TapewireFind a company

person · Reporting owner

Nair Balan

Disclosed activity across 4 companies

Tapewire entity
27131
SEC CIK
0001398905

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ADTRAN Holdings, Inc.ADTN · Entity 5331DirectorDecember 31, 2025January 05, 2026
CHARTER COMMUNICATIONS, INC. /MO/CHTR · Entity 1730DirectorApril 28, 2026April 28, 2026
Liberty Latin America Ltd.LILA · Entity 4630Director · President and CEOJune 30, 2026August 03, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ADTRAN Holdings, Inc.

Report date December 31, 2025 · Filed January 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect125,373 Reported balance After 2025-12-31 transaction · row 1
1 source row

Row 1 · 2025-12-31 · Grant · Acquired 13,809 · Balance 125,373

F1: Represents a restricted stock award grant that vests in full on the first anniversary of the date of grant.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a restricted stock award grant that vests in full on the first anniversary of the date of grant.

CHARTER COMMUNICATIONS, INC. /MO/

Report date April 28, 2026 · Filed April 28, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect12,029 Reported balance After 2026-04-28 transaction · row 1
1 source row

Row 1 · 2026-04-28 · Purchase · Acquired 1,000 · Balance 12,029

Liberty Latin America Ltd.

Report date June 30, 2026 · Filed August 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class C Common SharesSEC Table I · non-derivativeDirect3,339,147 Ending reported balance After 2026-06-30 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2026-06-30 · Grant · Acquired 803 · Balance 3,337,601

F1: These shares were acquired pursuant to the "match benefit" of ESPP in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Row 2 · 2026-06-30 · Tax withholding · Disposed 449 · Balance 3,337,152

F2: Represents common shares that have been withheld by the Issuer to satisfy the tax liability in connection with the purchase of shares under the ESPP and its look-back feature and the issuance of shares pursuant to the "match benefit."

Row 3 · 2026-06-30 · Grant · Acquired 2,049 · Balance 3,339,201

F3: These shares were acquired under the Liberty Latin America Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).

F4: The Employee Stock Purchase Plan's "look-back" feature was used to determine the purchase price for these shares. The "look-back" feature compares the closing price of the Issuer's Class C common shares on the first and last trading days of the January 1 - June 30, 2026 contribution period, with the lower of the two being used to determine the purchase price.

Row 4 · 2026-06-30 · Tax withholding · Disposed 54 · Balance 3,339,147

F2: Represents common shares that have been withheld by the Issuer to satisfy the tax liability in connection with the purchase of shares under the ESPP and its look-back feature and the issuance of shares pursuant to the "match benefit."

F4: The Employee Stock Purchase Plan's "look-back" feature was used to determine the purchase price for these shares. The "look-back" feature compares the closing price of the Issuer's Class C common shares on the first and last trading days of the January 1 - June 30, 2026 contribution period, with the lower of the two being used to determine the purchase price.

Series A Preference SharesSEC Table I · non-derivativeDirect394,988 Reported balance After 2026-06-30 transaction · row 5
1 source row

Row 5 · 2026-06-30 · Other · Acquired 80 · Balance 394,988

F5: These Preferred Shares were acquired pursuant to the "match benefit" of the Liberty Latin America Employee Stock Purchase Plan and were issued at a rate of 0.10 Preferred Shares for each matching share of the Issuer's common stock credited to the reporting person under the plan. This transaction was exempt under Rule 16a-9.

Class C Common SharesSEC Table I · non-derivativeIndirectBy 401(k) Plan21,640 Reported balance Holding disclosure · report date 2026-06-30 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 21,640

Class C Common SharesSEC Table I · non-derivativeIndirectBy IRA1,139 Reported balance Holding disclosure · report date 2026-06-30 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 1,139

Filing footnotes · ownership attribution and instrument terms

F1: These shares were acquired pursuant to the "match benefit" of ESPP in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

F2: Represents common shares that have been withheld by the Issuer to satisfy the tax liability in connection with the purchase of shares under the ESPP and its look-back feature and the issuance of shares pursuant to the "match benefit."

F3: These shares were acquired under the Liberty Latin America Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).

F4: The Employee Stock Purchase Plan's "look-back" feature was used to determine the purchase price for these shares. The "look-back" feature compares the closing price of the Issuer's Class C common shares on the first and last trading days of the January 1 - June 30, 2026 contribution period, with the lower of the two being used to determine the purchase price.

F5: These Preferred Shares were acquired pursuant to the "match benefit" of the Liberty Latin America Employee Stock Purchase Plan and were issued at a rate of 0.10 Preferred Shares for each matching share of the Issuer's common stock credited to the reporting person under the plan. This transaction was exempt under Rule 16a-9.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Liberty Global Ltd.

