person · Reporting owner

James Catherine C.

Disclosed activity across 2 companies

Tapewire entity: 27125
SEC CIK: 0001530677

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
KINDER MORGAN, INC.KMI · Entity 2974	VP and General Counsel	July 31, 2026	August 03, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

KINDER MORGAN, INC.

Report date July 31, 2026 · Filed August 03, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class P Common StockSEC Table I · non-derivative	Direct	165,338	Ending reported balance After 2026-07-31 transaction · row 2 2 source rows · reconciled sequence Row 1 · 2026-07-31 · Exercise / conversion · Acquired 69,445 · Balance 192,098 F1: This transaction represents the settlement of restricted stock units in shares of Class P Common Stock on their scheduled vesting date. Row 2 · 2026-07-31 · Tax withholding · Disposed 26,760 · Balance 165,338 F2: Represents shares withheld by the issuer to satisfy tax withholding obligations upon the reported vesting of restricted stock units. F3: Closing price of Class P Common Stock on the date of vesting.
Restricted Stock UnitSEC Table II · derivative / convertible security	Direct	0	Reported balance After 2026-07-31 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2026-07-31 · Exercise / conversion · Disposed 69,445 · Balance 0 F5: Each restricted stock unit represents the right to receive, at settlement, one share of Class P Common Stock. F6: These restricted stock units vested on July 31, 2026.
Class P Common StockSEC Table I · non-derivative	IndirectBy Spouse	75	Reported balance Holding disclosure · report date 2026-07-31 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 75 F4: The reporting person disclaims any and all beneficial or pecuniary interest in the shares owned by her spouse.
Class P Common StockSEC Table I · non-derivative	IndirectBy 401(k) Plan	286	Reported balance Holding disclosure · report date 2026-07-31 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 286

Filing footnotes · ownership attribution and instrument terms

F1: This transaction represents the settlement of restricted stock units in shares of Class P Common Stock on their scheduled vesting date.

F2: Represents shares withheld by the issuer to satisfy tax withholding obligations upon the reported vesting of restricted stock units.

F3: Closing price of Class P Common Stock on the date of vesting.

F4: The reporting person disclaims any and all beneficial or pecuniary interest in the shares owned by her spouse.

F5: Each restricted stock unit represents the right to receive, at settlement, one share of Class P Common Stock.

F6: These restricted stock units vested on July 31, 2026.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

DYNEGY INC.

Report date April 09, 2018 · Filed April 11, 2018

Section 16 reporting ended · disclosed 2018-04-11. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosure context
Common StockSEC Table I · non-derivative	Direct	Reported balance After 2018-04-09 transaction · row 1 1 source row Row 1 · 2018-04-09 · Disposition to issuer · Disposed 93,337 · Balance 0 F1: Disposed of pursuant to the closing of the merger on April 9, 2018 (the "Effective Date") between Issuer and Vistra Energy Corp. (the "Merger") in exchange for 0.652 shares of Vistra Corp. stock having a market value of $20.83, closing price, per share on the Effective Date of the Merger.
Common Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.70	Direct	Reported balance After 2018-04-09 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2018-04-09 · Disposition to issuer · Disposed 70,215 · Balance 0 F2: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 45,780 shares of Vistra common stock for $28.68. The option will expire pursuant to the terms of the grant agreement.
Common Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $23.10	Direct	Reported balance After 2018-04-09 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2018-04-09 · Disposition to issuer · Disposed 27,028 · Balance 0 F3: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 17,622 shares of Vistra common stock for $35.43. The option will expire pursuant to the terms of the grant agreement.
Common Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $23.03	Direct	Reported balance After 2018-04-09 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2018-04-09 · Disposition to issuer · Disposed 33,841 · Balance 0 F4: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 22,064 shares of Vistra common stock for $35.32. The option will expire pursuant to the terms of the grant agreement.
Common Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $27.24	Direct	Reported balance After 2018-04-09 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2018-04-09 · Disposition to issuer · Disposed 28,590 · Balance 0 F5: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 18,640 shares of Vistra common stock for $41.78. The option will expire pursuant to the terms of the grant agreement.
Common Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.05	Direct	Reported balance After 2018-04-09 transaction · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · 2018-04-09 · Disposition to issuer · Disposed 52,561 · Balance 0 F6: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 34,269 shares of Vistra common stock for $16.95. The option will expire pursuant to the terms of the grant agreement.
Common Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.02	Direct	Reported balance After 2018-04-09 transaction · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · 2018-04-09 · Disposition to issuer · Disposed 57,278 · Balance 0 F7: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 37,345 shares of Vistra common stock for $12.30. The option will expire pursuant to the terms of the grant agreement.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	Reported balance After 2018-04-09 transaction · row 8 Instrument identity requires review; Table II rows are not merged. 1 source row Row 8 · 2018-04-09 · Disposition to issuer · Disposed 84,712 · Balance 0 F8: Restricted Stock Units convert into common stock on a one-for-one basis. Disposed of pursuant to the Merger in exchange for 0.652 shares of Vistra Restricted Stock Units having a market value of $20.83, closing price, per share on the Effective Date of the Merger. The Restricted Stock Units will vest pursuant to the terms of the Grant Agreements.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to the closing of the merger on April 9, 2018 (the "Effective Date") between Issuer and Vistra Energy Corp. (the "Merger") in exchange for 0.652 shares of Vistra Corp. stock having a market value of $20.83, closing price, per share on the Effective Date of the Merger.

