organization · Reporting owner
CD&R Investment Associates XII, Ltd.
Disclosed activity across 3 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ADI GLOBAL DISTRIBUTION INC.ADIG · Entity 4663 | 10% owner | August 03, 2026 | August 04, 2026 |
| COLUMBUS MCKINNON CORPCMCO · Entity 5477 | 10% owner | February 03, 2026 | February 12, 2026 |
| RESIDEO TECHNOLOGIES, INC.REZI · Entity 1292 | 10% owner | August 03, 2026 | August 04, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ADI GLOBAL DISTRIBUTION INC.
Report date August 03, 2026 · Filed August 04, 2026
Jointly reported with CD&R Associates XII, L.P., CD&R Channel Holdings, L.P., CD&R Channel Holdings II, L.P.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series A Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $16.15 | IndirectSee footnotes | Not disclosed |
Reported balance
Holding disclosure · report date 2026-08-03 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: The Series A Cumulative Convertible Participating Preferred Stock ("Series A Preferred Stock") is convertible into shares of Common Stock at any time at the option of the holder, at an initial conversion price per share of $16.152, which is subject to anti-dilution adjustments, including in the event of any stock split, stock dividend, recapitalization or similar event. The Series A Preferred Stock has no expiration date. F2: The Issuer may, subject to the termination of a lock-up period applicable to the Reporting Persons, at its option, require conversion of all (but not less than all) of the outstanding shares of Series A Preferred Stock to shares of Common Stock if at any time the Common Stock trading price exceeds 200% of the then-effective conversion price for at least 20 out of 30 trailing trading days. The Series A Preferred Stock accrues dividends at a rate of 7.0% per annum, payable in cash or in-kind by adding the dividend to the accumulated amount of the Series A Preferred Stock, provided that, in the case of certain triggering events (including the Issuer's failure to pay dividends on the Series A Preferred Stock), the dividend rate shall become 10.0% per annum for so long as such triggering event remains in effect. Holders of Series A Preferred Stock are also entitled to receive certain dividends declared or paid on the Common Stock on an as-converted basis. F3: The reported 149,550 shares of Series A Preferred Stock are directly held by CD&R Channel Holdings, L.P. ("CD&R Holdings"). CD&R Investment Associates XII, Ltd. ("CD&R Holdings GP") as the general partner of CD&R Channel Holdings II, L.P. ("CD&R Holdings II"), which wholly owns CD&R Holdings, may be deemed to beneficially own the reported securities. Investment and voting decisions with respect to the reported securities are made by majority vote of an investment committee (the "Investment Committee") of limited partners of CD&R Associates XII, L.P. ("CD&R Associates"), which may be deemed to beneficially own the reported securities. Each of CD&R Holdings II, CD&R Holdings GP and CD&R Associates, as well as each member of the Investment Committee, expressly disclaims beneficial ownership of the shares of Series A Preferred Stock directly held by CD&R Holdings, except to the extent of their respective pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The Series A Cumulative Convertible Participating Preferred Stock ("Series A Preferred Stock") is convertible into shares of Common Stock at any time at the option of the holder, at an initial conversion price per share of $16.152, which is subject to anti-dilution adjustments, including in the event of any stock split, stock dividend, recapitalization or similar event. The Series A Preferred Stock has no expiration date.
F2: The Issuer may, subject to the termination of a lock-up period applicable to the Reporting Persons, at its option, require conversion of all (but not less than all) of the outstanding shares of Series A Preferred Stock to shares of Common Stock if at any time the Common Stock trading price exceeds 200% of the then-effective conversion price for at least 20 out of 30 trailing trading days. The Series A Preferred Stock accrues dividends at a rate of 7.0% per annum, payable in cash or in-kind by adding the dividend to the accumulated amount of the Series A Preferred Stock, provided that, in the case of certain triggering events (including the Issuer's failure to pay dividends on the Series A Preferred Stock), the dividend rate shall become 10.0% per annum for so long as such triggering event remains in effect. Holders of Series A Preferred Stock are also entitled to receive certain dividends declared or paid on the Common Stock on an as-converted basis.
F3: The reported 149,550 shares of Series A Preferred Stock are directly held by CD&R Channel Holdings, L.P. ("CD&R Holdings"). CD&R Investment Associates XII, Ltd. ("CD&R Holdings GP") as the general partner of CD&R Channel Holdings II, L.P. ("CD&R Holdings II"), which wholly owns CD&R Holdings, may be deemed to beneficially own the reported securities. Investment and voting decisions with respect to the reported securities are made by majority vote of an investment committee (the "Investment Committee") of limited partners of CD&R Associates XII, L.P. ("CD&R Associates"), which may be deemed to beneficially own the reported securities. Each of CD&R Holdings II, CD&R Holdings GP and CD&R Associates, as well as each member of the Investment Committee, expressly disclaims beneficial ownership of the shares of Series A Preferred Stock directly held by CD&R Holdings, except to the extent of their respective pecuniary interest therein.
COLUMBUS MCKINNON CORP
Report date February 03, 2026 · Filed February 12, 2026
Jointly reported with CD&R XII Keystone Holdings, L.P., CD&R Associates XII, L.P.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series A Cumulative Convertible Participating PreferredSEC Table II · derivative / convertible security · Conversion / exercise price $37.68 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2026-02-03 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F3: CD&R XII Keystone Holdings, L.P. ("CD&R Stockholder") directly owns 800,000 Series A Preferred Shares, which are convertible into common shares at an initial conversion price per share of $37.68, which is subject to customary anti-dilution adjustments, including in the event of any stock split, stock dividend, recapitalization or similar event. F1: The Series A Cumulative Convertible Participating Preferred Stock ("Series A Preferred Shares") of Columbus McKinnon Corporation (the "Issuer") is convertible at any time at the option of the holder and has no expiration date. F2: The Issuer may, at its option, require conversion of all (but not less than all) of the outstanding Series A Preferred Shares to shares of the Issuer's common stock ("common shares") at any time the closing price of the common shares exceeds 200% of the then-effective conversion price for at least 20 out of 30 consecutive trading days. The Series A Preferred Shares accrue dividends at a rate of 7.0% per annum, payable in cash or in-kind by adding the dividend to the base amount of the Series A Preferred Stock. Upon the occurrence of certain triggering events (including the Issuer's failure to comply with its obligations to effect the conversion of Preferred Shares), the dividend rate shall become 10.0% per annum for so long as such triggering event remains in effect. Holders of Series A Preferred Shares are also entitled to receive certain dividends declared or paid on the common shares on as as-converted basis. F4: CD&R Investment Associates XII, Ltd. ("CD&R Holdings GP") is the general partner of CD&R Stockholder and may be deemed to beneficially own the reported securities. CD&R Associates XII, L.P. ("CD&R Associates") is the general partner of CD&R Holdings GP and may be deemed to beneficially own the reported securities. Investment and voting decisions with respect to the reported securities are made by majority vote of an investment committee (the "Investment Committee") of limited partners of CD&R Associates. Each of CD&R Holdings GP and CD&R Associates, as well as each member of the Investment Committee, expressly disclaims beneficial ownership of the reported securities, except to the extent of its pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The Series A Cumulative Convertible Participating Preferred Stock ("Series A Preferred Shares") of Columbus McKinnon Corporation (the "Issuer") is convertible at any time at the option of the holder and has no expiration date.