Report date December 31, 2017 · Filed February 15, 2018

Section 16 reporting ended · disclosed 2018-02-15. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
LiLAC Class CSEC Table I · non-derivativeDirect0 Reported balance After 2017-12-29 transaction · row 1
1 source row

Row 1 · 2017-12-29 · Other · Disposed 61,903 · Balance 0

F1: Pursuant to the Split-Off (as described in the Remarks section), all of the outstanding ordinary shares of Liberty Global plc's (the "Issuer") Class A LiLAC ordinary shares, Class B LiLAC ordinary shares and Class C LiLAC ordinary shares were redesignated as deferred shares (with virtually no economic rights) and those deferred shares were transferred for no consideration to a third-party designee. The Split-Off was exempt pursuant to Rule 16b-7 under the Securities Exchange Act of 1934, as amended (the "Act").

LiLAC Class CSEC Table I · non-derivativeIndirectBy 401(k) Plan0 Reported balance After 2017-12-29 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2017-12-29 · Other · Disposed 1,139 · Balance 0

F1: Pursuant to the Split-Off (as described in the Remarks section), all of the outstanding ordinary shares of Liberty Global plc's (the "Issuer") Class A LiLAC ordinary shares, Class B LiLAC ordinary shares and Class C LiLAC ordinary shares were redesignated as deferred shares (with virtually no economic rights) and those deferred shares were transferred for no consideration to a third-party designee. The Split-Off was exempt pursuant to Rule 16b-7 under the Securities Exchange Act of 1934, as amended (the "Act").

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $21.84 · Expires 2024-05-01Direct0 Reported balance After 2017-12-29 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2017-12-29 · Other · Disposed 14,240 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F3: The SARs provide for vesting of 12.5% of the shares on November 1, 2017, and the remaining shares in 14 equal quarterly installments commencing February 1, 2018.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $39.71 · Expires 2023-05-01Direct0 Reported balance After 2017-12-29 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2017-12-29 · Other · Disposed 15,106 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F4: The SARs provide for vesting of 12.5% of the shares on November 1, 2016, and the remaining shares in 14 equal quarterly installments commencing February 1, 2017.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $40.61 · Expires 2023-05-01Direct0 Reported balance After 2017-12-29 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2017-12-29 · Other · Disposed 6,052 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F4: The SARs provide for vesting of 12.5% of the shares on November 1, 2016, and the remaining shares in 14 equal quarterly installments commencing February 1, 2017.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $46.52 · Expires 2022-05-01Direct0 Reported balance After 2017-12-29 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2017-12-29 · Other · Disposed 5,359 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F5: The SARs provide for vesting of 12.5% of the shares on November 1, 2015, and the remaining shares in 14 equal quarterly installments commencing February 1, 2016.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $50.84 · Expires 2022-05-01Direct0 Reported balance After 2017-12-29 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2017-12-29 · Other · Disposed 13,176 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F5: The SARs provide for vesting of 12.5% of the shares on November 1, 2015, and the remaining shares in 14 equal quarterly installments commencing February 1, 2016.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $35.37 · Expires 2021-05-01Direct0 Reported balance After 2017-12-29 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2017-12-29 · Other · Disposed 6,690 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F6: The SARS provide for vesting of 12.5% of the shares on November 1, 2014, and the remaining shares in 14 equal quarterly installments commencing February 1, 2015.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $38.65 · Expires 2021-05-01Direct0 Reported balance After 2017-12-29 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2017-12-29 · Other · Disposed 16,694 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F6: The SARS provide for vesting of 12.5% of the shares on November 1, 2014, and the remaining shares in 14 equal quarterly installments commencing February 1, 2015.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $29.66 · Expires 2020-06-24Direct0 Reported balance After 2017-12-29 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2017-12-29 · Other · Disposed 16,985 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7: The SARs are immediately exercisable.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $34.29 · Expires 2020-06-24Direct0 Reported balance After 2017-12-29 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2017-12-29 · Other · Disposed 21,205 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7: The SARs are immediately exercisable.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $32.42 · Expires 2020-06-24Direct0 Reported balance After 2017-12-29 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2017-12-29 · Other · Disposed 42,390 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7: The SARs are immediately exercisable.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $31.37 · Expires 2020-06-24Direct0 Reported balance After 2017-12-29 transaction · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · 2017-12-29 · Other · Disposed 8,492 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7: The SARs are immediately exercisable.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $36.44 · Expires 2020-05-01Direct0 Reported balance After 2017-12-29 transaction · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · 2017-12-29 · Other · Disposed 4,670 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7: The SARs are immediately exercisable.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $34.03 · Expires 2020-05-01Direct0 Reported balance After 2017-12-29 transaction · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · 2017-12-29 · Other · Disposed 9,343 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7: The SARs are immediately exercisable.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $31.14 · Expires 2020-05-01Direct0 Reported balance After 2017-12-29 transaction · row 16 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 16 · 2017-12-29 · Other · Disposed 3,744 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7: The SARs are immediately exercisable.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $33.35 · Expires 2020-05-01Direct0 Reported balance After 2017-12-29 transaction · row 17 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 17 · 2017-12-29 · Other · Disposed 1,872 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7: The SARs are immediately exercisable.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $21.81 · Expires 2019-05-01Direct0 Reported balance After 2017-12-29 transaction · row 18 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 18 · 2017-12-29 · Other · Disposed 3,972 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7: The SARs are immediately exercisable.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $22.51 · Expires 2019-05-01Direct0 Reported balance After 2017-12-29 transaction · row 19 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 19 · 2017-12-29 · Other · Disposed 1,986 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7: The SARs are immediately exercisable.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $23.84 · Expires 2019-05-01Direct0 Reported balance After 2017-12-29 transaction · row 20 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 20 · 2017-12-29 · Other · Disposed 9,913 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7: The SARs are immediately exercisable.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $24.60 · Expires 2019-05-01Direct0 Reported balance After 2017-12-29 transaction · row 21 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 21 · 2017-12-29 · Other · Disposed 4,956 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7: The SARs are immediately exercisable.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $20.93 · Expires 2018-05-01Direct0 Reported balance After 2017-12-29 transaction · row 22 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 22 · 2017-12-29 · Other · Disposed 2,097 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7: The SARs are immediately exercisable.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $21.96 · Expires 2018-05-01Direct0 Reported balance After 2017-12-29 transaction · row 23 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 23 · 2017-12-29 · Other · Disposed 10,468 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7: The SARs are immediately exercisable.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $22.88 · Expires 2018-05-01Direct0 Reported balance After 2017-12-29 transaction · row 24 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 24 · 2017-12-29 · Other · Disposed 5,234 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7: The SARs are immediately exercisable.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $20.09 · Expires 2018-05-01Direct0 Reported balance After 2017-12-29 transaction · row 25 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 25 · 2017-12-29 · Other · Disposed 4,194 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7: The SARs are immediately exercisable.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Split-Off (as described in the Remarks section), all of the outstanding ordinary shares of Liberty Global plc's (the "Issuer") Class A LiLAC ordinary shares, Class B LiLAC ordinary shares and Class C LiLAC ordinary shares were redesignated as deferred shares (with virtually no economic rights) and those deferred shares were transferred for no consideration to a third-party designee. The Split-Off was exempt pursuant to Rule 16b-7 under the Securities Exchange Act of 1934, as amended (the "Act").

