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HARRISON ANDREW R

Disclosed activity across 1 company

Tapewire entity
26999
SEC CIK
0001544030

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ALASKA AIR GROUP, INC.ALK · Entity 3976EVP AND CCOSeptember 22, 2026September 24, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ALASKA AIR GROUP, INC.

Report date September 22, 2026 · Filed September 24, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
COMMON STOCKSEC Table I · non-derivativeDirect25,528 Ending reported balance After 2026-09-22 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-09-22 · Exercise / conversion · Acquired 869 · Balance 26,397

F1: The transactions reported on Table I and Table II represent the simultaneous settlement of a portion of unvested RSUs and the subsequent withholding of the underlying shares by the Issuer solely to satisfy mandatory FICA and related payroll tax obligations triggered by the original RSU grant no longer being subject to a substantial risk of forfeiture. No actual shares of common stock were delivered to or sold by the Reporting Person. The remaining underlying RSUs continue to be unvested and subject to the original time-based vesting conditions the award was granted under. These transactions are exempt from Section 16(b) pursuant to Rule 16b-3(e).

F2: Each restricted stock unit (RSUs) represents a contingent right to receive one share of ALK common stock.

Row 2 · 2026-09-22 · Tax withholding · Disposed 869 · Balance 25,528

F1: The transactions reported on Table I and Table II represent the simultaneous settlement of a portion of unvested RSUs and the subsequent withholding of the underlying shares by the Issuer solely to satisfy mandatory FICA and related payroll tax obligations triggered by the original RSU grant no longer being subject to a substantial risk of forfeiture. No actual shares of common stock were delivered to or sold by the Reporting Person. The remaining underlying RSUs continue to be unvested and subject to the original time-based vesting conditions the award was granted under. These transactions are exempt from Section 16(b) pursuant to Rule 16b-3(e).

RESTRICTED STOCK UNITSSEC Table II · derivative / convertible securityDirect22,411 Reported balance After 2026-09-22 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-09-22 · Exercise / conversion · Disposed 869 · Balance 22,411

F2: Each restricted stock unit (RSUs) represents a contingent right to receive one share of ALK common stock.

F1: The transactions reported on Table I and Table II represent the simultaneous settlement of a portion of unvested RSUs and the subsequent withholding of the underlying shares by the Issuer solely to satisfy mandatory FICA and related payroll tax obligations triggered by the original RSU grant no longer being subject to a substantial risk of forfeiture. No actual shares of common stock were delivered to or sold by the Reporting Person. The remaining underlying RSUs continue to be unvested and subject to the original time-based vesting conditions the award was granted under. These transactions are exempt from Section 16(b) pursuant to Rule 16b-3(e).

F3: The RSUs being disposed were from a grant of 23,280 RSUs, that subsequent to the reported transaction will now vest in three annual installments as follows: 6,891 shares on February 10, 2027; 7,760 shares on February 10, 2028; and 7,760 shares on February 10, 2029.

Filing footnotes · ownership attribution and instrument terms

F1: The transactions reported on Table I and Table II represent the simultaneous settlement of a portion of unvested RSUs and the subsequent withholding of the underlying shares by the Issuer solely to satisfy mandatory FICA and related payroll tax obligations triggered by the original RSU grant no longer being subject to a substantial risk of forfeiture. No actual shares of common stock were delivered to or sold by the Reporting Person. The remaining underlying RSUs continue to be unvested and subject to the original time-based vesting conditions the award was granted under. These transactions are exempt from Section 16(b) pursuant to Rule 16b-3(e).

F2: Each restricted stock unit (RSUs) represents a contingent right to receive one share of ALK common stock.

F3: The RSUs being disposed were from a grant of 23,280 RSUs, that subsequent to the reported transaction will now vest in three annual installments as follows: 6,891 shares on February 10, 2027; 7,760 shares on February 10, 2028; and 7,760 shares on February 10, 2029.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 11, 2020 Filed Feb 13, 2020 21:42 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 Tax withholdingCOMMON STOCK 1,241 $64.55 $80,106.55
Disclosure

SEC source: 0001246360-20-000507 · form.xml · nonDerivative · entry 4

HARRISON ANDREW R · CIK 0001544030 · EVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,547

F5 · kind: SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF PERFORMANCE STOCK UNITS ON 2/11/2020.

