Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ADTRAN Holdings, Inc.ADTN · Entity 5331 | Director | December 31, 2025 | January 05, 2026 |
| CHARTER COMMUNICATIONS, INC. /MO/CHTR · Entity 1730 | Director | April 28, 2026 | April 28, 2026 |
| Liberty Latin America Ltd.LILA · Entity 4630 | Director · President and CEO | June 30, 2026 | August 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ADTRAN Holdings, Inc.
Report date December 31, 2025 · Filed January 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 125,373 |
Reported balance
After 2025-12-31 transaction · row 1
1 source rowRow 1 · 2025-12-31 · Grant · Acquired 13,809 · Balance 125,373 F1: Represents a restricted stock award grant that vests in full on the first anniversary of the date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a restricted stock award grant that vests in full on the first anniversary of the date of grant.
CHARTER COMMUNICATIONS, INC. /MO/
Report date April 28, 2026 · Filed April 28, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 12,029 |
Reported balance
After 2026-04-28 transaction · row 1
1 source rowRow 1 · 2026-04-28 · Purchase · Acquired 1,000 · Balance 12,029 |
Liberty Latin America Ltd.
Report date June 30, 2026 · Filed August 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class C Common SharesSEC Table I · non-derivative | Direct | 3,339,147 |
Ending reported balance
After 2026-06-30 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2026-06-30 · Grant · Acquired 803 · Balance 3,337,601 F1: These shares were acquired pursuant to the "match benefit" of ESPP in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). Row 2 · 2026-06-30 · Tax withholding · Disposed 449 · Balance 3,337,152 F2: Represents common shares that have been withheld by the Issuer to satisfy the tax liability in connection with the purchase of shares under the ESPP and its look-back feature and the issuance of shares pursuant to the "match benefit." Row 3 · 2026-06-30 · Grant · Acquired 2,049 · Balance 3,339,201 F3: These shares were acquired under the Liberty Latin America Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c). F4: The Employee Stock Purchase Plan's "look-back" feature was used to determine the purchase price for these shares. The "look-back" feature compares the closing price of the Issuer's Class C common shares on the first and last trading days of the January 1 - June 30, 2026 contribution period, with the lower of the two being used to determine the purchase price. Row 4 · 2026-06-30 · Tax withholding · Disposed 54 · Balance 3,339,147 F2: Represents common shares that have been withheld by the Issuer to satisfy the tax liability in connection with the purchase of shares under the ESPP and its look-back feature and the issuance of shares pursuant to the "match benefit." F4: The Employee Stock Purchase Plan's "look-back" feature was used to determine the purchase price for these shares. The "look-back" feature compares the closing price of the Issuer's Class C common shares on the first and last trading days of the January 1 - June 30, 2026 contribution period, with the lower of the two being used to determine the purchase price. |
| Series A Preference SharesSEC Table I · non-derivative | Direct | 394,988 |
Reported balance
After 2026-06-30 transaction · row 5
1 source rowRow 5 · 2026-06-30 · Other · Acquired 80 · Balance 394,988 F5: These Preferred Shares were acquired pursuant to the "match benefit" of the Liberty Latin America Employee Stock Purchase Plan and were issued at a rate of 0.10 Preferred Shares for each matching share of the Issuer's common stock credited to the reporting person under the plan. This transaction was exempt under Rule 16a-9. |
| Class C Common SharesSEC Table I · non-derivative | IndirectBy 401(k) Plan | 21,640 |
Reported balance
Holding disclosure · report date 2026-06-30 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 21,640 |
| Class C Common SharesSEC Table I · non-derivative | IndirectBy IRA | 1,139 |
Reported balance
Holding disclosure · report date 2026-06-30 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 1,139 |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were acquired pursuant to the "match benefit" of ESPP in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).
F2: Represents common shares that have been withheld by the Issuer to satisfy the tax liability in connection with the purchase of shares under the ESPP and its look-back feature and the issuance of shares pursuant to the "match benefit."
F3: These shares were acquired under the Liberty Latin America Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).
F4: The Employee Stock Purchase Plan's "look-back" feature was used to determine the purchase price for these shares. The "look-back" feature compares the closing price of the Issuer's Class C common shares on the first and last trading days of the January 1 - June 30, 2026 contribution period, with the lower of the two being used to determine the purchase price.
F5: These Preferred Shares were acquired pursuant to the "match benefit" of the Liberty Latin America Employee Stock Purchase Plan and were issued at a rate of 0.10 Preferred Shares for each matching share of the Issuer's common stock credited to the reporting person under the plan. This transaction was exempt under Rule 16a-9.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Liberty Global Ltd.
