organization · Reporting owner
Pangaea Three-B, LP
Disclosed activity across 3 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AlTi Global, Inc.ALTI · Entity 5344 | 10% owner | June 25, 2024 | June 26, 2024 |
| Cartesian Growth Corp IIRENE · Entity 6927 | 10% owner | August 03, 2026 | August 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AlTi Global, Inc.
Report date June 25, 2024 · Filed June 26, 2024
Jointly reported with Yu Peter, CGC Sponsor LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 18,363.94 |
Reported balance
After 2024-06-25 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2024-06-25 · Exercise / conversion · Acquired 18,363.94 · Balance 18,363.94 F3: Each restricted stock unit represents a contingent right to receive one share of AlTi Global Inc. Class A Common Stock. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-06-25 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2024-06-25 · Grant · Disposed 18,363.94 · Balance 0 F3: Each restricted stock unit represents a contingent right to receive one share of AlTi Global Inc. Class A Common Stock. F5: The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global Inc.'s 2024 annual general meeting or (ii) June 30, 2024. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 2,984,154 |
Reported balance
Holding disclosure · report date 2024-06-25 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 2,984,154 F1: Represents securities held by Pangaea Three, LP. Pangaea Three-B, LP is controlled by Peter Yu. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 3,533,605 |
Reported balance
Holding disclosure · report date 2024-06-25 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 3,533,605 F2: Represents securities held by CGC Sponsor LLC (the "Sponsor"). Pangaea Three-B, LP is the sole member of the Sponsor, and is controlled by Peter Yu. Consequently, each of Pangaea Three-B, LP and Mr. Yu may be deemed to share voting and dispositive control over the securities held by the Sponsor, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by the Sponsor, except to the extent of his pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 13,111 |
Reported balance
Holding disclosure · report date 2024-06-25 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 13,111 F4: Represents securities held by P3A. The Sponsor is the sole member of P3A, and is controlled by Peter Yu. Consequently, each of Pangaea Three-B, LP, Sponsor and Mr. Yu may be deemed to share voting and dispositive control over the securities held by P3A, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by P3A, except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents securities held by Pangaea Three, LP. Pangaea Three-B, LP is controlled by Peter Yu. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein.
F2: Represents securities held by CGC Sponsor LLC (the "Sponsor"). Pangaea Three-B, LP is the sole member of the Sponsor, and is controlled by Peter Yu. Consequently, each of Pangaea Three-B, LP and Mr. Yu may be deemed to share voting and dispositive control over the securities held by the Sponsor, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by the Sponsor, except to the extent of his pecuniary interest therein.
F3: Each restricted stock unit represents a contingent right to receive one share of AlTi Global Inc. Class A Common Stock.
F4: Represents securities held by P3A. The Sponsor is the sole member of P3A, and is controlled by Peter Yu. Consequently, each of Pangaea Three-B, LP, Sponsor and Mr. Yu may be deemed to share voting and dispositive control over the securities held by P3A, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by P3A, except to the extent of his pecuniary interest therein.
F5: The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global Inc.'s 2024 annual general meeting or (ii) June 30, 2024.
Cartesian Growth Corp II
Report date August 03, 2026 · Filed August 05, 2026
Jointly reported with CGC II Sponsor LLC, Yu Peter
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A ordinary sharesSEC Table I · non-derivative | Direct | 4,949,998 |
Reported balance
After 2026-08-03 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2026-08-03 · Other · Disposed 800,000 · Balance 4,949,998 F1: Represents Class A ordinary shares of Cartesian Growth Corporation II (the "Issuer", and such shares the "Class A Shares") transferred by CGC II Sponsor LLC (the "Sponsor") to a PIPE investor for no cash consideration in connection with the Issuer's proposed business combination with InoBat AS. F2: Represents 5,649,999 Class A Shares held by the Sponsor and 99,999 Class A Shares held by CGC II Sponsor DirectorCo LLC ("DirectorCo") for the benefit of the Issuer's independent directors. The Sponsor is the sole managing member of DirectorCo. Pangaea Three-B, LP is the sole member of the Sponsor and is controlled by Peter Yu, the Issuer's Chairman and Chief Executive Officer. Consequently, each of Pangaea Three-B, LP and Mr. Yu may be deemed to share voting and dispositive control over the Class A Shares held by the Sponsor and DirectorCo, and thus to share beneficial ownership of such Class A Shares. Mr. Yu disclaims beneficial ownership of the Class A Shares held by the Sponsor and DirectorCo, except to the extent of his pecuniary interest therein. |
| Class B ordinary sharesSEC Table II · derivative / convertible security | Direct | 2 |
Reported balance
Holding disclosure · report date 2026-08-03 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 2 F3: The Class B ordinary shares of the Issuer (the "Class B Shares") have no expiration date and will automatically convert into Class A Shares at the time of the initial business combination of the Issuer, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment as set forth in the Issuer's registration statement on Form S-1 (File No. 333-261866). F2: Represents 5,649,999 Class A Shares held by the Sponsor and 99,999 Class A Shares held by CGC II Sponsor DirectorCo LLC ("DirectorCo") for the benefit of the Issuer's independent directors. The Sponsor is the sole managing member of DirectorCo. Pangaea Three-B, LP is the sole member of the Sponsor and is controlled by Peter Yu, the Issuer's Chairman and Chief Executive Officer. Consequently, each of Pangaea Three-B, LP and Mr. Yu may be deemed to share voting and dispositive control over the Class A Shares held by the Sponsor and DirectorCo, and thus to share beneficial ownership of such Class A Shares. Mr. Yu disclaims beneficial ownership of the Class A Shares held by the Sponsor and DirectorCo, except to the extent of his pecuniary interest therein. F4: Consists of one Class B Share held by the Sponsor and one Class B share held by DirectorCo. The Sponsor is the sole managing member of DirectorCo. Pangaea Three-B, LP is the sole member of the Sponsor and is controlled by Peter Yu, the Issuer's Chairman and Chief Executive Officer. Consequently, each of Pangaea Three-B, LP and Mr. Yu may be deemed to share voting and dispositive control over the Class B Shares held by the Sponsor and DirectorCo, and thus to share beneficial ownership of such Class B Shares. Mr. Yu disclaims beneficial ownership of the Class B Shares held by the Sponsor and DirectorCo, except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents Class A ordinary shares of Cartesian Growth Corporation II (the "Issuer", and such shares the "Class A Shares") transferred by CGC II Sponsor LLC (the "Sponsor") to a PIPE investor for no cash consideration in connection with the Issuer's proposed business combination with InoBat AS.
