TapewireFind a company

person · Reporting owner

GAUT C CHRISTOPHER

Disclosed activity across 4 companies

Tapewire entity
26890
SEC CIK
0001191238

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
EOG RESOURCES INCEOG · Entity 1344DirectorJuly 31, 2026August 04, 2026
FORUM ENERGY TECHNOLOGIES, INC.FET · Entity 4998DirectorDecember 11, 2024December 12, 2024
KEY ENERGY SERVICES INCKEG · Entity 11887DirectorFebruary 01, 2018February 02, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

EOG RESOURCES INC

Report date July 31, 2026 · Filed August 04, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect23,062.501 Reported balance After 2026-07-31 transaction · row 1
1 source row

Row 1 · 2026-07-31 · Grant · Acquired 143.223 · Balance 23,062.501

FORUM ENERGY TECHNOLOGIES, INC.

Report date December 11, 2024 · Filed December 12, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect260,413 Reported balance After 2024-12-11 transaction · row 1
1 source row

Row 1 · 2024-12-11 · Sale · Disposed 2,000 · Balance 260,413

F1: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging between $15.27 and $15.43. The reporting person undertakes to provide to any security holder of Forum Energy Technologies, Inc. or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price set forth in this footnote.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging between $15.27 and $15.43. The reporting person undertakes to provide to any security holder of Forum Energy Technologies, Inc. or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price set forth in this footnote.

KEY ENERGY SERVICES INC

Report date February 01, 2018 · Filed February 02, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect15,186 Reported balance After 2018-02-01 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2018-02-01 · Grant · Acquired 676 · Balance 15,186

F1: Award of restricted stock units ("RSUs") granted under the Key Energy Services, Inc. 2016 Equity and Cash Incentive Plan as annual compensation to independent non-employee members of the board of directors. Each RSU is equal to one share of Common Stock and is payable in stock only. The award will vest in four equal parts quarterly by year end 2018. The reporting person has deferred settlement of the RSUs to occur within the sixty (60) day period immediately following the termination of service with the Company.

F2: The number of shares of Common Stock beneficially owned includes 11,279 unvested shares of restricted stock units granted under the 2016 Plan.

Filing footnotes · ownership attribution and instrument terms

F1: Award of restricted stock units ("RSUs") granted under the Key Energy Services, Inc. 2016 Equity and Cash Incentive Plan as annual compensation to independent non-employee members of the board of directors. Each RSU is equal to one share of Common Stock and is payable in stock only. The award will vest in four equal parts quarterly by year end 2018. The reporting person has deferred settlement of the RSUs to occur within the sixty (60) day period immediately following the termination of service with the Company.

F2: The number of shares of Common Stock beneficially owned includes 11,279 unvested shares of restricted stock units granted under the 2016 Plan.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Valaris Ltd

Report date November 12, 2019 · Filed November 14, 2019

Section 16 reporting ended · disclosed 2019-11-14. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Ordinary SharesSEC Table I · non-derivativeDirect47,411 Ending reported balance After 2019-11-12 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2019-11-12 · Exercise / conversion · Acquired 2,637 · Balance 21,676

F1: The restricted share units convert into Class A ordinary shares on a one-for-one basis upon vesting, and the reporting person is required to pay the aggregate nominal value (par value), $0.40 per share, of our Class A ordinary shares actually issued in accordance with U.K. corporate law. In connection with the transaction reported above, the reporting person paid $980.80 to Valaris with respect to the shares actually issued upon vesting of the restricted share units. The remaining 185 shares were withheld and not issued to satisfy certain tax withholding obligations.

Row 2 · 2019-11-12 · Exercise / conversion · Acquired 5,066 · Balance 26,742

F2: The restricted share units convert into Class A ordinary shares on a one-for-one basis upon vesting, and the reporting person is required to pay the aggregate nominal value (par value), $0.40 per share, of our Class A ordinary shares actually issued in accordance with U.K. corporate law. In connection with the transaction reported above, the reporting person paid $1,884.40 to Valaris with respect to the shares actually issued upon vesting of the restricted share units. The remaining 355 shares were withheld and not issued to satisfy certain tax withholding obligations.

Row 3 · 2019-11-12 · Exercise / conversion · Acquired 22,806 · Balance 49,548

F3: The restricted share units convert into Class A ordinary shares on a one-for-one basis upon vesting, and the reporting person is required to pay the aggregate nominal value (par value), $0.40 per share, of our Class A ordinary shares actually issued in accordance with U.K. corporate law. In connection with the transaction reported above, the reporting person paid $8,483.60 to Valaris with respect to the shares actually issued upon vesting of the restricted share units. The remaining 1,597 shares were withheld and not issued to satisfy certain tax withholding obligations.

Row 4 · 2019-11-12 · Tax withholding · Disposed 2,137 · Balance 47,411

F4: These shares were withheld upon vesting to enable the reporting person to satisfy tax withholding obligations that arose upon such vesting, which will be paid by the issuer to the appropriate taxing authority in cash.

Restricted Share UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2019-11-12 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2019-11-12 · Exercise / conversion · Disposed 2,637 · Balance 0

F1: The restricted share units convert into Class A ordinary shares on a one-for-one basis upon vesting, and the reporting person is required to pay the aggregate nominal value (par value), $0.40 per share, of our Class A ordinary shares actually issued in accordance with U.K. corporate law. In connection with the transaction reported above, the reporting person paid $980.80 to Valaris with respect to the shares actually issued upon vesting of the restricted share units. The remaining 185 shares were withheld and not issued to satisfy certain tax withholding obligations.

