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person · Reporting owner

Hoerter Steven L.

Disclosed activity across 8 companies

Tapewire entity
26666
SEC CIK
0001533451

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AGIOS PHARMACEUTICALS, INC.AGIO · Entity 4499Chief Commercial OfficerMarch 01, 2019March 05, 2019
C4 Therapeutics, Inc.CCCC · Entity 5503DirectorJune 24, 2026June 27, 2026
MBX Biosciences, Inc.MBX · Entity 4247Director · President and CEOAugust 03, 2026August 04, 2026
Oric Pharmaceuticals, Inc.ORIC · Entity 4765DirectorJanuary 02, 2026January 06, 2026
Yarrow Bioscience, Inc.YARW · Entity 6871DirectorJuly 27, 2026July 30, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AGIOS PHARMACEUTICALS, INC.

Report date March 01, 2019 · Filed March 05, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common stockSEC Table I · non-derivativeDirect10,941 Ending reported balance After 2019-03-04 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2019-03-01 · Exercise / conversion · Acquired 5,000 · Balance 15,941

Row 2 · 2019-03-01 · Sale · Disposed 5,000 · Balance 10,941

Row 3 · 2019-03-04 · Exercise / conversion · Acquired 5,000 · Balance 15,941

Row 4 · 2019-03-04 · Sale · Disposed 5,000 · Balance 10,941

Stock option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $39.76 · Expires 2026-02-15Direct55,650 Reported balance After 2019-03-01 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2019-03-01 · Exercise / conversion · Disposed 5,000 · Balance 55,650

F1: This option was granted on February 16, 2016. The shares underlying this option vest as to 25% of the underlying shares on February 16, 2017, with the remaining 75% vesting in 36 equal monthly installments thereafter.

Stock option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $39.76 · Expires 2026-02-15Direct50,650 Reported balance After 2019-03-04 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2019-03-04 · Exercise / conversion · Disposed 5,000 · Balance 50,650

F1: This option was granted on February 16, 2016. The shares underlying this option vest as to 25% of the underlying shares on February 16, 2017, with the remaining 75% vesting in 36 equal monthly installments thereafter.

Filing footnotes · ownership attribution and instrument terms

F1: This option was granted on February 16, 2016. The shares underlying this option vest as to 25% of the underlying shares on February 16, 2017, with the remaining 75% vesting in 36 equal monthly installments thereafter.

C4 Therapeutics, Inc.

Report date June 24, 2026 · Filed June 27, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.25 · Expires 2036-06-23Direct62,000 Reported balance After 2026-06-24 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-06-24 · Grant · Acquired 62,000 · Balance 62,000

F1: This option shall vest and become exercisable in full upon the earlier to occur of (i) June 24, 2027 and (ii) the next annual meeting of the Issuer's stockholders, subject to the recipient's continued service as a member of the Board on such date.

Filing footnotes · ownership attribution and instrument terms

F1: This option shall vest and become exercisable in full upon the earlier to occur of (i) June 24, 2027 and (ii) the next annual meeting of the Issuer's stockholders, subject to the recipient's continued service as a member of the Board on such date.

MBX Biosciences, Inc.

Report date August 03, 2026 · Filed August 04, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect82,938 Reported balance After 2026-08-03 transaction · row 1
1 source row

Row 1 · 2026-08-03 · Grant · Acquired 71,000 · Balance 82,938

F1: Represents the grant of restricted stock units ("RSUs"). 25% of the shares subject to the RSU grant will vest annually over four years, on each July 13, 2027, 2028, 2029 and 2030, subject to continued service on each such vesting date.

Stock option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $64.41 · Expires 2036-08-03Direct331,000 Reported balance After 2026-08-03 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-08-03 · Grant · Acquired 331,000 · Balance 331,000

F3: The options will vest and become exercisable with 25% of the shares subject to the award vesting on July 13, 2027 and the remainder vesting in 36 equal monthly installments thereafter, subject to continued service on each such vesting date.

Common StockSEC Table I · non-derivativeIndirectTrust20,000 Reported balance Holding disclosure · report date 2026-08-03 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 20,000

F2: Shares held by the Steven L Hoerter Revocable Trust dated November 2, 2018, of which the Reporting Person serves as trustee. The Reporting Person disclaims beneficial ownership except to the extent of any pecuniary interest therein, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the grant of restricted stock units ("RSUs"). 25% of the shares subject to the RSU grant will vest annually over four years, on each July 13, 2027, 2028, 2029 and 2030, subject to continued service on each such vesting date.

F2: Shares held by the Steven L Hoerter Revocable Trust dated November 2, 2018, of which the Reporting Person serves as trustee. The Reporting Person disclaims beneficial ownership except to the extent of any pecuniary interest therein, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose.

F3: The options will vest and become exercisable with 25% of the shares subject to the award vesting on July 13, 2027 and the remainder vesting in 36 equal monthly installments thereafter, subject to continued service on each such vesting date.

Oric Pharmaceuticals, Inc.

Report date January 02, 2026 · Filed January 06, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.17 · Expires 2036-01-01Direct40,000 Reported balance After 2026-01-02 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-01-02 · Grant · Acquired 40,000 · Balance 40,000

F1: 1/12th of the shares subject to the option shall vest on each one month anniversary of January 2, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: 1/12th of the shares subject to the option shall vest on each one month anniversary of January 2, 2026.

Yarrow Bioscience, Inc.

Report date July 27, 2026 · Filed July 30, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.19 · Expires 2036-04-17DirectNot disclosed Reported balance Holding disclosure · report date 2026-07-27 · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · Balance Not disclosed

F1: Effective as of July 27, 2026 (the "Effective Time"), a wholly owned subsidiary of VYNE Therapeutics Inc. ("VYNE") merged with and into Yarrow Bioscience, Inc. ("Yarrow") with Yarrow continuing as a wholly owned subsidiary of VYNE and the surviving corporation of the merger (the "Merger") under the name "Yarrow Bioscience Operating Company Corp." In connection with the completion of the Merger, VYNE changed its name to "Yarrow Bioscience, Inc." (hereinafter, the "Issuer").

F2: Represents options to purchase shares of common stock, par value $0.0001, of the Issuer ("Issuer Common Stock") received by the Reporting Person in the Merger in exchange for options to purchase shares of common stock of Yarrow held by the Reporting Person prior to the Merger. At the Effective Time, the Issuer assumed each such Yarrow option, whether vested or unvested, and converted it into an option to purchase shares of Issuer Common Stock on the same terms and conditions as were in effect immediately prior to the Effective Time.