F6 · shares: PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 21:42 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 Tax withholdingCOMMON STOCK 469 $64.55 $30,273.95
Disclosure

SEC source: 0001246360-20-000507 · form.xml · nonDerivative · entry 3

HARRISON ANDREW R · CIK 0001544030 · EVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,788

F5 · kind: SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF PERFORMANCE STOCK UNITS ON 2/11/2020.

F6 · shares: PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 21:42 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 GrantCOMMON STOCK 1,294 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-000507 · form.xml · nonDerivative · entry 2

HARRISON ANDREW R · CIK 0001544030 · EVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,257

F2 · kind: COMMON SHARES ISSUED UPON ATTAINING PERFORMANCE GOALS SET FOR A ONE-YEAR PERIOD ENDING 12/31/19 IN ACCORDANCE WITH THE TERMS OF A PERFORMANCE STOCK UNIT AWARD GRANTED ON 3/7/2017 UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN; PER APPROVAL BY THE BOARD'S COMPENSATION COMMITTEE ON 2/11/2020.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 21:42 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 GrantCOMMON STOCK 5,096 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-000507 · form.xml · nonDerivative · entry 1

HARRISON ANDREW R · CIK 0001544030 · EVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,963

F1 · kind: COMMON SHARES ISSUED UPON ATTAINING PERFORMANCE GOALS SET FOR A THREE-YEAR PERIOD ENDING 12/31/19 IN ACCORDANCE WITH THE TERMS OF A PERFORMANCE STOCK UNIT AWARD GRANTED ON 2/14/2017 UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN; PER APPROVAL BY THE BOARD'S COMPENSATION COMMITTEE ON 2/11/2020.

Read SEC document
May 16, 2019 Filed May 20, 2019 10:00 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 SaleCOMMON STOCK 4,700 $62.63 $294,347.84
Disclosure

SEC source: 0001246360-19-001490 · form.xml · nonDerivative · entry 1

HARRISON ANDREW R · CIK 0001544030 · EVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,867

F1 · shares: THE PRICE REPORTED IN COLUMN 4 IS A WEIGHTED AVERAGE PRICE. THESE SHARES SOLD IN MULTIPLE TRANSACTIONS AT PRICES RANGING FROM $62.6001 TO $62,6280, INCLUSIVE. THE REPORTING PERSON UNDERTAKES TO PROVIDE TO ALASKA AIR GROUP, ANY SECURITY HOLDER OF ALASKA AIR GROUP, OR THE STAFF OF THE SECURITIES AND EXCHANGE COMMISSION, UPON REQUEST, FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE WITHIN THE RANGES SET FORTH IN THIS FOOTNOTE.

Read SEC document
May 14, 2019 Filed May 14, 2019 22:14 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 SaleCOMMON STOCK 1,600 $61.53 $98,441.92
Disclosure

SEC source: 0001246360-19-001444 · form.xml · nonDerivative · entry 1

HARRISON ANDREW R · CIK 0001544030 · EVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,567

F1 · shares: THE PRICE REPORTED IN COLUMN 4 IS A WEIGHTED AVERAGE PRICE. THESE SHARES SOLD IN MULTIPLE TRANSACTIONS AT PRICES RANGING FROM $61.5433 TO $61.5262, INCLUSIVE. THE REPORTING PERSON UNDERTAKES TO PROVIDE TO ALASKA AIR GROUP, ANY SECURITY HOLDER OF ALASKA AIR GROUP, OR THE STAFF OF THE SECURITIES AND EXCHANGE COMMISSION, UPON REQUEST, FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE WITHIN THE RANGES SET FORTH IN THIS FOOTNOTE.

