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WALLACE MICHAEL W

Disclosed activity across 1 company

Tapewire entity
26816
SEC CIK
0001070123

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Spok Holdings, IncSPOK · Entity 6239Chief Operating OfficerAugust 03, 2026August 04, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Spok Holdings, Inc

Report date August 03, 2026 · Filed August 04, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitSEC Table II · derivative / convertible securityDirect138,987 Reported balance After 2026-08-03 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-08-03 · Grant · Acquired 13,761 · Balance 138,987

F1: The Restricted Stock Units, which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2026 LTIP are achieved for the year ending December 31, 2028

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect152,748 Reported balance After 2026-08-03 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-08-03 · Grant · Acquired 13,761 · Balance 152,748

F2: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F3: The Restricted Stock Units vest in three equal annual installments beginning December 31, 2026. Vested shares will be delivered to the reporting person for the fiscal years ending December 31, 2026, December 31, 2027 and December 31, 2028.

Filing footnotes · ownership attribution and instrument terms

F1: The Restricted Stock Units, which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2026 LTIP are achieved for the year ending December 31, 2028

F2: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F3: The Restricted Stock Units vest in three equal annual installments beginning December 31, 2026. Vested shares will be delivered to the reporting person for the fiscal years ending December 31, 2026, December 31, 2027 and December 31, 2028.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 03, 2020 Filed Aug 3, 2020 20:18 UTC Spok Holdings, Inc SPOK · Entity 6239 PurchaseCommon Stock 3,000 $10.06 $30,180.00
Disclosure

SEC source: 0001209191-20-044479 · doc4.xml · nonDerivative · entry 1

WALLACE MICHAEL W · CIK 0001070123 · COO/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,165

Read SEC document
March 09, 2020 Filed Mar 9, 2020 20:12 UTC Spok Holdings, Inc SPOK · Entity 6239 PurchaseCommon Stock 2,000 $10.01 $20,020.00
Disclosure

SEC source: 0001209191-20-017238 · doc4.xml · nonDerivative · entry 1

WALLACE MICHAEL W · CIK 0001070123 · COO/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,165

Read SEC document
March 06, 2020 Filed Mar 9, 2020 20:10 UTC Spok Holdings, Inc SPOK · Entity 6239 Exercise / conversionRestricted Stock Units · Derivative 7,355 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-017234 · doc4.xml · derivative · entry 4

WALLACE MICHAEL W · CIK 0001070123 · COO/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,823

Underlying: Common Stock · 7,355 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F1 · derivative.exercise_date: On January 3, 2017, Mr. Wallace was granted an award of Restricted Stock Units ("RSUs"), which vest in the form of Common Stock if specified performance objectives of the Company set forth in the 2015 Long Term Incentive Plan ("LTIP") are achieved for the year ending December 31, 2019. On March 6, 2020, the Compensation Committee of the Board of Directors determined that the performance conditions were exceeded, resulting in the vesting of 7553 shares of Common Stock, which includes an additional 198 shares not subject to the original award.

F1 · derivative.expiration_date: On January 3, 2017, Mr. Wallace was granted an award of Restricted Stock Units ("RSUs"), which vest in the form of Common Stock if specified performance objectives of the Company set forth in the 2015 Long Term Incentive Plan ("LTIP") are achieved for the year ending December 31, 2019. On March 6, 2020, the Compensation Committee of the Board of Directors determined that the performance conditions were exceeded, resulting in the vesting of 7553 shares of Common Stock, which includes an additional 198 shares not subject to the original award.