F3: This option represents a right to purchase 87,820 shares of Issuer Common Stock, one quarter of which will vest on April 17, 2027, with the remaining three quarters vesting in equal monthly installments over the following three years, subject to the Reporting Person's continued service to the Issuer on each such vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Effective as of July 27, 2026 (the "Effective Time"), a wholly owned subsidiary of VYNE Therapeutics Inc. ("VYNE") merged with and into Yarrow Bioscience, Inc. ("Yarrow") with Yarrow continuing as a wholly owned subsidiary of VYNE and the surviving corporation of the merger (the "Merger") under the name "Yarrow Bioscience Operating Company Corp." In connection with the completion of the Merger, VYNE changed its name to "Yarrow Bioscience, Inc." (hereinafter, the "Issuer").

F2: Represents options to purchase shares of common stock, par value $0.0001, of the Issuer ("Issuer Common Stock") received by the Reporting Person in the Merger in exchange for options to purchase shares of common stock of Yarrow held by the Reporting Person prior to the Merger. At the Effective Time, the Issuer assumed each such Yarrow option, whether vested or unvested, and converted it into an option to purchase shares of Issuer Common Stock on the same terms and conditions as were in effect immediately prior to the Effective Time.

F3: This option represents a right to purchase 87,820 shares of Issuer Common Stock, one quarter of which will vest on April 17, 2027, with the remaining three quarters vesting in equal monthly installments over the following three years, subject to the Reporting Person's continued service to the Issuer on each such vesting date.

Past disclosures · reporting ended (3)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

CONSTELLATION PHARMACEUTICALS INC

Report date July 15, 2021 · Filed July 23, 2021 · Amendment

Section 16 reporting ended · disclosed 2021-07-19. Current position is not established by this disclosure.

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.05Direct0 Reported balance After 2021-07-15 transaction · row 1 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 1 · 2021-07-15 · Disposition to issuer · Disposed 26,342 · Balance 0

F1: This Form 4 reports securities disposed of under the terms of the Agreement and Plan of Merger (the ''Agreement''), dated as of June 2, 2021, among Constellation Pharmaceuticals, Inc. (the "Company"), MorphoSys AG ("Parent") and MorphoSys Development Inc. ("Purchaser"), an indirect wholly owned subsidiary of Parent. Pursuant to the Agreement, on July 15, 2021 (the "Effective Time"), Purchaser merged with and into the Company, with the Company becoming a wholly owned subsidiary of Parent (the "Merger"). In connection with the consummation of the Merger, at the Effective Time, each share of common stock, par value $0.0001 per share, of the Company ("Common Stock") that was outstanding immediately prior to the Effective Time (other than certain shares specified in the Agreement) was converted into the right to receive $34.00 in cash, without interest and subject to any required withholding of taxes (the "Merger Consideration").

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 reports securities disposed of under the terms of the Agreement and Plan of Merger (the ''Agreement''), dated as of June 2, 2021, among Constellation Pharmaceuticals, Inc. (the "Company"), MorphoSys AG ("Parent") and MorphoSys Development Inc. ("Purchaser"), an indirect wholly owned subsidiary of Parent. Pursuant to the Agreement, on July 15, 2021 (the "Effective Time"), Purchaser merged with and into the Company, with the Company becoming a wholly owned subsidiary of Parent (the "Merger"). In connection with the consummation of the Merger, at the Effective Time, each share of common stock, par value $0.0001 per share, of the Company ("Common Stock") that was outstanding immediately prior to the Effective Time (other than certain shares specified in the Agreement) was converted into the right to receive $34.00 in cash, without interest and subject to any required withholding of taxes (the "Merger Consideration").

Deciphera Pharmaceuticals, Inc.

Report date June 11, 2024 · Filed June 12, 2024

Section 16 reporting ended · disclosed 2024-06-12. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2024-06-11 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2024-06-11 · Grant · Acquired 286,075 · Balance 358,838

F1: Represents restricted stock units ("RSUs") previously granted to the Reporting Person subject to performance-based vesting conditions, for which the performance conditions associated with such RSUs had not yet occurred.

Row 2 · 2024-06-11 · Disposition to issuer · Disposed 286,075 · Balance 72,763

F2: This Form 4 reports securities disposed pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of April 29, 2024, by and among the Issuer, Ono Pharmaceutical Co., Ltd. ("Parent"), and Topaz Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"). Pursuant to the Merger Agreement, Merger Sub completed a cash tender offer to acquire all of the issued and outstanding shares of common stock of the Issuer, par value $0.01 per share (the "Common Stock") for a price per share of $25.60, without interest and subject to tax withholding (the "Merger Consideration"). Effective as of June 11, 2024 (the "Effective Time"), Merger Sub merged with and into the Issuer, with the Issuer continuing as the surviving corporation in the Merger and as a wholly owned subsidiary of Parent.

F3: Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time, each outstanding RSU (whether vested or unvested) was deemed to have vested, and was cancelled and automatically converted into the right to receive an amount in cash equal to the Merger Consideration.

Row 3 · 2024-06-11 · Other · Disposed 72,763 · Balance 0

F2: This Form 4 reports securities disposed pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of April 29, 2024, by and among the Issuer, Ono Pharmaceutical Co., Ltd. ("Parent"), and Topaz Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"). Pursuant to the Merger Agreement, Merger Sub completed a cash tender offer to acquire all of the issued and outstanding shares of common stock of the Issuer, par value $0.01 per share (the "Common Stock") for a price per share of $25.60, without interest and subject to tax withholding (the "Merger Consideration"). Effective as of June 11, 2024 (the "Effective Time"), Merger Sub merged with and into the Issuer, with the Issuer continuing as the surviving corporation in the Merger and as a wholly owned subsidiary of Parent.

F4: Pursuant to the terms of the Merger Agreement, at the Effective Time, each share of Common Stock held by the Reporting Person was tendered in exchange for the Merger Consideration, without interest and subject to tax withholding.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $25.40Direct0 Reported balance After 2024-06-11 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2024-06-11 · Disposition to issuer · Disposed 395,735 · Balance 0

F2: This Form 4 reports securities disposed pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of April 29, 2024, by and among the Issuer, Ono Pharmaceutical Co., Ltd. ("Parent"), and Topaz Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"). Pursuant to the Merger Agreement, Merger Sub completed a cash tender offer to acquire all of the issued and outstanding shares of common stock of the Issuer, par value $0.01 per share (the "Common Stock") for a price per share of $25.60, without interest and subject to tax withholding (the "Merger Consideration"). Effective as of June 11, 2024 (the "Effective Time"), Merger Sub merged with and into the Issuer, with the Issuer continuing as the surviving corporation in the Merger and as a wholly owned subsidiary of Parent.

