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HARRISON ANDREW R

Disclosed activity across 1 company

Tapewire entity
26999
SEC CIK
0001544030

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ALASKA AIR GROUP, INC.ALK · Entity 3976EVP AND CCOSeptember 22, 2026September 24, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ALASKA AIR GROUP, INC.

Report date September 22, 2026 · Filed September 24, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
COMMON STOCKSEC Table I · non-derivativeDirect25,528 Ending reported balance After 2026-09-22 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-09-22 · Exercise / conversion · Acquired 869 · Balance 26,397

F1: The transactions reported on Table I and Table II represent the simultaneous settlement of a portion of unvested RSUs and the subsequent withholding of the underlying shares by the Issuer solely to satisfy mandatory FICA and related payroll tax obligations triggered by the original RSU grant no longer being subject to a substantial risk of forfeiture. No actual shares of common stock were delivered to or sold by the Reporting Person. The remaining underlying RSUs continue to be unvested and subject to the original time-based vesting conditions the award was granted under. These transactions are exempt from Section 16(b) pursuant to Rule 16b-3(e).

F2: Each restricted stock unit (RSUs) represents a contingent right to receive one share of ALK common stock.

Row 2 · 2026-09-22 · Tax withholding · Disposed 869 · Balance 25,528

F1: The transactions reported on Table I and Table II represent the simultaneous settlement of a portion of unvested RSUs and the subsequent withholding of the underlying shares by the Issuer solely to satisfy mandatory FICA and related payroll tax obligations triggered by the original RSU grant no longer being subject to a substantial risk of forfeiture. No actual shares of common stock were delivered to or sold by the Reporting Person. The remaining underlying RSUs continue to be unvested and subject to the original time-based vesting conditions the award was granted under. These transactions are exempt from Section 16(b) pursuant to Rule 16b-3(e).

RESTRICTED STOCK UNITSSEC Table II · derivative / convertible securityDirect22,411 Reported balance After 2026-09-22 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-09-22 · Exercise / conversion · Disposed 869 · Balance 22,411

F2: Each restricted stock unit (RSUs) represents a contingent right to receive one share of ALK common stock.

F1: The transactions reported on Table I and Table II represent the simultaneous settlement of a portion of unvested RSUs and the subsequent withholding of the underlying shares by the Issuer solely to satisfy mandatory FICA and related payroll tax obligations triggered by the original RSU grant no longer being subject to a substantial risk of forfeiture. No actual shares of common stock were delivered to or sold by the Reporting Person. The remaining underlying RSUs continue to be unvested and subject to the original time-based vesting conditions the award was granted under. These transactions are exempt from Section 16(b) pursuant to Rule 16b-3(e).

F3: The RSUs being disposed were from a grant of 23,280 RSUs, that subsequent to the reported transaction will now vest in three annual installments as follows: 6,891 shares on February 10, 2027; 7,760 shares on February 10, 2028; and 7,760 shares on February 10, 2029.

Filing footnotes · ownership attribution and instrument terms

F1: The transactions reported on Table I and Table II represent the simultaneous settlement of a portion of unvested RSUs and the subsequent withholding of the underlying shares by the Issuer solely to satisfy mandatory FICA and related payroll tax obligations triggered by the original RSU grant no longer being subject to a substantial risk of forfeiture. No actual shares of common stock were delivered to or sold by the Reporting Person. The remaining underlying RSUs continue to be unvested and subject to the original time-based vesting conditions the award was granted under. These transactions are exempt from Section 16(b) pursuant to Rule 16b-3(e).

F2: Each restricted stock unit (RSUs) represents a contingent right to receive one share of ALK common stock.

F3: The RSUs being disposed were from a grant of 23,280 RSUs, that subsequent to the reported transaction will now vest in three annual installments as follows: 6,891 shares on February 10, 2027; 7,760 shares on February 10, 2028; and 7,760 shares on February 10, 2029.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 28, 2024 Filed Feb 29, 2024 23:43 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 SaleCOMMON STOCK 6,500 $38.36 $249,347.80
Disclosure

SEC source: 0001544030-24-000006 · wk-form4_1709250185.xml · nonDerivative · entry 1

HARRISON ANDREW R · CIK 0001544030 · EVP AND CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,048

F1 · price: The price reported in column 4 is a weighted average price. These shares sold in multiple transactions at prices ranging from $38.36 to $38.39, inclusive. The reporting person undertakes to provide to Alaska Air Group, Inc., any security holder of Alaska Air Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
February 13, 2024 Filed Feb 16, 2024 11:24 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 Tax withholdingCOMMON STOCK 4,106 $36.57 $150,156.42
Disclosure

SEC source: 0001544030-24-000004 · wk-form4_1708082663.xml · nonDerivative · entry 2

HARRISON ANDREW R · CIK 0001544030 · EVP AND CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,548

F2 · acquired: The shares withheld were an exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of PSUs and settled with shares by the reporting person.