Read SEC document
February 21, 2019 Filed Feb 22, 2019 00:07 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 SaleCOMMON STOCK 4,000 $62.93 $251,736.40
Disclosure

SEC source: 0001246360-19-000726 · form.xml · nonDerivative · entry 1

HARRISON ANDREW R · CIK 0001544030 · EVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,167

F1 · shares: THE PRICE REPORTED IN COLUMN 4 IS A WEIGHTED AVERAGE PRICE. THESE SHARES SOLD IN MULTIPLE TRANSACTIONS AT PRICES RANGING FROM $62.9310 TO $62.9570, INCLUSIVE. THE REPORTING PERSON UNDERTAKES TO PROVIDE TO ALASKA AIR GROUP, ANY SECURITY HOLDER OF ALASKA AIR GROUP, OR THE STAFF OF THE SECURITIES AND EXCHANGE COMMISSION, UPON REQUEST, FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE WITHIN THE RANGES SET FORTH IN THIS FOOTNOTE.

Read SEC document
February 14, 2019 Filed Feb 20, 2019 00:00 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 GrantRESTRICTED STOCK UNITS · Derivative 5,290 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001246360-19-000681 · form.xml · derivative · entry 6

HARRISON ANDREW R · CIK 0001544030 · EVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,290

Underlying: COMMON STOCK · 5,290 shares

Expires 2029-02-14

F4 · derivative.exercise_date: RESTRICTED STOCK UNITS CLIFF VEST 3 YEARS FROM GRANT AND CONVERT INTO COMMON STOCK ON A ONE-FOR-ONE-BASIS.

Read SEC document
February 14, 2019 Filed Feb 20, 2019 00:00 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 GrantEMPLOYEE STOCK OPTION (RT TO BUY) · Derivative 20,280 $0.00 Strike: $66.57 $0.00
Disclosure

SEC source: 0001246360-19-000681 · form.xml · derivative · entry 5

HARRISON ANDREW R · CIK 0001544030 · EVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,280

Underlying: COMMON STOCK · 20,280 shares

Expires 2029-02-14

F3 · derivative.exercise_date: OPTIONS VEST IN 25% INCREMENTS OVER FOUR YEARS (02/14/2020, 02/14/2021, 02/14/2022 and 02/14/2023).

Read SEC document
February 14, 2019 Filed Feb 20, 2019 00:00 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 Tax withholdingCOMMON STOCK 510 $66.57 $33,950.70
Disclosure

SEC source: 0001246360-19-000681 · form.xml · nonDerivative · entry 4

HARRISON ANDREW R · CIK 0001544030 · EVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,167

F7 · kind: SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF PERFORMANCE STOCK UNITS ON 2/14/2019.

F6 · shares: PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES.

Read SEC document
February 14, 2019 Filed Feb 20, 2019 00:00 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 Tax withholdingCOMMON STOCK 2,410 $66.57 $160,433.70
Disclosure

SEC source: 0001246360-19-000681 · form.xml · nonDerivative · entry 3

HARRISON ANDREW R · CIK 0001544030 · EVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,677

F5 · kind: SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF PERFORMANCE STOCK UNITS ON 2/14/2019.

F6 · shares: PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES.

Read SEC document
February 14, 2019 Filed Feb 20, 2019 00:00 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 GrantCOMMON STOCK 1,294 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-000681 · form.xml · nonDerivative · entry 2

HARRISON ANDREW R · CIK 0001544030 · EVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,087

F2 · kind: COMMON SHARES ISSUED UPON ATTAINING PERFORMANCE GOALS SET FOR A ONE-YEAR PERIOD ENDING 12/31/18 IN ACCORDANCE WITH THE TERMS OF A PERFORMANCE STOCK UNIT AWARD GRANTED ON 3/7/2017 UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN; PER APPROVAL BY THE BOARD'S COMPENSATION COMMITTEE ON 2/14/2019.

Read SEC document
February 14, 2019 Filed Feb 20, 2019 00:00 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 GrantCOMMON STOCK 6,974 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-000681 · form.xml · nonDerivative · entry 1

HARRISON ANDREW R · CIK 0001544030 · EVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,793

F1 · kind: COMMON SHARES ISSUED UPON ATTAINING PERFORMANCE GOALS SET FOR A THREE-YEAR PERIOD ENDING 12/31/18 IN ACCORDANCE WITH THE TERMS OF A PERFORMANCE STOCK UNIT AWARD GRANTED ON 2/9/2016 UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN; PER APPROVAL BY THE BOARD'S COMPENSATION COMMITTEE ON 2/14/2019.

