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person · Reporting owner

Ogawa Richard

Disclosed activity across 5 companies

Tapewire entity
26711
SEC CIK
0001568078

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Amesite Inc.AMST · Entity 8151DirectorSeptember 30, 2024October 02, 2024
Amesite Inc.NONE · Entity 149985DirectorApril 27, 2018May 01, 2018
Blue Laser Fusion, Inc.NONE · Entity 107871Director · General Counsel and SecretarySeptember 04, 2026September 09, 2026
Palomino Laboratories Inc.PALX · Entity 9910Director · SecretaryJuly 31, 2026August 04, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Amesite Inc.

Report date September 30, 2024 · Filed October 02, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect46,032 Reported balance After 2024-09-30 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2024-09-30 · Grant · Acquired 4,898 · Balance 46,032

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of AMST common stock and/or the cash equivalent of such share.

F2: The reported securities were issued as "deferred stock units" in lieu of cash compensation earned for services as a director, and the number of deferred stock units received was calculated based on the closing share price on the last day of the quarter. The deferred stock units or cash equivalent will be issued to the reporting person upon completion of service as a member of the board of directors or, if earlier, a change in control.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of AMST common stock and/or the cash equivalent of such share.

F2: The reported securities were issued as "deferred stock units" in lieu of cash compensation earned for services as a director, and the number of deferred stock units received was calculated based on the closing share price on the last day of the quarter. The deferred stock units or cash equivalent will be issued to the reporting person upon completion of service as a member of the board of directors or, if earlier, a change in control.

Amesite Inc.

Report date April 27, 2018 · Filed May 01, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.0001 per shareSEC Table I · non-derivativeDirect41,667 Reported balance After 2018-04-27 transaction · row 1
1 source row

Row 1 · 2018-04-27 · Purchase · Acquired 41,667 · Balance 41,667

Common Stock, par value $0.0001 per shareSEC Table I · non-derivativeIndirectSee footnote66,667 Reported balance After 2018-04-27 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2018-04-27 · Purchase · Acquired 25,000 · Balance 66,667

F1: Includes 25,000 shares of common stock held of record by OGAWA Professional Corporation. The reporting person is the beneficial owner of OGAWA Professional Corporation and has voting and investment power over the securities held by OGAWA Professional Corporation.

Filing footnotes · ownership attribution and instrument terms

F1: Includes 25,000 shares of common stock held of record by OGAWA Professional Corporation. The reporting person is the beneficial owner of OGAWA Professional Corporation and has voting and investment power over the securities held by OGAWA Professional Corporation.

Blue Laser Fusion, Inc.

Report date September 04, 2026 · Filed September 09, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect575,508 Ending reported balance After 2026-09-04 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-09-04 · Grant · Acquired 568,235 · Balance 568,235

F1: Received in exchange for 900,000 shares of common stock (including 150,000 restricted shares of common stock) of Blue Laser Subsidiary Inc. (f/k/a Blue Laser Fusion Inc., "Pre-Merger BLF") in connection with the merger of Blue Laser Fusion Acquisition Co., a subsidiary of the issuer, with and into Pre-Merger BLF (the "Merger") pursuant to the Agreement and Plan of Merger, dated September 4, 2026.

Row 2 · 2026-09-04 · Other · Acquired 7,273 · Balance 575,508

F2: Pursuant to a subscription agreement, simultaneously with the closing of the Merger, the Reporting Person purchased 7,273 shares of common stock of the issuer in a private placement offering at a price per share of $27.50.

Filing footnotes · ownership attribution and instrument terms

F1: Received in exchange for 900,000 shares of common stock (including 150,000 restricted shares of common stock) of Blue Laser Subsidiary Inc. (f/k/a Blue Laser Fusion Inc., "Pre-Merger BLF") in connection with the merger of Blue Laser Fusion Acquisition Co., a subsidiary of the issuer, with and into Pre-Merger BLF (the "Merger") pursuant to the Agreement and Plan of Merger, dated September 4, 2026.

F2: Pursuant to a subscription agreement, simultaneously with the closing of the Merger, the Reporting Person purchased 7,273 shares of common stock of the issuer in a private placement offering at a price per share of $27.50.

Palomino Laboratories Inc.

Report date July 31, 2026 · Filed August 04, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,882,500 Reported balance After 2026-07-31 transaction · row 1
1 source row

Row 1 · 2026-07-31 · Other · Acquired 120,000 · Balance 1,882,500

F1: Pursuant to the terms of a certain Share Exchange Agreement and Plan of Reorganization, dated as of July 31, 2026, by and among Palomino Laboratories Inc. (the "Purchaser"), Vega Links, Inc. ("VLI") and the stockholders as listed on Schedule A attached thereto (the "Stockholders"), the Stockholders, who directly owned one hundred percent (100%) of the shares of VLI (the "Shares"), sold all the Shares to the Purchaser in exchange for 4,472,000 shares of the common stock, par value $0.0001 per share of the Purchaser ("Purchaser Stock"). As part of this transaction, Richard Ogawa, as a shareholder of VLI, received 120,000 shares of Purchaser Stock in exchange for his 300,000 shares of VLI.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the terms of a certain Share Exchange Agreement and Plan of Reorganization, dated as of July 31, 2026, by and among Palomino Laboratories Inc. (the "Purchaser"), Vega Links, Inc. ("VLI") and the stockholders as listed on Schedule A attached thereto (the "Stockholders"), the Stockholders, who directly owned one hundred percent (100%) of the shares of VLI (the "Shares"), sold all the Shares to the Purchaser in exchange for 4,472,000 shares of the common stock, par value $0.0001 per share of the Purchaser ("Purchaser Stock"). As part of this transaction, Richard Ogawa, as a shareholder of VLI, received 120,000 shares of Purchaser Stock in exchange for his 300,000 shares of VLI.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

INPHI Corp

Report date April 20, 2021 · Filed April 20, 2021

Section 16 reporting ended · disclosed 2021-04-20. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect98,448 Reported balance After 2021-04-20 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2021-04-20 · Grant · Acquired 20,456 · Balance 98,448