F2: Represents 5,649,999 Class A Shares held by the Sponsor and 99,999 Class A Shares held by CGC II Sponsor DirectorCo LLC ("DirectorCo") for the benefit of the Issuer's independent directors. The Sponsor is the sole managing member of DirectorCo. Pangaea Three-B, LP is the sole member of the Sponsor and is controlled by Peter Yu, the Issuer's Chairman and Chief Executive Officer. Consequently, each of Pangaea Three-B, LP and Mr. Yu may be deemed to share voting and dispositive control over the Class A Shares held by the Sponsor and DirectorCo, and thus to share beneficial ownership of such Class A Shares. Mr. Yu disclaims beneficial ownership of the Class A Shares held by the Sponsor and DirectorCo, except to the extent of his pecuniary interest therein.
F3: The Class B ordinary shares of the Issuer (the "Class B Shares") have no expiration date and will automatically convert into Class A Shares at the time of the initial business combination of the Issuer, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment as set forth in the Issuer's registration statement on Form S-1 (File No. 333-261866).
F4: Consists of one Class B Share held by the Sponsor and one Class B share held by DirectorCo. The Sponsor is the sole managing member of DirectorCo. Pangaea Three-B, LP is the sole member of the Sponsor and is controlled by Peter Yu, the Issuer's Chairman and Chief Executive Officer. Consequently, each of Pangaea Three-B, LP and Mr. Yu may be deemed to share voting and dispositive control over the Class B Shares held by the Sponsor and DirectorCo, and thus to share beneficial ownership of such Class B Shares. Mr. Yu disclaims beneficial ownership of the Class B Shares held by the Sponsor and DirectorCo, except to the extent of his pecuniary interest therein.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Factorial Energy Inc.
Report date June 05, 2026 · Filed June 09, 2026
Jointly reported with CGC III Sponsor LLC, Yu Peter
Section 16 reporting ended · disclosed 2026-06-09. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series A Common StockSEC Table I · non-derivative | Direct | 5,710,000 |
Reported balance
After 2026-06-05 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2026-06-05 · Conversion · Acquired 5,710,000 · Balance 5,710,000 F1: The Class B ordinary shares are convertible for shares of Series A Common Stock as described in the Issuer's Registration Statement on Form S-4 (File No. 333-294663) (the "Registration Statement") and have no expiration date. On June 5, 2026, the Issuer consummated its initial business combination (the "Business Combination"). In connection with the Business Combination, 6,800,000 Class B ordinary shares held by CGC III Sponsor LLC (the "Sponsor") and 100,000 Class B ordinary shares held by CGC III Sponsor DirectorCo ("DirectorCo") converted into Series A Common Stock on a one-for-one basis. F2: Represents securities held by the Sponsor. Pangaea Three B, LP ("Pangaea") is the sole member of the Sponsor and is controlled by Peter Yu. Consequently, each of Pangaea and Mr. Yu may be deemed to share voting and dispositive control over the securities held by the Sponsor, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by the Sponsor, except to the extent of his pecuniary interest therein. |
| Series A Common StockSEC Table I · non-derivative | IndirectSee footnote | 100,000 |
Reported balance
After 2026-06-05 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2026-06-05 · Conversion · Acquired 100,000 · Balance 100,000 F1: The Class B ordinary shares are convertible for shares of Series A Common Stock as described in the Issuer's Registration Statement on Form S-4 (File No. 333-294663) (the "Registration Statement") and have no expiration date. On June 5, 2026, the Issuer consummated its initial business combination (the "Business Combination"). In connection with the Business Combination, 6,800,000 Class B ordinary shares held by CGC III Sponsor LLC (the "Sponsor") and 100,000 Class B ordinary shares held by CGC III Sponsor DirectorCo ("DirectorCo") converted into Series A Common Stock on a one-for-one basis. |
| Series A Common StockSEC Table I · non-derivative | IndirectSee footnote | 1,179,404 |
Reported balance
After 2026-06-05 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2026-06-05 · Grant · Acquired 1,179,404 · Balance 1,179,404 F3: These shares of Series A Common Stock were acquired by Pangaea in a private placement upon consummation of the Business Combination. F5: Represents securities held by Pangaea. Pangaea is controlled by Peter Yu. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by Pangaea, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea, except to the extent of his pecuniary interest therein. |
| Series A Common StockSEC Table I · non-derivative | IndirectSee footnote | 1,468,894 |
Reported balance
After 2026-06-05 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2026-06-05 · Grant · Acquired 1,468,894 · Balance 1,468,894 F4: These shares of Series A Common Stock were acquired upon consummation of the Business Combination for no additional consideration. F5: Represents securities held by Pangaea. Pangaea is controlled by Peter Yu. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by Pangaea, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea, except to the extent of his pecuniary interest therein. |
| Class B ordinary sharesSEC Table II · derivative / convertible security | Direct | 5,710,000 |
Reported balance
After 2026-06-05 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-06-05 · Conversion · Disposed 5,710,000 · Balance 5,710,000 F1: The Class B ordinary shares are convertible for shares of Series A Common Stock as described in the Issuer's Registration Statement on Form S-4 (File No. 333-294663) (the "Registration Statement") and have no expiration date. On June 5, 2026, the Issuer consummated its initial business combination (the "Business Combination"). In connection with the Business Combination, 6,800,000 Class B ordinary shares held by CGC III Sponsor LLC (the "Sponsor") and 100,000 Class B ordinary shares held by CGC III Sponsor DirectorCo ("DirectorCo") converted into Series A Common Stock on a one-for-one basis. F2: Represents securities held by the Sponsor. Pangaea Three B, LP ("Pangaea") is the sole member of the Sponsor and is controlled by Peter Yu. Consequently, each of Pangaea and Mr. Yu may be deemed to share voting and dispositive control over the securities held by the Sponsor, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by the Sponsor, except to the extent of his pecuniary interest therein. |
| Class B ordinary sharesSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-06-05 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2026-06-05 · Other · Disposed 1,090,000 · Balance 0 F6: The Class B ordinary shares are convertible for shares of Series A Common Stock as described in the Issuer's Registration Statement and have no expiration date. On June 5, 2026, the Sponsor forfeited 1,090,000 Class B ordinary shares in connection with the consummation of the Business Combination. F2: Represents securities held by the Sponsor. Pangaea Three B, LP ("Pangaea") is the sole member of the Sponsor and is controlled by Peter Yu. Consequently, each of Pangaea and Mr. Yu may be deemed to share voting and dispositive control over the securities held by the Sponsor, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by the Sponsor, except to the extent of his pecuniary interest therein. |