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F3: The SARs provide for vesting of 12.5% of the shares on November 1, 2017, and the remaining shares in 14 equal quarterly installments commencing February 1, 2018.

F4: The SARs provide for vesting of 12.5% of the shares on November 1, 2016, and the remaining shares in 14 equal quarterly installments commencing February 1, 2017.

F5: The SARs provide for vesting of 12.5% of the shares on November 1, 2015, and the remaining shares in 14 equal quarterly installments commencing February 1, 2016.

F6: The SARS provide for vesting of 12.5% of the shares on November 1, 2014, and the remaining shares in 14 equal quarterly installments commencing February 1, 2015.

F7: The SARs are immediately exercisable.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2017 Filed Oct 3, 2017 21:28 UTC Liberty Global Ltd. LBTY · Entity 4116 Exercise / conversionLiberty Global Restricted Share Units C · Derivative 21,602 Not disclosed Not disclosed
Disclosure

SEC source: 0001570585-17-000340 · wf-form4_150706611929786.xml · derivative · entry 12

Nair Balan · CIK 0001398905 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Liberty Global Class C · 21,602 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be.

F1 · price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be.

F2 · derivative.exercise_date: The Restricted Share Units vest on October 1, 2017.

F2 · derivative.expiration_date: The Restricted Share Units vest on October 1, 2017.

Read SEC document
October 01, 2017 Filed Oct 3, 2017 21:28 UTC Liberty Global Ltd. LBTY · Entity 4116 Exercise / conversionLiberty Global Restricted Share Units A · Derivative 10,801 Not disclosed Not disclosed
Disclosure

SEC source: 0001570585-17-000340 · wf-form4_150706611929786.xml · derivative · entry 11

Nair Balan · CIK 0001398905 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Liberty Global Class A · 10,801 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be.

