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person · Reporting owner

GAUT C CHRISTOPHER

Disclosed activity across 4 companies

Tapewire entity
26890
SEC CIK
0001191238

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
EOG RESOURCES INCEOG · Entity 1344DirectorJuly 31, 2026August 04, 2026
FORUM ENERGY TECHNOLOGIES, INC.FET · Entity 4998DirectorDecember 11, 2024December 12, 2024
KEY ENERGY SERVICES INCKEG · Entity 11887DirectorFebruary 01, 2018February 02, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

EOG RESOURCES INC

Report date July 31, 2026 · Filed August 04, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect23,062.501 Reported balance After 2026-07-31 transaction · row 1
1 source row

Row 1 · 2026-07-31 · Grant · Acquired 143.223 · Balance 23,062.501

FORUM ENERGY TECHNOLOGIES, INC.

Report date December 11, 2024 · Filed December 12, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect260,413 Reported balance After 2024-12-11 transaction · row 1
1 source row

Row 1 · 2024-12-11 · Sale · Disposed 2,000 · Balance 260,413

F1: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging between $15.27 and $15.43. The reporting person undertakes to provide to any security holder of Forum Energy Technologies, Inc. or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price set forth in this footnote.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging between $15.27 and $15.43. The reporting person undertakes to provide to any security holder of Forum Energy Technologies, Inc. or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price set forth in this footnote.

KEY ENERGY SERVICES INC

Report date February 01, 2018 · Filed February 02, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect15,186 Reported balance After 2018-02-01 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2018-02-01 · Grant · Acquired 676 · Balance 15,186

F1: Award of restricted stock units ("RSUs") granted under the Key Energy Services, Inc. 2016 Equity and Cash Incentive Plan as annual compensation to independent non-employee members of the board of directors. Each RSU is equal to one share of Common Stock and is payable in stock only. The award will vest in four equal parts quarterly by year end 2018. The reporting person has deferred settlement of the RSUs to occur within the sixty (60) day period immediately following the termination of service with the Company.

F2: The number of shares of Common Stock beneficially owned includes 11,279 unvested shares of restricted stock units granted under the 2016 Plan.

Filing footnotes · ownership attribution and instrument terms

F1: Award of restricted stock units ("RSUs") granted under the Key Energy Services, Inc. 2016 Equity and Cash Incentive Plan as annual compensation to independent non-employee members of the board of directors. Each RSU is equal to one share of Common Stock and is payable in stock only. The award will vest in four equal parts quarterly by year end 2018. The reporting person has deferred settlement of the RSUs to occur within the sixty (60) day period immediately following the termination of service with the Company.

F2: The number of shares of Common Stock beneficially owned includes 11,279 unvested shares of restricted stock units granted under the 2016 Plan.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Valaris Ltd

Report date November 12, 2019 · Filed November 14, 2019

Section 16 reporting ended · disclosed 2019-11-14. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Ordinary SharesSEC Table I · non-derivativeDirect47,411 Ending reported balance After 2019-11-12 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2019-11-12 · Exercise / conversion · Acquired 2,637 · Balance 21,676

F1: The restricted share units convert into Class A ordinary shares on a one-for-one basis upon vesting, and the reporting person is required to pay the aggregate nominal value (par value), $0.40 per share, of our Class A ordinary shares actually issued in accordance with U.K. corporate law. In connection with the transaction reported above, the reporting person paid $980.80 to Valaris with respect to the shares actually issued upon vesting of the restricted share units. The remaining 185 shares were withheld and not issued to satisfy certain tax withholding obligations.

Row 2 · 2019-11-12 · Exercise / conversion · Acquired 5,066 · Balance 26,742

F2: The restricted share units convert into Class A ordinary shares on a one-for-one basis upon vesting, and the reporting person is required to pay the aggregate nominal value (par value), $0.40 per share, of our Class A ordinary shares actually issued in accordance with U.K. corporate law. In connection with the transaction reported above, the reporting person paid $1,884.40 to Valaris with respect to the shares actually issued upon vesting of the restricted share units. The remaining 355 shares were withheld and not issued to satisfy certain tax withholding obligations.

Row 3 · 2019-11-12 · Exercise / conversion · Acquired 22,806 · Balance 49,548

F3: The restricted share units convert into Class A ordinary shares on a one-for-one basis upon vesting, and the reporting person is required to pay the aggregate nominal value (par value), $0.40 per share, of our Class A ordinary shares actually issued in accordance with U.K. corporate law. In connection with the transaction reported above, the reporting person paid $8,483.60 to Valaris with respect to the shares actually issued upon vesting of the restricted share units. The remaining 1,597 shares were withheld and not issued to satisfy certain tax withholding obligations.

Row 4 · 2019-11-12 · Tax withholding · Disposed 2,137 · Balance 47,411

F4: These shares were withheld upon vesting to enable the reporting person to satisfy tax withholding obligations that arose upon such vesting, which will be paid by the issuer to the appropriate taxing authority in cash.

Restricted Share UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2019-11-12 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2019-11-12 · Exercise / conversion · Disposed 2,637 · Balance 0

F1: The restricted share units convert into Class A ordinary shares on a one-for-one basis upon vesting, and the reporting person is required to pay the aggregate nominal value (par value), $0.40 per share, of our Class A ordinary shares actually issued in accordance with U.K. corporate law. In connection with the transaction reported above, the reporting person paid $980.80 to Valaris with respect to the shares actually issued upon vesting of the restricted share units. The remaining 185 shares were withheld and not issued to satisfy certain tax withholding obligations.

F5: In connection with the director's resignation from the Board on November 12, 2019, the Compensation Committee and the Board approved the accelerated vesting of the unvested June 2019 grant of 22,806 restricted share units held by the retiring director. All other unvested restricted share unit awards held by the director automatically vested in accordance with their terms upon the date of his retirement.

Restricted Share UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2019-11-12 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2019-11-12 · Exercise / conversion · Disposed 5,066 · Balance 0

F2: The restricted share units convert into Class A ordinary shares on a one-for-one basis upon vesting, and the reporting person is required to pay the aggregate nominal value (par value), $0.40 per share, of our Class A ordinary shares actually issued in accordance with U.K. corporate law. In connection with the transaction reported above, the reporting person paid $1,884.40 to Valaris with respect to the shares actually issued upon vesting of the restricted share units. The remaining 355 shares were withheld and not issued to satisfy certain tax withholding obligations.