F2: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 45,780 shares of Vistra common stock for $28.68. The option will expire pursuant to the terms of the grant agreement.

F3: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 17,622 shares of Vistra common stock for $35.43. The option will expire pursuant to the terms of the grant agreement.

F4: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 22,064 shares of Vistra common stock for $35.32. The option will expire pursuant to the terms of the grant agreement.

F5: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 18,640 shares of Vistra common stock for $41.78. The option will expire pursuant to the terms of the grant agreement.

F6: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 34,269 shares of Vistra common stock for $16.95. The option will expire pursuant to the terms of the grant agreement.

F7: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 37,345 shares of Vistra common stock for $12.30. The option will expire pursuant to the terms of the grant agreement.

F8: Restricted Stock Units convert into common stock on a one-for-one basis. Disposed of pursuant to the Merger in exchange for 0.652 shares of Vistra Restricted Stock Units having a market value of $20.83, closing price, per share on the Effective Date of the Merger. The Restricted Stock Units will vest pursuant to the terms of the Grant Agreements.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
July 31, 2026 Filed Aug 3, 2026 22:12 UTC	KINDER MORGAN, INC. KMI · Entity 2974	Exercise / conversionRestricted Stock Unit · Derivative	69,445	$0.00	$0.00	Disclosure SEC source: 0001506307-26-000103 · wk-form4_1785795175.xml · derivative · entry 5 James Catherine C. · CIK 0001530677 · VP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class P Common Stock · 69,445 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of Class P Common Stock. F6 · derivative.exercise_date: These restricted stock units vested on July 31, 2026. F6 · derivative.expiration_date: These restricted stock units vested on July 31, 2026. Read SEC document
July 31, 2026 Filed Aug 3, 2026 22:12 UTC	KINDER MORGAN, INC. KMI · Entity 2974	Tax withholdingClass P Common Stock	26,760	$32.18	$861,136.80	Disclosure SEC source: 0001506307-26-000103 · wk-form4_1785795175.xml · nonDerivative · entry 2 James Catherine C. · CIK 0001530677 · VP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 165,338 F2 · kind: Represents shares withheld by the issuer to satisfy tax withholding obligations upon the reported vesting of restricted stock units. F3 · price: Closing price of Class P Common Stock on the date of vesting. Read SEC document
July 31, 2026 Filed Aug 3, 2026 22:12 UTC	KINDER MORGAN, INC. KMI · Entity 2974	Exercise / conversionClass P Common Stock	69,445	$0.00	$0.00	Disclosure SEC source: 0001506307-26-000103 · wk-form4_1785795175.xml · nonDerivative · entry 1 James Catherine C. · CIK 0001530677 · VP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 192,098 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction represents the settlement of restricted stock units in shares of Class P Common Stock on their scheduled vesting date. Read SEC document
July 21, 2026 Filed Jul 23, 2026 22:17 UTC	KINDER MORGAN, INC. KMI · Entity 2974	GrantRestricted Stock Unit · Derivative	49,414	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001506307-26-000082 · wk-form4_1784845050.xml · derivative · entry 1 James Catherine C. · CIK 0001530677 · VP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,414 Underlying: Class P Common Stock · 49,414 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of Class P Common Stock. F2 · derivative.exercise_date: These restricted stock units are scheduled to vest on July 31, 2029, subject to achievement of certain performance goals. F2 · derivative.expiration_date: These restricted stock units are scheduled to vest on July 31, 2029, subject to achievement of certain performance goals. Read SEC document
July 31, 2025 Filed Aug 4, 2025 21:07 UTC	KINDER MORGAN, INC. KMI · Entity 2974	Exercise / conversionRestricted Stock Unit · Derivative	51,994	$0.00	$0.00	Disclosure SEC source: 0002013458-25-000064 · wk-form4_1754341617.xml · derivative · entry 5 James Catherine C. · CIK 0001530677 · VP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class P Common Stock · 51,994 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of Class P Common Stock. F1 · kind: This transaction represents the settlement of restricted stock units in shares of Class P Common Stock on their scheduled vesting date. F6 · derivative.exercise_date: These restricted stock units vested on July 31, 2025. F6 · derivative.expiration_date: These restricted stock units vested on July 31, 2025. Read SEC document
July 31, 2025 Filed Aug 4, 2025 21:07 UTC	KINDER MORGAN, INC. KMI · Entity 2974	Tax withholdingClass P Common Stock	19,951	$28.06	$559,825.06	Disclosure SEC source: 0002013458-25-000064 · wk-form4_1754341617.xml · nonDerivative · entry 2 James Catherine C. · CIK 0001530677 · VP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 122,653 F2 · kind: Represents shares withheld by the issuer to satisfy tax withholding obligations upon the reported vesting of restricted stock units. F3 · price: Closing price of Class P Common Stock on the date of vesting. Read SEC document