F1 · price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be.

F2 · derivative.exercise_date: The Restricted Share Units vest on October 1, 2017.

F2 · derivative.expiration_date: The Restricted Share Units vest on October 1, 2017.

Read SEC document
October 01, 2017 Filed Oct 3, 2017 21:28 UTC Liberty Global Ltd. LBTY · Entity 4116 Tax withholdingLiLAC Class C 1,760 $23.30 $41,008.00
Disclosure

SEC source: 0001570585-17-000340 · wf-form4_150706611929786.xml · nonDerivative · entry 8

Nair Balan · CIK 0001398905 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,903

Read SEC document
October 01, 2017 Filed Oct 3, 2017 21:28 UTC Liberty Global Ltd. LBTY · Entity 4116 Exercise / conversionLiLAC Class C 3,775 Not disclosed Not disclosed
Disclosure

SEC source: 0001570585-17-000340 · wf-form4_150706611929786.xml · nonDerivative · entry 7

Nair Balan · CIK 0001398905 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,663

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be.

Read SEC document
October 01, 2017 Filed Oct 3, 2017 21:28 UTC Liberty Global Ltd. LBTY · Entity 4116 Tax withholdingLiLAC Class A 880 $23.76 $20,908.80
Disclosure

SEC source: 0001570585-17-000340 · wf-form4_150706611929786.xml · nonDerivative · entry 6

Nair Balan · CIK 0001398905 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,195

Read SEC document
October 01, 2017 Filed Oct 3, 2017 21:28 UTC Liberty Global Ltd. LBTY · Entity 4116 Exercise / conversionLiLAC Class A 1,888 Not disclosed Not disclosed
Disclosure

SEC source: 0001570585-17-000340 · wf-form4_150706611929786.xml · nonDerivative · entry 5

Nair Balan · CIK 0001398905 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,075

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be.

Read SEC document
October 01, 2017 Filed Oct 3, 2017 21:28 UTC Liberty Global Ltd. LBTY · Entity 4116 Tax withholdingLiberty Global Class C 10,063 $32.70 $329,060.10
Disclosure

SEC source: 0001570585-17-000340 · wf-form4_150706611929786.xml · nonDerivative · entry 4

Nair Balan · CIK 0001398905 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 366,105

Read SEC document
October 01, 2017 Filed Oct 3, 2017 21:28 UTC Liberty Global Ltd. LBTY · Entity 4116 Exercise / conversionLiberty Global Class C 21,602 Not disclosed Not disclosed
Disclosure

SEC source: 0001570585-17-000340 · wf-form4_150706611929786.xml · nonDerivative · entry 3

Nair Balan · CIK 0001398905 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 376,168

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be.

Read SEC document
October 01, 2017 Filed Oct 3, 2017 21:28 UTC Liberty Global Ltd. LBTY · Entity 4116 Tax withholdingLiberty Global Class A 5,032 $33.91 $170,635.12
Disclosure

SEC source: 0001570585-17-000340 · wf-form4_150706611929786.xml · nonDerivative · entry 2

Nair Balan · CIK 0001398905 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,190

Read SEC document
October 01, 2017 Filed Oct 3, 2017 21:28 UTC Liberty Global Ltd. LBTY · Entity 4116 Exercise / conversionLiberty Global Class A 10,801 Not disclosed Not disclosed
Disclosure

SEC source: 0001570585-17-000340 · wf-form4_150706611929786.xml · nonDerivative · entry 1

Nair Balan · CIK 0001398905 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,222

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be.

Read SEC document
August 17, 2017 Filed Aug 21, 2017 18:59 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 GrantDividend Equivalent Rights · Derivative 16.74 $0.00 $0.00
Disclosure

SEC source: 0001179022-17-000036 · edgar.xml · derivative · entry 1

Nair Balan · CIK 0001398905 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52.172

Underlying: Common Stock · 16.74 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Read SEC document
May 18, 2017 Filed May 22, 2017 20:41 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 GrantDividend Equivalent Rights · Derivative 18.73 $0.00 $0.00
Disclosure

SEC source: 0001179022-17-000026 · edgar.xml · derivative · entry 1

Nair Balan · CIK 0001398905 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35.432

Underlying: Common Stock · 18.73 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Read SEC document
May 09, 2017 Filed May 11, 2017 21:26 UTC Liberty Global Ltd. LBTY · Entity 4116 PurchaseLiLAC Class A 15,000 $21.84 $327,579.00
Disclosure

SEC source: 0001570585-17-000163 · wf-form4_149453799147620.xml · nonDerivative · entry 1

Nair Balan · CIK 0001398905 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,187

F1 · price: The price reflects a weighted average of purchases made at prices ranging from $21.64 to $22.06. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price.