F5: In connection with the director's resignation from the Board on November 12, 2019, the Compensation Committee and the Board approved the accelerated vesting of the unvested June 2019 grant of 22,806 restricted share units held by the retiring director. All other unvested restricted share unit awards held by the director automatically vested in accordance with their terms upon the date of his retirement.

Restricted Share UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2019-11-12 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2019-11-12 · Exercise / conversion · Disposed 22,806 · Balance 0

F3: The restricted share units convert into Class A ordinary shares on a one-for-one basis upon vesting, and the reporting person is required to pay the aggregate nominal value (par value), $0.40 per share, of our Class A ordinary shares actually issued in accordance with U.K. corporate law. In connection with the transaction reported above, the reporting person paid $8,483.60 to Valaris with respect to the shares actually issued upon vesting of the restricted share units. The remaining 1,597 shares were withheld and not issued to satisfy certain tax withholding obligations.

F5: In connection with the director's resignation from the Board on November 12, 2019, the Compensation Committee and the Board approved the accelerated vesting of the unvested June 2019 grant of 22,806 restricted share units held by the retiring director. All other unvested restricted share unit awards held by the director automatically vested in accordance with their terms upon the date of his retirement.

Filing footnotes · ownership attribution and instrument terms

F1: The restricted share units convert into Class A ordinary shares on a one-for-one basis upon vesting, and the reporting person is required to pay the aggregate nominal value (par value), $0.40 per share, of our Class A ordinary shares actually issued in accordance with U.K. corporate law. In connection with the transaction reported above, the reporting person paid $980.80 to Valaris with respect to the shares actually issued upon vesting of the restricted share units. The remaining 185 shares were withheld and not issued to satisfy certain tax withholding obligations.

F2: The restricted share units convert into Class A ordinary shares on a one-for-one basis upon vesting, and the reporting person is required to pay the aggregate nominal value (par value), $0.40 per share, of our Class A ordinary shares actually issued in accordance with U.K. corporate law. In connection with the transaction reported above, the reporting person paid $1,884.40 to Valaris with respect to the shares actually issued upon vesting of the restricted share units. The remaining 355 shares were withheld and not issued to satisfy certain tax withholding obligations.

F3: The restricted share units convert into Class A ordinary shares on a one-for-one basis upon vesting, and the reporting person is required to pay the aggregate nominal value (par value), $0.40 per share, of our Class A ordinary shares actually issued in accordance with U.K. corporate law. In connection with the transaction reported above, the reporting person paid $8,483.60 to Valaris with respect to the shares actually issued upon vesting of the restricted share units. The remaining 1,597 shares were withheld and not issued to satisfy certain tax withholding obligations.

F4: These shares were withheld upon vesting to enable the reporting person to satisfy tax withholding obligations that arose upon such vesting, which will be paid by the issuer to the appropriate taxing authority in cash.

F5: In connection with the director's resignation from the Board on November 12, 2019, the Compensation Committee and the Board approved the accelerated vesting of the unvested June 2019 grant of 22,806 restricted share units held by the retiring director. All other unvested restricted share unit awards held by the director automatically vested in accordance with their terms upon the date of his retirement.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 20, 2020 Filed Feb 24, 2020 22:24 UTC FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 Exercise / conversionPerformance Shares · Derivative 16,583 Not disclosed Not disclosed
Disclosure

SEC source: 0001401257-20-000047 · wf-form4_158258302557823.xml · derivative · entry 4

GAUT C CHRISTOPHER · CIK 0001191238 · Director · CEO & COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the three-year period commencing on January 1, 2017 and ending on December 31, 2019, each performance share represents the right to receive zero shares of Common Stock.

F4 · price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the three-year period commencing on January 1, 2017 and ending on December 31, 2019, each performance share represents the right to receive zero shares of Common Stock.

F4 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the three-year period commencing on January 1, 2017 and ending on December 31, 2019, each performance share represents the right to receive zero shares of Common Stock.

Read SEC document
February 17, 2020 Filed Aug 14, 2020 17:27 UTC FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 GiftCommon Stock 75,000 $0.00 $0.00
Disclosure

SEC source: 0001401257-20-000131 · wf-form4_159742601501368.xml · nonDerivative · entry 3

GAUT C CHRISTOPHER · CIK 0001191238 · Director · CEO & COB

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 97,000

F1 · balance_after: Reflects a transfer of 75,000 shares of Forum Energy Technologies, Inc. (the "Company") common stock, par value $0.01 per share ("Common Stock") directly owned by the reporting person to a Uniform Transfers to Minors Act account where the reporting person and his spouse have joint ownership for the benefit of their grandchildren.

F1 · ownership.nature: Reflects a transfer of 75,000 shares of Forum Energy Technologies, Inc. (the "Company") common stock, par value $0.01 per share ("Common Stock") directly owned by the reporting person to a Uniform Transfers to Minors Act account where the reporting person and his spouse have joint ownership for the benefit of their grandchildren.

Read SEC document
February 17, 2020 Filed Aug 14, 2020 17:27 UTC FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 GiftCommon Stock 75,000 $0.00 $0.00
Disclosure

SEC source: 0001401257-20-000131 · wf-form4_159742601501368.xml · nonDerivative · entry 2

GAUT C CHRISTOPHER · CIK 0001191238 · Director · CEO & COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,270,413

F1 · balance_after: Reflects a transfer of 75,000 shares of Forum Energy Technologies, Inc. (the "Company") common stock, par value $0.01 per share ("Common Stock") directly owned by the reporting person to a Uniform Transfers to Minors Act account where the reporting person and his spouse have joint ownership for the benefit of their grandchildren.