Read SEC document
March 06, 2020 Filed Mar 9, 2020 20:10 UTC Spok Holdings, Inc SPOK · Entity 6239 Tax withholdingCommon Stock 3,408 $9.96 $33,943.68
Disclosure

SEC source: 0001209191-20-017234 · doc4.xml · nonDerivative · entry 3

WALLACE MICHAEL W · CIK 0001070123 · COO/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,165

Read SEC document
March 06, 2020 Filed Mar 9, 2020 20:10 UTC Spok Holdings, Inc SPOK · Entity 6239 GrantCommon Stock 198 $9.96 $1,972.08
Disclosure

SEC source: 0001209191-20-017234 · doc4.xml · nonDerivative · entry 2

WALLACE MICHAEL W · CIK 0001070123 · COO/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,573

F1 · shares: On January 3, 2017, Mr. Wallace was granted an award of Restricted Stock Units ("RSUs"), which vest in the form of Common Stock if specified performance objectives of the Company set forth in the 2015 Long Term Incentive Plan ("LTIP") are achieved for the year ending December 31, 2019. On March 6, 2020, the Compensation Committee of the Board of Directors determined that the performance conditions were exceeded, resulting in the vesting of 7553 shares of Common Stock, which includes an additional 198 shares not subject to the original award.

Read SEC document
March 06, 2020 Filed Mar 9, 2020 20:10 UTC Spok Holdings, Inc SPOK · Entity 6239 Exercise / conversionCommon Stock 7,355 $9.96 $73,255.80
Disclosure

SEC source: 0001209191-20-017234 · doc4.xml · nonDerivative · entry 1

WALLACE MICHAEL W · CIK 0001070123 · COO/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,375

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On January 3, 2017, Mr. Wallace was granted an award of Restricted Stock Units ("RSUs"), which vest in the form of Common Stock if specified performance objectives of the Company set forth in the 2015 Long Term Incentive Plan ("LTIP") are achieved for the year ending December 31, 2019. On March 6, 2020, the Compensation Committee of the Board of Directors determined that the performance conditions were exceeded, resulting in the vesting of 7553 shares of Common Stock, which includes an additional 198 shares not subject to the original award.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 21:06 UTC Spok Holdings, Inc SPOK · Entity 6239 GrantRestricted Stock Units · Derivative 24,529 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-001735 · doc4.xml · derivative · entry 2

WALLACE MICHAEL W · CIK 0001070123 · COO/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,178

Underlying: common stock · 24,529 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of the issuer's Common Stock.

F3 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments beginning December 31, 2020. Vested shares will be delivered to the reporting person for the fiscal years ending December 31, 2020, December 31, 2021 and December 31, 2022.

F3 · derivative.expiration_date: The Restricted Stock Units vest in three equal annual installments beginning December 31, 2020. Vested shares will be delivered to the reporting person for the fiscal years ending December 31, 2020, December 31, 2021 and December 31, 2022.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 21:06 UTC Spok Holdings, Inc SPOK · Entity 6239 GrantRestricted Stock Units · Derivative 24,530 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-001735 · doc4.xml · derivative · entry 1

WALLACE MICHAEL W · CIK 0001070123 · COO/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,649

Underlying: common stock · 24,530 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2020 LTIP are achieved for the year ending December 31, 2022.

F1 · derivative.exercise_date: The Restricted Stock Units which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2020 LTIP are achieved for the year ending December 31, 2022.

F1 · derivative.expiration_date: The Restricted Stock Units which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2020 LTIP are achieved for the year ending December 31, 2022.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 21:24 UTC Spok Holdings, Inc SPOK · Entity 6239 Exercise / conversionRestricted Stock Units · Derivative 3,770 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-000953 · doc4.xml · derivative · entry 5

WALLACE MICHAEL W · CIK 0001070123 · COO/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,542

Underlying: Common Stock · 3,770 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F4 · derivative.exercise_date: On December 31, 2019, 3770 RSUs vested. The remaining 7,542 RSUs will vest on December 31, 2020 and December 31, 2021 (e.g. "three equal annual installments").

F4 · derivative.expiration_date: On December 31, 2019, 3770 RSUs vested. The remaining 7,542 RSUs will vest on December 31, 2020 and December 31, 2021 (e.g. "three equal annual installments").