July 31, 2025 Filed Aug 4, 2025 21:07 UTC	KINDER MORGAN, INC. KMI · Entity 2974	Exercise / conversionClass P Common Stock	51,994	$0.00	$0.00	Disclosure SEC source: 0002013458-25-000064 · wk-form4_1754341617.xml · nonDerivative · entry 1 James Catherine C. · CIK 0001530677 · VP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 142,604 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction represents the settlement of restricted stock units in shares of Class P Common Stock on their scheduled vesting date. Read SEC document
July 15, 2025 Filed Jul 17, 2025 21:59 UTC	KINDER MORGAN, INC. KMI · Entity 2974	GrantRestricted Stock Unit · Derivative	46,529	$0.00	$0.00	Disclosure SEC source: 0002013458-25-000029 · wk-form4_1752789545.xml · derivative · entry 1 James Catherine C. · CIK 0001530677 · VP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,529 Underlying: Class P Common Stock · 46,529 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of Class P Common Stock. F2 · derivative.exercise_date: These restricted stock units are scheduled to vest on July 31, 2028, subject to achievement of certain performance goals. F2 · derivative.expiration_date: These restricted stock units are scheduled to vest on July 31, 2028, subject to achievement of certain performance goals. Read SEC document
July 31, 2024 Filed Aug 2, 2024 21:23 UTC	KINDER MORGAN, INC. KMI · Entity 2974	Exercise / conversionRestricted Stock Unit · Derivative	51,517	$0.00	$0.00	Disclosure SEC source: 0001506307-24-000103 · wk-form4_1722633795.xml · derivative · entry 5 James Catherine C. · CIK 0001530677 · VP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class P Common Stock · 51,517 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of Class P Common Stock. F1 · kind: This transaction represents the settlement of restricted stock units in shares of Class P Common Stock on their scheduled vesting date. F6 · derivative.exercise_date: These restricted stock units vested on July 31, 2024. F6 · derivative.expiration_date: These restricted stock units vested on July 31, 2024. Read SEC document
July 31, 2024 Filed Aug 2, 2024 21:23 UTC	KINDER MORGAN, INC. KMI · Entity 2974	Tax withholdingClass P Common Stock	19,091	$21.13	$403,392.83	Disclosure SEC source: 0001506307-24-000103 · wk-form4_1722633795.xml · nonDerivative · entry 2 James Catherine C. · CIK 0001530677 · VP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 90,610 F2 · kind: Represents shares withheld by the issuer to satisfy tax withholding obligations upon the reported vesting of restricted stock units. F3 · price: Closing price of Class P Common Stock on the date of vesting. Read SEC document
July 31, 2024 Filed Aug 2, 2024 21:23 UTC	KINDER MORGAN, INC. KMI · Entity 2974	Exercise / conversionClass P Common Stock	51,517	$0.00	$0.00	Disclosure SEC source: 0001506307-24-000103 · wk-form4_1722633795.xml · nonDerivative · entry 1 James Catherine C. · CIK 0001530677 · VP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 109,701 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction represents the settlement of restricted stock units in shares of Class P Common Stock on their scheduled vesting date. Read SEC document
July 16, 2024 Filed Jul 18, 2024 21:42 UTC	KINDER MORGAN, INC. KMI · Entity 2974	GrantRestricted Stock Unit · Derivative	59,289	$0.00	$0.00	Disclosure SEC source: 0001506307-24-000066 · wk-form4_1721338937.xml · derivative · entry 1 James Catherine C. · CIK 0001530677 · VP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,289 Underlying: Class P Common Stock · 59,289 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of Class P Common Stock. F2 · derivative.exercise_date: These restricted stock units are scheduled to vest on July 31, 2027, subject to achievement of certain performance goals. F2 · derivative.expiration_date: These restricted stock units are scheduled to vest on July 31, 2027, subject to achievement of certain performance goals. Read SEC document
July 31, 2023 Filed Aug 2, 2023 16:14 UTC	KINDER MORGAN, INC. KMI · Entity 2974	Exercise / conversionRestricted Stock Unit · Derivative	53,016	$0.00	$0.00	Disclosure SEC source: 0001506307-23-000101 · wk-form4_1690992857.xml · derivative · entry 5 James Catherine C. · CIK 0001530677 · VP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class P Common Stock · 53,016 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of Class P Common Stock. F1 · kind: This transaction represents the settlement of restricted stock units in shares of Class P Common Stock on their scheduled vesting date. F6 · derivative.exercise_date: These restricted stock units vested on July 31, 2023. F6 · derivative.expiration_date: These restricted stock units vested on July 31, 2023. Read SEC document
