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person · Reporting owner

Williams John Edward

Disclosed activity across 2 companies

Tapewire entity
26810
SEC CIK
0001710173

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
MKS INCMKSI · Entity 110EVP & GM, PSDAugust 03, 2026August 04, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

MKS INC

Report date August 03, 2026 · Filed August 04, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect4,097.844 Reported balance After 2026-08-03 transaction · row 1
1 source row

Row 1 · 2026-08-03 · Sale · Disposed 457 · Balance 4,097.844

F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 5, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 5, 2026.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

ELECTRO SCIENTIFIC INDUSTRIES INC

Report date February 01, 2019 · Filed February 01, 2019

Section 16 reporting ended · disclosed 2019-02-01. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2019-02-01 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2019-02-01 · Disposition to issuer · Disposed 12,231 · Balance 45,900

F1: 12,231 shares of Issuer common stock were cancelled and disposed of at the effective time of the merger of EAS Equipment, Inc. ("Merger Sub"), a wholly owned subsidiary of MKS Instruments, Inc. ("MKS"), with and into the Issuer (the "Merger"), pursuant to that certain Agreement and Plan of Merger dated October 29, 2018, among the Issuer, MKS and Merger Sub (the "Merger Agreement") as a result of which Issuer became a wholly owned subsidiary of MKS, in exchange for a cash payment of $30.00 per share.

Row 2 · 2019-02-01 · Disposition to issuer · Disposed 45,900 · Balance 0

F2: Restricted stock units representing the right to receive a total of 45,900 shares of Issuer's common stock were assumed by MKS at the effective time of the Merger and converted into restricted stock units representing the right to receive 17,447 shares of MKS's common stock, in accordance with the terms of the Merger Agreement.

Filing footnotes · ownership attribution and instrument terms

F1: 12,231 shares of Issuer common stock were cancelled and disposed of at the effective time of the merger of EAS Equipment, Inc. ("Merger Sub"), a wholly owned subsidiary of MKS Instruments, Inc. ("MKS"), with and into the Issuer (the "Merger"), pursuant to that certain Agreement and Plan of Merger dated October 29, 2018, among the Issuer, MKS and Merger Sub (the "Merger Agreement") as a result of which Issuer became a wholly owned subsidiary of MKS, in exchange for a cash payment of $30.00 per share.

F2: Restricted stock units representing the right to receive a total of 45,900 shares of Issuer's common stock were assumed by MKS at the effective time of the Merger and converted into restricted stock units representing the right to receive 17,447 shares of MKS's common stock, in accordance with the terms of the Merger Agreement.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 03, 2026 Filed Aug 4, 2026 16:21 UTC MKS INC MKSI · Entity 110 SaleCommon Stock 457 $288.31 $131,757.67
Disclosure

SEC source: 0001049502-26-000111 · form4.xml · nonDerivative · entry 1

Williams John Edward · CIK 0001710173 · EVP & GM, PSD

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,097.844

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 5, 2026.

Read SEC document
April 17, 2026 Filed Apr 20, 2026 15:31 UTC MKS INC MKSI · Entity 110 Exercise / conversionRestricted Stock Unit · Derivative 1,740.714 Not disclosed Not disclosed
Disclosure

SEC source: 0001049502-26-000061 · form4.xml · derivative · entry 3

Williams John Edward · CIK 0001710173 · EVP & GM, PSD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,812.003

Underlying: Common Stock · 1,740.714 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Inc.

F3 · derivative.exercise_date: These RSUs vest in two equal annual installments commencing on April 17, 2025, provided that if, in any vesting year, April 17th is not a business day, such vesting shall occur on the next business day.

F3 · derivative.expiration_date: These RSUs vest in two equal annual installments commencing on April 17, 2025, provided that if, in any vesting year, April 17th is not a business day, such vesting shall occur on the next business day.