Read SEC document
December 31, 2019 Filed Jan 3, 2020 21:24 UTC Spok Holdings, Inc SPOK · Entity 6239 Exercise / conversionRestricted Stock Units · Derivative 3,727 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-000953 · doc4.xml · derivative · entry 4

WALLACE MICHAEL W · CIK 0001070123 · COO/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,728

Underlying: Common Stock · 3,727 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F3 · derivative.exercise_date: On December 31, 2019, 3,727 RSUs vested. The remaining 3,728 RSUs will vest on December 31, 2020 (e.g. "three equal annual installments").

F3 · derivative.expiration_date: On December 31, 2019, 3,727 RSUs vested. The remaining 3,728 RSUs will vest on December 31, 2020 (e.g. "three equal annual installments").

Read SEC document
December 31, 2019 Filed Jan 3, 2020 21:24 UTC Spok Holdings, Inc SPOK · Entity 6239 Exercise / conversionRestricted Stock Units · Derivative 2,452 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-000953 · doc4.xml · derivative · entry 3

WALLACE MICHAEL W · CIK 0001070123 · COO/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,452 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F2 · derivative.exercise_date: On December 31, 2019, 2,452 RSUs vested.

F2 · derivative.expiration_date: On December 31, 2019, 2,452 RSUs vested.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 21:24 UTC Spok Holdings, Inc SPOK · Entity 6239 Tax withholdingCommon Stock 5,016 $12.23 $61,345.68
Disclosure

SEC source: 0001209191-20-000953 · doc4.xml · nonDerivative · entry 2

WALLACE MICHAEL W · CIK 0001070123 · COO/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,020

Read SEC document
December 31, 2019 Filed Jan 3, 2020 21:24 UTC Spok Holdings, Inc SPOK · Entity 6239 Exercise / conversionCommon Stock 9,949 $12.23 $121,676.27
Disclosure

SEC source: 0001209191-20-000953 · doc4.xml · nonDerivative · entry 1

WALLACE MICHAEL W · CIK 0001070123 · COO/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,036

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 29, 2019 Filed Oct 30, 2019 20:03 UTC Spok Holdings, Inc SPOK · Entity 6239 GrantCommon Stock 3,000 $11.95 $35,850.00
Disclosure

SEC source: 0001209191-19-054499 · doc4.xml · nonDerivative · entry 1

WALLACE MICHAEL W · CIK 0001070123 · Chief Financial Officer & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,155

Read SEC document
October 29, 2019 Filed Nov 1, 2019 20:06 UTC Amendment Spok Holdings, Inc SPOK · Entity 6239 PurchaseCommon Stock 3,000 $11.95 $35,850.00
Disclosure

SEC source: 0001209191-19-054710 · doc4a.xml · nonDerivative · entry 1

WALLACE MICHAEL W · CIK 0001070123 · Chief Financial Officer & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,155

F1 · kind: This amendment is being filed solely to correct the transaction code used in Column 3 of Table I of the Form 4 filed by Michael Wallace on October 29, 2019.

Read SEC document
January 11, 2019 Filed Jan 11, 2019 21:03 UTC Spok Holdings, Inc SPOK · Entity 6239 Exercise / conversionRestricted Stock Units · Derivative 14,057 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-003405 · doc4.xml · derivative · entry 3

WALLACE MICHAEL W · CIK 0001070123 · Chief Financial Officer & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,795

Underlying: Common Stock · 14,057 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the issuer's Common Stock.

F4 · derivative.exercise_date: On January 11, 2019, 14,057 shares vested.

F4 · derivative.expiration_date: On January 11, 2019, 14,057 shares vested.