July 31, 2023 Filed Aug 2, 2023 16:14 UTC	KINDER MORGAN, INC. KMI · Entity 2974	Tax withholdingClass P Common Stock	19,487	$17.71	$345,114.77	Disclosure SEC source: 0001506307-23-000101 · wk-form4_1690992857.xml · nonDerivative · entry 2 James Catherine C. · CIK 0001530677 · VP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,184 F2 · kind: Represents shares withheld by the issuer to satisfy tax withholding obligations upon the reported vesting of restricted stock units. F3 · price: Closing price of Class P Common Stock on the date of vesting. Read SEC document
July 31, 2023 Filed Aug 2, 2023 16:14 UTC	KINDER MORGAN, INC. KMI · Entity 2974	Exercise / conversionClass P Common Stock	53,016	$0.00	$0.00	Disclosure SEC source: 0001506307-23-000101 · wk-form4_1690992857.xml · nonDerivative · entry 1 James Catherine C. · CIK 0001530677 · VP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 77,671 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction represents the settlement of restricted stock units in shares of Class P Common Stock on their scheduled vesting date. Read SEC document
July 18, 2023 Filed Jul 20, 2023 22:56 UTC	KINDER MORGAN, INC. KMI · Entity 2974	GrantRestricted Stock Unit · Derivative	69,445	$0.00	$0.00	Disclosure SEC source: 0001506307-23-000076 · wk-form4_1689893799.xml · derivative · entry 1 James Catherine C. · CIK 0001530677 · VP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 69,445 Underlying: Class P Common Stock · 69,445 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of Class P Common Stock. F2 · derivative.exercise_date: These restricted stock units are scheduled to vest on July 31, 2026, subject to achievement of certain performance goals. F2 · derivative.expiration_date: These restricted stock units are scheduled to vest on July 31, 2026, subject to achievement of certain performance goals. Read SEC document
July 31, 2022 Filed Aug 2, 2022 16:23 UTC	KINDER MORGAN, INC. KMI · Entity 2974	Exercise / conversionRestricted Stock Unit · Derivative	38,260	$0.00	$0.00	Disclosure SEC source: 0001506307-22-000093 · wf-form4_165945736760974.xml · derivative · entry 5 James Catherine C. · CIK 0001530677 · VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class P Common Stock · 38,260 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of Class P Common Stock. F1 · kind: This transaction represents the settlement of restricted stock units in shares of Class P Common Stock on their scheduled vesting date. F6 · derivative.exercise_date: These restricted stock units vested on July 31, 2022. F6 · derivative.expiration_date: These restricted stock units vested on July 31, 2022. Read SEC document
July 31, 2022 Filed Aug 2, 2022 16:23 UTC	KINDER MORGAN, INC. KMI · Entity 2974	Tax withholdingClass P Common Stock	13,732	$17.99	$247,038.68	Disclosure SEC source: 0001506307-22-000093 · wf-form4_165945736760974.xml · nonDerivative · entry 2 James Catherine C. · CIK 0001530677 · VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,655 F2 · kind: Represents shares withheld by the issuer to satisfy tax withholding obligations upon the reported vesting of restricted stock units. F3 · price: Closing price of Class P Common Stock on the last trading day before the vesting date. Read SEC document
July 31, 2022 Filed Aug 2, 2022 16:23 UTC	KINDER MORGAN, INC. KMI · Entity 2974	Exercise / conversionClass P Common Stock	38,260	$0.00	$0.00	Disclosure SEC source: 0001506307-22-000093 · wf-form4_165945736760974.xml · nonDerivative · entry 1 James Catherine C. · CIK 0001530677 · VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,387 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction represents the settlement of restricted stock units in shares of Class P Common Stock on their scheduled vesting date. Read SEC document
July 19, 2022 Filed Jul 20, 2022 22:38 UTC	KINDER MORGAN, INC. KMI · Entity 2974	GrantRestricted Stock Unit · Derivative	51,994	$0.00	$0.00	Disclosure SEC source: 0001506307-22-000077 · wf-form4_165835670941859.xml · derivative · entry 1 James Catherine C. · CIK 0001530677 · VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,994 Underlying: Class P Common Stock · 51,994 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of Class P Common Stock. F2 · derivative.exercise_date: These restricted stock units are scheduled to vest on July 31, 2025, subject to achievement of certain performance goals. F2 · derivative.expiration_date: These restricted stock units are scheduled to vest on July 31, 2025, subject to achievement of certain performance goals. Read SEC document
July 20, 2021 Filed Jul 22, 2021 20:48 UTC	KINDER MORGAN, INC. KMI · Entity 2974	GrantRestricted Stock Unit · Derivative	51,517	$0.00	$0.00	Disclosure SEC source: 0001506307-21-000073 · wf-form4_162698689531242.xml · derivative · entry 1 James Catherine C. · CIK 0001530677 · VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,517 Underlying: Class P Common Stock · 51,517 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of Class P Common Stock. F2 · derivative.exercise_date: These restricted stock units are scheduled to vest on July 31, 2024, subject to achievement of certain performance goals. F2 · derivative.expiration_date: These restricted stock units are scheduled to vest on July 31, 2024, subject to achievement of certain performance goals. Read SEC document