| Class B ordinary sharesSEC Table II · derivative / convertible security | IndirectSee footnote | 100,000 |
Reported balance
After 2026-06-05 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-06-05 · Conversion · Disposed 100,000 · Balance 100,000 F1: The Class B ordinary shares are convertible for shares of Series A Common Stock as described in the Issuer's Registration Statement on Form S-4 (File No. 333-294663) (the "Registration Statement") and have no expiration date. On June 5, 2026, the Issuer consummated its initial business combination (the "Business Combination"). In connection with the Business Combination, 6,800,000 Class B ordinary shares held by CGC III Sponsor LLC (the "Sponsor") and 100,000 Class B ordinary shares held by CGC III Sponsor DirectorCo ("DirectorCo") converted into Series A Common Stock on a one-for-one basis. |
| WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 | Direct | 4,400,000 |
Reported balance
Holding disclosure · report date 2026-06-05 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 4,400,000 F7: Each warrant shall become exercisable on July 5, 2026, 30 days after the completion of the Business Combination as described in the Issuer's Registration Statement. Each warrant shall expire on June 5, 2031, five years after the completion of the Business Combination, or earlier upon redemption or liquidation, as described in the Issuer's Registration Statement. F2: Represents securities held by the Sponsor. Pangaea Three B, LP ("Pangaea") is the sole member of the Sponsor and is controlled by Peter Yu. Consequently, each of Pangaea and Mr. Yu may be deemed to share voting and dispositive control over the securities held by the Sponsor, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by the Sponsor, except to the extent of his pecuniary interest therein. |
| WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 | IndirectSee footnote | 324,120 |
Reported balance
Holding disclosure · report date 2026-06-05 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 324,120 F7: Each warrant shall become exercisable on July 5, 2026, 30 days after the completion of the Business Combination as described in the Issuer's Registration Statement. Each warrant shall expire on June 5, 2031, five years after the completion of the Business Combination, or earlier upon redemption or liquidation, as described in the Issuer's Registration Statement. F5: Represents securities held by Pangaea. Pangaea is controlled by Peter Yu. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by Pangaea, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea, except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The Class B ordinary shares are convertible for shares of Series A Common Stock as described in the Issuer's Registration Statement on Form S-4 (File No. 333-294663) (the "Registration Statement") and have no expiration date. On June 5, 2026, the Issuer consummated its initial business combination (the "Business Combination"). In connection with the Business Combination, 6,800,000 Class B ordinary shares held by CGC III Sponsor LLC (the "Sponsor") and 100,000 Class B ordinary shares held by CGC III Sponsor DirectorCo ("DirectorCo") converted into Series A Common Stock on a one-for-one basis.
F2: Represents securities held by the Sponsor. Pangaea Three B, LP ("Pangaea") is the sole member of the Sponsor and is controlled by Peter Yu. Consequently, each of Pangaea and Mr. Yu may be deemed to share voting and dispositive control over the securities held by the Sponsor, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by the Sponsor, except to the extent of his pecuniary interest therein.
F3: These shares of Series A Common Stock were acquired by Pangaea in a private placement upon consummation of the Business Combination.
F4: These shares of Series A Common Stock were acquired upon consummation of the Business Combination for no additional consideration.
F5: Represents securities held by Pangaea. Pangaea is controlled by Peter Yu. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by Pangaea, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea, except to the extent of his pecuniary interest therein.
F6: The Class B ordinary shares are convertible for shares of Series A Common Stock as described in the Issuer's Registration Statement and have no expiration date. On June 5, 2026, the Sponsor forfeited 1,090,000 Class B ordinary shares in connection with the consummation of the Business Combination.
F7: Each warrant shall become exercisable on July 5, 2026, 30 days after the completion of the Business Combination as described in the Issuer's Registration Statement. Each warrant shall expire on June 5, 2031, five years after the completion of the Business Combination, or earlier upon redemption or liquidation, as described in the Issuer's Registration Statement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 03, 2023 Filed Jan 5, 2023 00:46 UTC | AlTi Global, Inc. ALTI · Entity 5344 | GrantClass A Common Stock | 11,840 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-000709 · doc4.xml · nonDerivative · entry 3 Yu Peter · CIK 0001426890 · Director · 10% owner CGC Sponsor LLC · CIK 0001847878 · 10% owner Pangaea Three-B, LP · CIK 0001754782 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 109,192 F4 · shares: These shares of Class A Common Stock were acquired upon consummation of the Business Combination for no additional consideration. F4 · price: These shares of Class A Common Stock were acquired upon consummation of the Business Combination for no additional consideration. F5 · ownership.nature: Represents securities held by Pangaea Three, LP. Pangaea Three-B, LP is controlled by Peter Yu. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein. Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 00:46 UTC | AlTi Global, Inc. ALTI · Entity 5344 | GrantClass A Common Stock | 2,861 | $9.80 | $28,037.80 |
DisclosureSEC source: 0000899243-23-000709 · doc4.xml · nonDerivative · entry 2 Yu Peter · CIK 0001426890 · Director · 10% owner CGC Sponsor LLC · CIK 0001847878 · 10% owner Pangaea Three-B, LP · CIK 0001754782 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 6,434,292 F3 · shares: These shares of Class A Common Stock were acquired by the Sponsor in a private placement upon consummation of the Business Combination. F2 · ownership.nature: Represents securities held by the Sponsor. Pangaea Three-B, LP is the sole member of the Sponsor, and is controlled by Peter Yu. Consequently, each of Pangaea Three-B, LP and Mr. Yu may be deemed to share voting and dispositive control over the securities held by the Sponsor, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by the Sponsor, except to the extent of his pecuniary interest therein. Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 00:46 UTC | AlTi Global, Inc. ALTI · Entity 5344 | ConversionClass A Common Stock | 6,431,431 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-000709 · doc4.xml · nonDerivative · entry 1 Yu Peter · CIK 0001426890 · Director · 10% owner CGC Sponsor LLC · CIK 0001847878 · 10% owner Pangaea Three-B, LP · CIK 0001754782 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 6,431,431 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Class B ordinary shares are convertible for shares of Class A Common Stock as described in the Issuer's Registration Statement on Form S-4 (File No. 333-262644) (the "Registration Statement") and have no expiration date. On January 3, 2023, the Issuer consummated its initial business combination (the "Business Combination"). In connection with the Business Combination, 6,431,431 Class B ordinary shares held by CGC Sponsor LLC (the "Sponsor") converted into Class A Common Stock on a one-for-one basis. F1 · price: The Class B ordinary shares are convertible for shares of Class A Common Stock as described in the Issuer's Registration Statement on Form S-4 (File No. 333-262644) (the "Registration Statement") and have no expiration date. On January 3, 2023, the Issuer consummated its initial business combination (the "Business Combination"). In connection with the Business Combination, 6,431,431 Class B ordinary shares held by CGC Sponsor LLC (the "Sponsor") converted into Class A Common Stock on a one-for-one basis. F2 · ownership.nature: Represents securities held by the Sponsor. Pangaea Three-B, LP is the sole member of the Sponsor, and is controlled by Peter Yu. Consequently, each of Pangaea Three-B, LP and Mr. Yu may be deemed to share voting and dispositive control over the securities held by the Sponsor, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by the Sponsor, except to the extent of his pecuniary interest therein. Read SEC document |
| December 28, 2022 Filed Dec 30, 2022 01:00 UTC | AlTi Global, Inc. GLBL · Entity 5344 | PurchaseClass A Common Stock | 1,696 | $10.03 | $17,010.88 |
DisclosureSEC source: 0000899243-22-039550 · doc4.xml · nonDerivative · entry 2 Pangaea Three-B, LP · CIK 0001754782 · 10% owner Yu Peter · CIK 0001426890 · Director · Chief Executive Officer · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,352 F1 · shares: Represents securities held by Pangaea Three, LP. Pangaea Three-B, LP is controlled by Peter Yu, the Issuer's Chairman and Chief Executive Officer. Consequently, Mr. Yu may be deemed to share coting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein. Read SEC document |
| December 27, 2022 Filed Dec 30, 2022 01:00 UTC | AlTi Global, Inc. GLBL · Entity 5344 | PurchaseClass A Common Stock | 2,271 | $10.03 | $22,778.13 |
DisclosureSEC source: 0000899243-22-039550 · doc4.xml · nonDerivative · entry 1 Pangaea Three-B, LP · CIK 0001754782 · 10% owner Yu Peter · CIK 0001426890 · Director · Chief Executive Officer · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,656 F1 · shares: Represents securities held by Pangaea Three, LP. Pangaea Three-B, LP is controlled by Peter Yu, the Issuer's Chairman and Chief Executive Officer. Consequently, Mr. Yu may be deemed to share coting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein. Read SEC document |
| December 23, 2022 Filed Dec 24, 2022 01:00 UTC | AlTi Global, Inc. GLBL · Entity 5344 | PurchaseClass A Common Stock | 5 | $10.03 | $50.15 |
DisclosureSEC source: 0000899243-22-039330 · doc4.xml · nonDerivative · entry 3 Pangaea Three-B, LP · CIK 0001754782 · 10% owner Yu Peter · CIK 0001426890 · Director · Chief Executive Officer · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,385 F1 · shares: Represents securities held by Pangaea Three, LP. Pangaea Three-B, LP is controlled by Peter Yu, the Issuer's Chairman and Chief Executive Officer. Consequently, Mr. Yu may be deemed to share coting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein. Read SEC document |
| December 22, 2022 Filed Dec 24, 2022 01:00 UTC | AlTi Global, Inc. GLBL · Entity 5344 | PurchaseClass A Common Stock | 491 | $10.03 | $4,924.73 |
DisclosureSEC source: 0000899243-22-039330 · doc4.xml · nonDerivative · entry 2 Pangaea Three-B, LP · CIK 0001754782 · 10% owner Yu Peter · CIK 0001426890 · Director · Chief Executive Officer · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,380 F1 · shares: Represents securities held by Pangaea Three, LP. Pangaea Three-B, LP is controlled by Peter Yu, the Issuer's Chairman and Chief Executive Officer. Consequently, Mr. Yu may be deemed to share coting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein. Read SEC document |
| December 21, 2022 Filed Dec 24, 2022 01:00 UTC | AlTi Global, Inc. GLBL · Entity 5344 | PurchaseClass A Common Stock | 2,100 | $10.03 | $21,063.00 |
DisclosureSEC source: 0000899243-22-039330 · doc4.xml · nonDerivative · entry 1 Pangaea Three-B, LP · CIK 0001754782 · 10% owner Yu Peter · CIK 0001426890 · Director · Chief Executive Officer · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,889 F1 · shares: Represents securities held by Pangaea Three, LP. Pangaea Three-B, LP is controlled by Peter Yu, the Issuer's Chairman and Chief Executive Officer. Consequently, Mr. Yu may be deemed to share coting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein. Read SEC document |
| December 20, 2022 Filed Dec 21, 2022 02:00 UTC | AlTi Global, Inc. GLBL · Entity 5344 | PurchaseWarrants · Derivative | 215,000 | $0.63 Strike: $11.50 | $135,235.00 |
DisclosureSEC source: 0000899243-22-039149 · doc4.xml · derivative · entry 5 Pangaea Three-B, LP · CIK 0001754782 · 10% owner Yu Peter · CIK 0001426890 · Director · Chief Executive Officer · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,802,416 Underlying: Class A ordinary shares · 215,000 shares Expires not disclosed F1 · shares: Represents securities held by Pangaea Three-B, LP. Pangaea Three-B, LP is controlled by Peter Yu, the Issuer's Chairman and Chief Executive Officer. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein. F2 · derivative.exercise_date: Each warrant becomes exercisable on the later of one year after the closing of the Company's initial public offering or 30 days after the completion of an initial business combination, as described in the Issuer's prospectus filed with the SEC. F3 · derivative.expiration_date: The warrants expire five years after the completion of an initial business combination, or earlier upon redemption or liquidation, as described in the Issuer's prospectus filed with the SEC. Read SEC document |
| December 20, 2022 Filed Dec 21, 2022 02:00 UTC | AlTi Global, Inc. GLBL · Entity 5344 | PurchaseClass A ordinary shares | 3,555 | $10.03 | $35,644.56 |
DisclosureSEC source: 0000899243-22-039149 · doc4.xml · nonDerivative · entry 2 Pangaea Three-B, LP · CIK 0001754782 · 10% owner Yu Peter · CIK 0001426890 · Director · Chief Executive Officer · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,789 F1 · shares: Represents securities held by Pangaea Three-B, LP. Pangaea Three-B, LP is controlled by Peter Yu, the Issuer's Chairman and Chief Executive Officer. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein. Read SEC document |
| December 19, 2022 Filed Dec 21, 2022 02:00 UTC | AlTi Global, Inc. GLBL · Entity 5344 | PurchaseWarrants · Derivative | 115,422 | $0.57 Strike: $11.50 | $65,790.54 |