Report date December 31, 2017 · Filed February 15, 2018
Section 16 reporting ended · disclosed 2018-02-15. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| LiLAC Class CSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 1
1 source rowRow 1 · 2017-12-29 · Other · Disposed 61,903 · Balance 0 F1: Pursuant to the Split-Off (as described in the Remarks section), all of the outstanding ordinary shares of Liberty Global plc's (the "Issuer") Class A LiLAC ordinary shares, Class B LiLAC ordinary shares and Class C LiLAC ordinary shares were redesignated as deferred shares (with virtually no economic rights) and those deferred shares were transferred for no consideration to a third-party designee. The Split-Off was exempt pursuant to Rule 16b-7 under the Securities Exchange Act of 1934, as amended (the "Act"). |
| LiLAC Class CSEC Table I · non-derivative | IndirectBy 401(k) Plan | 0 |
Reported balance
After 2017-12-29 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2017-12-29 · Other · Disposed 1,139 · Balance 0 F1: Pursuant to the Split-Off (as described in the Remarks section), all of the outstanding ordinary shares of Liberty Global plc's (the "Issuer") Class A LiLAC ordinary shares, Class B LiLAC ordinary shares and Class C LiLAC ordinary shares were redesignated as deferred shares (with virtually no economic rights) and those deferred shares were transferred for no consideration to a third-party designee. The Split-Off was exempt pursuant to Rule 16b-7 under the Securities Exchange Act of 1934, as amended (the "Act"). |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $21.84 · Expires 2024-05-01 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-12-29 · Other · Disposed 14,240 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F3: The SARs provide for vesting of 12.5% of the shares on November 1, 2017, and the remaining shares in 14 equal quarterly installments commencing February 1, 2018. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $39.71 · Expires 2023-05-01 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2017-12-29 · Other · Disposed 15,106 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F4: The SARs provide for vesting of 12.5% of the shares on November 1, 2016, and the remaining shares in 14 equal quarterly installments commencing February 1, 2017. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $40.61 · Expires 2023-05-01 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2017-12-29 · Other · Disposed 6,052 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F4: The SARs provide for vesting of 12.5% of the shares on November 1, 2016, and the remaining shares in 14 equal quarterly installments commencing February 1, 2017. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $46.52 · Expires 2022-05-01 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2017-12-29 · Other · Disposed 5,359 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F5: The SARs provide for vesting of 12.5% of the shares on November 1, 2015, and the remaining shares in 14 equal quarterly installments commencing February 1, 2016. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $50.84 · Expires 2022-05-01 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2017-12-29 · Other · Disposed 13,176 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F5: The SARs provide for vesting of 12.5% of the shares on November 1, 2015, and the remaining shares in 14 equal quarterly installments commencing February 1, 2016. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $35.37 · Expires 2021-05-01 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2017-12-29 · Other · Disposed 6,690 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F6: The SARS provide for vesting of 12.5% of the shares on November 1, 2014, and the remaining shares in 14 equal quarterly installments commencing February 1, 2015. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $38.65 · Expires 2021-05-01 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2017-12-29 · Other · Disposed 16,694 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F6: The SARS provide for vesting of 12.5% of the shares on November 1, 2014, and the remaining shares in 14 equal quarterly installments commencing February 1, 2015. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $29.66 · Expires 2020-06-24 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2017-12-29 · Other · Disposed 16,985 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F7: The SARs are immediately exercisable. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $34.29 · Expires 2020-06-24 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2017-12-29 · Other · Disposed 21,205 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F7: The SARs are immediately exercisable. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $32.42 · Expires 2020-06-24 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2017-12-29 · Other · Disposed 42,390 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F7: The SARs are immediately exercisable. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $31.37 · Expires 2020-06-24 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2017-12-29 · Other · Disposed 8,492 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F7: The SARs are immediately exercisable. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $36.44 · Expires 2020-05-01 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2017-12-29 · Other · Disposed 4,670 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F7: The SARs are immediately exercisable. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $34.03 · Expires 2020-05-01 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2017-12-29 · Other · Disposed 9,343 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F7: The SARs are immediately exercisable. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $31.14 · Expires 2020-05-01 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2017-12-29 · Other · Disposed 3,744 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F7: The SARs are immediately exercisable. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $33.35 · Expires 2020-05-01 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · 2017-12-29 · Other · Disposed 1,872 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F7: The SARs are immediately exercisable. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $21.81 · Expires 2019-05-01 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 18
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 18 · 2017-12-29 · Other · Disposed 3,972 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F7: The SARs are immediately exercisable. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $22.51 · Expires 2019-05-01 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 19
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 19 · 2017-12-29 · Other · Disposed 1,986 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F7: The SARs are immediately exercisable. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $23.84 · Expires 2019-05-01 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 20
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 20 · 2017-12-29 · Other · Disposed 9,913 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F7: The SARs are immediately exercisable. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $24.60 · Expires 2019-05-01 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 21
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 21 · 2017-12-29 · Other · Disposed 4,956 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F7: The SARs are immediately exercisable. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $20.93 · Expires 2018-05-01 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 22
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 22 · 2017-12-29 · Other · Disposed 2,097 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F7: The SARs are immediately exercisable. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $21.96 · Expires 2018-05-01 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 23
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 23 · 2017-12-29 · Other · Disposed 10,468 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F7: The SARs are immediately exercisable. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $22.88 · Expires 2018-05-01 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 24
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 24 · 2017-12-29 · Other · Disposed 5,234 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F7: The SARs are immediately exercisable. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $20.09 · Expires 2018-05-01 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 25
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 25 · 2017-12-29 · Other · Disposed 4,194 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F7: The SARs are immediately exercisable. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Split-Off (as described in the Remarks section), all of the outstanding ordinary shares of Liberty Global plc's (the "Issuer") Class A LiLAC ordinary shares, Class B LiLAC ordinary shares and Class C LiLAC ordinary shares were redesignated as deferred shares (with virtually no economic rights) and those deferred shares were transferred for no consideration to a third-party designee. The Split-Off was exempt pursuant to Rule 16b-7 under the Securities Exchange Act of 1934, as amended (the "Act").