F5: Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time, each outstanding stock option of the Issuer having an exercise price per share that is less than the Merger Consideration became fully vested, and was cancelled and automatically converted into the right to receive an amount in cash equal to (A) the number of shares underlying such option multiplied by (B) the Merger Consideration.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.23Direct0 Reported balance After 2024-06-11 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2024-06-11 · Disposition to issuer · Disposed 270,357 · Balance 0

F2: This Form 4 reports securities disposed pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of April 29, 2024, by and among the Issuer, Ono Pharmaceutical Co., Ltd. ("Parent"), and Topaz Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"). Pursuant to the Merger Agreement, Merger Sub completed a cash tender offer to acquire all of the issued and outstanding shares of common stock of the Issuer, par value $0.01 per share (the "Common Stock") for a price per share of $25.60, without interest and subject to tax withholding (the "Merger Consideration"). Effective as of June 11, 2024 (the "Effective Time"), Merger Sub merged with and into the Issuer, with the Issuer continuing as the surviving corporation in the Merger and as a wholly owned subsidiary of Parent.

F5: Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time, each outstanding stock option of the Issuer having an exercise price per share that is less than the Merger Consideration became fully vested, and was cancelled and automatically converted into the right to receive an amount in cash equal to (A) the number of shares underlying such option multiplied by (B) the Merger Consideration.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.27Direct0 Reported balance After 2024-06-11 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2024-06-11 · Disposition to issuer · Disposed 415,000 · Balance 0

F2: This Form 4 reports securities disposed pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of April 29, 2024, by and among the Issuer, Ono Pharmaceutical Co., Ltd. ("Parent"), and Topaz Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"). Pursuant to the Merger Agreement, Merger Sub completed a cash tender offer to acquire all of the issued and outstanding shares of common stock of the Issuer, par value $0.01 per share (the "Common Stock") for a price per share of $25.60, without interest and subject to tax withholding (the "Merger Consideration"). Effective as of June 11, 2024 (the "Effective Time"), Merger Sub merged with and into the Issuer, with the Issuer continuing as the surviving corporation in the Merger and as a wholly owned subsidiary of Parent.

F5: Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time, each outstanding stock option of the Issuer having an exercise price per share that is less than the Merger Consideration became fully vested, and was cancelled and automatically converted into the right to receive an amount in cash equal to (A) the number of shares underlying such option multiplied by (B) the Merger Consideration.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.48Direct0 Reported balance After 2024-06-11 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2024-06-11 · Disposition to issuer · Disposed 250,000 · Balance 0

F2: This Form 4 reports securities disposed pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of April 29, 2024, by and among the Issuer, Ono Pharmaceutical Co., Ltd. ("Parent"), and Topaz Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"). Pursuant to the Merger Agreement, Merger Sub completed a cash tender offer to acquire all of the issued and outstanding shares of common stock of the Issuer, par value $0.01 per share (the "Common Stock") for a price per share of $25.60, without interest and subject to tax withholding (the "Merger Consideration"). Effective as of June 11, 2024 (the "Effective Time"), Merger Sub merged with and into the Issuer, with the Issuer continuing as the surviving corporation in the Merger and as a wholly owned subsidiary of Parent.

F5: Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time, each outstanding stock option of the Issuer having an exercise price per share that is less than the Merger Consideration became fully vested, and was cancelled and automatically converted into the right to receive an amount in cash equal to (A) the number of shares underlying such option multiplied by (B) the Merger Consideration.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.92Direct0 Reported balance After 2024-06-11 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2024-06-11 · Disposition to issuer · Disposed 298,100 · Balance 0

F2: This Form 4 reports securities disposed pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of April 29, 2024, by and among the Issuer, Ono Pharmaceutical Co., Ltd. ("Parent"), and Topaz Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"). Pursuant to the Merger Agreement, Merger Sub completed a cash tender offer to acquire all of the issued and outstanding shares of common stock of the Issuer, par value $0.01 per share (the "Common Stock") for a price per share of $25.60, without interest and subject to tax withholding (the "Merger Consideration"). Effective as of June 11, 2024 (the "Effective Time"), Merger Sub merged with and into the Issuer, with the Issuer continuing as the surviving corporation in the Merger and as a wholly owned subsidiary of Parent.

F5: Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time, each outstanding stock option of the Issuer having an exercise price per share that is less than the Merger Consideration became fully vested, and was cancelled and automatically converted into the right to receive an amount in cash equal to (A) the number of shares underlying such option multiplied by (B) the Merger Consideration.

Filing footnotes · ownership attribution and instrument terms

F1: Represents restricted stock units ("RSUs") previously granted to the Reporting Person subject to performance-based vesting conditions, for which the performance conditions associated with such RSUs had not yet occurred.

F2: This Form 4 reports securities disposed pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of April 29, 2024, by and among the Issuer, Ono Pharmaceutical Co., Ltd. ("Parent"), and Topaz Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"). Pursuant to the Merger Agreement, Merger Sub completed a cash tender offer to acquire all of the issued and outstanding shares of common stock of the Issuer, par value $0.01 per share (the "Common Stock") for a price per share of $25.60, without interest and subject to tax withholding (the "Merger Consideration"). Effective as of June 11, 2024 (the "Effective Time"), Merger Sub merged with and into the Issuer, with the Issuer continuing as the surviving corporation in the Merger and as a wholly owned subsidiary of Parent.

F3: Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time, each outstanding RSU (whether vested or unvested) was deemed to have vested, and was cancelled and automatically converted into the right to receive an amount in cash equal to the Merger Consideration.

F4: Pursuant to the terms of the Merger Agreement, at the Effective Time, each share of Common Stock held by the Reporting Person was tendered in exchange for the Merger Consideration, without interest and subject to tax withholding.

F5: Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time, each outstanding stock option of the Issuer having an exercise price per share that is less than the Merger Consideration became fully vested, and was cancelled and automatically converted into the right to receive an amount in cash equal to (A) the number of shares underlying such option multiplied by (B) the Merger Consideration.