F1: On April 20, 2021, pursuant to the Agreement and Plan of Merger and Reorganization, dated as of October 29, 2020 (the "Merger Agreement") by and among by and among Marvell Technology Group Ltd., a Bermuda exempted company ("Marvell"), Marvell Technology, Inc. (f/k/a Maui HoldCo, Inc.), a Delaware corporation and a wholly owned subsidiary of Marvell ("HoldCo"), Maui Acquisition Company Ltd, a Bermuda exempted company and a wholly owned subsidiary of HoldCo ("Bermuda Merger Sub"), Indigo Acquisition Corp., a Delaware corporation and a wholly owned subsidiary of HoldCo ("Delaware Merger Sub"), and Inphi Corporation, a Delaware corporation ("Inphi"), Bermuda Merger Sub merged with and into Marvell with Marvell as the surviving corporation and a wholly owned subsidiary of Holdco (the "Bermuda Merger"),

F2: (continued from footnote 1) and Delaware Merger Sub merged with and into Inphi with Inphi as the surviving corporation and a wholly owned subsidiary of Holdco (the "Delaware Merger" and, together with the Bermuda Merger, the "Mergers"). At the effective time of the Mergers, the restricted stock units that vest based on the per share market value of the shares of Inphi Common Stock (the "Inphi Common Stock") exceeding certain relative performance target levels (a "MVSU") were vested in full on April 20, 2020. The holder of such vested MVSUs became entitled to receive (subject to applicable withholding or other taxes) (i) an amount in cash equal to the product of (A) $66.00, multiplied by (B) the total number of shares of Inphi Common Stock subject to such vested MVSU, and (ii) a number of shares of HoldCo Common Stock equal to the product of (A) 2.323, multiplied by (B) the total number of shares of Inphi Common Stock subject to such vested MVSU.

Common StockSEC Table I · non-derivativeDirect42,218 Reported balance After 2021-04-20 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2021-04-20 · Disposition to issuer · Disposed 56,230 · Balance 42,218

F3: Disposed pursuant to the Merger Agreement, whereby at the effective time of the Mergers, the outstanding Inphi Common Stock was automatically converted into the right to receive 2.323 shares of HoldCo Common Stock and $66.00 in cash, without interest (in addition to cash in lieu of fractional shares).

Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2021-04-20 transaction · row 3 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 3 · 2021-04-20 · Disposition to issuer · Disposed 42,218 · Balance 0

F4: Per the terms of the Merger Agreement, (a) 35,025RSUs that were outstanding and vested immediately prior to the effective time of the Mergers (including 26,397 RSUs that only vest subject to delivery of an effective release) were cancelled in exchange for (subject to applicable withholding or other taxes), (i) an amount of cash equal to the product of (A) $66.00, multiplied by (B) the total number of shares of Inphi Common Stock subject to such RSU, (ii) a number of shares of HoldCo Common Stock equal to the product of (A) 2.323, multiplied by (B) the total number of shares of Inphi Common Stock subject to such RSU, and (b) 7,307 RSUs were forfeited.

Filing footnotes · ownership attribution and instrument terms

F1: On April 20, 2021, pursuant to the Agreement and Plan of Merger and Reorganization, dated as of October 29, 2020 (the "Merger Agreement") by and among by and among Marvell Technology Group Ltd., a Bermuda exempted company ("Marvell"), Marvell Technology, Inc. (f/k/a Maui HoldCo, Inc.), a Delaware corporation and a wholly owned subsidiary of Marvell ("HoldCo"), Maui Acquisition Company Ltd, a Bermuda exempted company and a wholly owned subsidiary of HoldCo ("Bermuda Merger Sub"), Indigo Acquisition Corp., a Delaware corporation and a wholly owned subsidiary of HoldCo ("Delaware Merger Sub"), and Inphi Corporation, a Delaware corporation ("Inphi"), Bermuda Merger Sub merged with and into Marvell with Marvell as the surviving corporation and a wholly owned subsidiary of Holdco (the "Bermuda Merger"),

F2: (continued from footnote 1) and Delaware Merger Sub merged with and into Inphi with Inphi as the surviving corporation and a wholly owned subsidiary of Holdco (the "Delaware Merger" and, together with the Bermuda Merger, the "Mergers"). At the effective time of the Mergers, the restricted stock units that vest based on the per share market value of the shares of Inphi Common Stock (the "Inphi Common Stock") exceeding certain relative performance target levels (a "MVSU") were vested in full on April 20, 2020. The holder of such vested MVSUs became entitled to receive (subject to applicable withholding or other taxes) (i) an amount in cash equal to the product of (A) $66.00, multiplied by (B) the total number of shares of Inphi Common Stock subject to such vested MVSU, and (ii) a number of shares of HoldCo Common Stock equal to the product of (A) 2.323, multiplied by (B) the total number of shares of Inphi Common Stock subject to such vested MVSU.

F3: Disposed pursuant to the Merger Agreement, whereby at the effective time of the Mergers, the outstanding Inphi Common Stock was automatically converted into the right to receive 2.323 shares of HoldCo Common Stock and $66.00 in cash, without interest (in addition to cash in lieu of fractional shares).

F4: Per the terms of the Merger Agreement, (a) 35,025RSUs that were outstanding and vested immediately prior to the effective time of the Mergers (including 26,397 RSUs that only vest subject to delivery of an effective release) were cancelled in exchange for (subject to applicable withholding or other taxes), (i) an amount of cash equal to the product of (A) $66.00, multiplied by (B) the total number of shares of Inphi Common Stock subject to such RSU, (ii) a number of shares of HoldCo Common Stock equal to the product of (A) 2.323, multiplied by (B) the total number of shares of Inphi Common Stock subject to such RSU, and (b) 7,307 RSUs were forfeited.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 04, 2026 Filed Sep 9, 2026 15:17 UTC Blue Laser Fusion, Inc. NONE · Entity 107871 OtherCommon Stock 7,273 $27.50 $200,007.50
Disclosure

SEC source: 0001493152-26-041922 · ownership.xml · nonDerivative · entry 2

Ogawa Richard · CIK 0001568078 · Director · General Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 575,508

F2 · kind: Pursuant to a subscription agreement, simultaneously with the closing of the Merger, the Reporting Person purchased 7,273 shares of common stock of the issuer in a private placement offering at a price per share of $27.50.