F2: The Issuer may, at its option, require conversion of all (but not less than all) of the outstanding Series A Preferred Shares to shares of the Issuer's common stock ("common shares") at any time the closing price of the common shares exceeds 200% of the then-effective conversion price for at least 20 out of 30 consecutive trading days. The Series A Preferred Shares accrue dividends at a rate of 7.0% per annum, payable in cash or in-kind by adding the dividend to the base amount of the Series A Preferred Stock. Upon the occurrence of certain triggering events (including the Issuer's failure to comply with its obligations to effect the conversion of Preferred Shares), the dividend rate shall become 10.0% per annum for so long as such triggering event remains in effect. Holders of Series A Preferred Shares are also entitled to receive certain dividends declared or paid on the common shares on as as-converted basis.
F3: CD&R XII Keystone Holdings, L.P. ("CD&R Stockholder") directly owns 800,000 Series A Preferred Shares, which are convertible into common shares at an initial conversion price per share of $37.68, which is subject to customary anti-dilution adjustments, including in the event of any stock split, stock dividend, recapitalization or similar event.
F4: CD&R Investment Associates XII, Ltd. ("CD&R Holdings GP") is the general partner of CD&R Stockholder and may be deemed to beneficially own the reported securities. CD&R Associates XII, L.P. ("CD&R Associates") is the general partner of CD&R Holdings GP and may be deemed to beneficially own the reported securities. Investment and voting decisions with respect to the reported securities are made by majority vote of an investment committee (the "Investment Committee") of limited partners of CD&R Associates. Each of CD&R Holdings GP and CD&R Associates, as well as each member of the Investment Committee, expressly disclaims beneficial ownership of the reported securities, except to the extent of its pecuniary interest therein.
RESIDEO TECHNOLOGIES, INC.
Report date August 03, 2026 · Filed August 04, 2026
Jointly reported with CD&R Associates XII, L.P., CD&R Channel Holdings, L.P., CD&R Channel Holdings II, L.P.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series A Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnotes | 348,950 |
Reported balance
After 2026-08-03 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-08-03 · Disposition to issuer · Disposed 149,550 · Balance 348,950 F1: On August 3, 2026, Resideo Technologies, Inc. (the "Issuer") completed a spin-off transaction (the "Spin-Off"). In connection with the Spin-Off, CD&R Channel Holdings, L.P. ("CD&R Holdings") exchanged 149,550 shares of Series A Cumulative Convertible Participating Preferred Stock (the "Series A Preferred Stock"), which were convertible into shares of the Issuer's common stock (the "common stock") at an initial conversion price per share of $26.92, for preferred stock in the spun-off company. The conversion price for the remaining 348,950 shares of Series A Preferred Stock held by CD&R Holdings was equitably adjusted to an initial conversion price per share of $18.844 and such shares of Series A Preferred Stock are convertible into 18,517,830 shares of common stock at an initial conversion price per share of $18.844, subject to anti-dilution adjustments, including in the event of any stock split, stock dividend, recapitalization or similar event. F2: The Series A Preferred Stock is convertible at any time at the option of the holder and has no expiration date. F3: The Issuer may, subject to the termination of a lock-up period applicable to the Reporting Persons, at its option, require conversion of all (but not less than all) of the outstanding shares of Series A Preferred Stock to shares of common stock if at any time the common stock trading price exceeds 200% of the then-effective conversion price for at least 20 out of 30 trailing trading days. The Series A Preferred Stock accrues dividends at a rate of 7.0% per annum, payable in cash or in-kind by adding the dividend to the accumulated amount of the Series A Preferred Stock, provided that, in the case of certain triggering events (including the Issuer's failure to pay dividends on the Series A Preferred Stock), the dividend rate shall become 10.0% per annum for so long as such triggering event remains in effect. Holders of Series A Preferred Stock are also entitled to receive certain dividends declared or paid on the common stock on an as-converted basis. F4: CD&R Investment Associates XII, Ltd. ("CD&R Holdings GP") as the general partner of CD&R Channel Holdings II, L.P. ("CD&R Holdings II"), which wholly owns CD&R Holdings, the direct holder of the reported securities, may be deemed to beneficially own the reported securities. Investment and voting decisions with respect to the reported securities are made by majority vote of an investment committee (the "Investment Committee") of limited partners of CD&R Associates XII, L.P. ("CD&R Associates"), which may be deemed to beneficially own the reported securities. Each of CD&R Holdings II, CD&R Holdings GP and CD&R Associates, as well as each member of the Investment Committee, expressly disclaims beneficial ownership of the reported securities, except to the extent of their respective pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: On August 3, 2026, Resideo Technologies, Inc. (the "Issuer") completed a spin-off transaction (the "Spin-Off"). In connection with the Spin-Off, CD&R Channel Holdings, L.P. ("CD&R Holdings") exchanged 149,550 shares of Series A Cumulative Convertible Participating Preferred Stock (the "Series A Preferred Stock"), which were convertible into shares of the Issuer's common stock (the "common stock") at an initial conversion price per share of $26.92, for preferred stock in the spun-off company. The conversion price for the remaining 348,950 shares of Series A Preferred Stock held by CD&R Holdings was equitably adjusted to an initial conversion price per share of $18.844 and such shares of Series A Preferred Stock are convertible into 18,517,830 shares of common stock at an initial conversion price per share of $18.844, subject to anti-dilution adjustments, including in the event of any stock split, stock dividend, recapitalization or similar event.
F2: The Series A Preferred Stock is convertible at any time at the option of the holder and has no expiration date.
F3: The Issuer may, subject to the termination of a lock-up period applicable to the Reporting Persons, at its option, require conversion of all (but not less than all) of the outstanding shares of Series A Preferred Stock to shares of common stock if at any time the common stock trading price exceeds 200% of the then-effective conversion price for at least 20 out of 30 trailing trading days. The Series A Preferred Stock accrues dividends at a rate of 7.0% per annum, payable in cash or in-kind by adding the dividend to the accumulated amount of the Series A Preferred Stock, provided that, in the case of certain triggering events (including the Issuer's failure to pay dividends on the Series A Preferred Stock), the dividend rate shall become 10.0% per annum for so long as such triggering event remains in effect. Holders of Series A Preferred Stock are also entitled to receive certain dividends declared or paid on the common stock on an as-converted basis.