Ignyta, Inc.

Report date February 08, 2018 · Filed February 12, 2018

Section 16 reporting ended · disclosed 2018-02-12. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.40 · Expires 2026-12-07Direct0 Reported balance After 2018-02-08 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2018-02-08 · Disposition to issuer · Disposed 24,000 · Balance 0

F1: In connection with the acquisition of the Issuer by Roche Holdings, Inc. ("Parent") on February 8, 2018, and pursuant to the terms of the Agreement and Plan of Merger by and among the Issuer, Parent and Abingdon Acquisition Corp. ("Merger Sub") dated December 21, 2017, Merger Sub acquired all of the issued and outstanding shares of Common Stock (the "Shares") for a purchase price of $27.00 per Share (the "Merger"). In connection with the Merger, this option became fully vested and was automatically canceled and terminated and the holder became entitled to receive an amount in cash, without interest and less the amount of any tax withholding, equal to the product of (1) the number of shares of Common Stock of the Issuer underlying such option multiplied by (2) the excess, if any, of $27.00 over the exercise price per share of such option.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.35 · Expires 2027-06-12Direct0 Reported balance After 2018-02-08 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2018-02-08 · Disposition to issuer · Disposed 11,666 · Balance 0

F1: In connection with the acquisition of the Issuer by Roche Holdings, Inc. ("Parent") on February 8, 2018, and pursuant to the terms of the Agreement and Plan of Merger by and among the Issuer, Parent and Abingdon Acquisition Corp. ("Merger Sub") dated December 21, 2017, Merger Sub acquired all of the issued and outstanding shares of Common Stock (the "Shares") for a purchase price of $27.00 per Share (the "Merger"). In connection with the Merger, this option became fully vested and was automatically canceled and terminated and the holder became entitled to receive an amount in cash, without interest and less the amount of any tax withholding, equal to the product of (1) the number of shares of Common Stock of the Issuer underlying such option multiplied by (2) the excess, if any, of $27.00 over the exercise price per share of such option.

Filing footnotes · ownership attribution and instrument terms

F1: In connection with the acquisition of the Issuer by Roche Holdings, Inc. ("Parent") on February 8, 2018, and pursuant to the terms of the Agreement and Plan of Merger by and among the Issuer, Parent and Abingdon Acquisition Corp. ("Merger Sub") dated December 21, 2017, Merger Sub acquired all of the issued and outstanding shares of Common Stock (the "Shares") for a purchase price of $27.00 per Share (the "Merger"). In connection with the Merger, this option became fully vested and was automatically canceled and terminated and the holder became entitled to receive an amount in cash, without interest and less the amount of any tax withholding, equal to the product of (1) the number of shares of Common Stock of the Issuer underlying such option multiplied by (2) the excess, if any, of $27.00 over the exercise price per share of such option.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 21, 2021 Filed Jan 25, 2021 22:00 UTC Deciphera Pharmaceuticals, Inc. DCPH · Entity 90033 Exercise / conversionCommon Stock 1,078 $25.40 $27,381.20
Disclosure

SEC source: 0001209191-21-005106 · doc4.xml · nonDerivative · entry 1

Hoerter Steven L. · CIK 0001533451 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,845

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 20, 2020 Filed Aug 24, 2020 20:00 UTC Deciphera Pharmaceuticals, Inc. DCPH · Entity 90033 Exercise / conversionStock Option (Right to Buy) · Derivative 187 $0.00 Strike: $25.40 $0.00
Disclosure

SEC source: 0001209191-20-048062 · doc4.xml · derivative · entry 2

Hoerter Steven L. · CIK 0001533451 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 396,813

Underlying: Common Stock · 187 shares

Expires 2029-03-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This stock option was issued pursuant to the Issuer's 2017 Stock Option and Incentive Plan. 25% of the options vested on March 18, 2020, and the remaining options shall vest in equal monthly installments over the following three years, subject to continued service through such dates.

Read SEC document
August 20, 2020 Filed Aug 24, 2020 20:00 UTC Deciphera Pharmaceuticals, Inc. DCPH · Entity 90033 Exercise / conversionCommon Stock 187 $25.40 $4,749.80
Disclosure

SEC source: 0001209191-20-048062 · doc4.xml · nonDerivative · entry 1

Hoerter Steven L. · CIK 0001533451 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,767

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 20, 2020 Filed Jul 22, 2020 20:00 UTC Deciphera Pharmaceuticals, Inc. DCPH · Entity 90033 Exercise / conversionStock Option (Right to Buy) · Derivative 188 $0.00 Strike: $25.40 $0.00
Disclosure

SEC source: 0001209191-20-043295 · doc4.xml · derivative · entry 2

Hoerter Steven L. · CIK 0001533451 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 397,000

Underlying: Common Stock · 188 shares

Expires 2029-03-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This stock option was issued pursuant to the Issuer's 2017 Stock Option and Incentive Plan. 25% of the options vested on March 18, 2020, and the remaining options shall vest in equal monthly installments over the following three years, subject to continued service through such dates.

Read SEC document
July 20, 2020 Filed Jul 22, 2020 20:00 UTC Deciphera Pharmaceuticals, Inc. DCPH · Entity 90033 Exercise / conversionCommon Stock 188 $25.40 $4,775.20
Disclosure

SEC source: 0001209191-20-043295 · doc4.xml · nonDerivative · entry 1

Hoerter Steven L. · CIK 0001533451 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,580

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 18, 2020 Filed Jun 19, 2020 20:00 UTC Deciphera Pharmaceuticals, Inc. DCPH · Entity 90033 GrantStock Option (Right to Buy) · Derivative 187 $0.00 Strike: $25.40 $0.00
Disclosure

SEC source: 0001209191-20-037893 · doc4.xml · derivative · entry 2

Hoerter Steven L. · CIK 0001533451 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 397,188

Underlying: Common Stock · 187 shares

Expires 2029-03-17

F1 · derivative.exercise_date: This stock option was issued pursuant to the Issuer's 2017 Stock Option and Incentive Plan. 25% of the options vested on March 18, 2020, and the remaining options shall vest in equal monthly installments over the following three years, subject to continued service through such dates.