July 21, 2020 Filed Jul 23, 2020 22:53 UTC	KINDER MORGAN, INC. KMI · Entity 2974	GrantRestricted Stock Unit · Derivative	53,016	$0.00	$0.00	Disclosure SEC source: 0001506307-20-000060 · wf-form4_159554477800941.xml · derivative · entry 1 James Catherine C. · CIK 0001530677 · VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,016 Underlying: Class P Common Stock · 53,016 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of Class P Common Stock. F2 · derivative.exercise_date: These restricted stock units are scheduled to vest on July 31, 2023, subject to achievement of certain performance goals. F2 · derivative.expiration_date: These restricted stock units are scheduled to vest on July 31, 2023, subject to achievement of certain performance goals. Read SEC document
July 17, 2019 Filed Jul 18, 2019 21:18 UTC	KINDER MORGAN, INC. KMI · Entity 2974	GrantRestricted Stock Unit · Derivative	38,260	$0.00	$0.00	Disclosure SEC source: 0001506307-19-000118 · wf-form4_156348470557386.xml · derivative · entry 1 James Catherine C. · CIK 0001530677 · VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,260 Underlying: Class P Common Stock · 38,260 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of Class P Common Stock. F2 · derivative.exercise_date: These restricted stock units are scheduled to vest on July 31, 2022, subject to achievement of certain performance goals. F2 · derivative.expiration_date: These restricted stock units are scheduled to vest on July 31, 2022, subject to achievement of certain performance goals. Read SEC document
April 09, 2018 Filed Apr 11, 2018 10:40 UTC	DYNEGY INC. DYN · Entity 12803	Disposition to issuerRestricted Stock Units · Derivative	84,712	$0.00	$0.00	Disclosure SEC source: 0001140361-18-018144 · doc1.xml · derivative · entry 8 James Catherine C. · CIK 0001530677 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 84,712 shares Expires not disclosed F8 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis. Disposed of pursuant to the Merger in exchange for 0.652 shares of Vistra Restricted Stock Units having a market value of $20.83, closing price, per share on the Effective Date of the Merger. The Restricted Stock Units will vest pursuant to the terms of the Grant Agreements. F8 · derivative.exercise_date: Restricted Stock Units convert into common stock on a one-for-one basis. Disposed of pursuant to the Merger in exchange for 0.652 shares of Vistra Restricted Stock Units having a market value of $20.83, closing price, per share on the Effective Date of the Merger. The Restricted Stock Units will vest pursuant to the terms of the Grant Agreements. F8 · derivative.expiration_date: Restricted Stock Units convert into common stock on a one-for-one basis. Disposed of pursuant to the Merger in exchange for 0.652 shares of Vistra Restricted Stock Units having a market value of $20.83, closing price, per share on the Effective Date of the Merger. The Restricted Stock Units will vest pursuant to the terms of the Grant Agreements. Read SEC document
April 09, 2018 Filed Apr 11, 2018 10:40 UTC	DYNEGY INC. DYN · Entity 12803	Disposition to issuerCommon Stock Option (Right to Buy) · Derivative	57,278	Not disclosed Strike: $8.02	Not disclosed	Disclosure SEC source: 0001140361-18-018144 · doc1.xml · derivative · entry 7 James Catherine C. · CIK 0001530677 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 57,278 shares Expires not disclosed F7 · price: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 37,345 shares of Vistra common stock for $12.30. The option will expire pursuant to the terms of the grant agreement. F7 · derivative.exercise_date: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 37,345 shares of Vistra common stock for $12.30. The option will expire pursuant to the terms of the grant agreement. F7 · derivative.expiration_date: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 37,345 shares of Vistra common stock for $12.30. The option will expire pursuant to the terms of the grant agreement. Read SEC document
April 09, 2018 Filed Apr 11, 2018 10:40 UTC	DYNEGY INC. DYN · Entity 12803	Disposition to issuerCommon Stock Option (Right to Buy) · Derivative	52,561	Not disclosed Strike: $11.05	Not disclosed	Disclosure SEC source: 0001140361-18-018144 · doc1.xml · derivative · entry 6 James Catherine C. · CIK 0001530677 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 52,561 shares Expires not disclosed F6 · price: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 34,269 shares of Vistra common stock for $16.95. The option will expire pursuant to the terms of the grant agreement. F6 · derivative.exercise_date: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 34,269 shares of Vistra common stock for $16.95. The option will expire pursuant to the terms of the grant agreement. F6 · derivative.expiration_date: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 34,269 shares of Vistra common stock for $16.95. The option will expire pursuant to the terms of the grant agreement. Read SEC document
