Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Applied Digital Corp.APLD · Entity 3715 | Director · CEO; Chairman | October 10, 2026 | October 13, 2026 |
| CalAmp Corp.CAMP · Entity 90227 | Director | July 26, 2023 | July 28, 2023 |
| ChronoScale Holdings CorpCHRN · Entity 4331 | Director | May 14, 2026 | May 18, 2026 |
| OTG Acquisition Corp. IOTGA · Entity 5749 | Director | September 11, 2025 | September 12, 2025 |
| SEQUANS COMMUNICATIONSSQNS · Entity 7292 | Director | March 18, 2026 | March 18, 2026 |
| TILE SHOP HOLDINGS, INC.TTS · Entity 9564 | 10% owner | January 28, 2021 | February 08, 2021 |
| Vishay Precision Group, Inc.VPG · Entity 5115 | Director | May 22, 2024 | May 24, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Applied Digital Corp.
Report date October 10, 2026 · Filed October 13, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,818,650 |
Last balance in matching sequence
After 2026-10-10 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2026-10-10 · Exercise / conversion · Acquired 100,000 · Balance 5,858,000 F1: Restricted stock units ("RSUs") granted on October 10, 2024, represent a contingent right to receive shares of common stock of Applied Digital Corporation (the "Company") on a one-for-one basis. The RSUs have no expiration date and vest as follows: 200,000 vested on October 10, 2025, 100,000 vested on April 10, 2026 , 100,000 vested on October 10, 2026, and 100,000 shall vest on April 10, 2027, and October 10, 2027. F2: Includes 1,500,000 RSUs granted on January 6, 2026 (the "Grant Date") which represent a contingent right to receive shares of common stock of the Company on a one-for-one basis, and vest as follows: 300,000 RSUs on January 6, 2027 (the "Cliff Date"), with the remainder vesting in equal installments of 150,000 RSUs every six months after the Cliff Date, such that the RSUs will be fully vested on the five-year anniversary of the Grant Date, subject to continued full-time employment in a role approved by the Board of Directors through such date or accelerated vesting upon certain conditions. F3: Includes 742,166 shares held in the Report Person's IRA. Row 2 · 2026-10-10 · Tax withholding · Disposed 39,350 · Balance 5,818,650 F4: Represents the withholding of shares of common stock of the Company for tax purposes in connection with the vesting of RSUs, which does not constitute an actual sale or other open market transaction. F2: Includes 1,500,000 RSUs granted on January 6, 2026 (the "Grant Date") which represent a contingent right to receive shares of common stock of the Company on a one-for-one basis, and vest as follows: 300,000 RSUs on January 6, 2027 (the "Cliff Date"), with the remainder vesting in equal installments of 150,000 RSUs every six months after the Cliff Date, such that the RSUs will be fully vested on the five-year anniversary of the Grant Date, subject to continued full-time employment in a role approved by the Board of Directors through such date or accelerated vesting upon certain conditions. F3: Includes 742,166 shares held in the Report Person's IRA. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 200,000 |
Reported balance
After 2026-10-10 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-10-10 · Exercise / conversion · Disposed 100,000 · Balance 200,000 F1: Restricted stock units ("RSUs") granted on October 10, 2024, represent a contingent right to receive shares of common stock of Applied Digital Corporation (the "Company") on a one-for-one basis. The RSUs have no expiration date and vest as follows: 200,000 vested on October 10, 2025, 100,000 vested on April 10, 2026 , 100,000 vested on October 10, 2026, and 100,000 shall vest on April 10, 2027, and October 10, 2027. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 17,590,238 |
Reported balance
Holding disclosure · report date 2026-10-10 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 17,590,238 F5: Shares are held by Cummins Family Ltd., of which the Reporting Person is the CEO. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 12,798 |
Reported balance
Holding disclosure · report date 2026-10-10 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 12,798 F6: Shares are held by 272 Capital, of which the Reporting Person was the President. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units ("RSUs") granted on October 10, 2024, represent a contingent right to receive shares of common stock of Applied Digital Corporation (the "Company") on a one-for-one basis. The RSUs have no expiration date and vest as follows: 200,000 vested on October 10, 2025, 100,000 vested on April 10, 2026 , 100,000 vested on October 10, 2026, and 100,000 shall vest on April 10, 2027, and October 10, 2027.
F2: Includes 1,500,000 RSUs granted on January 6, 2026 (the "Grant Date") which represent a contingent right to receive shares of common stock of the Company on a one-for-one basis, and vest as follows: 300,000 RSUs on January 6, 2027 (the "Cliff Date"), with the remainder vesting in equal installments of 150,000 RSUs every six months after the Cliff Date, such that the RSUs will be fully vested on the five-year anniversary of the Grant Date, subject to continued full-time employment in a role approved by the Board of Directors through such date or accelerated vesting upon certain conditions.
F3: Includes 742,166 shares held in the Report Person's IRA.
F4: Represents the withholding of shares of common stock of the Company for tax purposes in connection with the vesting of RSUs, which does not constitute an actual sale or other open market transaction.
F5: Shares are held by Cummins Family Ltd., of which the Reporting Person is the CEO.
F6: Shares are held by 272 Capital, of which the Reporting Person was the President.
CalAmp Corp.
Report date July 26, 2023 · Filed July 28, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 46,667 |
Reported balance
After 2023-07-26 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-07-26 · Grant · Acquired 46,667 · Balance 46,667 F2: Restricted stock units convert into common stock on a one-for-one basis. F3: The restricted stock units vest on the earlier of July 26, 2024 or the date of the 2024 Annual Stockholders meeting. |
| Common StockSEC Table I · non-derivative | Direct | 22,913 |
Reported balance
Holding disclosure · report date 2023-07-26 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 22,913 |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 3,424,059 |
Reported balance
Holding disclosure · report date 2023-07-26 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 3,424,059 F1: Represents securities held by certain funds and accounts to which B. Riley Asset Management, LLC ("BRAM") serves as investment manager. Wes Cummins is the President of BRAM. Mr. Cummins disclaims beneficial ownership in the securities held by the funds managed by BRAM, except to the extent of its or his pecuniary interest therein, if any, and this report shall not be deemed to be an admission that Mr. Cummins is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents securities held by certain funds and accounts to which B. Riley Asset Management, LLC ("BRAM") serves as investment manager. Wes Cummins is the President of BRAM. Mr. Cummins disclaims beneficial ownership in the securities held by the funds managed by BRAM, except to the extent of its or his pecuniary interest therein, if any, and this report shall not be deemed to be an admission that Mr. Cummins is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
F2: Restricted stock units convert into common stock on a one-for-one basis.