F4: CD&R Investment Associates XII, Ltd. ("CD&R Holdings GP") as the general partner of CD&R Channel Holdings II, L.P. ("CD&R Holdings II"), which wholly owns CD&R Holdings, the direct holder of the reported securities, may be deemed to beneficially own the reported securities. Investment and voting decisions with respect to the reported securities are made by majority vote of an investment committee (the "Investment Committee") of limited partners of CD&R Associates XII, L.P. ("CD&R Associates"), which may be deemed to beneficially own the reported securities. Each of CD&R Holdings II, CD&R Holdings GP and CD&R Associates, as well as each member of the Investment Committee, expressly disclaims beneficial ownership of the reported securities, except to the extent of their respective pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 03, 2026 Filed Aug 4, 2026 20:05 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | Disposition to issuerSeries A Preferred Stock · Derivative | 149,550 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-26-090353 · tm2621851-2_4seq1.xml · derivative · entry 1 CD&R Investment Associates XII, Ltd. · CIK 0002022047 · 10% owner CD&R Associates XII, L.P. · CIK 0002023588 · 10% owner CD&R Channel Holdings, L.P. · CIK 0002021816 · 10% owner CD&R Channel Holdings II, L.P. · CIK 0002044245 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 348,950 Underlying: Common Stock · Not disclosed shares Expires not disclosed F1 · derivative.exercise_price: On August 3, 2026, Resideo Technologies, Inc. (the "Issuer") completed a spin-off transaction (the "Spin-Off"). In connection with the Spin-Off, CD&R Channel Holdings, L.P. ("CD&R Holdings") exchanged 149,550 shares of Series A Cumulative Convertible Participating Preferred Stock (the "Series A Preferred Stock"), which were convertible into shares of the Issuer's common stock (the "common stock") at an initial conversion price per share of $26.92, for preferred stock in the spun-off company. The conversion price for the remaining 348,950 shares of Series A Preferred Stock held by CD&R Holdings was equitably adjusted to an initial conversion price per share of $18.844 and such shares of Series A Preferred Stock are convertible into 18,517,830 shares of common stock at an initial conversion price per share of $18.844, subject to anti-dilution adjustments, including in the event of any stock split, stock dividend, recapitalization or similar event. F1 · price: On August 3, 2026, Resideo Technologies, Inc. (the "Issuer") completed a spin-off transaction (the "Spin-Off"). In connection with the Spin-Off, CD&R Channel Holdings, L.P. ("CD&R Holdings") exchanged 149,550 shares of Series A Cumulative Convertible Participating Preferred Stock (the "Series A Preferred Stock"), which were convertible into shares of the Issuer's common stock (the "common stock") at an initial conversion price per share of $26.92, for preferred stock in the spun-off company. The conversion price for the remaining 348,950 shares of Series A Preferred Stock held by CD&R Holdings was equitably adjusted to an initial conversion price per share of $18.844 and such shares of Series A Preferred Stock are convertible into 18,517,830 shares of common stock at an initial conversion price per share of $18.844, subject to anti-dilution adjustments, including in the event of any stock split, stock dividend, recapitalization or similar event. F2 · derivative.exercise_date: The Series A Preferred Stock is convertible at any time at the option of the holder and has no expiration date. F3 · derivative.exercise_date: The Issuer may, subject to the termination of a lock-up period applicable to the Reporting Persons, at its option, require conversion of all (but not less than all) of the outstanding shares of Series A Preferred Stock to shares of common stock if at any time the common stock trading price exceeds 200% of the then-effective conversion price for at least 20 out of 30 trailing trading days. The Series A Preferred Stock accrues dividends at a rate of 7.0% per annum, payable in cash or in-kind by adding the dividend to the accumulated amount of the Series A Preferred Stock, provided that, in the case of certain triggering events (including the Issuer's failure to pay dividends on the Series A Preferred Stock), the dividend rate shall become 10.0% per annum for so long as such triggering event remains in effect. Holders of Series A Preferred Stock are also entitled to receive certain dividends declared or paid on the common stock on an as-converted basis. F2 · derivative.expiration_date: The Series A Preferred Stock is convertible at any time at the option of the holder and has no expiration date. F3 · derivative.expiration_date: The Issuer may, subject to the termination of a lock-up period applicable to the Reporting Persons, at its option, require conversion of all (but not less than all) of the outstanding shares of Series A Preferred Stock to shares of common stock if at any time the common stock trading price exceeds 200% of the then-effective conversion price for at least 20 out of 30 trailing trading days. The Series A Preferred Stock accrues dividends at a rate of 7.0% per annum, payable in cash or in-kind by adding the dividend to the accumulated amount of the Series A Preferred Stock, provided that, in the case of certain triggering events (including the Issuer's failure to pay dividends on the Series A Preferred Stock), the dividend rate shall become 10.0% per annum for so long as such triggering event remains in effect. Holders of Series A Preferred Stock are also entitled to receive certain dividends declared or paid on the common stock on an as-converted basis. F1 · derivative.underlying_shares: On August 3, 2026, Resideo Technologies, Inc. (the "Issuer") completed a spin-off transaction (the "Spin-Off"). In connection with the Spin-Off, CD&R Channel Holdings, L.P. ("CD&R Holdings") exchanged 149,550 shares of Series A Cumulative Convertible Participating Preferred Stock (the "Series A Preferred Stock"), which were convertible into shares of the Issuer's common stock (the "common stock") at an initial conversion price per share of $26.92, for preferred stock in the spun-off company. The conversion price for the remaining 348,950 shares of Series A Preferred Stock held by CD&R Holdings was equitably adjusted to an initial conversion price per share of $18.844 and such shares of Series A Preferred Stock are convertible into 18,517,830 shares of common stock at an initial conversion price per share of $18.844, subject to anti-dilution adjustments, including in the event of any stock split, stock dividend, recapitalization or similar event. F1 · ownership.nature: On August 3, 2026, Resideo Technologies, Inc. (the "Issuer") completed a spin-off transaction (the "Spin-Off"). In connection with the Spin-Off, CD&R Channel Holdings, L.P. ("CD&R Holdings") exchanged 149,550 shares of Series A Cumulative Convertible Participating Preferred Stock (the "Series A Preferred Stock"), which were convertible into shares of the Issuer's common stock (the "common stock") at an initial conversion price per share of $26.92, for preferred stock in the spun-off company. The conversion price for the remaining 348,950 shares of Series A Preferred Stock held by CD&R Holdings was equitably adjusted to an initial conversion price per share of $18.844 and such shares of Series A Preferred Stock are convertible into 18,517,830 shares of common stock at an initial conversion price per share of $18.844, subject to anti-dilution adjustments, including in the event of any stock split, stock dividend, recapitalization or similar event. F4 · ownership.nature: CD&R Investment Associates XII, Ltd. ("CD&R Holdings GP") as the general partner of CD&R Channel Holdings II, L.P. ("CD&R Holdings II"), which wholly owns CD&R Holdings, the direct holder of the reported securities, may be deemed to beneficially own the reported securities. Investment and voting decisions with respect to the reported securities are made by majority vote of an investment committee (the "Investment Committee") of limited partners of CD&R Associates XII, L.P. ("CD&R Associates"), which may be deemed to beneficially own the reported securities. Each of CD&R Holdings II, CD&R Holdings GP and CD&R Associates, as well as each member of the Investment Committee, expressly disclaims beneficial ownership of the reported securities, except to the extent of their respective pecuniary interest therein. Read SEC document |