Read SEC document
February 17, 2020 Filed Aug 14, 2020 17:27 UTC FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 GiftCommon Stock 75,000 $0.00 $0.00
Disclosure

SEC source: 0001401257-20-000131 · wf-form4_159742601501368.xml · nonDerivative · entry 1

GAUT C CHRISTOPHER · CIK 0001191238 · Director · CEO & COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,345,413

Read SEC document
January 31, 2020 Filed Feb 3, 2020 23:38 UTC EOG RESOURCES INC EOG · Entity 1344 GrantCommon Stock 9.486 $72.91 $691.62
Disclosure

SEC source: 0001127602-20-003250 · form4.xml · nonDerivative · entry 1

GAUT C CHRISTOPHER · CIK 0001191238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,887.092

Read SEC document
December 31, 2019 Filed Feb 14, 2020 16:41 UTC FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 GrantCommon Stock 3,764 $1.43 $5,382.52
Disclosure

SEC source: 0001401257-20-000016 · wf-form5_158169850069840.xml · nonDerivative · entry 2

GAUT C CHRISTOPHER · CIK 0001191238 · Director · CEO & COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,134,413

F1 · shares: The reported securities were acquired under the Forum Energy Technologies, Inc. Employee Stock Purchase Plan in exempt transactions under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
November 25, 2019 Filed Nov 27, 2019 17:47 UTC FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 PurchaseCommon Stock 312,500 $1.28 $400,000.00
Disclosure

SEC source: 0001401257-19-000189 · wf-form4_157487682475277.xml · nonDerivative · entry 1

GAUT C CHRISTOPHER · CIK 0001191238 · Director · CEO & COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,127,833

Read SEC document
November 12, 2019 Filed Nov 14, 2019 21:25 UTC Valaris Ltd VAL · Entity 3776 Exercise / conversionRestricted Share Units · Derivative 22,806 $0.00 $0.00
Disclosure

SEC source: 0000314808-19-000177 · wf-form4_157376672167998.xml · derivative · entry 7

GAUT C CHRISTOPHER · CIK 0001191238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Restricted Share Units · 22,806 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The restricted share units convert into Class A ordinary shares on a one-for-one basis upon vesting, and the reporting person is required to pay the aggregate nominal value (par value), $0.40 per share, of our Class A ordinary shares actually issued in accordance with U.K. corporate law. In connection with the transaction reported above, the reporting person paid $8,483.60 to Valaris with respect to the shares actually issued upon vesting of the restricted share units. The remaining 1,597 shares were withheld and not issued to satisfy certain tax withholding obligations.

F5 · derivative.exercise_date: In connection with the director's resignation from the Board on November 12, 2019, the Compensation Committee and the Board approved the accelerated vesting of the unvested June 2019 grant of 22,806 restricted share units held by the retiring director. All other unvested restricted share unit awards held by the director automatically vested in accordance with their terms upon the date of his retirement.

F5 · derivative.expiration_date: In connection with the director's resignation from the Board on November 12, 2019, the Compensation Committee and the Board approved the accelerated vesting of the unvested June 2019 grant of 22,806 restricted share units held by the retiring director. All other unvested restricted share unit awards held by the director automatically vested in accordance with their terms upon the date of his retirement.

Read SEC document
November 12, 2019 Filed Nov 14, 2019 21:25 UTC Valaris Ltd VAL · Entity 3776 Exercise / conversionRestricted Share Units · Derivative 5,066 $0.00 $0.00
Disclosure

SEC source: 0000314808-19-000177 · wf-form4_157376672167998.xml · derivative · entry 6

GAUT C CHRISTOPHER · CIK 0001191238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Ordinary Shares · 5,066 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The restricted share units convert into Class A ordinary shares on a one-for-one basis upon vesting, and the reporting person is required to pay the aggregate nominal value (par value), $0.40 per share, of our Class A ordinary shares actually issued in accordance with U.K. corporate law. In connection with the transaction reported above, the reporting person paid $1,884.40 to Valaris with respect to the shares actually issued upon vesting of the restricted share units. The remaining 355 shares were withheld and not issued to satisfy certain tax withholding obligations.

F5 · derivative.exercise_date: In connection with the director's resignation from the Board on November 12, 2019, the Compensation Committee and the Board approved the accelerated vesting of the unvested June 2019 grant of 22,806 restricted share units held by the retiring director. All other unvested restricted share unit awards held by the director automatically vested in accordance with their terms upon the date of his retirement.

F5 · derivative.expiration_date: In connection with the director's resignation from the Board on November 12, 2019, the Compensation Committee and the Board approved the accelerated vesting of the unvested June 2019 grant of 22,806 restricted share units held by the retiring director. All other unvested restricted share unit awards held by the director automatically vested in accordance with their terms upon the date of his retirement.

Read SEC document
November 12, 2019 Filed Nov 14, 2019 21:25 UTC Valaris Ltd VAL · Entity 3776 Exercise / conversionRestricted Share Units · Derivative 2,637 $0.00 $0.00
Disclosure

SEC source: 0000314808-19-000177 · wf-form4_157376672167998.xml · derivative · entry 5

GAUT C CHRISTOPHER · CIK 0001191238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Ordinary Shares · 2,637 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted share units convert into Class A ordinary shares on a one-for-one basis upon vesting, and the reporting person is required to pay the aggregate nominal value (par value), $0.40 per share, of our Class A ordinary shares actually issued in accordance with U.K. corporate law. In connection with the transaction reported above, the reporting person paid $980.80 to Valaris with respect to the shares actually issued upon vesting of the restricted share units. The remaining 185 shares were withheld and not issued to satisfy certain tax withholding obligations.

F5 · derivative.exercise_date: In connection with the director's resignation from the Board on November 12, 2019, the Compensation Committee and the Board approved the accelerated vesting of the unvested June 2019 grant of 22,806 restricted share units held by the retiring director. All other unvested restricted share unit awards held by the director automatically vested in accordance with their terms upon the date of his retirement.

F5 · derivative.expiration_date: In connection with the director's resignation from the Board on November 12, 2019, the Compensation Committee and the Board approved the accelerated vesting of the unvested June 2019 grant of 22,806 restricted share units held by the retiring director. All other unvested restricted share unit awards held by the director automatically vested in accordance with their terms upon the date of his retirement.

Read SEC document
November 12, 2019 Filed Nov 14, 2019 21:25 UTC Valaris Ltd VAL · Entity 3776 Tax withholdingClass A Ordinary Shares 2,137 $4.53 $9,680.61
Disclosure

SEC source: 0000314808-19-000177 · wf-form4_157376672167998.xml · nonDerivative · entry 4

GAUT C CHRISTOPHER · CIK 0001191238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,411

F4 · shares: These shares were withheld upon vesting to enable the reporting person to satisfy tax withholding obligations that arose upon such vesting, which will be paid by the issuer to the appropriate taxing authority in cash.