April 09, 2018 Filed Apr 11, 2018 10:40 UTC	DYNEGY INC. DYN · Entity 12803	Disposition to issuerCommon Stock Option (Right to Buy) · Derivative	28,590	Not disclosed Strike: $27.24	Not disclosed	Disclosure SEC source: 0001140361-18-018144 · doc1.xml · derivative · entry 5 James Catherine C. · CIK 0001530677 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 28,590 shares Expires not disclosed F5 · price: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 18,640 shares of Vistra common stock for $41.78. The option will expire pursuant to the terms of the grant agreement. F5 · derivative.exercise_date: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 18,640 shares of Vistra common stock for $41.78. The option will expire pursuant to the terms of the grant agreement. F5 · derivative.expiration_date: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 18,640 shares of Vistra common stock for $41.78. The option will expire pursuant to the terms of the grant agreement. Read SEC document
April 09, 2018 Filed Apr 11, 2018 10:40 UTC	DYNEGY INC. DYN · Entity 12803	Disposition to issuerCommon Stock Option (Right to Buy) · Derivative	33,841	Not disclosed Strike: $23.03	Not disclosed	Disclosure SEC source: 0001140361-18-018144 · doc1.xml · derivative · entry 4 James Catherine C. · CIK 0001530677 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 33,841 shares Expires not disclosed F4 · price: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 22,064 shares of Vistra common stock for $35.32. The option will expire pursuant to the terms of the grant agreement. F4 · derivative.exercise_date: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 22,064 shares of Vistra common stock for $35.32. The option will expire pursuant to the terms of the grant agreement. F4 · derivative.expiration_date: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 22,064 shares of Vistra common stock for $35.32. The option will expire pursuant to the terms of the grant agreement. Read SEC document
April 09, 2018 Filed Apr 11, 2018 10:40 UTC	DYNEGY INC. DYN · Entity 12803	Disposition to issuerCommon Stock Option (Right to Buy) · Derivative	27,028	Not disclosed Strike: $23.10	Not disclosed	Disclosure SEC source: 0001140361-18-018144 · doc1.xml · derivative · entry 3 James Catherine C. · CIK 0001530677 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 27,028 shares Expires not disclosed F3 · price: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 17,622 shares of Vistra common stock for $35.43. The option will expire pursuant to the terms of the grant agreement. F3 · derivative.exercise_date: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 17,622 shares of Vistra common stock for $35.43. The option will expire pursuant to the terms of the grant agreement. F3 · derivative.expiration_date: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 17,622 shares of Vistra common stock for $35.43. The option will expire pursuant to the terms of the grant agreement. Read SEC document
April 09, 2018 Filed Apr 11, 2018 10:40 UTC	DYNEGY INC. DYN · Entity 12803	Disposition to issuerCommon Stock Option (Right to Buy) · Derivative	70,215	Not disclosed Strike: $18.70	Not disclosed	Disclosure SEC source: 0001140361-18-018144 · doc1.xml · derivative · entry 2 James Catherine C. · CIK 0001530677 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 70,215 shares Expires not disclosed F2 · price: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 45,780 shares of Vistra common stock for $28.68. The option will expire pursuant to the terms of the grant agreement. F2 · derivative.exercise_date: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 45,780 shares of Vistra common stock for $28.68. The option will expire pursuant to the terms of the grant agreement. F2 · derivative.expiration_date: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 45,780 shares of Vistra common stock for $28.68. The option will expire pursuant to the terms of the grant agreement. Read SEC document
April 09, 2018 Filed Apr 11, 2018 10:40 UTC	DYNEGY INC. DYN · Entity 12803	Disposition to issuerCommon Stock	93,337	Not disclosed	Not disclosed	Disclosure SEC source: 0001140361-18-018144 · doc1.xml · nonDerivative · entry 1 James Catherine C. · CIK 0001530677 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Disposed of pursuant to the closing of the merger on April 9, 2018 (the "Effective Date") between Issuer and Vistra Energy Corp. (the "Merger") in exchange for 0.652 shares of Vistra Corp. stock having a market value of $20.83, closing price, per share on the Effective Date of the Merger. Read SEC document