F3: The restricted stock units vest on the earlier of July 26, 2024 or the date of the 2024 Annual Stockholders meeting.
ChronoScale Holdings Corp
Report date May 14, 2026 · Filed May 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 200,000 |
Reported balance
After 2026-05-14 transaction · row 1
1 source rowRow 1 · 2026-05-14 · Grant · Acquired 200,000 · Balance 200,000 F1: Represents restricted shares of common stock of ChronoScale Corporation (the "Issuer") granted on May 14, 2026 (the "Grant Date") which vest as follows: (i) 100,000 restricted shares will vest on the one-year anniversary of the Grant Date; and (ii) 100,000 restricted shares will vest on the two-year anniversary of the Grant Date, subject to the Reporting Person's continuous service with the Issuer through the applicable vesting date and subject to adjustment or accelerated vesting upon certain conditions. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted shares of common stock of ChronoScale Corporation (the "Issuer") granted on May 14, 2026 (the "Grant Date") which vest as follows: (i) 100,000 restricted shares will vest on the one-year anniversary of the Grant Date; and (ii) 100,000 restricted shares will vest on the two-year anniversary of the Grant Date, subject to the Reporting Person's continuous service with the Issuer through the applicable vesting date and subject to adjustment or accelerated vesting upon certain conditions.
OTG Acquisition Corp. I
Report date September 11, 2025 · Filed September 12, 2025
This filing explicitly reported no securities owned.
SEQUANS COMMUNICATIONS
Report date March 18, 2026 · Filed March 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| American Depositary ShareSEC Table II · derivative / convertible security | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2026-03-18 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: Each American Depositary Share represents 100 ordinary shares F2: American Depositary Shares do not have an exercise date, exercise price nor expiration date |
| WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $0.15 · Expires 2035-06-30 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2026-03-18 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance Not disclosed F3: Warrant exercise price is the price per ordinary share; there are 100 ordinary shares represented by each American Depositary Share |
| WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $1.49 · Expires 2031-06-25 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2026-03-18 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance Not disclosed F3: Warrant exercise price is the price per ordinary share; there are 100 ordinary shares represented by each American Depositary Share |
| WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $2.04 · Expires 2028-07-02 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2026-03-18 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance Not disclosed F3: Warrant exercise price is the price per ordinary share; there are 100 ordinary shares represented by each American Depositary Share |
| WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $0.13 · Expires 2035-06-28 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2026-03-18 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance Not disclosed F3: Warrant exercise price is the price per ordinary share; there are 100 ordinary shares represented by each American Depositary Share |
| WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $1.51 · Expires 2030-06-29 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2026-03-18 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance Not disclosed F3: Warrant exercise price is the price per ordinary share; there are 100 ordinary shares represented by each American Depositary Share |
| WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $0.65 · Expires 2032-06-24 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2026-03-18 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance Not disclosed F3: Warrant exercise price is the price per ordinary share; there are 100 ordinary shares represented by each American Depositary Share |
| WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $0.54 · Expires 2033-06-27 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2026-03-18 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance Not disclosed F3: Warrant exercise price is the price per ordinary share; there are 100 ordinary shares represented by each American Depositary Share |
| WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $0.84 · Expires 2029-07-01 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2026-03-18 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance Not disclosed F3: Warrant exercise price is the price per ordinary share; there are 100 ordinary shares represented by each American Depositary Share |
Filing footnotes · ownership attribution and instrument terms
F1: Each American Depositary Share represents 100 ordinary shares
F2: American Depositary Shares do not have an exercise date, exercise price nor expiration date
F3: Warrant exercise price is the price per ordinary share; there are 100 ordinary shares represented by each American Depositary Share
TILE SHOP HOLDINGS, INC.
Report date January 28, 2021 · Filed February 08, 2021
Jointly reported with 272 Capital LP
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.0001 per shareSEC Table I · non-derivative | IndirectSee footnote | 941,244 |
Reported balance
Holding disclosure · report date 2021-01-28 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 941,244 F1: This Form 3 is filed by 272 Capital LP ("272 Capital") and Wes Cummins, with respect to the securities held by an affiliated fund and managed account to which 272 Capital serves as investment manager. Wes Cummins is the managing member of 272 Capital GP LLC, the general partner of 272 Capital. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 3 is filed by 272 Capital LP ("272 Capital") and Wes Cummins, with respect to the securities held by an affiliated fund and managed account to which 272 Capital serves as investment manager. Wes Cummins is the managing member of 272 Capital GP LLC, the general partner of 272 Capital.
Vishay Precision Group, Inc.
Report date May 22, 2024 · Filed May 24, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 12,445 |
Reported balance
After 2024-05-22 transaction · row 1
1 source rowRow 1 · 2024-05-22 · Grant · Acquired 2,470 · Balance 12,445 F1: The reporting person was granted 2,470 restricted stock units ("RSUs") under the Vishay Precision Group, Inc. 2022 Stock Incentive Plan. The RSUs will vest on the earlier to occur of the first anniversary of the date of grant and the issuer's next annual meeting of stockholders, provided that the reporting person continues in service as a director until such earlier date. |
| Common StockSEC Table I · non-derivative | IndirectSee notes | 477,292 |
Reported balance
Holding disclosure · report date 2024-05-22 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 477,292 F2: Shares held by an investment fund managed by 272 Capital, LP (the "Investment Manager"). The Investment Manager is controlled by the Reporting Person. F3: The Reporting Person disclaims beneficial ownership in the securities reported herein except to the extent of his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person was granted 2,470 restricted stock units ("RSUs") under the Vishay Precision Group, Inc. 2022 Stock Incentive Plan. The RSUs will vest on the earlier to occur of the first anniversary of the date of grant and the issuer's next annual meeting of stockholders, provided that the reporting person continues in service as a director until such earlier date.
F2: Shares held by an investment fund managed by 272 Capital, LP (the "Investment Manager"). The Investment Manager is controlled by the Reporting Person.
F3: The Reporting Person disclaims beneficial ownership in the securities reported herein except to the extent of his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Telenav, Inc.