Read SEC document
November 12, 2019 Filed Nov 14, 2019 21:25 UTC Valaris Ltd VAL · Entity 3776 Exercise / conversionClass A Ordinary Shares 22,806 Not disclosed Not disclosed
Disclosure

SEC source: 0000314808-19-000177 · wf-form4_157376672167998.xml · nonDerivative · entry 3

GAUT C CHRISTOPHER · CIK 0001191238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,548

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: The restricted share units convert into Class A ordinary shares on a one-for-one basis upon vesting, and the reporting person is required to pay the aggregate nominal value (par value), $0.40 per share, of our Class A ordinary shares actually issued in accordance with U.K. corporate law. In connection with the transaction reported above, the reporting person paid $8,483.60 to Valaris with respect to the shares actually issued upon vesting of the restricted share units. The remaining 1,597 shares were withheld and not issued to satisfy certain tax withholding obligations.

Read SEC document
November 12, 2019 Filed Nov 14, 2019 21:25 UTC Valaris Ltd VAL · Entity 3776 Exercise / conversionClass A Ordinary Shares 5,066 Not disclosed Not disclosed
Disclosure

SEC source: 0000314808-19-000177 · wf-form4_157376672167998.xml · nonDerivative · entry 2

GAUT C CHRISTOPHER · CIK 0001191238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,742

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The restricted share units convert into Class A ordinary shares on a one-for-one basis upon vesting, and the reporting person is required to pay the aggregate nominal value (par value), $0.40 per share, of our Class A ordinary shares actually issued in accordance with U.K. corporate law. In connection with the transaction reported above, the reporting person paid $1,884.40 to Valaris with respect to the shares actually issued upon vesting of the restricted share units. The remaining 355 shares were withheld and not issued to satisfy certain tax withholding obligations.

Read SEC document
November 12, 2019 Filed Nov 14, 2019 21:25 UTC Valaris Ltd VAL · Entity 3776 Exercise / conversionClass A Ordinary Shares 2,637 Not disclosed Not disclosed
Disclosure

SEC source: 0000314808-19-000177 · wf-form4_157376672167998.xml · nonDerivative · entry 1

GAUT C CHRISTOPHER · CIK 0001191238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,676

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted share units convert into Class A ordinary shares on a one-for-one basis upon vesting, and the reporting person is required to pay the aggregate nominal value (par value), $0.40 per share, of our Class A ordinary shares actually issued in accordance with U.K. corporate law. In connection with the transaction reported above, the reporting person paid $980.80 to Valaris with respect to the shares actually issued upon vesting of the restricted share units. The remaining 185 shares were withheld and not issued to satisfy certain tax withholding obligations.

Read SEC document
October 31, 2019 Filed Nov 1, 2019 19:29 UTC EOG RESOURCES INC EOG · Entity 1344 GrantCommon Stock 9.937 $69.31 $688.73
Disclosure

SEC source: 0001127602-19-031459 · form4.xml · nonDerivative · entry 1

GAUT C CHRISTOPHER · CIK 0001191238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,877.606

Read SEC document
October 31, 2019 Filed Nov 4, 2019 22:21 UTC FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 GrantStock Appreciation Rights · Derivative 775,000 $0.00 Strike: $1.45 $0.00
Disclosure

SEC source: 0001401257-19-000184 · wf-form4_157290604813685.xml · derivative · entry 1

GAUT C CHRISTOPHER · CIK 0001191238 · Director · CEO & COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 775,000

Underlying: Common Stock · 775,000 shares

Expires 2022-10-31

F1 · security: Represents an award of stock appreciation rights ("SARs") granted pursuant to the Forum Energy Technologies, Inc. 2016 Stock and Incentive Plan (the "Plan"). Each SAR represents a contingent right to receive the excess, if any, of the fair market value of one share of Forum Energy Technologies, Inc. (the "Company") common stock, par value $0.01 ("Common Stock"), over the exercise price upon vesting.

F2 · security: The SARs vest on the third anniversary of the date of grant (10/31/2019) and will settle in Common Stock or, at the Company's election, in cash, as soon as practicable thereafter, subject to a threshold condition that the average closing price of a share of Common Stock over the twenty trading days prior to the settlement date is equal to or greater than $5.00. The SARs will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. In connection with the award hereunder, the Company's Board of Directors has determined that the maximum award under the 2019 Executive Management Incentive Plan ("EMIP") that the reporting person is eligible to receive will be 75% of the EMIP's target payout.

F3 · derivative.exercise_price: The exercise price of each SAR is $1.45 per share, which is 125% of the Company's closing stock price on the date of grant.

Read SEC document
October 10, 2019 Filed Nov 27, 2019 17:45 UTC FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 GiftCommon Stock 22,000 $0.00 $0.00
Disclosure

SEC source: 0001401257-19-000188 · wf-form4_157487673168095.xml · nonDerivative · entry 2

GAUT C CHRISTOPHER · CIK 0001191238 · Director · CEO & COB

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 22,000

F1 · balance_after: Reflects a transfer of 22,000 shares of Forum Energy Technologies, Inc. common stock directly owned by the reporting person to a Uniform Transfers to Minors Act account where the reporting person and his spouse have joint ownership for the benefit of their granddaughter.

F1 · ownership.nature: Reflects a transfer of 22,000 shares of Forum Energy Technologies, Inc. common stock directly owned by the reporting person to a Uniform Transfers to Minors Act account where the reporting person and his spouse have joint ownership for the benefit of their granddaughter.

Read SEC document
October 10, 2019 Filed Nov 27, 2019 17:45 UTC FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 GiftCommon Stock 22,000 $0.00 $0.00
Disclosure

SEC source: 0001401257-19-000188 · wf-form4_157487673168095.xml · nonDerivative · entry 1

GAUT C CHRISTOPHER · CIK 0001191238 · Director · CEO & COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,815,333

F1 · balance_after: Reflects a transfer of 22,000 shares of Forum Energy Technologies, Inc. common stock directly owned by the reporting person to a Uniform Transfers to Minors Act account where the reporting person and his spouse have joint ownership for the benefit of their granddaughter.

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September 04, 2019 Filed Sep 5, 2019 20:46 UTC FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 PurchaseCommon Stock 10,000 $1.45 $14,500.00
Disclosure

SEC source: 0001401257-19-000124 · wf-form4_156771638441198.xml · nonDerivative · entry 2

GAUT C CHRISTOPHER · CIK 0001191238 · Director · CEO & COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,837,333

Read SEC document
September 03, 2019 Filed Sep 5, 2019 20:46 UTC FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 PurchaseCommon Stock 20,000 $1.35 $27,000.00
Disclosure

SEC source: 0001401257-19-000124 · wf-form4_156771638441198.xml · nonDerivative · entry 1

GAUT C CHRISTOPHER · CIK 0001191238 · Director · CEO & COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,827,333

F1 · price: The price reported is a weighted average price. These shares were purchased in two transactions at prices equal to $1.3467 and $1.3531. The reporting person undertakes to provide to any security holder of Forum Energy Technologies, Inc. or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price set forth in this footnote.

