Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ADTRAN Holdings, Inc.ADTN · Entity 5331 | Director | December 31, 2025 | January 05, 2026 |
| CHARTER COMMUNICATIONS, INC. /MO/CHTR · Entity 1730 | Director | April 28, 2026 | April 28, 2026 |
| Liberty Latin America Ltd.LILA · Entity 4630 | Director · President and CEO | June 30, 2026 | August 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ADTRAN Holdings, Inc.
Report date December 31, 2025 · Filed January 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 125,373 |
Reported balance
After 2025-12-31 transaction · row 1
1 source rowRow 1 · 2025-12-31 · Grant · Acquired 13,809 · Balance 125,373 F1: Represents a restricted stock award grant that vests in full on the first anniversary of the date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a restricted stock award grant that vests in full on the first anniversary of the date of grant.
CHARTER COMMUNICATIONS, INC. /MO/
Report date April 28, 2026 · Filed April 28, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 12,029 |
Reported balance
After 2026-04-28 transaction · row 1
1 source rowRow 1 · 2026-04-28 · Purchase · Acquired 1,000 · Balance 12,029 |
Liberty Latin America Ltd.
Report date June 30, 2026 · Filed August 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class C Common SharesSEC Table I · non-derivative | Direct | 3,339,147 |
Ending reported balance
After 2026-06-30 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2026-06-30 · Grant · Acquired 803 · Balance 3,337,601 F1: These shares were acquired pursuant to the "match benefit" of ESPP in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). Row 2 · 2026-06-30 · Tax withholding · Disposed 449 · Balance 3,337,152 F2: Represents common shares that have been withheld by the Issuer to satisfy the tax liability in connection with the purchase of shares under the ESPP and its look-back feature and the issuance of shares pursuant to the "match benefit." Row 3 · 2026-06-30 · Grant · Acquired 2,049 · Balance 3,339,201 F3: These shares were acquired under the Liberty Latin America Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c). F4: The Employee Stock Purchase Plan's "look-back" feature was used to determine the purchase price for these shares. The "look-back" feature compares the closing price of the Issuer's Class C common shares on the first and last trading days of the January 1 - June 30, 2026 contribution period, with the lower of the two being used to determine the purchase price. Row 4 · 2026-06-30 · Tax withholding · Disposed 54 · Balance 3,339,147 F2: Represents common shares that have been withheld by the Issuer to satisfy the tax liability in connection with the purchase of shares under the ESPP and its look-back feature and the issuance of shares pursuant to the "match benefit." F4: The Employee Stock Purchase Plan's "look-back" feature was used to determine the purchase price for these shares. The "look-back" feature compares the closing price of the Issuer's Class C common shares on the first and last trading days of the January 1 - June 30, 2026 contribution period, with the lower of the two being used to determine the purchase price. |
| Series A Preference SharesSEC Table I · non-derivative | Direct | 394,988 |
Reported balance
After 2026-06-30 transaction · row 5
1 source rowRow 5 · 2026-06-30 · Other · Acquired 80 · Balance 394,988 F5: These Preferred Shares were acquired pursuant to the "match benefit" of the Liberty Latin America Employee Stock Purchase Plan and were issued at a rate of 0.10 Preferred Shares for each matching share of the Issuer's common stock credited to the reporting person under the plan. This transaction was exempt under Rule 16a-9. |
| Class C Common SharesSEC Table I · non-derivative | IndirectBy 401(k) Plan | 21,640 |
Reported balance
Holding disclosure · report date 2026-06-30 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 21,640 |
| Class C Common SharesSEC Table I · non-derivative | IndirectBy IRA | 1,139 |
Reported balance
Holding disclosure · report date 2026-06-30 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 1,139 |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were acquired pursuant to the "match benefit" of ESPP in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).
F2: Represents common shares that have been withheld by the Issuer to satisfy the tax liability in connection with the purchase of shares under the ESPP and its look-back feature and the issuance of shares pursuant to the "match benefit."
F3: These shares were acquired under the Liberty Latin America Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).