Read SEC document
January 11, 2019 Filed Jan 11, 2019 21:03 UTC Spok Holdings, Inc SPOK · Entity 6239 Tax withholdingCommon Stock 6,425 $13.59 $87,315.75
Disclosure

SEC source: 0001209191-19-003405 · doc4.xml · nonDerivative · entry 2

WALLACE MICHAEL W · CIK 0001070123 · Chief Financial Officer & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,314

F3 · shares: On January 11, 2019, Mr. Wallace surrendered 6,425 shares of Spok Holdings, Inc. ("the Company") common stock to the Company in payment of required tax withholdings due upon vesting of the time based awards. The price was based on the closing price per share of January 4, 2019 as reported on NASDAQ.

Read SEC document
January 11, 2019 Filed Jan 11, 2019 21:03 UTC Spok Holdings, Inc SPOK · Entity 6239 Exercise / conversionCommon Stock 14,057 $13.59 $191,034.63
Disclosure

SEC source: 0001209191-19-003405 · doc4.xml · nonDerivative · entry 1

WALLACE MICHAEL W · CIK 0001070123 · Chief Financial Officer & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,739

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On January 11, 2019, shares were issued upon vesting of Restricted Stock Units ("RSUs") granted to Mr. Wallace.

F2 · price: Each RSU represents a contingent right to receive one share of the issuer's Common Stock.

Read SEC document
January 11, 2019 Filed Apr 3, 2019 20:14 UTC Amendment Spok Holdings, Inc SPOK · Entity 6239 Exercise / conversionRestricted Stock Units · Derivative 14,057 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-023079 · doc4a.xml · derivative · entry 3

WALLACE MICHAEL W · CIK 0001070123 · Chief Financial Officer & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,068

Underlying: Common Stock · 14,057 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the issuer's Common Stock.

F5 · derivative.exercise_date: On January 11, 2019, 14,057 shares vested.

F5 · derivative.expiration_date: On January 11, 2019, 14,057 shares vested.

F3 · balance_after: The Form4A is being filed to correctly state the number of securities directly held by Mr. Wallace.

Read SEC document
January 11, 2019 Filed Apr 3, 2019 20:14 UTC Amendment Spok Holdings, Inc SPOK · Entity 6239 Tax withholdingCommon Stock 6,425 $13.59 $87,315.75
Disclosure

SEC source: 0001209191-19-023079 · doc4a.xml · nonDerivative · entry 2

WALLACE MICHAEL W · CIK 0001070123 · Chief Financial Officer & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,087

F4 · shares: On January 11, 2019, Mr. Wallace surrendered 6,425 shares of Spok Holdings, Inc. ("the Company")common stock to the Company in payment of required tax withholdings due upon vesting of the time based awards. The price was based on the closing price per share of January 4, 2019 as reported on NASDAQ.

F3 · balance_after: The Form4A is being filed to correctly state the number of securities directly held by Mr. Wallace.

Read SEC document
January 11, 2019 Filed Apr 3, 2019 20:14 UTC Amendment Spok Holdings, Inc SPOK · Entity 6239 Exercise / conversionCommon Stock 14,057 $13.59 $191,034.63
Disclosure

SEC source: 0001209191-19-023079 · doc4a.xml · nonDerivative · entry 1

WALLACE MICHAEL W · CIK 0001070123 · Chief Financial Officer & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,512

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On January 11, 2019, shares were issued upon vesting of Restricted Stock Units ("RSUs") granted to Mr. Wallace.

F2 · price: Each RSU represents a contingent right to receive one share of the issuer's Common Stock.

F3 · balance_after: The Form4A is being filed to correctly state the number of securities directly held by Mr. Wallace.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 22:46 UTC Spok Holdings, Inc SPOK · Entity 6239 GrantRestricted Stock Units · Derivative 11,312 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-002182 · doc4.xml · derivative · entry 2

WALLACE MICHAEL W · CIK 0001070123 · Chief Financial Officer & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,125

Underlying: common stock · 11,312 shares

Expires not disclosed

F2 · security: The Restricted Stock Units which if not forfeited will convert into shares of common stock.