Read SEC document
May 01, 2017 Filed May 3, 2017 21:32 UTC Liberty Global Ltd. LBTY · Entity 4116 Exercise / conversionLiLAC Share Appreciation Rights C · Derivative 3,323 $0.00 Strike: $13.52 $0.00
Disclosure

SEC source: 0001570585-17-000143 · wf-form4_149384715602108.xml · derivative · entry 28

Nair Balan · CIK 0001398905 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 3,323 shares

Expires 2017-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
May 01, 2017 Filed May 3, 2017 21:32 UTC Liberty Global Ltd. LBTY · Entity 4116 Exercise / conversionLiLAC Share Appreciation Rights C · Derivative 6,649 $0.00 Strike: $13.40 $0.00
Disclosure

SEC source: 0001570585-17-000143 · wf-form4_149384715602108.xml · derivative · entry 27

Nair Balan · CIK 0001398905 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 6,649 shares

Expires 2017-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
May 01, 2017 Filed May 3, 2017 21:32 UTC Liberty Global Ltd. LBTY · Entity 4116 Exercise / conversionLiLAC Share Appreciation Rights C · Derivative 1,332 $0.00 Strike: $12.37 $0.00
Disclosure

SEC source: 0001570585-17-000143 · wf-form4_149384715602108.xml · derivative · entry 26

Nair Balan · CIK 0001398905 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 1,332 shares

Expires 2017-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
May 01, 2017 Filed May 3, 2017 21:32 UTC Liberty Global Ltd. LBTY · Entity 4116 Exercise / conversionLiLAC Share Appreciation Rights C · Derivative 2,664 $0.00 Strike: $12.26 $0.00
Disclosure

SEC source: 0001570585-17-000143 · wf-form4_149384715602108.xml · derivative · entry 25

Nair Balan · CIK 0001398905 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 2,664 shares

Expires 2017-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
May 01, 2017 Filed May 3, 2017 21:32 UTC Liberty Global Ltd. LBTY · Entity 4116 Exercise / conversionLiLAC Share Appreciation Rights A · Derivative 3,339 $0.00 Strike: $13.16 $0.00
Disclosure

SEC source: 0001570585-17-000143 · wf-form4_149384715602108.xml · derivative · entry 24

Nair Balan · CIK 0001398905 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class A · 3,339 shares

Expires 2017-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
May 01, 2017 Filed May 3, 2017 21:32 UTC Liberty Global Ltd. LBTY · Entity 4116 Exercise / conversionLiLAC Share Appreciation Rights A · Derivative 1,338 $0.00 Strike: $11.84 $0.00
Disclosure

SEC source: 0001570585-17-000143 · wf-form4_149384715602108.xml · derivative · entry 23

Nair Balan · CIK 0001398905 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class A · 1,338 shares

Expires 2017-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
May 01, 2017 Filed May 3, 2017 21:32 UTC Liberty Global Ltd. LBTY · Entity 4116 Exercise / conversionLiberty Global Share Appreciation Rights C · Derivative 26,641 $0.00 Strike: $10.78 $0.00
Disclosure

SEC source: 0001570585-17-000143 · wf-form4_149384715602108.xml · derivative · entry 22

Nair Balan · CIK 0001398905 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Liberty Global Class C · 26,641 shares

Expires 2017-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
May 01, 2017 Filed May 3, 2017 21:32 UTC Liberty Global Ltd. LBTY · Entity 4116 Exercise / conversionLiberty Global Share Appreciation Rights C · Derivative 53,296 $0.00 Strike: $10.68 $0.00
Disclosure

SEC source: 0001570585-17-000143 · wf-form4_149384715602108.xml · derivative · entry 21

Nair Balan · CIK 0001398905 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Liberty Global Class C · 53,296 shares

Expires 2017-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
May 01, 2017 Filed May 3, 2017 21:32 UTC Liberty Global Ltd. LBTY · Entity 4116 Exercise / conversionLiberty Global Share Appreciation Rights A · Derivative 26,767 $0.00 Strike: $10.93 $0.00
Disclosure

SEC source: 0001570585-17-000143 · wf-form4_149384715602108.xml · derivative · entry 20

Nair Balan · CIK 0001398905 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Liberty Global Class A · 26,767 shares

Expires 2017-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
May 01, 2017 Filed May 3, 2017 21:32 UTC Liberty Global Ltd. LBTY · Entity 4116 GrantLiLAC Share Appreciation Rights C · Derivative 14,240 $0.00 Strike: $21.84 $0.00
Disclosure

SEC source: 0001570585-17-000143 · wf-form4_149384715602108.xml · derivative · entry 19

Nair Balan · CIK 0001398905 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,240

Underlying: LiLAC Class C · 14,240 shares

Expires 2024-05-01

F1 · derivative.exercise_date: The SARs provide for vesting of 12.5% of the shares on November 1, 2017, and the remaining shares in 14 equal quarterly installments commencing February 1, 2018.