Read SEC document
February 13, 2024 Filed Feb 16, 2024 11:24 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 GrantCOMMON STOCK 10,433 $0.00 $0.00
Disclosure

SEC source: 0001544030-24-000004 · wk-form4_1708082663.xml · nonDerivative · entry 1

HARRISON ANDREW R · CIK 0001544030 · EVP AND CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,654

F1 · acquired: The acquisition resulted from the vesting of Performance Stock Units (PSUs) pursuant to the attainment of certain performance goals over a three-year period ending December 31, 2023, in accordance with the terms of a PSU award agreement originally granted on February 9, 2021, under the Issuer's 2016 Performance Incentive Plan and per approval by the Board's Compensation Committee on February 13, 2024.

Read SEC document
February 09, 2024 Filed Feb 13, 2024 22:54 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 Exercise / conversionRESTRICTED STOCK UNITS · Derivative 7,240 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001544030-24-000002 · wk-form4_1707864847.xml · derivative · entry 3

HARRISON ANDREW R · CIK 0001544030 · EVP AND CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 7,240 shares

Expires 2031-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) convert to common stock on a one-for-one basis.

Read SEC document
February 09, 2024 Filed Feb 13, 2024 22:54 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 Tax withholdingCOMMON STOCK 2,259 $37.19 $84,012.21
Disclosure

SEC source: 0001544030-24-000002 · wk-form4_1707864847.xml · nonDerivative · entry 2

HARRISON ANDREW R · CIK 0001544030 · EVP AND CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,221

F2 · acquired: The shares withheld were an exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs and settled with shares by the reporting person.

Read SEC document
February 09, 2024 Filed Feb 13, 2024 22:54 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 Exercise / conversionCOMMON STOCK 7,240 $0.00 $0.00
Disclosure

SEC source: 0001544030-24-000002 · wk-form4_1707864847.xml · nonDerivative · entry 1

HARRISON ANDREW R · CIK 0001544030 · EVP AND CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,480

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) convert to common stock on a one-for-one basis.

Read SEC document
November 05, 2023 Filed Nov 7, 2023 22:03 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 Exercise / conversionRESTRICTED STOCK UNITS · Derivative 3,287 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001544030-23-000006 · wk-form4_1699394587.xml · derivative · entry 3

HARRISON ANDREW R · CIK 0001544030 · EVP AND CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 3,287 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSUs) represents a contingent right to receive one share of ALK common stock.

F3 · derivative.exercise_date: The RSUs vesting were from a grant of 9,860 RSUs awarded on November 5, 2020, that vested in three annual installments as follows: 3,286 shares on November 5, 2021; 3,287 shares on November 5, 2022; and 3,287 shares on November 5, 2023.

F3 · derivative.expiration_date: The RSUs vesting were from a grant of 9,860 RSUs awarded on November 5, 2020, that vested in three annual installments as follows: 3,286 shares on November 5, 2021; 3,287 shares on November 5, 2022; and 3,287 shares on November 5, 2023.

Read SEC document
November 05, 2023 Filed Nov 7, 2023 22:03 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 Tax withholdingCOMMON STOCK 1,294 $33.56 $43,426.64
Disclosure

SEC source: 0001544030-23-000006 · wk-form4_1699394587.xml · nonDerivative · entry 2

HARRISON ANDREW R · CIK 0001544030 · EVP AND CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,240

F2 · acquired: The shares withheld were an exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs and settled with shares by the reporting person.

Read SEC document
November 05, 2023 Filed Nov 7, 2023 22:03 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 Exercise / conversionCOMMON STOCK 3,287 $0.00 $0.00
Disclosure

SEC source: 0001544030-23-000006 · wk-form4_1699394587.xml · nonDerivative · entry 1

HARRISON ANDREW R · CIK 0001544030 · EVP AND CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,534

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSUs) represents a contingent right to receive one share of ALK common stock.