Read SEC document
September 04, 2026 Filed Sep 9, 2026 15:17 UTC Blue Laser Fusion, Inc. NONE · Entity 107871 GrantCommon Stock 568,235 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-26-041922 · ownership.xml · nonDerivative · entry 1

Ogawa Richard · CIK 0001568078 · Director · General Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 568,235

F1 · price: Received in exchange for 900,000 shares of common stock (including 150,000 restricted shares of common stock) of Blue Laser Subsidiary Inc. (f/k/a Blue Laser Fusion Inc., "Pre-Merger BLF") in connection with the merger of Blue Laser Fusion Acquisition Co., a subsidiary of the issuer, with and into Pre-Merger BLF (the "Merger") pursuant to the Agreement and Plan of Merger, dated September 4, 2026.

Read SEC document
July 31, 2026 Filed Aug 4, 2026 19:50 UTC Palomino Laboratories Inc. PALX · Entity 9910 OtherCommon Stock 120,000 $5.14 $616,800.00
Disclosure

SEC source: 0001493152-26-035982 · ownership.xml · nonDerivative · entry 1

Ogawa Richard · CIK 0001568078 · Director · Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,882,500

F1 · kind: Pursuant to the terms of a certain Share Exchange Agreement and Plan of Reorganization, dated as of July 31, 2026, by and among Palomino Laboratories Inc. (the "Purchaser"), Vega Links, Inc. ("VLI") and the stockholders as listed on Schedule A attached thereto (the "Stockholders"), the Stockholders, who directly owned one hundred percent (100%) of the shares of VLI (the "Shares"), sold all the Shares to the Purchaser in exchange for 4,472,000 shares of the common stock, par value $0.0001 per share of the Purchaser ("Purchaser Stock"). As part of this transaction, Richard Ogawa, as a shareholder of VLI, received 120,000 shares of Purchaser Stock in exchange for his 300,000 shares of VLI.

Read SEC document
April 20, 2026 Filed Apr 20, 2026 21:01 UTC Palomino Laboratories Inc. NONE · Entity 9910 PurchaseCommon Stock 12,500 $4.00 $50,000.00
Disclosure

SEC source: 0001493152-26-018119 · ownership.xml · nonDerivative · entry 1

Ogawa Richard · CIK 0001568078 · Director · Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,762,500

Read SEC document
September 29, 2025 Filed Oct 9, 2025 19:34 UTC Palomino Laboratories Inc. NONE · Entity 9910 SaleWarrants · Derivative 125,000 $1.20 Strike: $1.50 $150,000.00
Disclosure

SEC source: 0001493152-25-017571 · ownership.xml · derivative · entry 2

Ogawa Richard · CIK 0001568078 · Director · Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires not disclosed

F1 · kind: Per the terms of an Agreement and Plan of Merger , dated September 29, 2025, Palomino Acquisition Co., a subsidiary of Issuer, merged into Rhino Subsidiary Inc. (f/k/a Palomino Laboratories Inc., "Pre-Merger Palomino"). Mr. Ogawa, as a shareholder of Pre-Merger Palomino, received 1,500,000 shares of common stock, par value $0.0001 per share, of Issuer ("Common Stock") in exchange for his Pre-Merger Palomino shares. On September 29, 2025, Issuer closed a private placement offering and, in connection therewith, Mr. Ogawa converted his SAFEs into 125,000 Units in the offering at a price of $1.20 per Unit. Each Unit consists of one share of the Common Stock and one warrant to purchase one share of Common Stock at an exercise price of $1.50. The warrants expire on the first anniversary of the date the Common Stock is admitted for trading or listed on an Approved Market (as defined in the warrant agreement).

F1 · derivative.expiration_date: Per the terms of an Agreement and Plan of Merger , dated September 29, 2025, Palomino Acquisition Co., a subsidiary of Issuer, merged into Rhino Subsidiary Inc. (f/k/a Palomino Laboratories Inc., "Pre-Merger Palomino"). Mr. Ogawa, as a shareholder of Pre-Merger Palomino, received 1,500,000 shares of common stock, par value $0.0001 per share, of Issuer ("Common Stock") in exchange for his Pre-Merger Palomino shares. On September 29, 2025, Issuer closed a private placement offering and, in connection therewith, Mr. Ogawa converted his SAFEs into 125,000 Units in the offering at a price of $1.20 per Unit. Each Unit consists of one share of the Common Stock and one warrant to purchase one share of Common Stock at an exercise price of $1.50. The warrants expire on the first anniversary of the date the Common Stock is admitted for trading or listed on an Approved Market (as defined in the warrant agreement).

Read SEC document
September 29, 2025 Filed Oct 9, 2025 19:34 UTC Palomino Laboratories Inc. NONE · Entity 9910 OtherCommon Stock 1,625,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-25-017571 · ownership.xml · nonDerivative · entry 1

Ogawa Richard · CIK 0001568078 · Director · Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,750,000

F1 · kind: Per the terms of an Agreement and Plan of Merger , dated September 29, 2025, Palomino Acquisition Co., a subsidiary of Issuer, merged into Rhino Subsidiary Inc. (f/k/a Palomino Laboratories Inc., "Pre-Merger Palomino"). Mr. Ogawa, as a shareholder of Pre-Merger Palomino, received 1,500,000 shares of common stock, par value $0.0001 per share, of Issuer ("Common Stock") in exchange for his Pre-Merger Palomino shares. On September 29, 2025, Issuer closed a private placement offering and, in connection therewith, Mr. Ogawa converted his SAFEs into 125,000 Units in the offering at a price of $1.20 per Unit. Each Unit consists of one share of the Common Stock and one warrant to purchase one share of Common Stock at an exercise price of $1.50. The warrants expire on the first anniversary of the date the Common Stock is admitted for trading or listed on an Approved Market (as defined in the warrant agreement).

F1 · price: Per the terms of an Agreement and Plan of Merger , dated September 29, 2025, Palomino Acquisition Co., a subsidiary of Issuer, merged into Rhino Subsidiary Inc. (f/k/a Palomino Laboratories Inc., "Pre-Merger Palomino"). Mr. Ogawa, as a shareholder of Pre-Merger Palomino, received 1,500,000 shares of common stock, par value $0.0001 per share, of Issuer ("Common Stock") in exchange for his Pre-Merger Palomino shares. On September 29, 2025, Issuer closed a private placement offering and, in connection therewith, Mr. Ogawa converted his SAFEs into 125,000 Units in the offering at a price of $1.20 per Unit. Each Unit consists of one share of the Common Stock and one warrant to purchase one share of Common Stock at an exercise price of $1.50. The warrants expire on the first anniversary of the date the Common Stock is admitted for trading or listed on an Approved Market (as defined in the warrant agreement).