F4: The Employee Stock Purchase Plan's "look-back" feature was used to determine the purchase price for these shares. The "look-back" feature compares the closing price of the Issuer's Class C common shares on the first and last trading days of the January 1 - June 30, 2026 contribution period, with the lower of the two being used to determine the purchase price.
F5: These Preferred Shares were acquired pursuant to the "match benefit" of the Liberty Latin America Employee Stock Purchase Plan and were issued at a rate of 0.10 Preferred Shares for each matching share of the Issuer's common stock credited to the reporting person under the plan. This transaction was exempt under Rule 16a-9.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Liberty Global Ltd.
Report date December 31, 2017 · Filed February 15, 2018
Section 16 reporting ended · disclosed 2018-02-15. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| LiLAC Class CSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 1
1 source rowRow 1 · 2017-12-29 · Other · Disposed 61,903 · Balance 0 F1: Pursuant to the Split-Off (as described in the Remarks section), all of the outstanding ordinary shares of Liberty Global plc's (the "Issuer") Class A LiLAC ordinary shares, Class B LiLAC ordinary shares and Class C LiLAC ordinary shares were redesignated as deferred shares (with virtually no economic rights) and those deferred shares were transferred for no consideration to a third-party designee. The Split-Off was exempt pursuant to Rule 16b-7 under the Securities Exchange Act of 1934, as amended (the "Act"). |
| LiLAC Class CSEC Table I · non-derivative | IndirectBy 401(k) Plan | 0 |
Reported balance
After 2017-12-29 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2017-12-29 · Other · Disposed 1,139 · Balance 0 F1: Pursuant to the Split-Off (as described in the Remarks section), all of the outstanding ordinary shares of Liberty Global plc's (the "Issuer") Class A LiLAC ordinary shares, Class B LiLAC ordinary shares and Class C LiLAC ordinary shares were redesignated as deferred shares (with virtually no economic rights) and those deferred shares were transferred for no consideration to a third-party designee. The Split-Off was exempt pursuant to Rule 16b-7 under the Securities Exchange Act of 1934, as amended (the "Act"). |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $21.84 · Expires 2024-05-01 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-12-29 · Other · Disposed 14,240 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F3: The SARs provide for vesting of 12.5% of the shares on November 1, 2017, and the remaining shares in 14 equal quarterly installments commencing February 1, 2018. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $39.71 · Expires 2023-05-01 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2017-12-29 · Other · Disposed 15,106 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F4: The SARs provide for vesting of 12.5% of the shares on November 1, 2016, and the remaining shares in 14 equal quarterly installments commencing February 1, 2017. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $40.61 · Expires 2023-05-01 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2017-12-29 · Other · Disposed 6,052 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F4: The SARs provide for vesting of 12.5% of the shares on November 1, 2016, and the remaining shares in 14 equal quarterly installments commencing February 1, 2017. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $46.52 · Expires 2022-05-01 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2017-12-29 · Other · Disposed 5,359 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F5: The SARs provide for vesting of 12.5% of the shares on November 1, 2015, and the remaining shares in 14 equal quarterly installments commencing February 1, 2016. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $50.84 · Expires 2022-05-01 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2017-12-29 · Other · Disposed 13,176 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F5: The SARs provide for vesting of 12.5% of the shares on November 1, 2015, and the remaining shares in 14 equal quarterly installments commencing February 1, 2016. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $35.37 · Expires 2021-05-01 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2017-12-29 · Other · Disposed 6,690 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F6: The SARS provide for vesting of 12.5% of the shares on November 1, 2014, and the remaining shares in 14 equal quarterly installments commencing February 1, 2015. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $38.65 · Expires 2021-05-01 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2017-12-29 · Other · Disposed 16,694 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F6: The SARS provide for vesting of 12.5% of the shares on November 1, 2014, and the remaining shares in 14 equal quarterly installments commencing February 1, 2015. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $29.66 · Expires 2020-06-24 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2017-12-29 · Other · Disposed 16,985 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F7: The SARs are immediately exercisable. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $34.29 · Expires 2020-06-24 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2017-12-29 · Other · Disposed 21,205 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F7: The SARs are immediately exercisable. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $32.42 · Expires 2020-06-24 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2017-12-29 · Other · Disposed 42,390 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F7: The SARs are immediately exercisable. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $31.37 · Expires 2020-06-24 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2017-12-29 · Other · Disposed 8,492 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F7: The SARs are immediately exercisable. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $36.44 · Expires 2020-05-01 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2017-12-29 · Other · Disposed 4,670 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F7: The SARs are immediately exercisable. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $34.03 · Expires 2020-05-01 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2017-12-29 · Other · Disposed 9,343 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F7: The SARs are immediately exercisable. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $31.14 · Expires 2020-05-01 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2017-12-29 · Other · Disposed 3,744 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F7: The SARs are immediately exercisable. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $33.35 · Expires 2020-05-01 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · 2017-12-29 · Other · Disposed 1,872 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F7: The SARs are immediately exercisable. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $21.81 · Expires 2019-05-01 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 18
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 18 · 2017-12-29 · Other · Disposed 3,972 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F7: The SARs are immediately exercisable. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $22.51 · Expires 2019-05-01 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 19
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 19 · 2017-12-29 · Other · Disposed 1,986 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F7: The SARs are immediately exercisable. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $23.84 · Expires 2019-05-01 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 20
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 20 · 2017-12-29 · Other · Disposed 9,913 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F7: The SARs are immediately exercisable. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $24.60 · Expires 2019-05-01 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 21
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 21 · 2017-12-29 · Other · Disposed 4,956 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F7: The SARs are immediately exercisable. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $20.93 · Expires 2018-05-01 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 22
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 22 · 2017-12-29 · Other · Disposed 2,097 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F7: The SARs are immediately exercisable. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $21.96 · Expires 2018-05-01 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 23
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 23 · 2017-12-29 · Other · Disposed 10,468 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F7: The SARs are immediately exercisable. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $22.88 · Expires 2018-05-01 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 24
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 24 · 2017-12-29 · Other · Disposed 5,234 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F7: The SARs are immediately exercisable. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $20.09 · Expires 2018-05-01 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 25
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 25 · 2017-12-29 · Other · Disposed 4,194 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F7: The SARs are immediately exercisable. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Split-Off (as described in the Remarks section), all of the outstanding ordinary shares of Liberty Global plc's (the "Issuer") Class A LiLAC ordinary shares, Class B LiLAC ordinary shares and Class C LiLAC ordinary shares were redesignated as deferred shares (with virtually no economic rights) and those deferred shares were transferred for no consideration to a third-party designee. The Split-Off was exempt pursuant to Rule 16b-7 under the Securities Exchange Act of 1934, as amended (the "Act").
F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.
F3: The SARs provide for vesting of 12.5% of the shares on November 1, 2017, and the remaining shares in 14 equal quarterly installments commencing February 1, 2018.
F4: The SARs provide for vesting of 12.5% of the shares on November 1, 2016, and the remaining shares in 14 equal quarterly installments commencing February 1, 2017.
F5: The SARs provide for vesting of 12.5% of the shares on November 1, 2015, and the remaining shares in 14 equal quarterly installments commencing February 1, 2016.
F6: The SARS provide for vesting of 12.5% of the shares on November 1, 2014, and the remaining shares in 14 equal quarterly installments commencing February 1, 2015.