Report date February 17, 2021 · Filed February 19, 2021
Section 16 reporting ended · disclosed 2021-02-19. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-02-17 transaction · row 1
1 source rowRow 1 · 2021-02-17 · Disposition to issuer · Disposed 89,848 · Balance 0 F1: Each outstanding share of the Common Stock of the Issuer was converted into the right to receive $4.80 per share in cash, as described in the Agreement and Plan of Merger ("Merger Agreement") dated as of February 17, 2021, a copy of which is filed as Exhibit 99.1 to the Issuer's Form 8-K filed with the SEC on February 17, 2021. |
| Non Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $8.60 · Expires 2026-11-17 | Direct | 0 |
Reported balance
After 2021-02-17 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-02-17 · Disposition to issuer · Disposed 15,000 · Balance 0 F2: Each outstanding option of the Issuer was cancelled without any cash payment or other consideration, as described in the Merger Agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: Each outstanding share of the Common Stock of the Issuer was converted into the right to receive $4.80 per share in cash, as described in the Agreement and Plan of Merger ("Merger Agreement") dated as of February 17, 2021, a copy of which is filed as Exhibit 99.1 to the Issuer's Form 8-K filed with the SEC on February 17, 2021.
F2: Each outstanding option of the Issuer was cancelled without any cash payment or other consideration, as described in the Merger Agreement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 30, 2022 Filed Dec 1, 2022 21:19 UTC | Vishay Precision Group, Inc. VPG · Entity 5115 | PurchaseCommon Stock | 13,555 | $39.91 | $540,980.05 |
DisclosureSEC source: 0001062993-22-023070 · form4.xml · nonDerivative · entry 1 Cummins Wes · CIK 0001391935 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 375,347 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $39.36 to $40.16. The Reporting Person undertakes to provide Vishay Precision Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Shares held by funds managed by B. Riley Asset Management, LLC (formerly known as 272 Capital LP). F3 · ownership.nature: The Reporting Person disclaims beneficial ownership in the securities reported herein except to the extent of his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 29, 2022 Filed Nov 29, 2022 21:34 UTC | Applied Digital Corp. APLD · Entity 3715 | PurchaseCommon Stock | 30,000 | $2.02 | $60,600.00 |
DisclosureSEC source: 0001144879-22-000096 · wf-form4_166975767081730.xml · nonDerivative · entry 3 Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,350,686 F3 · price: Constitutes the weighted average purchase price for multiple transactions reported on this line, having prices per share ranging from $1.99 to $2.03. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction. Read SEC document |
| November 28, 2022 Filed Nov 28, 2022 23:38 UTC | Applied Digital Corp. APLD · Entity 3715 | PurchaseCommon Stock | 30,000 | $1.98 | $59,400.00 |
DisclosureSEC source: 0001144879-22-000090 · wf-form4_166967866442124.xml · nonDerivative · entry 4 Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,320,686 F5 · price: Constitutes the weighted average purchase price for multiple transactions reported on this line, having prices per share ranging from $1.92 to $2.02. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction. Read SEC document |
| November 25, 2022 Filed Nov 28, 2022 23:38 UTC | Applied Digital Corp. APLD · Entity 3715 | PurchaseCommon Stock | 50,000 | $2.24 | $112,000.00 |
DisclosureSEC source: 0001144879-22-000090 · wf-form4_166967866442124.xml · nonDerivative · entry 3 Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,290,686 F3 · price: Constitutes the weighted average purchase price for multiple transactions reported on this line, having prices per share ranging from $2.20 to $2.26. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction. F4 · ownership.nature: Shares are held by B. Riley Asset Management, LLC, of which the Reporting Person is the President. Read SEC document |
| November 23, 2022 Filed Nov 25, 2022 18:17 UTC | Applied Digital Corp. APLD · Entity 3715 | PurchaseCommon Stock | 50,000 | $2.23 | $111,500.00 |
DisclosureSEC source: 0001144879-22-000088 · wf-form4_166940022016970.xml · nonDerivative · entry 3 Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,240,686 F3 · price: Constitutes the weighted average purchase price for multiple transactions reported on this line, having prices per share ranging from $2.13 to $2.29. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction. F4 · ownership.nature: Shares are held by B. Riley Asset Management, LLC, of which the Reporting Person is the President. Read SEC document |
| November 16, 2022 Filed Nov 17, 2022 21:39 UTC | Vishay Precision Group, Inc. VPG · Entity 5115 | PurchaseCommon Stock | 1,082 | $39.54 | $42,782.28 |
DisclosureSEC source: 0001062993-22-022419 · form4.xml · nonDerivative · entry 3 Cummins Wes · CIK 0001391935 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 361,792 F5 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $39.45 to $39.63. The Reporting Person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Shares held by funds managed by B. Riley Asset Management, LLC (formerly known as 272 Capital LP). F3 · ownership.nature: The Reporting Person disclaims beneficial ownership in the securities reported herein except to the extent of his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 16, 2022 Filed Nov 17, 2022 21:39 UTC | Vishay Precision Group, Inc. VPG · Entity 5115 | PurchaseCommon Stock | 8,918 | $39.09 | $348,604.62 |
DisclosureSEC source: 0001062993-22-022419 · form4.xml · nonDerivative · entry 2 Cummins Wes · CIK 0001391935 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 360,710 F4 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $38.44 to $39.39. The Reporting Person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Shares held by funds managed by B. Riley Asset Management, LLC (formerly known as 272 Capital LP). F3 · ownership.nature: The Reporting Person disclaims beneficial ownership in the securities reported herein except to the extent of his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 21:39 UTC | Vishay Precision Group, Inc. VPG · Entity 5115 | PurchaseCommon Stock | 15,000 | $38.88 | $583,200.00 |
DisclosureSEC source: 0001062993-22-022419 · form4.xml · nonDerivative · entry 1 Cummins Wes · CIK 0001391935 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 351,792 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $38.515 to $39.02. The Reporting Person undertakes to provide Vishay Precision Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Shares held by funds managed by B. Riley Asset Management, LLC (formerly known as 272 Capital LP). F3 · ownership.nature: The Reporting Person disclaims beneficial ownership in the securities reported herein except to the extent of his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 11, 2022 Filed Nov 14, 2022 22:13 UTC | Applied Digital Corp. APLD · Entity 3715 | PurchaseCommon Stock | 40,000 | $2.23 | $89,200.00 |