Read SEC document
May 04, 2023 Filed May 4, 2023 20:19 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 GrantRESTRICTED STOCK UNITS · Derivative 17,020 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001544030-23-000004 · wf-form4_168323156336242.xml · derivative · entry 3

HARRISON ANDREW R · CIK 0001544030 · EVP AND CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,020

Underlying: COMMON STOCK · 17,020 shares

Expires 2026-05-04

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALK common stock.

Read SEC document
May 02, 2023 Filed May 4, 2023 20:19 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 GrantRESTRICTED STOCK UNITS · Derivative 7,240 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001544030-23-000004 · wf-form4_168323156336242.xml · derivative · entry 2

HARRISON ANDREW R · CIK 0001544030 · EVP AND CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,240

Underlying: COMMON STOCK · 7,240 shares

Expires 2024-02-09

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALK common stock.

Read SEC document
February 13, 2023 Filed Feb 14, 2023 23:40 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 Tax withholdingCOMMON STOCK 2,068 $50.16 $103,730.88
Disclosure

SEC source: 0001544030-23-000002 · wf-form4_167641802850258.xml · nonDerivative · entry 4

HARRISON ANDREW R · CIK 0001544030 · EVP AND CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,247

F4 · acquired: The shares withheld were an exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of PSUs and settled with shares by the reporting person.

Read SEC document
February 13, 2023 Filed Feb 14, 2023 23:40 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 GrantCOMMON STOCK 5,255 $0.00 $0.00
Disclosure

SEC source: 0001544030-23-000002 · wf-form4_167641802850258.xml · nonDerivative · entry 3

HARRISON ANDREW R · CIK 0001544030 · EVP AND CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,315

F3 · acquired: The acquisition resulted from the vesting of Performance Stock Units (PSUs) pursuant to the attainment of certain performance goals over a three-year period ending December 31, 2022, in accordance with the terms of a PSU award agreement granted on February 11, 2020, under the Issuer's 2016 Performance Incentive Plan and per approval by the Board's Compensation Committee on February 13, 2023.

Read SEC document
February 11, 2023 Filed Feb 14, 2023 23:40 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 Exercise / conversionRESTRICTED STOCK UNITS · Derivative 5,260 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001544030-23-000002 · wf-form4_167641802850258.xml · derivative · entry 5

HARRISON ANDREW R · CIK 0001544030 · EVP AND CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 5,260 shares

Expires 2030-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) convert into common stock on a one-for-one basis.

Read SEC document
February 11, 2023 Filed Feb 14, 2023 23:40 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 Tax withholdingCOMMON STOCK 2,070 $49.58 $102,630.60
Disclosure

SEC source: 0001544030-23-000002 · wf-form4_167641802850258.xml · nonDerivative · entry 2

HARRISON ANDREW R · CIK 0001544030 · EVP AND CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,060

F2 · acquired: The shares withheld were an exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs and settled with shares by the reporting person.

Read SEC document
February 11, 2023 Filed Feb 14, 2023 23:40 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 Exercise / conversionCOMMON STOCK 5,260 $0.00 $0.00
Disclosure

SEC source: 0001544030-23-000002 · wf-form4_167641802850258.xml · nonDerivative · entry 1

HARRISON ANDREW R · CIK 0001544030 · EVP AND CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,130

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) convert into common stock on a one-for-one basis.

Read SEC document
November 05, 2022 Filed Nov 8, 2022 22:54 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 Exercise / conversionRESTRICTED STOCK UNITS · Derivative 3,287 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001544030-22-000012 · wf-form4_166794802634527.xml · derivative · entry 3

HARRISON ANDREW R · CIK 0001544030 · EVP AND CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,287

Underlying: COMMON STOCK · 3,287 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On November 5, 2020, the reporting person was granted 9,860 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: On November 5, 2020, the reporting person was granted 9,860 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
November 05, 2022 Filed Nov 8, 2022 22:54 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 Tax withholdingCOMMON STOCK 1,294 $44.86 $58,048.84
Disclosure

SEC source: 0001544030-22-000012 · wf-form4_166794802634527.xml · nonDerivative · entry 2

HARRISON ANDREW R · CIK 0001544030 · EVP AND CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,870

Read SEC document
November 05, 2022 Filed Nov 8, 2022 22:54 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 Exercise / conversionCOMMON STOCK 3,287 $0.00 $0.00
Disclosure

SEC source: 0001544030-22-000012 · wf-form4_166794802634527.xml · nonDerivative · entry 1

HARRISON ANDREW R · CIK 0001544030 · EVP AND CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,164

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) convert into common stock on a one-for-one basis.