Read SEC document
April 17, 2026 Filed Apr 20, 2026 15:31 UTC MKS INC MKSI · Entity 110 Tax withholdingCommon Stock 825.969 $269.89 $222,920.77
Disclosure

SEC source: 0001049502-26-000061 · form4.xml · nonDerivative · entry 2

Williams John Edward · CIK 0001710173 · EVP & GM, PSD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,554.844

F2 · kind: These shares were withheld by MKS Inc. to satisfy the tax withholding obligations triggered by the vesting of RSUs and do not represent a discretionary trade by the reporting person.

Read SEC document
April 17, 2026 Filed Apr 20, 2026 15:31 UTC MKS INC MKSI · Entity 110 Exercise / conversionCommon Stock 1,740.714 Not disclosed Not disclosed
Disclosure

SEC source: 0001049502-26-000061 · form4.xml · nonDerivative · entry 1

Williams John Edward · CIK 0001710173 · EVP & GM, PSD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,380.813

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Inc.

Read SEC document
February 20, 2026 Filed Feb 23, 2026 19:30 UTC MKS INC MKSI · Entity 110 SaleCommon Stock 2,042.625 $256.41 $523,744.37
Disclosure

SEC source: 0001049502-26-000034 · form4.xml · nonDerivative · entry 1

Williams John Edward · CIK 0001710173 · EVP & GM, PSD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,640.099

F1 · price: This transaction was executed in multiple trades at prices ranging from $256.3902 to $257.150. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 17, 2026 Filed Feb 18, 2026 22:00 UTC MKS INC MKSI · Entity 110 Exercise / conversionRestricted Stock Unit · Derivative 1,106 Not disclosed Not disclosed
Disclosure

SEC source: 0001049502-26-000022 · form4.xml · derivative · entry 10

Williams John Edward · CIK 0001710173 · EVP & GM, PSD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,552.717

Underlying: Common Stock · 1,106 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Inc.

F7 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on February 15, 2026, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F7 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on February 15, 2026, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
February 17, 2026 Filed Feb 18, 2026 22:00 UTC MKS INC MKSI · Entity 110 Exercise / conversionRestricted Stock Unit · Derivative 990.72 Not disclosed Not disclosed
Disclosure

SEC source: 0001049502-26-000022 · form4.xml · derivative · entry 9

Williams John Edward · CIK 0001710173 · EVP & GM, PSD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,658.717

Underlying: Common Stock · 990.72 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Inc.

F6 · derivative.exercise_date: These RSUs were subject to performance criteria, the achievement of which was determined on February 8, 2026, and thereafter vest in three equal annual installments beginning on February 15, 2026, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F6 · derivative.expiration_date: These RSUs were subject to performance criteria, the achievement of which was determined on February 8, 2026, and thereafter vest in three equal annual installments beginning on February 15, 2026, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
February 17, 2026 Filed Feb 18, 2026 22:00 UTC MKS INC MKSI · Entity 110 Exercise / conversionRestricted Stock Unit · Derivative 841 Not disclosed Not disclosed
Disclosure

SEC source: 0001049502-26-000022 · form4.xml · derivative · entry 8

Williams John Edward · CIK 0001710173 · EVP & GM, PSD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,649.437

Underlying: Common Stock · 841 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Inc.

F5 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on February 15, 2025, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F5 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on February 15, 2025, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
February 17, 2026 Filed Feb 18, 2026 22:00 UTC MKS INC MKSI · Entity 110 Exercise / conversionRestricted Stock Unit · Derivative 300.39 Not disclosed Not disclosed
Disclosure

SEC source: 0001049502-26-000022 · form4.xml · derivative · entry 7

Williams John Edward · CIK 0001710173 · EVP & GM, PSD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,490.437

Underlying: Common Stock · 300.39 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Inc.