Read SEC document
May 01, 2017 Filed May 3, 2017 21:32 UTC Liberty Global Ltd. LBTY · Entity 4116 GrantLiLAC Share Appreciation Rights A · Derivative 7,120 $0.00 Strike: $21.43 $0.00
Disclosure

SEC source: 0001570585-17-000143 · wf-form4_149384715602108.xml · derivative · entry 18

Nair Balan · CIK 0001398905 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,120

Underlying: LiLAC Class A · 7,120 shares

Expires 2024-05-01

F1 · derivative.exercise_date: The SARs provide for vesting of 12.5% of the shares on November 1, 2017, and the remaining shares in 14 equal quarterly installments commencing February 1, 2018.

Read SEC document
May 01, 2017 Filed May 3, 2017 21:32 UTC Liberty Global Ltd. LBTY · Entity 4116 GrantLiberty Global Share Appreciation Rights C · Derivative 113,916 $0.00 Strike: $34.80 $0.00
Disclosure

SEC source: 0001570585-17-000143 · wf-form4_149384715602108.xml · derivative · entry 17

Nair Balan · CIK 0001398905 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,916

Underlying: Liberty Global Class C · 113,916 shares

Expires 2024-05-01

F1 · derivative.exercise_date: The SARs provide for vesting of 12.5% of the shares on November 1, 2017, and the remaining shares in 14 equal quarterly installments commencing February 1, 2018.

Read SEC document
May 01, 2017 Filed May 3, 2017 21:32 UTC Liberty Global Ltd. LBTY · Entity 4116 GrantLiberty Global Share Appreciation Rights A · Derivative 56,958 $0.00 Strike: $35.69 $0.00
Disclosure

SEC source: 0001570585-17-000143 · wf-form4_149384715602108.xml · derivative · entry 16

Nair Balan · CIK 0001398905 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,958

Underlying: Liberty Global Class A · 56,958 shares

Expires 2024-05-01

F1 · derivative.exercise_date: The SARs provide for vesting of 12.5% of the shares on November 1, 2017, and the remaining shares in 14 equal quarterly installments commencing February 1, 2018.

Read SEC document
May 01, 2017 Filed May 3, 2017 21:32 UTC Liberty Global Ltd. LBTY · Entity 4116 Tax withholdingLiLAC Class C 10,988 $21.84 $239,977.92
Disclosure

SEC source: 0001570585-17-000143 · wf-form4_149384715602108.xml · nonDerivative · entry 13

Nair Balan · CIK 0001398905 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,888

Read SEC document
May 01, 2017 Filed May 3, 2017 21:32 UTC Liberty Global Ltd. LBTY · Entity 4116 Exercise / conversionLiLAC Class C 3,323 $13.52 $44,926.96
Disclosure

SEC source: 0001570585-17-000143 · wf-form4_149384715602108.xml · nonDerivative · entry 12

Nair Balan · CIK 0001398905 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,876

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2017 Filed May 3, 2017 21:32 UTC Liberty Global Ltd. LBTY · Entity 4116 Exercise / conversionLiLAC Class C 6,649 $13.40 $89,096.60
Disclosure

SEC source: 0001570585-17-000143 · wf-form4_149384715602108.xml · nonDerivative · entry 11

Nair Balan · CIK 0001398905 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,553

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2017 Filed May 3, 2017 21:32 UTC Liberty Global Ltd. LBTY · Entity 4116 Exercise / conversionLiLAC Class C 1,332 $12.37 $16,476.84
Disclosure

SEC source: 0001570585-17-000143 · wf-form4_149384715602108.xml · nonDerivative · entry 10

Nair Balan · CIK 0001398905 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,904

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2017 Filed May 3, 2017 21:32 UTC Liberty Global Ltd. LBTY · Entity 4116 Exercise / conversionLiLAC Class C 2,664 $12.26 $32,660.64
Disclosure

SEC source: 0001570585-17-000143 · wf-form4_149384715602108.xml · nonDerivative · entry 9

Nair Balan · CIK 0001398905 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,572