Read SEC document
September 08, 2022 Filed Sep 9, 2022 23:15 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 SaleCOMMON STOCK 3,275 $45.90 $150,332.33
Disclosure

SEC source: 0001544030-22-000010 · wf-form4_166276530152321.xml · nonDerivative · entry 1

HARRISON ANDREW R · CIK 0001544030 · EVP AND CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,877

F1 · price: The price reported in column 4 is a weighted average price. These shares sold in multiple transactions at prices ranging from $45.9000 to $45.9100, inclusive. The reporting person undertakes to provide to Alaska Air Group, Inc., any security holder of Alaska Air Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
July 29, 2022 Filed Aug 1, 2022 22:13 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 SaleCOMMON STOCK 2,267 $44.13 $100,037.04
Disclosure

SEC source: 0001544030-22-000005 · wf-form4_165939201961721.xml · nonDerivative · entry 1

HARRISON ANDREW R · CIK 0001544030 · EVP AND CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,152

F1 · price: THE PRICE REPORTED IN COLUMN 4 IS A WEIGHTED AVERAGE PRICE. THESE SHARES SOLD IN MULTIPLE TRANSACTIONS AT PRICES RANGING FROM $44.0701 TO $44.1750, INCLUSIVE. THE REPORTING PERSON UNDERTAKES TO PROVIDE TO ALASKA AIR GROUP, INC., ANY SECURITY HOLDER OF ALASKA AIR GROUP, INC., OR THE STAFF OF THE SECURITIES AND EXCHANGE COMMISSION, UPON REQUEST, FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE WITHIN THE RANGES SET FORTH IN THIS FOOTNOTE.

Read SEC document
April 22, 2022 Filed Apr 25, 2022 18:51 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 SaleCOMMON STOCK 3,000 $57.63 $172,899.90
Disclosure

SEC source: 0001544030-22-000003 · primary_doc.xml · nonDerivative · entry 1

HARRISON ANDREW R · CIK 0001544030 · EVP AND CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,419

F1 · price: THE PRICE REPORTED IN COLUMN 4 IS A WEIGHTED AVERAGE PRICE. THESE SHARES SOLD IN MULTIPLE TRANSACTIONS AT PRICES RANGING FROM $57.6123 TO $57.6350, INCLUSIVE. THE REPORTING PERSON UNDERTAKES TO PROVIDE TO ALASKA AIR GROUP, ANY SECURITY HOLDER OF ALASKA AIR GROUP, OR THE STAFF OF THE SECURITIES AND EXCHANGE COMMISSION, UPON REQUEST, FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE WITHIN THE RANGES SET FORTH IN THIS FOOTNOTE.

Read SEC document
February 14, 2022 Filed Feb 16, 2022 21:51 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 Exercise / conversionRESTRICTED STOCK UNITS · Derivative 5,290 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001544030-22-000002 · primary_doc.xml · derivative · entry 3

HARRISON ANDREW R · CIK 0001544030 · EVP AND CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 5,290 shares

Expires 2029-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2022 Filed Feb 16, 2022 21:51 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 Tax withholdingCOMMON STOCK 1,538 $57.01 $87,681.38
Disclosure

SEC source: 0001544030-22-000002 · primary_doc.xml · nonDerivative · entry 2

HARRISON ANDREW R · CIK 0001544030 · EVP AND CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,419

F1 · kind: SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF RESTRICTED STOCK UNITS ON 2/14/2022.

F2 · price: PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES.

Read SEC document
February 14, 2022 Filed Feb 16, 2022 21:51 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 Exercise / conversionCOMMON STOCK 5,290 $0.00 $0.00
Disclosure

SEC source: 0001544030-22-000002 · primary_doc.xml · nonDerivative · entry 1

HARRISON ANDREW R · CIK 0001544030 · EVP AND CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,957

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2022 Filed Feb 9, 2022 21:56 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 GrantEMPLOYEE STOCK OPTION (RT TO BUY) · Derivative 17,630 $0.00 Strike: $55.36 $0.00
Disclosure

SEC source: 0001544030-22-000001 · primary_doc.xml · derivative · entry 4

HARRISON ANDREW R · CIK 0001544030 · EVP AND CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,630

Underlying: COMMON STOCK · 17,630 shares

Expires 2032-02-07

F5 · derivative.exercise_date: OPTIONS VEST IN 25% INCREMENTS OVER FOUR YEARS (2/7/2023, 2/7/2024, 2/7/2025 AND 2/7/2026).