Read SEC document
July 31, 2019 Filed Aug 1, 2019 21:54 UTC EOG RESOURCES INC EOG · Entity 1344 GrantCommon Stock 7.996 $85.85 $686.46
Disclosure

SEC source: 0001127602-19-025713 · form4.xml · nonDerivative · entry 1

GAUT C CHRISTOPHER · CIK 0001191238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,867.669

Read SEC document
June 30, 2019 Filed Feb 14, 2020 16:41 UTC FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 GrantCommon Stock 2,816 $2.91 $8,194.56
Disclosure

SEC source: 0001401257-20-000016 · wf-form5_158169850069840.xml · nonDerivative · entry 1

GAUT C CHRISTOPHER · CIK 0001191238 · Director · CEO & COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,130,649

F1 · shares: The reported securities were acquired under the Forum Energy Technologies, Inc. Employee Stock Purchase Plan in exempt transactions under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
June 03, 2019 Filed Jun 4, 2019 23:31 UTC Valaris Ltd ESV · Entity 3776 GrantRestricted Share Units · Derivative 22,806 $0.00 $0.00
Disclosure

SEC source: 0000314808-19-000108 · wf-form4_155969110414607.xml · derivative · entry 8

GAUT C CHRISTOPHER · CIK 0001191238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,806

Underlying: Class A Ordinary Shares · 22,806 shares

Expires not disclosed

F9 · derivative.exercise_price: Upon the vesting of our restricted share units, the reporting person is required to pay the aggregate nominal value (par value), $0.40 per share, of our Class A ordinary shares actually issued, in accordance with U.K. corporate law.

F10 · derivative.exercise_date: On June 3, 2019, the reporting person was granted 22,806 restricted share units, vesting on the first anniversary of the grant date.

F10 · derivative.expiration_date: On June 3, 2019, the reporting person was granted 22,806 restricted share units, vesting on the first anniversary of the grant date.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 23:31 UTC Valaris Ltd ESV · Entity 3776 Exercise / conversionRestricted Share Units · Derivative 2,533 $0.00 $0.00
Disclosure

SEC source: 0000314808-19-000108 · wf-form4_155969110414607.xml · derivative · entry 7

GAUT C CHRISTOPHER · CIK 0001191238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,066

Underlying: Class A Ordinary Shares · 2,533 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The restricted share units convert into Class A ordinary shares on a one-for-one basis upon vesting, and the reporting person is required to pay the aggregate nominal value (par value), $0.40 per share, of our Class A ordinary shares actually issued in accordance with U.K. corporate law. In connection with the transaction reported above, the reporting person paid $655.20 to EnscoRowan with respect to the shares actually issued upon vesting of the restricted share units. The remaining 895 shares were withheld and not issued to satisfy certain tax withholding obligations.

F8 · derivative.exercise_date: On June 1, 2018, the reporting person was granted 30,396 restricted share units, vesting in three equal annual installments beginning on the first anniversary of the grant date. On April 11, 2019, EnscoRowan effected a 1 for 4 reverse stock split. All share counts on this Form 4 are represented on a post-split basis.

F8 · derivative.expiration_date: On June 1, 2018, the reporting person was granted 30,396 restricted share units, vesting in three equal annual installments beginning on the first anniversary of the grant date. On April 11, 2019, EnscoRowan effected a 1 for 4 reverse stock split. All share counts on this Form 4 are represented on a post-split basis.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 23:31 UTC Valaris Ltd ESV · Entity 3776 Exercise / conversionRestricted Share Units · Derivative 2,637 $0.00 $0.00
Disclosure

SEC source: 0000314808-19-000108 · wf-form4_155969110414607.xml · derivative · entry 6

GAUT C CHRISTOPHER · CIK 0001191238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,637

Underlying: Class A Ordinary Shares · 2,637 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The restricted share units convert into Class A ordinary shares on a one-for-one basis upon vesting, and the reporting person is required to pay the aggregate nominal value (par value), $0.40 per share, of our Class A ordinary shares actually issued in accordance with U.K. corporate law. In connection with the transaction reported above, the reporting person paid $682.40 to EnscoRowan with respect to the shares actually issued upon vesting of the restricted share units. The remaining 931 shares were withheld and not issued to satisfy certain tax withholding obligations.

F7 · derivative.exercise_date: On June 1, 2017, the reporting person was granted 31,647 restricted share units, vesting in three equal annual installments beginning on the first anniversary of the grant date. On April 11, 2019, EnscoRowan effected a 1 for 4 reverse stock split. All share counts on this Form 4 are represented on a post-split basis.

F7 · derivative.expiration_date: On June 1, 2017, the reporting person was granted 31,647 restricted share units, vesting in three equal annual installments beginning on the first anniversary of the grant date. On April 11, 2019, EnscoRowan effected a 1 for 4 reverse stock split. All share counts on this Form 4 are represented on a post-split basis.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 23:31 UTC Valaris Ltd ESV · Entity 3776 Exercise / conversionRestricted Share Units · Derivative 1,727 $0.00 $0.00
Disclosure

SEC source: 0000314808-19-000108 · wf-form4_155969110414607.xml · derivative · entry 5

GAUT C CHRISTOPHER · CIK 0001191238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Ordinary Shares · 1,727 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted share units convert into Class A ordinary shares on a one-for-one basis upon vesting, and the reporting person is required to pay the aggregate nominal value (par value), $0.40 per share, of our Class A ordinary shares actually issued in accordance with U.K. corporate law. In connection with the transaction reported above, the reporting person paid $446.80 to Ensco Rowan plc ("EnscoRowan") with respect to the shares actually issued upon vesting of the restricted share units. The remaining 610 shares were withheld and not issued to satisfy certain tax withholding obligations.

F6 · derivative.exercise_date: On June 1, 2016, the reporting person was granted 20,727 restricted share units, vesting in three equal annual installments beginning on the first anniversary of the grant date. On April 11, 2019, EnscoRowan effected a 1 for 4 reverse stock split. All share counts on this Form 4 are represented on a post-split basis.