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2017 Filed May 3, 2017 21:32 UTC Liberty Global Ltd. LBTY · Entity 4116 Tax withholdingLiLAC Class A 3,670 $21.43 $78,648.10
Disclosure

SEC source: 0001570585-17-000143 · wf-form4_149384715602108.xml · nonDerivative · entry 8

Nair Balan · CIK 0001398905 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,187

Read SEC document
May 01, 2017 Filed May 3, 2017 21:32 UTC Liberty Global Ltd. LBTY · Entity 4116 Exercise / conversionLiLAC Class A 3,339 $13.16 $43,941.24
Disclosure

SEC source: 0001570585-17-000143 · wf-form4_149384715602108.xml · nonDerivative · entry 7

Nair Balan · CIK 0001398905 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,857

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2017 Filed May 3, 2017 21:32 UTC Liberty Global Ltd. LBTY · Entity 4116 Exercise / conversionLiLAC Class A 1,338 $11.84 $15,841.92
Disclosure

SEC source: 0001570585-17-000143 · wf-form4_149384715602108.xml · nonDerivative · entry 6

Nair Balan · CIK 0001398905 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,518

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2017 Filed May 3, 2017 21:32 UTC Liberty Global Ltd. LBTY · Entity 4116 Tax withholdingLiberty Global Class C 50,381 $34.80 $1,753,258.80
Disclosure

SEC source: 0001570585-17-000143 · wf-form4_149384715602108.xml · nonDerivative · entry 5

Nair Balan · CIK 0001398905 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 354,566

Read SEC document
May 01, 2017 Filed May 3, 2017 21:32 UTC Liberty Global Ltd. LBTY · Entity 4116 Exercise / conversionLiberty Global Class C 26,641 $10.78 $287,189.98
Disclosure

SEC source: 0001570585-17-000143 · wf-form4_149384715602108.xml · nonDerivative · entry 4

Nair Balan · CIK 0001398905 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 404,947

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2017 Filed May 3, 2017 21:32 UTC Liberty Global Ltd. LBTY · Entity 4116 Exercise / conversionLiberty Global Class C 53,296 $10.68 $569,201.28
Disclosure

SEC source: 0001570585-17-000143 · wf-form4_149384715602108.xml · nonDerivative · entry 3

Nair Balan · CIK 0001398905 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 378,306

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2017 Filed May 3, 2017 21:32 UTC Liberty Global Ltd. LBTY · Entity 4116 Tax withholdingLiberty Global Class A 16,848 $35.69 $601,305.12
Disclosure

SEC source: 0001570585-17-000143 · wf-form4_149384715602108.xml · nonDerivative · entry 2

Nair Balan · CIK 0001398905 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,421

Read SEC document
May 01, 2017 Filed May 3, 2017 21:32 UTC Liberty Global Ltd. LBTY · Entity 4116 Exercise / conversionLiberty Global Class A 26,767 $10.93 $292,563.31
Disclosure

SEC source: 0001570585-17-000143 · wf-form4_149384715602108.xml · nonDerivative · entry 1

Nair Balan · CIK 0001398905 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,269

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 25, 2017 Filed Apr 27, 2017 21:00 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 GrantClass A Common Stock 349 $0.00 $0.00
Disclosure

SEC source: 0001091667-17-000052 · edgar.xml · nonDerivative · entry 2

Nair Balan · CIK 0001398905 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,014

F2 · shares: Grant of Restricted Stock (price not applicable) under an election offered by Charter Communications, Inc. to its eligible non-employee directors to accept board retainer in stock in lieu of cash valued at $120,000 on date of grant, to fully vest on anniversary date of grant.

Read SEC document
April 25, 2017 Filed Apr 27, 2017 21:00 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 GrantClass A Common Stock 524 $0.00 $0.00
Disclosure

SEC source: 0001091667-17-000052 · edgar.xml · nonDerivative · entry 1

Nair Balan · CIK 0001398905 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,665

F1 · shares: Grant of Restricted Stock (price not applicable) valued at $180,000 on the date of grant, to fully vest on the anniversary of the date of grant.

Read SEC document
April 01, 2017 Filed Apr 4, 2017 21:42 UTC Liberty Global Ltd. LBTY · Entity 4116 Exercise / conversionLiLAC Restricted Share Units C · Derivative 3,774 Not disclosed Not disclosed
Disclosure

SEC source: 0001570585-17-000110 · wf-form4_149134211918949.xml · derivative · entry 14

Nair Balan · CIK 0001398905 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,775

Underlying: LiLAC Class C · 3,774 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be.

F1 · price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be.