F5: In connection with the director's resignation from the Board on November 12, 2019, the Compensation Committee and the Board approved the accelerated vesting of the unvested June 2019 grant of 22,806 restricted share units held by the retiring director. All other unvested restricted share unit awards held by the director automatically vested in accordance with their terms upon the date of his retirement.

Restricted Share UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2019-11-12 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2019-11-12 · Exercise / conversion · Disposed 5,066 · Balance 0

F2: The restricted share units convert into Class A ordinary shares on a one-for-one basis upon vesting, and the reporting person is required to pay the aggregate nominal value (par value), $0.40 per share, of our Class A ordinary shares actually issued in accordance with U.K. corporate law. In connection with the transaction reported above, the reporting person paid $1,884.40 to Valaris with respect to the shares actually issued upon vesting of the restricted share units. The remaining 355 shares were withheld and not issued to satisfy certain tax withholding obligations.

F5: In connection with the director's resignation from the Board on November 12, 2019, the Compensation Committee and the Board approved the accelerated vesting of the unvested June 2019 grant of 22,806 restricted share units held by the retiring director. All other unvested restricted share unit awards held by the director automatically vested in accordance with their terms upon the date of his retirement.

Restricted Share UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2019-11-12 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2019-11-12 · Exercise / conversion · Disposed 22,806 · Balance 0

F3: The restricted share units convert into Class A ordinary shares on a one-for-one basis upon vesting, and the reporting person is required to pay the aggregate nominal value (par value), $0.40 per share, of our Class A ordinary shares actually issued in accordance with U.K. corporate law. In connection with the transaction reported above, the reporting person paid $8,483.60 to Valaris with respect to the shares actually issued upon vesting of the restricted share units. The remaining 1,597 shares were withheld and not issued to satisfy certain tax withholding obligations.

F5: In connection with the director's resignation from the Board on November 12, 2019, the Compensation Committee and the Board approved the accelerated vesting of the unvested June 2019 grant of 22,806 restricted share units held by the retiring director. All other unvested restricted share unit awards held by the director automatically vested in accordance with their terms upon the date of his retirement.

Filing footnotes · ownership attribution and instrument terms

F1: The restricted share units convert into Class A ordinary shares on a one-for-one basis upon vesting, and the reporting person is required to pay the aggregate nominal value (par value), $0.40 per share, of our Class A ordinary shares actually issued in accordance with U.K. corporate law. In connection with the transaction reported above, the reporting person paid $980.80 to Valaris with respect to the shares actually issued upon vesting of the restricted share units. The remaining 185 shares were withheld and not issued to satisfy certain tax withholding obligations.

F2: The restricted share units convert into Class A ordinary shares on a one-for-one basis upon vesting, and the reporting person is required to pay the aggregate nominal value (par value), $0.40 per share, of our Class A ordinary shares actually issued in accordance with U.K. corporate law. In connection with the transaction reported above, the reporting person paid $1,884.40 to Valaris with respect to the shares actually issued upon vesting of the restricted share units. The remaining 355 shares were withheld and not issued to satisfy certain tax withholding obligations.

F3: The restricted share units convert into Class A ordinary shares on a one-for-one basis upon vesting, and the reporting person is required to pay the aggregate nominal value (par value), $0.40 per share, of our Class A ordinary shares actually issued in accordance with U.K. corporate law. In connection with the transaction reported above, the reporting person paid $8,483.60 to Valaris with respect to the shares actually issued upon vesting of the restricted share units. The remaining 1,597 shares were withheld and not issued to satisfy certain tax withholding obligations.

F4: These shares were withheld upon vesting to enable the reporting person to satisfy tax withholding obligations that arose upon such vesting, which will be paid by the issuer to the appropriate taxing authority in cash.

F5: In connection with the director's resignation from the Board on November 12, 2019, the Compensation Committee and the Board approved the accelerated vesting of the unvested June 2019 grant of 22,806 restricted share units held by the retiring director. All other unvested restricted share unit awards held by the director automatically vested in accordance with their terms upon the date of his retirement.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 29, 2022 Filed Feb 14, 2023 22:58 UTC FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001401257-23-000008 · wf-form5_167641549747654.xml · nonDerivative · entry 2

GAUT C CHRISTOPHER · CIK 0001191238 · Director · Exec. COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 296,867

F1 · balance_after: Reflects a transfer of 1,000 shares of Forum Energy Technologies, Inc. (the "Company") common stock, par value $0.01 per share ("Common Stock") directly owned by the reporting person to a Uniform Transfers to Minors Act account where the reporting person and his spouse have joint ownership for the benefit of their grandchildren.

Read SEC document
December 29, 2022 Filed Feb 14, 2023 22:58 UTC FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001401257-23-000008 · wf-form5_167641549747654.xml · nonDerivative · entry 1

GAUT C CHRISTOPHER · CIK 0001191238 · Director · Exec. COB

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 13,950

F1 · balance_after: Reflects a transfer of 1,000 shares of Forum Energy Technologies, Inc. (the "Company") common stock, par value $0.01 per share ("Common Stock") directly owned by the reporting person to a Uniform Transfers to Minors Act account where the reporting person and his spouse have joint ownership for the benefit of their grandchildren.