F4 · derivative.exercise_date: These RSUs were subject to performance criteria, the achievement of which was determined on February 10, 2025, and thereafter vest in three equal annual installments beginning on February 15, 2025, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F4 · derivative.expiration_date: These RSUs were subject to performance criteria, the achievement of which was determined on February 10, 2025, and thereafter vest in three equal annual installments beginning on February 15, 2025, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
February 17, 2026 Filed Feb 18, 2026 22:00 UTC MKS INC MKSI · Entity 110 GrantRestricted Stock Unit · Derivative 1,473.72 Not disclosed Not disclosed
Disclosure

SEC source: 0001049502-26-000022 · form4.xml · derivative · entry 6

Williams John Edward · CIK 0001710173 · EVP & GM, PSD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,790.827

Underlying: Common Stock · 1,473.72 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Inc.

F3 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on February 15, 2027, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F3 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on February 15, 2027, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
February 17, 2026 Filed Feb 18, 2026 22:00 UTC MKS INC MKSI · Entity 110 Tax withholdingCommon Stock 1,195.485 $260.74 $311,710.76
Disclosure

SEC source: 0001049502-26-000022 · form4.xml · nonDerivative · entry 5

Williams John Edward · CIK 0001710173 · EVP & GM, PSD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,682.724

F2 · kind: These shares were withheld by MKS Inc. to satisfy the tax withholding obligations triggered by the vesting of RSUs and do not represent a discretionary trade by the reporting person.

Read SEC document
February 17, 2026 Filed Feb 18, 2026 22:00 UTC MKS INC MKSI · Entity 110 Exercise / conversionCommon Stock 1,106 Not disclosed Not disclosed
Disclosure

SEC source: 0001049502-26-000022 · form4.xml · nonDerivative · entry 4

Williams John Edward · CIK 0001710173 · EVP & GM, PSD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,878.209

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Inc.

Read SEC document
February 17, 2026 Filed Feb 18, 2026 22:00 UTC MKS INC MKSI · Entity 110 Exercise / conversionCommon Stock 990.72 Not disclosed Not disclosed
Disclosure

SEC source: 0001049502-26-000022 · form4.xml · nonDerivative · entry 3

Williams John Edward · CIK 0001710173 · EVP & GM, PSD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,772.209

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Inc.

Read SEC document
February 17, 2026 Filed Feb 18, 2026 22:00 UTC MKS INC MKSI · Entity 110 Exercise / conversionCommon Stock 841 Not disclosed Not disclosed
Disclosure

SEC source: 0001049502-26-000022 · form4.xml · nonDerivative · entry 2

Williams John Edward · CIK 0001710173 · EVP & GM, PSD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,781.489

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Inc.

Read SEC document
February 17, 2026 Filed Feb 18, 2026 22:00 UTC MKS INC MKSI · Entity 110 Exercise / conversionCommon Stock 300.39 Not disclosed Not disclosed
Disclosure

SEC source: 0001049502-26-000022 · form4.xml · nonDerivative · entry 1

Williams John Edward · CIK 0001710173 · EVP & GM, PSD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,940.489

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Inc.

Read SEC document
February 08, 2026 Filed Feb 9, 2026 19:00 UTC MKS INC MKSI · Entity 110 GrantRestricted Stock Unit · Derivative 2,973.357 Not disclosed Not disclosed
Disclosure

SEC source: 0001049502-26-000008 · form4.xml · derivative · entry 1

Williams John Edward · CIK 0001710173 · EVP & GM, PSD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,317.107

Underlying: Common Stock · 2,973.357 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Inc.

F2 · derivative.exercise_date: These RSUs were subject to performance criteria, the achievement of which was determined on February 8, 2026, and thereafter vest in three equal annual installments beginning on February 15, 2026, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F2 · derivative.expiration_date: These RSUs were subject to performance criteria, the achievement of which was determined on February 8, 2026, and thereafter vest in three equal annual installments beginning on February 15, 2026, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
August 15, 2025 Filed Aug 18, 2025 17:49 UTC MKS INC MKSI · Entity 110 Exercise / conversionRestricted Stock Unit · Derivative 947.285 Not disclosed Not disclosed
Disclosure

SEC source: 0001049502-25-000021 · form4.xml · derivative · entry 3

Williams John Edward · CIK 0001710173 · EVP & GM, PSD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,343.75

Underlying: Common Stock · 947.285 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Inc.