Read SEC document
February 09, 2019 Filed Feb 12, 2019 23:28 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 Tax withholdingCOMMON STOCK 743 $65.27 $48,495.61
Disclosure

SEC source: 0001246360-19-000566 · form.xml · nonDerivative · entry 1

HARRISON ANDREW R · CIK 0001544030 · EVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,819

F1 · security: TOTAL HELD IN COLUMN 5 PREVIOUSLY INCLUDED 3,050 UNVESTED RESTRICTED STOCK UNITS GRANTED ON 2/9/2016 UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN, WHICH VESTED ON 2/9/2019.

F2 · shares: PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES.

Read SEC document
October 29, 2018 Filed Oct 30, 2018 23:49 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 SaleCOMMON STOCK 930 $62.55 $58,170.57
Disclosure

SEC source: 0001246360-18-002445 · form.xml · nonDerivative · entry 1

HARRISON ANDREW R · CIK 0001544030 · EVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,562

F1 · security: TOTAL HELD IN COLUMN 5 INCLUDES 3,050 UNVESTED RESTRICTED STOCK UNITS GRANTED ON 2/9/2016 UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN.

Read SEC document
May 25, 2018 Filed May 25, 2018 22:28 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 SaleCOMMON STOCK 1,600 $61.87 $98,990.72
Disclosure

SEC source: 0001246360-18-001665 · form.xml · nonDerivative · entry 1

HARRISON ANDREW R · CIK 0001544030 · EVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,492

F1 · security: TOTAL HELD IN COLUMN 5 INCLUDES 3,050 UNVESTED RESTRICTED STOCK UNITS GRANTED ON 2/9/2016 UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN.

F2 · shares: THE PRICE REPORTED IN COLUMN 4 IS A WEIGHTED AVERAGE PRICE. THESE SHARES SOLD IN MULTIPLE TRANSACTIONS AT PRICES RANGING FROM $61.8620 TO $61.8830, INCLUSIVE. THE REPORTING PERSON UNDERTAKES TO PROVIDE TO ALASKA AIR GROUP, ANY SECURITY HOLDER OF ALASKA AIR GROUP, OR THE STAFF OF THE SECURITIES AND EXCHANGE COMMISSION, UPON REQUEST, FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE WITHIN THE RANGES SET FORTH IN THIS FOOTNOTE.

Read SEC document
March 08, 2018 Filed Mar 9, 2018 01:42 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 SaleCOMMON STOCK 2,350 $64.88 $152,473.64
Disclosure

SEC source: 0001246360-18-001054 · form.xml · nonDerivative · entry 1

HARRISON ANDREW R · CIK 0001544030 · EVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,092

F1 · security: TOTAL HELD IN COLUMN 5 INCLUDES 3,050 UNVESTED RESTRICTED STOCK UNITS GRANTED ON 2/9/2016 UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 02:21 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 GrantEMPLOYEE STOCK OPTION (RT TO BUY) · Derivative 17,660 $0.00 Strike: $66.89 $0.00
Disclosure

SEC source: 0001246360-18-000672 · form.xml · derivative · entry 6

HARRISON ANDREW R · CIK 0001544030 · EVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,660

Underlying: COMMON STOCK · 17,660 shares

Expires 2028-02-13

F2 · derivative.exercise_date: OPTIONS VEST IN 25% INCREMENTS OVER FOUR YEARS (02/13/2019, 02/13/2020, 02/13/2021 and 02/13/2022).

Read SEC document
February 13, 2018 Filed Feb 15, 2018 02:21 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 GrantRESTRICTED STOCK UNITS · Derivative 4,560 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001246360-18-000672 · form.xml · derivative · entry 5

HARRISON ANDREW R · CIK 0001544030 · EVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,560

Underlying: COMMON STOCK · 4,560 shares

Expires 2028-02-13

F1 · derivative.exercise_date: RESTRICTED STOCK UNITS CLIFF VEST 3 YEARS FROM GRANT AND CONVERT INTO COMMON STOCK ON A ONE-FOR-ONE-BASIS.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 02:21 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 Tax withholdingCOMMON STOCK 509 $66.89 $34,047.01
Disclosure

SEC source: 0001246360-18-000672 · form.xml · nonDerivative · entry 4

HARRISON ANDREW R · CIK 0001544030 · EVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,442

F3 · security: TOTAL HELD IN COLUMN 5 INCLUDES 3,050 UNVESTED RESTRICTED STOCK UNITS GRANTED ON 2/9/2016 UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN.