F2 · derivative.exercise_price: The Restricted Stock Units which if not forfeited will convert into shares of common stock.

F3 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments beginning December 31, 2019. Vested shares will be delivered to the reporting person for the fiscal years ending December 31, 2019, December 31, 2020 and December 31, 2021.

F3 · derivative.expiration_date: The Restricted Stock Units vest in three equal annual installments beginning December 31, 2019. Vested shares will be delivered to the reporting person for the fiscal years ending December 31, 2019, December 31, 2020 and December 31, 2021.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 22:46 UTC Spok Holdings, Inc SPOK · Entity 6239 GrantRestricted Stock Units · Derivative 11,312 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-002182 · doc4.xml · derivative · entry 1

WALLACE MICHAEL W · CIK 0001070123 · Chief Financial Officer & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,813

Underlying: common stock · 11,312 shares

Expires not disclosed

F1 · security: The Restricted Stock Units which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2019 LTIP are achieved for the year ending December 31, 2021.

F1 · derivative.exercise_price: The Restricted Stock Units which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2019 LTIP are achieved for the year ending December 31, 2021.

F1 · derivative.exercise_date: The Restricted Stock Units which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2019 LTIP are achieved for the year ending December 31, 2021.

F1 · derivative.expiration_date: The Restricted Stock Units which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2019 LTIP are achieved for the year ending December 31, 2021.

Read SEC document
December 31, 2018 Filed Jan 4, 2019 22:44 UTC Spok Holdings, Inc SPOK · Entity 6239 Exercise / conversionRestricted Stock Units · Derivative 6,179 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-002171 · doc4.xml · derivative · entry 3

WALLACE MICHAEL W · CIK 0001070123 · Chief Financial Officer & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,501

Underlying: Common Stock · 6,179 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the issuer's Common Stock.

F4 · derivative.exercise_date: On December 31, 2018, 6,179 shares vested.

F4 · derivative.expiration_date: On December 31, 2018, 6,179 shares vested.

Read SEC document
December 31, 2018 Filed Jan 4, 2019 22:44 UTC Spok Holdings, Inc SPOK · Entity 6239 Tax withholdingCommon Stock 3,115 $13.26 $41,304.90
Disclosure

SEC source: 0001209191-19-002171 · doc4.xml · nonDerivative · entry 2

WALLACE MICHAEL W · CIK 0001070123 · Chief Financial Officer & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,455

F3 · shares: On December 31, 2018, Mr. Wallace surrendered 3,115 shares of Spok Holdings, Inc. ("the Company") common stock to the Company in payment of required tax withholdings due upon vesting of the time based awards. The price was based on the closing price per share of December 31, 2018 as reported on NASDAQ.

Read SEC document
December 31, 2018 Filed Jan 4, 2019 22:44 UTC Spok Holdings, Inc SPOK · Entity 6239 Exercise / conversionCommon Stock 6,179 $13.26 $81,933.54
Disclosure

SEC source: 0001209191-19-002171 · doc4.xml · nonDerivative · entry 1

WALLACE MICHAEL W · CIK 0001070123 · Chief Financial Officer & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,570

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On December 31, 2018, shares were issued upon vesting of Restricted Stock Units ("RSUs") granted to Mr. Wallace.

F2 · price: Each RSU represents a contingent right to receive one share of the issuer's Common Stock.

Read SEC document
July 17, 2018 Filed Jul 17, 2018 20:08 UTC Spok Holdings, Inc SPOK · Entity 6239 Exercise / conversionRestricted Stock Units · Derivative 12,535 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-042831 · doc4.xml · derivative · entry 3

WALLACE MICHAEL W · CIK 0001070123 · Chief Financial Officer & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,680

Underlying: Common Stock · 12,535 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the issuer's Common Stock.

F4 · derivative.exercise_date: On July 17, 2018, 12535 shares vested.

F4 · derivative.expiration_date: On July 17, 2018, 12535 shares vested.