Read SEC document
September 30, 2024 Filed Oct 2, 2024 23:13 UTC Amesite Inc. AMST · Entity 8151 GrantRestricted Stock Units · Derivative 4,898 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-084768 · ownership.xml · derivative · entry 1

Ogawa Richard · CIK 0001568078 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,032

Underlying: Common Stock · 4,898 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of AMST common stock and/or the cash equivalent of such share.

F2 · derivative.exercise_date: The reported securities were issued as "deferred stock units" in lieu of cash compensation earned for services as a director, and the number of deferred stock units received was calculated based on the closing share price on the last day of the quarter. The deferred stock units or cash equivalent will be issued to the reporting person upon completion of service as a member of the board of directors or, if earlier, a change in control.

F2 · derivative.expiration_date: The reported securities were issued as "deferred stock units" in lieu of cash compensation earned for services as a director, and the number of deferred stock units received was calculated based on the closing share price on the last day of the quarter. The deferred stock units or cash equivalent will be issued to the reporting person upon completion of service as a member of the board of directors or, if earlier, a change in control.

Read SEC document
June 28, 2024 Filed Jul 2, 2024 20:54 UTC Amesite Inc. AMST · Entity 8151 GrantRestricted Stock Units · Derivative 4,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-058667 · ownership.xml · derivative · entry 1

Ogawa Richard · CIK 0001568078 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,134

Underlying: Common Stock · 4,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of AMST common stock and/or the cash equivalent of such share.

F2 · derivative.exercise_date: The reported securities were issued as "deferred stock units" in lieu of cash compensation earned for services as a director, and the number of deferred stock units received was calculated based on the closing share price on the last day of the quarter. The deferred stock units or cash equivalent will be issued to the reporting person upon completion of service as a member of the board of directors or, if earlier, a change in control.

F2 · derivative.expiration_date: The reported securities were issued as "deferred stock units" in lieu of cash compensation earned for services as a director, and the number of deferred stock units received was calculated based on the closing share price on the last day of the quarter. The deferred stock units or cash equivalent will be issued to the reporting person upon completion of service as a member of the board of directors or, if earlier, a change in control.

Read SEC document
March 28, 2024 Filed Apr 1, 2024 23:05 UTC Amesite Inc. AMST · Entity 8151 GrantRestricted Stock Units · Derivative 5,381 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-028990 · ownership.xml · derivative · entry 1

Ogawa Richard · CIK 0001568078 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,134

Underlying: Common Stock · 5,381 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of AMST common stock and/or the cash equivalent of such share.

F2 · derivative.exercise_date: The reported securities were issued as "deferred stock units" in lieu of cash compensation earned for services as a director, and the number of deferred stock units received was calculated based on the closing share price on the last day of the quarter. The deferred stock units or cash equivalent will be issued to the reporting person upon completion of service as a member of the board of directors or, if earlier, a change in control.

F2 · derivative.expiration_date: The reported securities were issued as "deferred stock units" in lieu of cash compensation earned for services as a director, and the number of deferred stock units received was calculated based on the closing share price on the last day of the quarter. The deferred stock units or cash equivalent will be issued to the reporting person upon completion of service as a member of the board of directors or, if earlier, a change in control.

Read SEC document
January 16, 2024 Filed Jan 18, 2024 23:39 UTC Amesite Inc. AMST · Entity 8151 GrantRestricted Stock Units · Derivative 36,630 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-004626 · ownership.xml · derivative · entry 1

Ogawa Richard · CIK 0001568078 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,630

Underlying: Common Stock · 36,630 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of AMST common stock and/or the cash equivalent of such share.

F2 · derivative.exercise_date: The RSUs vest over one year, with 100% vesting on the first anniversary date of the grant.

F2 · derivative.expiration_date: The RSUs vest over one year, with 100% vesting on the first anniversary date of the grant.

Read SEC document
December 29, 2023 Filed Jan 4, 2024 00:16 UTC Amesite Inc. AMST · Entity 8151 GrantRestricted Stock Units · Derivative 5,333 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-000918 · ownership.xml · derivative · entry 1

Ogawa Richard · CIK 0001568078 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,753

Underlying: Common Stock · 5,333 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of AMST common stock and/or the cash equivalent of such share.

F2 · derivative.exercise_date: The reported securities were issued as "deferred stock units" in lieu of cash compensation earned for services as a director, and the number of deferred stock units received was calculated based on the closing share price on the last day of the quarter. The deferred stock units or cash equivalent will be issued to the reporting person upon completion of service as a member of the board of directors or, if earlier, a change in control.

F2 · derivative.expiration_date: The reported securities were issued as "deferred stock units" in lieu of cash compensation earned for services as a director, and the number of deferred stock units received was calculated based on the closing share price on the last day of the quarter. The deferred stock units or cash equivalent will be issued to the reporting person upon completion of service as a member of the board of directors or, if earlier, a change in control.

Read SEC document
September 29, 2023 Filed Oct 3, 2023 20:05 UTC Amesite Inc. AMST · Entity 8151 GrantRestricted Stock Units · Derivative 4,706 $0.00 $0.00
Disclosure

SEC source: 0001013762-23-001104 · ownership.xml · derivative · entry 1

Ogawa Richard · CIK 0001568078 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,420

Underlying: Common Stock · 4,706 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of AMST common stock and/or the cash equivalent of such share.

F2 · derivative.exercise_date: The reported securities were issued as "deferred stock units" in lieu of cash compensation earned for services as a director, and the number of deferred stock units received was calculated based on the closing share price on the last day of the quarter. The deferred stock units or cash equivalent will be issued to the reporting person upon completion of service as a member of the board of directors or, if earlier, a change in control.

F2 · derivative.expiration_date: The reported securities were issued as "deferred stock units" in lieu of cash compensation earned for services as a director, and the number of deferred stock units received was calculated based on the closing share price on the last day of the quarter. The deferred stock units or cash equivalent will be issued to the reporting person upon completion of service as a member of the board of directors or, if earlier, a change in control.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 21:38 UTC Amesite Inc. AMST · Entity 8151 GrantRestricted Stock Units · Derivative 3,324 $0.00 $0.00
Disclosure

SEC source: 0001213900-23-054887 · ownership.xml · derivative · entry 1

Ogawa Richard · CIK 0001568078 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,714

Underlying: Common Stock · 3,324 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of AMST common stock and/or the cash equivalent of such share.