Read SEC document
February 07, 2022 Filed Feb 9, 2022 21:56 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 GrantRESTRICTED STOCK UNITS · Derivative 7,440 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001544030-22-000001 · primary_doc.xml · derivative · entry 3

HARRISON ANDREW R · CIK 0001544030 · EVP AND CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,440

Underlying: COMMON STOCK · 7,440 shares

Expires 2032-02-07

F4 · derivative.exercise_date: RESTRICTED STOCK UNITS CLIFF VEST 3 YEARS FROM GRANT AND CONVERT INTO COMMON STOCK ON A ONE-FOR-ONE-BASIS.

Read SEC document
February 07, 2022 Filed Feb 9, 2022 21:56 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 Tax withholdingCOMMON STOCK 773 $55.36 $42,793.28
Disclosure

SEC source: 0001544030-22-000001 · primary_doc.xml · nonDerivative · entry 2

HARRISON ANDREW R · CIK 0001544030 · EVP AND CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,667

F2 · kind: SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF PERFORMANCE STOCK UNITS ON 2/7/2022.

F3 · price: PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES.

Read SEC document
February 07, 2022 Filed Feb 9, 2022 21:56 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 GrantCOMMON STOCK 3,174 $0.00 $0.00
Disclosure

SEC source: 0001544030-22-000001 · primary_doc.xml · nonDerivative · entry 1

HARRISON ANDREW R · CIK 0001544030 · EVP AND CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,440

F1 · kind: COMMON SHARES ISSUED UPON ATTAINING PERFORMANCE GOALS SET FOR A THREE-YEAR PERIOD ENDING 12/31/21 IN ACCORDANCE WITH THE TERMS OF A PERFORMANCE STOCK UNIT AWARD GRANTED ON 2/14/2019 UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN; PER APPROVAL BY THE BOARD'S COMPENSATION COMMITTEE ON 2/7/2022.

Read SEC document
November 09, 2021 Filed Nov 10, 2021 00:56 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 SaleCOMMON STOCK 1,725 $58.47 $100,852.13
Disclosure

SEC source: 0001246360-21-001000 · form.xml · nonDerivative · entry 1

HARRISON ANDREW R · CIK 0001544030 · EVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,266

Read SEC document
November 05, 2021 Filed Nov 8, 2021 22:35 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 Exercise / conversionRESTRICTED STOCK UNITS · Derivative 3,286 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001246360-21-000990 · form.xml · derivative · entry 3

HARRISON ANDREW R · CIK 0001544030 · EVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,574

Underlying: COMMON STOCK · 3,286 shares

Expires 2030-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: RESTRICTED STOCK UNITS VEST ANNUALLY IN EQUAL INSTALLMENTS ON THE FIRST THREE ANNIVERSARIES OF THE GRANT DATE AND CONVERT INTO COMMON STOCK ON A ONE-FOR-ONE-BASIS.

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November 05, 2021 Filed Nov 8, 2021 22:35 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 Tax withholdingCOMMON STOCK 1,294 $59.35 $76,798.90
Disclosure

SEC source: 0001246360-21-000990 · form.xml · nonDerivative · entry 2

HARRISON ANDREW R · CIK 0001544030 · EVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,991

F1 · kind: SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF RESTRICTED STOCK UNITS ON 11/05/2021.

F2 · price: PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES.

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November 05, 2021 Filed Nov 8, 2021 22:35 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 Exercise / conversionCOMMON STOCK 3,286 $0.00 $0.00
Disclosure

SEC source: 0001246360-21-000990 · form.xml · nonDerivative · entry 1

HARRISON ANDREW R · CIK 0001544030 · EVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,285

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 29, 2021 Filed May 3, 2021 21:14 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 SaleCOMMON STOCK 5,800 $68.96 $399,996.42
Disclosure

SEC source: 0001246360-21-000678 · form.xml · nonDerivative · entry 1

HARRISON ANDREW R · CIK 0001544030 · EVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,999

F1 · price: THE PRICE REPORTED IN COLUMN 4 IS A WEIGHTED AVERAGE PRICE. THESE SHARES SOLD IN MULTIPLE TRANSACTIONS AT PRICES RANGING FROM $68.9500 TO $69.0300, INCLUSIVE. THE REPORTING PERSON UNDERTAKES TO PROVIDE TO ALASKA AIR GROUP, ANY SECURITY HOLDER OF ALASKA AIR GROUP, OR THE STAFF OF THE SECURITIES AND EXCHANGE COMMISSION, UPON REQUEST, FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE WITHIN THE RANGES SET FORTH IN THIS FOOTNOTE.