Read SEC document
July 17, 2018 Filed Jul 17, 2018 20:08 UTC Spok Holdings, Inc SPOK · Entity 6239 Tax withholdingCommon Stock 5,654 $15.15 $85,658.10
Disclosure

SEC source: 0001209191-18-042831 · doc4.xml · nonDerivative · entry 2

WALLACE MICHAEL W · CIK 0001070123 · Chief Financial Officer & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,391

F3 · shares: On July 17, 2018 Mr. Wallace surrendered 5,654 shares of Spok Holdings, Inc. ("the Company") common stock to the Company in payment of required tax withholdings due upon vesting of the time based awards. The price was based on the closing price per share of July 16, 2018 as reported on NASDAQ.

Read SEC document
July 17, 2018 Filed Jul 17, 2018 20:08 UTC Spok Holdings, Inc SPOK · Entity 6239 Exercise / conversionCommon Stock 12,535 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-042831 · doc4.xml · nonDerivative · entry 1

WALLACE MICHAEL W · CIK 0001070123 · Chief Financial Officer & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,045

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On July 17, 2018, shares were issued upon vesting of Restricted Stock Units ("RSUs") granted to Mr. Wallace.

F2 · price: Each RSU represents a contingent right to receive one share of the issuer's Common Stock.

Read SEC document
January 02, 2018 Filed Jan 3, 2018 22:13 UTC Spok Holdings, Inc SPOK · Entity 6239 GrantRestricted Stock Units · Derivative 14,057 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-001098 · doc4.xml · derivative · entry 1

WALLACE MICHAEL W · CIK 0001070123 · Chief Financial Officer & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,851

Underlying: common stock · 14,057 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: The Restricted Stock Units will vest on January 2, 2019

F2 · derivative.expiration_date: The Restricted Stock Units will vest on January 2, 2019

Read SEC document
January 02, 2018 Filed Jan 3, 2018 22:13 UTC Spok Holdings, Inc SPOK · Entity 6239 GrantRestricted Stock Units · Derivative 11,182 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-001103 · doc4.xml · derivative · entry 2

WALLACE MICHAEL W · CIK 0001070123 · Chief Financial Officer & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,215

Underlying: common stock · 11,182 shares

Expires not disclosed

F2 · derivative.exercise_price: The Restricted Stock Units which if not forfeited will convert into shares of common stock.

F3 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments beginning December 31, 2018. Vested shares will be delivered to the reporting person for the fiscal years ending December 31, 2018, December 31, 2019 and December 31, 2020.

F3 · derivative.expiration_date: The Restricted Stock Units vest in three equal annual installments beginning December 31, 2018. Vested shares will be delivered to the reporting person for the fiscal years ending December 31, 2018, December 31, 2019 and December 31, 2020.

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January 02, 2018 Filed Jan 3, 2018 22:13 UTC Spok Holdings, Inc SPOK · Entity 6239 GrantRestricted Stock Units · Derivative 11,182 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-001103 · doc4.xml · derivative · entry 1

WALLACE MICHAEL W · CIK 0001070123 · Chief Financial Officer & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,033

Underlying: common stock · 11,182 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2018 LTIP are achieved for the year ending December 31, 2020.

F1 · derivative.exercise_date: The Restricted Stock Units which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2018 LTIP are achieved for the year ending December 31, 2020.

F1 · derivative.expiration_date: The Restricted Stock Units which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2018 LTIP are achieved for the year ending December 31, 2020.

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December 31, 2017 Filed Jan 3, 2018 22:11 UTC Spok Holdings, Inc SPOK · Entity 6239 Exercise / conversionRestricted Stock Units · Derivative 2,452 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-001087 · doc4.xml · derivative · entry 3

WALLACE MICHAEL W · CIK 0001070123 · Chief Financial Officer & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,794

Underlying: Common Stock · 2,452 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the issuer's Common Stock.