DisclosureSEC source: 0000899243-22-039149 · doc4.xml · derivative · entry 4 Pangaea Three-B, LP · CIK 0001754782 · 10% owner Yu Peter · CIK 0001426890 · Director · Chief Executive Officer · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,587,416 Underlying: Class A ordinary shares · 115,422 shares Expires not disclosed F1 · shares: Represents securities held by Pangaea Three-B, LP. Pangaea Three-B, LP is controlled by Peter Yu, the Issuer's Chairman and Chief Executive Officer. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein. F2 · derivative.exercise_date: Each warrant becomes exercisable on the later of one year after the closing of the Company's initial public offering or 30 days after the completion of an initial business combination, as described in the Issuer's prospectus filed with the SEC. F3 · derivative.expiration_date: The warrants expire five years after the completion of an initial business combination, or earlier upon redemption or liquidation, as described in the Issuer's prospectus filed with the SEC. Read SEC document |
| December 19, 2022 Filed Dec 21, 2022 02:00 UTC | AlTi Global, Inc. GLBL · Entity 5344 | PurchaseClass A ordinary shares | 1,017 | $10.00 | $10,167.05 |
DisclosureSEC source: 0000899243-22-039149 · doc4.xml · nonDerivative · entry 1 Pangaea Three-B, LP · CIK 0001754782 · 10% owner Yu Peter · CIK 0001426890 · Director · Chief Executive Officer · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,234 F1 · shares: Represents securities held by Pangaea Three-B, LP. Pangaea Three-B, LP is controlled by Peter Yu, the Issuer's Chairman and Chief Executive Officer. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein. Read SEC document |
| December 16, 2022 Filed Dec 21, 2022 02:00 UTC | AlTi Global, Inc. GLBL · Entity 5344 | PurchaseWarrants · Derivative | 75,518 | $0.55 Strike: $11.50 | $41,534.90 |
DisclosureSEC source: 0000899243-22-039149 · doc4.xml · derivative · entry 3 Pangaea Three-B, LP · CIK 0001754782 · 10% owner Yu Peter · CIK 0001426890 · Director · Chief Executive Officer · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,471,994 Underlying: Class A Ordinary Shares · 75,518 shares Expires not disclosed F1 · shares: Represents securities held by Pangaea Three-B, LP. Pangaea Three-B, LP is controlled by Peter Yu, the Issuer's Chairman and Chief Executive Officer. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein. F2 · derivative.exercise_date: Each warrant becomes exercisable on the later of one year after the closing of the Company's initial public offering or 30 days after the completion of an initial business combination, as described in the Issuer's prospectus filed with the SEC. F3 · derivative.expiration_date: The warrants expire five years after the completion of an initial business combination, or earlier upon redemption or liquidation, as described in the Issuer's prospectus filed with the SEC. Read SEC document |
| November 22, 2022 Filed Nov 25, 2022 22:00 UTC | AlTi Global, Inc. GLBL · Entity 5344 | PurchaseWarrants · Derivative | 16,412 | $0.55 Strike: $11.50 | $9,026.60 |
DisclosureSEC source: 0000899243-22-037047 · doc4.xml · derivative · entry 1 Pangaea Three-B, LP · CIK 0001754782 · 10% owner Yu Peter · CIK 0001426890 · Director · Chief Executive Officer · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,016,722 Underlying: Class A Ordinary Shares · 16,412 shares Expires not disclosed F1 · shares: Represents securities held by Pangaea Three-B, LP. Pangaea Three-B, LP is controlled by Peter Yu, the Issuer's Chairman and Chief Executive Officer. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein. F2 · derivative.exercise_date: Each warrant becomes exercisable on the later of one year after the closing of the Company's initial public offering or 30 days after the completion of an initial business combination, as described in the Issuer's prospectus filed with the SEC. F3 · derivative.expiration_date: The warrants expire five years after the completion of an initial business combination, or earlier upon redemption or liquidation, as described in the Issuer's prospectus filed with the SEC. Read SEC document |
| November 21, 2022 Filed Nov 22, 2022 02:00 UTC | AlTi Global, Inc. GLBL · Entity 5344 | PurchaseWarrants · Derivative | 632 | $10.19 Strike: $11.50 | $6,439.38 |
DisclosureSEC source: 0000899243-22-036589 · doc4.xml · derivative · entry 9 Pangaea Three-B, LP · CIK 0001754782 · 10% owner Yu Peter · CIK 0001426890 · Director · Chief Executive Officer · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,380,064 Underlying: Class A ordinary shares · 632 shares Expires not disclosed F2 · security: Purchased as part of a unit, each unit consists of one Class A ordinary share and one-third of one warrant. Each whole warrant entitles the holder to purchase one Class A ordinary share for $11.50 per share (subject to adjustment). Purchase price reported is per unit. F1 · shares: Represents securities held by Pangaea Three-B, LP. Pangaea Three-B, LP is controlled by Peter Yu, the Issuer's Chairman and Chief Executive Officer. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein. F2 · shares: Purchased as part of a unit, each unit consists of one Class A ordinary share and one-third of one warrant. Each whole warrant entitles the holder to purchase one Class A ordinary share for $11.50 per share (subject to adjustment). Purchase price reported is per unit. F2 · price: Purchased as part of a unit, each unit consists of one Class A ordinary share and one-third of one warrant. Each whole warrant entitles the holder to purchase one Class A ordinary share for $11.50 per share (subject to adjustment). Purchase price reported is per unit. F3 · derivative.exercise_date: Each warrant becomes exercisable on the later of one year after the closing of the Company's initial public offering or 30 days after the completion of an initial business combination, as described in the Issuer's prospectus filed with the SEC. F4 · derivative.expiration_date: The warrants expire five years after the completion of an initial business combination, or earlier upon redemption or liquidation, as described in the Issuer's prospectus filed with the SEC. Read SEC document |
| November 21, 2022 Filed Nov 22, 2022 02:00 UTC | AlTi Global, Inc. GLBL · Entity 5344 | PurchaseWarrants · Derivative | 122,609 | $0.55 Strike: $11.50 | $67,189.73 |
DisclosureSEC source: 0000899243-22-036589 · doc4.xml · derivative · entry 8 Pangaea Three-B, LP · CIK 0001754782 · 10% owner Yu Peter · CIK 0001426890 · Director · Chief Executive Officer · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,379,432 Underlying: Class A ordinary shares · 112,609 shares Expires not disclosed F1 · shares: Represents securities held by Pangaea Three-B, LP. Pangaea Three-B, LP is controlled by Peter Yu, the Issuer's Chairman and Chief Executive Officer. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein. F3 · derivative.exercise_date: Each warrant becomes exercisable on the later of one year after the closing of the Company's initial public offering or 30 days after the completion of an initial business combination, as described in the Issuer's prospectus filed with the SEC. F4 · derivative.expiration_date: The warrants expire five years after the completion of an initial business combination, or earlier upon redemption or liquidation, as described in the Issuer's prospectus filed with the SEC. Read SEC document |