Read SEC document
October 31, 2022 Filed Nov 1, 2022 21:34 UTC EOG RESOURCES INC EOG · Entity 1344 GrantCommon Stock 64.649 $136.52 $8,825.88
Disclosure

SEC source: 0001127602-22-024641 · form4.xml · nonDerivative · entry 1

GAUT C CHRISTOPHER · CIK 0001191238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,942.497

Read SEC document
September 29, 2022 Filed Sep 30, 2022 19:55 UTC EOG RESOURCES INC EOG · Entity 1344 GrantCommon Stock 154.204 $112.97 $17,420.43
Disclosure

SEC source: 0001127602-22-023115 · form4.xml · nonDerivative · entry 1

GAUT C CHRISTOPHER · CIK 0001191238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,877.848

Read SEC document
September 13, 2022 Filed Sep 14, 2022 21:12 UTC FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 SaleCommon Stock 400 $25.70 $10,280.00
Disclosure

SEC source: 0001401257-22-000064 · wf-form4_166318992836951.xml · nonDerivative · entry 1

GAUT C CHRISTOPHER · CIK 0001191238 · Director · Exec. COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 296,979

Read SEC document
August 12, 2022 Filed Aug 17, 2022 00:40 UTC FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 Tax withholdingCommon Stock 5,082 $26.24 $133,351.68
Disclosure

SEC source: 0001401257-22-000055 · wf-form4_166069679180387.xml · nonDerivative · entry 1

GAUT C CHRISTOPHER · CIK 0001191238 · Director · Exec. COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,379

F1 · shares: These shares were surrendered to satisfy tax obligations related to the vesting of restricted stock units granted on August 12, 2020.

Read SEC document
July 29, 2022 Filed Aug 1, 2022 21:42 UTC EOG RESOURCES INC EOG · Entity 1344 GrantCommon Stock 77.791 $111.22 $8,651.92
Disclosure

SEC source: 0001127602-22-020050 · form4.xml · nonDerivative · entry 1

GAUT C CHRISTOPHER · CIK 0001191238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,723.644

Read SEC document
June 30, 2022 Filed Jul 1, 2022 19:26 UTC EOG RESOURCES INC EOG · Entity 1344 GrantCommon Stock 185.001 $110.44 $20,431.51
Disclosure

SEC source: 0001127602-22-018441 · form4.xml · nonDerivative · entry 1

GAUT C CHRISTOPHER · CIK 0001191238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,645.853

Read SEC document
April 29, 2022 Filed May 2, 2022 21:49 UTC EOG RESOURCES INC EOG · Entity 1344 Disposition to issuerCommon Stock 0.618 $116.76 $72.16
Disclosure

SEC source: 0001127602-22-012882 · form4.xml · nonDerivative · entry 2

GAUT C CHRISTOPHER · CIK 0001191238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,460.852

Read SEC document
April 29, 2022 Filed May 2, 2022 21:49 UTC EOG RESOURCES INC EOG · Entity 1344 GrantCommon Stock 57.33 $116.76 $6,693.85
Disclosure

SEC source: 0001127602-22-012882 · form4.xml · nonDerivative · entry 1

GAUT C CHRISTOPHER · CIK 0001191238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,461.47

Read SEC document
April 25, 2022 Filed Apr 26, 2022 19:39 UTC EOG RESOURCES INC EOG · Entity 1344 GrantCommon Stock 1,610 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-012503 · form4.xml · nonDerivative · entry 1

GAUT C CHRISTOPHER · CIK 0001191238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,404.14

Read SEC document
April 14, 2022 Filed May 24, 2022 20:52 UTC Amendment FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 GiftCommon Stock 3,900 $0.00 $0.00
Disclosure

SEC source: 0001401257-22-000042 · wf-form4a_165342554314485.xml · nonDerivative · entry 1

GAUT C CHRISTOPHER · CIK 0001191238 · Director · Exec. COB

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 12,950

F1 · shares: This Form 4/A is filed to correct the number of shares of common stock, par value $0.01 per share, gifted by the reporting person and his spouse to a Uniform Transfers to Minors Act account held for the benefit of their grandchildren.

Read SEC document
April 14, 2022 Filed May 24, 2022 19:10 UTC FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 GiftCommon Stock 7,800 $0.00 $0.00
Disclosure

SEC source: 0001401257-22-000040 · wf-form4_165341942684051.xml · nonDerivative · entry 2

GAUT C CHRISTOPHER · CIK 0001191238 · Director · Exec. COB

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 16,850

F1 · balance_after: Reflects a transfer of 7,800 shares of Forum Energy Technologies, Inc. (the "Company") common stock, par value $0.01 per share ("Common Stock") directly owned by the reporting person to a Uniform Transfers to Minors Act account where the reporting person and his spouse have joint ownership for the benefit of their grandchildren.

F1 · ownership.nature: Reflects a transfer of 7,800 shares of Forum Energy Technologies, Inc. (the "Company") common stock, par value $0.01 per share ("Common Stock") directly owned by the reporting person to a Uniform Transfers to Minors Act account where the reporting person and his spouse have joint ownership for the benefit of their grandchildren.

Read SEC document
April 14, 2022 Filed May 24, 2022 19:10 UTC FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 GiftCommon Stock 7,800 $0.00 $0.00
Disclosure

SEC source: 0001401257-22-000040 · wf-form4_165341942684051.xml · nonDerivative · entry 1

GAUT C CHRISTOPHER · CIK 0001191238 · Director · Exec. COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,461

F1 · balance_after: Reflects a transfer of 7,800 shares of Forum Energy Technologies, Inc. (the "Company") common stock, par value $0.01 per share ("Common Stock") directly owned by the reporting person to a Uniform Transfers to Minors Act account where the reporting person and his spouse have joint ownership for the benefit of their grandchildren.