F4 · derivative.exercise_date: On December 31, 2017, 2452 shares vested.

F4 · derivative.expiration_date: On December 31, 2017, 2452 shares vested.

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December 31, 2017 Filed Jan 3, 2018 22:11 UTC Spok Holdings, Inc SPOK · Entity 6239 Tax withholdingCommon Stock 942 $15.65 $14,742.30
Disclosure

SEC source: 0001209191-18-001087 · doc4.xml · nonDerivative · entry 2

WALLACE MICHAEL W · CIK 0001070123 · Chief Financial Officer & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,509

F3 · shares: On December 31, 2017, Mr. Wallace surrendered 942 shares of Spok Holdings, Inc. ("the Company") common stock to the Company in payment of required tax withholdings due upon vesting of the time based awards. The price was based on the closing price per share of December 29, 2017 as reported on NASDAQ.

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December 31, 2017 Filed Jan 3, 2018 22:11 UTC Spok Holdings, Inc SPOK · Entity 6239 Exercise / conversionCommon Stock 2,452 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-001087 · doc4.xml · nonDerivative · entry 1

WALLACE MICHAEL W · CIK 0001070123 · Chief Financial Officer & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,452

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On December 31, 2017, shares were issued upon vesting of Restricted Stock Units ("RSUs") granted to Mr. Wallace.

F2 · price: Each RSU represents a contingent right to receive one share of the issuer's Common Stock.

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July 17, 2017 Filed Jul 19, 2017 20:01 UTC Spok Holdings, Inc SPOK · Entity 6239 GrantRestricted Stock Units · Derivative 12,535 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-045658 · doc4.xml · derivative · entry 1

WALLACE MICHAEL W · CIK 0001070123 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,246

Underlying: common stock · 12,535 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: The Restricted Stock Units will vest on July 17, 2018.

F2 · derivative.expiration_date: The Restricted Stock Units will vest on July 17, 2018.

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March 27, 2017 Filed Mar 29, 2017 21:15 UTC Spok Holdings, Inc SPOK · Entity 6239 GrantRestricted Stock Units · Derivative 7,355 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-023550 · doc4.xml · derivative · entry 2

WALLACE MICHAEL W · CIK 0001070123 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,711

Underlying: common stock · 7,355 shares

Expires not disclosed

F2 · derivative.exercise_price: The Restricted Stock Units governed by the 2015 LTIP which if not forfeited will convert into shares of common stock.

F3 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments beginning December 31, 2017. Vested shares will be delivered to the reporting person upon filing of the company's respective Form 10-K for the fiscal years ending December 31, 2017, December 31, 2018 and December 31, 2019.

F3 · derivative.expiration_date: The Restricted Stock Units vest in three equal annual installments beginning December 31, 2017. Vested shares will be delivered to the reporting person upon filing of the company's respective Form 10-K for the fiscal years ending December 31, 2017, December 31, 2018 and December 31, 2019.

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March 27, 2017 Filed Mar 29, 2017 21:15 UTC Spok Holdings, Inc SPOK · Entity 6239 GrantRestricted Stock Units · Derivative 7,356 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-023550 · doc4.xml · derivative · entry 1

WALLACE MICHAEL W · CIK 0001070123 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,356

Underlying: common stock · 7,356 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units governed by the Spok Holdings, Inc. 2015 Long Term Incentive Plan (the "2015 LTIP") which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2015 LTIP are achieved for the year ending December 31, 2019.

F1 · derivative.exercise_date: The Restricted Stock Units governed by the Spok Holdings, Inc. 2015 Long Term Incentive Plan (the "2015 LTIP") which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2015 LTIP are achieved for the year ending December 31, 2019.

F1 · derivative.expiration_date: The Restricted Stock Units governed by the Spok Holdings, Inc. 2015 Long Term Incentive Plan (the "2015 LTIP") which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2015 LTIP are achieved for the year ending December 31, 2019.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.