Read SEC document
June 18, 2020 Filed Jun 19, 2020 20:00 UTC Deciphera Pharmaceuticals, Inc. DCPH · Entity 90033 Exercise / conversionCommon Stock 187 $25.40 $4,749.80
Disclosure

SEC source: 0001209191-20-037893 · doc4.xml · nonDerivative · entry 1

Hoerter Steven L. · CIK 0001533451 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,392

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 04, 2020 Filed Jun 8, 2020 18:15 UTC CONSTELLATION PHARMACEUTICALS INC CNST · Entity 137050 GrantStock Options (Right to buy) · Derivative 13,171 $0.00 Strike: $37.52 $0.00
Disclosure

SEC source: 0001562180-20-004334 · primarydocument.xml · derivative · entry 1

Hoerter Steven L. · CIK 0001533451 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,171

Underlying: Common Stock · 13,171 shares

Expires 2030-06-04

F1 · derivative.exercise_date: This option was granted on June 4, 2020, and the shares underlying the option vest in equal quarterly installments through June 4, 2021, subject to continued service.

Read SEC document
May 28, 2020 Filed Jun 1, 2020 20:05 UTC Deciphera Pharmaceuticals, Inc. DCPH · Entity 90033 GrantStock Option (Right to Buy) · Derivative 188 $0.00 Strike: $25.40 $0.00
Disclosure

SEC source: 0001209191-20-033175 · doc4.xml · derivative · entry 2

Hoerter Steven L. · CIK 0001533451 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 397,375

Underlying: Common Stock · 188 shares

Expires 2029-03-17

F1 · derivative.exercise_date: This stock option was issued pursuant to the Issuer's 2017 Stock Option and Incentive Plan. 25% of the options vested on March 18, 2020, and the remaining options shall vest in equal monthly installments over the following three years, subject to continued service through such dates.

Read SEC document
May 28, 2020 Filed Jun 1, 2020 20:05 UTC Deciphera Pharmaceuticals, Inc. DCPH · Entity 90033 Exercise / conversionCommon Stock 188 $25.40 $4,775.20
Disclosure

SEC source: 0001209191-20-033175 · doc4.xml · nonDerivative · entry 1

Hoerter Steven L. · CIK 0001533451 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,205

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 21, 2020 Filed Apr 23, 2020 20:10 UTC Deciphera Pharmaceuticals, Inc. DCPH · Entity 90033 GrantStock Option (Right to Buy) · Derivative 187 $0.00 Strike: $25.40 $0.00
Disclosure

SEC source: 0001209191-20-025420 · doc4.xml · derivative · entry 2

Hoerter Steven L. · CIK 0001533451 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 397,563

Underlying: Common Stock · 187 shares

Expires 2029-03-17

F1 · derivative.exercise_date: This stock option was issued pursuant to the Issuer's 2017 Stock Option and Incentive Plan. 25% of the options vested on March 18, 2020, and the remaining options shall vest in equal monthly installments over the following three years, subject to continued service through such dates.

Read SEC document
April 21, 2020 Filed Apr 23, 2020 20:10 UTC Deciphera Pharmaceuticals, Inc. DCPH · Entity 90033 Exercise / conversionCommon Stock 187 $25.40 $4,749.80
Disclosure

SEC source: 0001209191-20-025420 · doc4.xml · nonDerivative · entry 1

Hoerter Steven L. · CIK 0001533451 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,017

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 19, 2020 Filed Mar 20, 2020 21:49 UTC Deciphera Pharmaceuticals, Inc. DCPH · Entity 90033 Tax withholdingCommon Stock 520 $39.98 $20,789.60
Disclosure

SEC source: 0001209191-20-020507 · doc4.xml · nonDerivative · entry 6

Hoerter Steven L. · CIK 0001533451 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,830

F1 · kind: On March 18, 2019 the Reporting Person was granted 22,000 Restricted Stock Units (RSUs) which vested in full on March 18, 2020 and was granted 30,000 RSUs which vest in four (4) equal annual installments beginning on March 18, 2020. These RSUs were reported in Table I on a Form 4 filed on March 20, 2019. The sale of shares reported in this Form 4 was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person to cover tax obligations.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.88 to $40.01, inclusive. The reporting person undertakes to provide to Deciphera Pharmaceuticals, Inc., any security holder of Deciphera Pharmaceuticals, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 19, 2020 Filed Mar 20, 2020 21:49 UTC Deciphera Pharmaceuticals, Inc. DCPH · Entity 90033 Tax withholdingCommon Stock 2,164 $39.22 $84,872.08
Disclosure

SEC source: 0001209191-20-020507 · doc4.xml · nonDerivative · entry 5

Hoerter Steven L. · CIK 0001533451 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,350

F1 · kind: On March 18, 2019 the Reporting Person was granted 22,000 Restricted Stock Units (RSUs) which vested in full on March 18, 2020 and was granted 30,000 RSUs which vest in four (4) equal annual installments beginning on March 18, 2020. These RSUs were reported in Table I on a Form 4 filed on March 20, 2019. The sale of shares reported in this Form 4 was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person to cover tax obligations.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.79 to $39.77, inclusive. The reporting person undertakes to provide to Deciphera Pharmaceuticals, Inc., any security holder of Deciphera Pharmaceuticals, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 19, 2020 Filed Mar 20, 2020 21:49 UTC Deciphera Pharmaceuticals, Inc. DCPH · Entity 90033 Tax withholdingCommon Stock 4,230 $38.26 $161,839.80
Disclosure

SEC source: 0001209191-20-020507 · doc4.xml · nonDerivative · entry 4

Hoerter Steven L. · CIK 0001533451 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,514

F1 · kind: On March 18, 2019 the Reporting Person was granted 22,000 Restricted Stock Units (RSUs) which vested in full on March 18, 2020 and was granted 30,000 RSUs which vest in four (4) equal annual installments beginning on March 18, 2020. These RSUs were reported in Table I on a Form 4 filed on March 20, 2019. The sale of shares reported in this Form 4 was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person to cover tax obligations.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.77 to $38.76, inclusive. The reporting person undertakes to provide to Deciphera Pharmaceuticals, Inc., any security holder of Deciphera Pharmaceuticals, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 19, 2020 Filed Mar 20, 2020 21:49 UTC Deciphera Pharmaceuticals, Inc. DCPH · Entity 90033 Tax withholdingCommon Stock 1,012 $36.88 $37,322.56
Disclosure

SEC source: 0001209191-20-020507 · doc4.xml · nonDerivative · entry 3

Hoerter Steven L. · CIK 0001533451 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,744