| November 13, 2025 Filed Nov 14, 2025 01:52 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | PurchaseCommon Stock | 287,819 | $32.08 | $9,232,888.14 |
DisclosureSEC source: 0001104659-25-111639 · tm2531103-1_4seq1.xml · nonDerivative · entry 5 CD&R Channel Holdings II, L.P. · CIK 0002044245 · 10% owner CD&R Investment Associates XII, Ltd. · CIK 0002022047 · 10% owner CD&R Associates XII, L.P. · CIK 0002023588 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,960,492 F6 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $31.94 to $32.275. F2 · ownership.direct: These securities are owned directly by CD&R Channel Holdings II, L.P. ("CD&R Holdings II"). CD&R Investment Associates XII, Ltd. ("CD&R Holdings GP") is the general partner of CD&R Holdings II and may be deemed to beneficially own the reported securities. Investment and voting decisions with respect to the reported securities are made by majority vote of an investment committee (the "Investment Committee") of limited partners of CD&R Associates XII, L.P. ("CD&R Associates"), which may be deemed to beneficially own the reported securities. Each of CD&R Holdings GP and CD&R Associates, as well as each member of the Investment Committee, expressly disclaims beneficial ownership of the reported securities, except to the extent of their respective pecuniary interest therein. Read SEC document |
| November 13, 2025 Filed Nov 14, 2025 01:52 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | PurchaseCommon Stock | 278,939 | $31.55 | $8,801,669.10 |
DisclosureSEC source: 0001104659-25-111639 · tm2531103-1_4seq1.xml · nonDerivative · entry 4 CD&R Channel Holdings II, L.P. · CIK 0002044245 · 10% owner CD&R Investment Associates XII, Ltd. · CIK 0002022047 · 10% owner CD&R Associates XII, L.P. · CIK 0002023588 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,672,673 F5 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $30.94 to $31.935. F2 · ownership.direct: These securities are owned directly by CD&R Channel Holdings II, L.P. ("CD&R Holdings II"). CD&R Investment Associates XII, Ltd. ("CD&R Holdings GP") is the general partner of CD&R Holdings II and may be deemed to beneficially own the reported securities. Investment and voting decisions with respect to the reported securities are made by majority vote of an investment committee (the "Investment Committee") of limited partners of CD&R Associates XII, L.P. ("CD&R Associates"), which may be deemed to beneficially own the reported securities. Each of CD&R Holdings GP and CD&R Associates, as well as each member of the Investment Committee, expressly disclaims beneficial ownership of the reported securities, except to the extent of their respective pecuniary interest therein. Read SEC document |
| November 12, 2025 Filed Nov 14, 2025 01:52 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | PurchaseCommon Stock | 400,000 | $32.02 | $12,807,960.00 |
DisclosureSEC source: 0001104659-25-111639 · tm2531103-1_4seq1.xml · nonDerivative · entry 3 CD&R Channel Holdings II, L.P. · CIK 0002044245 · 10% owner CD&R Investment Associates XII, Ltd. · CIK 0002022047 · 10% owner CD&R Associates XII, L.P. · CIK 0002023588 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,393,734 F4 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $31.79 to $32.51. F2 · ownership.direct: These securities are owned directly by CD&R Channel Holdings II, L.P. ("CD&R Holdings II"). CD&R Investment Associates XII, Ltd. ("CD&R Holdings GP") is the general partner of CD&R Holdings II and may be deemed to beneficially own the reported securities. Investment and voting decisions with respect to the reported securities are made by majority vote of an investment committee (the "Investment Committee") of limited partners of CD&R Associates XII, L.P. ("CD&R Associates"), which may be deemed to beneficially own the reported securities. Each of CD&R Holdings GP and CD&R Associates, as well as each member of the Investment Committee, expressly disclaims beneficial ownership of the reported securities, except to the extent of their respective pecuniary interest therein. Read SEC document |
| November 11, 2025 Filed Nov 14, 2025 01:52 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | PurchaseCommon Stock | 390,000 | $30.54 | $11,912,082.00 |
DisclosureSEC source: 0001104659-25-111639 · tm2531103-1_4seq1.xml · nonDerivative · entry 2 CD&R Channel Holdings II, L.P. · CIK 0002044245 · 10% owner CD&R Investment Associates XII, Ltd. · CIK 0002022047 · 10% owner CD&R Associates XII, L.P. · CIK 0002023588 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,993,734 F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $30.265 to $30.99. F2 · ownership.direct: These securities are owned directly by CD&R Channel Holdings II, L.P. ("CD&R Holdings II"). CD&R Investment Associates XII, Ltd. ("CD&R Holdings GP") is the general partner of CD&R Holdings II and may be deemed to beneficially own the reported securities. Investment and voting decisions with respect to the reported securities are made by majority vote of an investment committee (the "Investment Committee") of limited partners of CD&R Associates XII, L.P. ("CD&R Associates"), which may be deemed to beneficially own the reported securities. Each of CD&R Holdings GP and CD&R Associates, as well as each member of the Investment Committee, expressly disclaims beneficial ownership of the reported securities, except to the extent of their respective pecuniary interest therein. Read SEC document |
| November 10, 2025 Filed Nov 14, 2025 01:52 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | PurchaseCommon Stock | 333,000 | $30.69 | $10,219,836.60 |
DisclosureSEC source: 0001104659-25-111639 · tm2531103-1_4seq1.xml · nonDerivative · entry 1 CD&R Channel Holdings II, L.P. · CIK 0002044245 · 10% owner CD&R Investment Associates XII, Ltd. · CIK 0002022047 · 10% owner CD&R Associates XII, L.P. · CIK 0002023588 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,603,734 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $30.35 to $31.10. The Reporting Person undertakes to provide to Resideo Technologies, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote and in footnote 3, 4, 5 and 6. F2 · ownership.direct: These securities are owned directly by CD&R Channel Holdings II, L.P. ("CD&R Holdings II"). CD&R Investment Associates XII, Ltd. ("CD&R Holdings GP") is the general partner of CD&R Holdings II and may be deemed to beneficially own the reported securities. Investment and voting decisions with respect to the reported securities are made by majority vote of an investment committee (the "Investment Committee") of limited partners of CD&R Associates XII, L.P. ("CD&R Associates"), which may be deemed to beneficially own the reported securities. Each of CD&R Holdings GP and CD&R Associates, as well as each member of the Investment Committee, expressly disclaims beneficial ownership of the reported securities, except to the extent of their respective pecuniary interest therein. Read SEC document |
| September 03, 2025 Filed Sep 4, 2025 22:58 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | PurchaseCommon Stock | 228,573 | $33.63 | $7,688,030.00 |