F6 · derivative.expiration_date: On June 1, 2016, the reporting person was granted 20,727 restricted share units, vesting in three equal annual installments beginning on the first anniversary of the grant date. On April 11, 2019, EnscoRowan effected a 1 for 4 reverse stock split. All share counts on this Form 4 are represented on a post-split basis.

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June 01, 2019 Filed Jun 4, 2019 23:31 UTC Valaris Ltd ESV · Entity 3776 Tax withholdingClass A Ordinary Shares 2,436 $8.37 $20,389.32
Disclosure

SEC source: 0000314808-19-000108 · wf-form4_155969110414607.xml · nonDerivative · entry 4

GAUT C CHRISTOPHER · CIK 0001191238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,039

F5 · shares: These shares were withheld upon vesting to enable the reporting person to satisfy tax withholding obligations that arose upon such vesting, which will be paid by the issuer to the appropriate taxing authority in cash.

F2 · balance_after: On April 11, 2019, EnscoRowan effected a 1 for 4 reverse stock split. All share counts on this Form 4 are represented on a post-split basis.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 23:31 UTC Valaris Ltd ESV · Entity 3776 Exercise / conversionClass A Ordinary Shares 2,533 Not disclosed Not disclosed
Disclosure

SEC source: 0000314808-19-000108 · wf-form4_155969110414607.xml · nonDerivative · entry 3

GAUT C CHRISTOPHER · CIK 0001191238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,475

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: The restricted share units convert into Class A ordinary shares on a one-for-one basis upon vesting, and the reporting person is required to pay the aggregate nominal value (par value), $0.40 per share, of our Class A ordinary shares actually issued in accordance with U.K. corporate law. In connection with the transaction reported above, the reporting person paid $655.20 to EnscoRowan with respect to the shares actually issued upon vesting of the restricted share units. The remaining 895 shares were withheld and not issued to satisfy certain tax withholding obligations.

F2 · balance_after: On April 11, 2019, EnscoRowan effected a 1 for 4 reverse stock split. All share counts on this Form 4 are represented on a post-split basis.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 23:31 UTC Valaris Ltd ESV · Entity 3776 Exercise / conversionClass A Ordinary Shares 2,637 Not disclosed Not disclosed
Disclosure

SEC source: 0000314808-19-000108 · wf-form4_155969110414607.xml · nonDerivative · entry 2

GAUT C CHRISTOPHER · CIK 0001191238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,942

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: The restricted share units convert into Class A ordinary shares on a one-for-one basis upon vesting, and the reporting person is required to pay the aggregate nominal value (par value), $0.40 per share, of our Class A ordinary shares actually issued in accordance with U.K. corporate law. In connection with the transaction reported above, the reporting person paid $682.40 to EnscoRowan with respect to the shares actually issued upon vesting of the restricted share units. The remaining 931 shares were withheld and not issued to satisfy certain tax withholding obligations.

F2 · balance_after: On April 11, 2019, EnscoRowan effected a 1 for 4 reverse stock split. All share counts on this Form 4 are represented on a post-split basis.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 23:31 UTC Valaris Ltd ESV · Entity 3776 Exercise / conversionClass A Ordinary Shares 1,727 Not disclosed Not disclosed
Disclosure

SEC source: 0000314808-19-000108 · wf-form4_155969110414607.xml · nonDerivative · entry 1

GAUT C CHRISTOPHER · CIK 0001191238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,305

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted share units convert into Class A ordinary shares on a one-for-one basis upon vesting, and the reporting person is required to pay the aggregate nominal value (par value), $0.40 per share, of our Class A ordinary shares actually issued in accordance with U.K. corporate law. In connection with the transaction reported above, the reporting person paid $446.80 to Ensco Rowan plc ("EnscoRowan") with respect to the shares actually issued upon vesting of the restricted share units. The remaining 610 shares were withheld and not issued to satisfy certain tax withholding obligations.

F2 · balance_after: On April 11, 2019, EnscoRowan effected a 1 for 4 reverse stock split. All share counts on this Form 4 are represented on a post-split basis.

Read SEC document
May 06, 2019 Filed May 7, 2019 16:19 UTC EOG RESOURCES INC EOG · Entity 1344 GrantCommon Stock 1,972 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-017551 · form4.xml · nonDerivative · entry 1

GAUT C CHRISTOPHER · CIK 0001191238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,859.673

Read SEC document
April 30, 2019 Filed May 2, 2019 21:58 UTC EOG RESOURCES INC EOG · Entity 1344 Disposition to issuerCommon Stock 0.398 $96.05 $38.23
Disclosure

SEC source: 0001127602-19-017068 · form4.xml · nonDerivative · entry 2

GAUT C CHRISTOPHER · CIK 0001191238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,887.673

F1 · kind: Relates to the payment of the annual administrative fee assessed to participants in the EOG Resources, Inc. 409A Deferred Compensation Plan (as amended).

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April 30, 2019 Filed May 2, 2019 21:58 UTC EOG RESOURCES INC EOG · Entity 1344 GrantCommon Stock 2.752 $96.05 $264.33
Disclosure

SEC source: 0001127602-19-017068 · form4.xml · nonDerivative · entry 1

GAUT C CHRISTOPHER · CIK 0001191238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,888.071

Read SEC document
February 15, 2019 Filed Feb 19, 2019 19:30 UTC FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 GrantPerformance Shares · Derivative 113,809 $0.00 $0.00
Disclosure

SEC source: 0001401257-19-000053 · wf-form4_155060459547411.xml · derivative · entry 4

GAUT C CHRISTOPHER · CIK 0001191238 · Director · CEO & COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,809

Underlying: Common Stock · 113,809 shares

Expires 2021-12-31

F5 · derivative.exercise_price: Each performance share represents a contingent right to receive shares of the Company's common stock, based on the Company's relative shareholder return versus that of the Company's peer group. Each performance share will settle for between 0 and 2 shares of common stock in the first quarter of 2022, based on achievement of performance measures over a three year period, following certification by the Compensation Committee of performance results.