F2 · derivative.exercise_date: The reported securities were issued as "deferred stock units" in lieu of cash compensation earned for services as a director, and the number of deferred stock units received was calculated based on the closing share price on the last day of the quarter. The deferred stock units or cash equivalent will be issued to the reporting person upon completion of service as a member of the board of directors or, if earlier, a change in control.

F2 · derivative.expiration_date: The reported securities were issued as "deferred stock units" in lieu of cash compensation earned for services as a director, and the number of deferred stock units received was calculated based on the closing share price on the last day of the quarter. The deferred stock units or cash equivalent will be issued to the reporting person upon completion of service as a member of the board of directors or, if earlier, a change in control.

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March 31, 2023 Filed Apr 5, 2023 01:53 UTC Amesite Inc. AMST · Entity 8151 GrantRestricted Stock Units · Derivative 4,598 $0.00 $0.00
Disclosure

SEC source: 0001213900-23-027322 · ownership.xml · derivative · entry 1

Ogawa Richard · CIK 0001568078 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,390

Underlying: Common Stock · 4,598 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of AMST common stock and/or the cash equivalent of such share.

F2 · derivative.exercise_date: The reported securities were issued as "deferred stock units" in lieu of cash compensation earned for services as a director, and the number of deferred stock units received was calculated based on the closing share price on the last day of the quarter. The deferred stock units or cash equivalent will be issued to the reporting person upon completion of service as a member of the board of directors or, if earlier, a change in control.

F2 · derivative.expiration_date: The reported securities were issued as "deferred stock units" in lieu of cash compensation earned for services as a director, and the number of deferred stock units received was calculated based on the closing share price on the last day of the quarter. The deferred stock units or cash equivalent will be issued to the reporting person upon completion of service as a member of the board of directors or, if earlier, a change in control.

F3 · balance_after: On February 21, 2023, a 1-for-12 reverse stock split of the common stock of AMST was effected, resulting in the reporting person's ownership of one-twelfth (1/12) of the number of RSUs owned prior to such reverse stock split.

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December 30, 2022 Filed Jan 5, 2023 11:18 UTC Amesite Inc. AMST · Entity 8151 GrantRestricted Stock Units · Derivative 68,571 $0.00 $0.00
Disclosure

SEC source: 0001213900-23-000977 · ownership.xml · derivative · entry 1

Ogawa Richard · CIK 0001568078 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,504

Underlying: Common Stock · 68,571 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of AMST common stock and/or the cash equivalent of such share.

F2 · derivative.exercise_date: The reported securities were issued as "deferred stock units" in lieu of cash compensation earned for services as a director, and the number of deferred stock units received was calculated based on the closing share price on the last day of the quarter. The deferred stock units or cash equivalent will be issued to the reporting person upon completion of service as a member of the board of directors or, if earlier, a change in control.

F2 · derivative.expiration_date: The reported securities were issued as "deferred stock units" in lieu of cash compensation earned for services as a director, and the number of deferred stock units received was calculated based on the closing share price on the last day of the quarter. The deferred stock units or cash equivalent will be issued to the reporting person upon completion of service as a member of the board of directors or, if earlier, a change in control.

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September 30, 2022 Filed Oct 3, 2022 20:10 UTC Amesite Inc. AMST · Entity 8151 GrantRestricted Stock Units · Derivative 49,793 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-061253 · ownership.xml · derivative · entry 1

Ogawa Richard · CIK 0001568078 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,933

Underlying: Common Stock · 49,793 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of AMST common stock and/or the cash equivalent of such share.

F2 · derivative.exercise_date: The reported securities were issued as "deferred stock units" in lieu of cash compensation earned for services as a director, and the number of deferred stock units received was calculated based on the closing share price on the last day of the quarter. The deferred stock units or cash equivalent will be issued to the reporting person upon completion of service as a member of the board of directors or, if earlier, a change in control.

F2 · derivative.expiration_date: The reported securities were issued as "deferred stock units" in lieu of cash compensation earned for services as a director, and the number of deferred stock units received was calculated based on the closing share price on the last day of the quarter. The deferred stock units or cash equivalent will be issued to the reporting person upon completion of service as a member of the board of directors or, if earlier, a change in control.

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June 30, 2022 Filed Jul 5, 2022 22:36 UTC Amesite Inc. AMST · Entity 8151 GrantRestricted Stock Units · Derivative 26,087 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-037351 · ownership.xml · derivative · entry 1

Ogawa Richard · CIK 0001568078 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,140

Underlying: Common Stock · 26,087 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of AMST common stock and/or the cash equivalent of such share.

F2 · derivative.exercise_date: The reported securities were issued as "deferred stock units" in lieu of cash compensation earned for services as a director, and the number of deferred stock units received was calculated based on the closing share price on the last day of the quarter. The deferred stock units or cash equivalent will be issued to the reporting person upon completion of service as a member of the board of directors or, if earlier, a change in control.

F2 · derivative.expiration_date: The reported securities were issued as "deferred stock units" in lieu of cash compensation earned for services as a director, and the number of deferred stock units received was calculated based on the closing share price on the last day of the quarter. The deferred stock units or cash equivalent will be issued to the reporting person upon completion of service as a member of the board of directors or, if earlier, a change in control.

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March 31, 2022 Filed Apr 4, 2022 23:49 UTC Amesite Inc. AMST · Entity 8151 GrantRestricted Stock Units · Derivative 84,211 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-017971 · ownership.xml · derivative · entry 3

Ogawa Richard · CIK 0001568078 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,211

Underlying: Common Stock · 84,211 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of AMST common stock and/or the cash equivalent of such share.

F4 · derivative.exercise_date: The reported securities were issued as "deferred stock units" in lieu of cash compensation earned for services as a director, and the number of deferred stock units received was calculated based on the closing share price on the last day of the quarter. The deferred stock units or cash equivalent will be issued to the reporting person upon completion of service as a member of the board of directors or, if earlier, a change in control.

F4 · derivative.expiration_date: The reported securities were issued as "deferred stock units" in lieu of cash compensation earned for services as a director, and the number of deferred stock units received was calculated based on the closing share price on the last day of the quarter. The deferred stock units or cash equivalent will be issued to the reporting person upon completion of service as a member of the board of directors or, if earlier, a change in control.