F7: The SARs are immediately exercisable.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 01, 2017 Filed Oct 3, 2017 21:28 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Exercise / conversionLiberty Global Restricted Share Units C · Derivative | 21,602 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001570585-17-000340 · wf-form4_150706611929786.xml · derivative · entry 12 Nair Balan · CIK 0001398905 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Liberty Global Class C · 21,602 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be. F1 · price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be. F2 · derivative.exercise_date: The Restricted Share Units vest on October 1, 2017. F2 · derivative.expiration_date: The Restricted Share Units vest on October 1, 2017. Read SEC document |
| October 01, 2017 Filed Oct 3, 2017 21:28 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Exercise / conversionLiberty Global Restricted Share Units A · Derivative | 10,801 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001570585-17-000340 · wf-form4_150706611929786.xml · derivative · entry 11 Nair Balan · CIK 0001398905 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Liberty Global Class A · 10,801 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be. F1 · price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be. F2 · derivative.exercise_date: The Restricted Share Units vest on October 1, 2017. F2 · derivative.expiration_date: The Restricted Share Units vest on October 1, 2017. Read SEC document |
| October 01, 2017 Filed Oct 3, 2017 21:28 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Tax withholdingLiLAC Class C | 1,760 | $23.30 | $41,008.00 |
DisclosureSEC source: 0001570585-17-000340 · wf-form4_150706611929786.xml · nonDerivative · entry 8 Nair Balan · CIK 0001398905 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,903 Read SEC document |
| October 01, 2017 Filed Oct 3, 2017 21:28 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Exercise / conversionLiLAC Class C | 3,775 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001570585-17-000340 · wf-form4_150706611929786.xml · nonDerivative · entry 7 Nair Balan · CIK 0001398905 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,663 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be. Read SEC document |
| October 01, 2017 Filed Oct 3, 2017 21:28 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Tax withholdingLiLAC Class A | 880 | $23.76 | $20,908.80 |
DisclosureSEC source: 0001570585-17-000340 · wf-form4_150706611929786.xml · nonDerivative · entry 6 Nair Balan · CIK 0001398905 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,195 Read SEC document |
| October 01, 2017 Filed Oct 3, 2017 21:28 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Exercise / conversionLiLAC Class A | 1,888 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001570585-17-000340 · wf-form4_150706611929786.xml · nonDerivative · entry 5 Nair Balan · CIK 0001398905 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,075 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be. Read SEC document |
| October 01, 2017 Filed Oct 3, 2017 21:28 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Tax withholdingLiberty Global Class C | 10,063 | $32.70 | $329,060.10 |
DisclosureSEC source: 0001570585-17-000340 · wf-form4_150706611929786.xml · nonDerivative · entry 4 Nair Balan · CIK 0001398905 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 366,105 Read SEC document |
| October 01, 2017 Filed Oct 3, 2017 21:28 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Exercise / conversionLiberty Global Class C | 21,602 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001570585-17-000340 · wf-form4_150706611929786.xml · nonDerivative · entry 3 Nair Balan · CIK 0001398905 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 376,168 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be. Read SEC document |
| October 01, 2017 Filed Oct 3, 2017 21:28 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Tax withholdingLiberty Global Class A | 5,032 | $33.91 | $170,635.12 |
DisclosureSEC source: 0001570585-17-000340 · wf-form4_150706611929786.xml · nonDerivative · entry 2 Nair Balan · CIK 0001398905 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,190 Read SEC document |
| October 01, 2017 Filed Oct 3, 2017 21:28 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Exercise / conversionLiberty Global Class A | 10,801 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001570585-17-000340 · wf-form4_150706611929786.xml · nonDerivative · entry 1 Nair Balan · CIK 0001398905 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,222 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be. Read SEC document |
| August 17, 2017 Filed Aug 21, 2017 18:59 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantDividend Equivalent Rights · Derivative | 16.74 | $0.00 | $0.00 |