F3 · derivative.exercise_date: These RSUs vest in two equal annual installments commencing on August 15, 2024, provided that if, in any vesting year, August 15th is not a business day, such vesting shall occur on the next business day.

F3 · derivative.expiration_date: These RSUs vest in two equal annual installments commencing on August 15, 2024, provided that if, in any vesting year, August 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
August 15, 2025 Filed Aug 18, 2025 17:49 UTC MKS INC MKSI · Entity 110 Tax withholdingCommon Stock 308 $104.73 $32,256.84
Disclosure

SEC source: 0001049502-25-000021 · form4.xml · nonDerivative · entry 2

Williams John Edward · CIK 0001710173 · EVP & GM, PSD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,640.099

F2 · kind: These shares were withheld by MKS Inc. to satisfy the tax withholding obligations triggered by the vesting of RSUs and do not represent a discretionary trade by the reporting person.

Read SEC document
August 15, 2025 Filed Aug 18, 2025 17:49 UTC MKS INC MKSI · Entity 110 Exercise / conversionCommon Stock 947.285 Not disclosed Not disclosed
Disclosure

SEC source: 0001049502-25-000021 · form4.xml · nonDerivative · entry 1

Williams John Edward · CIK 0001710173 · EVP & GM, PSD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,948.099

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Inc.

Read SEC document
April 17, 2025 Filed Apr 18, 2025 15:04 UTC MKS INC MKSI · Entity 110 Exercise / conversionRestricted Stock Unit · Derivative 1,740 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-25-012375 · form4.xml · derivative · entry 3

Williams John Edward · CIK 0001710173 · EVP & GM, PSD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,291.035

Underlying: Common Stock · 1,740 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F3 · derivative.exercise_date: These RSUs vest in two equal annual installments commencing on April 17, 2025, provided that if, in any vesting year, April 17th is not a business day, such vesting shall occur on the next business day.

F3 · derivative.expiration_date: These RSUs vest in two equal annual installments commencing on April 17, 2025, provided that if, in any vesting year, April 17th is not a business day, such vesting shall occur on the next business day.

Read SEC document
April 17, 2025 Filed Apr 18, 2025 15:04 UTC MKS INC MKSI · Entity 110 Tax withholdingCommon Stock 565 $63.69 $35,984.85
Disclosure

SEC source: 0001127602-25-012375 · form4.xml · nonDerivative · entry 2

Williams John Edward · CIK 0001710173 · EVP & GM, PSD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,000.814

F2 · kind: These shares were withheld by MKS Instruments, Inc. to satisfy the tax withholding obligations triggered by the vesting of RSUs and do not represent a discretionary trade by the reporting person.

Read SEC document
April 17, 2025 Filed Apr 18, 2025 15:04 UTC MKS INC MKSI · Entity 110 Exercise / conversionCommon Stock 1,740 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-25-012375 · form4.xml · nonDerivative · entry 1

Williams John Edward · CIK 0001710173 · EVP & GM, PSD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,565.814

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
February 18, 2025 Filed Feb 19, 2025 23:47 UTC MKS INC MKSI · Entity 110 Exercise / conversionRestricted Stock Unit · Derivative 841 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-25-005655 · form4.xml · derivative · entry 10

Williams John Edward · CIK 0001710173 · EVP & GM, PSD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,031.035

Underlying: Common Stock · 841 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F7 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on February 15, 2025, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F7 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on February 15, 2025, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
February 18, 2025 Filed Feb 19, 2025 23:47 UTC MKS INC MKSI · Entity 110 Exercise / conversionRestricted Stock Unit · Derivative 299.88 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-25-005655 · form4.xml · derivative · entry 9