F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.
F3: The SARs provide for vesting of 12.5% of the shares on November 1, 2017, and the remaining shares in 14 equal quarterly installments commencing February 1, 2018.
F4: The SARs provide for vesting of 12.5% of the shares on November 1, 2016, and the remaining shares in 14 equal quarterly installments commencing February 1, 2017.
F5: The SARs provide for vesting of 12.5% of the shares on November 1, 2015, and the remaining shares in 14 equal quarterly installments commencing February 1, 2016.
F6: The SARS provide for vesting of 12.5% of the shares on November 1, 2014, and the remaining shares in 14 equal quarterly installments commencing February 1, 2015.
F7: The SARs are immediately exercisable.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 01, 2017 Filed Apr 4, 2017 21:42 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Exercise / conversionLiberty Global Class C | 21,601 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001570585-17-000110 · wf-form4_149134211918949.xml · nonDerivative · entry 3 Nair Balan · CIK 0001398905 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 320,633 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 21:42 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Tax withholdingLiberty Global Class A | 5,031 | $35.87 | $180,461.97 |
DisclosureSEC source: 0001570585-17-000110 · wf-form4_149134211918949.xml · nonDerivative · entry 2 Nair Balan · CIK 0001398905 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,798 Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 21:42 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Exercise / conversionLiberty Global Class A | 10,800 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001570585-17-000110 · wf-form4_149134211918949.xml · nonDerivative · entry 1 Nair Balan · CIK 0001398905 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,829 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be. Read SEC document |
| April 01, 2017 Filed May 3, 2017 21:29 UTC Amendment | Liberty Global Ltd. LBTY · Entity 4116 | Tax withholdingLiLAC Class C | 1,759 | $23.04 | $40,527.36 |
DisclosureSEC source: 0001570585-17-000137 · wf-form4a_149384697947524.xml · nonDerivative · entry 4 Nair Balan · CIK 0001398905 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,908 F1 · balance_after: The Reporting Person is amending the Form 4 originally filed to report a correction in the number of shares held. Read SEC document |
| April 01, 2017 Filed May 3, 2017 21:29 UTC Amendment | Liberty Global Ltd. LBTY · Entity 4116 | Tax withholdingLiLAC Class A | 880 | $22.24 | $19,571.20 |
DisclosureSEC source: 0001570585-17-000137 · wf-form4a_149384697947524.xml · nonDerivative · entry 3 Nair Balan · CIK 0001398905 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,180 F1 · balance_after: The Reporting Person is amending the Form 4 originally filed to report a correction in the number of shares held. Read SEC document |
| April 01, 2017 Filed May 3, 2017 21:29 UTC Amendment | Liberty Global Ltd. LBTY · Entity 4116 | Tax withholdingLiberty Global Class C | 10,062 | $35.04 | $352,572.48 |
DisclosureSEC source: 0001570585-17-000137 · wf-form4a_149384697947524.xml · nonDerivative · entry 2 Nair Balan · CIK 0001398905 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 325,010 F1 · balance_after: The Reporting Person is amending the Form 4 originally filed to report a correction in the number of shares held. Read SEC document |
| April 01, 2017 Filed May 3, 2017 21:29 UTC Amendment | Liberty Global Ltd. LBTY · Entity 4116 | Tax withholdingLiberty Global Class A | 5,031 | $35.87 | $180,461.97 |
DisclosureSEC source: 0001570585-17-000137 · wf-form4a_149384697947524.xml · nonDerivative · entry 1 Nair Balan · CIK 0001398905 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,502 F1 · balance_after: The Reporting Person is amending the Form 4 originally filed to report a correction in the number of shares held. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 22:49 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiberty Global Share Appreciation Rights C · Derivative | 333,334 | $0.00 Strike: $36.32 | $0.00 |
DisclosureSEC source: 0001570585-17-000053 · wf-form4_148789016984935.xml · derivative · entry 6 Nair Balan · CIK 0001398905 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 333,334 Underlying: Liberty Global Class C · 333,334 shares Expires 2024-02-21 F3 · derivative.exercise_date: The SARs provide for vesting in three equal annual installments commencing March 1, 2018. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 22:49 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiberty Global Share Appreciation Rights A · Derivative | 166,666 | $0.00 Strike: $37.45 | $0.00 |
DisclosureSEC source: 0001570585-17-000053 · wf-form4_148789016984935.xml · derivative · entry 5 Nair Balan · CIK 0001398905 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,666 Underlying: Liberty Global Class A · 166,666 shares Expires 2024-02-21 F3 · derivative.exercise_date: The SARs provide for vesting in three equal annual installments commencing March 1, 2018. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 22:49 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Restricted Share Units C · Derivative | 7,549 | $0.00 | $0.00 |
DisclosureSEC source: 0001570585-17-000053 · wf-form4_148789016984935.xml · derivative · entry 4 Nair Balan · CIK 0001398905 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,549 Underlying: LiLAC Class C · 7,549 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be. F2 · derivative.exercise_date: The Restricted Share Units vest in two equal semi-annual installments on April 1, 2017 and October 1, 2017. F2 · derivative.expiration_date: The Restricted Share Units vest in two equal semi-annual installments on April 1, 2017 and October 1, 2017. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 22:49 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Restricted Share Units A · Derivative | 3,774 | $0.00 | $0.00 |