F1 · kind: On March 18, 2019 the Reporting Person was granted 22,000 Restricted Stock Units (RSUs) which vested in full on March 18, 2020 and was granted 30,000 RSUs which vest in four (4) equal annual installments beginning on March 18, 2020. These RSUs were reported in Table I on a Form 4 filed on March 20, 2019. The sale of shares reported in this Form 4 was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person to cover tax obligations.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.73 to $37.24, inclusive. The reporting person undertakes to provide to Deciphera Pharmaceuticals, Inc., any security holder of Deciphera Pharmaceuticals, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 19, 2020 Filed Mar 20, 2020 21:49 UTC Deciphera Pharmaceuticals, Inc. DCPH · Entity 90033 Tax withholdingCommon Stock 4,494 $35.78 $160,795.32
Disclosure

SEC source: 0001209191-20-020507 · doc4.xml · nonDerivative · entry 2

Hoerter Steven L. · CIK 0001533451 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,756

F1 · kind: On March 18, 2019 the Reporting Person was granted 22,000 Restricted Stock Units (RSUs) which vested in full on March 18, 2020 and was granted 30,000 RSUs which vest in four (4) equal annual installments beginning on March 18, 2020. These RSUs were reported in Table I on a Form 4 filed on March 20, 2019. The sale of shares reported in this Form 4 was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person to cover tax obligations.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.27 to $36.01, inclusive. The reporting person undertakes to provide to Deciphera Pharmaceuticals, Inc., any security holder of Deciphera Pharmaceuticals, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 18, 2020 Filed Mar 20, 2020 21:49 UTC Deciphera Pharmaceuticals, Inc. DCPH · Entity 90033 Exercise / conversionCommon Stock 2,250 $25.40 $57,150.00
Disclosure

SEC source: 0001209191-20-020507 · doc4.xml · nonDerivative · entry 1

Hoerter Steven L. · CIK 0001533451 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 21:10 UTC Deciphera Pharmaceuticals, Inc. DCPH · Entity 90033 GrantStock Option (Right to Buy) · Derivative 180,000 $0.00 Strike: $54.87 $0.00
Disclosure

SEC source: 0001209191-20-011039 · doc4.xml · derivative · entry 1

Hoerter Steven L. · CIK 0001533451 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,000

Underlying: Common Stock · 180,000 shares

Expires 2030-02-17

F1 · derivative.exercise_date: This stock option award was issued pursuant to Issuer's 2017 Stock Option and Incentive Plan. The option vests in 48 equal monthly installments over a 4-year period following the vesting commencement date of 2/18/2020, subject to continued service through such dates.

Read SEC document
June 06, 2019 Filed Jun 10, 2019 16:50 UTC CONSTELLATION PHARMACEUTICALS INC CNST · Entity 137050 GrantStock Option (right to buy) · Derivative 13,171 $0.00 Strike: $9.12 $0.00
Disclosure

SEC source: 0000899243-19-016210 · doc4.xml · derivative · entry 1

Hoerter Steven L. · CIK 0001533451 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,171

Underlying: Common Stock · 13,171 shares

Expires 2029-06-05

F1 · derivative.exercise_date: This option was granted on June 6, 2019 and will vest as to all shares underlying the option on June 6, 2020, subject to continued service.

Read SEC document
March 18, 2019 Filed Mar 20, 2019 21:47 UTC Deciphera Pharmaceuticals, Inc. DCPH · Entity 90033 GrantStock Option (Right to Buy) · Derivative 400,000 $0.00 Strike: $25.40 $0.00
Disclosure

SEC source: 0001209191-19-020631 · doc4.xml · derivative · entry 3

Hoerter Steven L. · CIK 0001533451 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Common Stock · 400,000 shares

Expires 2029-03-17

F3 · derivative.exercise_date: This stock option was issued pursuant to the Issuer's 2017 Stock Option and Incentive Plan. 25% of the options shall vest on March 18, 2020, and the remaining options shall vest in equal monthly installments over the following three years, subject to continued service through such dates.

Read SEC document
March 18, 2019 Filed Mar 20, 2019 21:47 UTC Deciphera Pharmaceuticals, Inc. DCPH · Entity 90033 GrantCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-020631 · doc4.xml · nonDerivative · entry 2

Hoerter Steven L. · CIK 0001533451 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,000

F2 · kind: The reporting person was awarded 30,000 Restricted Stock Units. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock. The Restricted Stock Units shall vest in four (4) equal annual installments beginning on March 18, 2020, subject to the reporting person's continuous service with the Company through such dates. The Restricted Stock Units may be settled only by delivering shares of the Issuer's Common Stock, and thus, the grant is being reported in Table 1 as allowed per SEC guidance.

Read SEC document
March 18, 2019 Filed Mar 20, 2019 21:47 UTC Deciphera Pharmaceuticals, Inc. DCPH · Entity 90033 GrantCommon Stock 22,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-020631 · doc4.xml · nonDerivative · entry 1

Hoerter Steven L. · CIK 0001533451 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,000

F1 · kind: The reporting person was awarded 22,000 Restricted Stock Units. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock. The Restricted Stock Units shall vest in full on March 18, 2020, subject to the reporting person's continuous service with the Company through such date. The Restricted Stock Units may be settled only by delivering shares of the Issuer's Common Stock, and thus, the grant is being reported in Table 1 as allowed per SEC guidance.

Read SEC document
March 18, 2019 Filed Mar 20, 2020 21:49 UTC Deciphera Pharmaceuticals, Inc. DCPH · Entity 90033 GrantStock Option (Right to Buy) · Derivative 2,250 $0.00 Strike: $25.40 $0.00
Disclosure

SEC source: 0001209191-20-020507 · doc4.xml · derivative · entry 7

Hoerter Steven L. · CIK 0001533451 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 397,750

Underlying: Common Stock · 2,250 shares

Expires 2029-03-17

F7 · derivative.exercise_date: This stock option was issued pursuant to the Issuer's 2017 Stock Option and Incentive Plan. 25% of the options shall vest on March 18, 2020, and the remaining options shall vest in equal monthly installments over the following three years, subject to continued service through such dates.