Read SEC document
March 29, 2022 Filed Mar 30, 2022 22:05 UTC EOG RESOURCES INC EOG · Entity 1344 GrantCommon Stock 73.379 $120.63 $8,851.71
Disclosure

SEC source: 0001127602-22-010672 · form4.xml · nonDerivative · entry 1

GAUT C CHRISTOPHER · CIK 0001191238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,794.14

Read SEC document
February 19, 2022 Filed Feb 22, 2022 20:23 UTC FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 Exercise / conversionPhantom Stock Units · Derivative 11,159 $0.00 $0.00
Disclosure

SEC source: 0001401257-22-000012 · wf-form4_164556137568377.xml · derivative · entry 7

GAUT C CHRISTOPHER · CIK 0001191238 · Director · Exec. COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,317

Underlying: Phantom Stock Units · 11,159 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents the cash settlement of a portion of the phantom stock units granted on February 19, 2021 and that vested on February 19, 2022.

F2 · derivative.exercise_date: Represents the cash settlement of a portion of the phantom stock units granted on February 19, 2021 and that vested on February 19, 2022.

F2 · derivative.expiration_date: Represents the cash settlement of a portion of the phantom stock units granted on February 19, 2021 and that vested on February 19, 2022.

Read SEC document
February 19, 2022 Filed Feb 22, 2022 20:23 UTC FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 Exercise / conversionCommon Stock 11,159 $18.94 $211,351.46
Disclosure

SEC source: 0001401257-22-000012 · wf-form4_164556137568377.xml · nonDerivative · entry 4

GAUT C CHRISTOPHER · CIK 0001191238 · Director · Exec. COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,261

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Represents the cash settlement of a portion of the phantom stock units granted on February 19, 2021 and that vested on February 19, 2022.

Read SEC document
February 19, 2022 Filed Feb 22, 2022 20:23 UTC FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 Exercise / conversionCommon Stock 11,159 Not disclosed Not disclosed
Disclosure

SEC source: 0001401257-22-000012 · wf-form4_164556137568377.xml · nonDerivative · entry 3

GAUT C CHRISTOPHER · CIK 0001191238 · Director · Exec. COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 321,420

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Represents the cash settlement of a portion of the phantom stock units granted on February 19, 2021 and that vested on February 19, 2022.

Read SEC document
February 18, 2022 Filed Feb 22, 2022 20:23 UTC FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 GrantPhantom Stock Units · Derivative 33,085 $0.00 $0.00
Disclosure

SEC source: 0001401257-22-000012 · wf-form4_164556137568377.xml · derivative · entry 8

GAUT C CHRISTOPHER · CIK 0001191238 · Director · Exec. COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,085

Underlying: Common Stock · 33,085 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents an award of cash-settled phantom units (the "Phantom Units") granted pursuant to the Forum Energy Technologies, Inc. Second Amended and Restated 2016 Stock and Incentive Plan (the "Plan"). Each Phantom Unit represents a contingent right to receive a cash payment equivalent to the fair market value of one share of Common Stock, upon the vesting of the Phantom Units. The Phantom Units may vest based on continuous service according to the following schedule: 1/2 on each of the first and second anniversaries of the grant date. The Phantom Units will be forfeited upon a termination of service prior to vesting, except in limited circumstances. The Phantom Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable if the Phantom Units were shares of Common Stock outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the settlement of the Phantom Units.

F3 · derivative.exercise_date: Represents an award of cash-settled phantom units (the "Phantom Units") granted pursuant to the Forum Energy Technologies, Inc. Second Amended and Restated 2016 Stock and Incentive Plan (the "Plan"). Each Phantom Unit represents a contingent right to receive a cash payment equivalent to the fair market value of one share of Common Stock, upon the vesting of the Phantom Units. The Phantom Units may vest based on continuous service according to the following schedule: 1/2 on each of the first and second anniversaries of the grant date. The Phantom Units will be forfeited upon a termination of service prior to vesting, except in limited circumstances. The Phantom Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable if the Phantom Units were shares of Common Stock outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the settlement of the Phantom Units.

F3 · derivative.expiration_date: Represents an award of cash-settled phantom units (the "Phantom Units") granted pursuant to the Forum Energy Technologies, Inc. Second Amended and Restated 2016 Stock and Incentive Plan (the "Plan"). Each Phantom Unit represents a contingent right to receive a cash payment equivalent to the fair market value of one share of Common Stock, upon the vesting of the Phantom Units. The Phantom Units may vest based on continuous service according to the following schedule: 1/2 on each of the first and second anniversaries of the grant date. The Phantom Units will be forfeited upon a termination of service prior to vesting, except in limited circumstances. The Phantom Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable if the Phantom Units were shares of Common Stock outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the settlement of the Phantom Units.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 20:23 UTC FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 Exercise / conversionPerformance Shares · Derivative 5,690 Not disclosed Not disclosed
Disclosure

SEC source: 0001401257-22-000012 · wf-form4_164556137568377.xml · derivative · entry 6

GAUT C CHRISTOPHER · CIK 0001191238 · Director · Exec. COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,276 shares

Expires 2021-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the vesting of performance shares granted in February 2019, which were earned at 40% of target.

F1 · price: Reflects the vesting of performance shares granted in February 2019, which were earned at 40% of target.

F1 · derivative.exercise_date: Reflects the vesting of performance shares granted in February 2019, which were earned at 40% of target.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 20:23 UTC FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 Exercise / conversionPerformance Shares · Derivative 15,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001401257-22-000012 · wf-form4_164556137568377.xml · derivative · entry 5

GAUT C CHRISTOPHER · CIK 0001191238 · Director · Exec. COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,000 shares

Expires 2021-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the vesting of performance shares granted in February 2019, which were earned at 40% of target.