DisclosureSEC source: 0001144879-22-000083 · wf-form4_166846397862104.xml · nonDerivative · entry 3 Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,190,686 F3 · price: Constitutes the weighted average purchase price for multiple transactions reported on this line, having prices per share ranging from $2.12 to $2.35. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction. F4 · ownership.nature: Shares are held by B. Riley Asset Management, LLC, of which the Reporting Person is the President. Read SEC document |
| November 10, 2022 Filed Nov 10, 2022 23:22 UTC | Applied Digital Corp. APLD · Entity 3715 | PurchaseCommon Stock | 50,000 | $2.10 | $105,000.00 |
DisclosureSEC source: 0001144879-22-000078 · wf-form4_166812254766276.xml · nonDerivative · entry 3 Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,150,686 F3 · price: Constitutes the weighted average purchase price for multiple transactions reported on this line, having prices per share ranging from $2.08 to $2.15. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction. F4 · ownership.nature: Shares are held by B. Riley Asset Management, LLC, of which the Reporting Person is the President. Read SEC document |
| November 10, 2022 Filed Nov 14, 2022 21:25 UTC | CalAmp Corp. CAMP · Entity 90227 | PurchaseCommon Stock | 43,600 | $3.37 | $146,879.68 |
DisclosureSEC source: 0001209191-22-056883 · doc4.xml · nonDerivative · entry 2 Cummins Wes · CIK 0001391935 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,234,059 F3 · price: The price reported is a volume weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.26 to $3.42, inclusive. Mr. Cummins hereby undertakes to provide upon request of the staff of the Securities and Exchange Commission full information regarding the number of shares traded at each separate price. F2 · ownership.nature: The securities reported herein are held by certain funds and accounts, to which B. Riley Asset Management, LLC ("BRAM") acts as an investment manager. Wes Cummins is the President of BRAM. Mr. Cummins disclaims beneficial ownership in the securities held by the funds managed by BRAM, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed to be an admission that Mr. Cummins is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 09, 2022 Filed Nov 9, 2022 22:11 UTC | Applied Digital Corp. APLD · Entity 3715 | PurchaseCommon Stock | 30,000 | $2.14 | $64,200.00 |
DisclosureSEC source: 0001144879-22-000074 · wf-form4_166803184985936.xml · nonDerivative · entry 3 Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,100,686 F3 · price: Constitutes the weighted average purchase price for multiple transactions reported on this line, having prices per share ranging from $1.96 to $2.38. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction. F4 · ownership.nature: Shares are held by B. Riley Asset Management, LLC, of which the Reporting Person is the President. Read SEC document |
| November 09, 2022 Filed Nov 14, 2022 21:25 UTC | CalAmp Corp. CAMP · Entity 90227 | PurchaseCommon Stock | 63,500 | $3.04 | $192,786.00 |
DisclosureSEC source: 0001209191-22-056883 · doc4.xml · nonDerivative · entry 1 Cummins Wes · CIK 0001391935 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,190,459 F1 · price: The price reported is a volume weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.98 to $3.07, inclusive. Mr. Cummins hereby undertakes to provide upon request of the staff of the Securities and Exchange Commission full information regarding the number of shares traded at each separate price. F2 · ownership.nature: The securities reported herein are held by certain funds and accounts, to which B. Riley Asset Management, LLC ("BRAM") acts as an investment manager. Wes Cummins is the President of BRAM. Mr. Cummins disclaims beneficial ownership in the securities held by the funds managed by BRAM, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed to be an admission that Mr. Cummins is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 08, 2022 Filed Nov 8, 2022 22:49 UTC | Applied Digital Corp. APLD · Entity 3715 | PurchaseCommon Stock | 50,000 | $2.42 | $121,000.00 |
DisclosureSEC source: 0001144879-22-000072 · wf-form4_166794775334754.xml · nonDerivative · entry 3 Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,070,686 F3 · price: Constitutes the weighted average purchase price for multiple transactions reported on this line, having prices per share ranging from $2.31 to $2.61. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction. F4 · ownership.nature: Shares are held by B. Riley Asset Management, LLC, of which the Reporting Person is the President. Read SEC document |
| November 07, 2022 Filed Nov 8, 2022 00:19 UTC | Applied Digital Corp. APLD · Entity 3715 | PurchaseCommon Stock | 30,000 | $2.52 | $75,600.00 |
DisclosureSEC source: 0001144879-22-000070 · wf-form4_166786677009289.xml · nonDerivative · entry 3 Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,020,686 F3 · price: Constitutes the weighted average purchase price for multiple transactions reported on this line, having prices per share ranging from $2.50 to $2.54. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction. F4 · ownership.nature: Shares are held by B. Riley Asset Management, LLC, of which the Reporting Person is the President. Read SEC document |
| October 31, 2022 Filed Oct 31, 2022 21:29 UTC | Applied Digital Corp. APLD · Entity 3715 | PurchaseCommon Stock | 20,000 | $2.24 | $44,800.00 |
DisclosureSEC source: 0001144879-22-000068 · wf-form4_166725177139510.xml · nonDerivative · entry 4 Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 990,686 F5 · price: Constitutes the weighted average purchase price for multiple transactions reported on this line, having prices per share ranging from $2.19 to $2.25. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction. F4 · ownership.nature: Shares are held by B. Riley Asset Management, LLC, of which the Reporting Person is the President. Read SEC document |
| October 28, 2022 Filed Oct 31, 2022 21:29 UTC | Applied Digital Corp. APLD · Entity 3715 | PurchaseCommon Stock | 20,000 | $2.22 | $44,400.00 |
DisclosureSEC source: 0001144879-22-000068 · wf-form4_166725177139510.xml · nonDerivative · entry 3 Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 970,686 F3 · price: Constitutes the weighted average purchase price for multiple transactions reported on this line, having prices per share ranging from $2.21 to $2.23. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction. F4 · ownership.nature: Shares are held by B. Riley Asset Management, LLC, of which the Reporting Person is the President. Read SEC document |
| October 27, 2022 Filed Oct 27, 2022 21:36 UTC | Applied Digital Corp. APLD · Entity 3715 | PurchaseCommon Stock | 20,000 | $2.22 | $44,400.00 |
DisclosureSEC source: 0001144879-22-000065 · wf-form4_166690658710086.xml · nonDerivative · entry 3 Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 950,686 F3 · price: Constitutes the weighted average purchase price for multiple transactions reported on this line, having prices per share ranging from $2.21 to $2.24. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction. F4 · ownership.nature: Shares are held by B. Riley Asset Management, LLC, of which the Reporting Person is the President. Read SEC document |