Read SEC document
March 04, 2019 Filed Mar 5, 2019 21:04 UTC AGIOS PHARMACEUTICALS, INC. AGIO · Entity 4499 Exercise / conversionStock option (right to buy) · Derivative 5,000 $0.00 Strike: $39.76 $0.00
Disclosure

SEC source: 0001209191-19-016381 · doc4.xml · derivative · entry 6

Hoerter Steven L. · CIK 0001533451 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,650

Underlying: Common stock · 5,000 shares

Expires 2026-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option was granted on February 16, 2016. The shares underlying this option vest as to 25% of the underlying shares on February 16, 2017, with the remaining 75% vesting in 36 equal monthly installments thereafter.

Read SEC document
March 04, 2019 Filed Mar 5, 2019 21:04 UTC AGIOS PHARMACEUTICALS, INC. AGIO · Entity 4499 SaleCommon stock 5,000 $68.00 $340,000.00
Disclosure

SEC source: 0001209191-19-016381 · doc4.xml · nonDerivative · entry 4

Hoerter Steven L. · CIK 0001533451 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,941

Read SEC document
March 04, 2019 Filed Mar 5, 2019 21:04 UTC AGIOS PHARMACEUTICALS, INC. AGIO · Entity 4499 Exercise / conversionCommon stock 5,000 $39.76 $198,800.00
Disclosure

SEC source: 0001209191-19-016381 · doc4.xml · nonDerivative · entry 3

Hoerter Steven L. · CIK 0001533451 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,941

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:04 UTC AGIOS PHARMACEUTICALS, INC. AGIO · Entity 4499 Exercise / conversionStock option (right to buy) · Derivative 5,000 $0.00 Strike: $39.76 $0.00
Disclosure

SEC source: 0001209191-19-016381 · doc4.xml · derivative · entry 5

Hoerter Steven L. · CIK 0001533451 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,650

Underlying: Common stock · 5,000 shares

Expires 2026-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option was granted on February 16, 2016. The shares underlying this option vest as to 25% of the underlying shares on February 16, 2017, with the remaining 75% vesting in 36 equal monthly installments thereafter.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:04 UTC AGIOS PHARMACEUTICALS, INC. AGIO · Entity 4499 SaleCommon stock 5,000 $66.01 $330,050.00
Disclosure

SEC source: 0001209191-19-016381 · doc4.xml · nonDerivative · entry 2

Hoerter Steven L. · CIK 0001533451 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,941

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:04 UTC AGIOS PHARMACEUTICALS, INC. AGIO · Entity 4499 Exercise / conversionCommon stock 5,000 $39.76 $198,800.00
Disclosure

SEC source: 0001209191-19-016381 · doc4.xml · nonDerivative · entry 1

Hoerter Steven L. · CIK 0001533451 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,941

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2019 Filed Feb 20, 2019 21:06 UTC AGIOS PHARMACEUTICALS, INC. AGIO · Entity 4499 Tax withholdingCommon stock 1,040 $58.03 $60,351.20
Disclosure

SEC source: 0001209191-19-011494 · doc4.xml · nonDerivative · entry 2

Hoerter Steven L. · CIK 0001533451 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,941

Read SEC document
February 16, 2019 Filed Feb 20, 2019 21:06 UTC AGIOS PHARMACEUTICALS, INC. AGIO · Entity 4499 Exercise / conversionRestricted stock units · Derivative 2,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-011494 · doc4.xml · derivative · entry 3

Hoerter Steven L. · CIK 0001533451 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,500

Underlying: Common stock · 2,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units were granted on February 16, 2018. Beginning on February 16, 2019, the shares underlying the restricted stock units will vest in three equal annual installments. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

F2 · derivative.expiration_date: The restricted stock units were granted on February 16, 2018. Beginning on February 16, 2019, the shares underlying the restricted stock units will vest in three equal annual installments. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

Read SEC document
February 16, 2019 Filed Feb 20, 2019 21:06 UTC AGIOS PHARMACEUTICALS, INC. AGIO · Entity 4499 Exercise / conversionCommon stock 2,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-011494 · doc4.xml · nonDerivative · entry 1

Hoerter Steven L. · CIK 0001533451 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,981

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

Read SEC document
January 22, 2019 Filed Jan 23, 2019 21:19 UTC AGIOS PHARMACEUTICALS, INC. AGIO · Entity 4499 Tax withholdingCommon stock 5,769 $52.82 $304,718.58
Disclosure

SEC source: 0001209191-19-004955 · doc4.xml · nonDerivative · entry 2

Hoerter Steven L. · CIK 0001533451 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,231

Read SEC document
January 20, 2019 Filed Jan 23, 2019 21:19 UTC AGIOS PHARMACEUTICALS, INC. AGIO · Entity 4499 Exercise / conversionPerformance share unit · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-004955 · doc4.xml · derivative · entry 3

Hoerter Steven L. · CIK 0001533451 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of the issuer's common stock.

F2 · derivative.exercise_date: The performance share units were originally granted on February 16, 2016. The performance share units vest in full six months after the achievement of performance milestone. Performance milestone was achieved on July 20, 2018, and the performance share will vest in full on January 20, 2019. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

F2 · derivative.expiration_date: The performance share units were originally granted on February 16, 2016. The performance share units vest in full six months after the achievement of performance milestone. Performance milestone was achieved on July 20, 2018, and the performance share will vest in full on January 20, 2019. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

Read SEC document
January 20, 2019 Filed Jan 23, 2019 21:19 UTC AGIOS PHARMACEUTICALS, INC. AGIO · Entity 4499 Exercise / conversionCommon stock 15,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-004955 · doc4.xml · nonDerivative · entry 1

Hoerter Steven L. · CIK 0001533451 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance share unit represents a contingent right to receive one share of the issuer's common stock.

Read SEC document
September 04, 2018 Filed Sep 5, 2018 17:44 UTC CONSTELLATION PHARMACEUTICALS INC CNST · Entity 137050 GrantStock Option (right to buy) · Derivative 26,342 $0.00 Strike: $9.05 $0.00
Disclosure

SEC source: 0000899243-18-023861 · doc4.xml · derivative · entry 1

Hoerter Steven L. · CIK 0001533451 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,342

Underlying: Common Stock · 26,342 shares

Expires 2028-09-03

F1 · derivative.exercise_date: This option was granted on September 4, 2018 and is scheduled to vest in equal monthly installments through September 4, 2021, subject to continued service.