F8 · kind: SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF PERFORMANCE STOCK UNITS ON 2/13/2018.

F7 · shares: PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 02:21 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 Tax withholdingCOMMON STOCK 2,744 $66.89 $183,546.16
Disclosure

SEC source: 0001246360-18-000672 · form.xml · nonDerivative · entry 3

HARRISON ANDREW R · CIK 0001544030 · EVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,951

F3 · security: TOTAL HELD IN COLUMN 5 INCLUDES 3,050 UNVESTED RESTRICTED STOCK UNITS GRANTED ON 2/9/2016 UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN.

F6 · kind: SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF PERFORMANCE STOCK UNITS ON 2/13/2018.

F7 · shares: PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 02:21 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 GrantCOMMON STOCK 1,292 $0.00 $0.00
Disclosure

SEC source: 0001246360-18-000672 · form.xml · nonDerivative · entry 2

HARRISON ANDREW R · CIK 0001544030 · EVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,695

F3 · security: TOTAL HELD IN COLUMN 5 INCLUDES 3,050 UNVESTED RESTRICTED STOCK UNITS GRANTED ON 2/9/2016 UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN.

F5 · kind: COMMON SHARES ISSUED UPON ATTAINING PERFORMANCE GOALS SET FOR A ONE-YEAR PERIOD ENDING 12/31/17 IN ACCORDANCE WITH THE TERMS OF A PERFORMANCE STOCK UNIT AWARD GRANTED ON 3/7/2017 UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN; PER APPROVAL BY THE BOARD'S COMPENSATION COMMITTEE ON 2/13/2018.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 02:21 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 GrantCOMMON STOCK 8,265 $0.00 $0.00
Disclosure

SEC source: 0001246360-18-000672 · form.xml · nonDerivative · entry 1

HARRISON ANDREW R · CIK 0001544030 · EVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,403

F3 · security: TOTAL HELD IN COLUMN 5 INCLUDES 3,050 UNVESTED RESTRICTED STOCK UNITS GRANTED ON 2/9/2016 UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN.

F4 · kind: COMMON SHARES ISSUED UPON ATTAINING PERFORMANCE GOALS SET FOR A THREE-YEAR PERIOD ENDING 12/31/17 IN ACCORDANCE WITH THE TERMS OF A PERFORMANCE STOCK UNIT AWARD GRANTED ON 2/10/2015 UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN; PER APPROVAL BY THE BOARD'S COMPENSATION COMMITTEE ON 2/13/2018.

Read SEC document
February 10, 2018 Filed Feb 12, 2018 23:07 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 Tax withholdingCOMMON STOCK 670 $64.72 $43,362.40
Disclosure

SEC source: 0001246360-18-000584 · form.xml · nonDerivative · entry 1

HARRISON ANDREW R · CIK 0001544030 · EVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,138

F1 · security: TOTAL HELD IN COLUMN 5 INCLUDES 3,050 UNVESTED RESTRICTED STOCK UNITS GRANTED ON 2/9/2016 UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN.

Read SEC document
November 27, 2017 Filed Nov 28, 2017 00:42 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 SaleCOMMON STOCK 540 $65.53 $35,386.15
Disclosure

SEC source: 0001246360-17-003153 · form.xml · nonDerivative · entry 1

HARRISON ANDREW R · CIK 0001544030 · EVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,788

F1 · security: TOTAL HELD IN COLUMN 5 INCLUDES 2,750 and 3,050 UNVESTED RESTRICTED STOCK UNITS GRANTED ON 2/10/2015 and 2/9/2016, RESPECTIVELY, UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN.

Read SEC document
August 07, 2017 Filed Aug 8, 2017 00:14 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 SaleCOMMON STOCK 2,350 $86.03 $202,167.21
Disclosure

SEC source: 0001246360-17-002518 · form.xml · nonDerivative · entry 1

HARRISON ANDREW R · CIK 0001544030 · EVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,328

Read SEC document
May 12, 2017 Filed May 16, 2017 23:28 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 Tax withholdingCOMMON STOCK 688 $83.59 $57,509.92
Disclosure

SEC source: 0001246360-17-001886 · form.xml · nonDerivative · entry 1

HARRISON ANDREW R · CIK 0001544030 · EVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,678

F1 · security: INCLUDES 2,750 and 3,050 UNVESTED RESTRICTED STOCK UNITS GRANTED ON 2/10/2015 and 2/9/2016, RESPECTIVELY, UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN.