DisclosureSEC source: 0001179022-17-000036 · edgar.xml · derivative · entry 1 Nair Balan · CIK 0001398905 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52.172 Underlying: Common Stock · 16.74 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock. Read SEC document |
| May 18, 2017 Filed May 22, 2017 20:41 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantDividend Equivalent Rights · Derivative | 18.73 | $0.00 | $0.00 |
DisclosureSEC source: 0001179022-17-000026 · edgar.xml · derivative · entry 1 Nair Balan · CIK 0001398905 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35.432 Underlying: Common Stock · 18.73 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock. Read SEC document |
| May 09, 2017 Filed May 11, 2017 21:26 UTC | Liberty Global Ltd. LBTY · Entity 4116 | PurchaseLiLAC Class A | 15,000 | $21.84 | $327,579.00 |
DisclosureSEC source: 0001570585-17-000163 · wf-form4_149453799147620.xml · nonDerivative · entry 1 Nair Balan · CIK 0001398905 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,187 F1 · price: The price reflects a weighted average of purchases made at prices ranging from $21.64 to $22.06. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price. Read SEC document |
| May 01, 2017 Filed May 3, 2017 21:32 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Exercise / conversionLiLAC Share Appreciation Rights C · Derivative | 3,323 | $0.00 Strike: $13.52 | $0.00 |
DisclosureSEC source: 0001570585-17-000143 · wf-form4_149384715602108.xml · derivative · entry 28 Nair Balan · CIK 0001398905 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class C · 3,323 shares Expires 2017-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The SARs are immediately exercisable. Read SEC document |
| May 01, 2017 Filed May 3, 2017 21:32 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Exercise / conversionLiLAC Share Appreciation Rights C · Derivative | 6,649 | $0.00 Strike: $13.40 | $0.00 |
DisclosureSEC source: 0001570585-17-000143 · wf-form4_149384715602108.xml · derivative · entry 27 Nair Balan · CIK 0001398905 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class C · 6,649 shares Expires 2017-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The SARs are immediately exercisable. Read SEC document |
| May 01, 2017 Filed May 3, 2017 21:32 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Exercise / conversionLiLAC Share Appreciation Rights C · Derivative | 1,332 | $0.00 Strike: $12.37 | $0.00 |
DisclosureSEC source: 0001570585-17-000143 · wf-form4_149384715602108.xml · derivative · entry 26 Nair Balan · CIK 0001398905 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class C · 1,332 shares Expires 2017-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The SARs are immediately exercisable. Read SEC document |
| May 01, 2017 Filed May 3, 2017 21:32 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Exercise / conversionLiLAC Share Appreciation Rights C · Derivative | 2,664 | $0.00 Strike: $12.26 | $0.00 |
DisclosureSEC source: 0001570585-17-000143 · wf-form4_149384715602108.xml · derivative · entry 25 Nair Balan · CIK 0001398905 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class C · 2,664 shares Expires 2017-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The SARs are immediately exercisable. Read SEC document |
| May 01, 2017 Filed May 3, 2017 21:32 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Exercise / conversionLiLAC Share Appreciation Rights A · Derivative | 3,339 | $0.00 Strike: $13.16 | $0.00 |
DisclosureSEC source: 0001570585-17-000143 · wf-form4_149384715602108.xml · derivative · entry 24 Nair Balan · CIK 0001398905 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class A · 3,339 shares Expires 2017-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The SARs are immediately exercisable. Read SEC document |
| May 01, 2017 Filed May 3, 2017 21:32 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Exercise / conversionLiLAC Share Appreciation Rights A · Derivative | 1,338 | $0.00 Strike: $11.84 | $0.00 |
DisclosureSEC source: 0001570585-17-000143 · wf-form4_149384715602108.xml · derivative · entry 23 Nair Balan · CIK 0001398905 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class A · 1,338 shares Expires 2017-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The SARs are immediately exercisable. Read SEC document |
| May 01, 2017 Filed May 3, 2017 21:32 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Exercise / conversionLiberty Global Share Appreciation Rights C · Derivative | 26,641 | $0.00 Strike: $10.78 | $0.00 |
DisclosureSEC source: 0001570585-17-000143 · wf-form4_149384715602108.xml · derivative · entry 22 Nair Balan · CIK 0001398905 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Liberty Global Class C · 26,641 shares Expires 2017-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The SARs are immediately exercisable. Read SEC document |
| May 01, 2017 Filed May 3, 2017 21:32 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Exercise / conversionLiberty Global Share Appreciation Rights C · Derivative | 53,296 | $0.00 Strike: $10.68 | $0.00 |