DisclosureSEC source: 0001104659-25-087550 · tm2525205-1_4seq1.xml · nonDerivative · entry 2 CD&R Channel Holdings II, L.P. · CIK 0002044245 · 10% owner CD&R Investment Associates XII, Ltd. · CIK 0002022047 · 10% owner CD&R Associates XII, L.P. · CIK 0002023588 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,270,734 F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $33.21 to $33.92. F2 · ownership.direct: These securities are owned directly by CD&R Channel Holdings II, L.P. ("CD&R Holdings II"). CD&R Investment Associates XII, Ltd. ("CD&R Holdings GP") is the general partner of CD&R Holdings II and may be deemed to beneficially own the reported securities. Investment and voting decisions with respect to the reported securities are made by majority vote of an investment committee (the "Investment Committee") of limited partners of CD&R Associates XII, L.P. ("CD&R Associates"), which may be deemed to beneficially own the reported securities. Each of CD&R Holdings GP and CD&R Associates, as well as each member of the Investment Committee, expressly disclaims beneficial ownership of the reported securities, except to the extent of their respective pecuniary interest therein. Read SEC document |
| September 02, 2025 Filed Sep 4, 2025 22:58 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | PurchaseCommon Stock | 180,000 | $33.55 | $6,038,118.00 |
DisclosureSEC source: 0001104659-25-087550 · tm2525205-1_4seq1.xml · nonDerivative · entry 1 CD&R Channel Holdings II, L.P. · CIK 0002044245 · 10% owner CD&R Investment Associates XII, Ltd. · CIK 0002022047 · 10% owner CD&R Associates XII, L.P. · CIK 0002023588 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,042,161 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $33.10 to $33.73. The Reporting Person undertakes to provide to Resideo Technologies, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote and in footnote 3. F2 · ownership.direct: These securities are owned directly by CD&R Channel Holdings II, L.P. ("CD&R Holdings II"). CD&R Investment Associates XII, Ltd. ("CD&R Holdings GP") is the general partner of CD&R Holdings II and may be deemed to beneficially own the reported securities. Investment and voting decisions with respect to the reported securities are made by majority vote of an investment committee (the "Investment Committee") of limited partners of CD&R Associates XII, L.P. ("CD&R Associates"), which may be deemed to beneficially own the reported securities. Each of CD&R Holdings GP and CD&R Associates, as well as each member of the Investment Committee, expressly disclaims beneficial ownership of the reported securities, except to the extent of their respective pecuniary interest therein. Read SEC document |
| August 25, 2025 Filed Aug 26, 2025 23:42 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | PurchaseCommon Stock | 12,327 | $33.95 | $418,526.30 |
DisclosureSEC source: 0001104659-25-083183 · tm2524350-1_4seq1.xml · nonDerivative · entry 3 CD&R Channel Holdings II, L.P. · CIK 0002044245 · 10% owner CD&R Investment Associates XII, Ltd. · CIK 0002022047 · 10% owner CD&R Associates XII, L.P. · CIK 0002023588 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,862,161 F4 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $33.85 to $34.00. F2 · ownership.direct: These securities are owned directly by CD&R Channel Holdings II, L.P. ("CD&R Holdings II"). CD&R Investment Associates XII, Ltd. ("CD&R Holdings GP") is the general partner of CD&R Holdings II and may be deemed to beneficially own the reported securities. Investment and voting decisions with respect to the reported securities are made by majority vote of an investment committee (the "Investment Committee") of limited partners of CD&R Associates XII, L.P. ("CD&R Associates"), which may be deemed to beneficially own the reported securities. Each of CD&R Holdings GP and CD&R Associates, as well as each member of the Investment Committee, expressly disclaims beneficial ownership of the reported securities, except to the extent of their respective pecuniary interest therein. Read SEC document |
| August 22, 2025 Filed Aug 26, 2025 23:42 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | PurchaseCommon Stock | 20,589 | $33.90 | $698,047.40 |
DisclosureSEC source: 0001104659-25-083183 · tm2524350-1_4seq1.xml · nonDerivative · entry 2 CD&R Channel Holdings II, L.P. · CIK 0002044245 · 10% owner CD&R Investment Associates XII, Ltd. · CIK 0002022047 · 10% owner CD&R Associates XII, L.P. · CIK 0002023588 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,849,834 F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $33.485 to $34.00. F2 · ownership.direct: These securities are owned directly by CD&R Channel Holdings II, L.P. ("CD&R Holdings II"). CD&R Investment Associates XII, Ltd. ("CD&R Holdings GP") is the general partner of CD&R Holdings II and may be deemed to beneficially own the reported securities. Investment and voting decisions with respect to the reported securities are made by majority vote of an investment committee (the "Investment Committee") of limited partners of CD&R Associates XII, L.P. ("CD&R Associates"), which may be deemed to beneficially own the reported securities. Each of CD&R Holdings GP and CD&R Associates, as well as each member of the Investment Committee, expressly disclaims beneficial ownership of the reported securities, except to the extent of their respective pecuniary interest therein. Read SEC document |
| August 22, 2025 Filed Aug 26, 2025 23:42 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | PurchaseCommon Stock | 14,037 | $32.68 | $458,767.06 |
DisclosureSEC source: 0001104659-25-083183 · tm2524350-1_4seq1.xml · nonDerivative · entry 1 CD&R Channel Holdings II, L.P. · CIK 0002044245 · 10% owner CD&R Investment Associates XII, Ltd. · CIK 0002022047 · 10% owner CD&R Associates XII, L.P. · CIK 0002023588 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,829,245 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $32.37 to $32.95. The Reporting Person undertakes to provide to Resideo Technologies, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote and in footnotes 3 and 4. F2 · ownership.direct: These securities are owned directly by CD&R Channel Holdings II, L.P. ("CD&R Holdings II"). CD&R Investment Associates XII, Ltd. ("CD&R Holdings GP") is the general partner of CD&R Holdings II and may be deemed to beneficially own the reported securities. Investment and voting decisions with respect to the reported securities are made by majority vote of an investment committee (the "Investment Committee") of limited partners of CD&R Associates XII, L.P. ("CD&R Associates"), which may be deemed to beneficially own the reported securities. Each of CD&R Holdings GP and CD&R Associates, as well as each member of the Investment Committee, expressly disclaims beneficial ownership of the reported securities, except to the extent of their respective pecuniary interest therein. Read SEC document |
| August 21, 2025 Filed Aug 21, 2025 23:47 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | PurchaseCommon Stock | 250,000 | $32.16 | $8,040,900.00 |
DisclosureSEC source: 0001104659-25-081503 · tm2524046-1_4seq1.xml · nonDerivative · entry 3 CD&R Channel Holdings II, L.P. · CIK 0002044245 · 10% owner CD&R Investment Associates XII, Ltd. · CIK 0002022047 · 10% owner CD&R Associates XII, L.P. · CIK 0002023588 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,815,208 F4 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $31.59 to $32.40. F2 · ownership.direct: These securities are owned directly by CD&R Channel Holdings II, L.P. ("CD&R Holdings II"). CD&R Investment Associates XII, Ltd. ("CD&R Holdings GP") is the general partner of CD&R Holdings II and may be deemed to beneficially own the reported securities. Investment and voting decisions with respect to the reported securities are made by majority vote of an investment committee (the "Investment Committee") of limited partners of CD&R Associates XII, L.P. ("CD&R Associates"), which may be deemed to beneficially own the reported securities. Each of CD&R Holdings GP and CD&R Associates, as well as each member of the Investment Committee, expressly disclaims beneficial ownership of the reported securities, except to the extent of their respective pecuniary interest therein. Read SEC document |
