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Lee Cindy

Disclosed activity across 1 company

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27250
SEC CIK
0002033153

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Virtu Financial, Inc.VIRT · Entity 3811Chief Financial OfficerAugust 01, 2026August 03, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Virtu Financial, Inc.

Report date August 01, 2026 · Filed August 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A common stockSEC Table I · non-derivativeDirect36,852 Ending reported balance After 2026-08-01 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-08-01 · Exercise / conversion · Acquired 11,667 · Balance 43,304

F1: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Second Amended and Restated 2015 Management Incentive Plan.

Row 2 · 2026-08-01 · Tax withholding · Disposed 6,452 · Balance 36,852

F2: Shares of Class A common stock withheld for tax by the Issuer in relation to the settlement of vested RSUs in accordance with the Issuer's Second Amended and Restated 2015 Management Incentive Plan.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect82,540 Reported balance After 2026-08-01 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-08-01 · Exercise / conversion · Disposed 11,667 · Balance 82,540

F3: Each RSU is granted under the Issuer's Second Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F4: The RSUs vested August 1, 2026.

Non-voting common interest units of Virtu Financial LLCSEC Table II · derivative / convertible securityIndirectSee footnote4,760 Reported balance Holding disclosure · report date 2026-08-01 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 4,760

F5: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire.

F6: By Virtu Employee Holdco LLC, a holding vehicle through which employees and directors of the Issuer hold vested and unvested Virtu Financial Units and shares of Class C Common Stock. The reporting person disclaims beneficial ownership in such Virtu Financial Units and shares held by Virtu Employee Holdco LLC except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Second Amended and Restated 2015 Management Incentive Plan.

F2: Shares of Class A common stock withheld for tax by the Issuer in relation to the settlement of vested RSUs in accordance with the Issuer's Second Amended and Restated 2015 Management Incentive Plan.

F3: Each RSU is granted under the Issuer's Second Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F4: The RSUs vested August 1, 2026.

F5: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire.

F6: By Virtu Employee Holdco LLC, a holding vehicle through which employees and directors of the Issuer hold vested and unvested Virtu Financial Units and shares of Class C Common Stock. The reporting person disclaims beneficial ownership in such Virtu Financial Units and shares held by Virtu Employee Holdco LLC except to the extent of his pecuniary interest therein.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 01, 2026 Filed Aug 3, 2026 21:28 UTC Virtu Financial, Inc. VIRT · Entity 3811 Exercise / conversionRestricted Stock Unit · Derivative 11,667 $0.00 $0.00
Disclosure

SEC source: 0002033153-26-000013 · wk-form4_1785792523.xml · derivative · entry 3

Lee Cindy · CIK 0002033153 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,540

Underlying: Class A common stock · 11,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU is granted under the Issuer's Second Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F4 · derivative.exercise_date: The RSUs vested August 1, 2026.

F4 · derivative.expiration_date: The RSUs vested August 1, 2026.

Read SEC document
August 01, 2026 Filed Aug 3, 2026 21:28 UTC Virtu Financial, Inc. VIRT · Entity 3811 Tax withholdingClass A common stock 6,452 Not disclosed Not disclosed
Disclosure

SEC source: 0002033153-26-000013 · wk-form4_1785792523.xml · nonDerivative · entry 2

Lee Cindy · CIK 0002033153 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,852

F2 · price: Shares of Class A common stock withheld for tax by the Issuer in relation to the settlement of vested RSUs in accordance with the Issuer's Second Amended and Restated 2015 Management Incentive Plan.

Read SEC document
August 01, 2026 Filed Aug 3, 2026 21:28 UTC Virtu Financial, Inc. VIRT · Entity 3811 Exercise / conversionClass A common stock 11,667 Not disclosed Not disclosed
Disclosure

SEC source: 0002033153-26-000013 · wk-form4_1785792523.xml · nonDerivative · entry 1

Lee Cindy · CIK 0002033153 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,304

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Second Amended and Restated 2015 Management Incentive Plan.

Read SEC document
June 30, 2026 Filed Jul 6, 2026 20:30 UTC Virtu Financial, Inc. VIRT · Entity 3811 GrantRestricted Stock Unit · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0002033153-26-000011 · wk-form4_1783369810.xml · derivative · entry 2

Lee Cindy · CIK 0002033153 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,207

Underlying: Class A common stock · 20,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU is granted under the Issuer's Second Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F2 · derivative.exercise_date: The RSUs vest in equal annual installments on June 30, 2027, 2028 and 2029.