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March 31, 2022 Filed Apr 4, 2022 23:49 UTC Amesite Inc. AMST · Entity 8151 GrantRestricted Stock Units · Derivative 175,439 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-017971 · ownership.xml · derivative · entry 2

Ogawa Richard · CIK 0001568078 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,439

Underlying: Common Stock · 175,439 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of AMST common stock and/or the cash equivalent of such share.

F3 · derivative.exercise_date: The RSUs vest over one year, with 100% vesting on the first anniversary date of the grant.

F3 · derivative.expiration_date: The RSUs vest over one year, with 100% vesting on the first anniversary date of the grant.

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March 31, 2022 Filed Jul 5, 2022 22:29 UTC Amendment Amesite Inc. AMST · Entity 8151 GrantRestricted Stock Units · Derivative 21,053 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-037340 · ownership.xml · derivative · entry 1

Ogawa Richard · CIK 0001568078 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,053

Underlying: Common Stock · 21,053 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of AMST common stock and/or the cash equivalent of such share.

F2 · derivative.exercise_date: The reported securities were issued as "deferred stock units" in lieu of cash compensation earned for services as a director, and the number of deferred stock units received was calculated based on the closing share price on the last day of the quarter. The deferred stock units or cash equivalent will be issued to the reporting person upon completion of service as a member of the board of directors or, if earlier, a change in control.

F2 · derivative.expiration_date: The reported securities were issued as "deferred stock units" in lieu of cash compensation earned for services as a director, and the number of deferred stock units received was calculated based on the closing share price on the last day of the quarter. The deferred stock units or cash equivalent will be issued to the reporting person upon completion of service as a member of the board of directors or, if earlier, a change in control.

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December 02, 2021 Filed Dec 4, 2021 00:17 UTC Amesite Inc. AMST · Entity 8151 PurchaseCommon Stock 20,000 $1.10 $21,900.00
Disclosure

SEC source: 0001213900-21-063451 · ownership.xml · nonDerivative · entry 1

Ogawa Richard · CIK 0001568078 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,666

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.079 to $1.12. The reporting person undertakes to provide Amesite Inc., any security holder of Amesite Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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September 28, 2021 Filed Apr 4, 2022 23:49 UTC Amesite Inc. AMST · Entity 8151 GrantStock option (right to buy) · Derivative 9,184 $0.00 Strike: $1.78 $0.00
Disclosure

SEC source: 0001213900-22-017971 · ownership.xml · derivative · entry 1

Ogawa Richard · CIK 0001568078 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,184

Underlying: Common Stock · 9,184 shares

Expires 2031-09-27

F1 · derivative.exercise_date: The option fully vests on the one-year anniversary of the date of grant.

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April 20, 2021 Filed Apr 20, 2021 20:16 UTC INPHI Corp IPHI · Entity 140160 Disposition to issuerCommon Stock 42,218 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-016461 · doc4.xml · nonDerivative · entry 3

Ogawa Richard · CIK 0001568078 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F4 · shares: Per the terms of the Merger Agreement, (a) 35,025RSUs that were outstanding and vested immediately prior to the effective time of the Mergers (including 26,397 RSUs that only vest subject to delivery of an effective release) were cancelled in exchange for (subject to applicable withholding or other taxes), (i) an amount of cash equal to the product of (A) $66.00, multiplied by (B) the total number of shares of Inphi Common Stock subject to such RSU, (ii) a number of shares of HoldCo Common Stock equal to the product of (A) 2.323, multiplied by (B) the total number of shares of Inphi Common Stock subject to such RSU, and (b) 7,307 RSUs were forfeited.

F4 · price: Per the terms of the Merger Agreement, (a) 35,025RSUs that were outstanding and vested immediately prior to the effective time of the Mergers (including 26,397 RSUs that only vest subject to delivery of an effective release) were cancelled in exchange for (subject to applicable withholding or other taxes), (i) an amount of cash equal to the product of (A) $66.00, multiplied by (B) the total number of shares of Inphi Common Stock subject to such RSU, (ii) a number of shares of HoldCo Common Stock equal to the product of (A) 2.323, multiplied by (B) the total number of shares of Inphi Common Stock subject to such RSU, and (b) 7,307 RSUs were forfeited.

F4 · balance_after: Per the terms of the Merger Agreement, (a) 35,025RSUs that were outstanding and vested immediately prior to the effective time of the Mergers (including 26,397 RSUs that only vest subject to delivery of an effective release) were cancelled in exchange for (subject to applicable withholding or other taxes), (i) an amount of cash equal to the product of (A) $66.00, multiplied by (B) the total number of shares of Inphi Common Stock subject to such RSU, (ii) a number of shares of HoldCo Common Stock equal to the product of (A) 2.323, multiplied by (B) the total number of shares of Inphi Common Stock subject to such RSU, and (b) 7,307 RSUs were forfeited.

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April 20, 2021 Filed Apr 20, 2021 20:16 UTC INPHI Corp IPHI · Entity 140160 Disposition to issuerCommon Stock 56,230 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-016461 · doc4.xml · nonDerivative · entry 2

Ogawa Richard · CIK 0001568078 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,218

F3 · shares: Disposed pursuant to the Merger Agreement, whereby at the effective time of the Mergers, the outstanding Inphi Common Stock was automatically converted into the right to receive 2.323 shares of HoldCo Common Stock and $66.00 in cash, without interest (in addition to cash in lieu of fractional shares).

F3 · price: Disposed pursuant to the Merger Agreement, whereby at the effective time of the Mergers, the outstanding Inphi Common Stock was automatically converted into the right to receive 2.323 shares of HoldCo Common Stock and $66.00 in cash, without interest (in addition to cash in lieu of fractional shares).

F3 · balance_after: Disposed pursuant to the Merger Agreement, whereby at the effective time of the Mergers, the outstanding Inphi Common Stock was automatically converted into the right to receive 2.323 shares of HoldCo Common Stock and $66.00 in cash, without interest (in addition to cash in lieu of fractional shares).