F1 · price: Reflects the vesting of performance shares granted in February 2019, which were earned at 40% of target.

F1 · derivative.exercise_date: Reflects the vesting of performance shares granted in February 2019, which were earned at 40% of target.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 20:23 UTC FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 Exercise / conversionCommon Stock 2,276 $0.00 $0.00
Disclosure

SEC source: 0001401257-22-000012 · wf-form4_164556137568377.xml · nonDerivative · entry 2

GAUT C CHRISTOPHER · CIK 0001191238 · Director · Exec. COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,261

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects the vesting of performance shares granted in February 2019, which were earned at 40% of target.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 20:23 UTC FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 Exercise / conversionCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0001401257-22-000012 · wf-form4_164556137568377.xml · nonDerivative · entry 1

GAUT C CHRISTOPHER · CIK 0001191238 · Director · Exec. COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,985

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects the vesting of performance shares granted in February 2019, which were earned at 40% of target.

Read SEC document
January 28, 2022 Filed Jan 31, 2022 22:53 UTC EOG RESOURCES INC EOG · Entity 1344 GrantCommon Stock 60.107 $109.70 $6,593.74
Disclosure

SEC source: 0001127602-22-002591 · form4.xml · nonDerivative · entry 1

GAUT C CHRISTOPHER · CIK 0001191238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,720.761

Read SEC document
December 30, 2021 Filed Jan 4, 2022 22:09 UTC EOG RESOURCES INC EOG · Entity 1344 GrantCommon Stock 192.842 $89.18 $17,197.65
Disclosure

SEC source: 0001127602-22-000564 · form4.xml · nonDerivative · entry 1

GAUT C CHRISTOPHER · CIK 0001191238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,660.654

Read SEC document
October 29, 2021 Filed Nov 1, 2021 22:20 UTC EOG RESOURCES INC EOG · Entity 1344 GrantCommon Stock 38.192 $92.46 $3,531.23
Disclosure

SEC source: 0001127602-21-027994 · form4.xml · nonDerivative · entry 1

GAUT C CHRISTOPHER · CIK 0001191238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,467.812

Read SEC document
July 30, 2021 Filed Aug 3, 2021 19:44 UTC EOG RESOURCES INC EOG · Entity 1344 Disposition to issuerCommon Stock 0.857 $72.86 $62.44
Disclosure

SEC source: 0001127602-21-022881 · form4.xml · nonDerivative · entry 2

GAUT C CHRISTOPHER · CIK 0001191238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,429.62

Read SEC document
July 30, 2021 Filed Aug 3, 2021 19:44 UTC EOG RESOURCES INC EOG · Entity 1344 GrantCommon Stock 162.821 $72.86 $11,863.14
Disclosure

SEC source: 0001127602-21-022881 · form4.xml · nonDerivative · entry 1

GAUT C CHRISTOPHER · CIK 0001191238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,430.477

Read SEC document
May 03, 2021 Filed May 5, 2021 19:50 UTC EOG RESOURCES INC EOG · Entity 1344 GrantCommon Stock 2,369 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-015491 · form4.xml · nonDerivative · entry 1

GAUT C CHRISTOPHER · CIK 0001191238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,267.656

Read SEC document
April 30, 2021 Filed May 3, 2021 22:48 UTC EOG RESOURCES INC EOG · Entity 1344 GrantCommon Stock 25.332 $73.64 $1,865.45
Disclosure

SEC source: 0001127602-21-015027 · form4.xml · nonDerivative · entry 1

GAUT C CHRISTOPHER · CIK 0001191238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,898.656

Read SEC document
February 23, 2021 Filed Feb 24, 2021 17:36 UTC FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 GiftCommon Stock 4,200 $0.00 $0.00
Disclosure

SEC source: 0001401257-21-000030 · wf-form4_161418820698641.xml · nonDerivative · entry 3

GAUT C CHRISTOPHER · CIK 0001191238 · Director · CEO & COB

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 9,050

F1 · balance_after: Reflects a transfer of 4,200 shares of Forum Energy Technologies, Inc. (the "Company") common stock, par value $0.01 per share ("Common Stock") directly owned by the reporting person to a Uniform Transfers to Minors Act account where the reporting person and his spouse have joint ownership for the benefit of their grandchildren.

F1 · ownership.nature: Reflects a transfer of 4,200 shares of Forum Energy Technologies, Inc. (the "Company") common stock, par value $0.01 per share ("Common Stock") directly owned by the reporting person to a Uniform Transfers to Minors Act account where the reporting person and his spouse have joint ownership for the benefit of their grandchildren.

Read SEC document
February 23, 2021 Filed Feb 24, 2021 17:36 UTC FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 GiftCommon Stock 4,200 $0.00 $0.00
Disclosure

SEC source: 0001401257-21-000030 · wf-form4_161418820698641.xml · nonDerivative · entry 2

GAUT C CHRISTOPHER · CIK 0001191238 · Director · CEO & COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 301,985

F1 · balance_after: Reflects a transfer of 4,200 shares of Forum Energy Technologies, Inc. (the "Company") common stock, par value $0.01 per share ("Common Stock") directly owned by the reporting person to a Uniform Transfers to Minors Act account where the reporting person and his spouse have joint ownership for the benefit of their grandchildren.