F5 · derivative.exercise_date: Each performance share represents a contingent right to receive shares of the Company's common stock, based on the Company's relative shareholder return versus that of the Company's peer group. Each performance share will settle for between 0 and 2 shares of common stock in the first quarter of 2022, based on achievement of performance measures over a three year period, following certification by the Compensation Committee of performance results.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 19:30 UTC FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 GrantCommon Stock 113,809 $0.00 $0.00
Disclosure

SEC source: 0001401257-19-000053 · wf-form4_155060459547411.xml · nonDerivative · entry 1

GAUT C CHRISTOPHER · CIK 0001191238 · Director · CEO & COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,536,081

F1 · shares: Represents an award of restricted stock units (the "Units") granted pursuant to the Forum Energy Technologies, Inc. 2016 Stock and Incentive Plan (the "Plan"). Each Unit represents a contingent right to receive one share of Forum Energy Technologies, Inc. (the "Company") common stock, par value $0.01 per share ("Common Stock"), upon the vesting of the Units. The Units vest according to the following schedule: 1/3 vest on each of the first, second, and third anniversaries of the date of grant (2/15/2019). The Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. The Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable were the shares of Common Stock underlying the Units actually outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the issuance of the shares of Common Stock to the reporting person.

F2 · balance_after: 230,913 shares of Common Stock are held in trust for the benefit of the reporting person. The reporting person no longer maintains a pecuniary interest in such shares. In addition, 230,913 shares of Common Stock are held in trust for the benefit of the reporting person's spouse. The reporting person's spouse no longer maintains a pecuniary interest in such shares.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 19:30 UTC FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 Exercise / conversionPerformance Shares · Derivative 16,584 Not disclosed Not disclosed
Disclosure

SEC source: 0001401257-19-000053 · wf-form4_155060459547411.xml · derivative · entry 3

GAUT C CHRISTOPHER · CIK 0001191238 · Director · CEO & COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires 2018-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's the Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the two-year period commencing on January 1, 2017 and ending on December 31, 2018, each performance share represents the right to receive zero shares of Common Stock.

F4 · price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's the Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the two-year period commencing on January 1, 2017 and ending on December 31, 2018, each performance share represents the right to receive zero shares of Common Stock.

F4 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's the Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the two-year period commencing on January 1, 2017 and ending on December 31, 2018, each performance share represents the right to receive zero shares of Common Stock.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 19:30 UTC FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 Exercise / conversionPerformance Shares · Derivative 39,937 Not disclosed Not disclosed
Disclosure

SEC source: 0001401257-19-000053 · wf-form4_155060459547411.xml · derivative · entry 2

GAUT C CHRISTOPHER · CIK 0001191238 · Director · CEO & COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires 2018-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Compensation Committee ("the Compensation Committee") and given the Company's relative shareholder return versus the relevant peer group over the three-year period commencing on January 1, 2016 and ending on December 31, 2018, each performance share represents the right to receive zero shares of Common Stock.

F3 · price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Compensation Committee ("the Compensation Committee") and given the Company's relative shareholder return versus the relevant peer group over the three-year period commencing on January 1, 2016 and ending on December 31, 2018, each performance share represents the right to receive zero shares of Common Stock.

F3 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Compensation Committee ("the Compensation Committee") and given the Company's relative shareholder return versus the relevant peer group over the three-year period commencing on January 1, 2016 and ending on December 31, 2018, each performance share represents the right to receive zero shares of Common Stock.

Read SEC document
January 31, 2019 Filed Feb 1, 2019 22:43 UTC EOG RESOURCES INC EOG · Entity 1344 GrantCommon Stock 2.658 $99.20 $263.67
Disclosure

SEC source: 0001127602-19-003479 · form4.xml · nonDerivative · entry 1

GAUT C CHRISTOPHER · CIK 0001191238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,885.319

Read SEC document
December 31, 2018 Filed Feb 12, 2019 22:37 UTC FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 GrantCommon Stock 1,032 $3.51 $3,622.32
Disclosure

SEC source: 0001401257-19-000014 · wf-form5_155001101064655.xml · nonDerivative · entry 2

GAUT C CHRISTOPHER · CIK 0001191238 · Director · CEO & COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,422,272

F1 · shares: The reported securities were acquired under the Forum Energy Technologies, Inc. Employee Stock Purchase Plan in exempt transactions under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
December 19, 2018 Filed Dec 21, 2018 17:42 UTC FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 GrantPerformance Shares · Derivative 300,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001401257-18-000109 · wf-form4_154541410778129.xml · derivative · entry 4

GAUT C CHRISTOPHER · CIK 0001191238 · Director · CEO & COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 300,000 shares

Expires 2021-12-31

F4 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's total shareholder return relative to its peer group. Each performance share will settle for between zero and two shares of Common Stock in the first quarter of 2022, based on achievement of performance measures over a three-year period beginning January 1, 2019. The number of shares of Common Stock shall vest at the time that the number of earned shares has been determined.

F4 · price: These performance shares represent a contingent right to receive Common Stock, based on the Company's total shareholder return relative to its peer group. Each performance share will settle for between zero and two shares of Common Stock in the first quarter of 2022, based on achievement of performance measures over a three-year period beginning January 1, 2019. The number of shares of Common Stock shall vest at the time that the number of earned shares has been determined.

F4 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's total shareholder return relative to its peer group. Each performance share will settle for between zero and two shares of Common Stock in the first quarter of 2022, based on achievement of performance measures over a three-year period beginning January 1, 2019. The number of shares of Common Stock shall vest at the time that the number of earned shares has been determined.

Read SEC document
December 19, 2018 Filed Dec 21, 2018 17:42 UTC FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 GrantCommon Stock 300,000 $0.00 $0.00
Disclosure

SEC source: 0001401257-18-000109 · wf-form4_154541410778129.xml · nonDerivative · entry 1

GAUT C CHRISTOPHER · CIK 0001191238 · Director · CEO & COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,420,480

F1 · shares: Represents an award of restricted stock units (the "Units") granted pursuant to the Forum Energy Technologies, Inc. 2016 Stock and Incentive Plan (the "Plan"). Each Unit represents a contingent right to receive one share of Forum Energy Technologies, Inc. (the "Company") common stock, par value $0.01 per share ("Common Stock"), upon the vesting of the Units. The Units vest according to the following schedule: 1/3 vest on each of the first, second and third anniversaries of the date of grant (12/19/2018). The Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. The Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable were the shares of Common Stock underlying the Units actually outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the issuance of the shares of Common Stock to the reporting person.