F3 · derivative.exercise_date: The Restricted Share Units vest in two equal semi-annual installments on April 1, 2017 and October 1, 2017.

F3 · derivative.expiration_date: The Restricted Share Units vest in two equal semi-annual installments on April 1, 2017 and October 1, 2017.

Read SEC document
April 01, 2017 Filed Apr 4, 2017 21:42 UTC Liberty Global Ltd. LBTY · Entity 4116 Exercise / conversionLiLAC Restricted Share Units A · Derivative 1,886 Not disclosed Not disclosed
Disclosure

SEC source: 0001570585-17-000110 · wf-form4_149134211918949.xml · derivative · entry 13

Nair Balan · CIK 0001398905 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,888

Underlying: LiLAC Class A · 1,886 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be.

F1 · price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be.

F3 · derivative.exercise_date: The Restricted Share Units vest in two equal semi-annual installments on April 1, 2017 and October 1, 2017.

F3 · derivative.expiration_date: The Restricted Share Units vest in two equal semi-annual installments on April 1, 2017 and October 1, 2017.

Read SEC document
April 01, 2017 Filed Apr 4, 2017 21:42 UTC Liberty Global Ltd. LBTY · Entity 4116 Exercise / conversionLiberty Global Restricted Share Units C · Derivative 21,601 Not disclosed Not disclosed
Disclosure

SEC source: 0001570585-17-000110 · wf-form4_149134211918949.xml · derivative · entry 12

Nair Balan · CIK 0001398905 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,602

Underlying: Liberty Global Class C · 21,601 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be.

F1 · price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be.

F3 · derivative.exercise_date: The Restricted Share Units vest in two equal semi-annual installments on April 1, 2017 and October 1, 2017.

F3 · derivative.expiration_date: The Restricted Share Units vest in two equal semi-annual installments on April 1, 2017 and October 1, 2017.

Read SEC document
April 01, 2017 Filed Apr 4, 2017 21:42 UTC Liberty Global Ltd. LBTY · Entity 4116 Exercise / conversionLiberty Global Restricted Share Units A · Derivative 10,800 Not disclosed Not disclosed
Disclosure

SEC source: 0001570585-17-000110 · wf-form4_149134211918949.xml · derivative · entry 11

Nair Balan · CIK 0001398905 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,801

Underlying: Liberty Global Class A · 10,800 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be.

F1 · price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be.

F3 · derivative.exercise_date: The Restricted Share Units vest in two equal semi-annual installments on April 1, 2017 and October 1, 2017.

F3 · derivative.expiration_date: The Restricted Share Units vest in two equal semi-annual installments on April 1, 2017 and October 1, 2017.

Read SEC document
April 01, 2017 Filed Apr 4, 2017 21:42 UTC Liberty Global Ltd. LBTY · Entity 4116 Tax withholdingLiLAC Class C 1,759 $23.04 $40,527.36
Disclosure

SEC source: 0001570585-17-000110 · wf-form4_149134211918949.xml · nonDerivative · entry 8

Nair Balan · CIK 0001398905 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,386

Read SEC document
April 01, 2017 Filed Apr 4, 2017 21:42 UTC Liberty Global Ltd. LBTY · Entity 4116 Exercise / conversionLiLAC Class C 3,774 Not disclosed Not disclosed
Disclosure

SEC source: 0001570585-17-000110 · wf-form4_149134211918949.xml · nonDerivative · entry 7

Nair Balan · CIK 0001398905 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,145

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be.

Read SEC document
April 01, 2017 Filed Apr 4, 2017 21:42 UTC Liberty Global Ltd. LBTY · Entity 4116 Tax withholdingLiLAC Class A 880 $22.24 $19,571.20
Disclosure

SEC source: 0001570585-17-000110 · wf-form4_149134211918949.xml · nonDerivative · entry 6

Nair Balan · CIK 0001398905 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,920

Read SEC document
April 01, 2017 Filed Apr 4, 2017 21:42 UTC Liberty Global Ltd. LBTY · Entity 4116 Exercise / conversionLiLAC Class A 1,887 Not disclosed Not disclosed
Disclosure

SEC source: 0001570585-17-000110 · wf-form4_149134211918949.xml · nonDerivative · entry 5

Nair Balan · CIK 0001398905 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be.

Read SEC document
April 01, 2017 Filed Apr 4, 2017 21:42 UTC Liberty Global Ltd. LBTY · Entity 4116 Tax withholdingLiberty Global Class C 10,062 $35.04 $352,572.48
Disclosure

SEC source: 0001570585-17-000110 · wf-form4_149134211918949.xml · nonDerivative · entry 4

Nair Balan · CIK 0001398905 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,571

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.