F2 · kind: COMMON SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF RESTRICTED STOCK UNITS ON 05/12/2017. AMOUNT PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF THE SHARES ON THE DATE OF FORFEITURE.

Read SEC document
February 14, 2017 Filed Feb 17, 2017 01:49 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 GrantEMPLOYEE STOCK OPTION (RT TO BUY) · Derivative 7,410 $0.00 Strike: $96.30 $0.00
Disclosure

SEC source: 0001246360-17-000815 · form.xml · derivative · entry 4

HARRISON ANDREW R · CIK 0001544030 · EVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,410

Underlying: COMMON STOCK · 7,410 shares

Expires 2027-02-14

F4 · derivative.exercise_date: OPTIONS VEST IN 25% INCREMENTS OVER FOUR YEARS (02/14/2018, 02/14/2019, 02/14/2020 and 02/14/2021).

Read SEC document
February 14, 2017 Filed Feb 17, 2017 01:49 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 GrantRESTRICTED STOCK UNITS · Derivative 3,230 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001246360-17-000815 · form.xml · derivative · entry 3

HARRISON ANDREW R · CIK 0001544030 · EVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,230

Underlying: COMMON STOCK · 3,230 shares

Expires 2027-02-14

F3 · derivative.exercise_price: RESTRICTED STOCK UNITS CONVERT INTO COMMON STOCK ON A ONE-FOR-ONE BASIS.

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February 14, 2017 Filed Feb 17, 2017 01:49 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 Tax withholdingCOMMON STOCK 1,203 $96.30 $115,848.90
Disclosure

SEC source: 0001246360-17-000815 · form.xml · nonDerivative · entry 2

HARRISON ANDREW R · CIK 0001544030 · EVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,366

F1 · security: INCLUDES 1,640, 2,750 and 3,050 UNVESTED RESTRICTED STOCK UNITS GRANTED ON 5/12/2014, 2/10/2015 and 2/9/2016, RESPECTIVELY, UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN.

F5 · kind: COMMON SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF PERFORMANCE STOCK UNITS ON 2/14/2017. AMOUNT PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF THE SHARES ON THE DATE OF FORFEITURE.

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February 14, 2017 Filed Feb 17, 2017 01:49 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 GrantCOMMON STOCK 2,892 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-000815 · form.xml · nonDerivative · entry 1

HARRISON ANDREW R · CIK 0001544030 · EVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,569

F1 · security: INCLUDES 1,640, 2,750 and 3,050 UNVESTED RESTRICTED STOCK UNITS GRANTED ON 5/12/2014, 2/10/2015 and 2/9/2016, RESPECTIVELY, UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN.

F2 · kind: COMMON SHARES ISSUED UPON ATTAINING PERFORMANCE GOALS SET FOR A THREE-YEAR PERIOD ENDING 12/31/2016 IN ACCORDANCE WITH THE TERMS OF A PERFORMANCE STOCK UNIT AWARD GRANTED ON 2/11/2014 UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN; PER APPROVAL BY THE BOARD'S COMPENSATION COMMITTEE ON 2/14/2017.

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February 13, 2017 Filed Feb 15, 2017 02:07 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 Exercise / conversionEMPLOYEE STOCK OPTION (RT TO BUY) · Derivative 1,573 $0.00 Strike: $65.37 $0.00
Disclosure

SEC source: 0001246360-17-000650 · form.xml · derivative · entry 15

HARRISON ANDREW R · CIK 0001544030 · EVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,145

Underlying: COMMON STOCK · 1,573 shares

Expires 2025-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: OPTIONS REMAINING WILL VEST AS FOLLOWS: 1,572 ON 2/10/2018 AND 1,573 ON 2/10/2019.