Read SEC document
October 31, 2018 Filed Nov 1, 2018 21:25 UTC EOG RESOURCES INC EOG · Entity 1344 GrantCommon Stock 2.498 $105.34 $263.14
Disclosure

SEC source: 0001127602-18-031657 · form4.xml · nonDerivative · entry 1

GAUT C CHRISTOPHER · CIK 0001191238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,882.661

Read SEC document
October 02, 2018 Filed Oct 3, 2018 19:01 UTC EOG RESOURCES INC EOG · Entity 1344 GrantCommon Stock 4.555 $130.00 $592.15
Disclosure

SEC source: 0001127602-18-029337 · form4.xml · nonDerivative · entry 1

GAUT C CHRISTOPHER · CIK 0001191238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,880.163

Read SEC document
July 31, 2018 Filed Aug 2, 2018 20:05 UTC EOG RESOURCES INC EOG · Entity 1344 GrantCommon Stock 0.504 $128.94 $64.99
Disclosure

SEC source: 0001127602-18-024428 · form4.xml · nonDerivative · entry 1

GAUT C CHRISTOPHER · CIK 0001191238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,875.608

Read SEC document
June 30, 2018 Filed Feb 12, 2019 22:37 UTC FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 GrantCommon Stock 760 $10.50 $7,980.00
Disclosure

SEC source: 0001401257-19-000014 · wf-form5_155001101064655.xml · nonDerivative · entry 1

GAUT C CHRISTOPHER · CIK 0001191238 · Director · CEO & COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,421,240

F1 · shares: The reported securities were acquired under the Forum Energy Technologies, Inc. Employee Stock Purchase Plan in exempt transactions under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
June 01, 2018 Filed Jun 5, 2018 20:49 UTC Valaris Ltd ESV · Entity 3776 Exercise / conversionRestricted Share Units · Derivative 10,549 $0.00 $0.00
Disclosure

SEC source: 0000314808-18-000104 · wf-form4_152823176653443.xml · derivative · entry 8

GAUT C CHRISTOPHER · CIK 0001191238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,098

Underlying: Class A Ordinary Shares · 10,549 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The restricted share units convert into Class A ordinary shares on a one-for-one basis upon vesting, and the reporting person is required to pay the aggregate nominal value (par value), $0.10 per share, of our Class A ordinary shares actually issued in accordance with U.K. corporate law. In connection with the transaction reported above, the reporting person paid $682.50 to Ensco plc with respect to the shares actually issued upon vesting of the restricted share units. The remaining 3,724 shares were withheld and not issued to satisfy certain tax withholding obligations.

F9 · derivative.exercise_date: On June 1, 2017, the reporting person was granted 31,647 restricted share units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F9 · derivative.expiration_date: On June 1, 2017, the reporting person was granted 31,647 restricted share units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

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June 01, 2018 Filed Jun 5, 2018 20:49 UTC Valaris Ltd ESV · Entity 3776 Exercise / conversionRestricted Share Units · Derivative 6,909 $0.00 $0.00
Disclosure

SEC source: 0000314808-18-000104 · wf-form4_152823176653443.xml · derivative · entry 7

GAUT C CHRISTOPHER · CIK 0001191238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,909

Underlying: Class A Ordinary Shares · 6,909 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The restricted share units convert into Class A ordinary shares on a one-for-one basis upon vesting, and the reporting person is required to pay the aggregate nominal value (par value), $0.10 per share, of our Class A ordinary shares actually issued in accordance with U.K. corporate law. In connection with the transaction reported above, the reporting person paid $447.00 to Ensco plc with respect to the shares actually issued upon vesting of the restricted share units. The remaining 2,439 shares were withheld and not issued to satisfy certain tax withholding obligations.

F8 · derivative.exercise_date: On June 1, 2016, the reporting person was granted 20,727 restricted share units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F8 · derivative.expiration_date: On June 1, 2016, the reporting person was granted 20,727 restricted share units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

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June 01, 2018 Filed Jun 5, 2018 20:49 UTC Valaris Ltd ESV · Entity 3776 Exercise / conversionRestricted Share Units · Derivative 3,562 $0.00 $0.00
Disclosure

SEC source: 0000314808-18-000104 · wf-form4_152823176653443.xml · derivative · entry 6

GAUT C CHRISTOPHER · CIK 0001191238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Ordinary Shares · 3,562 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted share units convert into Class A ordinary shares on a one-for-one basis upon vesting, and the reporting person is required to pay the aggregate nominal value (par value), $0.10 per share, of our Class A ordinary shares actually issued in accordance with U.K. corporate law. In connection with the transaction reported above, the reporting person paid $230.40 to Ensco plc with respect to the shares actually issued upon vesting of the restricted share units. The remaining 1,258 shares were withheld and not issued to satisfy certain tax withholding obligations.

F7 · derivative.exercise_date: On June 1, 2015, the reporting person was granted 10,686 restricted share units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F7 · derivative.expiration_date: On June 1, 2015, the reporting person was granted 10,686 restricted share units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

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June 01, 2018 Filed Jun 5, 2018 20:49 UTC Valaris Ltd ESV · Entity 3776 GrantRestricted Share Units · Derivative 30,396 $0.00 $0.00
Disclosure

SEC source: 0000314808-18-000104 · wf-form4_152823176653443.xml · derivative · entry 5

GAUT C CHRISTOPHER · CIK 0001191238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,396

Underlying: Class A Ordinary Shares · 30,396 shares

Expires not disclosed

F5 · derivative.exercise_price: Upon the vesting of our restricted share units, the reporting person is required to pay the aggregate nominal value (par value), $0.10 per share, of our Class A ordinary shares actually issued, in accordance with U.K. corporate law.

F6 · derivative.exercise_date: On June 1, 2018, the reporting person was granted 30,396 restricted share units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F6 · derivative.expiration_date: On June 1, 2018, the reporting person was granted 30,396 restricted share units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

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June 01, 2018 Filed Jun 5, 2018 20:49 UTC Valaris Ltd ESV · Entity 3776 Tax withholdingClass A Ordinary Shares 7,421 $6.58 $48,830.18
Disclosure

SEC source: 0000314808-18-000104 · wf-form4_152823176653443.xml · nonDerivative · entry 4

GAUT C CHRISTOPHER · CIK 0001191238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,314

F4 · shares: These shares were withheld upon vesting to enable the reporting person to satisfy tax withholding obligations that arose upon such vesting, which will be paid by the issuer to the appropriate taxing authority in cash.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.