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February 13, 2021 Filed Feb 17, 2021 01:14 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 Exercise / conversionRESTRICTED STOCK UNITS · Derivative 4,560 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001246360-21-000436 · form.xml · derivative · entry 3

HARRISON ANDREW R · CIK 0001544030 · EVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 4,560 shares

Expires 2028-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2021 Filed Feb 17, 2021 01:14 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 Tax withholdingCOMMON STOCK 1,111 $57.56 $63,949.16
Disclosure

SEC source: 0001246360-21-000436 · form.xml · nonDerivative · entry 2

HARRISON ANDREW R · CIK 0001544030 · EVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,799

F1 · kind: SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF RESTRICTED STOCK UNITS ON 2/13/2021.

F2 · price: PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES.

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February 13, 2021 Filed Feb 17, 2021 01:14 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 Exercise / conversionCOMMON STOCK 4,560 $0.00 $0.00
Disclosure

SEC source: 0001246360-21-000436 · form.xml · nonDerivative · entry 1

HARRISON ANDREW R · CIK 0001544030 · EVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,910

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2021 Filed Feb 10, 2021 22:14 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 GrantRESTRICTED STOCK UNITS · Derivative 7,240 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001246360-21-000407 · form.xml · derivative · entry 5

HARRISON ANDREW R · CIK 0001544030 · EVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,240

Underlying: COMMON STOCK · 7,240 shares

Expires 2031-02-09

F5 · derivative.exercise_date: RESTRICTED STOCK UNITS CLIFF VEST 3 YEARS FROM GRANT AND CONVERT INTO COMMON STOCK ON A ONE-FOR-ONE-BASIS.

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February 09, 2021 Filed Feb 10, 2021 22:14 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 GrantEMPLOYEE STOCK OPTION (RT TO BUY) · Derivative 18,150 $0.00 Strike: $55.74 $0.00
Disclosure

SEC source: 0001246360-21-000407 · form.xml · derivative · entry 4

HARRISON ANDREW R · CIK 0001544030 · EVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,150

Underlying: COMMON STOCK · 18,150 shares

Expires 2031-02-09

F4 · derivative.exercise_date: OPTIONS VEST IN 25% INCREMENTS OVER FOUR YEARS (2/9/2022, 2/9/2023, 2/9/2024 AND 2/9/2025).

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February 08, 2021 Filed Feb 10, 2021 22:14 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 Tax withholdingCOMMON STOCK 505 $57.08 $28,825.40
Disclosure

SEC source: 0001246360-21-000407 · form.xml · nonDerivative · entry 3

HARRISON ANDREW R · CIK 0001544030 · EVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,350

F2 · kind: SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF PERFORMANCE STOCK UNITS ON 2/8/2021.

F3 · price: PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES.

Read SEC document
February 08, 2021 Filed Feb 10, 2021 22:14 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 SaleCOMMON STOCK 6,200 $57.50 $356,505.58
Disclosure

SEC source: 0001246360-21-000407 · form.xml · nonDerivative · entry 2

HARRISON ANDREW R · CIK 0001544030 · EVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,855

Read SEC document
February 08, 2021 Filed Feb 10, 2021 22:14 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 GrantCOMMON STOCK 2,050 $0.00 $0.00
Disclosure

SEC source: 0001246360-21-000407 · form.xml · nonDerivative · entry 1

HARRISON ANDREW R · CIK 0001544030 · EVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,055

F1 · kind: COMMON SHARES ISSUED UPON ATTAINING PERFORMANCE GOALS SET FOR A THREE-YEAR PERIOD ENDING 12/31/20 IN ACCORDANCE WITH THE TERMS OF A PERFORMANCE STOCK UNIT AWARD GRANTED ON 2/13/2018 UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN; PER APPROVAL BY THE BOARD'S COMPENSATION COMMITTEE ON 2/8/2021.