| November 21, 2022 Filed Nov 22, 2022 02:00 UTC | AlTi Global, Inc. GLBL · Entity 5344 | PurchaseClass A ordinary shares | 1,897 | $10.19 | $19,328.34 |
DisclosureSEC source: 0000899243-22-036589 · doc4.xml · nonDerivative · entry 4 Pangaea Three-B, LP · CIK 0001754782 · 10% owner Yu Peter · CIK 0001426890 · Director · Chief Executive Officer · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,217 F2 · security: Purchased as part of a unit, each unit consists of one Class A ordinary share and one-third of one warrant. Each whole warrant entitles the holder to purchase one Class A ordinary share for $11.50 per share (subject to adjustment). Purchase price reported is per unit. F1 · shares: Represents securities held by Pangaea Three-B, LP. Pangaea Three-B, LP is controlled by Peter Yu, the Issuer's Chairman and Chief Executive Officer. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein. F2 · price: Purchased as part of a unit, each unit consists of one Class A ordinary share and one-third of one warrant. Each whole warrant entitles the holder to purchase one Class A ordinary share for $11.50 per share (subject to adjustment). Purchase price reported is per unit. Read SEC document |
| November 18, 2022 Filed Nov 22, 2022 02:00 UTC | AlTi Global, Inc. GLBL · Entity 5344 | PurchaseWarrants · Derivative | 665 | $9.87 Strike: $11.50 | $6,564.28 |
DisclosureSEC source: 0000899243-22-036589 · doc4.xml · derivative · entry 7 Pangaea Three-B, LP · CIK 0001754782 · 10% owner Yu Peter · CIK 0001426890 · Director · Chief Executive Officer · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,266,823 Underlying: Class A ordinary shares · 665 shares Expires not disclosed F2 · security: Purchased as part of a unit, each unit consists of one Class A ordinary share and one-third of one warrant. Each whole warrant entitles the holder to purchase one Class A ordinary share for $11.50 per share (subject to adjustment). Purchase price reported is per unit. F1 · shares: Represents securities held by Pangaea Three-B, LP. Pangaea Three-B, LP is controlled by Peter Yu, the Issuer's Chairman and Chief Executive Officer. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein. F2 · shares: Purchased as part of a unit, each unit consists of one Class A ordinary share and one-third of one warrant. Each whole warrant entitles the holder to purchase one Class A ordinary share for $11.50 per share (subject to adjustment). Purchase price reported is per unit. F2 · price: Purchased as part of a unit, each unit consists of one Class A ordinary share and one-third of one warrant. Each whole warrant entitles the holder to purchase one Class A ordinary share for $11.50 per share (subject to adjustment). Purchase price reported is per unit. F3 · derivative.exercise_date: Each warrant becomes exercisable on the later of one year after the closing of the Company's initial public offering or 30 days after the completion of an initial business combination, as described in the Issuer's prospectus filed with the SEC. F4 · derivative.expiration_date: The warrants expire five years after the completion of an initial business combination, or earlier upon redemption or liquidation, as described in the Issuer's prospectus filed with the SEC. Read SEC document |
| November 18, 2022 Filed Nov 22, 2022 02:00 UTC | AlTi Global, Inc. GLBL · Entity 5344 | PurchaseWarrants · Derivative | 265,848 | $0.55 Strike: $11.50 | $146,748.10 |
DisclosureSEC source: 0000899243-22-036589 · doc4.xml · derivative · entry 6 Pangaea Three-B, LP · CIK 0001754782 · 10% owner Yu Peter · CIK 0001426890 · Director · Chief Executive Officer · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,266,158 Underlying: Class A ordinary shares · 265,848 shares Expires not disclosed F1 · shares: Represents securities held by Pangaea Three-B, LP. Pangaea Three-B, LP is controlled by Peter Yu, the Issuer's Chairman and Chief Executive Officer. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein. F3 · derivative.exercise_date: Each warrant becomes exercisable on the later of one year after the closing of the Company's initial public offering or 30 days after the completion of an initial business combination, as described in the Issuer's prospectus filed with the SEC. F4 · derivative.expiration_date: The warrants expire five years after the completion of an initial business combination, or earlier upon redemption or liquidation, as described in the Issuer's prospectus filed with the SEC. Read SEC document |
| November 18, 2022 Filed Nov 22, 2022 02:00 UTC | AlTi Global, Inc. GLBL · Entity 5344 | PurchaseClass A ordinary shares | 1,995 | $9.87 | $19,692.84 |
DisclosureSEC source: 0000899243-22-036589 · doc4.xml · nonDerivative · entry 3 Pangaea Three-B, LP · CIK 0001754782 · 10% owner Yu Peter · CIK 0001426890 · Director · Chief Executive Officer · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,320 F2 · security: Purchased as part of a unit, each unit consists of one Class A ordinary share and one-third of one warrant. Each whole warrant entitles the holder to purchase one Class A ordinary share for $11.50 per share (subject to adjustment). Purchase price reported is per unit. F1 · shares: Represents securities held by Pangaea Three-B, LP. Pangaea Three-B, LP is controlled by Peter Yu, the Issuer's Chairman and Chief Executive Officer. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein. F2 · price: Purchased as part of a unit, each unit consists of one Class A ordinary share and one-third of one warrant. Each whole warrant entitles the holder to purchase one Class A ordinary share for $11.50 per share (subject to adjustment). Purchase price reported is per unit. Read SEC document |
| November 18, 2022 Filed Nov 22, 2022 02:00 UTC | AlTi Global, Inc. GLBL · Entity 5344 | PurchaseClass A ordinary shares | 60,000 | $10.07 | $604,164.00 |
DisclosureSEC source: 0000899243-22-036589 · doc4.xml · nonDerivative · entry 2 Pangaea Three-B, LP · CIK 0001754782 · 10% owner Yu Peter · CIK 0001426890 · Director · Chief Executive Officer · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,325 F1 · shares: Represents securities held by Pangaea Three-B, LP. Pangaea Three-B, LP is controlled by Peter Yu, the Issuer's Chairman and Chief Executive Officer. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein. Read SEC document |
| November 17, 2022 Filed Nov 22, 2022 02:00 UTC | AlTi Global, Inc. GLBL · Entity 5344 | PurchaseWarrants · Derivative | 316,375 | $0.50 Strike: $11.50 | $156,605.63 |
DisclosureSEC source: 0000899243-22-036589 · doc4.xml · derivative · entry 5 Pangaea Three-B, LP · CIK 0001754782 · 10% owner Yu Peter · CIK 0001426890 · Director · Chief Executive Officer · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,000,310 Underlying: Class A Ordinary Shares · 316,375 shares Expires not disclosed F1 · shares: Represents securities held by Pangaea Three-B, LP. Pangaea Three-B, LP is controlled by Peter Yu, the Issuer's Chairman and Chief Executive Officer. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein. F3 · derivative.exercise_date: Each warrant becomes exercisable on the later of one year after the closing of the Company's initial public offering or 30 days after the completion of an initial business combination, as described in the Issuer's prospectus filed with the SEC. F4 · derivative.expiration_date: The warrants expire five years after the completion of an initial business combination, or earlier upon redemption or liquidation, as described in the Issuer's prospectus filed with the SEC. Read SEC document |