F2 · derivative.expiration_date: The RSUs vest in equal annual installments on June 30, 2027, 2028 and 2029.

Read SEC document
February 04, 2026 Filed Feb 6, 2026 21:12 UTC Virtu Financial, Inc. VIRT · Entity 3811 GrantRestricted Stock Unit · Derivative 8,284 $0.00 $0.00
Disclosure

SEC source: 0002033153-26-000008 · wk-form4_1770412344.xml · derivative · entry 9

Lee Cindy · CIK 0002033153 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,207

Underlying: Class A common stock · 8,284 shares

Expires not disclosed

F4 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F6 · derivative.exercise_date: The RSUs vest on February 4, 2027, February 4, 2028 and February 4, 2029.

F6 · derivative.expiration_date: The RSUs vest on February 4, 2027, February 4, 2028 and February 4, 2029.

Read SEC document
February 04, 2026 Filed Feb 6, 2026 21:12 UTC Virtu Financial, Inc. VIRT · Entity 3811 Exercise / conversionRestricted Stock Unit · Derivative 12,500 $0.00 $0.00
Disclosure

SEC source: 0002033153-26-000008 · wk-form4_1770412344.xml · derivative · entry 8

Lee Cindy · CIK 0002033153 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,923

Underlying: Class A common stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F5 · derivative.exercise_date: The RSUs vested on February 4, 2026

F5 · derivative.expiration_date: The RSUs vested on February 4, 2026

Read SEC document
February 04, 2026 Filed Feb 6, 2026 21:12 UTC Virtu Financial, Inc. VIRT · Entity 3811 Exercise / conversionRestricted Stock Unit · Derivative 1,172 $0.00 $0.00
Disclosure

SEC source: 0002033153-26-000008 · wk-form4_1770412344.xml · derivative · entry 7

Lee Cindy · CIK 0002033153 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,423

Underlying: Class A common stock · 1,172 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F5 · derivative.exercise_date: The RSUs vested on February 4, 2026

F5 · derivative.expiration_date: The RSUs vested on February 4, 2026

Read SEC document
February 04, 2026 Filed Feb 6, 2026 21:12 UTC Virtu Financial, Inc. VIRT · Entity 3811 Tax withholdingClass A common stock 2,772 Not disclosed Not disclosed
Disclosure

SEC source: 0002033153-26-000008 · wk-form4_1770412344.xml · nonDerivative · entry 6

Lee Cindy · CIK 0002033153 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,637

F2 · price: Shares of Class A common stock withheld for tax by the Issuer in relation to the settlement of vested RSUs in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document
February 04, 2026 Filed Feb 6, 2026 21:12 UTC Virtu Financial, Inc. VIRT · Entity 3811 GrantClass A common stock 5,523 Not disclosed Not disclosed
Disclosure

SEC source: 0002033153-26-000008 · wk-form4_1770412344.xml · nonDerivative · entry 5

Lee Cindy · CIK 0002033153 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,409

F3 · price: Shares of Class A common stock granted under the Issuer's Second Amended and Restated 2015 Management Incentive Plan.

Read SEC document
February 04, 2026 Filed Feb 6, 2026 21:12 UTC Virtu Financial, Inc. VIRT · Entity 3811 Tax withholdingClass A common stock 6,274 Not disclosed Not disclosed
Disclosure

SEC source: 0002033153-26-000008 · wk-form4_1770412344.xml · nonDerivative · entry 4

Lee Cindy · CIK 0002033153 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,886

F2 · price: Shares of Class A common stock withheld for tax by the Issuer in relation to the settlement of vested RSUs in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document
February 04, 2026 Filed Feb 6, 2026 21:12 UTC Virtu Financial, Inc. VIRT · Entity 3811 Exercise / conversionClass A common stock 12,500 Not disclosed Not disclosed
Disclosure

SEC source: 0002033153-26-000008 · wk-form4_1770412344.xml · nonDerivative · entry 3

Lee Cindy · CIK 0002033153 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,160

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A common stock issued in settlement of vested shares granted under the Issuer's Second Amended and Restated 2015 Management Incentive Plan.