| October 26, 2022 Filed Oct 26, 2022 23:48 UTC | Applied Digital Corp. APLD · Entity 3715 | PurchaseCommon Stock | 20,000 | $2.23 | $44,600.00 |
DisclosureSEC source: 0001628280-22-027119 · wf-form4_166682810413708.xml · nonDerivative · entry 5 Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 930,686 F6 · price: Constitutes the weighted average purchase price for multiple transactions reported on this line having prices per share ranging from $2.16 to $2.33. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction. F4 · ownership.nature: Shares are held by B. Riley Asset Management, LLC, of which the Reporting Person is the President. Read SEC document |
| October 25, 2022 Filed Oct 26, 2022 23:48 UTC | Applied Digital Corp. APLD · Entity 3715 | PurchaseCommon Stock | 20,000 | $2.21 | $44,200.00 |
DisclosureSEC source: 0001628280-22-027119 · wf-form4_166682810413708.xml · nonDerivative · entry 4 Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 910,686 F5 · price: Constitutes the weighted average purchase price for multiple transactions reported on this line having prices per share ranging from $2.17 to $2.25. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction. F4 · ownership.nature: Shares are held by B. Riley Asset Management, LLC, of which the Reporting Person is the President. Read SEC document |
| October 24, 2022 Filed Oct 26, 2022 23:48 UTC | Applied Digital Corp. APLD · Entity 3715 | PurchaseCommon Stock | 20,000 | $2.04 | $40,800.00 |
DisclosureSEC source: 0001628280-22-027119 · wf-form4_166682810413708.xml · nonDerivative · entry 3 Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 890,686 F3 · price: Constitutes the weighted average purchase price for multiple transactions reported on this line having prices per share ranging from $1.94 to $2.08. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction. F4 · ownership.nature: Shares are held by B. Riley Asset Management, LLC, of which the Reporting Person is the President. Read SEC document |
| October 14, 2022 Filed Oct 17, 2022 21:45 UTC | CalAmp Corp. CAMP · Entity 90227 | PurchaseCommon Stock | 75,000 | $3.25 | $243,592.50 |
DisclosureSEC source: 0001209191-22-053914 · doc4.xml · nonDerivative · entry 2 Cummins Wes · CIK 0001391935 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,126,959 F3 · price: The price reported is a volume weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.21 to $3.29, inclusive. Mr. Cummins hereby undertakes to provide upon request of the staff of the Securities and Exchange Commission full information regarding the number of shares traded at each separate price. F2 · ownership.nature: The securities reported herein are held by certain funds and accounts, to which B. Riley Asset Management, LLC ("BRAM") acts as an investment manager. Wes Cummins is the President of BRAM. Mr. Cummins disclaims beneficial ownership in the securities held by the funds managed by BRAM, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed to be an admission that Mr. Cummins is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| October 13, 2022 Filed Oct 17, 2022 21:45 UTC | CalAmp Corp. CAMP · Entity 90227 | PurchaseCommon Stock | 75,000 | $3.26 | $244,710.00 |
DisclosureSEC source: 0001209191-22-053914 · doc4.xml · nonDerivative · entry 1 Cummins Wes · CIK 0001391935 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,051,959 F1 · price: The price reported is a volume weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.17 to $3.30, inclusive. Mr. Cummins hereby undertakes to provide upon request of the staff of the Securities and Exchange Commission full information regarding the number of shares traded at each separate price. F2 · ownership.nature: The securities reported herein are held by certain funds and accounts, to which B. Riley Asset Management, LLC ("BRAM") acts as an investment manager. Wes Cummins is the President of BRAM. Mr. Cummins disclaims beneficial ownership in the securities held by the funds managed by BRAM, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed to be an admission that Mr. Cummins is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| October 12, 2022 Filed Oct 13, 2022 21:49 UTC | CalAmp Corp. CAMP · Entity 90227 | PurchaseCommon Stock | 60,000 | $3.38 | $202,680.00 |
DisclosureSEC source: 0001209191-22-053642 · doc4.xml · nonDerivative · entry 2 Cummins Wes · CIK 0001391935 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,994,970 F3 · price: The price reported is a volume weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.34 to $3.42, inclusive. Mr. Cummins hereby undertakes to provide upon request of the staff of the Securities and Exchange Commission full information regarding the number of shares traded at each separate price. F2 · ownership.nature: The securities reported herein are held by certain funds and accounts, to which B. Riley Asset Management, LLC ("BRAM") acts as an investment manager. Wes Cummins is the President of BRAM. Mr. Cummins disclaims beneficial ownership in the securities held by the funds managed by BRAM, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed to be an admission that Mr. Cummins is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| October 11, 2022 Filed Oct 13, 2022 21:49 UTC | CalAmp Corp. CAMP · Entity 90227 | PurchaseCommon Stock | 50,000 | $3.56 | $177,900.00 |
DisclosureSEC source: 0001209191-22-053642 · doc4.xml · nonDerivative · entry 1 Cummins Wes · CIK 0001391935 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,934,970 F1 · price: The price reported is a volume weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.52 to $3.58, inclusive. Mr. Cummins hereby undertakes to provide upon request of the staff of the Securities and Exchange Commission full information regarding the number of shares traded at each separate price. F2 · ownership.nature: The securities reported herein are held by certain funds and accounts, to which B. Riley Asset Management, LLC ("BRAM") acts as an investment manager. Wes Cummins is the President of BRAM. Mr. Cummins disclaims beneficial ownership in the securities held by the funds managed by BRAM, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed to be an admission that Mr. Cummins is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| October 10, 2022 Filed Oct 11, 2022 16:35 UTC | CalAmp Corp. CAMP · Entity 90227 | PurchaseCommon Stock | 50,000 | $3.95 | $197,705.00 |