DisclosureSEC source: 0001570585-17-000053 · wf-form4_148789016984935.xml · derivative · entry 3 Nair Balan · CIK 0001398905 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,774 Underlying: LiLAC Class A · 3,774 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be. F2 · derivative.exercise_date: The Restricted Share Units vest in two equal semi-annual installments on April 1, 2017 and October 1, 2017. F2 · derivative.expiration_date: The Restricted Share Units vest in two equal semi-annual installments on April 1, 2017 and October 1, 2017. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 22:49 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiberty Global Restricted Share Units C · Derivative | 43,203 | $0.00 | $0.00 |
DisclosureSEC source: 0001570585-17-000053 · wf-form4_148789016984935.xml · derivative · entry 2 Nair Balan · CIK 0001398905 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,203 Underlying: Liberty Global Class C · 43,203 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be. F2 · derivative.exercise_date: The Restricted Share Units vest in two equal semi-annual installments on April 1, 2017 and October 1, 2017. F2 · derivative.expiration_date: The Restricted Share Units vest in two equal semi-annual installments on April 1, 2017 and October 1, 2017. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 22:49 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiberty Global Restricted Share Units A · Derivative | 21,601 | $0.00 | $0.00 |
DisclosureSEC source: 0001570585-17-000053 · wf-form4_148789016984935.xml · derivative · entry 1 Nair Balan · CIK 0001398905 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,601 Underlying: Liberty Global Class A · 21,601 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be. F2 · derivative.exercise_date: The Restricted Share Units vest in two equal semi-annual installments on April 1, 2017 and October 1, 2017. F2 · derivative.expiration_date: The Restricted Share Units vest in two equal semi-annual installments on April 1, 2017 and October 1, 2017. Read SEC document |
| February 16, 2017 Filed Feb 28, 2017 22:08 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantDividend Equivalent Rights · Derivative | 16.702 | $0.00 | $0.00 |
DisclosureSEC source: 0001179022-17-000004 · edgar.xml · derivative · entry 1 Nair Balan · CIK 0001398905 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16.702 Underlying: Common Stock · 16.702 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock. Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 23:34 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Exercise / conversionDividend Equivalent Rights · Derivative | 89.69 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-001396 · doc4.xml · derivative · entry 5 Nair Balan · CIK 0001398905 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 89.69 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock. F1 · derivative.exercise_date: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock. F1 · derivative.expiration_date: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock. Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 23:34 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantCommon Stock | 4,027 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-001396 · doc4.xml · nonDerivative · entry 3 Nair Balan · CIK 0001398905 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,341 Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 23:34 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Disposition to issuerCommon Stock | 0.69 | $22.35 | $15.42 |
DisclosureSEC source: 0001209191-17-001396 · doc4.xml · nonDerivative · entry 2 Nair Balan · CIK 0001398905 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,314 F1 · security: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock. Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 23:34 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Exercise / conversionCommon Stock | 89.69 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-001396 · doc4.xml · nonDerivative · entry 1 Nair Balan · CIK 0001398905 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,314.69 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock. Read SEC document |
| November 17, 2016 Filed Jan 4, 2017 23:34 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantDividend Equivalent Rights · Derivative | 21.268 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-001396 · doc4.xml · derivative · entry 4 Nair Balan · CIK 0001398905 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89.69 Underlying: Common Stock · 89.69 shares Expires not disclosed F2 · derivative.exercise_price: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock. F2 · derivative.exercise_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock. F2 · derivative.expiration_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 21:47 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Exercise / conversionLiLAC Restricted Share Units C · Derivative | 3,372 | $0.00 | $0.00 |
DisclosureSEC source: 0001570585-16-000836 · wf-form4_147561761637045.xml · derivative · entry 18 Nair Balan · CIK 0001398905 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class C · 3,372 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be. F4 · derivative.exercise_date: The Restricted Share Units vest on October 1, 2016. F4 · derivative.expiration_date: The Restricted Share Units vest on October 1, 2016. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 21:47 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Exercise / conversionLiLAC Restricted Share Units A · Derivative | 1,686 | $0.00 | $0.00 |
DisclosureSEC source: 0001570585-16-000836 · wf-form4_147561761637045.xml · derivative · entry 16 Nair Balan · CIK 0001398905 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class A · 1,686 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be. F4 · derivative.exercise_date: The Restricted Share Units vest on October 1, 2016. F4 · derivative.expiration_date: The Restricted Share Units vest on October 1, 2016. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 21:47 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Exercise / conversionLiLAC Restricted Share Units C · Derivative | 1,352 | $0.00 | $0.00 |