Read SEC document
February 23, 2021 Filed Feb 24, 2021 17:36 UTC FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 GiftCommon Stock 4,200 $0.00 $0.00
Disclosure

SEC source: 0001401257-21-000030 · wf-form4_161418820698641.xml · nonDerivative · entry 1

GAUT C CHRISTOPHER · CIK 0001191238 · Director · CEO & COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,185

Read SEC document
February 19, 2021 Filed Feb 23, 2021 20:26 UTC FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 GrantPhantom Stock Units · Derivative 66,524 $0.00 $0.00
Disclosure

SEC source: 0001401257-21-000023 · wf-form4_161411199775492.xml · derivative · entry 2

GAUT C CHRISTOPHER · CIK 0001191238 · Director · CEO & COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,524

Underlying: Phantom Stock Units · 66,524 shares

Expires not disclosed

F5 · derivative.exercise_price: Represents an award of cash-settled phantom units (the "Phantom Units") granted pursuant to the Forum Energy Technologies, Inc. 2016 Second Amended and Restated Stock and Incentive Plan (the "Plan"). Each Phantom Unit represents a contingent right to receive a cash payment equivalent to the fair market value of one share of Common Stock, upon the vesting of the Phantom Units. The Phantom Units may vest based on continuous service according to the following schedule: 1/3 on each of the first, second, and third anniversaries of the grant date. The Phantom Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. The Phantom Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable if the Phantom Units were shares of Common Stock outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the settlement of the Phantom Units.

F5 · derivative.exercise_date: Represents an award of cash-settled phantom units (the "Phantom Units") granted pursuant to the Forum Energy Technologies, Inc. 2016 Second Amended and Restated Stock and Incentive Plan (the "Plan"). Each Phantom Unit represents a contingent right to receive a cash payment equivalent to the fair market value of one share of Common Stock, upon the vesting of the Phantom Units. The Phantom Units may vest based on continuous service according to the following schedule: 1/3 on each of the first, second, and third anniversaries of the grant date. The Phantom Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. The Phantom Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable if the Phantom Units were shares of Common Stock outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the settlement of the Phantom Units.

F5 · derivative.expiration_date: Represents an award of cash-settled phantom units (the "Phantom Units") granted pursuant to the Forum Energy Technologies, Inc. 2016 Second Amended and Restated Stock and Incentive Plan (the "Plan"). Each Phantom Unit represents a contingent right to receive a cash payment equivalent to the fair market value of one share of Common Stock, upon the vesting of the Phantom Units. The Phantom Units may vest based on continuous service according to the following schedule: 1/3 on each of the first, second, and third anniversaries of the grant date. The Phantom Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. The Phantom Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable if the Phantom Units were shares of Common Stock outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the settlement of the Phantom Units.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 20:26 UTC FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 GrantCommon Stock 66,524 $0.00 $0.00
Disclosure

SEC source: 0001401257-21-000023 · wf-form4_161411199775492.xml · nonDerivative · entry 1

GAUT C CHRISTOPHER · CIK 0001191238 · Director · CEO & COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,385

F1 · shares: Represents an award of restricted stock units (the "Units") granted pursuant to the Forum Energy Technologies, Inc. 2016 Second Amended and Restated Stock and Incentive Plan (the "Plan"). Each Unit represents a contingent right to receive one share of Forum Energy Technologies, Inc. (the "Company") common stock, par value $0.01 per share ("Common Stock"), upon the vesting of the Units. (Continued on Footnote 2)

F2 · shares: The Units are divided equally into three tranches and there are two conditions for vesting of each tranche: (i) achieving a minimum stock price threshold and (ii) continuous service. In respect of the minimum stock price threshold, the closing price of the Company's Common Stock must equal or exceed a threshold price of $23.49, which is 125% of the Company's closing stock price on the grant date, for a total of twenty trading days during the following time periods: Tranche 1: grant date through the third anniversary of the grant date; Tranche 2: first anniversary of the grant date through the third anniversary of the grant date; Tranche 3: second anniversary of the grant date through the third anniversary of the grant date. (continued on footnote 3)

F3 · shares: The Units may vest based on continuous service according to the following schedule: 1/3 on each of the first, second, and third anniversaries of the grant date. Vesting for any tranche will occur on the applicable anniversary date on or following satisfaction of the minimum price threshold condition. The Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. (continued on footnote 4)

F4 · shares: The Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable were the shares of Common Stock underlying the Units actually outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the issuance of the shares of Common Stock to the reporting person.

Read SEC document
February 19, 2021 Filed Feb 22, 2022 20:22 UTC Amendment FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 GrantPhantom Stock Units · Derivative 33,476 $0.00 $0.00
Disclosure

SEC source: 0001401257-22-000011 · wf-form4a_164556133182218.xml · derivative · entry 1

GAUT C CHRISTOPHER · CIK 0001191238 · Director · Exec. COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,476

Underlying: Phantom Stock Units · 33,476 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents an award of cash-settled phantom units (the "Phantom Units") granted pursuant to the Forum Energy Technologies, Inc. 2016 Second Amended and Restated Stock and Incentive Plan (the "Plan"). Each Phantom Unit represents a contingent right to receive a cash payment equivalent to the fair market value of one share of Common Stock, par value $0.01 (the "Common Stock"), upon the vesting of the Phantom Units. The Phantom Units may vest based on continuous service according to the following schedule: 1/3 on each of the first, second, and third anniversaries of the grant date. The Phantom Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. The Phantom Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable if the Phantom Units were shares of Common Stock outstanding at the time such dividends were issued.

F2 · shares: This Form 4/A is filed in order to correct the number of Phantom Units granted and the number of Phantom Units beneficially owned following the reported transaction. The original Form 4 overstated these amounts.