DisclosureSEC source: 0001570585-17-000143 · wf-form4_149384715602108.xml · derivative · entry 21 Nair Balan · CIK 0001398905 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Liberty Global Class C · 53,296 shares Expires 2017-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The SARs are immediately exercisable. Read SEC document |
| May 01, 2017 Filed May 3, 2017 21:32 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Exercise / conversionLiberty Global Share Appreciation Rights A · Derivative | 26,767 | $0.00 Strike: $10.93 | $0.00 |
DisclosureSEC source: 0001570585-17-000143 · wf-form4_149384715602108.xml · derivative · entry 20 Nair Balan · CIK 0001398905 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Liberty Global Class A · 26,767 shares Expires 2017-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The SARs are immediately exercisable. Read SEC document |
| May 01, 2017 Filed May 3, 2017 21:32 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Appreciation Rights C · Derivative | 14,240 | $0.00 Strike: $21.84 | $0.00 |
DisclosureSEC source: 0001570585-17-000143 · wf-form4_149384715602108.xml · derivative · entry 19 Nair Balan · CIK 0001398905 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,240 Underlying: LiLAC Class C · 14,240 shares Expires 2024-05-01 F1 · derivative.exercise_date: The SARs provide for vesting of 12.5% of the shares on November 1, 2017, and the remaining shares in 14 equal quarterly installments commencing February 1, 2018. Read SEC document |
| May 01, 2017 Filed May 3, 2017 21:32 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Appreciation Rights A · Derivative | 7,120 | $0.00 Strike: $21.43 | $0.00 |
DisclosureSEC source: 0001570585-17-000143 · wf-form4_149384715602108.xml · derivative · entry 18 Nair Balan · CIK 0001398905 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,120 Underlying: LiLAC Class A · 7,120 shares Expires 2024-05-01 F1 · derivative.exercise_date: The SARs provide for vesting of 12.5% of the shares on November 1, 2017, and the remaining shares in 14 equal quarterly installments commencing February 1, 2018. Read SEC document |
| May 01, 2017 Filed May 3, 2017 21:32 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiberty Global Share Appreciation Rights C · Derivative | 113,916 | $0.00 Strike: $34.80 | $0.00 |
DisclosureSEC source: 0001570585-17-000143 · wf-form4_149384715602108.xml · derivative · entry 17 Nair Balan · CIK 0001398905 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,916 Underlying: Liberty Global Class C · 113,916 shares Expires 2024-05-01 F1 · derivative.exercise_date: The SARs provide for vesting of 12.5% of the shares on November 1, 2017, and the remaining shares in 14 equal quarterly installments commencing February 1, 2018. Read SEC document |
| May 01, 2017 Filed May 3, 2017 21:32 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiberty Global Share Appreciation Rights A · Derivative | 56,958 | $0.00 Strike: $35.69 | $0.00 |
DisclosureSEC source: 0001570585-17-000143 · wf-form4_149384715602108.xml · derivative · entry 16 Nair Balan · CIK 0001398905 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,958 Underlying: Liberty Global Class A · 56,958 shares Expires 2024-05-01 F1 · derivative.exercise_date: The SARs provide for vesting of 12.5% of the shares on November 1, 2017, and the remaining shares in 14 equal quarterly installments commencing February 1, 2018. Read SEC document |
| May 01, 2017 Filed May 3, 2017 21:32 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Tax withholdingLiLAC Class C | 10,988 | $21.84 | $239,977.92 |
DisclosureSEC source: 0001570585-17-000143 · wf-form4_149384715602108.xml · nonDerivative · entry 13 Nair Balan · CIK 0001398905 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,888 Read SEC document |
| May 01, 2017 Filed May 3, 2017 21:32 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Exercise / conversionLiLAC Class C | 3,323 | $13.52 | $44,926.96 |
DisclosureSEC source: 0001570585-17-000143 · wf-form4_149384715602108.xml · nonDerivative · entry 12 Nair Balan · CIK 0001398905 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,876 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 01, 2017 Filed May 3, 2017 21:32 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Exercise / conversionLiLAC Class C | 6,649 | $13.40 | $89,096.60 |
DisclosureSEC source: 0001570585-17-000143 · wf-form4_149384715602108.xml · nonDerivative · entry 11 Nair Balan · CIK 0001398905 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,553 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 01, 2017 Filed May 3, 2017 21:32 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Exercise / conversionLiLAC Class C | 1,332 | $12.37 | $16,476.84 |