DisclosureSEC source: 0001570585-16-000836 · wf-form4_147561761637045.xml · derivative · entry 14 Nair Balan · CIK 0001398905 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class C · 1,352 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be. F4 · derivative.exercise_date: The Restricted Share Units vest on October 1, 2016. F4 · derivative.expiration_date: The Restricted Share Units vest on October 1, 2016. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 21:47 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Exercise / conversionLiLAC Restricted Share Units A · Derivative | 676 | $0.00 | $0.00 |
DisclosureSEC source: 0001570585-16-000836 · wf-form4_147561761637045.xml · derivative · entry 13 Nair Balan · CIK 0001398905 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class A · 676 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be. F4 · derivative.exercise_date: The Restricted Share Units vest on October 1, 2016. F4 · derivative.expiration_date: The Restricted Share Units vest on October 1, 2016. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 21:47 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Exercise / conversionLiberty Global Restricted Share Units C · Derivative | 26,092 | $0.00 | $0.00 |
DisclosureSEC source: 0001570585-16-000836 · wf-form4_147561761637045.xml · derivative · entry 12 Nair Balan · CIK 0001398905 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Liberty Global Class C · 26,092 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be. F4 · derivative.exercise_date: The Restricted Share Units vest on October 1, 2016. F4 · derivative.expiration_date: The Restricted Share Units vest on October 1, 2016. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 21:47 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Exercise / conversionLiberty Global Restricted Share Units A · Derivative | 13,046 | $0.00 | $0.00 |
DisclosureSEC source: 0001570585-16-000836 · wf-form4_147561761637045.xml · derivative · entry 11 Nair Balan · CIK 0001398905 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Liberty Global Class A · 13,046 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be. F4 · derivative.exercise_date: The Restricted Share Units vest on October 1, 2016. F4 · derivative.expiration_date: The Restricted Share Units vest on October 1, 2016. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 21:47 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Tax withholdingLiLAC Class C | 2,202 | $28.05 | $61,766.10 |
DisclosureSEC source: 0001570585-16-000836 · wf-form4_147561761637045.xml · nonDerivative · entry 8 Nair Balan · CIK 0001398905 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,893 Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 21:47 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Exercise / conversionLiLAC Class C | 4,724 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001570585-16-000836 · wf-form4_147561761637045.xml · nonDerivative · entry 7 Nair Balan · CIK 0001398905 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,095 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be. F2 · balance_after: On July 1, 2016, the Issuer distributed by means of a bonus issue to each holder of Liberty Global Group ordinary shares one share of the corresponding Class of the Issuer's LiLAC Group ordinary shares for every 8.01482 shares of that Class of the Issuer's Liberty Global Group ordinary shares held by such holder as of the distribution record date (the "LiLAC Distribution"). As a result, the Reporting Person received additional LiLAC Class A ordinary shares and LiLAC Class C ordinary shares based on the number of corresponding Class of Liberty Global Group ordinary shares held by the Reporting Person on the LiLAC Distribution record date. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 21:47 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Tax withholdingLiLAC Class A | 1,102 | $27.59 | $30,404.18 |
DisclosureSEC source: 0001570585-16-000836 · wf-form4_147561761637045.xml · nonDerivative · entry 6 Nair Balan · CIK 0001398905 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,173 Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 21:47 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Exercise / conversionLiLAC Class A | 2,362 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001570585-16-000836 · wf-form4_147561761637045.xml · nonDerivative · entry 5 Nair Balan · CIK 0001398905 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,275 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be. F2 · balance_after: On July 1, 2016, the Issuer distributed by means of a bonus issue to each holder of Liberty Global Group ordinary shares one share of the corresponding Class of the Issuer's LiLAC Group ordinary shares for every 8.01482 shares of that Class of the Issuer's Liberty Global Group ordinary shares held by such holder as of the distribution record date (the "LiLAC Distribution"). As a result, the Reporting Person received additional LiLAC Class A ordinary shares and LiLAC Class C ordinary shares based on the number of corresponding Class of Liberty Global Group ordinary shares held by the Reporting Person on the LiLAC Distribution record date. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 21:47 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Tax withholdingLiberty Global Class C | 12,592 | $33.04 | $416,039.68 |
DisclosureSEC source: 0001570585-16-000836 · wf-form4_147561761637045.xml · nonDerivative · entry 4 Nair Balan · CIK 0001398905 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 313,471 Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 21:47 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Exercise / conversionLiberty Global Class C | 27,031 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001570585-16-000836 · wf-form4_147561761637045.xml · nonDerivative · entry 3 Nair Balan · CIK 0001398905 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 326,063 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 21:47 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Tax withholdingLiberty Global Class A | 6,296 | $34.18 | $215,197.28 |