March 08, 2018 Filed Mar 12, 2018 16:38 UTC	DYNEGY INC. DYN · Entity 12803	Exercise / conversionRestricted Stock Units · Derivative	9,700	$0.00	$0.00	Disclosure SEC source: 0001140361-18-013044 · doc1.xml · derivative · entry 3 James Catherine C. · CIK 0001530677 · Exec VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,712 Underlying: Common Stock · 9,700 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Dynegy Inc. common stock. F5 · derivative.exercise_date: On March 8, 2016, the reporting person was granted 29,101 restricted stock units representing the contingent right to receive for each restricted stock unit one share of Dynegy Inc. common stock or the cash equivalent of one share of common stock. The restricted stock units vest in three annual equal installments which began on March 8, 2017. F5 · derivative.expiration_date: On March 8, 2016, the reporting person was granted 29,101 restricted stock units representing the contingent right to receive for each restricted stock unit one share of Dynegy Inc. common stock or the cash equivalent of one share of common stock. The restricted stock units vest in three annual equal installments which began on March 8, 2017. Read SEC document
March 08, 2018 Filed Mar 12, 2018 16:38 UTC	DYNEGY INC. DYN · Entity 12803	Tax withholdingCommon Stock	3,621	$13.47	$48,774.87	Disclosure SEC source: 0001140361-18-013044 · doc1.xml · nonDerivative · entry 2 James Catherine C. · CIK 0001530677 · Exec VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,337 F2 · kind: These restricted stock units were withheld to pay the taxes applicable to the vesting of 9,700 units of restricted stock on March 8, 2018. F3 · price: Reflects closing stock price on March 8, 2018. F4 · balance_after: Amount includes 24,730 restricted stock units that vest in two annual equal installments beginning on March 1, 2019. Read SEC document
March 08, 2018 Filed Mar 12, 2018 16:38 UTC	DYNEGY INC. DYN · Entity 12803	Exercise / conversionCommon Stock	9,700	Not disclosed	Not disclosed	Disclosure SEC source: 0001140361-18-013044 · doc1.xml · nonDerivative · entry 1 James Catherine C. · CIK 0001530677 · Exec VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,958 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is the economic equivalent of one share of Dynegy Inc. common stock. Read SEC document
March 03, 2018 Filed Mar 6, 2018 17:01 UTC	DYNEGY INC. DYN · Entity 12803	Tax withholdingCommon Stock	1,440	$12.65	$18,216.00	Disclosure SEC source: 0001140361-18-012289 · doc1.xml · nonDerivative · entry 1 James Catherine C. · CIK 0001530677 · Exec VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,258 F1 · kind: These restricted stock units were withheld by Issuer to pay the taxes applicable to the vesting of 3,854 units of restricted stock on March 3, 2018. F2 · price: Reflects the closing stock price on March 2, 2018. F3 · balance_after: Amount includes 24,730 restricted stock units that vest in two annual equal installments beginning on March 1, 2019. Read SEC document
March 01, 2018 Filed Mar 5, 2018 16:38 UTC	DYNEGY INC. DYN · Entity 12803	Tax withholdingCommon Stock	4,666	$12.34	$57,578.44	Disclosure SEC source: 0001140361-18-011981 · doc1.xml · nonDerivative · entry 1 James Catherine C. · CIK 0001530677 · Exec VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,698 F1 · kind: These restricted stock units were withheld by Issuer to pay the taxes applicable to the vesting of 12,365 units of restricted stock on March 1, 2018. F2 · price: Reflects the closing stock price on March 1, 2018. F3 · balance_after: Amount includes 3,854 restricted stock units that vest on March 3, 2018 and 24,730 restricted stock units that vest in two annual equal installments beginning on March 1, 2019. Read SEC document
February 27, 2018 Filed Mar 1, 2018 17:04 UTC	DYNEGY INC. DYN · Entity 12803	GrantRestricted Stock Units · Derivative	75,011	$12.33	$924,885.63	Disclosure SEC source: 0001140361-18-011287 · doc1.xml · derivative · entry 2 James Catherine C. · CIK 0001530677 · Exec VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,412 Underlying: Common Stock · 75,011 shares Expires not disclosed F3 · derivative.exercise_price: Restricted stock unit grant pursuant to Rule 16(b)-3(d). Each restricted stock unit represents a contingent right to receive one share of Dynegy Inc. common stock or the cash equivalent of one share of common stock. Subject to certain exceptions as described in the award agreements, the restricted stock units vest in three annual equal installments beginning on February 27, 2019. The settlement of such units are anticipated to be settled in cash. F2 · date: The grants of the restricted stock units were approved by a committee of the Issuer's Board of Directors on February 27, 2018. F3 · derivative.exercise_date: Restricted stock unit grant pursuant to Rule 16(b)-3(d). Each restricted stock unit represents a contingent right to receive one share of Dynegy Inc. common stock or the cash equivalent of one share of common stock. Subject to certain exceptions as described in the award agreements, the restricted stock units vest in three annual equal installments beginning on February 27, 2019. The settlement of such units are anticipated to be settled in cash. F3 · derivative.expiration_date: Restricted stock unit grant pursuant to Rule 16(b)-3(d). Each restricted stock unit represents a contingent right to receive one share of Dynegy Inc. common stock or the cash equivalent of one share of common stock. Subject to certain exceptions as described in the award agreements, the restricted stock units vest in three annual equal installments beginning on February 27, 2019. The settlement of such units are anticipated to be settled in cash. Read SEC document