| August 20, 2025 Filed Aug 21, 2025 23:47 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | PurchaseCommon Stock | 297,000 | $31.94 | $9,485,437.50 |
DisclosureSEC source: 0001104659-25-081503 · tm2524046-1_4seq1.xml · nonDerivative · entry 2 CD&R Channel Holdings II, L.P. · CIK 0002044245 · 10% owner CD&R Investment Associates XII, Ltd. · CIK 0002022047 · 10% owner CD&R Associates XII, L.P. · CIK 0002023588 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,565,208 F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $31.52 to $32.36. F2 · ownership.direct: These securities are owned directly by CD&R Channel Holdings II, L.P. ("CD&R Holdings II"). CD&R Investment Associates XII, Ltd. ("CD&R Holdings GP") is the general partner of CD&R Holdings II and may be deemed to beneficially own the reported securities. Investment and voting decisions with respect to the reported securities are made by majority vote of an investment committee (the "Investment Committee") of limited partners of CD&R Associates XII, L.P. ("CD&R Associates"), which may be deemed to beneficially own the reported securities. Each of CD&R Holdings GP and CD&R Associates, as well as each member of the Investment Committee, expressly disclaims beneficial ownership of the reported securities, except to the extent of their respective pecuniary interest therein. Read SEC document |
| August 19, 2025 Filed Aug 21, 2025 23:47 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | PurchaseCommon Stock | 135,641 | $32.41 | $4,396,301.14 |
DisclosureSEC source: 0001104659-25-081503 · tm2524046-1_4seq1.xml · nonDerivative · entry 1 CD&R Channel Holdings II, L.P. · CIK 0002044245 · 10% owner CD&R Investment Associates XII, Ltd. · CIK 0002022047 · 10% owner CD&R Associates XII, L.P. · CIK 0002023588 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,268,208 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $31.96 to $32.55. The Reporting Person undertakes to provide to Resideo Technologies, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote and in footnotes 3 and 4. F2 · ownership.direct: These securities are owned directly by CD&R Channel Holdings II, L.P. ("CD&R Holdings II"). CD&R Investment Associates XII, Ltd. ("CD&R Holdings GP") is the general partner of CD&R Holdings II and may be deemed to beneficially own the reported securities. Investment and voting decisions with respect to the reported securities are made by majority vote of an investment committee (the "Investment Committee") of limited partners of CD&R Associates XII, L.P. ("CD&R Associates"), which may be deemed to beneficially own the reported securities. Each of CD&R Holdings GP and CD&R Associates, as well as each member of the Investment Committee, expressly disclaims beneficial ownership of the reported securities, except to the extent of their respective pecuniary interest therein. Read SEC document |
| August 18, 2025 Filed Aug 19, 2025 00:11 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | PurchaseCommon Stock | 111,000 | $31.66 | $3,513,904.80 |
DisclosureSEC source: 0001104659-25-079937 · tm2523763-1_4seq1.xml · nonDerivative · entry 3 CD&R Channel Holdings II, L.P. · CIK 0002044245 · 10% owner CD&R Investment Associates XII, Ltd. · CIK 0002022047 · 10% owner CD&R Associates XII, L.P. · CIK 0002023588 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,132,567 F4 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $31.37 to $31.855. F2 · ownership.direct: These securities are owned directly by CD&R Channel Holdings II, L.P. ("CD&R Holdings II"). CD&R Investment Associates XII, Ltd. ("CD&R Holdings GP") is the general partner of CD&R Holdings II and may be deemed to beneficially own the reported securities. Investment and voting decisions with respect to the reported securities are made by majority vote of an investment committee (the "Investment Committee") of limited partners of CD&R Associates XII, L.P. ("CD&R Associates"), which may be deemed to beneficially own the reported securities. Each of CD&R Holdings GP and CD&R Associates, as well as each member of the Investment Committee, expressly disclaims beneficial ownership of the reported securities, except to the extent of their respective pecuniary interest therein. Read SEC document |
| August 15, 2025 Filed Aug 19, 2025 00:11 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | PurchaseCommon Stock | 339,863 | $31.42 | $10,677,543.84 |
DisclosureSEC source: 0001104659-25-079937 · tm2523763-1_4seq1.xml · nonDerivative · entry 2 CD&R Channel Holdings II, L.P. · CIK 0002044245 · 10% owner CD&R Investment Associates XII, Ltd. · CIK 0002022047 · 10% owner CD&R Associates XII, L.P. · CIK 0002023588 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,021,567 F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $31.045 to $32.00. F2 · ownership.direct: These securities are owned directly by CD&R Channel Holdings II, L.P. ("CD&R Holdings II"). CD&R Investment Associates XII, Ltd. ("CD&R Holdings GP") is the general partner of CD&R Holdings II and may be deemed to beneficially own the reported securities. Investment and voting decisions with respect to the reported securities are made by majority vote of an investment committee (the "Investment Committee") of limited partners of CD&R Associates XII, L.P. ("CD&R Associates"), which may be deemed to beneficially own the reported securities. Each of CD&R Holdings GP and CD&R Associates, as well as each member of the Investment Committee, expressly disclaims beneficial ownership of the reported securities, except to the extent of their respective pecuniary interest therein. Read SEC document |
| August 14, 2025 Filed Aug 19, 2025 00:11 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | PurchaseCommon Stock | 203,161 | $31.89 | $6,478,479.23 |
DisclosureSEC source: 0001104659-25-079937 · tm2523763-1_4seq1.xml · nonDerivative · entry 1 CD&R Channel Holdings II, L.P. · CIK 0002044245 · 10% owner CD&R Investment Associates XII, Ltd. · CIK 0002022047 · 10% owner CD&R Associates XII, L.P. · CIK 0002023588 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,681,704 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $31.635 to $32.00. The Reporting Person undertakes to provide to Resideo Technologies, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote and in footnotes 3 and 4. F2 · ownership.direct: These securities are owned directly by CD&R Channel Holdings II, L.P. ("CD&R Holdings II"). CD&R Investment Associates XII, Ltd. ("CD&R Holdings GP") is the general partner of CD&R Holdings II and may be deemed to beneficially own the reported securities. Investment and voting decisions with respect to the reported securities are made by majority vote of an investment committee (the "Investment Committee") of limited partners of CD&R Associates XII, L.P. ("CD&R Associates"), which may be deemed to beneficially own the reported securities. Each of CD&R Holdings GP and CD&R Associates, as well as each member of the Investment Committee, expressly disclaims beneficial ownership of the reported securities, except to the extent of their respective pecuniary interest therein. Read SEC document |
| August 12, 2025 Filed Aug 13, 2025 00:56 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | PurchaseCommon Stock | 31,879 | $31.49 | $1,003,876.09 |