DisclosureSEC source: 0001570585-16-000836 · wf-form4_147561761637045.xml · nonDerivative · entry 2 Nair Balan · CIK 0001398905 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,263 Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 21:47 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Exercise / conversionLiberty Global Class A | 13,046 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001570585-16-000836 · wf-form4_147561761637045.xml · nonDerivative · entry 1 Nair Balan · CIK 0001398905 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,559 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be. Read SEC document |
| October 01, 2016 Filed Oct 5, 2016 21:59 UTC Amendment | Liberty Global Ltd. LBTY · Entity 4116 | Exercise / conversionLiberty Global Restricted Share Units A · Derivative | 13,516 | $0.00 | $0.00 |
DisclosureSEC source: 0001570585-16-000839 · wf-form4a_147570476467709.xml · derivative · entry 2 Nair Balan · CIK 0001398905 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Liberty Global Class A · 13,516 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be. F1 · shares: The Reporting Person is amending the Form 4 originally filed to report a correction in the number of Restricted Share Units that vested. F3 · derivative.exercise_date: The Restricted Share Units vest on October 1, 2016. F3 · derivative.expiration_date: The Restricted Share Units vest on October 1, 2016. Read SEC document |
| October 01, 2016 Filed Oct 5, 2016 21:59 UTC Amendment | Liberty Global Ltd. LBTY · Entity 4116 | Exercise / conversionLiberty Global Class A | 13,516 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001570585-16-000839 · wf-form4a_147570476467709.xml · nonDerivative · entry 1 Nair Balan · CIK 0001398905 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,029 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Reporting Person is amending the Form 4 originally filed to report a correction in the number of Restricted Share Units that vested. F2 · price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be. Read SEC document |
| July 01, 2016 Filed Oct 4, 2016 21:47 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Restricted Share Units C · Derivative | 3,372 | $0.00 | $0.00 |
DisclosureSEC source: 0001570585-16-000836 · wf-form4_147561761637045.xml · derivative · entry 17 Nair Balan · CIK 0001398905 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,372 Underlying: LiLAC Class C · 3,372 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be. F5 · shares: As a result of the LiLAC Distribution, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received equity awards relating to LiLAC Group Class A ordinary shares and LiLAC Group Class C ordinary shares (each a "LiLAC Award") based on the corresponding class of Liberty Global Group equity awards. The terms of the LiLAC Award are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F4 · derivative.exercise_date: The Restricted Share Units vest on October 1, 2016. F4 · derivative.expiration_date: The Restricted Share Units vest on October 1, 2016. Read SEC document |
| July 01, 2016 Filed Oct 4, 2016 21:47 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Restricted Share Units A · Derivative | 1,686 | $0.00 | $0.00 |
DisclosureSEC source: 0001570585-16-000836 · wf-form4_147561761637045.xml · derivative · entry 15 Nair Balan · CIK 0001398905 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,686 Underlying: LiLAC Class A · 1,686 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be. F5 · shares: As a result of the LiLAC Distribution, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received equity awards relating to LiLAC Group Class A ordinary shares and LiLAC Group Class C ordinary shares (each a "LiLAC Award") based on the corresponding class of Liberty Global Group equity awards. The terms of the LiLAC Award are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F4 · derivative.exercise_date: The Restricted Share Units vest on October 1, 2016. F4 · derivative.expiration_date: The Restricted Share Units vest on October 1, 2016. Read SEC document |
| July 01, 2016 Filed Nov 8, 2016 22:50 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Appreciation Rights A · Derivative | 7,552 | $0.00 Strike: $39.48 | $0.00 |
DisclosureSEC source: 0001570585-16-000935 · wf-form4_147864544460499.xml · derivative · entry 8 Nair Balan · CIK 0001398905 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,552 Underlying: LiLAC Class A · 7,552 shares Expires 2023-05-01 F1 · kind: On July 1, 2016, the Issuer distributed, by means of a bonus issue, to each holder of Liberty Global Group ordinary shares, one share of the corresponding Class of the Issuer's LiLAC Group ordinary shares for every 8.01482 shares of that Class of the Issuer's Liberty Global Group ordinary shares held by such holder as of the distribution record date (the "LiLAC Distribution"). As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on his outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F6 · derivative.exercise_date: The SARs provide for vesting of 12.5% of the shares on November 1, 2016, and the remaining shares in 14 equal quarterly installments commencing February 1, 2017. Read SEC document |
| July 01, 2016 Filed Nov 8, 2016 22:50 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Appreciation Rights A · Derivative | 6,534 | $0.00 Strike: $50.55 | $0.00 |
DisclosureSEC source: 0001570585-16-000935 · wf-form4_147864544460499.xml · derivative · entry 7 Nair Balan · CIK 0001398905 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,534 Underlying: LiLAC Class A · 6,534 shares Expires 2022-05-01 F1 · kind: On July 1, 2016, the Issuer distributed, by means of a bonus issue, to each holder of Liberty Global Group ordinary shares, one share of the corresponding Class of the Issuer's LiLAC Group ordinary shares for every 8.01482 shares of that Class of the Issuer's Liberty Global Group ordinary shares held by such holder as of the distribution record date (the "LiLAC Distribution"). As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on his outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F5 · derivative.exercise_date: The SARs provide for vesting of 12.5% of the shares on November 1, 2015, and the remaining shares in 14 equal quarterly installments commencing February 1, 2016. Read SEC document |