| November 17, 2022 Filed Nov 22, 2022 02:00 UTC | AlTi Global, Inc. GLBL · Entity 5344 | PurchaseClass A ordinary shares | 22,325 | $10.03 | $223,895.19 |
DisclosureSEC source: 0000899243-22-036589 · doc4.xml · nonDerivative · entry 1 Pangaea Three-B, LP · CIK 0001754782 · 10% owner Yu Peter · CIK 0001426890 · Director · Chief Executive Officer · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,325 F1 · shares: Represents securities held by Pangaea Three-B, LP. Pangaea Three-B, LP is controlled by Peter Yu, the Issuer's Chairman and Chief Executive Officer. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein. Read SEC document |
| November 09, 2022 Filed Nov 14, 2022 11:15 UTC | AlTi Global, Inc. GLBL · Entity 5344 | PurchaseWarrants · Derivative | 66,898 | $0.48 Strike: $11.50 | $32,111.04 |
DisclosureSEC source: 0000899243-22-035627 · doc4.xml · derivative · entry 1 Pangaea Three-B, LP · CIK 0001754782 · 10% owner Yu Peter · CIK 0001426890 · Director · Chief Executive Officer · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,683,935 Underlying: Class A Ordinary Shares · 66,898 shares Expires not disclosed F1 · shares: Represents securities held by Pangaea Three-B, LP. Pangaea Three-B, LP is controlled by Peter Yu, the Issuer's Chairman and Chief Executive Officer. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein. F2 · derivative.exercise_date: Each warrant becomes exercisable on the later of one year after the closing of the Company's initial public offering or 30 days after the completion of an initial business combination, as described in the Issuer's prospectus filed with the SEC. F3 · derivative.expiration_date: The warrants expire five years after the completion of an initial business combination, or earlier upon redemption or liquidation, as described in the Issuer's prospectus filed with the SEC. Read SEC document |
| November 04, 2022 Filed Nov 4, 2022 22:49 UTC | AlTi Global, Inc. GLBL · Entity 5344 | PurchaseWarrants · Derivative | 60,568 | $0.46 Strike: $11.50 | $27,818.88 |
DisclosureSEC source: 0000899243-22-035231 · doc4.xml · derivative · entry 3 Pangaea Three-B, LP · CIK 0001754782 · 10% owner Yu Peter · CIK 0001426890 · Director · Chief Executive Officer · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,617,037 Underlying: Class A Ordinary Shares · 60,568 shares Expires not disclosed F1 · shares: Represents securities held by Pangaea Three-B, LP. Pangaea Three-B, LP is controlled by Peter Yu, the Issuer's Chairman and Chief Executive Officer. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein. F2 · derivative.exercise_date: Each warrant becomes exercisable on the later of one year after the closing of the Company's initial public offering or 30 days after the completion of an initial business combination, as described in the Issuer's prospectus filed with the SEC. F3 · derivative.expiration_date: The warrants expire five years after the completion of an initial business combination, or earlier upon redemption or liquidation, as described in the Issuer's prospectus filed with the SEC. Read SEC document |
| November 03, 2022 Filed Nov 4, 2022 22:49 UTC | AlTi Global, Inc. GLBL · Entity 5344 | PurchaseWarrants · Derivative | 124,909 | $0.48 Strike: $11.50 | $59,793.94 |
DisclosureSEC source: 0000899243-22-035231 · doc4.xml · derivative · entry 2 Pangaea Three-B, LP · CIK 0001754782 · 10% owner Yu Peter · CIK 0001426890 · Director · Chief Executive Officer · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,556,469 Underlying: Class A Ordinary Shares · 124,909 shares Expires not disclosed F1 · shares: Represents securities held by Pangaea Three-B, LP. Pangaea Three-B, LP is controlled by Peter Yu, the Issuer's Chairman and Chief Executive Officer. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein. F2 · derivative.exercise_date: Each warrant becomes exercisable on the later of one year after the closing of the Company's initial public offering or 30 days after the completion of an initial business combination, as described in the Issuer's prospectus filed with the SEC. F3 · derivative.expiration_date: The warrants expire five years after the completion of an initial business combination, or earlier upon redemption or liquidation, as described in the Issuer's prospectus filed with the SEC. Read SEC document |
| November 02, 2022 Filed Nov 4, 2022 22:49 UTC | AlTi Global, Inc. GLBL · Entity 5344 | PurchaseWarrants · Derivative | 27,840 | $0.40 Strike: $11.50 | $11,110.94 |
DisclosureSEC source: 0000899243-22-035231 · doc4.xml · derivative · entry 1 Pangaea Three-B, LP · CIK 0001754782 · 10% owner Yu Peter · CIK 0001426890 · Director · Chief Executive Officer · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,431,560 Underlying: Class A Ordinary Shares · 27,840 shares Expires not disclosed F1 · shares: Represents securities held by Pangaea Three-B, LP. Pangaea Three-B, LP is controlled by Peter Yu, the Issuer's Chairman and Chief Executive Officer. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein. F2 · derivative.exercise_date: Each warrant becomes exercisable on the later of one year after the closing of the Company's initial public offering or 30 days after the completion of an initial business combination, as described in the Issuer's prospectus filed with the SEC. F3 · derivative.expiration_date: The warrants expire five years after the completion of an initial business combination, or earlier upon redemption or liquidation, as described in the Issuer's prospectus filed with the SEC. Read SEC document |
| May 27, 2022 Filed Jun 1, 2022 01:00 UTC | AlTi Global, Inc. GLBL · Entity 5344 | PurchaseWarrants · Derivative | 112,467 | $0.94 Strike: $11.50 | $106,247.57 |
DisclosureSEC source: 0000899243-22-020298 · doc4.xml · derivative · entry 1 Pangaea Three-B, LP · CIK 0001754782 · 10% owner Yu Peter · CIK 0001426890 · Director · Chief Executive Officer · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,403,720 Underlying: Class A Ordinary Shares · 112,467 shares Expires not disclosed F1 · shares: Represents securities held by Pangaea Three-B, LP. Pangaea Three-B, LP is controlled by Peter Yu, the Issuer's Chairman and Chief Executive Officer. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein. F2 · derivative.exercise_date: Each warrant becomes exercisable on the later of one year after the closing of the Company's initial public offering or 30 days after the completion of an initial business combination, as described in the Issuer's prospectus filed with the SEC. F3 · derivative.expiration_date: The warrants expire five years after the completion of an initial business combination, or earlier upon redemption or liquidation, as described in the Issuer's prospectus filed with the SEC. Read SEC document |
| May 26, 2022 Filed May 28, 2022 01:00 UTC | AlTi Global, Inc. GLBL · Entity 5344 | PurchaseWarrants · Derivative | 328,247 | $0.84 Strike: $11.50 | $274,184.72 |