DisclosureSEC source: 0001104659-25-077030 · tm2523266-1_4seq1.xml · nonDerivative · entry 5 CD&R Channel Holdings II, L.P. · CIK 0002044245 · 10% owner CD&R Investment Associates XII, Ltd. · CIK 0002022047 · 10% owner CD&R Associates XII, L.P. · CIK 0002023588 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,478,543 F6 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $31.42 to $31.585. F2 · ownership.direct: These securities are owned directly by CD&R Channel Holdings II, L.P. ("CD&R Holdings II"). CD&R Investment Associates XII, Ltd. ("CD&R Holdings GP") is the general partner of CD&R Holdings II and may be deemed to beneficially own the reported securities. Investment and voting decisions with respect to the reported securities are made by majority vote of an investment committee (the "Investment Committee") of limited partners of CD&R Associates XII, L.P. ("CD&R Associates"), which may be deemed to beneficially own the reported securities. Each of CD&R Holdings GP and CD&R Associates, as well as each member of the Investment Committee, expressly disclaims beneficial ownership of the reported securities, except to the extent of their respective pecuniary interest therein. Read SEC document |
| August 12, 2025 Filed Aug 13, 2025 00:56 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | PurchaseCommon Stock | 216,432 | $30.94 | $6,696,903.87 |
DisclosureSEC source: 0001104659-25-077030 · tm2523266-1_4seq1.xml · nonDerivative · entry 4 CD&R Channel Holdings II, L.P. · CIK 0002044245 · 10% owner CD&R Investment Associates XII, Ltd. · CIK 0002022047 · 10% owner CD&R Associates XII, L.P. · CIK 0002023588 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,446,664 F5 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $30.42 to $31.41. F2 · ownership.direct: These securities are owned directly by CD&R Channel Holdings II, L.P. ("CD&R Holdings II"). CD&R Investment Associates XII, Ltd. ("CD&R Holdings GP") is the general partner of CD&R Holdings II and may be deemed to beneficially own the reported securities. Investment and voting decisions with respect to the reported securities are made by majority vote of an investment committee (the "Investment Committee") of limited partners of CD&R Associates XII, L.P. ("CD&R Associates"), which may be deemed to beneficially own the reported securities. Each of CD&R Holdings GP and CD&R Associates, as well as each member of the Investment Committee, expressly disclaims beneficial ownership of the reported securities, except to the extent of their respective pecuniary interest therein. Read SEC document |
| August 12, 2025 Filed Aug 13, 2025 00:56 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | PurchaseCommon Stock | 91,417 | $30.03 | $2,745,663.89 |
DisclosureSEC source: 0001104659-25-077030 · tm2523266-1_4seq1.xml · nonDerivative · entry 3 CD&R Channel Holdings II, L.P. · CIK 0002044245 · 10% owner CD&R Investment Associates XII, Ltd. · CIK 0002022047 · 10% owner CD&R Associates XII, L.P. · CIK 0002023588 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,230,232 F4 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $29.42 to $30.415. F2 · ownership.direct: These securities are owned directly by CD&R Channel Holdings II, L.P. ("CD&R Holdings II"). CD&R Investment Associates XII, Ltd. ("CD&R Holdings GP") is the general partner of CD&R Holdings II and may be deemed to beneficially own the reported securities. Investment and voting decisions with respect to the reported securities are made by majority vote of an investment committee (the "Investment Committee") of limited partners of CD&R Associates XII, L.P. ("CD&R Associates"), which may be deemed to beneficially own the reported securities. Each of CD&R Holdings GP and CD&R Associates, as well as each member of the Investment Committee, expressly disclaims beneficial ownership of the reported securities, except to the extent of their respective pecuniary interest therein. Read SEC document |
| August 11, 2025 Filed Aug 13, 2025 00:56 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | PurchaseCommon Stock | 457,508 | $27.34 | $12,506,713.19 |
DisclosureSEC source: 0001104659-25-077030 · tm2523266-1_4seq1.xml · nonDerivative · entry 2 CD&R Channel Holdings II, L.P. · CIK 0002044245 · 10% owner CD&R Investment Associates XII, Ltd. · CIK 0002022047 · 10% owner CD&R Associates XII, L.P. · CIK 0002023588 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,138,815 F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $27.10 to $27.67. F2 · ownership.direct: These securities are owned directly by CD&R Channel Holdings II, L.P. ("CD&R Holdings II"). CD&R Investment Associates XII, Ltd. ("CD&R Holdings GP") is the general partner of CD&R Holdings II and may be deemed to beneficially own the reported securities. Investment and voting decisions with respect to the reported securities are made by majority vote of an investment committee (the "Investment Committee") of limited partners of CD&R Associates XII, L.P. ("CD&R Associates"), which may be deemed to beneficially own the reported securities. Each of CD&R Holdings GP and CD&R Associates, as well as each member of the Investment Committee, expressly disclaims beneficial ownership of the reported securities, except to the extent of their respective pecuniary interest therein. Read SEC document |
| August 08, 2025 Filed Aug 13, 2025 00:56 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | PurchaseCommon Stock | 448,887 | $27.30 | $12,254,749.77 |
DisclosureSEC source: 0001104659-25-077030 · tm2523266-1_4seq1.xml · nonDerivative · entry 1 CD&R Channel Holdings II, L.P. · CIK 0002044245 · 10% owner CD&R Investment Associates XII, Ltd. · CIK 0002022047 · 10% owner CD&R Associates XII, L.P. · CIK 0002023588 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,681,307 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $27.08 to $27.67. The Reporting Person undertakes to provide to Resideo Technologies, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote and in footnotes 3, 4, 5 and 6. F2 · ownership.direct: These securities are owned directly by CD&R Channel Holdings II, L.P. ("CD&R Holdings II"). CD&R Investment Associates XII, Ltd. ("CD&R Holdings GP") is the general partner of CD&R Holdings II and may be deemed to beneficially own the reported securities. Investment and voting decisions with respect to the reported securities are made by majority vote of an investment committee (the "Investment Committee") of limited partners of CD&R Associates XII, L.P. ("CD&R Associates"), which may be deemed to beneficially own the reported securities. Each of CD&R Holdings GP and CD&R Associates, as well as each member of the Investment Committee, expressly disclaims beneficial ownership of the reported securities, except to the extent of their respective pecuniary interest therein. Read SEC document |
| July 25, 2025 Filed Jul 25, 2025 21:01 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | PurchaseCommon Stock | 4,477,919 | $22.33 | $99,999,991.52 |
DisclosureSEC source: 0000950170-25-098867 · ownership.xml · nonDerivative · entry 1 CD&R Channel Holdings II, L.P. · CIK 0002044245 · 10% owner CD&R Investment Associates XII, Ltd. · CIK 0002022047 · 10% owner CD&R Associates XII, L.P. · CIK 0002023588 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,232,420 F1 · ownership.direct: These securities are owned directly by CD&R Channel Holdings II, L.P. ("CD&R Holdings II"). CD&R Investment Associates XII, Ltd. ("CD&R Holdings GP") is the general partner of CD&R Holdings II and may be deemed to beneficially own the reported securities. Investment and voting decisions with respect to the reported securities are made by majority vote of an investment committee (the "Investment Committee") of limited partners of CD&R Associates XII, L.P. ("CD&R Associates"), which may be deemed to beneficially own the reported securities. Each of CD&R Holdings GP and CD&R Associates, as well as each member of the Investment Committee, expressly disclaims beneficial ownership of the reported securities, except to the extent of their respective pecuniary interest therein. Read SEC document |
| May 09, 2025 Filed May 9, 2025 20:30 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | PurchaseCommon Stock | 5,754,501 | $17.38 | $99,999,992.03 |