Read SEC document
February 04, 2026 Filed Feb 6, 2026 21:12 UTC Virtu Financial, Inc. VIRT · Entity 3811 Tax withholdingClass A common stock 589 Not disclosed Not disclosed
Disclosure

SEC source: 0002033153-26-000008 · wk-form4_1770412344.xml · nonDerivative · entry 2

Lee Cindy · CIK 0002033153 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,660

F2 · price: Shares of Class A common stock withheld for tax by the Issuer in relation to the settlement of vested RSUs in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document
February 04, 2026 Filed Feb 6, 2026 21:12 UTC Virtu Financial, Inc. VIRT · Entity 3811 Exercise / conversionClass A common stock 1,172 Not disclosed Not disclosed
Disclosure

SEC source: 0002033153-26-000008 · wk-form4_1770412344.xml · nonDerivative · entry 1

Lee Cindy · CIK 0002033153 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,249

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A common stock issued in settlement of vested shares granted under the Issuer's Second Amended and Restated 2015 Management Incentive Plan.

Read SEC document
February 03, 2026 Filed Feb 4, 2026 21:05 UTC Virtu Financial, Inc. VIRT · Entity 3811 Exercise / conversionRestricted Stock Unit · Derivative 3,090 $0.00 $0.00
Disclosure

SEC source: 0002033153-26-000004 · wk-form4_1770239146.xml · derivative · entry 6

Lee Cindy · CIK 0002033153 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,252

Underlying: Class A common stock · 3,090 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F5 · derivative.exercise_date: The RSUs vested on February 3, 2026.

F5 · derivative.expiration_date: The RSUs vested on February 3, 2026.

Read SEC document
February 03, 2026 Filed Feb 4, 2026 21:05 UTC Virtu Financial, Inc. VIRT · Entity 3811 Tax withholdingClass A common stock 1,246 Not disclosed Not disclosed
Disclosure

SEC source: 0002033153-26-000004 · wk-form4_1770239146.xml · nonDerivative · entry 4

Lee Cindy · CIK 0002033153 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,077

F2 · price: Shares of Class A common stock withheld for tax by the Issuer in relation to the settlement of vested RSUs in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document
February 03, 2026 Filed Feb 4, 2026 21:05 UTC Virtu Financial, Inc. VIRT · Entity 3811 Exercise / conversionClass A common stock 3,090 Not disclosed Not disclosed
Disclosure

SEC source: 0002033153-26-000004 · wk-form4_1770239146.xml · nonDerivative · entry 3

Lee Cindy · CIK 0002033153 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,323

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A common stock issued in settlement of vested shares granted under the Issuer's Second Amended and Restated 2015 Management Incentive Plan.

Read SEC document
February 02, 2026 Filed Feb 4, 2026 21:05 UTC Virtu Financial, Inc. VIRT · Entity 3811 Exercise / conversionRestricted Stock Unit · Derivative 2,749 $0.00 $0.00
Disclosure

SEC source: 0002033153-26-000004 · wk-form4_1770239146.xml · derivative · entry 5

Lee Cindy · CIK 0002033153 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,342

Underlying: Class A common stock · 2,749 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F4 · derivative.exercise_date: The RSUs vested on February 2, 2026.

F4 · derivative.expiration_date: The RSUs vested on February 2, 2026.

Read SEC document
February 02, 2026 Filed Feb 4, 2026 21:05 UTC Virtu Financial, Inc. VIRT · Entity 3811 Tax withholdingClass A common stock 1,108 Not disclosed Not disclosed
Disclosure

SEC source: 0002033153-26-000004 · wk-form4_1770239146.xml · nonDerivative · entry 2

Lee Cindy · CIK 0002033153 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,233

F2 · price: Shares of Class A common stock withheld for tax by the Issuer in relation to the settlement of vested RSUs in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document
February 02, 2026 Filed Feb 4, 2026 21:05 UTC Virtu Financial, Inc. VIRT · Entity 3811 Exercise / conversionClass A common stock 2,749 Not disclosed Not disclosed
Disclosure

SEC source: 0002033153-26-000004 · wk-form4_1770239146.xml · nonDerivative · entry 1

Lee Cindy · CIK 0002033153 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,341

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A common stock issued in settlement of vested shares granted under the Issuer's Second Amended and Restated 2015 Management Incentive Plan.

Read SEC document
August 01, 2025 Filed Aug 1, 2025 21:39 UTC Virtu Financial, Inc. VIRT · Entity 3811 Exercise / conversionRestricted Stock Unit · Derivative 11,667 $0.00 $0.00
Disclosure

SEC source: 0001592386-25-000127 · wk-form4_1754084377.xml · derivative · entry 3

Lee Cindy · CIK 0002033153 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,434

Underlying: Class A common stock · 11,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU is granted under the Issuer's Second Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F4 · derivative.exercise_date: The RSUs vested August 1, 2025.