DisclosureSEC source: 0001209191-22-053308 · doc4.xml · nonDerivative · entry 2 Cummins Wes · CIK 0001391935 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,884,970 F3 · price: The price reported is a volume weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.91 to $4.01, inclusive. Mr. Cummins hereby undertakes to provide upon request of the staff of the Securities and Exchange Commission full information regarding the number of shares traded at each separate price. F2 · ownership.nature: The securities reported herein are held by certain funds and accounts, to which B. Riley Asset Management, LLC ("BRAM") acts as an investment manager. Wes Cummins is the President of BRAM. Mr. Cummins disclaims beneficial ownership in the securities held by the funds managed by BRAM, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed to be an admission that Mr. Cummins is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| October 07, 2022 Filed Oct 11, 2022 16:35 UTC | CalAmp Corp. CAMP · Entity 90227 | PurchaseCommon Stock | 100,000 | $4.04 | $404,430.00 |
DisclosureSEC source: 0001209191-22-053308 · doc4.xml · nonDerivative · entry 1 Cummins Wes · CIK 0001391935 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,834,970 F1 · price: The price reported is a volume weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.01 to $4.08, inclusive. Mr. Cummins hereby undertakes to provide upon request of the staff of the Securities and Exchange Commission full information regarding the number of shares traded at each separate price. F2 · ownership.nature: The securities reported herein are held by certain funds and accounts, to which B. Riley Asset Management, LLC ("BRAM") acts as an investment manager. Wes Cummins is the President of BRAM. Mr. Cummins disclaims beneficial ownership in the securities held by the funds managed by BRAM, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed to be an admission that Mr. Cummins is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 13:42 UTC | CalAmp Corp. CAMP · Entity 90227 | PurchaseCommon Stock | 102,311 | $3.90 | $399,227.75 |
DisclosureSEC source: 0001209191-22-052117 · doc4.xml · nonDerivative · entry 1 Cummins Wes · CIK 0001391935 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,734,970 F1 · price: The price reported is a volume weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.83 to $4.01, inclusive. Mr. Cummins hereby undertakes to provide upon request of the staff of the Securities and Exchange Commission full information regarding the number of shares traded at each separate price. F2 · ownership.nature: The securities reported herein are held by certain funds and accounts, to which B. Riley Asset Management, LLC ("BRAM") acts as an investment manager. Wes Cummins is the President of BRAM. Mr. Cummins disclaims beneficial ownership in the securities held by the funds managed by BRAM, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed to be an admission that Mr. Cummins is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 30, 2022 Filed Oct 17, 2022 21:42 UTC Amendment | CalAmp Corp. CAMP · Entity 90227 | PurchaseCommon Stock | 84,300 | $3.90 | $328,854.30 |
DisclosureSEC source: 0001209191-22-053912 · doc4a.xml · nonDerivative · entry 1 Cummins Wes · CIK 0001391935 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,716,959 F1 · shares: This amendment is filed to correct the number of securities purchased and the associated purchase price which were overstated on the Form 4 filed on October 4, 2022. F1 · price: This amendment is filed to correct the number of securities purchased and the associated purchase price which were overstated on the Form 4 filed on October 4, 2022. F2 · price: The price reported is a volume weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.83 to $4.01, inclusive. Mr. Cummins hereby undertakes to provide upon request of the staff of the Securities and Exchange Commission full information regarding the number of shares traded at each separate price. F3 · ownership.nature: The securities reported herein are held by certain funds and accounts, to which B. Riley Asset Management, LLC ("BRAM") acts as an investment manager. Wes Cummins is the President of BRAM. Mr. Cummins disclaims beneficial ownership in the securities held by the funds managed by BRAM, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed to be an admission that Mr. Cummins is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 29, 2022 Filed Sep 30, 2022 18:48 UTC | CalAmp Corp. CAMP · Entity 90227 | PurchaseCommon Stock | 106,400 | $4.09 | $435,463.28 |
DisclosureSEC source: 0001209191-22-051678 · doc4.xml · nonDerivative · entry 2 Cummins Wes · CIK 0001391935 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,632,659 F3 · price: The price reported is a volume weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.02 to $4.21, inclusive. Mr. Cummins hereby undertakes to provide upon request of the staff of the Securities and Exchange Commission full information regarding the number of shares traded at each separate price. F2 · ownership.nature: The securities reported herein are held by certain funds and accounts, to which B. Riley Asset Management, LLC ("BRAM") acts as an investment manager. Wes Cummins is the President of BRAM. Mr. Cummins disclaims beneficial ownership in the securities held by the funds managed by BRAM, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed to be an admission that Mr. Cummins is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 28, 2022 Filed Sep 30, 2022 18:48 UTC | CalAmp Corp. CAMP · Entity 90227 | PurchaseCommon Stock | 102,500 | $4.39 | $450,333.75 |
DisclosureSEC source: 0001209191-22-051678 · doc4.xml · nonDerivative · entry 1 Cummins Wes · CIK 0001391935 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 2,526,259 F1 · price: The price reported is a volume weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.28 to $4.50, inclusive. Mr. Cummins hereby undertakes to provide upon request of the staff of the Securities and Exchange Commission full information regarding the number of shares traded at each separate price. F2 · ownership.nature: The securities reported herein are held by certain funds and accounts, to which B. Riley Asset Management, LLC ("BRAM") acts as an investment manager. Wes Cummins is the President of BRAM. Mr. Cummins disclaims beneficial ownership in the securities held by the funds managed by BRAM, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed to be an admission that Mr. Cummins is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 27, 2022 Filed Sep 29, 2022 20:57 UTC | CalAmp Corp. CAMP · Entity 90227 | PurchaseCommon Stock | 194,600 | $4.16 | $809,224.64 |
DisclosureSEC source: 0001209191-22-051589 · doc4.xml · nonDerivative · entry 1 Cummins Wes · CIK 0001391935 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 2,423,759 F1 · price: The price reported is a volume weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.09 to $4.26, inclusive. Mr. Cummins hereby undertakes to provide upon request of the staff of the Securities and Exchange Commission full information regarding the number of shares traded at each separate price. F2 · ownership.nature: The securities reported herein are held by certain funds and accounts, to which B. Riley Asset Management, LLC ("BRAM") acts as an investment manager. Wes Cummins is the President of BRAM. Mr. Cummins disclaims beneficial ownership in the securities held by the funds managed by BRAM, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed to be an admission that Mr. Cummins is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 31, 2022 Filed Aug 31, 2022 23:47 UTC | Applied Digital Corp. APLD · Entity 3715 | PurchaseCommon Stock | 50,000 | $2.22 | $111,000.00 |