F1 · derivative.exercise_date: Represents an award of cash-settled phantom units (the "Phantom Units") granted pursuant to the Forum Energy Technologies, Inc. 2016 Second Amended and Restated Stock and Incentive Plan (the "Plan"). Each Phantom Unit represents a contingent right to receive a cash payment equivalent to the fair market value of one share of Common Stock, par value $0.01 (the "Common Stock"), upon the vesting of the Phantom Units. The Phantom Units may vest based on continuous service according to the following schedule: 1/3 on each of the first, second, and third anniversaries of the grant date. The Phantom Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. The Phantom Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable if the Phantom Units were shares of Common Stock outstanding at the time such dividends were issued.

F1 · derivative.expiration_date: Represents an award of cash-settled phantom units (the "Phantom Units") granted pursuant to the Forum Energy Technologies, Inc. 2016 Second Amended and Restated Stock and Incentive Plan (the "Plan"). Each Phantom Unit represents a contingent right to receive a cash payment equivalent to the fair market value of one share of Common Stock, par value $0.01 (the "Common Stock"), upon the vesting of the Phantom Units. The Phantom Units may vest based on continuous service according to the following schedule: 1/3 on each of the first, second, and third anniversaries of the grant date. The Phantom Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. The Phantom Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable if the Phantom Units were shares of Common Stock outstanding at the time such dividends were issued.

F2 · derivative.underlying_shares: This Form 4/A is filed in order to correct the number of Phantom Units granted and the number of Phantom Units beneficially owned following the reported transaction. The original Form 4 overstated these amounts.

F2 · balance_after: This Form 4/A is filed in order to correct the number of Phantom Units granted and the number of Phantom Units beneficially owned following the reported transaction. The original Form 4 overstated these amounts.

Read SEC document
January 29, 2021 Filed Feb 1, 2021 23:09 UTC EOG RESOURCES INC EOG · Entity 1344 GrantCommon Stock 33.035 $50.96 $1,683.46
Disclosure

SEC source: 0001127602-21-003321 · form4.xml · nonDerivative · entry 1

GAUT C CHRISTOPHER · CIK 0001191238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,873.324

Read SEC document
November 12, 2020 Filed Nov 12, 2020 21:44 UTC FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 PurchaseCommon Stock 10,000 $8.49 $84,900.00
Disclosure

SEC source: 0001401257-20-000159 · wf-form4_160521748397898.xml · nonDerivative · entry 3

GAUT C CHRISTOPHER · CIK 0001191238 · Director · CEO & COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,861

F3 · price: The price reported is a weighted average price. These shares were purchased in three transactions at prices ranging between $8.47 and $8.50. The reporting person undertakes to provide to any security holder of Forum Energy Technologies, Inc. or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price set forth in this footnote.

Read SEC document
November 11, 2020 Filed Nov 12, 2020 21:44 UTC FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 PurchaseCommon Stock 2,217 $8.67 $19,221.39
Disclosure

SEC source: 0001401257-20-000159 · wf-form4_160521748397898.xml · nonDerivative · entry 2

GAUT C CHRISTOPHER · CIK 0001191238 · Director · CEO & COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,861

F2 · price: The price reported is a weighted average price. These shares were purchased in three transactions at prices ranging between $8.62 and $8.69. The reporting person undertakes to provide to any security holder of Forum Energy Technologies, Inc. or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price set forth in this footnote.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 21:44 UTC FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 PurchaseCommon Stock 7,783 $8.75 $68,101.25
Disclosure

SEC source: 0001401257-20-000159 · wf-form4_160521748397898.xml · nonDerivative · entry 1

GAUT C CHRISTOPHER · CIK 0001191238 · Director · CEO & COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,644

F1 · balance_after: In connection with a 1-for-20 reverse stock split of Forum Energy Technologies, Inc.'s (the "Company") issued and outstanding shares of common stock, par value $0.01 per share, and corresponding decrease in the Company's authorized shares of common stock (the "Reverse Stock Split"), the Company filed an amendment to its Third Amended and Restated Certificate of Incorporation with the Secretary of State of the State of Delaware (the "Amendment"). The Amendment, effective after market close on November 9, 2020, converted each 20 issued and outstanding shares of common stock into one new share of common stock.

Read SEC document
October 30, 2020 Filed Nov 2, 2020 21:46 UTC EOG RESOURCES INC EOG · Entity 1344 GrantCommon Stock 48.635 $34.24 $1,665.26
Disclosure

SEC source: 0001127602-20-027857 · form4.xml · nonDerivative · entry 1

GAUT C CHRISTOPHER · CIK 0001191238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,840.289

Read SEC document
August 19, 2020 Filed Aug 19, 2020 21:10 UTC FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 PurchaseCommon Stock 105,000 $0.48 $50,778.00
Disclosure

SEC source: 0001401257-20-000137 · wf-form4_159787144467858.xml · nonDerivative · entry 2

GAUT C CHRISTOPHER · CIK 0001191238 · Director · CEO & COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,477,237

F2 · price: The price reported is a weighted average price. These shares were purchased in several transactions at prices ranging from $0.4784 to $0.4898. The reporting person undertakes to provide to any security holder of Forum Energy Technologies, Inc. or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price set forth in this footnote.

Read SEC document
August 18, 2020 Filed Aug 19, 2020 21:10 UTC FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 PurchaseCommon Stock 20,000 $0.49 $9,772.00
Disclosure

SEC source: 0001401257-20-000137 · wf-form4_159787144467858.xml · nonDerivative · entry 1

GAUT C CHRISTOPHER · CIK 0001191238 · Director · CEO & COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,372,237

F1 · price: The price reported is a weighted average price. These shares were purchased in two transactions at prices equal to $0.4874 and $0.4898. The reporting person undertakes to provide to any security holder of Forum Energy Technologies, Inc. or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price set forth in this footnote.