| July 01, 2016 Filed Nov 8, 2016 22:50 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Appreciation Rights A · Derivative | 8,389 | $0.00 Strike: $38.94 | $0.00 |
DisclosureSEC source: 0001570585-16-000935 · wf-form4_147864544460499.xml · derivative · entry 6 Nair Balan · CIK 0001398905 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,389 Underlying: LiLAC Class A · 8,389 shares Expires 2021-05-01 F1 · kind: On July 1, 2016, the Issuer distributed, by means of a bonus issue, to each holder of Liberty Global Group ordinary shares, one share of the corresponding Class of the Issuer's LiLAC Group ordinary shares for every 8.01482 shares of that Class of the Issuer's Liberty Global Group ordinary shares held by such holder as of the distribution record date (the "LiLAC Distribution"). As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on his outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F4 · derivative.exercise_date: The SARS provide for vesting of 12.5% of the shares on November 1, 2014, and the remaining shares in 14 equal quarterly installments commencing February 1, 2015. Read SEC document |
| July 01, 2016 Filed Nov 8, 2016 22:50 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Appreciation Rights A · Derivative | 21,296 | $0.00 Strike: $33.35 | $0.00 |
DisclosureSEC source: 0001570585-16-000935 · wf-form4_147864544460499.xml · derivative · entry 5 Nair Balan · CIK 0001398905 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,296 Underlying: LiLAC Class A · 21,296 shares Expires 2020-06-24 F1 · kind: On July 1, 2016, the Issuer distributed, by means of a bonus issue, to each holder of Liberty Global Group ordinary shares, one share of the corresponding Class of the Issuer's LiLAC Group ordinary shares for every 8.01482 shares of that Class of the Issuer's Liberty Global Group ordinary shares held by such holder as of the distribution record date (the "LiLAC Distribution"). As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on his outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F2 · derivative.exercise_date: The SARs are immediately exercisable. Read SEC document |
| July 01, 2016 Filed Nov 8, 2016 22:50 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Appreciation Rights A · Derivative | 4,692 | $0.00 Strike: $35.44 | $0.00 |
DisclosureSEC source: 0001570585-16-000935 · wf-form4_147864544460499.xml · derivative · entry 4 Nair Balan · CIK 0001398905 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,692 Underlying: LiLAC Class A · 4,692 shares Expires 2020-05-01 F1 · kind: On July 1, 2016, the Issuer distributed, by means of a bonus issue, to each holder of Liberty Global Group ordinary shares, one share of the corresponding Class of the Issuer's LiLAC Group ordinary shares for every 8.01482 shares of that Class of the Issuer's Liberty Global Group ordinary shares held by such holder as of the distribution record date (the "LiLAC Distribution"). As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on his outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F3 · derivative.exercise_date: The SARS provide for vesting of 12.5% of the shares on November 1, 2013, and the remaining shares in 14 equal quarterly installments commencing February 1, 2014. Read SEC document |
| July 01, 2016 Filed Nov 8, 2016 22:50 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Appreciation Rights A · Derivative | 4,978 | $0.00 Strike: $23.91 | $0.00 |
DisclosureSEC source: 0001570585-16-000935 · wf-form4_147864544460499.xml · derivative · entry 3 Nair Balan · CIK 0001398905 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,978 Underlying: LiLAC Class A · 4,978 shares Expires 2019-05-01 F1 · kind: On July 1, 2016, the Issuer distributed, by means of a bonus issue, to each holder of Liberty Global Group ordinary shares, one share of the corresponding Class of the Issuer's LiLAC Group ordinary shares for every 8.01482 shares of that Class of the Issuer's Liberty Global Group ordinary shares held by such holder as of the distribution record date (the "LiLAC Distribution"). As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on his outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F2 · derivative.exercise_date: The SARs are immediately exercisable. Read SEC document |
| July 01, 2016 Filed Nov 8, 2016 22:50 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Appreciation Rights A · Derivative | 5,257 | $0.00 Strike: $22.25 | $0.00 |
DisclosureSEC source: 0001570585-16-000935 · wf-form4_147864544460499.xml · derivative · entry 2 Nair Balan · CIK 0001398905 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,257 Underlying: LiLAC Class A · 5,257 shares Expires 2018-05-01 F1 · kind: On July 1, 2016, the Issuer distributed, by means of a bonus issue, to each holder of Liberty Global Group ordinary shares, one share of the corresponding Class of the Issuer's LiLAC Group ordinary shares for every 8.01482 shares of that Class of the Issuer's Liberty Global Group ordinary shares held by such holder as of the distribution record date (the "LiLAC Distribution"). As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on his outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F2 · derivative.exercise_date: The SARs are immediately exercisable. Read SEC document |
| July 01, 2016 Filed Nov 8, 2016 22:50 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Appreciation Rights A · Derivative | 3,339 | $0.00 Strike: $13.16 | $0.00 |