F4 · derivative.expiration_date: The RSUs vested August 1, 2025.

Read SEC document
August 01, 2025 Filed Aug 1, 2025 21:39 UTC Virtu Financial, Inc. VIRT · Entity 3811 Tax withholdingClass A common stock 6,452 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-25-000127 · wk-form4_1754084377.xml · nonDerivative · entry 2

Lee Cindy · CIK 0002033153 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,592

F2 · price: Shares of Class A common stock withheld for tax by the Issuer in relation to the settlement of vested RSUs in accordance with the Issuer's Second Amended and Restated 2015 Management Incentive Plan.

Read SEC document
August 01, 2025 Filed Aug 1, 2025 21:39 UTC Virtu Financial, Inc. VIRT · Entity 3811 Exercise / conversionClass A common stock 11,667 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-25-000127 · wk-form4_1754084377.xml · nonDerivative · entry 1

Lee Cindy · CIK 0002033153 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,044

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Second Amended and Restated 2015 Management Incentive Plan.

Read SEC document
February 04, 2025 Filed Feb 6, 2025 22:58 UTC Virtu Financial, Inc. VIRT · Entity 3811 GrantRestricted Stock Unit · Derivative 3,514 $0.00 $0.00
Disclosure

SEC source: 0001592386-25-000036 · wk-form4_1738882707.xml · derivative · entry 3

Lee Cindy · CIK 0002033153 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,101

Underlying: Class A common stock · 3,514 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F4 · derivative.exercise_date: The RSUs vest in February 2026, 2027 and 2028.

F4 · derivative.expiration_date: The RSUs vest in February 2026, 2027 and 2028.

Read SEC document
February 04, 2025 Filed Feb 6, 2025 22:58 UTC Virtu Financial, Inc. VIRT · Entity 3811 Tax withholdingClass A common stock 1,296 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-25-000036 · wk-form4_1738882707.xml · nonDerivative · entry 2

Lee Cindy · CIK 0002033153 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,377

F2 · price: Shares of Class A common stock withheld for tax by the Issuer in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document
February 04, 2025 Filed Feb 6, 2025 22:58 UTC Virtu Financial, Inc. VIRT · Entity 3811 GrantClass A common stock 2,343 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-25-000036 · wk-form4_1738882707.xml · nonDerivative · entry 1

Lee Cindy · CIK 0002033153 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,673

F1 · price: Shares of Class A common stock granted under the Issuer's Amended and Restated 2015 Management Incentive Plan based on the volume weighted average price of the Issuer's Class A common stock on the three trading days preceding the grant date of $39.8369.

Read SEC document
February 04, 2025 Filed Feb 4, 2026 21:03 UTC Amendment Virtu Financial, Inc. VIRT · Entity 3811 Exercise / conversionRestricted Stock Unit · Derivative 2,343 $0.00 $0.00
Disclosure

SEC source: 0002033153-26-000002 · wk-form4a_1770239033.xml · derivative · entry 4

Lee Cindy · CIK 0002033153 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,758

Underlying: Class A common stock · 2,343 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F5 · derivative.exercise_date: The RSUs vested on February 4, 2025.

F5 · derivative.expiration_date: The RSUs vested on February 4, 2025.

Read SEC document
February 04, 2025 Filed Feb 4, 2026 21:03 UTC Amendment Virtu Financial, Inc. VIRT · Entity 3811 GrantRestricted Stock Unit · Derivative 3,514 $0.00 $0.00
Disclosure

SEC source: 0002033153-26-000002 · wk-form4a_1770239033.xml · derivative · entry 3

Lee Cindy · CIK 0002033153 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,101

Underlying: Class A common stock · 3,514 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F4 · derivative.exercise_date: The RSUs vest in February 2026, 2027 and 2028.

F4 · derivative.expiration_date: The RSUs vest in February 2026, 2027 and 2028.

Read SEC document
February 04, 2025 Filed Feb 4, 2026 21:03 UTC Amendment Virtu Financial, Inc. VIRT · Entity 3811 Tax withholdingClass A common stock 1,296 Not disclosed Not disclosed
Disclosure

SEC source: 0002033153-26-000002 · wk-form4a_1770239033.xml · nonDerivative · entry 2

Lee Cindy · CIK 0002033153 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,377

F2 · price: Shares of Class A common stock withheld for tax by the Issuer in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document
February 04, 2025 Filed Feb 4, 2026 21:03 UTC Amendment Virtu Financial, Inc. VIRT · Entity 3811 GrantClass A common stock 2,343 Not disclosed Not disclosed
Disclosure

SEC source: 0002033153-26-000002 · wk-form4a_1770239033.xml · nonDerivative · entry 1

Lee Cindy · CIK 0002033153 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,673

F1 · price: Shares of Class A common stock granted under the Issuer's Amended and Restated 2015 Management Incentive Plan based on the volume weighted average price of the Issuer's Class A common stock on the three trading days preceding the grant date of $39.8369.