Williams John Edward · CIK 0001710173 · EVP & GM, PSD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,872.035

Underlying: Common Stock · 299.88 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F6 · derivative.exercise_date: These RSUs were subject to performance criteria, the achievement of which was determined on February 10, 2025, and thereafter vest in three equal annual installments beginning on February 15, 2025, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F6 · derivative.expiration_date: These RSUs were subject to performance criteria, the achievement of which was determined on February 10, 2025, and thereafter vest in three equal annual installments beginning on February 15, 2025, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
February 18, 2025 Filed Feb 19, 2025 23:47 UTC MKS INC MKSI · Entity 110 Exercise / conversionRestricted Stock Unit · Derivative 658.031 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-25-005655 · form4.xml · derivative · entry 8

Williams John Edward · CIK 0001710173 · EVP & GM, PSD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,171.915

Underlying: Common Stock · 658.031 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F5 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on February 15, 2023, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F5 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on February 15, 2023, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
February 18, 2025 Filed Feb 19, 2025 23:47 UTC MKS INC MKSI · Entity 110 Exercise / conversionRestricted Stock Unit · Derivative 914.903 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-25-005655 · form4.xml · derivative · entry 7

Williams John Edward · CIK 0001710173 · EVP & GM, PSD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,829.946

Underlying: Common Stock · 914.903 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F4 · derivative.exercise_date: These RSUs were subject to performance criteria, the achievement of which was determined on February 8, 2023, and thereafter vest in three equal annual installments beginning on February 15, 2023, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F4 · derivative.expiration_date: These RSUs were subject to performance criteria, the achievement of which was determined on February 8, 2023, and thereafter vest in three equal annual installments beginning on February 15, 2023, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

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February 18, 2025 Filed Feb 19, 2025 23:47 UTC MKS INC MKSI · Entity 110 GrantRestricted Stock Unit · Derivative 3,318.479 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-25-005655 · form4.xml · derivative · entry 6

Williams John Edward · CIK 0001710173 · EVP & GM, PSD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,744.849

Underlying: Common Stock · 3,318.479 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F3 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on February 15, 2026, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F3 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on February 15, 2026, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

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February 18, 2025 Filed Feb 19, 2025 23:47 UTC MKS INC MKSI · Entity 110 Tax withholdingCommon Stock 901 $103.67 $93,406.67
Disclosure

SEC source: 0001127602-25-005655 · form4.xml · nonDerivative · entry 5

Williams John Edward · CIK 0001710173 · EVP & GM, PSD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,825.814

F2 · kind: These shares were withheld by MKS Instruments, Inc. to satisfy the tax withholding obligations triggered by the vesting of RSUs and do not represent a discretionary trade by the reporting person.

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February 18, 2025 Filed Feb 19, 2025 23:47 UTC MKS INC MKSI · Entity 110 Exercise / conversionCommon Stock 841 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-25-005655 · form4.xml · nonDerivative · entry 4

Williams John Edward · CIK 0001710173 · EVP & GM, PSD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,726.814

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
February 18, 2025 Filed Feb 19, 2025 23:47 UTC MKS INC MKSI · Entity 110 Exercise / conversionCommon Stock 299.88 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-25-005655 · form4.xml · nonDerivative · entry 3

Williams John Edward · CIK 0001710173 · EVP & GM, PSD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,885.814

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
February 18, 2025 Filed Feb 19, 2025 23:47 UTC MKS INC MKSI · Entity 110 Exercise / conversionCommon Stock 658.031 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-25-005655 · form4.xml · nonDerivative · entry 2

Williams John Edward · CIK 0001710173 · EVP & GM, PSD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,585.934

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
February 18, 2025 Filed Feb 19, 2025 23:47 UTC MKS INC MKSI · Entity 110 Exercise / conversionCommon Stock 914.903 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-25-005655 · form4.xml · nonDerivative · entry 1