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November 05, 2020 Filed Nov 9, 2020 21:42 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 GrantRESTRICTED STOCK UNITS · Derivative 9,860 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001246360-20-001799 · form.xml · derivative · entry 3

HARRISON ANDREW R · CIK 0001544030 · EVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,860

Underlying: COMMON STOCK · 9,860 shares

Expires 2030-11-05

F2 · derivative.exercise_date: RESTRICTED STOCK UNITS WILL VEST ANNUALLY IN EQUAL INSTALLMENTS ON THE FIRST THREE ANNIVERSARIES OF THE GRANT DATE AND CONVERT INTO COMMON STOCK ON A ONE-FOR-ONE-BASIS.

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November 05, 2020 Filed Nov 9, 2020 21:42 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 GrantEMPLOYEE STOCK OPTIONS (RT TO BUY) · Derivative 8,470 $0.00 Strike: $39.18 $0.00
Disclosure

SEC source: 0001246360-20-001799 · form.xml · derivative · entry 2

HARRISON ANDREW R · CIK 0001544030 · EVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,470

Underlying: COMMON STOCK · 8,470 shares

Expires 2030-11-05

F1 · derivative.exercise_date: OPTIONS VEST IN EQUAL INSTALLMENTS ON THE FIRST THREE ANNIVERSARIES OF THE GRANT DATE (11/5/2021, 11/5/2022 AND 11/5/2023).

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August 10, 2020 Filed Aug 10, 2020 22:56 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 SaleCOMMON STOCK 2,500 $39.02 $97,546.50
Disclosure

SEC source: 0001544030-20-000002 · primary_doc.xml · nonDerivative · entry 1

HARRISON ANDREW R · CIK 0001544030 · EVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,005

F1 · price: THE PRICE REPORTED IN COLUMN 4 IS A WEIGHTED AVERAGE PRICE. THESE SHARES SOLD IN MULTIPLE TRANSACTIONS AT PRICES RANGING FROM $39.0100 TO $39.0200, INCLUSIVE. THE REPORTING PERSON UNDERTAKES TO PROVIDE TO ALASKA AIR GROUP, ANY SECURITY HOLDER OF ALASKA AIR GROUP, OR THE STAFF OF THE SECURITIES AND EXCHANGE COMMISSION, UPON REQUEST, FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE WITHIN THE RANGES SET FORTH IN THIS FOOTNOTE.

Read SEC document
February 14, 2020 Filed Feb 18, 2020 22:00 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 Exercise / conversionRESTRICTED STOCK UNITS · Derivative 3,230 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001246360-20-000602 · form.xml · derivative · entry 3

HARRISON ANDREW R · CIK 0001544030 · EVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 3,230 shares

Expires 2027-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2020 Filed Feb 18, 2020 22:00 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 Tax withholdingCOMMON STOCK 1,272 $66.11 $84,091.92
Disclosure

SEC source: 0001246360-20-000602 · form.xml · nonDerivative · entry 2

HARRISON ANDREW R · CIK 0001544030 · EVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,505

F1 · price: PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES.

Read SEC document
February 14, 2020 Filed Feb 18, 2020 22:00 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 Exercise / conversionCOMMON STOCK 3,230 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-000602 · form.xml · nonDerivative · entry 1

HARRISON ANDREW R · CIK 0001544030 · EVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,777

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 21:42 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 GrantRESTRICTED STOCK UNITS · Derivative 5,260 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001246360-20-000507 · form.xml · derivative · entry 6

HARRISON ANDREW R · CIK 0001544030 · EVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,260

Underlying: COMMON STOCK · 5,260 shares

Expires 2030-02-11

F4 · derivative.exercise_date: RESTRICTED STOCK UNITS CLIFF VEST 3 YEARS FROM GRANT AND CONVERT INTO COMMON STOCK ON A ONE-FOR-ONE-BASIS.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 21:42 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 GrantEMPLOYEE STOCK OPTION (RT TO BUY) · Derivative 22,750 $0.00 Strike: $64.55 $0.00
Disclosure

SEC source: 0001246360-20-000507 · form.xml · derivative · entry 5

HARRISON ANDREW R · CIK 0001544030 · EVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,750

Underlying: COMMON STOCK · 22,750 shares

Expires 2030-02-11

F3 · derivative.exercise_date: OPTIONS VEST IN 25% INCREMENTS OVER FOUR YEARS (02/11/2021, 02/11/2022, 02/11/2023 and 02/11/2024).

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.