Read SEC document
February 04, 2025 Filed Feb 6, 2026 21:11 UTC Amendment Virtu Financial, Inc. VIRT · Entity 3811 GrantRestricted Stock Unit · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0002033153-26-000006 · wk-form4a_1770412312.xml · derivative · entry 4

Lee Cindy · CIK 0002033153 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,101

Underlying: Class A common stock · 50,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F4 · derivative.exercise_date: The RSUs vest in February 2026, 2027, 2028 and 2029.

F4 · derivative.expiration_date: The RSUs vest in February 2026, 2027, 2028 and 2029.

Read SEC document
February 04, 2025 Filed Feb 6, 2026 21:11 UTC Amendment Virtu Financial, Inc. VIRT · Entity 3811 GrantRestricted Stock Unit · Derivative 3,514 $0.00 $0.00
Disclosure

SEC source: 0002033153-26-000006 · wk-form4a_1770412312.xml · derivative · entry 3

Lee Cindy · CIK 0002033153 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,101

Underlying: Class A common stock · 3,514 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F4 · derivative.exercise_date: The RSUs vest in February 2026, 2027, 2028 and 2029.

F4 · derivative.expiration_date: The RSUs vest in February 2026, 2027, 2028 and 2029.

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February 04, 2025 Filed Feb 6, 2026 21:11 UTC Amendment Virtu Financial, Inc. VIRT · Entity 3811 Tax withholdingClass A common stock 1,296 Not disclosed Not disclosed
Disclosure

SEC source: 0002033153-26-000006 · wk-form4a_1770412312.xml · nonDerivative · entry 2

Lee Cindy · CIK 0002033153 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,377

F2 · price: Shares of Class A common stock withheld for tax by the Issuer in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan.

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February 04, 2025 Filed Feb 6, 2026 21:11 UTC Amendment Virtu Financial, Inc. VIRT · Entity 3811 GrantClass A common stock 2,343 Not disclosed Not disclosed
Disclosure

SEC source: 0002033153-26-000006 · wk-form4a_1770412312.xml · nonDerivative · entry 1

Lee Cindy · CIK 0002033153 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,673

F1 · price: Shares of Class A common stock granted under the Issuer's Amended and Restated 2015 Management Incentive Plan based on the volume weighted average price of the Issuer's Class A common stock on the three trading days preceding the grant date of $39.8369.

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February 03, 2025 Filed Feb 6, 2025 01:22 UTC Virtu Financial, Inc. VIRT · Entity 3811 Exercise / conversionRestricted Stock Unit · Derivative 6,666 $0.00 $0.00
Disclosure

SEC source: 0001592386-25-000027 · wk-form4_1738804960.xml · derivative · entry 9

Lee Cindy · CIK 0002033153 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,587

Underlying: Class A common stock · 6,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F4 · derivative.exercise_date: The RSUs vested February 3, 2025.

F4 · derivative.expiration_date: The RSUs vested February 3, 2025.

Read SEC document
February 03, 2025 Filed Feb 6, 2025 01:22 UTC Virtu Financial, Inc. VIRT · Entity 3811 Exercise / conversionRestricted Stock Unit · Derivative 1,951 $0.00 $0.00
Disclosure

SEC source: 0001592386-25-000027 · wk-form4_1738804960.xml · derivative · entry 8

Lee Cindy · CIK 0002033153 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,253

Underlying: Class A common stock · 1,951 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F4 · derivative.exercise_date: The RSUs vested February 3, 2025.

F4 · derivative.expiration_date: The RSUs vested February 3, 2025.

Read SEC document
February 03, 2025 Filed Feb 6, 2025 01:22 UTC Virtu Financial, Inc. VIRT · Entity 3811 Exercise / conversionRestricted Stock Unit · Derivative 3,090 $0.00 $0.00
Disclosure

SEC source: 0001592386-25-000027 · wk-form4_1738804960.xml · derivative · entry 7

Lee Cindy · CIK 0002033153 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,204

Underlying: Class A common stock · 3,090 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F4 · derivative.exercise_date: The RSUs vested February 3, 2025.