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February 13, 2017 Filed Feb 15, 2017 02:07 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 Exercise / conversionEMPLOYEE STOCK OPTION (RT TO BUY) · Derivative 840 $0.00 Strike: $38.76 $0.00
Disclosure

SEC source: 0001246360-17-000650 · form.xml · derivative · entry 14

HARRISON ANDREW R · CIK 0001544030 · EVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 840

Underlying: COMMON STOCK · 840 shares

Expires 2024-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: THE 840 OPTIONS REMAINING WILL VEST ON 2/11/2018.

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February 13, 2017 Filed Feb 15, 2017 02:07 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 Exercise / conversionEMPLOYEE STOCK OPTION (RT TO BUY) · Derivative 1,396 $0.00 Strike: $24.40 $0.00
Disclosure

SEC source: 0001246360-17-000650 · form.xml · derivative · entry 13

HARRISON ANDREW R · CIK 0001544030 · EVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 1,396 shares

Expires 2023-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 13, 2017 Filed Feb 15, 2017 02:07 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 SaleCOMMON STOCK 1,573 $97.60 $153,522.28
Disclosure

SEC source: 0001246360-17-000650 · form.xml · nonDerivative · entry 10

HARRISON ANDREW R · CIK 0001544030 · EVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,237

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February 13, 2017 Filed Feb 15, 2017 02:07 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 Exercise / conversionCOMMON STOCK 1,573 $65.37 $102,827.01
Disclosure

SEC source: 0001246360-17-000650 · form.xml · nonDerivative · entry 9

HARRISON ANDREW R · CIK 0001544030 · EVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,810

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 13, 2017 Filed Feb 15, 2017 02:07 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 Exercise / conversionCOMMON STOCK 840 $38.76 $32,554.20
Disclosure

SEC source: 0001246360-17-000650 · form.xml · nonDerivative · entry 8

HARRISON ANDREW R · CIK 0001544030 · EVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,237

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 13, 2017 Filed Feb 15, 2017 02:07 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 Exercise / conversionCOMMON STOCK 1,396 $24.40 $34,062.40
Disclosure

SEC source: 0001246360-17-000650 · form.xml · nonDerivative · entry 7

HARRISON ANDREW R · CIK 0001544030 · EVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,397

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 11, 2017 Filed Feb 15, 2017 02:07 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 Tax withholdingCOMMON STOCK 487 $97.35 $47,409.45
Disclosure

SEC source: 0001246360-17-000650 · form.xml · nonDerivative · entry 6

HARRISON ANDREW R · CIK 0001544030 · EVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,001

F5 · kind: COMMON SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF RESTRICTED STOCK UNITS.

F6 · shares: PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF THE SHARES ON THE DATE OF FORFEITURE.

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February 11, 2017 Filed Feb 15, 2017 02:07 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 OtherRESTRICTED STOCK UNIT 1,780 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-000650 · form.xml · nonDerivative · entry 5

HARRISON ANDREW R · CIK 0001544030 · EVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,440

F4 · kind: FULLY VESTED RESTRICTED STOCK UNITS ISSUED IN ALASKA AIR GROUP COMMON STOCK.

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February 11, 2017 Filed Feb 15, 2017 02:07 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 GrantCOMMON STOCK 1,760 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-000650 · form.xml · nonDerivative · entry 4

HARRISON ANDREW R · CIK 0001544030 · EVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,488

F3 · kind: COMMON SHARES ACQUIRED UPON VESTING OF RESTRICTED STOCK UNITS AWARDED UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN.

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February 11, 2017 Filed Feb 12, 2018 22:21 UTC Amendment ALASKA AIR GROUP, INC. ALK · Entity 3976 GrantCOMMON STOCK 1,780 $0.00 $0.00
Disclosure

SEC source: 0001246360-18-000575 · form.xml · nonDerivative · entry 1

HARRISON ANDREW R · CIK 0001544030 · EVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,508

F1 · shares: COMMON SHARES ACQUIRED UPON VESTING OF RESTRICTED STOCK UNITS WAS UNDERSTATED. THE AMOUNT WAS REPORTED AS 1760, BUT 1780 SHARES WERE ACQUIRED.

