entry 5 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 859 Underlying: Class A Common Stock · 859 shares Expires not disclosed F5 · security: Additional RSUs were acquired pursuant to the dividend equivalent reinvestment provisions of the underlying PRSU award. F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F6 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F7 · derivative.exercise_date: These RSUs will vest on or around March 1, 2021. F7 · derivative.expiration_date: These RSUs will vest on or around March 1, 2021. Read SEC document |
| May 22, 2020 Filed May 27, 2020 23:03 UTC | Lazard, Inc. LAZ · Entity 4031 | Tax withholdingClass A Common Stock | 458 | $25.58 | $11,715.64 |
DisclosureSEC source: 0001209191-20-032424 · doc4.xml · nonDerivative · entry 4 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 828,755 F2 · shares: Represents shares of Class A Common Stock retained by the Company to cover taxes required to be withheld in connection with the settlement of RSUs. F3 · price: Represents the New York Stock Exchange closing price of Class A Common Stock on the trading day immediately preceding the settlement date of the RSUs referenced in Footnote (1). F4 · balance_after: Amount excludes 30,609 Performance-based Restricted Participation Units directly or indirectly owned by the reporting person. Read SEC document |
| May 22, 2020 Filed May 27, 2020 23:03 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionClass A Common Stock | 458 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-032424 · doc4.xml · nonDerivative · entry 3 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 829,213 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Represents shares of Class A Common Stock retained by the Company to cover taxes required to be withheld in connection with the settlement of RSUs. Read SEC document |
| May 22, 2020 Filed May 27, 2020 23:03 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Class A Common Stock | 458 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-032424 · doc4.xml · nonDerivative · entry 2 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,756 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of the underlying Performance-based Restricted Stock Unit ("PRSU") award are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion retained by the Company in order to cover taxes required to be withheld, will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreement until the original vesting date set forth therein. Read SEC document |
| May 22, 2020 Filed May 27, 2020 23:03 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Class A Common Stock | 859 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-032424 · doc4.xml · nonDerivative · entry 1 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,214 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of the underlying Performance-based Restricted Stock Unit ("PRSU") award are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion retained by the Company in order to cover taxes required to be withheld, will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreement until the original vesting date set forth therein. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 23:52 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionClass A Common Stock | 79,252 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-015649 · doc4.xml · nonDerivative · entry 6 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 828,755 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Shares of unrestricted Class A Common Stock were acquired upon the vesting of a prior grant of PRSUs awarded with respect to compensation for 2016, including certain RSUs that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying PRSU award. The grant was previously reflected in the Company's proxy statements. The PRSUs and RSUs that had been acquired pursuant to the award had previously been converted into shares of Restricted Class A Common Stock in connection with the reporting person's retirement eligibility and such shares remained subject to vesting. F5 · balance_after: Amount excludes 30,609 Performance-based Restricted Participation Units directly or indirectly owned by the reporting person. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 23:52 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Class A Common Stock | 79,252 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-015649 · doc4.xml · nonDerivative · entry 5 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,355 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Shares of unrestricted Class A Common Stock were acquired upon the vesting of a prior grant of PRSUs awarded with respect to compensation for 2016, including certain RSUs that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying PRSU award. The grant was previously reflected in the Company's proxy statements. The PRSUs and RSUs that had been acquired pursuant to the award had previously been converted into shares of Restricted Class A Common Stock in connection with the reporting person's retirement eligibility and such shares remained subject to vesting. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 23:52 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Stock Units · Derivative | 2,217 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-015649 · doc4.xml · derivative · entry 8 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Restricted Class A Common Stock · 2,217 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion retained by the Company in order to cover taxes required to be withheld, will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion retained by the Company in order to cover taxes required to be withheld, will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · derivative.exercise_date: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion retained by the Company in order to cover taxes required to be withheld, will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · derivative.expiration_date: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion retained by the Company in order to cover taxes required to be withheld, will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F5 · balance_after: Amount excludes 30,609 Performance-based Restricted Participation Units directly or indirectly owned by the reporting person. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 23:52 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantRestricted Stock Units · Derivative | 2,217 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-015649 · doc4.xml · derivative · entry 7 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,217 Underlying: Class A Common Stock · 2,217 shares Expires not disclosed F6 · security: Additional RSUs were acquired pursuant to the dividend equivalent reinvestment provisions of underlying PRSU awards. F7 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F7 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F8 · derivative.exercise_date: Of these RSUs, 1,296 vested on March 2, 2020 and 921 will vest on or around March 1, 2021. F8 · derivative.expiration_date: Of these RSUs, 1,296 vested on March 2, 2020 and 921 will vest on or around March 1, 2021. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 23:52 UTC | Lazard, Inc. LAZ · Entity 4031 | Tax withholdingClass A Common Stock | 1,181 | $36.44 | $43,035.64 |
DisclosureSEC source: 0001209191-20-015649 · doc4.xml · nonDerivative · entry 4 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 749,503 F2 · shares: Represents shares of Class A Common Stock retained by the Company to cover taxes required to be withheld in connection with the settlement of RSUs. F3 · price: Represents the New York Stock Exchange closing price of Class A Common Stock on the trading day immediately preceding the settlement date of the RSUs referenced in Footnote (1). Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 23:52 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionClass A Common Stock | 1,181 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-015649 · doc4.xml · nonDerivative · entry 3 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 750,684 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Represents shares of Class A Common Stock retained by the Company to cover taxes required to be withheld in connection with the settlement of RSUs. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 23:52 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Class A Common Stock | 1,181 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-015649 · doc4.xml · nonDerivative · entry 2 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,607 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion retained by the Company in order to cover taxes required to be withheld, will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.