DisclosureSEC source: 0000899243-22-020044 · doc4.xml · derivative · entry 2 Pangaea Three-B, LP · CIK 0001754782 · 10% owner Yu Peter · CIK 0001426890 · Director · Chief Executive Officer · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,419,500 Underlying: Class A Ordinary Shares · 328,247 shares Expires not disclosed F1 · shares: Represents securities held by Pangaea Three-B, LP. Pangaea Three-B, LP is controlled by Peter Yu, the Issuer's Chairman and Chief Executive Officer. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein. F2 · derivative.exercise_date: Each warrant becomes exercisable on the later of one year after the closing of the Company's initial public offering or 30 days after the completion of an initial business combination, as described in the Issuer's prospectus filed with the SEC. F3 · derivative.expiration_date: The warrants expire five years after the completion of an initial business combination, or earlier upon redemption or liquidation, as described in the Issuer's prospectus filed with the SEC. Read SEC document |
| May 25, 2022 Filed May 28, 2022 01:00 UTC | AlTi Global, Inc. GLBL · Entity 5344 | PurchaseWarrants · Derivative | 800,000 | $0.80 Strike: $11.50 | $640,000.00 |
DisclosureSEC source: 0000899243-22-020044 · doc4.xml · derivative · entry 1 Pangaea Three-B, LP · CIK 0001754782 · 10% owner Yu Peter · CIK 0001426890 · Director · Chief Executive Officer · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,091,253 Underlying: Class A Ordinary Shares · 800,000 shares Expires not disclosed F1 · shares: Represents securities held by Pangaea Three-B, LP. Pangaea Three-B, LP is controlled by Peter Yu, the Issuer's Chairman and Chief Executive Officer. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein. F2 · derivative.exercise_date: Each warrant becomes exercisable on the later of one year after the closing of the Company's initial public offering or 30 days after the completion of an initial business combination, as described in the Issuer's prospectus filed with the SEC. F3 · derivative.expiration_date: The warrants expire five years after the completion of an initial business combination, or earlier upon redemption or liquidation, as described in the Issuer's prospectus filed with the SEC. Read SEC document |
| May 24, 2022 Filed May 26, 2022 01:00 UTC | AlTi Global, Inc. GLBL · Entity 5344 | PurchaseWarrants, each whole warrant exercisable for one Class A Ord · Derivative | 31,140 | $0.70 Strike: $11.50 | $21,819.80 |
DisclosureSEC source: 0000899243-22-019590 · doc4.xml · derivative · entry 2 Pangaea Three-B, LP · CIK 0001754782 · 10% owner Yu Peter · CIK 0001426890 · Director · Chief Executive Officer · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,291,253 Underlying: Class A Ordinary Shares · 31,140 shares Expires not disclosed F1 · shares: Represents securities held by Pangaea Three-B, LP. Pangaea Three-B, LP is controlled by Peter Yu, the Issuer's Chairman and Chief Executive Officer. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein. F2 · derivative.exercise_date: Each warrant becomes exercisable on the later of one year after the closing of the Company's initial public offering or 30 days after the completion of an initial business combination, as described in the Issuer's prospectus filed with the SEC. F3 · derivative.expiration_date: The warrants expire five years after the completion of an initial business combination, or earlier upon redemption or liquidation, as described in the Issuer's prospectus filed with the SEC. Read SEC document |
| May 23, 2022 Filed May 26, 2022 01:00 UTC | AlTi Global, Inc. GLBL · Entity 5344 | PurchaseWarrants, each whole warrant exercisable for one Class A Ord · Derivative | 964,818 | $0.71 Strike: $11.50 | $683,863.00 |
DisclosureSEC source: 0000899243-22-019590 · doc4.xml · derivative · entry 1 Pangaea Three-B, LP · CIK 0001754782 · 10% owner Yu Peter · CIK 0001426890 · Director · Chief Executive Officer · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,260,113 Underlying: Class A Ordinary Shares · 964,818 shares Expires not disclosed F1 · shares: Represents securities held by Pangaea Three-B, LP. Pangaea Three-B, LP is controlled by Peter Yu, the Issuer's Chairman and Chief Executive Officer. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein. F2 · derivative.exercise_date: Each warrant becomes exercisable on the later of one year after the closing of the Company's initial public offering or 30 days after the completion of an initial business combination, as described in the Issuer's prospectus filed with the SEC. F3 · derivative.expiration_date: The warrants expire five years after the completion of an initial business combination, or earlier upon redemption or liquidation, as described in the Issuer's prospectus filed with the SEC. Read SEC document |
| May 20, 2022 Filed May 24, 2022 01:00 UTC | AlTi Global, Inc. GLBL · Entity 5344 | PurchaseWarrants · Derivative | 366,085 | $0.65 Strike: $11.50 | $236,783.78 |
DisclosureSEC source: 0000899243-22-019307 · doc4.xml · derivative · entry 2 Pangaea Three-B, LP · CIK 0001754782 · 10% owner Yu Peter · CIK 0001426890 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,295,295 Underlying: Class A Ordinary Shares · 366,085 shares Expires not disclosed F1 · shares: Represents securities held by Pangaea Three-B, LP. Pangaea Three-B, LP is controlled by Peter Yu, the Issuer's Chairman and Chief Executive Officer. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein. F2 · derivative.exercise_date: Each warrant becomes exercisable on the later of one year after the closing of the Company's initial public offering or 30 days after the completion of an initial business combination, as described in the Issuer's prospectus filed with the SEC. F3 · derivative.expiration_date: The warrants expire five years after the completion of an initial business combination, or earlier upon redemption or liquidation, as described in the Issuer's prospectus filed with the SEC. Read SEC document |
| May 19, 2022 Filed May 24, 2022 01:00 UTC | AlTi Global, Inc. GLBL · Entity 5344 | PurchaseWarrants · Derivative | 29,210 | $0.51 Strike: $11.50 | $14,990.57 |
DisclosureSEC source: 0000899243-22-019307 · doc4.xml · derivative · entry 1 Pangaea Three-B, LP · CIK 0001754782 · 10% owner Yu Peter · CIK 0001426890 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,929,210 Underlying: Class A Ordinary Shares · 29,210 shares Expires not disclosed F1 · shares: Represents securities held by Pangaea Three-B, LP. Pangaea Three-B, LP is controlled by Peter Yu, the Issuer's Chairman and Chief Executive Officer. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein. F2 · derivative.exercise_date: Each warrant becomes exercisable on the later of one year after the closing of the Company's initial public offering or 30 days after the completion of an initial business combination, as described in the Issuer's prospectus filed with the SEC. F3 · derivative.expiration_date: The warrants expire five years after the completion of an initial business combination, or earlier upon redemption or liquidation, as described in the Issuer's prospectus filed with the SEC. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.