F4 · derivative.expiration_date: The RSUs vested February 3, 2025.

Read SEC document
February 03, 2025 Filed Feb 6, 2025 01:22 UTC Virtu Financial, Inc. VIRT · Entity 3811 Tax withholdingClass A common stock 2,687 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-25-000027 · wk-form4_1738804960.xml · nonDerivative · entry 6

Lee Cindy · CIK 0002033153 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,330

F2 · price: Shares of Class A common stock withheld for tax by the Issuer in relation to the settlement of vested RSUs in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document
February 03, 2025 Filed Feb 6, 2025 01:22 UTC Virtu Financial, Inc. VIRT · Entity 3811 Exercise / conversionClass A common stock 6,666 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-25-000027 · wk-form4_1738804960.xml · nonDerivative · entry 5

Lee Cindy · CIK 0002033153 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,017

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document
February 03, 2025 Filed Feb 6, 2025 01:22 UTC Virtu Financial, Inc. VIRT · Entity 3811 Tax withholdingClass A common stock 787 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-25-000027 · wk-form4_1738804960.xml · nonDerivative · entry 4

Lee Cindy · CIK 0002033153 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,351

F2 · price: Shares of Class A common stock withheld for tax by the Issuer in relation to the settlement of vested RSUs in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document
February 03, 2025 Filed Feb 6, 2025 01:22 UTC Virtu Financial, Inc. VIRT · Entity 3811 Exercise / conversionClass A common stock 1,951 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-25-000027 · wk-form4_1738804960.xml · nonDerivative · entry 3

Lee Cindy · CIK 0002033153 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,138

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document
February 03, 2025 Filed Feb 6, 2025 01:22 UTC Virtu Financial, Inc. VIRT · Entity 3811 Tax withholdingClass A common stock 1,320 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-25-000027 · wk-form4_1738804960.xml · nonDerivative · entry 2

Lee Cindy · CIK 0002033153 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,187

F2 · price: Shares of Class A common stock withheld for tax by the Issuer in relation to the settlement of vested RSUs in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document
February 03, 2025 Filed Feb 6, 2025 01:22 UTC Virtu Financial, Inc. VIRT · Entity 3811 Exercise / conversionClass A common stock 3,090 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-25-000027 · wk-form4_1738804960.xml · nonDerivative · entry 1

Lee Cindy · CIK 0002033153 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,507

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document
February 02, 2025 Filed Feb 5, 2025 02:35 UTC Virtu Financial, Inc. VIRT · Entity 3811 Exercise / conversionRestricted Stock Unit · Derivative 2,749 $0.00 $0.00
Disclosure

SEC source: 0001592386-25-000015 · wk-form4_1738722930.xml · derivative · entry 3

Lee Cindy · CIK 0002033153 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,294

Underlying: Class A common stock · 2,749 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F4 · derivative.exercise_date: The RSUs vested February 1, 2024.

F4 · derivative.expiration_date: The RSUs vested February 1, 2024.

Read SEC document
February 02, 2025 Filed Feb 5, 2025 02:35 UTC Virtu Financial, Inc. VIRT · Entity 3811 Tax withholdingClass A common stock 1,108 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-25-000015 · wk-form4_1738722930.xml · nonDerivative · entry 2

Lee Cindy · CIK 0002033153 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,417

F2 · price: Shares of Class A common stock withheld for tax by the Issuer in relation to the settlement of vested RSUs in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document
February 02, 2025 Filed Feb 5, 2025 02:35 UTC Virtu Financial, Inc. VIRT · Entity 3811 Exercise / conversionClass A common stock 2,749 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-25-000015 · wk-form4_1738722930.xml · nonDerivative · entry 1

Lee Cindy · CIK 0002033153 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,525

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document
August 01, 2024 Filed Aug 12, 2024 21:03 UTC Virtu Financial, Inc. VIRT · Entity 3811 GrantRestricted Stock Unit · Derivative 35,000 $0.00 $0.00
Disclosure

SEC source: 0001592386-24-000091 · wk-form4_1723496595.xml · derivative · entry 2

Lee Cindy · CIK 0002033153 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,043

Underlying: Class A common stock · 35,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F2 · derivative.exercise_date: The RSUs vest on August 1, 2025, 2026 and 2027.

F2 · derivative.expiration_date: The RSUs vest on August 1, 2025, 2026 and 2027.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.