Read SEC document
August 24, 2018 Filed Aug 28, 2018 20:06 UTC AGIOS PHARMACEUTICALS, INC. AGIO · Entity 4499 Exercise / conversionStock option (right to buy) · Derivative 2,050 $0.00 Strike: $39.76 $0.00
Disclosure

SEC source: 0001209191-18-048672 · doc4.xml · derivative · entry 3

Hoerter Steven L. · CIK 0001533451 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,650

Underlying: Common stock · 2,050 shares

Expires 2026-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · derivative.exercise_date: This option was granted on February 16, 2016. The shares underlying this option vest as to 25% of the underlying shares on February 16, 2017, with the remaining 75% vesting in 36 equal monthly installments thereafter.

Read SEC document
August 24, 2018 Filed Aug 28, 2018 20:06 UTC AGIOS PHARMACEUTICALS, INC. AGIO · Entity 4499 SaleCommon stock 2,050 $74.92 $153,586.00
Disclosure

SEC source: 0001209191-18-048672 · doc4.xml · nonDerivative · entry 2

Hoerter Steven L. · CIK 0001533451 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

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August 24, 2018 Filed Aug 28, 2018 20:06 UTC AGIOS PHARMACEUTICALS, INC. AGIO · Entity 4499 Exercise / conversionCommon stock 2,050 $39.76 $81,508.00
Disclosure

SEC source: 0001209191-18-048672 · doc4.xml · nonDerivative · entry 1

Hoerter Steven L. · CIK 0001533451 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,050

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

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July 25, 2018 Filed Jul 27, 2018 20:01 UTC AGIOS PHARMACEUTICALS, INC. AGIO · Entity 4499 Exercise / conversionStock option (right to buy) · Derivative 2,050 $0.00 Strike: $39.76 $0.00
Disclosure

SEC source: 0001209191-18-044183 · doc4.xml · derivative · entry 3

Hoerter Steven L. · CIK 0001533451 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,700

Underlying: Common stock · 2,050 shares

Expires 2026-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · derivative.exercise_date: This option was granted on February 16, 2016. The shares underlying this option vest as to 25% of the underlying shares on February 16, 2017, with the remaining 75% vesting in 36 equal monthly installments thereafter.

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July 25, 2018 Filed Jul 27, 2018 20:01 UTC AGIOS PHARMACEUTICALS, INC. AGIO · Entity 4499 SaleCommon stock 2,050 $84.58 $173,389.00
Disclosure

SEC source: 0001209191-18-044183 · doc4.xml · nonDerivative · entry 2

Hoerter Steven L. · CIK 0001533451 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
July 25, 2018 Filed Jul 27, 2018 20:01 UTC AGIOS PHARMACEUTICALS, INC. AGIO · Entity 4499 Exercise / conversionCommon stock 2,050 $39.76 $81,508.00
Disclosure

SEC source: 0001209191-18-044183 · doc4.xml · nonDerivative · entry 1

Hoerter Steven L. · CIK 0001533451 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,050

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

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July 20, 2018 Filed Jul 24, 2018 20:37 UTC AGIOS PHARMACEUTICALS, INC. AGIO · Entity 4499 GrantPerformance share units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-043734 · doc4.xml · derivative · entry 1

Hoerter Steven L. · CIK 0001533451 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of the issuer's common stock.

F2 · derivative.exercise_date: The performance share units were originally granted on February 16, 2016. The performance share units vest in full six months after the achievement of a performance milestone. The performance milestone was achieved on July 20, 2018, and the performance share units will vest in full on January 20, 2019. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

F2 · derivative.expiration_date: The performance share units were originally granted on February 16, 2016. The performance share units vest in full six months after the achievement of a performance milestone. The performance milestone was achieved on July 20, 2018, and the performance share units will vest in full on January 20, 2019. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

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June 22, 2018 Filed Jun 26, 2018 20:02 UTC AGIOS PHARMACEUTICALS, INC. AGIO · Entity 4499 Exercise / conversionStock option (right to buy) · Derivative 2,050 $0.00 Strike: $39.76 $0.00
Disclosure

SEC source: 0001209191-18-039501 · doc4.xml · derivative · entry 3

Hoerter Steven L. · CIK 0001533451 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,750

Underlying: Common stock · 2,050 shares

Expires 2026-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · derivative.exercise_date: This option was granted on February 16, 2016. The shares underlying this option vest as to 25% of the underlying shares on February 16, 2017, with the remaining 75% vesting in 36 equal monthly installments thereafter.

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June 22, 2018 Filed Jun 26, 2018 20:02 UTC AGIOS PHARMACEUTICALS, INC. AGIO · Entity 4499 SaleCommon stock 2,050 $97.58 $200,039.00
Disclosure

SEC source: 0001209191-18-039501 · doc4.xml · nonDerivative · entry 2

Hoerter Steven L. · CIK 0001533451 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
June 22, 2018 Filed Jun 26, 2018 20:02 UTC AGIOS PHARMACEUTICALS, INC. AGIO · Entity 4499 Exercise / conversionCommon stock 2,050 $39.76 $81,508.00
Disclosure

SEC source: 0001209191-18-039501 · doc4.xml · nonDerivative · entry 1

Hoerter Steven L. · CIK 0001533451 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,050

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
May 23, 2018 Filed May 29, 2018 10:14 UTC AGIOS PHARMACEUTICALS, INC. AGIO · Entity 4499 Exercise / conversionStock option (right to buy) · Derivative 2,050 $0.00 Strike: $39.76 $0.00
Disclosure

SEC source: 0001209191-18-033648 · doc4.xml · derivative · entry 3

Hoerter Steven L. · CIK 0001533451 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,800

Underlying: Common stock · 2,050 shares

Expires 2026-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · derivative.exercise_date: This option was granted on February 16, 2016. The shares underlying this option vest as to 25% of the underlying shares on February 16, 2017, with the remaining 75% vesting in 36 equal monthly installments thereafter.

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May 23, 2018 Filed May 29, 2018 10:14 UTC AGIOS PHARMACEUTICALS, INC. AGIO · Entity 4499 SaleCommon stock 2,050 $85.76 $175,808.00
Disclosure

SEC source: 0001209191-18-033648 · doc4.xml · nonDerivative · entry 2

Hoerter Steven L. · CIK 0001533451 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
May 23, 2018 Filed May 29, 2018 10:14 UTC AGIOS PHARMACEUTICALS, INC. AGIO · Entity 4499 Exercise / conversionCommon stock 2,050 $39.76 $81,508.00
Disclosure

SEC source: 0001209191-18-033648 · doc4.xml · nonDerivative · entry 1

Hoerter Steven L. · CIK 0001533451 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,050

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.