Read SEC document
August 12, 2020 Filed Aug 14, 2020 17:27 UTC FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 GrantCommon Stock 116,250 $0.00 $0.00
Disclosure

SEC source: 0001401257-20-000131 · wf-form4_159742601501368.xml · nonDerivative · entry 5

GAUT C CHRISTOPHER · CIK 0001191238 · Director · CEO & COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,352,237

F7 · shares: Represents an award of Units granted pursuant to the Plan. Each Unit represents a contingent right to receive one share of the Company's Common Stock, upon the vesting of the Units. There are two conditions for vesting: (i) achieving a minimum stock price threshold and (ii) continuous service. In respect of the stock price threshold, the closing price of the Company's Common Stock over twenty consecutive trading days must equal or exceed $1.50, which is approximately 320% of the Company's closing stock price on the grant date. If the minimum price threshold is met, and the reporting person is continuously employed by the Company through the third anniversary of the grant date, the Units will vest. The Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. (continued on footnote 8)

F8 · shares: The Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable were the shares of Common Stock underlying the Units actually outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the issuance of the shares of Common Stock to the reporting person.

Read SEC document
August 12, 2020 Filed Aug 14, 2020 17:27 UTC FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 GrantCommon Stock 775,000 $0.00 $0.00
Disclosure

SEC source: 0001401257-20-000131 · wf-form4_159742601501368.xml · nonDerivative · entry 4

GAUT C CHRISTOPHER · CIK 0001191238 · Director · CEO & COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,045,413

F2 · shares: Represents an award of restricted stock units (the "Units") granted pursuant to the Forum Energy Technologies, Inc. 2016 Second Amended and Restated Stock and Incentive Plan (the "Plan"). Each Unit represents a contingent right to receive one share of Common Stock, upon the vesting of the Units. (Continued on Footnote 3)

F3 · shares: The Units are divided equally into three tranches and there are two conditions for vesting of each tranche: (i) achieving a minimum stock price threshold and (ii) continuous service. In respect of the minimum stock price threshold, the closing price of the Company's Common Stock must equal or exceed a threshold price of $0.71, which is 150% of the Company's closing stock price on the grant date, for a total of twenty trading days during the following time periods: Tranche 1: grant date through the third anniversary of the grant date; Tranche 2: first anniversary of the grant date through the third anniversary of the grant date; Tranche 3: second anniversary of the grant date through the third anniversary of the grant date. (continued on footnote 4)

F4 · shares: The Units may vest based on continuous service according to the following schedule: 1/3 on each of the first, second, and third anniversaries of the grant date. Vesting for any tranche will occur on the applicable anniversary date on or following satisfaction of the minimum price threshold condition. The Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. (continued on footnote 5)

F5 · shares: The Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable were the shares of Common Stock underlying the Units actually outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the issuance of the shares of Common Stock to the reporting person.

F6 · balance_after: The amount of shares beneficially owned reflects a distribution of 190,574 shares of Common Stock by trusts held by the reporting person and his spouse.

Read SEC document
July 31, 2020 Filed Aug 3, 2020 22:03 UTC EOG RESOURCES INC EOG · Entity 1344 GrantCommon Stock 35.262 $46.85 $1,652.02
Disclosure

SEC source: 0001127602-20-022610 · form4.xml · nonDerivative · entry 1

GAUT C CHRISTOPHER · CIK 0001191238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,791.654

Read SEC document
May 04, 2020 Filed May 5, 2020 21:13 UTC EOG RESOURCES INC EOG · Entity 1344 GrantCommon Stock 3,851 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-015478 · form4.xml · nonDerivative · entry 1

GAUT C CHRISTOPHER · CIK 0001191238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,756.392

Read SEC document
April 30, 2020 Filed May 1, 2020 19:56 UTC EOG RESOURCES INC EOG · Entity 1344 Disposition to issuerCommon Stock 0.763 $47.51 $36.25
Disclosure

SEC source: 0001127602-20-015015 · form4.xml · nonDerivative · entry 2

GAUT C CHRISTOPHER · CIK 0001191238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,905.392

Read SEC document
April 30, 2020 Filed May 1, 2020 19:56 UTC EOG RESOURCES INC EOG · Entity 1344 GrantCommon Stock 19.063 $47.51 $905.68
Disclosure

SEC source: 0001127602-20-015015 · form4.xml · nonDerivative · entry 1

GAUT C CHRISTOPHER · CIK 0001191238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,906.155

Read SEC document
February 21, 2020 Filed Feb 24, 2020 22:24 UTC FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 GrantCommon Stock 1,286,000 $0.96 $1,234,560.00
Disclosure

SEC source: 0001401257-20-000047 · wf-form4_158258302557823.xml · nonDerivative · entry 1

GAUT C CHRISTOPHER · CIK 0001191238 · Director · CEO & COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,420,413

F1 · shares: Represents an award of restricted stock units (the "Units") granted pursuant to the Forum Energy Technologies, Inc. 2016 Stock and Incentive Plan (the "Plan"). Each Unit represents a contingent right to receive one share of Forum Energy Technologies, Inc. (the "Company") common stock, par value $0.01 per share ("Common Stock"), upon the vesting of the Units. The Units vest according to the following schedule: 1/3 vest on each of the first, second, and third anniversaries of the date of grant (2/21/2020). The Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. The Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable were the shares of Common Stock underlying the Units actually outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the issuance of the shares of Common Stock to the reporting person.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.