March 08, 2017 Filed Mar 9, 2017 17:17 UTC	DYNEGY INC. DYN · Entity 12803	Exercise / conversionRestricted Stock Units · Derivative	9,700	$0.00	$0.00	Disclosure SEC source: 0001140361-17-011237 · doc1.xml · derivative · entry 3 James Catherine C. · CIK 0001530677 · Exec VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,401 Underlying: Common Stock · 9,700 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Dynegy Inc. common stock. F5 · derivative.exercise_date: On March 8, 2016, the reporting person was granted 29,101 restricted stock units representing the contingent right to receive for each restricted stock unit one share of Dynegy Inc. common stock or the cash equivalent of one share of common stock. The restricted stock units vest in three annual equal installments beginning on March 8, 2017. F5 · derivative.expiration_date: On March 8, 2016, the reporting person was granted 29,101 restricted stock units representing the contingent right to receive for each restricted stock unit one share of Dynegy Inc. common stock or the cash equivalent of one share of common stock. The restricted stock units vest in three annual equal installments beginning on March 8, 2017. Read SEC document
March 08, 2017 Filed Mar 9, 2017 17:17 UTC	DYNEGY INC. DYN · Entity 12803	Tax withholdingCommon Stock	4,103	$7.62	$31,264.86	Disclosure SEC source: 0001140361-17-011237 · doc1.xml · nonDerivative · entry 2 James Catherine C. · CIK 0001530677 · Exec VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,364 F2 · kind: These restricted stock units were withheld to pay the taxes applicable to the vesting of 9,700 units of restricted stock on March 8, 2017. F3 · price: Reflects closing stock price on March 8, 2017. F4 · balance_after: Amount includes 3,854 restricted stock units that vest on March 3, 2018 and 37,095 restricted stock units that vest in three annual equal installments beginning on March 1, 2018. Read SEC document
March 08, 2017 Filed Mar 9, 2017 17:17 UTC	DYNEGY INC. DYN · Entity 12803	Exercise / conversionCommon Stock	9,700	Not disclosed	Not disclosed	Disclosure SEC source: 0001140361-17-011237 · doc1.xml · nonDerivative · entry 1 James Catherine C. · CIK 0001530677 · Exec VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,467 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is the economic equivalent of one share of Dynegy Inc. common stock. Read SEC document
March 03, 2017 Filed Mar 7, 2017 16:31 UTC	DYNEGY INC. DYN · Entity 12803	Tax withholdingCommon Stock	3,712	$8.29	$30,772.48	Disclosure SEC source: 0001140361-17-010876 · doc1.xml · nonDerivative · entry 1 James Catherine C. · CIK 0001530677 · Exec VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,767 F1 · kind: These restricted stock units were withheld by Issuer to pay the taxes applicable to the vesting of 8486 units of restricted stock on March 3, 2017. F2 · price: Reflects the closing stock price on March 3, 2017. F3 · balance_after: Amount includes 3,854 restricted stock units that vest on March 3, 2018 and 37,095 restricted stock units that vest in three annual equal installments beginning on March 1, 2018. Read SEC document
March 01, 2017 Filed Mar 3, 2017 17:23 UTC	DYNEGY INC. DYN · Entity 12803	GrantEmployee Stock Option (Right to Buy) · Derivative	57,278	$0.00 Strike: $8.02	$0.00	Disclosure SEC source: 0001140361-17-010604 · doc1.xml · derivative · entry 2 James Catherine C. · CIK 0001530677 · Exec VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,278 Underlying: Common Stock · 57,278 shares Expires 2027-03-01 F4 · date: The grants of the stock options were approved by a committee of the Issuer's Board of Directors on March 1, 2017. F5 · derivative.exercise_date: Option grant pursuant to rule 16b-3(d). The option becomes exercisable in three annual equal installments beginning March 1, 2018. Read SEC document
March 01, 2017 Filed Mar 3, 2017 17:23 UTC	DYNEGY INC. DYN · Entity 12803	GrantCommon Stock	37,095	$0.00	$0.00	Disclosure SEC source: 0001140361-17-010604 · doc1.xml · nonDerivative · entry 1 James Catherine C. · CIK 0001530677 · Exec VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,479 F1 · date: The grants of the restricted stock units were approved by a committee of the Issuer's Board of Directors on March 1, 2017. F2 · kind: Restricted stock unit grant pursuant to Rule 16b-3(d). Each restricted stock unit represents a contingent right to receive one share of Dynegy Inc. common stock. The restricted stock units vest in three annual equal installments beginning on March 1, 2017. F3 · balance_after: Amount includes 4,631 restricted stock units that vest on March 3, 2017 and 7,709 restricted stock units that vest in two annual equal installments beginning on March 3, 2017. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.