DisclosureSEC source: 0001570585-17-000143 · wf-form4_149384715602108.xml · nonDerivative · entry 10 Nair Balan · CIK 0001398905 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,904 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 01, 2017 Filed May 3, 2017 21:32 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Exercise / conversionLiLAC Class C | 2,664 | $12.26 | $32,660.64 |
DisclosureSEC source: 0001570585-17-000143 · wf-form4_149384715602108.xml · nonDerivative · entry 9 Nair Balan · CIK 0001398905 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,572 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 01, 2017 Filed May 3, 2017 21:32 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Tax withholdingLiLAC Class A | 3,670 | $21.43 | $78,648.10 |
DisclosureSEC source: 0001570585-17-000143 · wf-form4_149384715602108.xml · nonDerivative · entry 8 Nair Balan · CIK 0001398905 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,187 Read SEC document |
| May 01, 2017 Filed May 3, 2017 21:32 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Exercise / conversionLiLAC Class A | 3,339 | $13.16 | $43,941.24 |
DisclosureSEC source: 0001570585-17-000143 · wf-form4_149384715602108.xml · nonDerivative · entry 7 Nair Balan · CIK 0001398905 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,857 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 01, 2017 Filed May 3, 2017 21:32 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Exercise / conversionLiLAC Class A | 1,338 | $11.84 | $15,841.92 |
DisclosureSEC source: 0001570585-17-000143 · wf-form4_149384715602108.xml · nonDerivative · entry 6 Nair Balan · CIK 0001398905 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,518 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 01, 2017 Filed May 3, 2017 21:32 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Tax withholdingLiberty Global Class C | 50,381 | $34.80 | $1,753,258.80 |
DisclosureSEC source: 0001570585-17-000143 · wf-form4_149384715602108.xml · nonDerivative · entry 5 Nair Balan · CIK 0001398905 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 354,566 Read SEC document |
| May 01, 2017 Filed May 3, 2017 21:32 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Exercise / conversionLiberty Global Class C | 26,641 | $10.78 | $287,189.98 |
DisclosureSEC source: 0001570585-17-000143 · wf-form4_149384715602108.xml · nonDerivative · entry 4 Nair Balan · CIK 0001398905 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 404,947 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 01, 2017 Filed May 3, 2017 21:32 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Exercise / conversionLiberty Global Class C | 53,296 | $10.68 | $569,201.28 |
DisclosureSEC source: 0001570585-17-000143 · wf-form4_149384715602108.xml · nonDerivative · entry 3 Nair Balan · CIK 0001398905 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 378,306 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 01, 2017 Filed May 3, 2017 21:32 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Tax withholdingLiberty Global Class A | 16,848 | $35.69 | $601,305.12 |
DisclosureSEC source: 0001570585-17-000143 · wf-form4_149384715602108.xml · nonDerivative · entry 2 Nair Balan · CIK 0001398905 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,421 Read SEC document |
| May 01, 2017 Filed May 3, 2017 21:32 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Exercise / conversionLiberty Global Class A | 26,767 | $10.93 | $292,563.31 |
DisclosureSEC source: 0001570585-17-000143 · wf-form4_149384715602108.xml · nonDerivative · entry 1 Nair Balan · CIK 0001398905 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,269 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 25, 2017 Filed Apr 27, 2017 21:00 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | GrantClass A Common Stock | 349 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-17-000052 · edgar.xml · nonDerivative · entry 2 Nair Balan · CIK 0001398905 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,014 F2 · shares: Grant of Restricted Stock (price not applicable) under an election offered by Charter Communications, Inc. to its eligible non-employee directors to accept board retainer in stock in lieu of cash valued at $120,000 on date of grant, to fully vest on anniversary date of grant. Read SEC document |
| April 25, 2017 Filed Apr 27, 2017 21:00 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | GrantClass A Common Stock | 524 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-17-000052 · edgar.xml · nonDerivative · entry 1 Nair Balan · CIK 0001398905 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,665 F1 · shares: Grant of Restricted Stock (price not applicable) valued at $180,000 on the date of grant, to fully vest on the anniversary of the date of grant. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 21:42 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Exercise / conversionLiLAC Restricted Share Units C · Derivative | 3,774 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001570585-17-000110 · wf-form4_149134211918949.xml · derivative · entry 14 Nair Balan · CIK 0001398905 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,775 Underlying: LiLAC Class C · 3,774 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be. F1 · price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be. F3 · derivative.exercise_date: The Restricted Share Units vest in two equal semi-annual installments on April 1, 2017 and October 1, 2017. F3 · derivative.expiration_date: The Restricted Share Units vest in two equal semi-annual installments on April 1, 2017 and October 1, 2017. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 21:42 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Exercise / conversionLiLAC Restricted Share Units A · Derivative | 1,886 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001570585-17-000110 · wf-form4_149134211918949.xml · derivative · entry 13 Nair Balan · CIK 0001398905 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,888 Underlying: LiLAC Class A · 1,886 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be. F1 · price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be. F3 · derivative.exercise_date: The Restricted Share Units vest in two equal semi-annual installments on April 1, 2017 and October 1, 2017. F3 · derivative.expiration_date: The Restricted Share Units vest in two equal semi-annual installments on April 1, 2017 and October 1, 2017. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 21:42 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Exercise / conversionLiberty Global Restricted Share Units C · Derivative | 21,601 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001570585-17-000110 · wf-form4_149134211918949.xml · derivative · entry 12 Nair Balan · CIK 0001398905 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,602 Underlying: Liberty Global Class C · 21,601 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be. F1 · price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be. F3 · derivative.exercise_date: The Restricted Share Units vest in two equal semi-annual installments on April 1, 2017 and October 1, 2017. F3 · derivative.expiration_date: The Restricted Share Units vest in two equal semi-annual installments on April 1, 2017 and October 1, 2017. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 21:42 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Exercise / conversionLiberty Global Restricted Share Units A · Derivative | 10,800 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001570585-17-000110 · wf-form4_149134211918949.xml · derivative · entry 11 Nair Balan · CIK 0001398905 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,801 Underlying: Liberty Global Class A · 10,800 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be. F1 · price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be. F3 · derivative.exercise_date: The Restricted Share Units vest in two equal semi-annual installments on April 1, 2017 and October 1, 2017. F3 · derivative.expiration_date: The Restricted Share Units vest in two equal semi-annual installments on April 1, 2017 and October 1, 2017. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 21:42 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Tax withholdingLiLAC Class C | 1,759 | $23.04 | $40,527.36 |
DisclosureSEC source: 0001570585-17-000110 · wf-form4_149134211918949.xml · nonDerivative · entry 8 Nair Balan · CIK 0001398905 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,386 Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 21:42 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Exercise / conversionLiLAC Class C | 3,774 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001570585-17-000110 · wf-form4_149134211918949.xml · nonDerivative · entry 7 Nair Balan · CIK 0001398905 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,145 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 21:42 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Tax withholdingLiLAC Class A | 880 | $22.24 | $19,571.20 |
DisclosureSEC source: 0001570585-17-000110 · wf-form4_149134211918949.xml · nonDerivative · entry 6 Nair Balan · CIK 0001398905 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,920 Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 21:42 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Exercise / conversionLiLAC Class A | 1,887 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001570585-17-000110 · wf-form4_149134211918949.xml · nonDerivative · entry 5 Nair Balan · CIK 0001398905 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,800 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 21:42 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Tax withholdingLiberty Global Class C | 10,062 | $35.04 | $352,572.48 |
DisclosureSEC source: 0001570585-17-000110 · wf-form4_149134211918949.xml · nonDerivative · entry 4 Nair Balan · CIK 0001398905 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 310,571 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.