DisclosureSEC source: 0001144879-22-000012 · wf-form4_166198966083792.xml · nonDerivative · entry 4 Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 870,686 F5 · price: Constitutes the weighted average purchase price for multiple transactions reported on this line having prices per share ranging from $2.06 to $2.38. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction. F4 · ownership.nature: Shares are held by B. Riley Asset Management, LLC, of which the Reporting Person is the President. Read SEC document |
| August 30, 2022 Filed Aug 31, 2022 23:47 UTC | Applied Digital Corp. APLD · Entity 3715 | PurchaseCommon Stock | 50,000 | $2.08 | $104,000.00 |
DisclosureSEC source: 0001144879-22-000012 · wf-form4_166198966083792.xml · nonDerivative · entry 3 Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 820,686 F3 · price: Constitutes the weighted average purchase price for multiple transactions reported on this line having prices per share ranging from $2.02 to $2.11. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction. F4 · ownership.nature: Shares are held by B. Riley Asset Management, LLC, of which the Reporting Person is the President. Read SEC document |
| August 24, 2022 Filed Aug 25, 2022 21:28 UTC | Vishay Precision Group, Inc. VPG · Entity 5115 | PurchaseCommon Stock | 6,300 | $36.02 | $226,926.00 |
DisclosureSEC source: 0001062993-22-018764 · form4.xml · nonDerivative · entry 3 Cummins Wes · CIK 0001391935 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 336,792 F5 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $35.805 to $36.24. The Reporting Person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Shares held by funds managed by B. Riley Asset Management, LLC (formerly known as 272 Capital LP). F3 · ownership.nature: The Reporting Person disclaims beneficial ownership in the securities reported herein except to the extent of his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 23, 2022 Filed Aug 25, 2022 21:28 UTC | Vishay Precision Group, Inc. VPG · Entity 5115 | PurchaseCommon Stock | 6,500 | $35.75 | $232,375.00 |
DisclosureSEC source: 0001062993-22-018764 · form4.xml · nonDerivative · entry 2 Cummins Wes · CIK 0001391935 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 330,492 F4 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $35.53 to $35.93. The Reporting Person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Shares held by funds managed by B. Riley Asset Management, LLC (formerly known as 272 Capital LP). F3 · ownership.nature: The Reporting Person disclaims beneficial ownership in the securities reported herein except to the extent of his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 22, 2022 Filed Aug 23, 2022 20:03 UTC | Vishay Precision Group, Inc. VPG · Entity 5115 | PurchaseCommon Stock | 6,610 | $35.27 | $233,134.70 |
DisclosureSEC source: 0001062993-22-018641 · form4.xml · nonDerivative · entry 1 Cummins Wes · CIK 0001391935 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 320,492 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $34.86 to $35.62. The Reporting Person undertakes to provide Vishay Precision Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Shares held by funds managed by B. Riley Asset Management, LLC (formerly known as 272 Capital LP). F3 · ownership.nature: The Reporting Person disclaims beneficial ownership in the securities reported herein except to the extent of his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 05, 2022 Filed Aug 10, 2022 00:29 UTC | Applied Digital Corp. APLD · Entity 3715 | GrantRestricted Stock Unit · Derivative | 500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-022075 · wf-form4_166009136396723.xml · derivative · entry 4 Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Stock · 500,000 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock. F5 · derivative.exercise_date: One-sixth (1/6) of the RSUs vest on each of February 5 and August 5 of each of 2023, 2024 and 2025. F5 · derivative.expiration_date: One-sixth (1/6) of the RSUs vest on each of February 5 and August 5 of each of 2023, 2024 and 2025. Read SEC document |
| July 26, 2022 Filed Jul 28, 2022 19:32 UTC | CalAmp Corp. CAMP · Entity 90227 | GrantCommon Stock | 22,913 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-043416 · doc4.xml · nonDerivative · entry 1 Cummins Wes · CIK 0001391935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,913 F1 · security: Securities acquired are 22,913 shares of restricted stock that vest on the earlier of July 26, 2023 or the date of the 2023 Annual Stockholders meeting. Read SEC document |
| July 12, 2022 Filed Jul 13, 2022 20:56 UTC | CalAmp Corp. CAMP · Entity 90227 | PurchaseCommon Stock | 274,207 | $4.14 | $1,135,216.98 |
DisclosureSEC source: 0000902664-22-003599 · ownership.xml · nonDerivative · entry 2 B. Riley Asset Management, LLC · CIK 0001841077 · Director · See Remarks Cummins Wes · CIK 0001391935 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,081,572 F3 · price: The price reported is a volume weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.98 to $4.18, inclusive. The Reporting Persons hereby undertake to provide upon request of the staff of the Securities and Exchange Commission full information regarding the number of shares traded at each separate price. F2 · ownership.nature: The securities reported herein are held by certain funds and accounts, to which B. Riley Asset Management, LLC ("BRAM") acts as an investment manager. Wes Cummins ("Mr. Cummins" and, together with BRAM, the "Reporting Persons") is the President of BRAM. Read SEC document |
| July 11, 2022 Filed Jul 13, 2022 20:56 UTC | CalAmp Corp. CAMP · Entity 90227 | PurchaseCommon Stock, par value $0.01 per share ("Common Stock") | 100,000 | $4.12 | $412,000.00 |
DisclosureSEC source: 0000902664-22-003599 · ownership.xml · nonDerivative · entry 1 B. Riley Asset Management, LLC · CIK 0001841077 · Director · See Remarks Cummins Wes · CIK 0001391935 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,807,365 F1 · price: The price reported is a volume weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.93 to $4.18, inclusive. The Reporting Persons (as defined below) hereby undertake to provide upon request of the staff of the Securities and Exchange Commission full information regarding the number of shares traded at each separate price. F2 · ownership.nature: The securities reported herein are held by certain funds and accounts, to which B. Riley Asset Management, LLC ("BRAM") acts as an investment manager. Wes Cummins ("Mr. Cummins" and, together with BRAM, the "Reporting Persons") is the President of BRAM. Read SEC document |
| June 30, 2022 Filed Jul 5, 2022 16:00 UTC | CalAmp Corp. CAMP · Entity 90227 | PurchaseCommon Stock, par value $0.01 per share ("Common Stock") | 106,900 | $4.14 | $442,566.00 |