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April 20, 2021 Filed Apr 20, 2021 20:16 UTC INPHI Corp IPHI · Entity 140160 GrantCommon Stock 20,456 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-016461 · doc4.xml · nonDerivative · entry 1

Ogawa Richard · CIK 0001568078 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,448

F1 · price: On April 20, 2021, pursuant to the Agreement and Plan of Merger and Reorganization, dated as of October 29, 2020 (the "Merger Agreement") by and among by and among Marvell Technology Group Ltd., a Bermuda exempted company ("Marvell"), Marvell Technology, Inc. (f/k/a Maui HoldCo, Inc.), a Delaware corporation and a wholly owned subsidiary of Marvell ("HoldCo"), Maui Acquisition Company Ltd, a Bermuda exempted company and a wholly owned subsidiary of HoldCo ("Bermuda Merger Sub"), Indigo Acquisition Corp., a Delaware corporation and a wholly owned subsidiary of HoldCo ("Delaware Merger Sub"), and Inphi Corporation, a Delaware corporation ("Inphi"), Bermuda Merger Sub merged with and into Marvell with Marvell as the surviving corporation and a wholly owned subsidiary of Holdco (the "Bermuda Merger"),

F2 · price: (continued from footnote 1) and Delaware Merger Sub merged with and into Inphi with Inphi as the surviving corporation and a wholly owned subsidiary of Holdco (the "Delaware Merger" and, together with the Bermuda Merger, the "Mergers"). At the effective time of the Mergers, the restricted stock units that vest based on the per share market value of the shares of Inphi Common Stock (the "Inphi Common Stock") exceeding certain relative performance target levels (a "MVSU") were vested in full on April 20, 2020. The holder of such vested MVSUs became entitled to receive (subject to applicable withholding or other taxes) (i) an amount in cash equal to the product of (A) $66.00, multiplied by (B) the total number of shares of Inphi Common Stock subject to such vested MVSU, and (ii) a number of shares of HoldCo Common Stock equal to the product of (A) 2.323, multiplied by (B) the total number of shares of Inphi Common Stock subject to such vested MVSU.

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March 25, 2021 Filed Mar 29, 2021 14:06 UTC INPHI Corp IPHI · Entity 140160 Tax withholdingCommon Stock 168 $168.00 $28,224.00
Disclosure

SEC source: 0001437749-21-007414 · rdgdoc.xml · nonDerivative · entry 1

Ogawa Richard · CIK 0001568078 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,992

Read SEC document
March 09, 2021 Filed Mar 11, 2021 19:15 UTC INPHI Corp IPHI · Entity 140160 Tax withholdingCommon Stock 13,582 $154.40 $2,097,060.80
Disclosure

SEC source: 0001437749-21-005769 · rdgdoc.xml · nonDerivative · entry 2

Ogawa Richard · CIK 0001568078 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,160

Read SEC document
March 09, 2021 Filed Mar 11, 2021 19:15 UTC INPHI Corp IPHI · Entity 140160 GrantCommon Stock 28,350 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-21-005769 · rdgdoc.xml · nonDerivative · entry 1

Ogawa Richard · CIK 0001568078 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,742

F1 · price: These shares were received for no consideration upon the satisfaction of certain performance-vesting criteria underlying an award approved in January 2018, pursuant to a determination by the Compensation Committee of the Board of Directors of Inphi Corporation of the achievement of the performance vesting rate at 225%, resulting in the payout of such awards at 225% of the target number of shares.

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March 01, 2021 Filed Mar 2, 2021 17:24 UTC INPHI Corp IPHI · Entity 140160 Tax withholdingCommon Stock 977 $168.52 $164,644.04
Disclosure

SEC source: 0001437749-21-004732 · rdgdoc.xml · nonDerivative · entry 1

Ogawa Richard · CIK 0001568078 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,073

Read SEC document
February 24, 2021 Filed Mar 3, 2021 13:11 UTC INPHI Corp IPHI · Entity 140160 GrantCommon Stock 1,348 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-004805 · rdgdoc.xml · nonDerivative · entry 2

Ogawa Richard · CIK 0001568078 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,392

F2 · shares: The restricted stock units vest quarterly over a 1 year period, and the first quarterly vesting date is scheduled to occur on 3/25/2021.

Read SEC document
February 24, 2021 Filed Mar 3, 2021 13:11 UTC INPHI Corp IPHI · Entity 140160 GrantCommon Stock 7,971 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-004805 · rdgdoc.xml · nonDerivative · entry 1

Ogawa Richard · CIK 0001568078 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,044

F1 · shares: The restricted stock units vest quarterly over a 3 year period, and the first quarterly vesting date is scheduled to occur on 6/1/2021.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 14:50 UTC INPHI Corp IPHI · Entity 140160 Tax withholdingCommon Stock 9,371 $160.47 $1,503,764.37
Disclosure

SEC source: 0001437749-21-000105 · rdgdoc.xml · nonDerivative · entry 2

Ogawa Richard · CIK 0001568078 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,050

Read SEC document
December 31, 2020 Filed Jan 5, 2021 14:50 UTC INPHI Corp IPHI · Entity 140160 GrantCommon Stock 18,900 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-21-000105 · rdgdoc.xml · nonDerivative · entry 1

Ogawa Richard · CIK 0001568078 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,421

F1 · price: These shares were received for no consideration upon the satisfaction of certain performance-vesting criteria underlying an award approved in January 2018, pursuant to a determination by the Compensation Committee of the Board of Directors of Inphi Corporation to end the performance period on December 31, 2020 and approve payout at the maximum level of achievement for a specified percentage of the award based on the substantial certainty of performance through the end of the original performance period in 2021 (as previously disclosed in the joint proxy statement/prospectus of Inphi Corporation and Marvell Technology Group Ltd. filed on Form S-4 on December 22, 2020).

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December 23, 2020 Filed Dec 29, 2020 12:19 UTC INPHI Corp IPHI · Entity 140160 Tax withholdingCommon Stock 208 $158.74 $33,017.92
Disclosure

SEC source: 0001437749-20-026033 · rdgdoc.xml · nonDerivative · entry 1

Ogawa Richard · CIK 0001568078 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,521

Read SEC document
September 29, 2020 Filed Sep 29, 2020 23:25 UTC Amesite Inc. AMST · Entity 8151 PurchaseCommon Stock 4,000 $5.00 $20,000.00
Disclosure

SEC source: 0001213900-20-028989 · ownership.xml · nonDerivative · entry 1

Ogawa Richard · CIK 0001568078 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,666

Read SEC document
September 23, 2020 Filed Sep 25, 2020 17:28 UTC INPHI Corp IPHI · Entity 140160 Tax withholdingCommon Stock 208 $106.87 $22,228.96
Disclosure

SEC source: 0001437749-20-020283 · rdgdoc.xml · nonDerivative · entry 1

Ogawa Richard · CIK 0001568078 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,729

Read SEC document
June 23, 2020 Filed Jul 13, 2020 12:02 UTC INPHI Corp IPHI · Entity 140160 Tax withholdingCommon Stock 208 $114.08 $23,728.64
Disclosure

SEC source: 0001437749-20-015052 · rdgdoc.xml · nonDerivative · entry 1

Ogawa Richard · CIK 0001568078 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,937

F1 · kind: This transfer was made to satisfy tax withholding obligations of the reporting person in connection with the vesting of restricted stock.