Williams John Edward · CIK 0001710173 · EVP & GM, PSD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 927.903

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
February 10, 2025 Filed Feb 11, 2025 23:14 UTC MKS INC MKSI · Entity 110 GrantRestricted Stock Unit · Derivative 901.165 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-25-004225 · form4.xml · derivative · entry 1

Williams John Edward · CIK 0001710173 · EVP & GM, PSD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,426.37

Underlying: Common Stock · 901.165 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F2 · derivative.exercise_date: These RSUs were subject to performance criteria, the achievement of which was determined on February 10, 2025, and thereafter vest in three equal annual installments beginning on February 15, 2025, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F2 · derivative.expiration_date: These RSUs were subject to performance criteria, the achievement of which was determined on February 10, 2025, and thereafter vest in three equal annual installments beginning on February 15, 2025, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

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August 16, 2024 Filed Aug 19, 2024 15:59 UTC MKS INC MKSI · Entity 110 SaleCommon Stock 1,800 $118.71 $213,678.00
Disclosure

SEC source: 0001127602-24-022410 · form4.xml · nonDerivative · entry 1

Williams John Edward · CIK 0001710173 · EVP & GM, PSD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13

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August 15, 2024 Filed Aug 16, 2024 15:46 UTC MKS INC MKSI · Entity 110 Exercise / conversionRestricted Stock Unit · Derivative 946 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-022323 · form4.xml · derivative · entry 3

Williams John Edward · CIK 0001710173 · EVP & GM, PSD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,525.205

Underlying: Common Stock · 946 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F2 · derivative.exercise_date: These RSUs vest in two equal annual installments commencing on August 15, 2024, provided that if, in any vesting year, August 15th is not a business day, such vesting shall occur on the next business day.

F2 · derivative.expiration_date: These RSUs vest in two equal annual installments commencing on August 15, 2024, provided that if, in any vesting year, August 15th is not a business day, such vesting shall occur on the next business day.

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August 15, 2024 Filed Aug 16, 2024 15:46 UTC MKS INC MKSI · Entity 110 Tax withholdingCommon Stock 307 $113.91 $34,970.37
Disclosure

SEC source: 0001127602-24-022323 · form4.xml · nonDerivative · entry 2

Williams John Edward · CIK 0001710173 · EVP & GM, PSD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,813

Read SEC document
August 15, 2024 Filed Aug 16, 2024 15:46 UTC MKS INC MKSI · Entity 110 Exercise / conversionCommon Stock 946 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-022323 · form4.xml · nonDerivative · entry 1

Williams John Edward · CIK 0001710173 · EVP & GM, PSD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,120

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
May 15, 2024 Filed May 16, 2024 19:32 UTC MKS INC MKSI · Entity 110 GrantRestricted Stock Unit · Derivative 2,524.272 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-015595 · form4.xml · derivative · entry 1

Williams John Edward · CIK 0001710173 · EVP & GM, PSD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,471.205

Underlying: Common Stock · 2,524.272 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F2 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on February 15, 2025, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F2 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on February 15, 2025, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

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February 01, 2019 Filed Feb 1, 2019 17:44 UTC ELECTRO SCIENTIFIC INDUSTRIES INC ESIO · Entity 160720 Disposition to issuerCommon Stock 45,900 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-19-002321 · form4.xml · nonDerivative · entry 2

Williams John Edward · CIK 0001710173 · VICE PRESIDENT OF MARKETING

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: Restricted stock units representing the right to receive a total of 45,900 shares of Issuer's common stock were assumed by MKS at the effective time of the Merger and converted into restricted stock units representing the right to receive 17,447 shares of MKS's common stock, in accordance with the terms of the Merger Agreement.