DisclosureSEC source: 0001570585-16-000935 · wf-form4_147864544460499.xml · derivative · entry 1 Nair Balan · CIK 0001398905 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,339 Underlying: LiLAC Class A · 3,339 shares Expires 2017-05-01 F1 · kind: On July 1, 2016, the Issuer distributed, by means of a bonus issue, to each holder of Liberty Global Group ordinary shares, one share of the corresponding Class of the Issuer's LiLAC Group ordinary shares for every 8.01482 shares of that Class of the Issuer's Liberty Global Group ordinary shares held by such holder as of the distribution record date (the "LiLAC Distribution"). As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on his outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F2 · derivative.exercise_date: The SARs are immediately exercisable. Read SEC document |
| July 01, 2016 Filed Nov 8, 2016 22:51 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Appreciation Rights C · Derivative | 15,106 | $0.00 Strike: $39.71 | $0.00 |
DisclosureSEC source: 0001570585-16-000936 · wf-form4_147864546091571.xml · derivative · entry 13 Nair Balan · CIK 0001398905 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,106 Underlying: LiLAC Class C · 15,106 shares Expires 2023-05-01 F1 · kind: On July 1, 2016, the Issuer distributed, by means of a bonus issue, to each holder of Liberty Global Group ordinary shares, one share of the corresponding Class of the Issuer's LiLAC Group ordinary shares for every 8.01482 shares of that Class of the Issuer's Liberty Global Group ordinary shares held by such holder as of the distribution record date (the "LiLAC Distribution"). As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on his outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F6 · derivative.exercise_date: The SARs provide for vesting of 12.5% of the shares on November 1, 2016, and the remaining shares in 14 equal quarterly installments commencing February 1, 2017. Read SEC document |
| July 01, 2016 Filed Nov 8, 2016 22:51 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Appreciation Rights C · Derivative | 13,176 | $0.00 Strike: $50.84 | $0.00 |
DisclosureSEC source: 0001570585-16-000936 · wf-form4_147864546091571.xml · derivative · entry 12 Nair Balan · CIK 0001398905 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,176 Underlying: LiLAC Class C · 13,176 shares Expires 2022-05-01 F1 · kind: On July 1, 2016, the Issuer distributed, by means of a bonus issue, to each holder of Liberty Global Group ordinary shares, one share of the corresponding Class of the Issuer's LiLAC Group ordinary shares for every 8.01482 shares of that Class of the Issuer's Liberty Global Group ordinary shares held by such holder as of the distribution record date (the "LiLAC Distribution"). As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on his outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F5 · derivative.exercise_date: The SARs provide for vesting of 12.5% of the shares on November 1, 2015, and the remaining shares in 14 equal quarterly installments commencing February 1, 2016. Read SEC document |
| July 01, 2016 Filed Nov 8, 2016 22:51 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Appreciation Rights C · Derivative | 16,694 | $0.00 Strike: $38.65 | $0.00 |
DisclosureSEC source: 0001570585-16-000936 · wf-form4_147864546091571.xml · derivative · entry 11 Nair Balan · CIK 0001398905 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,694 Underlying: LiLAC Class C · 16,694 shares Expires 2021-05-01 F1 · kind: On July 1, 2016, the Issuer distributed, by means of a bonus issue, to each holder of Liberty Global Group ordinary shares, one share of the corresponding Class of the Issuer's LiLAC Group ordinary shares for every 8.01482 shares of that Class of the Issuer's Liberty Global Group ordinary shares held by such holder as of the distribution record date (the "LiLAC Distribution"). As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on his outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F4 · derivative.exercise_date: The SARS provide for vesting of 12.5% of the shares on November 1, 2014, and the remaining shares in 14 equal quarterly installments commencing February 1, 2015. Read SEC document |
| July 01, 2016 Filed Nov 8, 2016 22:51 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Appreciation Rights C · Derivative | 21,205 | $0.00 Strike: $34.29 | $0.00 |
DisclosureSEC source: 0001570585-16-000936 · wf-form4_147864546091571.xml · derivative · entry 10 Nair Balan · CIK 0001398905 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,205 Underlying: LiLAC Class C · 21,205 shares Expires 2020-06-24 F1 · kind: On July 1, 2016, the Issuer distributed, by means of a bonus issue, to each holder of Liberty Global Group ordinary shares, one share of the corresponding Class of the Issuer's LiLAC Group ordinary shares for every 8.01482 shares of that Class of the Issuer's Liberty Global Group ordinary shares held by such holder as of the distribution record date (the "LiLAC Distribution"). As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on his outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F2 · derivative.exercise_date: The SARs are immediately exercisable. Read SEC document |
| July 01, 2016 Filed Nov 8, 2016 22:51 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Appreciation Rights C · Derivative | 42,390 | $0.00 Strike: $32.42 | $0.00 |
DisclosureSEC source: 0001570585-16-000936 · wf-form4_147864546091571.xml · derivative · entry 9 Nair Balan · CIK 0001398905 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,390 Underlying: LiLAC Class C · 42,390 shares Expires 2020-06-24 F1 · kind: On July 1, 2016, the Issuer distributed, by means of a bonus issue, to each holder of Liberty Global Group ordinary shares, one share of the corresponding Class of the Issuer's LiLAC Group ordinary shares for every 8.01482 shares of that Class of the Issuer's Liberty Global Group ordinary shares held by such holder as of the distribution record date (the "LiLAC Distribution"). As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on his outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F2 · derivative.exercise_date: The SARs are immediately exercisable. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.