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April 27, 2020 Filed Apr 27, 2020 19:51 UTC INPHI Corp IPHI · Entity 140160 SaleCommon Stock 1,046 $99.67 $104,253.36
Disclosure

SEC source: 0001437749-20-008612 · rdgdoc.xml · nonDerivative · entry 3

Ogawa Richard · CIK 0001568078 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,145

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, which became effective on 11/19/2019.

F3 · price: The sale reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.33 to $100.14.

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April 27, 2020 Filed Apr 27, 2020 19:51 UTC INPHI Corp IPHI · Entity 140160 SaleCommon Stock 943 $98.87 $93,238.75
Disclosure

SEC source: 0001437749-20-008612 · rdgdoc.xml · nonDerivative · entry 2

Ogawa Richard · CIK 0001568078 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,191

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, which became effective on 11/19/2019.

F2 · price: Represents the weighted average sales price for a number of transactions effected at prices ranging from $98.32 to $99.27. The reporting person has provided to the issuer, and undertakes to provide upon request to the SEC staff, or any security holder of the issuer, information regarding the number of shares sold at each separate price within the ranges set forth in footnote 3 to this Form 4.

Read SEC document
April 24, 2020 Filed Apr 27, 2020 19:51 UTC INPHI Corp IPHI · Entity 140160 Tax withholdingCommon Stock 1,957 $98.75 $193,253.75
Disclosure

SEC source: 0001437749-20-008612 · rdgdoc.xml · nonDerivative · entry 1

Ogawa Richard · CIK 0001568078 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,134

Read SEC document
April 21, 2020 Filed Apr 22, 2020 17:37 UTC INPHI Corp IPHI · Entity 140160 SaleCommon Stock 1,271 $97.29 $123,656.99
Disclosure

SEC source: 0001437749-20-008239 · rdgdoc.xml · nonDerivative · entry 4

Ogawa Richard · CIK 0001568078 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,091

F2 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, which became effective on 11/19/2019.

F5 · price: The sale reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.845 to $97.81.

Read SEC document
April 21, 2020 Filed Apr 22, 2020 17:37 UTC INPHI Corp IPHI · Entity 140160 SaleCommon Stock 4,567 $96.31 $439,843.20
Disclosure

SEC source: 0001437749-20-008239 · rdgdoc.xml · nonDerivative · entry 3

Ogawa Richard · CIK 0001568078 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,362

F2 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, which became effective on 11/19/2019.

F4 · price: The sale reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.82 to $96.81.

Read SEC document
April 21, 2020 Filed Apr 22, 2020 17:37 UTC INPHI Corp IPHI · Entity 140160 SaleCommon Stock 1,300 $94.49 $122,842.98
Disclosure

SEC source: 0001437749-20-008239 · rdgdoc.xml · nonDerivative · entry 2

Ogawa Richard · CIK 0001568078 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,929

F2 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, which became effective on 11/19/2019.

F3 · price: Represents the weighted average sales price for a number of transactions effected at prices ranging from $93.95 to $94.91. The reporting person has provided to the issuer, and undertakes to provide upon request to the SEC staff, or any security holder of the issuer, information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 4 and 5 to this Form 4.

Read SEC document
April 20, 2020 Filed Apr 21, 2020 14:06 UTC INPHI Corp IPHI · Entity 140160 Tax withholdingCommon Stock 1,967 $96.88 $190,562.96
Disclosure

SEC source: 0001437749-20-008108 · rdgdoc.xml · nonDerivative · entry 2

Ogawa Richard · CIK 0001568078 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,773

Read SEC document
April 20, 2020 Filed Apr 22, 2020 17:37 UTC INPHI Corp IPHI · Entity 140160 GrantCommon Stock 456 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-008239 · rdgdoc.xml · nonDerivative · entry 1

Ogawa Richard · CIK 0001568078 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,229

F1 · shares: The restricted stock unit vests as to 25% of the shares on each of 4/20/2021, 4/20/2022, 4/20/2023 and 4/20/2024.

Read SEC document
April 17, 2020 Filed Apr 21, 2020 14:06 UTC INPHI Corp IPHI · Entity 140160 Tax withholdingCommon Stock 2,915 $96.13 $280,218.95
Disclosure

SEC source: 0001437749-20-008108 · rdgdoc.xml · nonDerivative · entry 1

Ogawa Richard · CIK 0001568078 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,740

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March 23, 2020 Filed Mar 24, 2020 13:30 UTC INPHI Corp IPHI · Entity 140160 Tax withholdingCommon Stock 172 $58.81 $10,115.32
Disclosure

SEC source: 0001437749-20-005993 · rdgdoc.xml · nonDerivative · entry 1

Ogawa Richard · CIK 0001568078 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,655

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February 19, 2020 Filed Feb 20, 2020 18:35 UTC INPHI Corp IPHI · Entity 140160 GrantCommon Stock 1,674 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-003197 · rdgdoc.xml · nonDerivative · entry 2

Ogawa Richard · CIK 0001568078 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,827

F2 · shares: The restricted stock units vest as to 25% of the shares on each of 3/23/2020, 6/23/2020, 9/23/2020, and 12/23/2020.

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February 19, 2020 Filed Feb 20, 2020 18:35 UTC INPHI Corp IPHI · Entity 140160 GrantCommon Stock 10,861 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-003197 · rdgdoc.xml · nonDerivative · entry 1

Ogawa Richard · CIK 0001568078 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,153

F1 · shares: The restricted stock units vest as to 25% of the shares on each of 3/1/2021, 3/1/2022, 3/1/2023, and 3/1/2024.

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December 19, 2019 Filed Dec 20, 2019 14:59 UTC INPHI Corp IPHI · Entity 140160 SaleCommon Stock 2,336 $73.49 $171,672.64
Disclosure

SEC source: 0001437749-19-024705 · rdgdoc.xml · nonDerivative · entry 1

Ogawa Richard · CIK 0001568078 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,292

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, which became effective on 11/19/2019.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.