DisclosureSEC source: 0000902664-22-003480 · ownership.xml · nonDerivative · entry 1 B. Riley Asset Management, LLC · CIK 0001841077 · Director · See Remarks Cummins Wes · CIK 0001391935 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,707,365 F1 · price: The price reported is a volume weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.02 to $4.21, inclusive. The Reporting Persons (as defined below) hereby undertake to provide upon request of the staff of the Securities and Exchange Commission full information regarding the number of shares traded at each separate price. F2 · ownership.nature: The securities reported herein are held by certain funds and accounts, to which B. Riley Asset Management, LLC ("BRAM") acts as an investment manager. Wes Cummins ("Mr. Cummins" and, together with BRAM, the "Reporting Persons") is the President of BRAM. Read SEC document |
| June 29, 2022 Filed Jun 30, 2022 16:45 UTC | CalAmp Corp. CAMP · Entity 90227 | PurchaseCommon Stock | 120,000 | $4.31 | $517,200.00 |
DisclosureSEC source: 0000902664-22-003454 · ownership.xml · nonDerivative · entry 2 B. Riley Asset Management, LLC · CIK 0001841077 · Director · (See Remarks) Cummins Wes · CIK 0001391935 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,600,465 F3 · price: The price reported is a volume weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.25 to $4.41, inclusive. The Reporting Persons hereby undertake to provide upon request of the staff of the Securities and Exchange Commission full information regarding the number of shares traded at each separate price. F2 · ownership.nature: The securities reported herein are held by certain funds and accounts, to which B. Riley Asset Management, LLC ("BRAM") acts as an investment manager. Wes Cummins ("Mr. Cummins" and, together with BRAM, the "Reporting Persons") is the President of BRAM. Read SEC document |
| June 28, 2022 Filed Jun 30, 2022 16:45 UTC | CalAmp Corp. CAMP · Entity 90227 | PurchaseCommon Stock, par value $0.01 per share ("Common Stock") | 105,000 | $4.69 | $492,450.00 |
DisclosureSEC source: 0000902664-22-003454 · ownership.xml · nonDerivative · entry 1 B. Riley Asset Management, LLC · CIK 0001841077 · Director · (See Remarks) Cummins Wes · CIK 0001391935 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,480,465 F1 · price: The price reported is a volume weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.62 to $4.82, inclusive. The Reporting Persons (as defined below) hereby undertake to provide upon request of the staff of the Securities and Exchange Commission full information regarding the number of shares traded at each separate price. F2 · ownership.nature: The securities reported herein are held by certain funds and accounts, to which B. Riley Asset Management, LLC ("BRAM") acts as an investment manager. Wes Cummins ("Mr. Cummins" and, together with BRAM, the "Reporting Persons") is the President of BRAM. Read SEC document |
| May 31, 2022 Filed May 31, 2022 20:36 UTC | Applied Digital Corp. APLD · Entity 3715 | PurchaseCommon Stock | 100,000 | $4.81 | $481,000.00 |
DisclosureSEC source: 0001628280-22-015753 · wf-form4_165402937954007.xml · nonDerivative · entry 5 Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 770,686 F6 · price: Constitutes the weighted average purchase price for multiple transactions reported on this line having prices per share ranging from $4.72 to $4.96. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction. F4 · ownership.nature: Shares are held by B. Riley Asset Management, LLC, of which the Reporting Person is the President. Read SEC document |
| May 31, 2022 Filed Jun 1, 2022 20:11 UTC | Vishay Precision Group, Inc. VPG · Entity 5115 | PurchaseCommon Stock | 15,000 | $30.49 | $457,350.00 |
DisclosureSEC source: 0001062993-22-013991 · form4.xml · nonDerivative · entry 1 Cummins Wes · CIK 0001391935 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 313,882 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $30.34 to $30.77. The Reporting Person undertakes to provide Vishay Precision Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Shares held by funds managed by B. Riley Asset Management, LLC (formerly known as 272 Capital LP). F3 · ownership.nature: The Reporting Person disclaims beneficial ownership in the securities reported herein except to the extent of his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 31, 2022 Filed Aug 25, 2022 21:28 UTC | Vishay Precision Group, Inc. VPG · Entity 5115 | PurchaseCommon Stock | 3,500 | $30.49 | $106,715.00 |
DisclosureSEC source: 0001062993-22-018764 · form4.xml · nonDerivative · entry 1 Cummins Wes · CIK 0001391935 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 323,992 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $30.33 to $30.67. The Reporting Person undertakes to provide Vishay Precision Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Shares held by funds managed by B. Riley Asset Management, LLC (formerly known as 272 Capital LP). F3 · ownership.nature: The Reporting Person disclaims beneficial ownership in the securities reported herein except to the extent of his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 27, 2022 Filed May 31, 2022 20:36 UTC | Applied Digital Corp. APLD · Entity 3715 | PurchaseCommon Stock | 20,383 | $4.03 | $82,143.49 |
DisclosureSEC source: 0001628280-22-015753 · wf-form4_165402937954007.xml · nonDerivative · entry 4 Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 670,686 F5 · price: Constitutes the weighted average purchase price for multiple transactions reported on this line having prices per share ranging from $3.92 to $4.25. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction. F4 · ownership.nature: Shares are held by B. Riley Asset Management, LLC, of which the Reporting Person is the President. Read SEC document |
| May 26, 2022 Filed May 27, 2022 20:14 UTC | Vishay Precision Group, Inc. VPG · Entity 5115 | GrantCommon Stock | 2,362 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-013717 · form4.xml · nonDerivative · entry 1 Cummins Wes · CIK 0001391935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,986 F1 · shares: The reporting person was granted 2,362 restricted stock units ("RSUs") under the Vishay Precision Group, Inc. 2022 Stock Incentive Plan. The RSUs will vest on the earlier to occur of the first anniversary of the date of grant and the issuer's next annual meeting of stockholders, provided that the reporting person continues in service as a director until such earlier date. Read SEC document |
| May 26, 2022 Filed May 31, 2022 20:36 UTC | Applied Digital Corp. APLD · Entity 3715 | PurchaseCommon Stock | 50,000 | $3.80 | $190,000.00 |
DisclosureSEC source: 0001628280-22-015753 · wf-form4_165402937954007.xml · nonDerivative · entry 3 Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 650,303 F3 · price: Constitutes the weighted average purchase price for multiple transactions reported on this line having prices per share ranging from $3.75 to $3.82. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction. F4 · ownership.nature: Shares are held by B. Riley Asset Management, LLC, of which the Reporting Person is the President. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.