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February 01, 2019 Filed Feb 1, 2019 17:44 UTC ELECTRO SCIENTIFIC INDUSTRIES INC ESIO · Entity 160720 Disposition to issuerCommon Stock 12,231 $30.00 $366,930.00
Disclosure

SEC source: 0001140361-19-002321 · form4.xml · nonDerivative · entry 1

Williams John Edward · CIK 0001710173 · VICE PRESIDENT OF MARKETING

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,900

F1 · price: 12,231 shares of Issuer common stock were cancelled and disposed of at the effective time of the merger of EAS Equipment, Inc. ("Merger Sub"), a wholly owned subsidiary of MKS Instruments, Inc. ("MKS"), with and into the Issuer (the "Merger"), pursuant to that certain Agreement and Plan of Merger dated October 29, 2018, among the Issuer, MKS and Merger Sub (the "Merger Agreement") as a result of which Issuer became a wholly owned subsidiary of MKS, in exchange for a cash payment of $30.00 per share.

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May 11, 2018 Filed May 15, 2018 18:46 UTC ELECTRO SCIENTIFIC INDUSTRIES INC ESIO · Entity 160720 Tax withholdingCommon Stock 401 $19.52 $7,827.52
Disclosure

SEC source: 0000726514-18-000019 · edgardoc.xml · nonDerivative · entry 3

Williams John Edward · CIK 0001710173 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,131

F1 · kind: Payment of tax liability by delivering shares incident to the vesting of restricted stock units in accordance with Rule 16b-3.

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May 09, 2018 Filed May 11, 2018 19:28 UTC ELECTRO SCIENTIFIC INDUSTRIES INC ESIO · Entity 160720 GrantCommon Stock 7,300 $0.00 $0.00
Disclosure

SEC source: 0000726514-18-000016 · edgardoc.xml · nonDerivative · entry 1

Williams John Edward · CIK 0001710173 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,100

F1 · shares: Time-Based Restricted Stock Units vest 25% of the total shares on the first four anniversaries of the grant date.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 19:00 UTC ELECTRO SCIENTIFIC INDUSTRIES INC ESIO · Entity 160720 SaleCommon Stock 5,000 $18.05 $90,273.50
Disclosure

SEC source: 0000726514-18-000009 · edgardoc.xml · nonDerivative · entry 1

Williams John Edward · CIK 0001710173 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,800

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2017.

F2 · price: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $17.89 to $18.12.

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February 27, 2018 Filed May 15, 2018 18:46 UTC ELECTRO SCIENTIFIC INDUSTRIES INC ESIO · Entity 160720 Tax withholdingCommon Stock 6,635 $17.77 $117,903.95
Disclosure

SEC source: 0000726514-18-000019 · edgardoc.xml · nonDerivative · entry 2

Williams John Edward · CIK 0001710173 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,232

F1 · kind: Payment of tax liability by delivering shares incident to the vesting of restricted stock units in accordance with Rule 16b-3.

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February 27, 2018 Filed May 15, 2018 18:46 UTC ELECTRO SCIENTIFIC INDUSTRIES INC ESIO · Entity 160720 Tax withholdingCommon Stock 1,933 $17.77 $34,349.41
Disclosure

SEC source: 0000726514-18-000019 · edgardoc.xml · nonDerivative · entry 1

Williams John Edward · CIK 0001710173 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,867

F1 · kind: Payment of tax liability by delivering shares incident to the vesting of restricted stock units in accordance with Rule 16b-3.

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May 11, 2017 Filed Sep 12, 2017 18:17 UTC ELECTRO SCIENTIFIC INDUSTRIES INC ESIO · Entity 160720 GrantCommon Stock 4,800 $0.00 $0.00
Disclosure

SEC source: 0000726514-17-000065 · edgardoc.xml · nonDerivative · entry 1

Williams John Edward · CIK 0001710173 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,800

F1 · shares: Time-Based Restricted Stock Units vest 25% of the total shares on the first four anniversaries of the grant date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.