DisclosureSEC source: 0000950170-25-068106 · ownership.xml · nonDerivative · entry 1 CD&R Channel Holdings II, L.P. · CIK 0002044245 · 10% owner CD&R Investment Associates XII, Ltd. · CIK 0002022047 · 10% owner CD&R Associates XII, L.P. · CIK 0002023588 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,754,501 F1 · ownership.direct: These securities are owned directly by CD&R Channel Holdings II, L.P. ("CD&R Holdings II"). CD&R Investment Associates XII, Ltd. ("CD&R Holdings GP") is the general partner of CD&R Holdings II and may be deemed to beneficially own the reported securities. Investment and voting decisions with respect to the reported securities are made by majority vote of an investment committee (the "Investment Committee") of limited partners of CD&R Associates XII, L.P. ("CD&R Associates"), which may be deemed to beneficially own the reported securities. Each of CD&R Holdings GP and CD&R Associates, as well as each member of the Investment Committee, expressly disclaims beneficial ownership of the reported securities, except to the extent of their respective pecuniary interest therein. Read SEC document |
| October 15, 2024 Filed Oct 15, 2024 23:37 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | OtherSeries A Preferred Put Option (Obligation to Sell) · Derivative | 1,500 | Not disclosed Strike: $1,000.00 | Not disclosed |
DisclosureSEC source: 0000950170-24-114809 · ownership.xml · derivative · entry 2 CD&R Channel Holdings, L.P. · CIK 0002021816 · 10% owner CD&R Investment Associates XII, Ltd. · CIK 0002022047 · 10% owner CD&R Associates XII, L.P. · CIK 0002023588 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Series A preferred · 1,500 shares Expires not disclosed F5 · price: 1,500 shares of Series A Preferred Stock reported herein were subject to an obligation to sell, which had no stated expiration date, of up to 1,500 shares of Series A Preferred Stock at a price equal to its $1,000 per share liquidation preference, as may be adjusted from time to time pursuant to the Certificate of Designations, Preferences and Rights of Series A Cumulative Convertible Participating Preferred Stock establishing the Series A Preferred Stock. On October 15, 2024, the Option was exercised by its holder at the liquidation preference of $1,000 per share. F5 · derivative.exercise_date: 1,500 shares of Series A Preferred Stock reported herein were subject to an obligation to sell, which had no stated expiration date, of up to 1,500 shares of Series A Preferred Stock at a price equal to its $1,000 per share liquidation preference, as may be adjusted from time to time pursuant to the Certificate of Designations, Preferences and Rights of Series A Cumulative Convertible Participating Preferred Stock establishing the Series A Preferred Stock. On October 15, 2024, the Option was exercised by its holder at the liquidation preference of $1,000 per share. F5 · derivative.expiration_date: 1,500 shares of Series A Preferred Stock reported herein were subject to an obligation to sell, which had no stated expiration date, of up to 1,500 shares of Series A Preferred Stock at a price equal to its $1,000 per share liquidation preference, as may be adjusted from time to time pursuant to the Certificate of Designations, Preferences and Rights of Series A Cumulative Convertible Participating Preferred Stock establishing the Series A Preferred Stock. On October 15, 2024, the Option was exercised by its holder at the liquidation preference of $1,000 per share. Read SEC document |
| October 15, 2024 Filed Oct 15, 2024 23:37 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | OtherSeries A Preferred Stock · Derivative | 1,500 | $1,000.00 Strike: $26.92 | $1,500,000.00 |
DisclosureSEC source: 0000950170-24-114809 · ownership.xml · derivative · entry 1 CD&R Channel Holdings, L.P. · CIK 0002021816 · 10% owner CD&R Investment Associates XII, Ltd. · CIK 0002022047 · 10% owner CD&R Associates XII, L.P. · CIK 0002023588 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 498,500 Underlying: Common Stock · 55,721 shares Expires not disclosed F1 · derivative.exercise_price: CD&R Channel Holdings, L.P. ("CD&R Stockholder") directly owns the shares of Series A Cumulative Convertible Participating Preferred Stock ("Series A Preferred Stock") of Resideo Technologies, Inc. (the "Issuer") reported herein, which are convertible into shares of the Issuer's common stock at an initial conversion price per share of $26.92, which is subject to anti-dilution adjustments, including in the event of any stock split, stock dividend, recapitalization or similar event. F2 · derivative.exercise_date: The Series A Preferred Stock is convertible at any time at the option of the holder and has no expiration date. F3 · derivative.exercise_date: The Issuer may, at its option, require conversion of all (but not less than all) of the outstanding shares of Series A Preferred Stock to shares of the Issuer's common stock (the "common stock") if at any time the common stock trading price exceeds 200% of the then-effective conversion price for at least 20 out of 30 trailing trading days. The Series A Preferred Stock accrues dividends at a rate of 7.0% per annum, payable in cash or in-kind by adding the dividend to the accumulated amount of the Series A Preferred Stock, provided that, in the case of certain triggering events (including the Issuer's failure to pay dividends on the Series A Preferred Stock), the dividend rate shall become 10.0% per annum for so long as such triggering event remains in effect. Holders of Series A Preferred Stock are also entitled to receive certain dividends declared or paid on the common stock on an as-converted basis. F2 · derivative.expiration_date: The Series A Preferred Stock is convertible at any time at the option of the holder and has no expiration date. F3 · derivative.expiration_date: The Issuer may, at its option, require conversion of all (but not less than all) of the outstanding shares of Series A Preferred Stock to shares of the Issuer's common stock (the "common stock") if at any time the common stock trading price exceeds 200% of the then-effective conversion price for at least 20 out of 30 trailing trading days. The Series A Preferred Stock accrues dividends at a rate of 7.0% per annum, payable in cash or in-kind by adding the dividend to the accumulated amount of the Series A Preferred Stock, provided that, in the case of certain triggering events (including the Issuer's failure to pay dividends on the Series A Preferred Stock), the dividend rate shall become 10.0% per annum for so long as such triggering event remains in effect. Holders of Series A Preferred Stock are also entitled to receive certain dividends declared or paid on the common stock on an as-converted basis. F1 · ownership.direct: CD&R Channel Holdings, L.P. ("CD&R Stockholder") directly owns the shares of Series A Cumulative Convertible Participating Preferred Stock ("Series A Preferred Stock") of Resideo Technologies, Inc. (the "Issuer") reported herein, which are convertible into shares of the Issuer's common stock at an initial conversion price per share of $26.92, which is subject to anti-dilution adjustments, including in the event of any stock split, stock dividend, recapitalization or similar event. F4 · ownership.direct: CD&R Investment Associates XII, Ltd. ("CD&R Holdings GP") is the general partner of CD&R Stockholder and may be deemed to beneficially own the reported securities. Investment and voting decisions with respect to the reported securities are made by majority vote of an investment committee (the "Investment Committee") of limited partners of CD&R Associates XII, L.P. ("CD&R Associates"), which may be deemed to beneficially own the reported securities. Each of CD&R Holdings GP and CD&R Associates, as well as each member of the Investment Committee, expressly disclaims beneficial ownership of the reported securities, except to the extent of their respective pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.