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February 10, 2017 Filed Feb 15, 2017 02:07 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 Exercise / conversionEMPLOYEE STOCK OPTION (RT TO BUY) · Derivative 180 $0.00 Strike: $38.76 $0.00
Disclosure

SEC source: 0001246360-17-000650 · form.xml · derivative · entry 12

HARRISON ANDREW R · CIK 0001544030 · EVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,680

Underlying: COMMON STOCK · 180 shares

Expires 2024-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: THE 840 OPTIONS REMAINING WILL VEST ON 2/11/2018.

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February 10, 2017 Filed Feb 15, 2017 02:07 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 Exercise / conversionEMPLOYEE STOCK OPTION (RT TO BUY) · Derivative 1,827 $0.00 Strike: $65.63 $0.00
Disclosure

SEC source: 0001246360-17-000650 · form.xml · derivative · entry 11

HARRISON ANDREW R · CIK 0001544030 · EVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,483

Underlying: COMMON STOCK · 1,827 shares

Expires 2026-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: OPTIONS REMAINING WILL VEST AS FOLLOWS: 1,828 ON 2/9/2018; 1,827 ON 2/9/2019; AND 1,828 ON 2/9/2020.

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February 10, 2017 Filed Feb 15, 2017 02:07 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 SaleCOMMON STOCK 5,007 $98.37 $492,538.59
Disclosure

SEC source: 0001246360-17-000650 · form.xml · nonDerivative · entry 3

HARRISON ANDREW R · CIK 0001544030 · EVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,728

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February 10, 2017 Filed Feb 15, 2017 02:07 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 Exercise / conversionCOMMON STOCK 180 $38.76 $6,975.90
Disclosure

SEC source: 0001246360-17-000650 · form.xml · nonDerivative · entry 2

HARRISON ANDREW R · CIK 0001544030 · EVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,735

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2017 Filed Feb 15, 2017 02:07 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 Exercise / conversionCOMMON STOCK 1,827 $65.63 $119,906.01
Disclosure

SEC source: 0001246360-17-000650 · form.xml · nonDerivative · entry 1

HARRISON ANDREW R · CIK 0001544030 · EVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,555

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 07, 2016 Filed Dec 10, 2016 00:28 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 Exercise / conversionEMPLOYEE STOCK OPTION (RT TO BUY) · Derivative 1,572 $0.00 Strike: $65.37 $0.00
Disclosure

SEC source: 0001246360-16-007398 · form.xml · derivative · entry 6

HARRISON ANDREW R · CIK 0001544030 · EVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,718

Underlying: COMMON STOCK · 1,572 shares

Expires 2025-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: REMAINING OPTIONS WILL VEST AS FOLLOWS: 1,573 ON 2/10/2017; 1,572 ON 2/10/2018 AND 1,573 ON 2/10/2019.

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December 07, 2016 Filed Dec 10, 2016 00:28 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 Exercise / conversionEMPLOYEE STOCK OPTION (RT TO BUY) · Derivative 750 $0.00 Strike: $48.95 $0.00
Disclosure

SEC source: 0001246360-16-007398 · form.xml · derivative · entry 5

HARRISON ANDREW R · CIK 0001544030 · EVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Underlying: COMMON STOCK · 750 shares

Expires 2024-05-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: REMAINING OPTIONS WILL VEST AS FOLLOWS: 750 ON 05/12/2017 AND 750 ON 05/12/2018.

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December 07, 2016 Filed Dec 10, 2016 00:28 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 SaleCOMMON STOCK 6,528 $85.00 $554,891.10
Disclosure

SEC source: 0001246360-16-007398 · form.xml · nonDerivative · entry 4

HARRISON ANDREW R · CIK 0001544030 · EVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,728

F4 · shares: THE PRICE REPORTED IN COLUMN 4 IS A WEIGHTED AVERAGE PRICE. THESE SHARES SOLD IN MULTIPLE TRANSACTIONS AT PRICES RANGING FROM $84.9416 TO $85.0271, INCLUSIVE. THE REPORTING PERSON UNDERTAKES TO PROVIDE TO ALASKA AIR GROUP, ANY SECURITY HOLDER OF ALASKA AIR GROUP, OR THE STAFF OF THE SECURITIES AND EXCHANGE COMMISSION, UPON REQUEST, FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE WITHIN THE RANGES SET FORTH IN THIS FOOTNOTE.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.